-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
HORACE A MOSES TUA - SMITH ART
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
04-6193447
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
419,296
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
11,565
11,493
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
7,799
b
Gross sales price for all assets on line 6a
230,702
7
Capital gain net income (from Part IV, line 2)
...
7,799
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
19,364
19,292
13
Compensation of officers, directors, trustees, etc.
1,547
619
928
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,328
468
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
56
21
35
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
2,931
1,108
0
963
25
Contributions, gifts, grants paid
.......
21,987
21,987
26
Total expenses and disbursements.
Add lines 24 and 25
24,918
1,108
0
22,950
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-5,554
b
Net investment income
(if negative, enter -0-)
18,184
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
96
329
329
2
Savings and temporary cash investments
.........
13,816
8,440
8,440
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
115,092
38,609
42,146
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
256,957
332,913
368,381
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
385,961
380,291
419,296
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
385,961
380,291
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
385,961
380,291
30
Total liabilities and net assets/fund balances
(see instructions)
.
385,961
380,291
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
385,961
2
Enter amount from Part I, line 27a
.....................
2
-5,554
3
Other increases not included in line 2 (itemize)
3
44
4
Add lines 1, 2, and 3
..........................
4
380,451
5
Decreases not included in line 2 (itemize)
5
160
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
380,291
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1. CYRUSONE INC
2016-10-18
2019-01-08
b
2. CYRUSONE INC
2017-12-08
2019-01-08
c
6. HYATT HOTELS CORP
2017-11-09
2019-01-08
d
5. CBRE GROUP INC
2017-08-11
2019-01-17
e
3. FIRST DATA CORPORATION
2018-02-07
2019-01-17
8. FIRST DATA CORPORATION
2017-11-03
2019-01-17
3. FIRST DATA CORPORATION
2017-04-05
2019-01-17
4. FIRST DATA CORPORATION
2016-04-27
2019-01-17
6. SABRE CORP
2018-07-05
2019-01-17
2. SPLUNK INC
2017-10-11
2019-01-17
2. VAIL RESORTS INC
2018-04-09
2019-01-17
7. UGI CORP
2016-11-03
2019-01-29
1. UGI CORP
2018-02-07
2019-01-29
22. ALTRIA GROUP INC
2018-03-02
2019-02-04
3. ALTRIA GROUP INC
2018-07-20
2019-02-04
36. APPLIED MATERIALS INC
2019-01-03
2019-02-04
24. CIENA CORP
2018-03-27
2019-02-04
9. ROCKWELL AUTOMATION INC
2018-09-05
2019-02-04
8. UNION PACIFIC CORP
2018-11-02
2019-02-04
1. TRITON INTL LTD SHS CL A
2018-10-23
2019-02-05
6. TRITON INTL LTD SHS CL A
2018-02-07
2019-02-05
16. TRITON INTL LTD SHS CL A
2017-08-23
2019-02-05
9. BANK OF MONTREAL
2017-07-25
2019-02-06
1. BANK OF MONTREAL
2018-02-07
2019-02-06
1. BANK OF MONTREAL
2017-11-03
2019-02-06
3. AGILENT TECHNOLOGIES INC
2017-01-20
2019-02-07
4. AVANGRID INC
2017-12-08
2019-02-07
1. TWILIO INC CL A
2018-11-28
2019-02-07
10. COCA-COLA EUROPEAN
2016-09-08
2019-02-07
3. BHP GROUP LTD
2017-05-10
2019-02-08
82. CEMEX SAB DE CV
2017-06-08
2019-02-08
14. CEMEX SAB DE CV
2018-10-23
2019-02-08
14. CEMEX SAB DE CV
2018-07-20
2019-02-08
27. CEMEX SAB DE CV
2017-11-03
2019-02-08
29. CREDIT SUISSE GROUP SPONSORED ADR
2017-07-25
2019-02-08
23. ING GROEP N V SPONSORED ADR
2016-01-12
2019-02-08
7. ING GROEP N V SPONSORED ADR
2016-04-12
2019-02-08
10. PRUDENTIAL PLC ADR
2015-11-03
2019-02-08
238. VANECK VECTORS FALLEN
2016-09-09
2019-02-20
23. VANECK VECTORS FALLEN
2016-10-07
2019-02-20
4. CONAGRA BRANDS INC
2016-01-12
2019-02-25
2. CONAGRA BRANDS INC
2016-11-14
2019-02-25
13. HSBC HOLDINGS PLC
2017-07-25
2019-02-25
38. MITSUBISHI UFJ FINANCIAL GROUP INC
2017-04-19
2019-02-25
1. NETAPP INC
2018-04-09
2019-02-25
9. AUTOMATIC DATA PROCESSING INC
2019-02-04
2019-03-04
6. RAYTHEON CO
2018-11-02
2019-03-04
11. JM SMUCKER CO/THE
2018-11-02
2019-03-04
18. RIO TINTO PLC SPON ADR
2018-02-06
2019-03-05
2. CENTENE CORP
2017-07-25
2019-03-06
8. SABRE CORP
2018-07-05
2019-03-06
2. SERVICE CORP INTERNATIONAL/US
2017-07-25
2019-03-06
6. ING GROEP N V SPONSORED ADR
2016-04-12
2019-03-07
18. ING GROEP N V SPONSORED ADR
2018-06-28
2019-03-07
9. ING GROEP N V SPONSORED ADR
2018-07-20
2019-03-07
1. HSBC HOLDINGS PLC
2018-02-07
2019-03-18
2. HSBC HOLDINGS PLC
2017-11-03
2019-03-18
3. HSBC HOLDINGS PLC
2017-07-25
2019-03-18
4. HSBC HOLDINGS PLC
2018-09-13
2019-03-18
1. COPA HOLDINGS S A CL A
2017-02-10
2019-03-18
4. COPA HOLDINGS S A CL A
2017-02-10
2019-03-18
15. GREENBRIER COS INC/THE
2015-11-03
2019-03-27
2. AVANGRID INC
2018-02-07
2019-04-04
2. AVANGRID INC
2017-12-08
2019-04-04
4. CYRUSONE INC
2017-12-08
2019-04-04
5. KROGER CO/THE
2019-01-08
2019-04-04
3. SERVICE CORP INTERNATIONAL/US
2017-07-25
2019-04-04
.6 BANCO BRADESCO S A ADR
2018-08-03
2019-04-10
37. BANCO BRADESCO S A ADR
2018-08-03
2019-04-15
4. CENTENE CORP
2017-10-11
2019-04-15
2. GW PHARMACEUTICALS PLC
2016-01-12
2019-04-15
2. SABRE CORP
2018-07-05
2019-04-15
8. SABRE CORP
2018-10-26
2019-04-15
4. SANOFI-SYNTHELABO
2016-04-12
2019-04-15
87. SUMITOMO MITSUI FINANCIAL GROUP INC
2017-07-25
2019-04-15
2. COPA HOLDINGS S A CL A
2017-02-10
2019-04-15
1. COPA HOLDINGS S A CL A
2017-04-11
2019-04-15
2. COPA HOLDINGS S A CL A
2018-07-20
2019-04-15
14. MOELIS & CO
2017-04-18
2019-04-16
5. MOELIS & CO
2018-10-23
2019-04-16
36. APPLIED MATERIALS INC
2019-03-04
2019-05-02
7. GENERAL DYNAMICS CORP
2018-11-02
2019-05-02
13. GENUINE PARTS CO
2019-02-04
2019-05-02
9. HONEYWELL INTERNATIONAL INC
2019-03-04
2019-05-02
8. NEXTERA ENERGY INC
2018-05-02
2019-05-02
1. NEXTERA ENERGY INC
2018-07-20
2019-05-02
1. HUNTINGTON INGALLS INDUSTRIES INC
2017-02-17
2019-05-03
7. STEEL DYNAMICS INC
2017-03-24
2019-05-03
18. CANADIAN NATURAL RESOURCES LTD
2017-07-25
2019-05-10
1. CHINA PETROLEUM & CHEMICAL CORP
2016-04-12
2019-05-10
3. CHINA PETROLEUM & CHEMICAL CORP
2015-11-03
2019-05-10
38. MITSUBISHI UFJ FINANCIAL GROUP INC
2018-07-20
2019-05-10
132. MITSUBISHI UFJ FINANCIAL GROUP INC
2017-04-19
2019-05-10
23. MITSUBISHI UFJ FINANCIAL GROUP INC
2017-07-25
2019-05-10
3. SANOFI-SYNTHELABO
2016-04-12
2019-05-10
2. SANOFI-SYNTHELABO
2016-09-27
2019-05-10
5. KOHL S CORP
2018-08-02
2019-05-23
2. KOHL S CORP
2018-10-26
2019-05-23
1. KOHL S CORP
2019-03-06
2019-05-23
18. ABB LTD
2017-05-10
2019-05-29
4. CANADIAN NATURAL RESOURCES LTD
2017-07-25
2019-05-29
1. CANADIAN NATURAL RESOURCES LTD
2017-07-25
2019-05-29
9. CREDIT SUISSE GROUP SPONSORED ADR
2018-07-20
2019-05-29
4. CREDIT SUISSE GROUP SPONSORED ADR
2017-11-03
2019-05-29
12. CREDIT SUISSE GROUP SPONSORED ADR
2017-07-25
2019-05-29
9. CREDIT SUISSE GROUP SPONSORED ADR
2017-07-25
2019-05-29
15. ORANGE SA
2018-03-08
2019-05-29
2. ORANGE SA
2018-03-08
2019-05-29
5. SANOFI-SYNTHELABO
2016-09-27
2019-05-29
.43 KONTOOR BRANDS INC
2018-10-23
2019-05-31
1. BIOMARIN PHARMACEUTICAL INC
2017-03-24
2019-06-04
13. CYPRESS SEMICONDUCTOR CORP
2017-04-11
2019-06-04
4. CYPRESS SEMICONDUCTOR CORP
2018-10-23
2019-06-04
12. CYPRESS SEMICONDUCTOR CORP
2017-02-17
2019-06-04
3. HESS CORP
2018-07-05
2019-06-04
3. NETAPP INC
2018-04-09
2019-06-04
2. TWILIO INC CL A
2018-11-28
2019-06-04
1. ZIONS BANCORP NA
2018-01-11
2019-06-04
18. BOX INC CL A
2018-01-05
2019-06-05
14. BOX INC CL A
2018-02-07
2019-06-05
249. MIZUHO FINL GROUP INC
2018-08-03
2019-06-11
80. SUMITOMO MITSUI FINANCIAL GROUP INC
2018-11-13
2019-06-11
7. SUMITOMO MITSUI FINANCIAL GROUP INC
2018-07-20
2019-06-11
1. SUMITOMO MITSUI FINANCIAL GROUP INC
2018-02-07
2019-06-11
4. SUMITOMO MITSUI FINANCIAL GROUP INC
2017-11-03
2019-06-11
11. SUMITOMO MITSUI FINANCIAL GROUP INC
2017-07-25
2019-06-11
3. TABLEAU SOFTWARE INC
2019-02-25
2019-06-11
1. ADVANCED MICRO DEVICES INC
2019-05-03
2019-06-13
4. ALTERYX INC COM CL A
2018-12-10
2019-06-13
4. ASTRAZENECA PLC SPONS ADR
2018-02-07
2019-06-13
2. ASTRAZENECA PLC SPONS ADR
2017-11-03
2019-06-13
16. ASTRAZENECA PLC SPONS ADR
2017-07-25
2019-06-13
5. BCE INC
2017-07-25
2019-06-13
3. BANCO BRADESCO S A ADR
2018-08-03
2019-06-13
1. BANK OF NOVA SCOTIA/THE
2017-07-25
2019-06-13
1. BHP GROUP LTD
2017-05-10
2019-06-13
4. CATALENT INC SHS
2017-05-23
2019-06-13
1. CHINA MOBILE LTD
2017-11-03
2019-06-13
2. CHINA TELECOM CORP LTD SPONS ADR
2017-11-07
2019-06-13
2. CONAGRA BRANDS INC
2016-11-14
2019-06-13
4. CYRUSONE INC
2017-12-08
2019-06-13
1. DARDEN RESTAURANTS INC
2018-07-03
2019-06-13
144. SEAFARER OVERSEAS GROWTH & INCOME FUND
2018-07-20
2019-06-13
1. SEAFARER OVERSEAS GROWTH & INCOME FUND
2018-10-23
2019-06-13
17. SEAFARER OVERSEAS GROWTH & INCOME FUND
2018-10-23
2019-06-13
.62 SEAFARER OVERSEAS GROWTH & INCOME FUND
2018-10-23
2019-06-13
38. SEAFARER OVERSEAS GROWTH & INCOME FUND
2018-02-07
2019-06-13
1509. SEAFARER OVERSEAS GROWTH & INCOME FUND
2017-11-03
2019-06-13
1. HILL ROM HLDGS
2015-11-03
2019-06-13
2. ITT INC
2017-10-23
2019-06-13
1. JACOBS ENGINEERING GROUP INC
2018-07-05
2019-06-13
5. KBR INC
2018-07-20
2019-06-13
2. KONINKLIJKE PHILIPS NV
2017-10-31
2019-06-13
1. KONTOOR BRANDS INC
2018-10-02
2019-06-13
1. KONTOOR BRANDS INC
2018-10-23
2019-06-13
2. LHC GROUP INC
2017-09-26
2019-06-13
.12 LOOMIS SAYLES CORE PLUS
2015-11-03
2019-06-13
65. LOOMIS SAYLES CORE PLUS
2015-11-03
2019-06-13
.24 LOOMIS SAYLES CORE PLUS
2018-02-07
2019-06-13
5. NEW ORIENTAL EDUCATIO
2017-11-28
2019-06-13
4. NOVO NORDISK A/S ADR
2018-03-02
2019-06-13
2. PROCTER & GAMBLE CO/THE
2017-02-03
2019-06-13
11. RADIAN GROUP INC
2018-12-10
2019-06-13
1. SBA COMMUNICATIONS CORP
2016-08-17
2019-06-13
1. SAP AKTIENGESELLSCHAFT ADR
2016-10-06
2019-06-13
2. SELECTIVE INSURANCE GROUP INC
2015-11-03
2019-06-13
1. SERVICE CORP INTERNATIONAL/US
2017-07-25
2019-06-13
9. SHAW COMMUNICATIONS INC
2018-02-07
2019-06-13
1. SYNCHRONY FINANCIAL
2019-02-07
2019-06-13
25. TCW EMERGING MARKETS INCOME FUND
2019-02-20
2019-06-13
.49 TCW EMERGING MARKETS INCOME FUND
2019-02-20
2019-06-13
.15 TCW EMERGING MARKETS INCOME FUND
2019-02-20
2019-06-13
5. TETON WESTWOOD MIGHTY
2018-10-23
2019-06-13
.78 TETON WESTWOOD MIGHTY
2018-10-23
2019-06-13
279. TETON WESTWOOD MIGHTY
2018-02-07
2019-06-13
5. THOMSON REUTERS CORP
2017-07-25
2019-06-13
2. UNILEVER NV
2018-03-08
2019-06-13
7. VANECK VECTORS FALLEN
2016-10-07
2019-06-13
31. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF
2016-09-27
2019-06-13
22. VANGUARD INTL EQTY INDX
2015-11-03
2019-06-13
5. ZENDESK INC SHS
2018-05-04
2019-06-13
2. ALLEGION PLC SHS
2016-02-02
2019-06-13
7. COCA-COLA EUROPEAN
2016-09-08
2019-06-13
1. IHS MARKIT LTD SHS
2018-11-13
2019-06-13
1. CHUBB LTD
2015-11-03
2019-06-13
13. ABB LTD
2017-05-10
2019-06-28
9. ABB LTD
2017-07-25
2019-06-28
2. ADVANCE AUTO PARTS INC
2019-01-17
2019-06-28
1. ADVANCE AUTO PARTS INC
2019-05-23
2019-06-28
3. AECOM TECH CORP
2017-01-20
2019-06-28
4. AECOM TECH CORP
2017-07-25
2019-06-28
13. ADVANCED MICRO DEVICES INC
2019-05-03
2019-06-28
1. AGILENT TECHNOLOGIES INC
2017-10-11
2019-06-28
3. AGILENT TECHNOLOGIES INC
2017-01-20
2019-06-28
4. AGILENT TECHNOLOGIES INC
2018-11-28
2019-06-28
2. ALIBABA GROUP HOLDING LT
2017-11-28
2019-06-28
2. ALIBABA GROUP HOLDING LT
2018-03-08
2019-06-28
2. ALIBABA GROUP HOLDING LT
2017-10-11
2019-06-28
2. ALIBABA GROUP HOLDING LT
2017-10-11
2019-06-28
5. AMETEK INC
2019-03-06
2019-06-28
1. AMETEK INC
2019-06-13
2019-06-28
2. AMETEK INC
2019-06-19
2019-06-28
65. BANCO BRADESCO S A ADR
2018-08-03
2019-06-28
10. BERRY PLASTICS GROUP INC
2016-01-12
2019-06-28
1. BERRY PLASTICS GROUP INC
2018-02-07
2019-06-28
1. BERRY PLASTICS GROUP INC
2019-06-13
2019-06-28
16. BHP GROUP LTD
2017-05-10
2019-06-28
7. BHP GROUP LTD
2018-02-07
2019-06-28
3. BIOMARIN PHARMACEUTICAL INC
2017-03-24
2019-06-28
2. BIOMARIN PHARMACEUTICAL INC
2018-11-28
2019-06-28
8. CBRE GROUP INC
2017-08-11
2019-06-28
1. CBRE GROUP INC
2018-10-23
2019-06-28
8. CANADIAN NATURAL RESOURCES LTD
2017-07-25
2019-06-28
1. CANADIAN NATURAL RESOURCES LTD
2017-08-09
2019-06-28
6. CANADIAN NATURAL RESOURCES LTD
2018-02-07
2019-06-28
4. CENTENE CORP
2017-10-11
2019-06-28
3. CHINA PETROLEUM & CHEMICAL CORP
2016-09-27
2019-06-28
2. CHINA PETROLEUM & CHEMICAL CORP
2017-10-11
2019-06-28
1. CHINA PETROLEUM & CHEMICAL CORP
2018-10-23
2019-06-28
1. CONAGRA BRANDS INC
2017-11-03
2019-06-28
3. CONAGRA BRANDS INC
2017-07-25
2019-06-28
3. CONAGRA BRANDS INC
2018-10-23
2019-06-28
3. CYRUSONE INC
2017-12-08
2019-06-28
5. DARDEN RESTAURANTS INC
2018-07-03
2019-06-28
1. DEXCOM INC
2019-03-06
2019-06-28
2. DEXCOM INC
2019-05-03
2019-06-28
8. DIAGEO PLC SPON ADR NEW
2015-12-11
2019-06-28
2. DIAGEO PLC SPON ADR NEW
2016-07-15
2019-06-28
1. DIAGEO PLC SPON ADR NEW
2019-05-29
2019-06-28
13. DISCOVERY COMMUNICATN
2018-10-19
2019-06-28
7. DISCOVERY COMMUNICATN
2018-12-03
2019-06-28
4. DOLLAR GENERAL CORP
2019-06-04
2019-06-28
2. DOVER CORP
2018-05-16
2019-06-28
1. DOVER CORP
2019-02-07
2019-06-28
3. DOVER CORP
2017-11-06
2019-06-28
3. EAST WEST BANCORP INC
2015-11-03
2019-06-28
1. EAST WEST BANCORP INC
2018-10-23
2019-06-28
7. EAST WEST BANCORP INC
2019-06-13
2019-06-28
28. EMBRAER S A SPONSRD ADR
2017-11-03
2019-06-28
7. EMBRAER S A SPONSRD ADR
2018-07-20
2019-06-28
2. EMBRAER S A SPONSRD ADR
2018-10-23
2019-06-28
4. EMBRAER S A SPONSRD ADR
2019-06-13
2019-06-28
5. ENTERGY CORP
2018-08-02
2019-06-28
1. ENTERGY CORP
2018-10-23
2019-06-28
3. ENTERGY CORP
2019-06-04
2019-06-28
173. FIRST TR DOW JONES
2019-06-13
2019-06-28
4. GW PHARMACEUTICALS PLC
2016-01-12
2019-06-28
4. ARTHUR J GALLAGHER & CO
2018-11-06
2019-06-28
3. ARTHUR J GALLAGHER & CO
2018-12-13
2019-06-28
3. ARTHUR J GALLAGHER & CO
2019-06-04
2019-06-28
3. GLOBAL PAYMENTS INC
2019-01-17
2019-06-28
1. GLOBAL PAYMENTS INC
2019-02-25
2019-06-28
3. HDFC BANK LTD
2019-03-18
2019-06-28
3. HDFC BANK LTD
2019-05-10
2019-06-28
4. HESS CORP
2018-07-05
2019-06-28
2. HESS CORP
2018-10-23
2019-06-28
5. HESS CORP
2018-11-28
2019-06-28
2. HILL ROM HLDGS
2018-04-09
2019-06-28
4. HILL ROM HLDGS
2015-11-03
2019-06-28
1. HUBSPOT INC
2017-12-05
2019-06-28
27. HUNTINGTON BANCSHARES INC/OH
2016-06-03
2019-06-28
1. HUNTINGTON BANCSHARES INC/OH
2017-07-25
2019-06-28
1. HUNTINGTON BANCSHARES INC/OH
2019-06-13
2019-06-28
1. HUNTINGTON INGALLS INDUSTRIES INC
2017-02-17
2019-06-28
1. HUNTINGTON INGALLS INDUSTRIES INC
2017-07-25
2019-06-28
1. IAC INTERACTIVECORP
2018-01-11
2019-06-28
1. IAC INTERACTIVECORP
2019-01-17
2019-06-28
3. JACOBS ENGINEERING GROUP INC
2018-07-05
2019-06-28
18. KONINKLIJKE PHILIPS NV
2017-10-31
2019-06-28
3. KONINKLIJKE PHILIPS NV
2017-10-31
2019-06-28
2. KONINKLIJKE PHILIPS NV
2018-01-12
2019-06-28
2. KONINKLIJKE PHILIPS NV
2018-02-07
2019-06-28
5. LULULEMON ATHLETICA INC
2018-11-13
2019-06-28
1. LULULEMON ATHLETICA INC
2019-02-08
2019-06-28
14. NATIONAL GRID PLC
2018-06-28
2019-06-28
7. NATIONAL GRID PLC
2018-07-20
2019-06-28
3. NATIONAL GRID PLC
2018-11-13
2019-06-28
2. NATIONAL GRID PLC
2019-06-13
2019-06-28
2. NETAPP INC
2018-04-09
2019-06-28
2. NETAPP INC
2018-10-26
2019-06-28
1. NETAPP INC
2018-10-23
2019-06-28
3. NEW ORIENTAL EDUCATIO
2017-11-28
2019-06-28
6. NEW ORIENTAL EDUCATIO
2018-08-03
2019-06-28
5. NOVARTIS AG SPNSRD ADR
2018-11-13
2019-06-28
10. NOVARTIS AG SPNSRD ADR
2018-10-04
2019-06-28
16. ORANGE SA
2018-11-05
2019-06-28
23. ORANGE SA
2018-03-08
2019-06-28
2. ORANGE SA
2018-03-23
2019-06-28
9. ORANGE SA
2018-07-20
2019-06-28
9. PRUDENTIAL PLC ADR
2016-01-12
2019-06-28
3. PRUDENTIAL PLC ADR
2016-04-12
2019-06-28
2. PRUDENTIAL PLC ADR
2018-03-08
2019-06-28
2. PRUDENTIAL PLC ADR
2018-07-20
2019-06-28
3. PRUDENTIAL PLC ADR
2018-10-23
2019-06-28
5. PRUDENTIAL PLC ADR
2018-12-04
2019-06-28
7. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-10-26
2019-06-28
2. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-11-28
2019-06-28
2. PUBLIC SERVICE ENTERPRISE GROUP INC
2019-06-13
2019-06-28
4. REALTY INCOME CORP
2019-06-04
2019-06-28
5. REALTY INCOME CORP
2018-12-13
2019-06-28
3. REALTY INCOME CORP
2019-01-17
2019-06-28
9. REGIONS FINANCIAL CORP
2015-12-09
2019-06-28
4. REGIONS FINANCIAL CORP
2016-01-12
2019-06-28
1. REGIONS FINANCIAL CORP
2017-07-25
2019-06-28
13. REGIONS FINANCIAL CORP
2017-10-11
2019-06-28
1. REGIONS FINANCIAL CORP
2018-10-23
2019-06-28
5. REGIONS FINANCIAL CORP
2019-06-19
2019-06-28
34. RELX PLC
2019-05-29
2019-06-28
20. ROGERS COMMUNICATIONS INC
2018-11-13
2019-06-28
2. ROGERS COMMUNICATIONS INC
2019-06-13
2019-06-28
2. ROYAL BANK OF CANADA
2019-01-04
2019-06-28
8. ROYAL BANK OF CANADA
2019-02-25
2019-06-28
15. ROYAL DUTCH SHELL PLC
2018-09-13
2019-06-28
5. ROYAL DUTCH SHELL PLC
2018-11-13
2019-06-28
4. ROYAL DUTCH SHELL PLC
2019-02-08
2019-06-28
3. SBA COMMUNICATIONS CORP
2016-08-17
2019-06-28
2. SK TELECOM LTD SPON ADR
2017-07-25
2019-06-28
14. SK TELECOM LTD SPON ADR
2017-07-25
2019-06-28
3. SANOFI-SYNTHELABO
2016-09-27
2019-06-28
11. SANOFI-SYNTHELABO
2017-07-25
2019-06-28
1. SAP AKTIENGESELLSCHAFT ADR
2016-10-06
2019-06-28
6. SAP AKTIENGESELLSCHAFT ADR
2016-10-11
2019-06-28
1. SAP AKTIENGESELLSCHAFT ADR
2018-02-07
2019-06-28
1. SERVICE CORP INTERNATIONAL/US
2018-10-23
2019-06-28
6. SERVICE CORP INTERNATIONAL/US
2017-07-25
2019-06-28
2. SERVICE CORP INTERNATIONAL/US
2017-11-03
2019-06-28
23. SONY CORP ADR AMERN SH NEW
2016-04-12
2019-06-28
6. SONY CORP ADR AMERN SH NEW
2018-08-03
2019-06-28
3. SONY CORP ADR AMERN SH NEW
2019-06-13
2019-06-28
1. SPLUNK INC
2018-10-26
2019-06-28
1. SPLUNK INC
2018-12-03
2019-06-28
3. SPLUNK INC
2017-10-11
2019-06-28
12. SYNCHRONY FINANCIAL
2019-02-07
2019-06-28
16. TAIWAN SEMICONDUCTOR ADR
2018-09-13
2019-06-28
4. TAKEDA PHARMACEUTICAL
2019-06-13
2019-06-28
41. TAKEDA PHARMACEUTICAL
2019-05-10
2019-06-28
21. TORONTO-DOMINION BANK/THE
2016-01-12
2019-06-28
7. TORONTO-DOMINION BANK/THE
2017-07-25
2019-06-28
13. TOTAL FINA ELF S.A. ADR
2017-07-25
2019-06-28
2. TOTAL FINA ELF S.A. ADR
2018-02-07
2019-06-28
2. TWILIO INC CL A
2018-11-28
2019-06-28
11. UNILEVER NV
2018-03-08
2019-06-28
4. UNILEVER NV
2018-04-10
2019-06-28
5. UNILEVER NV
2018-06-28
2019-06-28
2. UNILEVER NV
2018-07-20
2019-06-28
4. UNILEVER NV
2018-11-13
2019-06-28
606. VANECK VECTORS
2018-02-07
2019-06-28
604. VANECK VECTORS
2018-07-20
2019-06-28
68. VANECK VECTORS
2018-10-23
2019-06-28
45. VANECK VECTORS
2019-06-13
2019-06-28
1. XILINX INC
2019-02-25
2019-06-28
2. XILINX INC
2019-06-13
2019-06-28
7. ZIONS BANCORP NA
2018-01-11
2019-06-28
9. ALLEGION PLC SHS
2016-02-02
2019-06-28
1. ALLEGION PLC SHS
2017-04-11
2019-06-28
6. AMDOCS LIMITED
2019-06-19
2019-06-28
4. AON PLC
2019-02-08
2019-06-28
1. AON PLC
2019-05-10
2019-06-28
5. ACCENTURE PLC SHS
2019-02-08
2019-06-28
7. COCA-COLA EUROPEAN
2016-09-08
2019-06-28
2. COCA-COLA EUROPEAN
2016-09-27
2019-06-28
5. COCA-COLA EUROPEAN
2017-10-11
2019-06-28
3. COCA-COLA EUROPEAN
2017-11-03
2019-06-28
4. COCA-COLA EUROPEAN
2018-02-07
2019-06-28
10. COCA-COLA EUROPEAN
2018-03-02
2019-06-28
12. IHS MARKIT LTD SHS
2018-11-13
2019-06-28
9. IHS MARKIT LTD SHS
2019-02-08
2019-06-28
3. IHS MARKIT LTD SHS
2019-03-18
2019-06-28
8. INGERSOLL-RAND PLC
2019-05-10
2019-06-28
2. ALCON SA ACT NOM
2018-10-04
2019-06-28
2. ALCON SA ACT NOM
2018-11-13
2019-06-28
5. ALCON SA ACT NOM
2019-05-10
2019-06-28
1. ALCON SA ACT NOM
2019-06-13
2019-06-28
9. CHUBB LTD
2015-11-03
2019-06-28
7. CYBER-ARK SOFTWARE LTD
2019-05-29
2019-06-28
5. WIX COM LTD
2019-03-18
2019-06-28
1. AERCAP HOLDINGS N.V. SHS
2016-04-27
2019-06-28
2. AERCAP HOLDINGS N.V. SHS
2016-09-27
2019-06-28
7. AERCAP HOLDINGS N.V. SHS
2017-01-20
2019-06-28
1. AERCAP HOLDINGS N.V. SHS
2018-11-20
2019-06-28
1. AERCAP HOLDINGS N.V. SHS
2019-06-13
2019-06-28
3. ASML HLDG NV NY REG SHS
2017-07-25
2019-06-28
2. ASML HLDG NV NY REG SHS
2017-10-11
2019-06-28
41. APPLIED MATERIALS INC
2019-06-04
2019-07-02
19. PAYCHEX INC
2019-02-04
2019-07-02
16. PROCTER & GAMBLE CO/THE
2017-02-03
2019-08-06
13. AIR LEASE CORP
2015-12-11
2019-08-08
5. AIR LEASE CORP
2016-09-27
2019-08-08
2. AIR LEASE CORP
2018-10-23
2019-08-08
8. ALTERYX INC COM CL A
2018-12-10
2019-08-08
3. AMERICAN AXLE & MFG HLDGS INC
2019-04-16
2019-08-08
60. AMERICAN AXLE & MFG HLDGS INC
2019-06-13
2019-08-08
50. AMICUS THERAPEUTICS INC
2018-07-11
2019-08-08
1. AMICUS THERAPEUTICS INC
2018-07-20
2019-08-08
18. AMICUS THERAPEUTICS INC
2018-10-23
2019-08-08
20. BJ S WHOLESALE CLUB HOLDINGS INC
2018-11-07
2019-08-08
10. BJ S WHOLESALE CLUB HOLDINGS INC
2019-06-13
2019-08-08
1. BOYD GAMING CORP
2019-06-13
2019-08-08
1. BOYD GAMING CORP
2018-05-25
2019-08-08
19. BOYD GAMING CORP
2018-07-20
2019-08-08
7. BOYD GAMING CORP
2018-10-23
2019-08-08
1. BOYD GAMING CORP
2018-11-07
2019-08-08
11. CATALENT INC SHS
2017-05-23
2019-08-08
4. CATALENT INC SHS
2017-07-25
2019-08-08
1. CATALENT INC SHS
2018-10-23
2019-08-08
6. CHARLES RIV LABORATORIES INTL INC
2015-12-11
2019-08-08
8. CYRUSONE INC
2017-12-08
2019-08-08
2. CYRUSONE INC
2018-02-07
2019-08-08
4. CYRUSONE INC
2018-10-26
2019-08-08
9. EVERBRIDGE INC
2019-06-05
2019-08-08
23. FIRST BANCORP/PUERTO RICO
2019-06-13
2019-08-08
52. FIRST BANCORP/PUERTO RICO
2018-11-07
2019-08-08
21. FORESCOUT TECHNOLOGIES
2019-06-13
2019-08-08
1. FORESCOUT TECHNOLOGIES
2019-04-16
2019-08-08
5. HILL ROM HLDGS
2018-07-05
2019-08-08
3. HILL ROM HLDGS
2018-04-09
2019-08-08
5. HUBSPOT INC
2017-12-05
2019-08-08
12. ITT INC
2017-10-23
2019-08-08
1. ITT INC
2018-10-23
2019-08-08
30. KBR INC
2018-07-20
2019-08-08
3. KBR INC
2018-10-23
2019-08-08
6. LHC GROUP INC
2017-09-26
2019-08-08
1. LHC GROUP INC
2018-02-07
2019-08-08
10. MADISON (THE) SQUARE
2017-11-03
2019-08-08
19. MADISON (THE) SQUARE
2017-02-22
2019-08-08
2. MADISON (THE) SQUARE
2017-07-25
2019-08-08
5. MADISON (THE) SQUARE
2019-06-13
2019-08-08
6. PENSKE AUTOMOTIVE GROUP INC
2019-01-08
2019-08-08
10. PENSKE AUTOMOTIVE GROUP INC
2019-06-13
2019-08-08
19. PERFORMANCE FOOD GROUP
2019-06-05
2019-08-08
31. PURE STORAGE INC SHS
2018-07-20
2019-08-08
6. PURE STORAGE INC SHS
2018-10-23
2019-08-08
11. PURE STORAGE INC SHS
2019-06-13
2019-08-08
34. RADIAN GROUP INC
2018-12-10
2019-08-08
11. SELECTIVE INSURANCE GROUP INC
2015-11-03
2019-08-08
15. SPIRIT AIRLS INC COM
2018-09-12
2019-08-08
9. ZENDESK INC SHS
2018-05-04
2019-08-08
24. WRIGHT MEDICAL GROUP NV
2019-06-05
2019-08-08
6. DARDEN RESTAURANTS INC
2018-07-20
2019-10-02
1. DARDEN RESTAURANTS INC
2018-07-03
2019-10-02
7. DARDEN RESTAURANTS INC
2019-05-03
2019-10-02
5. HONEYWELL INTERNATIONAL INC
2019-09-04
2019-10-02
6. RAYTHEON CO
2019-04-02
2019-10-02
3. RAYTHEON CO
2019-06-13
2019-10-02
1. BHP GROUP LTD
2018-07-20
2019-10-11
12. BHP GROUP LTD
2018-02-07
2019-10-11
2. CH ROBINSON WORLDWIDE INC
2019-06-13
2019-11-04
18. CH ROBINSON WORLDWIDE INC
2017-11-02
2019-11-04
11. TIFFANY & CO
2019-04-02
2019-11-04
6. TIFFANY & CO
2019-06-13
2019-11-04
93.75 PRUDENTIAL PLC ADR
2019-11-08
2019-11-08
5. AUTOMATIC DATA PROCESSING INC
2019-11-04
2019-12-03
4. NORFOLK SOUTHERN CORP
2019-11-04
2019-12-03
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
53
44
9
b
106
117
-11
c
409
412
-3
d
216
179
37
e
67
50
17
178
136
42
67
45
22
89
52
37
135
153
-18
233
127
106
369
451
-82
389
309
80
56
44
12
1,080
1,371
-291
147
173
-26
1,393
1,145
248
912
629
283
1,511
1,633
-122
1,282
1,187
95
32
29
3
192
182
10
512
548
-36
665
694
-29
74
78
-4
74
78
-4
226
143
83
199
207
-8
110
91
19
479
410
69
152
105
47
393
733
-340
67
78
-11
67
93
-26
129
213
-84
338
438
-100
280
290
-10
85
83
2
386
479
-93
6,763
6,773
-10
654
666
-12
94
124
-30
47
71
-24
528
642
-114
200
233
-33
66
65
1
1,374
1,288
86
1,119
1,089
30
1,133
1,155
-22
1,060
979
81
114
83
31
175
204
-29
82
68
14
72
71
1
216
257
-41
108
131
-23
41
52
-11
83
97
-14
124
148
-24
166
175
-9
82
89
-7
329
391
-62
489
593
-104
99
93
6
99
104
-5
214
232
-18
119
141
-22
122
103
19
6
4
2
334
265
69
210
192
18
329
117
212
43
51
-8
174
190
-16
170
170
618
664
-46
162
178
-16
81
113
-32
162
195
-33
546
429
117
195
198
-3
1,583
1,437
146
1,222
1,243
-21
1,331
1,316
15
1,541
1,409
132
1,538
1,311
227
192
169
23
212
213
-1
229
238
-9
503
546
-43
72
68
4
217
222
-5
178
227
-49
618
810
-192
108
147
-39
123
127
-4
82
76
6
256
357
-101
103
149
-46
51
70
-19
330
443
-113
104
121
-17
26
30
-4
102
137
-35
45
64
-19
136
181
-45
102
138
-36
233
264
-31
31
35
-4
204
190
14
14
14
83
87
-4
288
177
111
89
53
36
266
151
115
166
199
-33
180
195
-15
253
183
70
44
53
-9
309
387
-78
241
293
-52
692
891
-199
563
628
-65
49
55
-6
7
9
-2
28
32
-4
77
84
-7
505
401
104
31
28
3
412
247
165
160
135
25
80
69
11
638
538
100
229
232
-3
28
21
7
53
62
-9
55
35
20
199
138
61
44
51
-7
100
101
-1
60
71
-11
234
232
2
119
109
10
1,600
1,771
-171
11
13
-2
189
192
-3
7
7
422
519
-97
16,765
20,145
-3,380
104
53
51
125
94
31
78
64
14
120
94
26
83
82
1
28
41
-13
28
37
-9
235
135
100
2
2
853
823
30
3
3
449
412
37
208
203
5
220
176
44
253
184
69
225
114
111
129
91
38
151
72
79
46
34
12
184
184
34
30
4
206
202
4
4
4
1
1
130
136
-6
20
21
-1
7,240
7,779
-539
325
228
97
123
109
14
202
203
-1
1,463
1,050
413
906
794
112
440
267
173
210
118
92
402
287
115
59
51
8
148
114
34
260
320
-60
180
211
-31
305
333
-28
152
162
-10
112
106
6
149
129
20
397
363
34
73
67
6
220
143
77
293
284
9
339
377
-38
339
376
-37
339
365
-26
339
369
-30
442
398
44
88
86
2
177
172
5
645
465
180
515
323
192
52
54
-2
52
50
2
933
562
371
408
326
82
253
262
-9
169
196
-27
411
286
125
51
39
12
214
243
-29
27
31
-4
161
186
-25
207
192
15
204
209
-5
136
149
-13
68
80
-12
26
34
-8
78
102
-24
78
110
-32
172
173
-1
606
546
60
146
144
2
292
247
45
1,373
883
490
343
226
117
172
168
4
394
422
-28
212
201
11
543
518
25
197
156
41
99
87
12
296
227
69
139
123
16
46
52
-6
325
308
17
554
559
-5
139
153
-14
40
40
79
79
511
405
106
102
81
21
306
292
14
7,759
7,618
141
687
233
454
344
303
41
258
225
33
258
258
479
340
139
160
129
31
389
340
49
389
350
39
257
265
-8
128
122
6
321
271
50
210
173
37
419
212
207
169
77
92
369
274
95
14
13
1
14
13
1
224
213
11
224
203
21
217
134
83
217
193
24
251
193
58
781
735
46
130
118
12
87
81
6
87
75
12
895
693
202
179
149
30
744
777
-33
372
391
-19
159
167
-8
106
104
2
123
130
-7
123
147
-24
61
77
-16
289
247
42
577
513
64
457
388
69
914
758
156
252
259
-7
363
405
-42
32
36
-4
142
149
-7
394
355
39
131
115
16
88
102
-14
88
94
-6
131
118
13
219
195
24
413
384
29
118
109
9
118
120
-2
276
283
-7
345
331
14
207
193
14
132
85
47
59
35
24
15
15
191
195
-4
15
16
-1
73
75
-2
827
780
47
1,070
1,046
24
107
105
2
159
140
19
635
623
12
992
1,002
-10
331
318
13
265
258
7
671
342
329
50
55
-5
347
385
-38
130
114
16
475
531
-56
136
91
45
817
532
285
136
106
30
46
43
3
278
205
73
93
72
21
1,209
642
567
315
331
-16
158
149
9
123
92
31
123
109
14
370
190
180
413
360
53
631
703
-72
71
69
2
725
801
-76
1,225
767
458
408
364
44
727
654
73
112
110
2
271
183
88
665
599
66
242
227
15
302
275
27
121
116
5
242
220
22
18,731
20,834
-2,103
18,669
19,956
-1,287
2,102
2,064
38
1,391
1,372
19
116
124
-8
232
216
16
317
370
-53
976
529
447
108
75
33
371
372
-1
769
672
97
192
176
16
918
776
142
389
287
102
111
78
33
278
209
69
167
120
47
223
152
71
556
379
177
752
616
136
564
471
93
188
165
23
998
964
34
123
105
18
123
107
16
307
309
-2
61
59
2
1,327
1,026
301
883
942
-59
696
535
161
51
41
10
103
73
30
359
295
64
51
49
2
51
49
2
626
459
167
417
344
73
1,822
1,616
206
1,563
1,375
188
1,828
1,407
421
520
418
102
200
138
62
80
79
1
1,054
493
561
24
49
-25
482
698
-216
555
815
-260
11
16
-5
200
207
-7
485
494
-9
243
248
-5
24
26
-2
24
37
-13
462
730
-268
170
203
-33
24
28
-4
629
380
249
229
143
86
57
41
16
811
450
361
511
460
51
128
107
21
256
223
33
746
705
41
228
230
-2
516
493
23
789
690
99
38
40
-2
526
439
87
316
260
56
969
387
582
696
565
131
58
49
9
762
564
198
76
57
19
746
404
342
124
63
61
186
169
17
354
417
-63
37
43
-6
93
106
-13
267
268
-1
444
450
-6
838
762
76
414
753
-339
80
131
-51
147
171
-24
782
569
213
878
397
481
611
729
-118
707
481
226
520
754
-234
693
666
27
116
109
7
809
826
-17
801
837
-36
1,142
1,114
28
571
517
54
50
48
2
598
558
40
150
166
-16
1,350
1,423
-73
1,398
1,168
230
762
546
216
94
94
835
814
21
745
762
-17
1,355
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
9
b
-11
c
-3
d
37
e
17
42
22
37
-18
106
-82
80
12
-291
-26
248
283
-122
95
3
10
-36
-29
-4
-4
83
-8
19
69
47
-340
-11
-26
-84
-100
-10
2
-93
-10
-12
-30
-24
-114
-33
1
86
30
-22
81
31
-29
14
1
-41
-23
-11
-14
-24
-9
-7
-62
-104
6
-5
-18
-22
19
2
69
18
212
-8
-16
-46
-16
-32
-33
117
-3
146
-21
15
132
227
23
-1
-9
-43
4
-5
-49
-192
-39
-4
6
-101
-46
-19
-113
-17
-4
-35
-19
-45
-36
-31
-4
14
-4
111
36
115
-33
-15
70
-9
-78
-52
-199
-65
-6
-2
-4
-7
104
3
165
25
11
100
-3
7
-9
20
61
-7
-1
-11
2
10
-171
-2
-3
-97
-3,380
51
31
14
26
1
-13
-9
100
30
37
5
44
69
111
38
79
12
4
4
-6
-1
-539
97
14
-1
413
112
173
92
115
8
34
-60
-31
-28
-10
6
20
34
6
77
9
-38
-37
-26
-30
44
2
5
180
192
-2
2
371
82
-9
-27
125
12
-29
-4
-25
15
-5
-13
-12
-8
-24
-32
-1
60
2
45
490
117
4
-28
11
25
41
12
69
16
-6
17
-5
-14
106
21
14
141
454
41
33
139
31
49
39
-8
6
50
37
207
92
95
1
1
11
21
83
24
58
46
12
6
12
202
30
-33
-19
-8
2
-7
-24
-16
42
64
69
156
-7
-42
-4
-7
39
16
-14
-6
13
24
29
9
-2
-7
14
14
47
24
-4
-1
-2
47
24
2
19
12
-10
13
7
329
-5
-38
16
-56
45
285
30
3
73
21
567
-16
9
31
14
180
53
-72
2
-76
458
44
73
2
88
66
15
27
5
22
-2,103
-1,287
38
19
-8
16
-53
447
33
-1
97
16
142
102
33
69
47
71
177
136
93
23
34
18
16
-2
2
301
-59
161
10
30
64
2
2
167
73
206
188
421
102
62
1
561
-25
-216
-260
-5
-7
-9
-5
-2
-13
-268
-33
-4
249
86
16
361
51
21
33
41
-2
23
99
-2
87
56
582
131
9
198
19
342
61
17
-63
-6
-13
-1
-6
76
-339
-51
-24
213
481
-118
226
-234
27
7
-17
-36
28
54
2
40
-16
-73
230
216
21
-17
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
7,799
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
22,912
405,099
0.056559
2017
23,128
400,600
0.057733
2016
24,114
370,683
0.065053
2015
25,733
582,432
0.044182
2014
25,365
430,944
0.058859
2
Total
of line 1, column (d)
.....................
2
0.282386
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.056477
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
396,067
5
Multiply line 4 by line 3
......................
5
22,369
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
182
7
Add lines 5 and 6
........................
7
22,551
8
Enter qualifying distributions from Part XII, line 4
,.............
8
22,950
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
182
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
182
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
182
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
604
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
604
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
422
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
422
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
1
1,547
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
390,275
b
Average of monthly cash balances
.......................
1b
11,823
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
402,098
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
402,098
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
6,031
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
396,067
6
Minimum investment return.
Enter 5% of line 5
..................
6
19,803
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
19,803
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
182
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
182
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
19,621
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
19,621
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
19,621
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
22,950
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
22,950
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
182
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
22,768
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
19,621
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
4,064
b
From 2015
......
0
c
From 2016
......
5,750
d
From 2017
......
3,792
e
From 2018
......
3,260
f
Total
of lines 3a through e
........
16,866
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
22,950
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
19,621
e
Remaining amount distributed out of corpus
3,329
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
20,195
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
4,064
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
16,131
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
5,750
c
Excess from 2017
....
3,792
d
Excess from 2018
....
3,260
e
Excess from 2019
....
3,329
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SPRINGFIELD MUSEUMS CORPORATION
21 EDWARDS STREET
SPRINGFIELD
,
MA
011031548
NONE
PC
GENERAL OPERATING
21,987
Total
.................................
3a
21,987
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
11,565
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
7,799
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
19,364
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
19,364
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description