-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
SUTPHIN FAMILY FOUNDATION ICA
Number and street (or P.O. box number if mail is not delivered to street address)
7805 BLOME ROAD
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CINCINNATI
,
OH
452431305
A Employer identification number
31-1423164
B
Telephone number (see instructions)
(412) 768-5892
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
39,973,354
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
1,857,267
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
840,953
840,953
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
662,020
b
Gross sales price for all assets on line 6a
3,365,087
7
Capital gain net income (from Part IV, line 2)
...
662,020
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
15,000
12
Total.
Add lines 1 through 11
........
3,375,240
1,502,973
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
1,403
0
0
1,403
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
246,106
149,825
96,281
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
42,731
14,367
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
68,117
68,117
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
358,357
232,309
0
97,684
25
Contributions, gifts, grants paid
.......
1,587,725
1,587,725
26
Total expenses and disbursements.
Add lines 24 and 25
1,946,082
232,309
0
1,685,409
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
1,429,158
b
Net investment income
(if negative, enter -0-)
1,270,664
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
2,084,225
1,867,497
1,867,497
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
13,506,920
15,610,898
25,420,634
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
10,913,145
10,435,287
12,685,223
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
26,504,290
27,913,682
39,973,354
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
26,489,357
27,880,112
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
14,933
33,570
29
Total net assets or fund balances
(see instructions)
.....
26,504,290
27,913,682
30
Total liabilities and net assets/fund balances
(see instructions)
.
26,504,290
27,913,682
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
26,504,290
2
Enter amount from Part I, line 27a
.....................
2
1,429,158
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
27,933,448
5
Decreases not included in line 2 (itemize)
5
19,766
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
27,913,682
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
382. ADVANCED MICRO DEVICES INC
2019-10-04
2019-01-01
b
150. DOCUSIGN INC
2019-10-04
2019-01-01
c
357. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2018-06-01
2019-01-02
d
.782 CIGNA CORP
2018-12-24
2019-01-09
e
58. ANIXTER INTL INC
2017-12-08
2019-01-11
23. MINDBODY INC - CLASS A MERGED 2/15/19 @ $36.50 P/S
2019-01-16
75. MINDBODY INC - CLASS A MERGED 2/15/19 @ $36.50 P/S
2018-03-20
2019-01-16
.416 TAKEDA PHARMACEUTIC SPON ADR
2019-01-10
2019-01-18
1840. ENEL SPA ADR
2018-06-01
2019-01-22
424. SHIRE PLC SPONSORED ADR
2016-06-03
2019-01-22
298. IBERDROLA SA SPON ADR
2018-06-01
2019-01-30
396. NTT DOCOMO INC SPON ADR
2018-06-01
2019-02-06
.955 TWILIO INC - A
2017-11-15
2019-02-06
181. ATHENAHEALTH INC MERGED 02/11/19 @ $135.00 P/S
2019-02-12
.222 IBERDROLA SA SPON ADR
2018-06-01
2019-02-15
370. MINDBODY INC - CLASS A MERGED 2/15/19 @ $36.50 P/S
2016-11-18
2019-02-19
373. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2018-06-01
2019-02-20
246. CASA SYSTEMS INC
2017-12-15
2019-02-22
163. CASA SYSTEMS INC
2018-04-26
2019-02-22
360. IBERDROLA SA SPON ADR
2019-02-26
278. SUNOPTA INC SEDOL 2836634
2017-07-24
2019-02-26
415. MEDNAX INC
2019-03-04
399. STERLING BANCORP
2016-11-18
2019-03-04
3775. BARCLAYS PLC ADR
2019-03-11
134. ECOLAB INC
2018-05-31
2019-03-11
73. FOX FACTORY HOLDING CORP
2018-02-01
2019-03-13
11. FOX FACTORY HOLDING CORP
2018-03-22
2019-03-13
1. PFIZER INC XXX-XX-XXXX
2001-01-01
2019-03-20
42. FORTINET INC
2016-11-18
2019-03-22
49. TWILIO INC - A
2017-11-15
2019-03-22
.666 FOX CORP- CLASS B
2019-03-20
2019-03-28
.333 FOX CORP- CLASS B
2019-03-20
2019-03-28
1125. TELEFONICA S.A. SPONSORED ADR
2018-06-01
2019-03-28
.193 BP PLC SPONSORED ADR
2018-06-01
2019-04-03
120. AMERICAN TOWER CORP
2016-11-23
2019-04-05
1060. FOX CORP- CLASS B
2019-03-20
2019-04-05
138. ORACLE CORP
2018-05-31
2019-04-05
306. UNITED NAT FOODS INC
2019-04-05
.6 ALCON INC SEDOL BJXBP41
2018-06-01
2019-04-12
1256. TELEFONICA S.A. SPONSORED ADR
2018-06-01
2019-04-26
1. AMERICAN INTERNATIONAL GROUP, INC., SECURITIES LITIGATION
2001-01-01
2019-05-02
1586. MUELLER WATER PRODUCTS INC SER A
2019-05-06
289. IBERDROLA SA SPON ADR
2018-06-01
2019-05-09
1153. TESCO PLC SPON ADR
2018-06-01
2019-05-13
.034 DISNEY WALT CO
2016-11-23
2019-05-16
.818 DISNEY WALT CO
2018-05-31
2019-05-16
108. UNITEDHEALTH GROUP INC COM
2018-05-31
2019-05-21
125. SNAP-ON INC COM
2016-11-18
2019-05-23
307. PDC ENERGY INC
2019-05-24
197. SOUTH JERSEY INDUSTRIES INC
2016-11-18
2019-05-28
172. STATE AUTO FINANCIAL CORP
2016-11-18
2019-05-28
222. SOUTH JERSEY INDUSTRIES INC
2016-11-18
2019-05-29
1204. TELEFONICA S.A. SPONSORED ADR
2018-06-01
2019-05-30
.817 WABTEC COM (N/C FROM WESTINGHOUSE AIR BRAKE)
2019-02-26
2019-05-30
33. ASPEN TECHNOLOGY INC
2016-11-18
2019-05-31
81. MTS SYSTEMS CORP
2016-11-18
2019-05-31
751. MEDICAL PROPERTIES TRUST INC
2016-11-18
2019-06-03
304. WESBANCO INC COM
2019-06-03
220. ACORDA THERAPEUTICS INC
2016-11-18
2019-06-04
161. AMERICAN TOWER CORP
2016-11-23
2019-06-06
827. TELEFONICA S.A. SPONSORED ADR
2018-06-01
2019-06-07
159. EASTGROUP PPTYS INC REIT
2019-06-17
29. EASTGROUP PPTYS INC REIT
2018-07-16
2019-06-17
51. BP PLC SPONSORED ADR
2018-06-01
2019-06-18
41. TOKIO MARINE HOLDINGS ADR
2018-06-01
2019-06-18
77. MEDIDATA SOLUTIONS INC MERGED 10/28/19 @ $92.25 P/S
2016-11-18
2019-06-19
348. COMSCORE INC
2019-06-25
.827 BP PLC SPONSORED ADR
2018-06-01
2019-06-26
299. IBERDROLA SA SPON ADR
2018-06-01
2019-06-27
305. ZURICH INS GROUP LTD ADR
2018-06-01
2019-06-27
65. MEDIDATA SOLUTIONS INC MERGED 10/28/19 @ $92.25 P/S
2016-11-18
2019-06-28
436. ORACLE CORP
2018-05-31
2019-07-03
1544. ENEL SPA ADR
2018-06-01
2019-07-08
32. HEXCEL CORP
2016-11-18
2019-07-17
60. MEDIDATA SOLUTIONS INC MERGED 10/28/19 @ $92.25 P/S
2016-11-18
2019-07-25
37. INSULET CORP
2018-11-20
2019-07-29
6. INSULET CORP
2016-11-18
2019-07-29
141. MEDIDATA SOLUTIONS INC MERGED 10/28/19 @ $92.25 P/S
2016-11-18
2019-07-29
70. MEDIDATA SOLUTIONS INC MERGED 10/28/19 @ $92.25 P/S
2016-11-18
2019-07-29
39. QUALYS INC
2016-11-18
2019-07-29
.052 FISERV INC
2019-01-16
2019-07-30
54. GRUBHUB INC
2016-11-18
2019-07-30
310. ZURICH INS GROUP LTD ADR
2018-06-01
2019-08-06
250. ANADARKO PETROLEUM CORP
2018-05-31
2019-08-09
121. ALCON INC SEDOL BJXBP41
2018-06-01
2019-08-09
4000. AT&T INC
2006-01-04
2019-08-12
3500. BALL CORPORATION
2011-01-05
2019-08-12
900. L BRANDS INC
2014-11-05
2019-08-12
2134. TAKEDA PHARMACEUTIC SPON ADR
2019-01-10
2019-08-12
1275. 3M COMPANY COM
2010-05-24
2019-08-12
15000. UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN ETF
2015-08-10
2019-08-12
2500. VERIZON COMMUNICATIONS COM
2019-08-12
5600. WELLS FARGO & CO NEW COM
2019-08-12
4450. INVESCO LTD ISIN BMG491BT1088 SEDOL B28XP76
2019-08-12
1420. JOHNSON CTLS INTL PLC SEDOL BY7QL61
2016-09-06
2019-08-12
.604 IBERDROLA SA SPON ADR
2018-06-01
2019-08-13
.42 NATIONAL GRID GROUP PLC SEDOL BZ8FYV0
2018-06-01
2019-08-15
207.396 IBERDROLA SA SPON ADR
2018-06-01
2019-08-20
22.604 IBERDROLA SA SPON ADR
2019-08-12
2019-08-20
1440. ENEL SPA ADR
2018-06-01
2019-08-21
30. RAYMOND JAMES FINANCIAL INC
2016-11-18
2019-08-21
73. OCCIDENTAL PETE CORP COM
2019-08-09
2019-08-22
249. OSI SYS INC
2019-08-23
4. ECOLAB INC
2019-08-15
2019-08-27
3. LAUDER ESTEE COS INC CL A
2019-08-15
2019-08-27
.35 OCCIDENTAL PETE CORP COM
2019-08-09
2019-08-27
2. S&P GLOBAL INC
2019-08-15
2019-08-27
3. ECOLAB INC
2019-08-15
2019-08-28
9. LAUDER ESTEE COS INC CL A
2019-08-15
2019-08-28
7. S&P GLOBAL INC
2019-08-15
2019-08-28
45. CAMBREX CORP COM
2018-09-28
2019-08-29
215. CAMBREX CORP COM
2019-08-29
3. ECOLAB INC
2019-08-15
2019-08-29
151. FORTINET INC
2016-11-18
2019-08-29
6. LAUDER ESTEE COS INC CL A
2019-08-15
2019-08-29
362. LIONS GATE ENTERTAINMENT-A SEDOL BD8NBC0
2019-08-29
463. LIONS GATE ENTERTAINMENT-B SEDOL BD8NB53
2019-08-29
168. MERITAGE HOMES CORPORATION
2019-08-29
4. S&P GLOBAL INC
2019-08-15
2019-08-29
264. WHITING PETROLEUM CORP
2018-02-07
2019-08-29
2. ECOLAB INC
2019-08-15
2019-08-30
1. LAUDER ESTEE COS INC CL A
2019-08-15
2019-08-30
7. S&P GLOBAL INC
2019-08-15
2019-08-30
56. TAIWAN SEMICONDUCTOR MTG CO ADR
2018-06-01
2019-08-30
2. ECOLAB INC
2019-08-15
2019-09-03
7. LAUDER ESTEE COS INC CL A
2019-08-15
2019-09-03
13. VISA INC CLASS A SHARES
2019-08-15
2019-09-03
45. CELANESE CORP
2019-08-13
2019-09-04
5. ECOLAB INC
2019-08-15
2019-09-04
120. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2019-08-13
2019-09-04
2. VISA INC CLASS A SHARES
2019-08-15
2019-09-04
92. WESTERN DIGITAL CORP
2019-08-13
2019-09-04
3. ECOLAB INC
2019-08-15
2019-09-05
3. ECOLAB INC
2019-08-15
2019-09-06
16. NVIDIA CORP
2019-08-15
2019-09-18
44. FORTINET INC
2016-11-18
2019-09-19
12. NVIDIA CORP
2019-08-15
2019-09-19
12. SVB FINANCIAL GROUP
2016-11-18
2019-09-19
12. NVIDIA CORP
2019-08-15
2019-09-20
437. TELIA COMPANY AB
2018-06-01
2019-09-25
173. COPART INC
2016-11-18
2019-09-27
124. FORTINET INC
2016-11-18
2019-09-27
96. GLAXO WELLCOME PLC SPONSORED ADR
2018-06-01
2019-10-01
50. LINCOLN NATIONAL CORP
2019-08-13
2019-10-01
195. TAIWAN SEMICONDUCTOR MTG CO ADR
2018-06-01
2019-10-02
235. IBERDROLA SA SPON ADR
2018-06-01
2019-10-08
259. IBERDROLA SA SPON ADR
2018-06-01
2019-10-15
188. ENVESTNET INC
2019-10-04
2019-10-24
270. IBERDROLA SA SPON ADR
2018-06-01
2019-10-24
93. INPHI CORP
2017-04-06
2019-10-25
1709. NATIONAL OIL-WELL INC COM
2019-08-13
2019-10-25
244. GRUBHUB INC
2019-10-29
18. AECOM
2019-08-13
2019-10-31
12. AFFILIATED MANAGERS GROUP INC
2019-08-13
2019-10-31
13. AIR LEASE CORP
2019-08-13
2019-10-31
8. ALLIANCE DATA SYSTEMS CORP.
2019-08-13
2019-10-31
19. AMERIPRISE FINANCIAL INC
2019-08-13
2019-10-31
15. ARROW ELECTRONICS INC
2019-08-13
2019-10-31
10. ASSURANT INC
2019-08-13
2019-10-31
8. AVIS BUDGET GROUP INC
2019-08-13
2019-10-31
28. COMMSCOPE HOLDING CO INC
2019-08-13
2019-10-31
20. CROWN HOLDINGS INC
2019-08-13
2019-10-31
26. EQUINIX INC
2019-10-04
2019-10-31
40. GOODYEAR TIRE & RUBBER CO
2019-08-13
2019-10-31
39. HCA HEALTHCARE INC
2019-08-13
2019-10-31
51. HANESBRANDS INC - W/I
2019-08-13
2019-10-31
23. HERTZ GLOBAL HOLDINGS INC
2019-08-13
2019-10-31
6. MICROCHIP TECHNOLOGY INC
2019-08-13
2019-10-31
20. OWENS ILL INC COM NEW
2019-08-13
2019-10-31
13. QUANTA SVCS INC
2019-08-13
2019-10-31
112. QURATE RETAIL INC SERIES A
2019-08-13
2019-10-31
9. TECH DATA CORP COM
2019-08-13
2019-10-31
14. TENNECO INC CLASS A
2019-08-13
2019-10-31
21. UNITED RENTALS INC COM
2019-08-13
2019-10-31
10. WHIRLPOOL CORP
2019-08-13
2019-10-31
10. XPO LOGISTICS INC
2019-08-13
2019-10-31
15. ADIENT PLC SEDOL BD845X2
2019-08-13
2019-10-31
17. AERCAP HOLDINGS NV ISIN NL0000687663 SEDOL B1HHKD3
2019-08-13
2019-10-31
91. FLEX LTD SEDOL 2353058
2019-08-13
2019-10-31
347. NUTANIX INC - A
2019-10-04
2019-11-04
8. BROADCOM INC
2019-08-13
2019-11-07
56. GENOMIC HEALTH INC MERGED 11/08/19 @ $27.50 P/S
2018-07-31
2019-11-12
33. GENOMIC HEALTH INC MERGED 11/08/19 @ $27.50 P/S
2019-07-05
2019-11-12
26. GENOMIC HEALTH INC MERGED 11/08/19 @ $27.50 P/S
2018-10-17
2019-11-12
113. AON PLC EXCH 04/01/20
2018-05-31
2019-11-13
.799 EXACT SCIENCES CORP
2019-11-12
2019-11-15
100. DEXCOM INC
2019-10-04
2019-11-18
424. DISH NETWORK CORP CL A
2018-05-31
2019-11-18
3000. JOHNSON & JOHNSON COM
2019-11-18
28. SVB FINANCIAL GROUP
2016-11-18
2019-11-18
278. ZURICH INS GROUP LTD ADR
2018-06-01
2019-11-18
185. ANIXTER INTL INC
2019-11-22
152. CENTENE CORP
2019-10-31
2019-11-22
2. EQUINIX INC
2019-08-15
2019-11-22
52. TECH DATA CORP COM
2019-08-13
2019-11-22
4. EQUINIX INC
2019-08-15
2019-11-25
51. TECH DATA CORP COM
2019-08-13
2019-11-25
3. EQUINIX INC
2019-08-15
2019-11-26
188. NUTANIX INC - A
2019-10-04
2019-11-29
674. FOX CORP- CLASS B
2019-03-20
2019-12-04
398. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2018-06-01
2019-12-06
4. AFFILIATED MANAGERS GROUP INC
2019-08-13
2019-12-17
21. ALLIANCE DATA SYSTEMS CORP.
2019-08-13
2019-12-17
6. AMERIPRISE FINANCIAL INC
2019-08-13
2019-12-17
11. ARROW ELECTRONICS INC
2019-08-13
2019-12-17
3. ASSURANT INC
2019-08-13
2019-12-17
12. AVIS BUDGET GROUP INC
2019-08-13
2019-12-17
1. BROADCOM INC
2019-08-13
2019-12-17
10. CENTENE CORP
2019-10-31
2019-12-17
3. HCA HEALTHCARE INC
2019-08-13
2019-12-17
5. MICROCHIP TECHNOLOGY INC
2019-11-22
2019-12-17
63. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2019-10-31
2019-12-17
50. TECH DATA CORP COM
2019-08-13
2019-12-17
11. AERCAP HOLDINGS NV ISIN NL0000687663 SEDOL B1HHKD3
2019-08-13
2019-12-17
51. EXACT SCIENCES CORP
2019-11-12
2019-12-18
31. INSULET CORP
2016-11-18
2019-12-18
407. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2018-06-01
2019-12-18
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
17,488
11,048
6,440
b
11,035
9,364
1,671
c
8,995
8,219
776
d
148
142
6
e
3,368
4,085
-717
846
516
330
2,758
3,122
-364
8
8
10,714
10,204
510
79,187
81,376
-2,189
9,655
8,667
988
9,274
10,067
-793
108
36
72
24,435
19,493
4,942
7
6
1
13,505
8,169
5,336
9,675
8,587
1,088
2,361
3,605
-1,244
1,565
3,875
-2,310
11,955
10,562
1,393
731
2,774
-2,043
13,508
24,434
-10,926
8,008
7,383
625
31,685
40,251
-8,566
22,805
19,135
3,670
4,943
2,774
2,169
745
410
335
194
25
169
3,608
1,315
2,293
6,347
1,847
4,500
24
27
-3
12
13
-1
9,410
9,996
-586
9
9
23,282
12,847
10,435
38,888
42,639
-3,751
7,442
6,479
963
3,993
14,212
-10,219
33
28
5
10,421
11,160
-739
96
96
16,976
20,516
-3,540
10,212
8,405
1,807
10,798
11,325
-527
4
3
1
91
123
-32
27,003
26,147
856
19,521
20,955
-1,434
9,781
18,182
-8,401
6,348
6,247
101
5,995
4,334
1,661
7,032
7,040
-8
9,578
10,698
-1,120
60
63
-3
3,791
1,716
2,075
4,392
4,304
88
13,282
9,260
4,022
10,770
12,056
-1,286
2,020
4,692
-2,672
34,155
17,236
16,919
6,928
7,348
-420
18,415
13,918
4,497
3,359
2,810
549
2,094
2,340
-246
2,075
2,001
74
6,999
4,203
2,796
2,234
10,426
-8,192
35
38
-3
11,868
8,696
3,172
10,559
9,175
1,384
5,904
3,548
2,356
25,626
20,469
5,157
11,011
8,563
2,448
2,572
1,555
1,017
5,460
3,275
2,185
4,626
2,815
1,811
750
223
527
12,846
7,697
5,149
6,382
3,821
2,561
3,468
1,407
2,061
5
4
1
3,914
1,974
1,940
10,533
9,325
1,208
18,146
17,467
679
7,230
5,567
1,663
137,382
99,839
37,543
268,301
61,579
206,722
19,971
67,492
-47,521
37,325
40,599
-3,274
207,866
102,429
105,437
305,758
477,858
-172,100
138,038
72,833
65,205
255,211
165,208
90,003
70,820
168,054
-97,234
59,788
68,316
-8,528
24
18
6
22
23
-1
8,539
6,032
2,507
931
858
73
9,994
7,986
2,008
2,330
2,207
123
3,270
3,380
-110
25,303
18,510
6,793
819
813
6
603
528
75
15
16
-1
515
505
10
614
609
5
1,812
1,585
227
1,807
1,766
41
2,673
3,061
-388
12,769
10,930
1,839
620
609
11
11,761
4,727
7,034
1,219
1,057
162
3,465
9,343
-5,878
4,178
10,760
-6,582
10,901
7,472
3,429
1,043
1,009
34
1,915
6,756
-4,841
413
406
7
200
176
24
1,828
1,766
62
2,379
2,188
191
409
406
3
1,388
1,233
155
2,338
2,293
45
5,103
5,047
56
1,032
1,016
16
3,488
3,449
39
362
353
9
5,486
5,193
293
618
609
9
619
609
10
2,869
2,375
494
3,466
1,377
2,089
2,149
1,782
367
2,626
1,817
809
2,084
1,782
302
3,884
4,131
-247
13,768
4,865
8,903
9,452
3,882
5,570
4,053
3,907
146
3,024
2,751
273
9,057
7,618
1,439
9,622
6,834
2,788
10,450
7,532
2,918
11,312
10,330
982
11,019
7,852
3,167
5,499
4,235
1,264
35,447
35,359
88
8,226
8,509
-283
724
607
117
941
975
-34
563
519
44
801
1,226
-425
2,823
2,439
384
1,189
1,038
151
1,248
1,213
35
233
239
-6
310
322
-12
1,448
1,354
94
14,666
15,089
-423
624
486
138
5,161
5,013
148
730
773
-43
303
317
-14
564
543
21
166
236
-70
541
442
99
1,051
1,463
-412
1,092
818
274
172
146
26
2,746
2,424
322
1,505
1,388
117
765
681
84
323
363
-40
971
901
70
1,056
963
93
10,064
8,736
1,328
2,549
2,269
280
3,618
2,998
620
2,132
1,931
201
1,680
1,749
-69
22,161
15,835
6,326
66
66
20,897
16,084
4,813
15,337
12,477
2,860
406,234
184,138
222,096
6,490
4,239
2,251
10,952
8,363
2,589
15,905
12,434
3,471
9,015
8,020
995
1,116
1,094
22
6,715
4,725
1,990
2,232
2,187
45
6,605
4,634
1,971
1,661
1,640
21
6,576
4,733
1,843
23,333
27,112
-3,779
10,398
9,163
1,235
343
325
18
2,283
3,217
-934
1,001
770
231
935
761
174
392
364
28
381
358
23
324
284
40
594
528
66
431
386
45
517
458
59
2,027
1,836
191
7,169
4,543
2,626
675
583
92
4,667
4,202
465
5,359
1,152
4,207
10,184
9,370
814
139,962
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
6,440
b
1,671
c
776
d
6
e
-717
330
-364
510
-2,189
988
-793
72
4,942
1
5,336
1,088
-1,244
-2,310
1,393
-2,043
-10,926
625
-8,566
3,670
2,169
335
169
2,293
4,500
-3
-1
-586
10,435
-3,751
963
-10,219
5
-739
96
-3,540
1,807
-527
1
-32
856
-1,434
-8,401
101
1,661
-8
-1,120
-3
2,075
88
4,022
-1,286
-2,672
16,919
-420
4,497
549
-246
74
2,796
-8,192
-3
3,172
1,384
2,356
5,157
2,448
1,017
2,185
1,811
527
5,149
2,561
2,061
1
1,940
1,208
679
1,663
37,543
206,722
-47,521
-3,274
105,437
-172,100
65,205
90,003
-97,234
-8,528
6
-1
2,507
73
2,008
123
-110
6,793
6
75
-1
10
5
227
41
-388
1,839
11
7,034
162
-5,878
-6,582
3,429
34
-4,841
7
24
62
191
3
155
45
56
16
39
9
293
9
10
494
2,089
367
809
302
-247
8,903
5,570
146
273
1,439
2,788
2,918
982
3,167
1,264
88
-283
117
-34
44
-425
384
151
35
-6
-12
94
-423
138
148
-43
-14
21
-70
99
-412
274
26
322
117
84
-40
70
93
1,328
280
620
201
-69
6,326
4,813
2,860
222,096
2,251
2,589
3,471
995
22
1,990
45
1,971
21
1,843
-3,779
1,235
18
-934
231
174
28
23
40
66
45
59
191
2,626
92
465
4,207
814
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
662,020
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,347,906
33,652,798
0.040053
2017
1,355,119
29,919,725
0.045292
2016
1,161,251
25,430,848
0.045663
2015
1,016,338
23,251,546
0.043711
2014
819,200
20,814,361
0.039357
2
Total
of line 1, column (d)
.....................
2
0.214076
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.042815
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
35,769,113
5
Multiply line 4 by line 3
......................
5
1,531,455
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
12,707
7
Add lines 5 and 6
........................
7
1,544,162
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,685,409
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
12,707
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
12,707
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
12,707
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
20,531
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
20,531
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
7,824
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
7,824
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
OH
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
No
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
PNC BANK NA
Telephone no.
(412) 768-5892
Located at
116 ALLEGHENY CENTER MALL
PITTSBURGH
PA
ZIP+4
15212
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
CHRISTINE S KOHNEN
TRUSTEE
1
0
8745 RED FOX LANE
CINCINNATI
,
OH
45243
WENDY RICH
TRUSTEE
1
0
2578 GRANDIN ROAD
CINCINNATI
,
OH
45208
STUART B SUTPHIN III
TRUSTEE
1
0
7805 BLOME ROAD
CINCINNATI
,
OH
45243
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
36,313,820
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
36,313,820
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
36,313,820
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
544,707
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
35,769,113
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,788,456
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,788,456
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
12,707
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
12,707
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,775,749
4
Recoveries of amounts treated as qualifying distributions
................
4
15,000
5
Add lines 3 and 4
............................
5
1,790,749
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,790,749
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,685,409
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,685,409
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
12,707
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,672,702
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,790,749
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
1,646,269
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,685,409
a
Applied to 2018, but not more than line 2a
1,646,269
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
39,140
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
1,751,609
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
TODD A FELTHAUS ATTNTHE SUTPHIN
C/O PNC BANK NA 201 E FIFTH ST
CINCINNATI
,
OH
45202
(513) 651-8415
b
The form in which applications should be submitted and information and materials they should include:
SEE THE SUTPHIN FAMILY FOUNDATION "INFORMATION FOR GRANT APPLICANTS" AVAILABLE FROM CONTACT LISTED ABOVE. APPLICATIONS MUST BE SUBMITTED USING THE GREATER CINCINNATI COMMON GRANT APPLICATION.
c
Any submission deadlines:
SEE "INFORMATION FOR GRANT APPLICANTS"
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
SEE "INFORMATION FOR GRANT APPLICANTS"
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CANCER SUPPORT COMMUNITY
GR CINCINNATI/NORTHERN KENTUCKY
4918 COOPER ROAD
CINCINNATI
,
OH
45242
NONE
PC
KEEP MOVING THROUGH CANCER
25,000
THE CHILDREN'S THEATER OF CINCINNATI
5020 OAKLAWN DRIVE
CINCINNATI
,
OH
45224
NONE
PC
TCT MAINSTAGE
10,000
Corryville Suzuki Project
2166 TRAILWOOD DRIVE
Cincinnati
,
OH
45230
NONE
PC
SATURDAY ENSEMBLE AND MUSIC
6,000
CRAYONS TO COMPUTERS INC
1350 TENNESSEE AVENUE
CINCINNATI
,
OH
45229
NONE
PC
SPONSOR OF THE MONTH
20,000
DEPAUL CRISTO REY HIGH SCHOOL
1133 CLIFTON HILLS AVENUE
CINCINNATI
,
OH
45220
NONE
PC
COLLEGE COUNSELING AND
15,000
EASTER SEALS TRISTATE
2901 GILBERT AVENUE
CINCINNATI
,
OH
45206
NONE
PC
ESGC VETERAN SERVICES
25,000
Family Nurturing Center
8275 EWING BLVD
Florence
,
KY
41042
NONE
PC
TO SUPPORT KIDS ON THE
10,000
Greater Cincinnati Center for Economic
Education
P O BOX 210223
Cincinnati
,
OH
45221
NONE
PC
STUDENT ENTERPRISE PROGRAM
10,000
INTER-PARISH MINISTRY
3509 DEBOLT ROAD
CINCINNATI
,
OH
45244
NONE
PC
GENERAL SUPPORT
35,000
ENVISION CHILDREN
8 ENFIELD STREET
CINCINNATI
,
OH
45218
NONE
PC
GENERAL SUPPORT
12,225
KOHNEN FAMILY INITIATIVE ON ALZHEIMERS
AND RELATED DEMENTIAS
P O BOX 770001
CINCINNATI
,
OH
45277
NONE
PC
GENERAL SUPPORT
30,000
BIG BROTHERS BIG SISTERS
2400 READING ROAD
CINCINNATI
,
OH
45202
NONE
PC
SUPPORT OF SITE-BASED
15,500
CANCER FAMILY CARE INC
2421 AUBURN AVENUE
CINCINNATI
,
OH
45219
NONE
PC
CENTER FOR INDIVIDUAL &
50,000
CINCINNATI ARTS MUSEUM
963 EDEN PARK DRIVE
CINCINNATI
,
OH
45202
NONE
PC
SUPPORT OF ETCHING REVIVAL
15,000
Our Daily Bread
1730 RACE STREET
Cincinnati
,
OH
45202
NONE
PC
KIDS CLUB PROGRAM
30,000
CINCINNATI PLAYHOUSE IN THE PARK
962 MT ADAMS CIRCLE
CINCINNATI
,
OH
45202
NONE
PC
PLAYHOUSE SCHOOL OUTREACH
100,000
STEPPING STONES INC
5650 GIVEN ROAD
CINCINNATI
,
OH
45243
NONE
PC
ADULT DAY SERVICES
30,000
SQUARE1 INC
316 PIKE STREET
CINCINNATI
,
OH
45202
NONE
PC
GENERAL SUPPORT
10,000
TALBERT HOUSE
2600 VICTORY PARKWAY
CINCINNATI
,
OH
45206
NONE
PC
CAMP POSSIBLE
25,000
CINCINNATI CHILDREN'S HOSPITAL
MEDICAL CENTER
3333 BURNETT AVENUE
Cincinnati
,
OH
45229
NONE
PC
2019 GRANT DISTRIBUTION
50,000
Zoological Sociaety of Cincinnati
3400 VINE STREET
Cincinnati
,
OH
45220
NONE
PC
LIVING CLASSROOM EDUCATION
50,000
THE DRAGONFLY FOUNDATION
9275 GOVERNORS WAY
CINCINNATI
,
OH
45249
NONE
PC
GENERAL SUPPORT
95,000
Episcopal Retirement Services
3870 VIRGINIA AVENUE
Cincinnati
,
OH
45227
NONE
PC
CAPITAL RENOVATION OF
100,000
Lighthouse Youth Services
401 E MCMILLAN STREET
Cincinnati
,
OH
45206
NONE
PC
A PLACE TO CALL HOME
50,000
Society of St Vincent De Paul
1125 BANK STREET
Cincinnati
,
OH
45214
NONE
PC
HOMELESSNESS PREVENTION
25,000
SPECIALIZED ALTERNATIVES
1 MEDICAL VILLAGE DRIVE
Edgewood
,
KY
41017
NONE
PC
GENERAL SUPPORT
5,000
CINCINNATI UNION BETHEL
2401 READING ROAD
CINCINNATI
,
OH
45202
NONE
PC
SUPPORTING PRESCHOOLERS
50,000
CINCINNATI YOUTH COLLABORATIVE
301 OAK STREET
CINCINNATI
,
OH
45219
NONE
PC
MENTORING PROGRAM
55,000
CITY GOSPEL MISSION
1806 DALTON AVENUE
CINCINNATI
,
OH
45214
NONE
PC
WHIZ KIDS PROGRAM
15,000
GIRLS ON THE RUN
3330 ERIE AVENUE
CINCINNATI
,
OH
45208
NONE
PC
PROGRAM FOR GIRLS
10,000
LIFE ENRICHING COMMUNITIES
6279 TRI RIDGE BLVD
LOVELAND
,
OH
45150
NONE
PC
WELLNESS PROGRAM SUPPORT
10,000
LYDIA'S HOUSE
2005 MILLS AVENUE
CINCINNATI
,
OH
45212
NONE
PC
LONG TERM HOUSING FOR WOMEN
15,000
TENDER MERCIES
27 WEST 12TH STREET
CINCINNATI
,
OH
45202
NONE
PC
RESIDENT AFTERCARE PROGRAM
15,000
SPECIAL OLYMPICS OHIO
3303 WINCHESTER PIKE
COLUMBUS
,
OH
43232
NONE
PC
GENERAL SUPPORT
10,000
MADISONVILLE EDUCATION AND
ASSISTANCE CENTER (MEAC)
4600 ERIE AVENUE
CINCINNATI
,
OH
45227
NONE
PC
GENERAL SUPPORT
7,000
CITYLINK CENTER
800 BANK STREET
CINCINNATI
,
OH
45214
NONE
PC
2019 GRANT DISTRIBUTION
10,000
NATIONAL MS SOCIETY OHIO VALLEY CHAPTER
4440 LAKE FOREST DR SUITE 120
CINCINNATI
,
OH
45240
NONE
PC
2019 GRANT DISTRIBUTION
30,000
TAFT MUSEUM OF ART
316 PIKE STREET
CINCINNATI
,
OH
45202
NONE
PC
2019 GRANT DISTRIBUTION
25,000
FREESTORE-FOODBANK INC
1141 CENTRAL PARKWAY
CINCINNATI
,
OH
45202
NONE
PC
2019 GRANT DISTRIBUTION
5,000
CHEERING FOR CHARITY FOUNDATION
7215 ADENA HILLS COURT
CINCINNATI
,
OH
45069
NONE
PC
2019 GRANT DISTRIBUTION
25,000
LEGAL AID SOCIETY OF CINCINNATI
215 E NINTH STREET SUITE 200
CINCINNATI
,
OH
45202
NONE
PC
2019 GRANT DISTRIBUTION
15,000
JOY OUTDOOR EDUCATION CENTER FOUNDATION
PO BOX 157
CLARKSVILLE
,
OH
45113
NONE
PC
2019 GRANT DISTRIBUTION
15,000
CINCINNATI CHILDREN'S HOSPITAL
3333 BURNETT AVENUE
CINCINNATI
,
OH
45229
NONE
PC
2019 GRANT DISTRIBUTION
150,000
UNIVERSITY OF CINCINNATI FOUNDATION
PO BOX 19970
CINCINNATI
,
OH
45219
NONE
PC
2019 GRANT DISTRIBUTION
15,000
GREATER CINCINNATI CENTER FOR ECONOMIC
EDUCATION
225 CALHOUN STREET SUITE 370
CINCINNATI
,
OH
45219
NONE
PC
2019 GRANT DISTRIBUTION
5,000
CHILDREN INC
333 MADISON AVENUE
COVINGTON
,
KY
41011
NONE
PC
LITTLE CHILDREN, BIG IMPACT
20,000
HOSPICE OF CINCINNATI INC
4360 COOPER RD
CINCINNATI
,
OH
45242
NONE
PC
2019 GRANT DISTRIBUTION
10,000
SHELTERHOUSE VOLUNTEER GROUP
PO BOX 643924
CINCINNATI
,
OH
452643924
NONE
PC
2019 GANT DISTRIBUTION
30,000
NAMI OF SOUTHWEST OHIO
4055 EXECUTIVE PARK DR
CINCINNATI
,
OH
45241
NONE
PC
2019 GRANT DISTRIBUTION
20,000
FERNSIDE
4360 COOPER ROAD
CINCINNATI
,
OH
45242
NONE
PC
SCHOOL GROUPS
15,000
DEACONESS HEALTH ASSOC
615 ELSINORE PLACE SUITE 900
CINCINNATI
,
OH
45202
NONE
PC
2019 GRANT DISTRIBUTION
10,000
MATTHEW 25 MINISTRIES
11060 KENWOOD RD
CINCINNATI
,
OH
45424
NONE
PC
2019 GRANT DISTRIBUTION
5,000
BREAKTHROUGH CINCINNATI
6905 GIVEN RD
CINCINNATI
,
OH
45243
NONE
PC
2019 GRANT DISTRIBUTION
25,000
UPSPRING
PO BOX 23300
CINCINNATI
,
OH
45223
NONE
PC
2019 GRANT DISTRIBUTION
15,000
OHIO VALLEY VOICES INC
6642 BRANCH HILL GUINEA PIKE
LOVELAND
,
OH
45140
NONE
PC
2019 GRANT DISTRIBUTION
25,000
AMERICAN RED CROSS GREATER
CINCINNATI-DAYTON
211 DANA AVENUE
CINCINNATI
,
OH
45207
NONE
PC
2019 GRANT DISTRIBUTION
25,000
ARTHRITIS FOUNDATION
4665 CORNELL ROAD STE 109
CINCINNATI
,
OH
45241
NONE
PC
LIVE YOUR YES- PROG FOR
12,000
DCCH CENTER FOR CHILDREN AND FAMILIES
750 ORPHANAGE ROAD
FORT MITCHELL
,
KY
41017
NONE
PC
2019 GRANT DISTRIBUTION
20,000
NEW PERCEPTIONS
1 SPERTI DR
EDGEWOOD
,
KY
41017
NONE
PC
2019 GRANT DISTRIBUTION
20,000
THE CARNEGIE
1028 SCOTT BOULEVARD
CINCINNATI
,
OH
41011
NONE
PC
2019 GRANT DISTRIBUTION
5,000
Total
.................................
3a
1,587,725
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
RECOVERY OF GRANTS
15,000
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
840,953
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
662,020
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,502,973
15,000
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,517,973
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
1A
RETURN OF PRIOR YEAR QUALIFYING DISTRIBUTIONS
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description