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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
GUS & DOROTHY GUTMUELLER FDN
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
38-6050826
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,063,538
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
26,152
25,916
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
37,808
b
Gross sales price for all assets on line 6a
423,716
7
Capital gain net income (from Part IV, line 2)
...
37,808
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
63,960
63,724
13
Compensation of officers, directors, trustees, etc.
6,286
2,514
3,772
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,492
773
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
149
149
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
7,927
3,436
0
3,772
25
Contributions, gifts, grants paid
.......
45,859
45,859
26
Total expenses and disbursements.
Add lines 24 and 25
53,786
3,436
0
49,631
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
10,174
b
Net investment income
(if negative, enter -0-)
60,288
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2,320
305
305
2
Savings and temporary cash investments
.........
44,911
40,388
40,388
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
454,110
459,126
560,180
c
Investments—corporate bonds (attach schedule)
.......
326,468
338,542
350,795
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
114,674
114,647
111,870
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
942,483
953,008
1,063,538
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
942,483
953,008
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
942,483
953,008
30
Total liabilities and net assets/fund balances
(see instructions)
.
942,483
953,008
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
942,483
2
Enter amount from Part I, line 27a
.....................
2
10,174
3
Other increases not included in line 2 (itemize)
3
409
4
Add lines 1, 2, and 3
..........................
4
953,066
5
Decreases not included in line 2 (itemize)
5
58
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
953,008
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
.95 CIGNA CORP
2018-11-14
2019-01-04
b
.48 DELL TECHNOLOGIES INC
2018-11-16
2019-01-04
c
16. SUNTRUST BANKS INC
2018-03-06
2019-01-07
d
5. DELL TECHNOLOGIES INC
2018-03-06
2019-01-10
e
18. DISCOVERY COMMUNICATN
2018-07-27
2019-01-10
6. DOLBY LABORATORIES INC
2017-07-05
2019-01-10
1. INGREDION INC
2018-08-17
2019-01-10
2. INGREDION INC
2018-03-27
2019-01-10
4. INGREDION INC
2018-03-06
2019-01-10
11. OWENS CORNING
2018-03-06
2019-01-10
1. TRAVELERS COS INC/THE
2018-03-27
2019-01-10
5. XILINX INC
2018-11-30
2019-01-10
12. NIELSEN HOLDINGS PLC SHS
2018-03-06
2019-01-10
6. CDW CORP/DE
2018-02-26
2019-01-14
9. CDW CORP/DE
2018-03-06
2019-01-14
8. CDW CORP/DE
2018-02-02
2019-01-14
15. BANK OF CHINA LTD ADR
2015-11-14
2019-01-16
93. BANK OF CHINA LTD ADR
2017-05-26
2019-01-16
50. BANK OF CHINA LTD ADR
2017-08-22
2019-01-16
11. BANK OF CHINA LTD ADR
2016-03-07
2019-01-16
40. BANK OF CHINA LTD ADR
2016-06-16
2019-01-16
28. BANK OF CHINA LTD ADR
2016-12-22
2019-01-16
1. BANK OF CHINA LTD ADR
2018-11-16
2019-01-16
10. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-01-22
1. CDW CORP/DE
2018-03-06
2019-01-23
1. CDW CORP/DE
2018-03-15
2019-01-23
5. APPLE INC
2018-11-16
2019-01-24
1. APPLE INC
2018-11-16
2019-01-24
1. APPLE INC
2018-11-30
2019-01-24
4. CDW CORP/DE
2018-03-15
2019-01-24
3. CDW CORP/DE
2018-07-27
2019-01-25
143. ICICI BANK LTD
2017-04-26
2019-01-25
4. ALLISON TRANSMISSION HOLDINGS INC
2018-05-25
2019-01-28
1. APPLE INC
2018-11-16
2019-01-28
1. AUTODESK INC COM
2017-02-21
2019-01-28
11. COCA-COLA CO/THE
2016-10-21
2019-01-28
3. CROWN CASTLE INTERNATIONAL CORP
2018-03-06
2019-01-28
5. FIRSTENERGY CORP
2017-08-22
2019-01-28
2. HARTFORD FINL SVCS GROUP INC COM
2018-03-06
2019-01-28
1. HUMANA INC
2018-02-02
2019-01-28
46. ICICI BANK LTD
2017-10-19
2019-01-28
75. ICICI BANK LTD
2017-04-26
2019-01-28
133. INDUSTRIA DE DISENO TEXTIL SA
2018-02-05
2019-01-28
3. LAMAR ADVERTISING CO
2017-07-05
2019-01-28
2. MOTOROLA SOLUTIONS INC
2013-10-04
2019-01-28
3. NEXTERA ENERGY INC
2016-10-21
2019-01-28
10. POPULAR INC
2017-07-05
2019-01-28
5. PROCTER & GAMBLE CO/THE
2014-11-14
2019-01-28
5. PROCTER & GAMBLE CO/THE
2016-03-03
2019-01-28
1. PROLOGIS INC
2018-03-06
2019-01-28
8. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-25
2019-01-28
9. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-08-22
2019-01-28
2. SMITH & NEPHEW PLC
2018-03-06
2019-01-28
3. TELEPHONE & DATA SYSTEMS INC
2017-07-05
2019-01-28
22. UNILEVER NV
2016-03-15
2019-01-28
3. UNITEDHEALTH GROUP INC
2015-08-28
2019-01-28
7. ASSURED GUARANTY LTD
2017-07-05
2019-01-28
129. ICICI BANK LTD
2018-03-15
2019-01-29
48. ICICI BANK LTD
2018-11-16
2019-01-29
71. ICICI BANK LTD
2017-10-19
2019-01-29
5. UNITED PARCEL SERVICE INC
2016-03-15
2019-01-30
4. UNITED PARCEL SERVICE INC
2017-08-22
2019-01-30
1. UNITED PARCEL SERVICE INC
2016-03-03
2019-01-30
11. ACTIVISION BLIZZARD INC
2016-02-26
2019-02-06
8. ACTIVISION BLIZZARD INC
2018-07-05
2019-02-06
5. ACTIVISION BLIZZARD INC
2018-10-25
2019-02-06
7000. U.S. TREASURY NOTE
2017-10-27
2019-02-11
7. NUCOR CORP
2018-07-27
2019-02-12
7. ARKEMA ADR
2018-01-18
2019-02-14
6. ARKEMA ADR
2018-02-02
2019-02-14
3. AUTODESK INC COM
2017-02-21
2019-02-14
8. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-02-14
6. BRIGHTHOUSE FINL INC REG
2018-04-18
2019-02-14
2. ELECTRONIC ARTS
2017-08-31
2019-02-14
1. ELECTRONIC ARTS
2017-08-31
2019-02-14
9. HESS CORP
2017-03-17
2019-02-14
4. ITAU UNIBANCO HOLDING SA
2018-09-18
2019-02-14
64. ITAU UNIBANCO HOLDING SA
2018-08-17
2019-02-14
9. KELLOGG CO
2017-11-10
2019-02-14
7. MARSH & MCLENNAN COS INC
2016-08-12
2019-02-14
16. MICROSOFT CORP COM
2016-01-15
2019-02-14
2. MICROSOFT CORP COM
2016-01-28
2019-02-14
3. MOTOROLA SOLUTIONS INC
2013-10-04
2019-02-14
8. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-08-22
2019-02-14
43. SEA LTD
2017-12-22
2019-02-14
11. SUNCOR ENERGY INC
2016-10-21
2019-02-14
1. UNITEDHEALTH GROUP INC
2015-08-28
2019-02-14
1. UNITEDHEALTH GROUP INC
2015-10-29
2019-02-14
19. KONE OYJ
2016-03-15
2019-02-14
21. TREND MICRO INC
2017-09-19
2019-02-15
20. TREND MICRO INC
2017-10-19
2019-02-15
3. TREND MICRO INC
2018-11-16
2019-02-19
3. TREND MICRO INC
2017-10-19
2019-02-19
6. ALTRIA GROUP INC
2016-03-15
2019-02-26
7. ALTRIA GROUP INC
2016-03-15
2019-02-26
18. CISCO SYSTEMS INC
2016-10-21
2019-02-26
22. DEVON ENERGY CORP
2018-03-06
2019-02-26
3. HESS CORP
2017-03-17
2019-02-26
4. HESS CORP
2017-07-05
2019-02-26
2. NVIDIA CORP
2018-02-02
2019-02-26
2. NVIDIA CORP
2017-08-22
2019-02-26
3. NVIDIA CORP
2017-05-11
2019-02-26
1. NVIDIA CORP
2017-01-24
2019-02-26
15. ROGERS COMMUNICATIONS INC
2016-03-15
2019-02-26
55. KONINKLIJKE DSM NV ADR
2018-10-25
2019-02-26
12. SUNCOR ENERGY INC
2016-10-21
2019-02-26
2. UNION PACIFIC CORP
2017-12-08
2019-02-26
25. WEYERHAEUSER CO
2019-01-28
2019-02-26
1. DELL TECHNOLOGIES INC
2018-11-16
2019-02-28
16. DEVON ENERGY CORP
2018-05-09
2019-03-01
4. DEVON ENERGY CORP
2018-03-06
2019-03-01
3. BERKSHIRE HATHAWAYINC
2015-11-13
2019-03-06
2. BERKSHIRE HATHAWAYINC
2015-12-04
2019-03-06
2. BERKSHIRE HATHAWAYINC
2018-02-26
2019-03-06
1. HESS CORP
2017-07-05
2019-03-08
2. HESS CORP
2017-07-05
2019-03-11
3. HESS CORP
2017-07-05
2019-03-11
2. HESS CORP
2017-07-05
2019-03-12
18. DEVON ENERGY CORP
2018-05-09
2019-03-18
5. ENERGIZER HOLDINGS INC
2017-07-05
2019-03-18
7. ENERGIZER HOLDINGS INC
2018-03-06
2019-03-18
12. HALLIBURTON CO
2018-11-14
2019-03-18
4. CARDINAL HEALTH INC COM
2018-01-18
2019-03-19
2. CARDINAL HEALTH INC COM
2018-01-18
2019-03-20
2. ALIGN TECHNOLOGY INC
2018-11-14
2019-03-21
3. ANTA SPORTS PRODUCTS LTD
2017-01-27
2019-03-21
4. ANTHEM INC
2015-01-16
2019-03-21
6. ARKEMA ADR
2018-02-02
2019-03-21
6. ARKEMA ADR
2018-02-26
2019-03-21
1. BOOKING HLDGS INC
2016-05-17
2019-03-21
2. CARDINAL HEALTH INC COM
2018-03-06
2019-03-21
2. CARDINAL HEALTH INC COM
2018-01-18
2019-03-21
7. DUKE REALTY CORP
2018-03-06
2019-03-21
2. FACEBOOK INC
2015-08-28
2019-03-21
9. J P MORGAN CHASE & CO
2015-04-17
2019-03-21
5. LAMAR ADVERTISING CO
2017-07-05
2019-03-21
8. MCKESSON CORP
2017-07-05
2019-03-21
1. MERCADOLIBRE INC
2017-08-25
2019-03-21
1. NVIDIA CORP
2018-02-02
2019-03-21
2. NVIDIA CORP
2017-08-22
2019-03-21
18. OMRON CORP
2017-06-13
2019-03-21
14. OMRON CORP
2018-09-18
2019-03-21
20. OMRON CORP
2018-02-26
2019-03-21
11. OMRON CORP
2017-08-22
2019-03-21
33. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-09
2019-03-21
42. PING AN INSURANCE GROUP CO OF CHINA LTD
2017-10-31
2019-03-21
12. POTLATCHDELTIC CORP
2019-02-26
2019-03-21
3. PROLOGIS INC
2018-03-06
2019-03-21
1. QUALCOMM INC
2015-09-18
2019-03-21
1. QUALCOMM INC
2015-04-02
2019-03-21
1. QUALCOMM INC
2016-03-03
2019-03-21
49. SEA LTD
2017-12-22
2019-03-21
33. SUNCOR ENERGY INC
2016-10-21
2019-03-21
4. SUNCOR ENERGY INC
2017-02-21
2019-03-21
9. SUNCOR ENERGY INC
2017-08-22
2019-03-21
2. UNITEDHEALTH GROUP INC
2015-10-29
2019-03-21
4. WELLTOWER INC
2018-03-06
2019-03-21
4. WILLIAMS-SONOMA INC
2017-07-05
2019-03-21
1000. AMERICAN EXPRESS CREDIT
2018-03-07
2019-03-26
12000. AMERICAN EXPRESS CREDIT
2017-03-27
2019-03-26
4. LINDE PLC REG SHS
2019-02-14
2019-03-29
2. ARKEMA ADR
2018-09-18
2019-04-03
1. ARKEMA ADR
2018-02-26
2019-04-03
3. ARKEMA ADR
2018-11-14
2019-04-03
1. ARKEMA ADR
2018-11-16
2019-04-03
2. ARKEMA ADR
2018-09-18
2019-04-04
1. ARKEMA ADR
2018-11-16
2019-04-04
2. ARKEMA ADR
2018-11-14
2019-04-04
1. ARKEMA ADR
2018-02-26
2019-04-04
1. ARKEMA ADR
2018-02-26
2019-04-05
3. ARKEMA ADR
2018-11-14
2019-04-05
1. ARKEMA ADR
2018-11-16
2019-04-05
1. ARKEMA ADR
2018-09-18
2019-04-05
14. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-22
2019-04-05
1. ARKEMA ADR
2018-02-26
2019-04-08
1. ARKEMA ADR
2018-09-18
2019-04-08
1. ARKEMA ADR
2018-11-14
2019-04-08
17. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-22
2019-04-08
8. FIRST REPUBLIC BANK/CA
2017-10-03
2019-04-09
3. FIRST REPUBLIC BANK/CA
2017-04-26
2019-04-09
13. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-22
2019-04-09
11000. U.S. TREASURY NOTE
2017-08-17
2019-04-11
46. AXA ADR
2018-05-09
2019-04-12
2. BECTON DICKINSON AND CO
2016-08-26
2019-04-12
12. BRITISH AMERICAN TOBACCO PLC
2017-10-30
2019-04-12
4. CENTENE CORP
2018-08-17
2019-04-12
2. CONSTELLATION BRANDS INC
2016-01-28
2019-04-12
4. EQUINIX INC
2018-06-19
2019-04-12
3. FACEBOOK INC
2015-08-28
2019-04-12
6. GENUINE PARTS CO
2016-03-15
2019-04-12
8. OMRON CORP
2018-09-18
2019-04-12
31. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-04-12
27. KONINKLIJKE DSM NV ADR
2018-10-25
2019-04-12
49. SUNCOR ENERGY INC
2018-07-05
2019-04-12
20. SUNCOR ENERGY INC
2017-08-22
2019-04-12
6. MASCO CORP
2018-11-14
2019-04-17
6. MASCO CORP
2018-11-14
2019-04-18
3. NVIDIA CORP
2018-10-25
2019-04-18
1. NVIDIA CORP
2018-02-02
2019-04-18
3. NVIDIA CORP
2019-01-28
2019-04-18
7. 3M CO
2016-03-15
2019-04-18
2. 3M CO
2018-05-09
2019-04-18
2. 3M CO
2017-03-17
2019-04-18
2. 3M CO
2016-08-12
2019-04-18
5. 3M CO
2018-05-25
2019-04-18
2. 3M CO
2018-08-17
2019-04-18
3. MASCO CORP
2018-11-14
2019-04-22
5. MASCO CORP
2019-01-28
2019-04-22
1. TESLA MTRS INC
2018-03-27
2019-04-22
1. TESLA MTRS INC
2018-05-25
2019-04-22
1. TESLA MTRS INC
2018-07-27
2019-04-22
1. TESLA MTRS INC
2019-01-28
2019-04-22
4. APPLE INC
2018-11-16
2019-04-23
2. APPLE INC
2019-03-21
2019-04-23
4. MASCO CORP
2019-01-28
2019-04-23
13. OMRON CORP
2018-09-18
2019-04-24
16. OMRON CORP
2018-11-14
2019-04-25
1. OMRON CORP
2018-09-18
2019-04-25
3. OMRON CORP
2018-11-16
2019-04-25
6. OMRON CORP
2018-11-16
2019-04-25
5. ALLISON TRANSMISSION HOLDINGS INC
2018-05-25
2019-04-26
7. ANADARKO PETE CORP
2018-05-25
2019-04-26
6. AVNET INC
2018-03-06
2019-04-26
3. BECTON DICKINSON AND CO
2016-08-26
2019-04-26
4. BIOMARIN PHARMACEUTICAL INC
2018-01-18
2019-04-26
4. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-04-26
2. CENTENE CORP
2018-10-25
2019-04-26
10. CENTENE CORP
2018-08-17
2019-04-26
3. EVERGY INC
2018-11-30
2019-04-26
11. FIDELITY NATL INFO SVCS
2018-03-06
2019-04-26
2. FIDELITY NATL INFO SVCS
2018-07-27
2019-04-26
46. FORD MOTOR CO
2018-11-30
2019-04-26
2. GOLDMAN SACHS GROUP INC
2016-04-01
2019-04-26
2. GOLDMAN SACHS GROUP INC
2016-12-02
2019-04-26
8. HESS CORP
2017-07-05
2019-04-26
13. MASCO CORP
2019-01-28
2019-04-26
2. MITSUI FUDOSAN CO LTD
2018-04-18
2019-04-26
8. MITSUI FUDOSAN CO LTD
2018-04-18
2019-04-26
10. NU SKIN ENTERPRISES INC
2017-07-05
2019-04-26
5. POLARIS INDUSTRIES INC
2018-03-06
2019-04-26
4. POPULAR INC
2017-08-22
2019-04-26
5. POPULAR INC
2017-07-05
2019-04-26
8. PROLOGIS INC
2018-03-06
2019-04-26
7. PROLOGIS INC
2018-05-25
2019-04-26
19. WEYERHAEUSER CO
2019-01-28
2019-04-26
3. XILINX INC
2019-02-26
2019-04-26
7. ADIENT PLC SHS
2018-03-06
2019-04-26
1. INDUSTRIA DE DISENO TEXTIL SA
2018-02-05
2019-04-29
28. INDUSTRIA DE DISENO TEXTIL SA
2018-11-16
2019-04-29
55. INDUSTRIA DE DISENO TEXTIL SA
2018-09-18
2019-04-29
72. INDUSTRIA DE DISENO TEXTIL SA
2018-02-26
2019-04-29
8. MITSUI FUDOSAN CO LTD
2018-08-31
2019-05-15
17. MITSUI FUDOSAN CO LTD
2018-05-25
2019-05-15
8. MITSUI FUDOSAN CO LTD
2018-04-18
2019-05-15
11. BAIDU.COM ADR
2018-05-09
2019-05-20
3. BAIDU.COM ADR
2018-11-16
2019-05-20
2. BAIDU.COM ADR
2018-09-18
2019-05-20
7. BAIDU.COM ADR
2018-08-17
2019-05-20
3. BAIDU.COM ADR
2018-05-25
2019-05-20
10000. U.S. TREASURY NOTE
2018-08-29
2019-05-20
7. AMERICAN INTERNATIONAL GROUP INC
2015-02-20
2019-05-24
10. DEUTSCHE POST AG
2016-03-15
2019-05-24
3. ELECTRONIC ARTS
2017-08-31
2019-05-24
3. ELECTRONIC ARTS
2017-10-30
2019-05-24
4. ELECTRONIC ARTS
2018-01-18
2019-05-24
3. ELECTRONIC ARTS
2017-12-08
2019-05-24
14. KONINKLIJKE PHILIPS NV
2017-03-17
2019-05-24
5. MICROSOFT CORP COM
2016-01-28
2019-05-24
8. ORACLE CORP
2016-02-19
2019-05-24
7. ORACLE CORP
2016-01-28
2019-05-24
4. PAYCHEX INC
2018-07-05
2019-05-24
1. PAYPAL HOLDINGS INC SHS
2017-08-22
2019-05-24
5. PAYPAL HOLDINGS INC SHS
2017-07-05
2019-05-24
26. SCHNEIDER ELEC SA ADR
2018-05-29
2019-05-24
23. SEA LTD
2017-12-22
2019-05-24
4. UNITED TECHNOLOGIES CORP
2016-10-21
2019-05-24
3. VERTEX PHARMACEUTICALS INC
2017-07-05
2019-05-24
17. KONE OYJ
2016-03-15
2019-05-24
14000. U.S. TREASURY NOTE
2018-09-14
2019-06-10
8000. U.S. TREASURY NOTE
2018-09-27
2019-06-10
1. HESS CORP
2017-07-05
2019-06-17
7. HESS CORP
2017-08-22
2019-06-17
7. HESS CORP
2018-03-06
2019-06-17
21. MASCO CORP
2019-01-28
2019-06-17
3. ELECTRONIC ARTS
2018-08-31
2019-06-18
3. ELECTRONIC ARTS
2018-08-17
2019-06-18
4. ELECTRONIC ARTS
2018-02-02
2019-06-18
1. ELECTRONIC ARTS
2018-11-14
2019-06-18
15. ANADARKO PETE CORP
2019-03-21
2019-06-19
7. ANADARKO PETE CORP
2019-02-26
2019-06-19
9. ANADARKO PETE CORP
2018-05-25
2019-06-19
28. BURBERRY GROP PLC-SP ADR
2018-10-25
2019-06-20
28. BURBERRY GROP PLC-SP ADR
2018-02-26
2019-06-20
34. BURBERRY GROP PLC-SP ADR
2017-11-10
2019-06-20
7. MARSH & MCLENNAN COS INC
2018-03-06
2019-06-20
5. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-20
23. NESTLE S A SPONSORED ADR
2016-10-21
2019-06-20
6. ONEOK INC
2018-08-17
2019-06-20
2. ORACLE CORP
2016-02-19
2019-06-20
18. ORACLE CORP
2016-03-03
2019-06-20
2. PROCTER & GAMBLE CO/THE
2017-03-17
2019-06-20
2. PROCTER & GAMBLE CO/THE
2016-03-03
2019-06-20
1. ROPER TECHNOLOGIES INC
2016-07-28
2019-06-20
9. SUNCOR ENERGY INC
2018-07-05
2019-06-20
56. SUNCOR ENERGY INC
2018-09-18
2019-06-20
18. TAIWAN SEMICONDUCTOR ADR
2016-05-25
2019-06-20
4. TAIWAN SEMICONDUCTOR ADR
2016-06-16
2019-06-20
17. JOHNSON CTLS INTL PLC
2018-07-27
2019-06-20
6. JOHNSON CTLS INTL PLC
2018-08-17
2019-06-20
3. JOHNSON CTLS INTL PLC
2018-07-27
2019-06-20
4. BIOMARIN PHARMACEUTICAL INC
2018-11-14
2019-06-25
7. BIOMARIN PHARMACEUTICAL INC
2018-09-18
2019-06-25
8. BIOMARIN PHARMACEUTICAL INC
2018-01-18
2019-06-25
2. US BANCORP DEL
2016-03-15
2019-06-26
13000. U.S. TREASURY NOTE
2018-08-29
2019-06-26
13. US BANCORP DEL
2016-03-15
2019-06-27
15. INTERNATIONAL PAPER CO
2016-02-09
2019-06-28
6000. U.S. TREASURY NOTE
2018-12-27
2019-07-17
1000. U.S. TREASURY NOTE
2018-08-29
2019-07-17
83. ALSTOM SA-UNSPON ADR
2019-01-28
2019-07-24
10. DIAGEO PLC SPON ADR NEW
2017-08-22
2019-07-24
2. ILLUMINA INC
2017-08-22
2019-07-24
7. ORACLE CORP
2016-03-03
2019-07-24
1. PEPSICO INC
2017-08-22
2019-07-24
13. PEPSICO INC
2016-03-15
2019-07-24
6. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-03-06
2019-07-24
1. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-08-22
2019-07-24
3. QUALCOMM INC
2017-08-22
2019-07-24
6. QUALCOMM INC
2016-03-03
2019-07-24
14. KONINKLIJKE DSM NV ADR
2018-11-14
2019-07-24
16. KONINKLIJKE DSM NV ADR
2018-10-25
2019-07-24
6. AFFILIATED MANAGERS GROUP INC
2019-01-28
2019-07-26
20. CISCO SYSTEMS INC
2016-10-21
2019-07-26
12. DOW INC
2019-04-18
2019-07-26
13. DUKE REALTY CORP
2018-03-06
2019-07-26
19. FISERV INC COM
2019-04-26
2019-07-26
12. NEWMONT MINING CORP
2019-01-28
2019-07-26
10. ONEOK INC
2018-08-17
2019-07-26
5. VALERO ENERGY CORP
2018-11-30
2019-07-26
17. NVENT ELEC PLC REG SHS
2018-03-06
2019-07-26
10. MICROSOFT CORP COM
2016-01-28
2019-07-31
7000. U.S. TREASURY NOTE
2019-06-10
2019-08-06
3. XILINX INC
2019-03-26
2019-08-09
6. XILINX INC
2019-03-21
2019-08-09
3. XILINX INC
2019-02-26
2019-08-09
1. XILINX INC
2019-05-24
2019-08-09
7. MOLSON COORS BREWING CO
2019-04-26
2019-08-16
7. MOLSON COORS BREWING CO
2018-11-14
2019-08-16
10. MOLSON COORS BREWING CO
2019-01-28
2019-08-16
2. WILLIAMS-SONOMA INC
2017-08-22
2019-08-16
6. WILLIAMS-SONOMA INC
2017-07-05
2019-08-16
4. CENTENE CORP
2018-10-25
2019-08-19
10. CENTENE CORP
2018-10-25
2019-08-19
8. SUNCOR ENERGY INC
2018-10-25
2019-08-20
5. SUNCOR ENERGY INC
2018-09-18
2019-08-20
14. TAIWAN SEMICONDUCTOR ADR
2016-06-16
2019-08-20
37. TAIWAN SEMICONDUCTOR ADR
2017-01-27
2019-08-20
6. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-08-20
4. DIAGEO PLC SPON ADR NEW
2017-08-22
2019-08-21
6. SUNCOR ENERGY INC
2018-11-16
2019-08-21
5. SUNCOR ENERGY INC
2018-10-25
2019-08-21
244. AMBEV SA SHS ADR
2019-01-28
2019-08-22
1. ANTA SPORTS PRODUCTS LTD
2017-08-22
2019-08-22
1. CONSTELLATION BRANDS INC
2016-01-28
2019-08-22
3. DIAGEO PLC SPON ADR NEW
2017-08-22
2019-08-22
4. IAA INC REG SHS WHEN
2018-05-25
2019-08-22
1. ILLUMINA INC
2017-08-22
2019-08-22
7. KONINKLIJKE PHILIPS NV
2017-03-17
2019-08-22
3. NESTLE S A SPONSORED ADR
2016-10-21
2019-08-22
4. NESTLE S A SPONSORED ADR
2018-11-16
2019-08-22
6. NESTLE S A SPONSORED ADR
2016-12-02
2019-08-22
3. ONEOK INC
2018-11-14
2019-08-22
2. ONEOK INC
2018-08-17
2019-08-22
7. ORACLE CORP
2016-03-03
2019-08-22
2. PTC INC SHS
2019-04-12
2019-08-22
4. PTC INC SHS
2019-04-12
2019-08-22
27. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-08-22
17. KONINKLIJKE DSM NV ADR
2018-11-14
2019-08-22
32. TENCENT HOLDINGS LTD ADR
2017-02-21
2019-08-22
17. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-08-22
8. ASML HLDG NV NY REG SHS
2017-02-21
2019-08-22
3. ASML HLDG NV NY REG SHS
2016-08-26
2019-08-22
1. ANTA SPORTS PRODUCTS LTD
2017-08-22
2019-08-29
1. ANTA SPORTS PRODUCTS LTD
2017-08-22
2019-08-30
1. ANTA SPORTS PRODUCTS LTD
2017-08-22
2019-09-03
1. ANTA SPORTS PRODUCTS LTD
2017-08-22
2019-09-04
5. POTLATCHDELTIC CORP
2019-02-26
2019-09-04
18. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-09-05
5000. U.S. TREASURY BOND
2013-01-17
2019-09-06
1000. U.S. TREASURY BOND
2018-03-06
2019-09-06
3000. U.S. TREASURY BOND
2016-03-02
2019-09-06
28. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-09-06
1. ANTA SPORTS PRODUCTS LTD
2017-08-22
2019-09-09
131. AMBEV SA SHS ADR
2019-04-26
2019-09-18
195. AMBEV SA SHS ADR
2019-01-28
2019-09-18
197. AMBEV SA SHS ADR
2019-04-26
2019-09-19
2. ADOBE SYS INC COM
2017-01-27
2019-09-23
72. ALSTOM SA-UNSPON ADR
2019-01-28
2019-09-23
47. ASSOCIATED BRIT FOODS LTD ADR NEW
2019-02-04
2019-09-23
1. COSTAR GROUP INC
2018-02-02
2019-09-23
2. DOMINO S PIZZA INC
2015-10-09
2019-09-23
1. EQUINIX INC
2018-11-14
2019-09-23
1. EQUINIX INC
2018-09-18
2019-09-23
3. EQUINIX INC
2018-07-05
2019-09-23
19. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-04-18
2019-09-23
21. NESTLE S A SPONSORED ADR
2019-01-28
2019-09-23
1. NESTLE S A SPONSORED ADR
2018-11-16
2019-09-23
3. PROCTER & GAMBLE CO/THE
2017-03-17
2019-09-23
5. SALESFORCE COM INC
2018-03-27
2019-09-23
5. UNION PACIFIC CORP
2017-12-08
2019-09-23
3. VULCAN MATERIALS CO
2019-01-28
2019-09-23
10. JOHNSON CTLS INTL PLC
2018-08-17
2019-09-23
13000. U.S. TREASURY NOTE
2018-01-22
2019-09-24
333. ALSTOM SA-UNSPON ADR
2019-01-28
2019-09-26
14. ASSOCIATED BRIT FOODS LTD ADR NEW
2019-02-04
2019-09-26
76. ALSTOM SA-UNSPON ADR
2019-01-28
2019-09-27
15. ASSOCIATED BRIT FOODS LTD ADR NEW
2019-02-04
2019-09-27
17. ASSOCIATED BRIT FOODS LTD ADR NEW
2019-02-04
2019-09-30
78. NOKIA CORP ADR-A SHS
2018-11-14
2019-09-30
15. ASSOCIATED BRIT FOODS LTD ADR NEW
2019-02-04
2019-10-01
5. BCE INC
2018-03-06
2019-10-01
6. BCE INC
2017-10-19
2019-10-01
5. CROWN CASTLE INTERNATIONAL CORP
2018-03-06
2019-10-01
28. DANONE-SPONS ADR
2019-08-22
2019-10-01
58. ERICSSON (LM) TELEPHONE CO ADR (NEW)
2018-08-17
2019-10-01
11. IAA INC REG SHS WHEN
2018-05-25
2019-10-01
2. IAA INC REG SHS WHEN
2019-03-21
2019-10-01
5. MARSH & MCLENNAN COS INC
2018-03-06
2019-10-01
3. WHIRLPOOL CORP
2019-08-22
2019-10-01
2. WHIRLPOOL CORP
2018-03-06
2019-10-01
2. PTC INC SHS
2019-04-26
2019-10-11
4. PTC INC SHS
2019-04-12
2019-10-11
3. PTC INC SHS
2019-04-12
2019-10-11
2. PTC INC SHS
2019-04-26
2019-10-14
1. SPECTRUM BRANDS HOLDINGS INC
2019-09-26
2019-10-16
.15 SPECTRUM BRANDS HOLDINGS INC
2019-10-17
2019-10-17
2. BECTON DICKINSON AND CO
2016-08-26
2019-10-22
3. BECTON DICKINSON AND CO
2017-10-03
2019-10-22
3. BECTON DICKINSON AND CO
2018-12-28
2019-10-22
3. AGCO CORP
2019-04-26
2019-10-23
3. CARDINAL HEALTH INC COM
2018-03-06
2019-10-23
3. DOLLAR GENERAL CORP
2016-03-03
2019-10-23
1. DOMINO S PIZZA INC
2018-01-18
2019-10-23
1. DOMINO S PIZZA INC
2015-10-09
2019-10-23
1. EQUINIX INC
2018-11-14
2019-10-23
7. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-06-19
2019-10-23
5. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-04-18
2019-10-23
1. IMPERIAL BRANDS PLC
2017-04-26
2019-10-23
22. IMPERIAL BRANDS PLC
2017-02-21
2019-10-23
21. IMPERIAL BRANDS PLC
2017-03-09
2019-10-23
4. MARSH & MCLENNAN COS INC
2018-03-06
2019-10-23
3. MCKESSON CORP
2017-08-22
2019-10-23
1. MCKESSON CORP
2017-07-05
2019-10-23
3. ONEOK INC
2018-12-28
2019-10-23
3. ONEOK INC
2018-11-14
2019-10-23
5. PEPSICO INC
2017-08-22
2019-10-23
5. QUALCOMM INC
2017-08-22
2019-10-23
15. SMITH & NEPHEW PLC
2018-03-06
2019-10-23
17. TENCENT HOLDINGS LTD ADR
2017-02-21
2019-10-23
7000. U.S. TREASURY NOTE
2019-06-10
2019-10-23
8. UNITEDHEALTH GROUP INC
2016-01-28
2019-10-23
1. UNITEDHEALTH GROUP INC
2015-10-29
2019-10-23
2. VULCAN MATERIALS CO
2019-01-28
2019-10-23
5. ASSURED GUARANTY LTD
2017-07-05
2019-10-23
1. ASSURED GUARANTY LTD
2018-03-06
2019-10-23
18. JOHNSON CTLS INTL PLC
2018-11-14
2019-10-23
16. JOHNSON CTLS INTL PLC
2018-08-17
2019-10-23
50. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-10-23
30. TENCENT HOLDINGS LTD ADR
2017-02-21
2019-10-24
1. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-11-16
2019-10-25
6. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-09-18
2019-10-25
1. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-06-19
2019-10-25
3. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-11-16
2019-10-28
8. FOMENTO ECONOMICO MEXICANO SAB DE CV
2018-11-30
2019-10-28
35. MATTEL INC
2017-08-22
2019-10-30
21. MATTEL INC
2017-08-22
2019-10-30
21. MATTEL INC
2017-08-22
2019-10-31
1. BOOKING HLDGS INC
2016-11-18
2019-11-07
12. ALLISON TRANSMISSION HOLDINGS INC
2018-05-25
2019-11-14
1. LABORATORY CORP AMER HLDGS
2018-11-30
2019-11-14
1. LABORATORY CORP AMER HLDGS
2019-08-22
2019-11-14
2. LABORATORY CORP AMER HLDGS
2018-07-27
2019-11-14
3. MOHAWK INDS INC
2019-06-20
2019-11-14
12. JOHNSON CTLS INTL PLC
2018-11-14
2019-11-14
1. AGCO CORP
2019-04-26
2019-11-15
2. ALIGN TECHNOLOGY INC
2018-11-14
2019-11-15
1. ALIGN TECHNOLOGY INC
2018-12-28
2019-11-15
1. ALPHABET INC SHS CL A
2016-01-08
2019-11-15
3. AMERICAN INTERNATIONAL GROUP INC
2015-06-19
2019-11-15
5. AMERICAN INTERNATIONAL GROUP INC
2015-02-20
2019-11-15
7. AMERICAN INTERNATIONAL GROUP INC
2015-02-20
2019-11-15
10. AXA EQUITABLE HOLDINGS INC
2018-05-25
2019-11-15
56. BANCO BILBAO VIZCAYA ARGENTARIA SA
2016-09-23
2019-11-15
301. BANCO BILBAO VIZCAYA ARGENTARIA SA
2016-08-26
2019-11-15
2. H&R BLOCK INC
2015-09-12
2019-11-15
15. BOSTON SCIENTIFIC CORP COM
2016-04-28
2019-11-15
4. BRIGHTHOUSE FINL INC REG
2018-04-18
2019-11-15
4. BRIGHTHOUSE FINL INC REG
2018-05-25
2019-11-15
1. BURLINGTON STORES INC
2019-04-12
2019-11-15
6. CRH PLC ADR
2017-12-08
2019-11-15
5. CABOT CORP
2017-07-05
2019-11-15
5. CABOT CORP
2018-03-06
2019-11-15
12. COMCAST CORP
2015-08-14
2019-11-15
3. CONAGRA BRANDS INC
2019-02-14
2019-11-15
1. CONSTELLATION BRANDS INC
2018-02-02
2019-11-15
3. CONSTELLATION BRANDS INC
2016-01-28
2019-11-15
4. CONSTELLATION BRANDS INC
2016-02-09
2019-11-15
5. EASTMAN CHEMICAL CO
2017-07-05
2019-11-15
1. FEDEX CORP
2019-07-24
2019-11-15
6. FIRSTENERGY CORP
2017-08-22
2019-11-15
2. ARTHUR J GALLAGHER & CO
2018-05-25
2019-11-15
6. GODADDY INC SHS CL A
2019-07-24
2019-11-15
1. GOLDMAN SACHS GROUP INC
2016-12-02
2019-11-15
2. ILLUMINA INC
2017-08-22
2019-11-15
13. IMPERIAL BRANDS PLC
2017-06-13
2019-11-15
8. IMPERIAL BRANDS PLC
2017-04-26
2019-11-15
1. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-10-23
2019-11-15
18. INTESA SANPAOLO SPON ADR
2016-12-22
2019-11-15
43. INTESA SANPAOLO SPON ADR
2016-06-03
2019-11-15
1. INTUITIVE SURGICAL INC
2018-10-25
2019-11-15
5. KAR AUCTION SERVICES INC
2018-05-25
2019-11-15
3. KELLOGG CO
2017-11-10
2019-11-15
1. KOHL S CORP
2019-10-23
2019-11-15
6. KONINKLIJKE PHILIPS NV
2017-04-10
2019-11-15
1. KONINKLIJKE PHILIPS NV
2017-03-17
2019-11-15
1. MAGNA INTERNATIONAL INC
2018-03-06
2019-11-15
1. MARSH & MCLENNAN COS INC
2018-03-06
2019-11-15
1. MCKESSON CORP
2017-08-22
2019-11-15
1. MERCADOLIBRE INC
2017-08-25
2019-11-15
9. METLIFE INC
2014-08-29
2019-11-15
5. METLIFE INC
2014-09-02
2019-11-15
15. MICROSOFT CORP COM
2016-03-03
2019-11-15
4. MICROSOFT CORP COM
2016-01-28
2019-11-15
2. MORGAN STANLEY
2016-03-18
2019-11-15
5. MORGAN STANLEY
2016-11-11
2019-11-15
1. MOTOROLA SOLUTIONS INC
2013-10-04
2019-11-15
1. NETFLIX COM INC
2016-05-06
2019-11-15
3. NETFLIX COM INC
2016-02-09
2019-11-15
1. NVIDIA CORP
2019-08-22
2019-11-15
28. ON SEMICONDUCTOR CORP
2019-08-22
2019-11-15
1. PACKAGING CORP OF AMERICA
2018-05-25
2019-11-15
5. PAYPAL HOLDINGS INC SHS
2017-08-22
2019-11-15
5. PHILIP MORRIS INTERNATIONAL INC
2016-03-15
2019-11-15
11. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-11-15
4. QUALCOMM INC
2017-08-22
2019-11-15
1. QUALCOMM INC
2017-10-19
2019-11-15
3. QUEST DIAGNOSTICS INC
2018-03-06
2019-11-15
1. RALPH LAUREN CORP
2019-08-22
2019-11-15
10. ROGERS COMMUNICATIONS INC
2016-03-15
2019-11-15
14. KONINKLIJKE DSM NV ADR
2018-11-14
2019-11-15
16. SCHNEIDER ELEC SA ADR
2018-05-29
2019-11-15
11. SEA LTD
2017-12-22
2019-11-15
14. SEA LTD
2018-11-14
2019-11-15
2. SERVICENOW INC
2018-11-14
2019-11-15
1. SHERWIN-WILLIAMS CO/THE
2015-10-09
2019-11-15
17. SONY CORP ADR AMERN SH NEW
2017-03-09
2019-11-15
1. STANLEY BLACK & DECKER INC
2019-01-28
2019-11-15
3. STATE ST CORP COM
2018-10-25
2019-11-15
79. SVENSKA HANDELSBANKEN AB
2016-03-15
2019-11-15
8. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-11-15
2. TAPESTRY INC
2019-10-23
2019-11-15
20. TIFFANY & CO
2019-08-22
2019-11-15
2. TOTAL FINA ELF S.A. ADR
2016-12-02
2019-11-15
2. TRAVELERS COS INC/THE
2013-10-23
2019-11-15
1. UNITEDHEALTH GROUP INC
2016-01-28
2019-11-15
1. VERTEX PHARMACEUTICALS INC
2017-08-22
2019-11-15
5. VISA INC
2013-05-10
2019-11-15
3. VULCAN MATERIALS CO
2019-01-28
2019-11-15
9. XYLEM INC/NY
2018-07-05
2019-11-15
1. AMDOCS LIMITED
2018-11-14
2019-11-15
4. MEDTRONIC PLC SHS
2017-10-30
2019-11-15
2. NVENT ELEC PLC REG SHS
2019-08-22
2019-11-15
1. WILLIS TOWERS WATSON PLC
2019-02-14
2019-11-15
1. ASML HLDG NV NY REG SHS
2018-12-28
2019-11-15
2. ASML HLDG NV NY REG SHS
2018-09-18
2019-11-15
1. ASML HLDG NV NY REG SHS
2017-02-21
2019-11-15
4. NXP SEMICONDUCTORS N.V.
2019-01-28
2019-11-15
1. KONE OYJ
2016-03-15
2019-11-15
7. KONE OYJ
2017-04-26
2019-11-15
1. GOLDMAN SACHS GROUP INC
2016-12-02
2019-11-18
6. PROCTER & GAMBLE CO/THE
2017-03-17
2019-11-18
2. GOLDMAN SACHS GROUP INC
2017-05-25
2019-11-19
1. GOLDMAN SACHS GROUP INC
2018-11-16
2019-11-19
1. GOLDMAN SACHS GROUP INC
2016-12-22
2019-11-19
2. PROCTER & GAMBLE CO/THE
2017-03-17
2019-11-19
77. QUDIAN INC
2019-10-24
2019-11-19
21. SUNCOR ENERGY INC
2018-11-30
2019-11-19
17. SUNCOR ENERGY INC
2018-11-16
2019-11-19
18. SUNCOR ENERGY INC
2019-01-28
2019-11-19
12. SUNCOR ENERGY INC
2019-10-23
2019-11-19
143. QUDIAN INC
2019-10-24
2019-11-20
7. QUDIAN INC
2019-10-24
2019-11-21
17. DEUTSCHE POST AG
2016-03-15
2019-11-22
10. ORACLE CORP
2017-02-21
2019-11-22
19. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-11-22
16. SCHNEIDER ELEC SA ADR
2018-05-29
2019-11-22
20. SONY CORP ADR AMERN SH NEW
2017-10-03
2019-11-22
19. SONY CORP ADR AMERN SH NEW
2017-05-25
2019-11-22
10. SONY CORP ADR AMERN SH NEW
2017-03-09
2019-11-22
4. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-11-22
5. XYLEM INC/NY
2018-07-05
2019-11-22
5. XYLEM INC/NY
2018-08-17
2019-11-22
2. KONE OYJ
2017-04-26
2019-11-22
3. KONE OYJ
2018-07-27
2019-11-22
21. IMPERIAL BRANDS PLC
2017-08-22
2019-11-27
1. IMPERIAL BRANDS PLC
2017-06-13
2019-11-27
1. IMPERIAL BRANDS PLC
2018-11-16
2019-11-27
6. IMPERIAL BRANDS PLC
2019-05-24
2019-11-29
10. IMPERIAL BRANDS PLC
2018-11-16
2019-11-29
14. IMPERIAL BRANDS PLC
2019-05-24
2019-12-02
7. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-10-23
2019-12-09
6. AGCO CORP
2019-04-26
2019-12-16
2. KAR AUCTION SERVICES INC
2019-03-21
2019-12-16
10. KAR AUCTION SERVICES INC
2018-05-25
2019-12-16
9. KOHL S CORP
2019-10-23
2019-12-16
5000. U.S. TREASURY NOTE
2019-06-10
2019-12-16
7000. U.S. TREASURY NOTE
2019-06-26
2019-12-16
19. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-12-16
.13 TRUIST FINL CORP
2018-03-06
2019-12-17
.71 VIACOMCBS INC CL B
2019-01-28
2019-12-17
2. ALIBABA GROUP HOLDING LT
2019-04-26
2019-12-18
4. ALIBABA GROUP HOLDING LT
2019-02-26
2019-12-18
4. ALIBABA GROUP HOLDING LT
2019-03-21
2019-12-18
8. ALTRIA GROUP INC
2016-03-15
2019-12-18
6. DOLLAR GENERAL CORP
2018-03-06
2019-12-18
10. KKR & CO INC
2019-01-28
2019-12-18
30. KONINKLIJKE DSM NV ADR
2018-11-14
2019-12-18
25. SONIC HEALTHCARE LTD
2016-03-15
2019-12-18
4. STATE ST CORP COM
2018-10-25
2019-12-18
8. TIFFANY & CO
2019-10-23
2019-12-18
15. TIFFANY & CO
2019-08-22
2019-12-18
3. ZIMMER BIOMET HOLDINGS INC
2018-03-06
2019-12-18
2. ASML HLDG NV NY REG SHS
2018-12-28
2019-12-18
2. VULCAN MATERIALS CO
2019-01-28
2019-12-19
3. VULCAN MATERIALS CO
2019-02-14
2019-12-19
3. ROCKWELL AUTOMATION INC
2019-08-22
2019-12-20
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
176
181
-5
b
22
22
c
872
1,124
-252
d
230
228
2
e
452
436
16
376
294
82
97
101
-4
194
266
-72
388
526
-138
501
885
-384
119
138
-19
451
456
-5
308
396
-88
479
436
43
718
664
54
639
611
28
162
193
-31
1,007
1,159
-152
541
626
-85
119
111
8
433
379
54
303
300
3
11
11
959
834
125
81
74
7
81
75
6
762
966
-204
152
193
-41
152
178
-26
326
300
26
247
257
-10
1,424
1,121
303
194
171
23
155
197
-42
141
87
54
517
461
56
339
320
19
192
165
27
93
107
-14
298
278
20
444
367
77
723
588
135
1,795
2,269
-474
220
217
3
229
122
107
517
370
147
535
421
114
467
444
23
467
412
55
66
61
5
417
356
61
470
423
47
75
73
2
109
84
25
1,163
975
188
796
349
447
282
298
-16
1,254
1,210
44
467
487
-20
690
567
123
505
507
-2
404
459
-55
101
99
2
475
353
122
345
608
-263
216
350
-134
6,774
6,821
-47
428
475
-47
646
896
-250
554
755
-201
480
261
219
748
667
81
247
307
-60
207
243
-36
104
123
-19
511
437
74
39
28
11
621
469
152
514
578
-64
630
472
158
1,704
826
878
213
104
109
411
183
228
447
376
71
685
570
115
357
322
35
264
116
148
264
121
143
937
894
43
967
1,064
-97
921
1,039
-118
141
170
-29
141
156
-15
312
371
-59
364
433
-69
920
542
378
661
699
-38
174
146
28
232
175
57
317
470
-153
317
325
-8
475
369
106
158
106
52
833
576
257
1,466
1,197
269
411
352
59
341
258
83
642
641
1
56
46
10
479
643
-164
120
127
-7
604
408
196
403
270
133
403
416
-13
55
44
11
112
87
25
167
131
36
114
87
27
541
724
-183
230
241
-11
322
378
-56
342
390
-48
202
287
-85
99
144
-45
561
450
111
475
243
232
1,209
538
671
615
755
-140
615
805
-190
1,775
1,285
490
100
141
-41
100
144
-44
213
173
40
330
181
149
923
568
355
392
361
31
968
1,325
-357
500
247
253
180
218
-38
360
290
70
837
773
64
651
609
42
930
1,193
-263
512
553
-41
734
650
84
934
744
190
448
448
215
183
32
58
53
5
58
64
-6
58
50
8
1,177
650
527
1,145
967
178
139
129
10
312
280
32
501
242
259
307
211
96
235
193
42
995
989
6
11,940
12,007
-67
701
668
33
201
252
-51
101
134
-33
302
318
-16
101
105
-4
201
252
-51
101
105
-4
201
212
-11
101
134
-33
101
134
-33
304
318
-14
101
105
-4
101
126
-25
338
482
-144
101
134
-33
101
126
-25
101
106
-5
408
585
-177
824
838
-14
309
281
28
309
447
-138
10,817
10,993
-176
1,215
1,227
-12
502
352
150
485
919
-434
210
285
-75
382
298
84
1,844
1,607
237
537
272
265
674
570
104
408
348
60
738
620
118
777
588
189
1,628
2,004
-376
665
622
43
240
187
53
240
187
53
561
612
-51
187
218
-31
561
423
138
1,532
1,135
397
438
404
34
438
383
55
438
362
76
1,095
992
103
438
406
32
119
94
25
198
160
38
264
297
-33
264
278
-14
264
300
-36
264
294
-30
830
787
43
415
389
26
160
128
32
705
566
139
866
674
192
54
44
10
162
126
36
326
252
74
232
214
18
504
468
36
287
260
27
711
528
183
337
362
-25
337
333
4
104
131
-27
520
711
-191
173
177
-4
1,224
1,087
137
223
217
6
477
433
44
402
317
85
402
448
-46
504
350
154
507
416
91
138
156
-18
550
615
-65
501
630
-129
484
582
-98
226
158
68
283
210
73
606
489
117
530
452
78
519
487
32
350
369
-19
163
430
-267
15
17
-2
410
410
805
844
-39
1,054
1,129
-75
556
556
1,182
1,288
-106
556
625
-69
1,309
2,876
-1,567
357
558
-201
238
435
-197
833
1,530
-697
357
734
-377
10,122
10,001
121
367
383
-16
302
266
36
275
370
-95
275
351
-76
367
455
-88
275
316
-41
566
440
126
632
259
373
422
293
129
369
246
123
344
273
71
110
61
49
549
271
278
429
463
-34
686
305
381
522
392
130
518
387
131
969
800
169
14,479
13,906
573
8,274
7,925
349
58
44
14
406
270
136
406
341
65
796
671
125
279
340
-61
279
385
-106
372
505
-133
93
87
6
1,051
679
372
490
318
172
630
602
28
633
626
7
633
616
17
768
796
-28
682
579
103
487
337
150
2,386
1,686
700
405
394
11
114
73
41
1,024
676
348
223
183
40
223
165
58
366
168
198
287
368
-81
1,787
2,207
-420
726
443
283
161
102
59
667
612
55
235
228
7
118
108
10
339
372
-33
593
697
-104
677
724
-47
104
81
23
13,266
13,001
265
675
529
146
651
508
143
6,109
6,021
88
1,018
1,000
18
345
332
13
1,677
1,327
350
609
391
218
402
263
139
129
118
11
1,682
1,317
365
354
284
70
59
47
12
227
156
71
454
302
152
450
313
137
514
348
166
540
656
-116
1,130
602
528
588
694
-106
433
322
111
1,960
1,628
332
444
399
45
685
657
28
425
396
29
425
389
36
1,395
518
877
7,397
7,145
252
314
330
-16
628
769
-141
314
369
-55
105
103
2
363
444
-81
363
453
-90
519
637
-118
126
86
40
379
289
90
190
261
-71
476
654
-178
226
270
-44
141
197
-56
589
356
233
1,557
1,148
409
252
186
66
674
531
143
171
199
-28
142
168
-26
1,121
1,144
-23
197
99
98
203
149
54
502
398
104
193
132
61
287
195
92
327
220
107
330
220
110
440
338
102
659
404
255
213
178
35
142
130
12
372
263
109
135
199
-64
269
398
-129
620
540
80
522
380
142
1,344
874
470
422
312
110
1,715
1,015
700
643
322
321
206
99
107
207
99
108
204
99
105
199
99
100
191
186
5
447
330
117
6,996
6,004
992
1,399
1,177
222
4,198
3,826
372
697
513
184
200
99
101
616
608
8
918
915
3
919
915
4
554
227
327
294
288
6
1,354
1,492
-138
590
347
243
492
212
280
581
384
197
581
447
134
1,744
1,301
443
1,781
1,888
-107
2,276
1,790
486
108
84
24
370
275
95
766
590
176
828
644
184
452
306
146
442
380
62
13,297
12,453
844
1,333
1,334
-1
397
444
-47
304
304
424
476
-52
480
540
-60
394
456
-62
421
476
-55
242
219
23
290
284
6
686
529
157
484
495
-11
461
451
10
464
363
101
84
61
23
503
413
90
473
419
54
316
321
-5
130
184
-54
260
495
-235
195
299
-104
129
184
-55
48
49
-1
7
8
-1
504
352
152
756
583
173
756
668
88
229
212
17
150
211
-61
489
224
265
256
209
47
256
106
150
569
384
185
644
580
64
460
497
-37
24
50
-26
525
1,048
-523
501
987
-486
396
331
65
440
446
-6
147
166
-19
212
152
60
212
178
34
685
590
95
387
259
128
649
548
101
688
464
224
6,998
6,971
27
2,010
890
1,120
251
121
130
289
204
85
234
213
21
47
35
12
758
609
149
673
608
65
1,183
916
267
1,212
819
393
92
86
6
553
596
-43
92
83
9
270
259
11
720
690
30
441
572
-131
248
343
-95
249
343
-94
1,847
1,516
331
550
514
36
168
144
24
168
167
1
336
355
-19
432
443
-11
505
406
99
80
71
9
526
450
76
263
210
53
1,332
739
593
162
186
-24
271
274
-3
379
335
44
237
218
19
295
345
-50
1,585
1,839
-254
50
68
-18
628
332
296
162
205
-43
162
193
-31
207
158
49
224
213
11
243
265
-22
243
301
-58
539
355
184
86
71
15
181
217
-36
543
447
96
724
549
175
399
418
-19
158
177
-19
281
198
83
184
135
49
414
453
-39
221
224
-3
608
391
217
290
598
-308
179
403
-224
135
121
14
278
274
4
663
646
17
565
495
70
112
101
11
193
193
58
53
5
272
191
81
45
31
14
56
53
3
105
83
22
145
149
-4
541
247
294
444
439
5
247
246
1
2,245
778
1,467
599
207
392
98
53
45
245
192
53
162
61
101
296
90
206
887
259
628
204
171
33
609
518
91
113
121
-8
518
304
214
420
482
-62
257
220
37
369
207
162
92
52
40
310
310
112
88
24
480
384
96
450
313
137
310
285
25
396
146
250
505
174
331
513
340
173
596
243
353
1,053
525
528
157
121
36
217
203
14
390
547
-157
427
248
179
53
52
1
2,471
1,692
779
109
96
13
267
172
95
257
111
146
209
155
54
902
223
679
425
306
119
699
603
96
69
66
3
445
321
124
48
42
6
189
168
21
275
156
119
550
374
176
275
127
148
470
339
131
63
47
16
442
338
104
220
224
-4
731
550
181
439
449
-10
220
203
17
220
241
-21
244
183
61
433
509
-76
659
679
-20
534
565
-31
565
565
377
365
12
697
946
-249
32
46
-14
636
453
183
564
422
142
438
380
58
305
285
20
1,225
751
474
1,164
685
479
612
309
303
212
124
88
384
335
49
384
375
9
123
97
26
184
167
17
461
882
-421
22
46
-24
22
34
-12
132
157
-25
220
338
-118
311
366
-55
942
846
96
463
425
38
43
37
6
217
202
15
447
476
-29
5,000
4,979
21
7,000
6,978
22
493
348
145
7
7
29
35
-6
418
377
41
837
730
107
837
721
116
408
494
-86
929
555
374
295
228
67
958
671
287
505
330
175
320
270
50
1,070
733
337
2,006
1,269
737
443
353
90
586
313
273
284
204
80
426
336
90
607
455
152
21
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-5
b
c
-252
d
2
e
16
82
-4
-72
-138
-384
-19
-5
-88
43
54
28
-31
-152
-85
8
54
3
125
7
6
-204
-41
-26
26
-10
303
23
-42
54
56
19
27
-14
20
77
135
-474
3
107
147
114
23
55
5
61
47
2
25
188
447
-16
44
-20
123
-2
-55
2
122
-263
-134
-47
-47
-250
-201
219
81
-60
-36
-19
74
11
152
-64
158
878
109
228
71
115
35
148
143
43
-97
-118
-29
-15
-59
-69
378
-38
28
57
-153
-8
106
52
257
269
59
83
1
10
-164
-7
196
133
-13
11
25
36
27
-183
-11
-56
-48
-85
-45
111
232
671
-140
-190
490
-41
-44
40
149
355
31
-357
253
-38
70
64
42
-263
-41
84
190
32
5
-6
8
527
178
10
32
259
96
42
6
-67
33
-51
-33
-16
-4
-51
-4
-11
-33
-33
-14
-4
-25
-144
-33
-25
-5
-177
-14
28
-138
-176
-12
150
-434
-75
84
237
265
104
60
118
189
-376
43
53
53
-51
-31
138
397
34
55
76
103
32
25
38
-33
-14
-36
-30
43
26
32
139
192
10
36
74
18
36
27
183
-25
4
-27
-191
-4
137
6
44
85
-46
154
91
-18
-65
-129
-98
68
73
117
78
32
-19
-267
-2
-39
-75
-106
-69
-1,567
-201
-197
-697
-377
121
-16
36
-95
-76
-88
-41
126
373
129
123
71
49
278
-34
381
130
131
169
573
349
14
136
65
125
-61
-106
-133
6
372
172
28
7
17
-28
103
150
700
11
41
348
40
58
198
-81
-420
283
59
55
7
10
-33
-104
-47
23
265
146
143
88
18
13
350
218
139
11
365
70
12
71
152
137
166
-116
528
-106
111
332
45
28
29
36
877
252
-16
-141
-55
2
-81
-90
-118
40
90
-71
-178
-44
-56
233
409
66
143
-28
-26
-23
98
54
104
61
92
107
110
102
255
35
12
109
-64
-129
80
142
470
110
700
321
107
108
105
100
5
117
992
222
372
184
101
8
3
4
327
6
-138
243
280
197
134
443
-107
486
24
95
176
184
146
62
844
-1
-47
-52
-60
-62
-55
23
6
157
-11
10
101
23
90
54
-5
-54
-235
-104
-55
-1
-1
152
173
88
17
-61
265
47
150
185
64
-37
-26
-523
-486
65
-6
-19
60
34
95
128
101
224
27
1,120
130
85
21
12
149
65
267
393
6
-43
9
11
30
-131
-95
-94
331
36
24
1
-19
-11
99
9
76
53
593
-24
-3
44
19
-50
-254
-18
296
-43
-31
49
11
-22
-58
184
15
-36
96
175
-19
-19
83
49
-39
-3
217
-308
-224
14
4
17
70
11
5
81
14
3
22
-4
294
5
1
1,467
392
45
53
101
206
628
33
91
-8
214
-62
37
162
40
24
96
137
25
250
331
173
353
528
36
14
-157
179
1
779
13
95
146
54
679
119
96
3
124
6
21
119
176
148
131
16
104
-4
181
-10
17
-21
61
-76
-20
-31
12
-249
-14
183
142
58
20
474
479
303
88
49
9
26
17
-421
-24
-12
-25
-118
-55
96
38
6
15
-29
21
22
145
-6
41
107
116
-86
374
67
287
175
50
337
737
90
273
80
90
152
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
37,808
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
48,175
1,008,540
0.047767
2017
45,328
985,098
0.046014
2016
48,621
941,034
0.051668
2015
48,738
985,689
0.049446
2014
40,780
994,966
0.040986
2
Total
of line 1, column (d)
.....................
2
0.235881
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047176
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,015,828
5
Multiply line 4 by line 3
......................
5
47,923
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
603
7
Add lines 5 and 6
........................
7
48,526
8
Enter qualifying distributions from Part XII, line 4
,.............
8
49,631
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
603
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
603
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
603
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
676
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
676
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
73
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
73
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MI
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
2
6,286
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
985,020
b
Average of monthly cash balances
.......................
1b
46,277
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,031,297
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,031,297
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
15,469
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,015,828
6
Minimum investment return.
Enter 5% of line 5
..................
6
50,791
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
50,791
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
603
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
603
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
50,188
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
50,188
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
50,188
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
49,631
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
49,631
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
603
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
49,028
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
50,188
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
45,859
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
49,631
a
Applied to 2018, but not more than line 2a
45,859
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
3,772
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
46,416
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Aquinas College Inc
1700 FULTON ST E
Grand Rapids
,
MI
495061801
NONE
PC
GENERAL OPERATING
45,859
Total
.................................
3a
45,859
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
26,152
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
37,808
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
63,960
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
63,960
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description