Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 07-01-2018 , and ending 06-30-2019
BCheck if applicable:
CName of organization
JOHNS HOPKINS UNIVERSITY
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3910 KESWICK ROAD NO N4327B
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BALTIMORE, MD21211
D Employer identification number

52-0595110
E Telephone number

G Gross receipts $ 12,702,043,000
F Name and address of principal officer:
RONALD J DANIELS
3910 KESWICK ROAD NO N4327B
BALTIMORE,MD21211
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.JHU.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet8238
K Form of organization:  
L Year of formation: 1867
M State of legal domicile: MD
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 41
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 37
5 Total number of individuals employed in calendar year 2018 (Part V, line 2a) ...... 5 46,025
6 Total number of volunteers (estimate if necessary) ............. 6 2,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 21,805,000
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 2,157,387,000 3,487,406,000
9 Program service revenue (Part VIII, line 2g) ......... 4,267,551,000 4,528,385,000
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 602,414,000 344,957,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 22,722,000 116,569,000
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 7,050,074,000 8,477,317,000
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 819,722,000 814,745,000
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,599,792,000 3,670,822,000
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 823,000 1,082,000
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet76,009,000    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,810,686,000 1,775,816,000
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 6,231,023,000 6,262,465,000
19 Revenue less expenses. Subtract line 18 from line 12....... 819,051,000 2,214,852,000
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 10,647,968,000 12,762,886,000
21 Total liabilities (Part X, line 26)............. 3,468,512,000 3,663,256,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 7,179,456,000 9,099,630,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2018)
Form 990 (2018)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: THE MISSION OF THE JOHNS HOPKINS UNIVERSITY IS TO EDUCATE ITS STUDENTS AND CULTIVATE THEIR CAPACITY FOR LIFE-LONG LEARNING, TO FOSTER INDEPENDENT AND ORIGINAL RESEARCH, AND TO BRING THE BENEFITS OF DISCOVERY TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 5,425,084,000 including grants of $ 814,745,000 ) (Revenue $ 4,400,531,000 )
INSTRUCTION, RESEARCH AND CLINICAL PRACTICE:EDUCATION AND RELATED SERVICES (E.G., ROOM AND BOARD) ARE PROVIDED TO OVER 26,000 STUDENTS INCLUDING APPROXIMATELY 14,500 FULL-TIME AND 11,500 PART-TIME STUDENTS. RESEARCH AND RELATED SERVICES (E.G., RESEARCH TRAINING) ARE PROVIDED THROUGH APPROXIMATELY 2,100 GOVERNMENT AND PRIVATE SPONSORS. THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIES. UNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW.JHU.EDU. PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTY TO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA.
4b (Code:   ) (Expenses $ 100,196,000 including grants of $   ) (Revenue $ 106,130,000 )
AUXILIARY ENTERPRISES:INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOT NECESSARILY EQUAL TO THE COST OF SERVICES. TRADITIONALLY THESE SERVICES INCLUDE; FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES. ALSO REFLECTED IN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS. IN ADDITION, THE UNIVERSITY INCLUDES THE ACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS.
4c (Code:   ) (Expenses $ 136,198,000 including grants of $   ) (Revenue $   )
STUDENT SERVICES:INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. EXAMPLES INCLUDE: STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE, FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES.
(Code:   ) (Expenses $ 53,611,000 including grants of $   ) (Revenue $   )
LIBRARIES
4d Other program services (Describe in Schedule O.)
(Expenses $ 53,611,000 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet5,715,089,000
Form 990 (2018)
Form 990 (2018)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment..............
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment.................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment..................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part IIIClick to see attachment.............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
Form 990 (2018)
Form 990 (2018)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I............ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II................Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L,
Part IV........................Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV.....................Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .............Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I.
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II...........
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
41,731
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2018)
Form 990 (2018)
Page 5
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
46,025
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletBG , IV , ET , GH , GV , HK , IN , ID , IT , KE , LI , MI , MZ , NP , NI , TZ , UG , UK , VM , CA , CI , ML , WZ , SL , ZA , CG
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? .........................
8
 
No
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? If "Yes," see instructions and file Form 4720, Schedule N .....
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income?
If "Yes," complete Form 4720, Schedule O ................
16
 
No
Form 990 (2018)
Form 990 (2018)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
41
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
37
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AK , MA , MD , MI , MN , NH , NY , OH , OR , PA , SC , WA , CO
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletSCOTT JONAS CONTROLLER3910 KESWICK ROAD SUITE N-5112   BALTIMORE,MD21211 (443) 997-8155
Form 990 (2018)
Form 990 (2018)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ARONSON JEFFREY......................................................................
CHAIR, TRUSTEE
 3.00
.................
  		X   X       0 0 0
(2) FORSTER LOUIS......................................................................
VICE CHAIR, TRUSTEE
 3.00
.................
  		X   X       0 0 0
(3) HODGSON DAVID......................................................................
VICE CHAIR, TRUSTEE
 3.00
.................
  		X   X       0 0 0
(4) AGARWAL ASHOK......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(5) ANDERSON A ANTHONY......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(6) ANDERSON JAMES......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(7) BAILEY JANIE......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(8) BARBER JEFFREY......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(9) CHEN CHAOMEI......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(10) CHENAULT-FATTAH RENEE......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(11) CLARVIT CHARLES......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(12) COLES N ANTHONY......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(13) CORDISH BLAKE......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(14) DAIMLER SUSAN......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(15) DRACOPOULOS ANDREAS......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(16) FAXON ROGER......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(17) FLAHERTY PAMELA P......................................................................
TRUSTEE, FORMER CHAIR
 3.00
.................
  		X           0 0 0
Form 990 (2018)
Form 990 (2018)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) HANDLEY ALLYSON........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(19) HANEX TAYLOR........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(20) HANKIN MICHAEL........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(21) HOMCY CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(22) JALLAL BAHIJA........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(23) KUMIN SOLOMON........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(24) LEDER ETHAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(25) MARGOLIES ROSS........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(26) MILLER WILLIAM........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(27) MOORE STEPHEN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(28) MURREN HEATHER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(29) NOLAN DAVID........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(30) OFFIT MORRIS W........................................................................
TRUSTEE, FORMER CHAIR
 3.00
.......................   		X           0 0 0
(31) O'HAGAN SARAH........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(32) PENN ANIKA........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(33) PEETZ KAREN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(34) ROUGHEAD GARY........................................................................
TRUSTEE
 3.00
.......................   		X           25,000 0 0
(35) SALANT MARSHAL........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(36) SCHARF CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(37) SCHEELER CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(38) SHATTUCK III MAYO........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(39) STROMBERG WILLIAM........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(40) WINTER JAMES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(41) DANIELS RONALD J........................................................................
PRESIDENT, TRUSTEE
 50.00
.......................   		X   X       1,705,856 0 1,142,933
(42) ATES KATHERINE........................................................................
VP & CHIEF OF STAFF
 50.00
.......................   		    X       623,133 0 203,668
(43) BJORKLUND CYBELE........................................................................
VP-FEDERAL STRATEGY
 50.00
.......................   		    X       0 0 0
(44) CONWAY HEIDI........................................................................
VP-HUMAN RESOURCES
 50.00
.......................   		    X       389,188 0 72,380
(45) ENNIS DANIEL G........................................................................
SR. VP-FINANCE & ADMINISTRATION
 50.00
.......................   		    X       1,146,818 0 354,320
(46) GRADY HELENE........................................................................
VP-PLANNING & BUDGET
 50.00
.......................   		    X       367,178 0 61,990
(47) HYATT MELISSA........................................................................
VP-CORPORATE SECURITY
 50.00
.......................   		    X       251,701 0 27,472
(48) KUMAR SUNIL........................................................................
SR.VP-ACADEMIC AFFAIRS & PROVOST
 50.00
.......................   		    X       800,987 0 241,692
(49) LEWIS THOMAS........................................................................
VP-GOVERNMENT & COMMUNITY AFFAIRS
 50.00
.......................   		    X       339,309 0 46,070
(50) MARSH MAUREEN........................................................................
SECRETARY OF THE BOARD OF TRUSTEES
 50.00
.......................   		    X       399,720 0 92,912
(51) MCLEAN ROBERT........................................................................
VP FOR FACILITIES & REAL ESTATE
 50.00
.......................   		    X       385,789 0 47,027
(52) PERLIONI JASON........................................................................
VP-INVESTMENTS & CIO
 50.00
.......................   		    X       1,988,290 0 113,759
(53) PINEAU ARTHUR........................................................................
VP AND GENERAL COUNSEL
 50.00
.......................   		    X       630,773 0 148,935
(54) RIDGE SUSAN........................................................................
VP-COMMUNICATIONS & PUBLIC AFFAIRS
 50.00
.......................   		    X       424,547 0 59,317
(55) ROTHMAN PAUL........................................................................
CEO & DEAN OF MEDICAL FACULTY
 50.00
.......................   		    X       2,110,495 0 638,797
(56) SCHROEDER FREDERIC........................................................................
VP-DEVELOPMENT & ALUMNI RELATIONS
 50.00
.......................   		    X       1,061,684 0 315,441
(57) SEMMEL RALPH........................................................................
DIRECTOR-APL
 50.00
.......................   		    X       1,166,965 0 541,272
(58) REEL STEPHANIE........................................................................
VICE PROVOST FOR INFO. TECHNOLOGY
 50.00
.......................   		      X     856,646 0 81,536
(59) BREM HENRY........................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.......................   		        X   1,908,252 0 158,320
(60) HIGGINS ROBERT........................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.......................   		        X   1,121,714 0 154,602
(61) LEE W P ANDREW........................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.......................   		        X   1,290,397 0 119,618
(62) LIM MICHAEL........................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.......................   		        X   1,434,215 0 50,349
(63) SPONSELLER PAUL........................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.......................   		        X   1,487,211 0 72,098
(64) KLAG MICHAEL........................................................................
FORMER DEAN - SCHOOL OF PUBLIC HEALTH
 50.00
.......................   		          X 611,097 0 99,416
(65) LIEBERMAN ROBERT........................................................................
FORMER SR.VP-ACADEMIC AFFAIRS & PROV.
 50.00
.......................   		          X 383,966 0 85,341
(66) SPECTOR PHILLIP........................................................................
FORMER VP-STRATEGIC INITIATIVES
 25.00
.......................   		          X 195,363 0 0
(67) STARK WALTER J........................................................................
FORMER PROFESSOR
 0.00
.......................   		          X 2,350,682 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 25,456,976 0 4,929,265
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet9,391
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
BROADWAY SERVICES INC

3709 E MONUMENT ST
BALTIMORE,MD21205 		SECURITY, PARKING, SHUTTLE, FACILITY MAN 22,598,305
WILEY EDUCATION LLC

1415 W 22ND STREET 400
OAKBROOK,IL60523 		ONLINE EDUCATION SERVICES 17,625,706
BON APPETIT MANAGEMENT COMPANY

100 HAMILTON AVE SUITE 400
PALO ALTO,CA94301 		FOOD SERVICE 15,687,425
WHITING TURNER CONTRACTING COMPANY

300 EAST JOPPA RD
BALTIMORE,MD21286 		CONSTRUCTION SERVICES 11,069,554
RIPARIUS CONSTRUCTION INC

25 SHILLING RD
HUNT VALLEY,MD21031 		CONSTRUCTION SERVICES 8,657,055
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet692
Form 990 (2018)
Form 990 (2018)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 1,640,000
d Related organizations1d  
e Government grants (contributions)1e 990,845,000
f All other contributions, gifts, grants, and similar amounts not included above1f 2,494,921,000
g Noncash contributions included in lines 1a - 1f:$ 1,608,033,000
h Total. Add lines 1a-1f.......MediumBullet 3,487,406,000
Program Service RevenueAmt Business Code
2a CONTRACT REVENUE 541700 1,940,571,000 1,940,571,000    
b TUITION AND FEES 611310 1,054,159,000 1,054,159,000    
c CLINICAL SERVICES 541900 745,197,000 745,197,000    
d REIMB. FROM AFFILIATES 541900 607,930,000 607,930,000    
e SALES - AUXILIARY ENTP 721310 106,189,000 106,130,000 59,000  
f All other program service revenue. 74,339,000 52,674,000 21,665,000  
g Total. Add lines 2a–2f ....MediumBullet 4,528,385,000
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 85,759,000     85,759,000
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 111,969,000     111,969,000
(ii) Personal (i) Real
6a Gross rents 81,000 4,586,000
b Less: rental expenses 0 0
c Rental income or (loss) 81,000 4,586,000
d Net rental income or (loss)......MediumBullet 4,667,000   81,000 4,586,000
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   4,483,558,000
b Less: cost or other basis and sales expenses 940,000 4,223,420,000
c Gain or (loss) -940,000 260,138,000
d Net gain or (loss).....MediumBullet 259,198,000     259,198,000
8a Gross income from fundraising events (not including $ 1,640,000of contributions reported on line 1c). See Part IV, line 18 ....
a 299,000
b Less: direct expenses ...b 366,000
c Net income or (loss) from fundraising events..MediumBullet -67,000   -67,000
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 8,477,317,000 4,506,661,000 21,805,000 461,445,000
Form 990 (2018)
Form 990 (2018)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 333,608,000 333,608,000
2 Grants and other assistance to domestic individuals. See Part IV, line 22 400,268,000 400,268,000
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, line 15 and 16. 80,869,000 80,869,000
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 13,485,000 1,793,000 10,706,000 986,000
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 1,861,000 1,728,000 133,000  
7 Other salaries and wages 2,788,591,000 2,580,935,000 168,157,000 39,499,000
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 245,836,000 236,366,000 7,868,000 1,602,000
9 Other employee benefits ....... 499,678,000 438,750,000 51,872,000 9,056,000
10 Payroll taxes ........... 121,371,000 114,101,000 5,926,000 1,344,000
11 Fees for services (non-employees):        
a Management ...... 27,491,000 19,485,000 7,891,000 115,000
b Legal ......... 38,566,000 187,000 38,367,000 12,000
c Accounting ........... 1,651,000 48,000 1,603,000  
d Lobbying ........... 1,458,000   1,458,000  
e Professional fundraising services. See Part IV, line 17 1,082,000 1,082,000
f Investment management fees ...... 18,796,000   18,796,000  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 504,169,000 415,347,000 80,313,000 8,509,000
12 Advertising and promotion .... 26,546,000 22,726,000 2,871,000 949,000
13 Office expenses ....... 136,122,000 125,166,000 5,276,000 5,680,000
14 Information technology ...... 62,243,000 52,560,000 9,356,000 327,000
15 Royalties .. 35,922,000 11,941,000 23,886,000 95,000
16 Occupancy ........... 119,852,000 104,297,000 13,434,000 2,121,000
17 Travel ............ 101,945,000 95,440,000 3,887,000 2,618,000
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 17,156,000 16,243,000 674,000 239,000
20 Interest ........... 44,518,000 43,179,000 916,000 423,000
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 220,539,000 194,266,000 25,622,000 651,000
23 Insurance ... 92,976,000 89,578,000 3,259,000 139,000
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a OTHER MISCELLANEOUS EXP 169,332,000 168,964,000   368,000
b RESEARCH/LAB EXPENSES 163,802,000 162,104,000 1,504,000 194,000
c STREETSCAPE PROJECTS 4,525,000 4,525,000    
d BOND REFINANCING LOSS 615,000 615,000    
e All other expenses -12,408,000   -12,408,000  
25 Total functional expenses. Add lines 1 through 24e 6,262,465,000 5,715,089,000 471,367,000 76,009,000
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2018)
Form 990 (2018)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 60,704,000 1 29,279,000
2 Savings and temporary cash investments ......... 201,652,000 2 281,922,000
3 Pledges and grants receivable, net ...... 500,150,000 3 326,974,000
4 Accounts receivable, net ............. 642,304,000 4 717,620,000
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L .............
875,000 5 750,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L ..............
  6  
7 Notes and loans receivable, net ....   7  
8 Inventories for sale or use ........ 2,507,000 8 2,519,000
9 Prepaid expenses and deferred charges ...... 60,643,000 9 68,232,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,414,800,000
b Less: accumulated depreciation 10b 3,226,035,000 2,126,913,000 10c 2,188,765,000
11 Investments—publicly traded securities . 3,465,330,000 11 3,535,847,000
12 Investments—other securities. See Part IV, line 11 ..... 3,109,787,000 12 5,096,076,000
13 Investments—program-related. See Part IV, line 11 .. 30,834,000 13 27,021,000
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 446,269,000 15 487,881,000
16 Total assets. Add lines 1 through 15 (must equal line 34)... 10,647,968,000 16 12,762,886,000
Liabilities 17 Accounts payable and accrued expenses ..... 621,282,000 17 658,936,000
18 Grants payable ... 15,400,000 18 8,400,000
19 Deferred revenue ......... 555,785,000 19 534,628,000
20 Tax-exempt bond liabilities ......... 408,610,000 20 405,190,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D 621,769,000 21 623,028,000
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..   22  
23 Secured mortgages and notes payable to unrelated third parties .. 83,755,000 23 71,009,000
24 Unsecured notes and loans payable to unrelated third parties .. 754,627,000 24 777,954,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 407,284,000 25 584,111,000
26 Total liabilities. Add lines 17 through 25.. 3,468,512,000 26 3,663,256,000
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets 2,989,309,000 27 2,980,246,000
28 Temporarily restricted net assets ........... 1,482,810,000 28 1,440,609,000
29 Permanently restricted net assets 2,707,337,000 29 4,678,775,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund ...   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 7,179,456,000 33 9,099,630,000
34 Total liabilities and net assets/fund balances ........ 10,647,968,000 34 12,762,886,000
Form 990 (2018)
Form 990 (2018)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
8,477,317,000
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
6,262,465,000
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
2,214,852,000
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
7,179,456,000
5
Net unrealized gains (losses) on investments ...............
5
-109,881,000
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-184,797,000
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
9,099,630,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2018)
Form 990 (2018)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9

10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv), 170(b)(1)(A)(vi), and 170(b)(1)(A)(ix)
(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,811,897,000 1,914,949,000 2,192,834,000 2,157,387,000 3,487,406,000 11,564,473,000
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 1,811,897,000 1,914,949,000 2,192,834,000 2,157,387,000 3,487,406,000 11,564,473,000
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 1,481,645,579
6 Public support. Subtract line 5 from line 4. 10,082,827,421
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
7 Amounts from line 4.. 1,811,897,000 1,914,949,000 2,192,834,000 2,157,387,000 3,487,406,000 11,564,473,000
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 98,546,000 134,312,000 108,891,000 117,993,000 202,314,000 662,056,000
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10 12,226,529,000
12
12
20,157,182,000
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
82.470 %
15
15
91.150 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2018 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2018 		(iii)
Distributable
Amount for 2018
1 Distributable amount for 2018 from Section C, line
6 		 
2 Underdistributions, if any, for years prior to 2018 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2018:
a From 2013.......  
b From 2014.......  
c From 2015.......  
d From 2016.......  
e From 2017.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2018 distributable amount  
i Carryover from 2013 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2018 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2018 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2018, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.		  
6 Remaining underdistributions for 2018. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.		  
7 Excess distributions carryover to 2019. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a Excess from 2014......  
b Excess from 2015.....  
c Excess from 2016.....  
d Excess from 2017.....  
e Excess from 2018.....  
Schedule A (Form 990 or 990-EZ) (2018)

Schedule A (Form 990 or 990-EZ) 2018
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2018


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number
52-0595110
Part I
Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Page 3
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part II
Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Page 4
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2018

Schedule C (Form 990 or 990-EZ) 2018
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ...............................    
c Total lobbying expenditures (add lines 1a and 1b) ...................................................................    
d Other exempt purpose expenditures ........................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2018


Schedule C (Form 990 or 990-EZ) 2018
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
1,458,125
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
 
No
 
j
Total. Add lines 1c through 1i ....................................................................................................
1,458,125
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: THE JOHNS HOPKINS OFFICES OF FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS SERVE AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS TO ADVANCE THE CONGRESSIONAL, STATE, AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY (JHU). IN FISCAL YEAR 2019, MEMBERS OF THE FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS OFFICES LOBBIED FEDERAL, STATE, AND LOCAL GOVERNMENT OFFICIALS ON MULTIPLE ISSUES INCLUDING: BUDGETS AND APPROPRIATIONS; EDUCATION INCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD; HEALTH CARE INCLUDING MEDICARE/MEDICAID AND PHARMACEUTICAL POLICY; SCIENCE AND TECHNOLOGY; SECURITY, TAXATION, LABOR, WORKPLACE, ANTITRUST, RETIREMENT, IMMIGRATION AND THE ENVIRONMENT. GOVERNMENT AND COMMUNITY AFFAIRS ALSO LOBBIED STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECH TRANSFER, FISCAL MATTERS, LAND USE, ZONING AND PLANNING ISSUES, TRANSPORTATION, PEDESTRIAN SAFETY, PUBLIC SAFETY, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS, AND YOUTH AND RECREATION PROGRAMS. JOHNS HOPKINS OFFICE OF GOVERNMENT AND COMMUNITY AFFAIRS SERVES JHU, JOHNS HOPKINS HEALTH SYSTEM AND THE HEALTH SYSTEM'S RELATED AFFILIATES (JHHS). THE COSTS INCURRED BY THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE IS SHARED BETWEEN JHU AND JHHS. JHU REPORTS LOBBYING EXPENSES GROSS OF ANY REIMBURSEMENT IT RECEIVES FROM JHHS. IN ADDITION, DURING THE TAX YEAR EXPENSES WERE PAID TO AN OUTSIDE LOBBYING FIRM FOR THE PRIMARY PURPOSE OF ASSISTING JOHNS HOPKINS APPLIED PHYSICS LABORATORY (APL) WITH EXECUTING LEGISLATIVE STRATEGIES TO FURTHER STRENGTHEN JHU/APL'S ROLE IN NASA MISSIONS, PROJECTS AND PROGRAMS. IN THIS CAPACITY, THE OUTSIDE FIRM OCCASIONALLY INTERACTS WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFFS ON JHU/APL'S BEHALF. ALTHOUGH THE FIRM IS AVAILABLE TO ASSIST WITH LEGISLATIVE AND/OR REGULATORY MATTERS IMPACTING JHU/APL'S ROLE IN OTHER SPONSORS' WORK, JHU/APL FOCUSED THE FIRM'S EFFORTS EXCLUSIVELY IN THE DOMAIN OF SPACE EXPLORATION DURING FISCAL YEAR 2019. THE FOCUS HAS BEEN PRIMARILY ON THE APPROPRIATIONS AND ARMED SERVICES COMMITTEES WITHIN THE U.S. CONGRESS.
Schedule C (Form 990 or 990EZ) 2018


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 2 0
2 Aggregate value of contributions to (during year) 35,620 0
3 Aggregate value of grants from (during year) 345,000 0
4 Aggregate value at end of year ........ 215,716 0
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2018

Schedule D (Form 990) 2018
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 4,190,520,000 3,744,751,000 3,306,987,000 3,326,932,000 3,392,529,000
b Contributions ... 2,095,842,000 298,290,000 230,445,000 155,525,000 83,295,000
c Net investment earnings, gains, and losses 186,347,000 330,965,000 405,542,000 -17,203,000 2,129,000
d Grants or scholarships ... 30,735,000 29,754,000 27,683,000 25,984,000 24,474,000
e Other expenditures for facilities
and programs ... 		128,533,000 118,923,000 137,656,000 101,698,000 97,529,000
f Administrative expenses .... 37,502,000 34,809,000 32,884,000 30,585,000 29,018,000
g End of year balance ...... 6,275,939,000 4,190,520,000 3,744,751,000 3,306,987,000 3,326,932,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet15.500 %
b
Permanent endowment SchDMd Bullet70.700 %
c
Temporarily restricted endowment SchDMd Bullet13.800 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations .................
3a(i)
Yes
 
(ii) related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   116,825,000 116,825,000
b Buildings ....   3,448,249,000 2,056,721,000 1,391,528,000
c Leasehold improvements   113,902,000 79,276,000 34,626,000
d Equipment ....   1,171,385,000 925,120,000 246,265,000
e Other .....   564,439,000 164,918,000 399,521,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 2,188,765,000
Schedule D (Form 990) 2018

Schedule D (Form 990) 2018
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) CASH AND EQUIVALENTS		 301,847,000 F

(B) PRIVATE EQUITY AND VENTURE CAPITAL		 1,240,850,000 F

(C) REAL PROPERTY ASSETS		 1,073,898,000 F

(D) ABSOLUTE RETURN FUNDS		 2,257,347,000 F

(E) INVESTMENTS IN AFFILIATES		 222,134,000 F
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 5,096,076,000
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
PENSION & POST-RETIREMENT OBLIGATIONS 181,599,000
SWAP-MARKET VALUE ADJUSTMENT 23,970,000
DEFERRED COMPENSATION LIABILITIES 132,297,000
MCIC MEDICAL MALPRACTICE LIABILITY 140,436,000
GOVERNMENT LOAN FUND ADVANCES 23,822,000
OTHER LIABILITIES 26,036,000
DUE TO AFFILIATE 55,951,000
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 584,111,000
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2018

Schedule D (Form 990) 2018
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 8,376,544,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -109,880,000
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e -109,880,000
3 Subtract line 2e from line 1.................. 3 8,486,424,000
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 18,797,000
b Other (Describe in Part XIII.) ........... 4b -27,904,000
c Add lines 4a and 4b.................... 4c -9,107,000
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 8,477,317,000
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 6,277,380,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e 0
3 Subtract line 2e from line 1................... 3 6,277,380,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 18,796,000
b Other (Describe in Part XIII.) ............ 4b -33,711,000
c Add lines 4a and 4b..................... 4c -14,915,000
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 6,262,465,000
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART III, LINE 1A: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED.
PART III, LINE 4: THE SHERIDAN LIBRARIES' SPECIAL COLLECTIONS INCLUDE 400,000 RARE BOOKS AND PAMPHLETS AND MORE THAN 10,000 LINEAR FEET OF ARCHIVAL AND MANUSCRIPT MATERIAL. THE COLLECTION IS PARTICULARLY STRONG IN EARLY MAPS AND ATLASES; INCUNABLES (BOOKS FROM THE FIRST 50 YEARS OF PRINTING); TRAVEL LITERATURE; ARCHITECTURAL HISTORY; EARLY MODERN WORKS FOCUSING ON NATURAL HISTORY AND WUNDERKAMMERN (CABINETS OF CURIOSITY); THE COUNTER REFORMATION; ARTISTS' BOOKS; NINETEENTH CENTURY BALTIMORE IMPRINTS; H. L. MENCKEN; EZRA POUND; GERTRUDE STEIN; CLASSICS IN ECONOMIC HISTORY; 19TH AND 20TH CENTURY AVANT GARD AND PROTEST MOVEMENTS; FAKES AND FORGERIES; AND THE HISTORY OF SCIENCE AND TECHNOLOGY. THE ARTHUR FRIEDHEIM LIBRARY AT THE PEABODY INSTITUTE CONTAINS RARE BOOKS, SCORES, AND MANUSCRIPTS FROM AS EARLY AS THE 17TH CENTURY. HIGHLIGHTS INCLUDE BEETHOVEN'S MANUSCRIPT FOR "DA IST DAS WERK" (WOO 197), MUSIC AND CORRESPONDENCE WITH DIRECT LINKS TO BALTIMORE, AND LETTERS PENNED BY MENDELSSOHN, LISZT, LANDOWSKA, BLOCH, GRIEG, DICKENS, AND EMERSON. THE ARCHIVES OF THE LIBRARY HOLDS THE HISTORICAL RECORDS OF THE INSTITUTE DATING TO ITS FOUNDING IN 1857 AS WELL AS MORE THAN 200 SPECIAL COLLECTIONS RELATED TO MUSIC AND BALTIMORE HISTORY, INCLUDING RARE MATERIALS ON ROSA PONSELLE, ENRICO CARUSO, PHYLLIS BRYN-JULSON, LEON FLEISHER, CHARLIE BYRD, AND JOHN PENDLETON KENNEDY. THE PEABODY ARCHIVES, THE WILLIAM F. LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-JULSON COLLECTION, THE ANDREW S. POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HOUSED AT THE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY. THE UNIVERSITY'S EVERGREEN MUSEUM AND LIBRARY HAS FIVE LIBRARY SPACES THAT, TOGETHER, FORM THE JOHN WORK GARRETT LIBRARY OF THE UNIVERSITY'S SHERIDAN LIBRARIES AND CONTAINS COLLECTIONS OF RARE BOOKS, LITERARY WORKS, EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONS OF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501). THE APPROXIMATELY THIRTY PERIOD ROOMS CONTAIN FINE AND DECORATIVE ARTS REPRESENTING CIVIL WAR-ERA ROCOCO AND RENAISSANCE REVIVALS THROUGH TO THE 20TH CENTURY'S COLONIAL, ARTS & CRAFTS, AND EUROPEAN-BORN MODERNIST MOVEMENTS; THE ONLY EXTANT PRIVATE THEATRE IN BALTIMORE AND TWO ADDITIONAL INTERIORS DESIGNED BY BALLET RUSSES' TASTEMAKER AND CELEBRATED MODERNIST ARTIST L ON BAKST (1866-1924). THE UNIVERSITY'S HOMEWOOD MUSEUM, THE ONE-TIME COUNTRY HOME OF CHARLES CARROLL OF HOMEWOOD (1775-1825) AND HIS WIFE HARRIET CHEW CARROLL (1775-1861) HOUSES A DISTINGUISHED PERMANENT COLLECTION OF 19TH CENTURY FURNISHINGS AND DECORATIVE ARTS. THE MAJORITY OF THE COLLECTION IS AMERICAN, WITH A STRONG CONCENTRATION IN HIGH-QUALITY BALTIMORE FURNITURE OF THE PERIOD. ENGLISH CERAMICS, SILVER, AND FURNITURE, AS WELL AS ITEMS OF CHINESE AND FRENCH MANUFACTURE, ARE REFLECTIVE OF THE IMPORTS AVAILABLE IN EARLY-19TH CENTURY BALTIMORE. THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATIONAL AFFAIRS, MUSIC, AND EARTH AND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES. THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND INVALUABLE RESOURCES TO BE USED FOR EDUCATION, RESEARCH, AND TEACHING WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT.
PART IV, LINE 2B: THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITAL ENDOWMENT FUND, INC. (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETT FUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDS TO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP); THE UNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF. THE FUNDS ARE INVESTED WITH OTHER UNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'S EIP INVESTMENT POLICIES AND OBJECTIVES. JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAY REQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS. THE ASSETS ARE INCLUDED IN INVESTMENTS ON THE BALANCE SHEET.
PART V, LINE 4: THE INTENDED USE OF THE UNIVERSITY'S ENDOWMENT FUNDS INCLUDE FACULTY SUPPORT, RESEARCH & INSTRUCTION, SCHOLARSHIP SUPPORT AND PROGRAM SUPPORT. THE UNIVERSITY HAS ADOPTED INVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TO PRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME. THE UNIVERSITY RELIES ON A TOTAL RETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION (REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS).
PART X, LINE 2: THE UNIVERSITY ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS.
PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF OTHER ASSETS -940,000. STUDENT AID 363,694,000. JOINT VENTURE- NON-OPERATING INCOME -1,411,000. AFFILIATE ACTIVITY NOT INCLUDED IN FORM 990 -389,247,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID, NETTED IN TUITION 363,693,000. LOSS ON DISPOSAL OF OTHER ASSETS -940,000. OTHER FIN-47 ASSET RETIREMENT OBLIGATIONS -203,000. OTHER NET PERIODIC BENEFIT COSTS -5,908,000. APL VEBA TRUST TRANSFER -2,920,000. HENDERSON HOPKINS CHARLES VILLAGE STREETSCAPE 4,525,000. BOND REFINANCING LOSS 615,000. DEFERRED TAX EXPENSE -12,408,000. AFFILIATE ACTIVITY NOT INCLUDED ON FORM 990 -380,121,000. OTHER MISC -44,000.
SCHEDULE D, PART XI, LINE 1: RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES $6,410,117,000 NON-OPERATING CONTRIBUTIONS 2,091,797,000 NON-OPERATING INVESTMENT RETURN (20,277,000) NON-OPERATING OTHER INCOME 13,318,000 NET ASSETS RELEASED FROM RESTRICTIONS (118,411,000) -------------- TOTAL REVENUE [PART XI,LINE 1] $8,376,544,000
SCHEDULE D, PART XII, LINE 1: RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES $6,277,380,000 -------------- TOTAL EXPENSES [PART XII, LINE 1] $6,277,380,000
Schedule D (Form 990) 2018


Additional Data


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Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for instructions and the latest information.
OMB No. 1545-0047 2018Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2018)
Schedule E (Form 990 or 990EZ) (2018)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information (see instructions).
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND MEETS THE CRITERIA OF SECTION 4.03 2(B) OF REVENUE PROCEDURE 75-50. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY ON THE UNIVERSITY WEBSITE, IN EACH SCHOOL'S COURSE CATALOG AND IN UNIVERSITY BROCHURES.
SCHEDULE E, PART I, LINE 6 THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCH GRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIES AS WELL AS FUNDS FOR STUDENT AID.
Schedule E (Form 990 or 990-EZ) (2018)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
CENTRAL AMERICA AND THE CARIBBEAN 0 7 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 223,363
CENTRAL AMERICA AND THE CARIBBEAN     BUSINESS TRAVEL N/A 455,112
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS N/A 1,468,706,831
EAST ASIA AND THE PACIFIC     STUDENT LOANS N/A 658,384
EAST ASIA AND THE PACIFIC 4 88 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 8,073,644
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 462,095
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 971,588
EAST ASIA AND THE PACIFIC     BUSINESS TRAVEL N/A 3,379,694
EAST ASIA AND THE PACIFIC     INVESTMENTS N/A 37,529,416
EUROPE (INCLUDING ICELAND & GREENLAND)     STUDENT LOANS N/A 2,663,258
EUROPE (INCLUDING ICELAND & GREENLAND) 5 72 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 18,036,208
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 2,962,311
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT SERVICES 1,111,107
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES LIBRARIES 507,122
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 799,429
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT AID 420,945
EUROPE (INCLUDING ICELAND & GREENLAND)     BUSINESS TRAVEL N/A 6,547,847
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS N/A 94,809,502
MIDDLE EAST AND NORTH AFRICA   1 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 413,225
MIDDLE EAST AND NORTH AFRICA     BUSINESS TRAVEL N/A 659,583
MIDDLE EAST AND NORTH AFRICA     INVESTMENTS N/A 577,427
NORTH AMERICA   11 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 2,658,139
NORTH AMERICA     BUSINESS TRAVEL N/A 1,121,599
NORTH AMERICA     INVESTMENTS N/A 1,690,653
RUSSIA AND NEIGHBORING STATES   2 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 113,148
RUSSIA AND NEIGHBORING STATES     BUSINESS TRAVEL N/A 157,245
SOUTH AMERICA 4 22 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 2,802,599
SOUTH AMERICA     BUSINESS TRAVEL N/A 792,287
SOUTH ASIA 8 954 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 13,978,801
SOUTH ASIA     BUSINESS TRAVEL N/A 1,722,025
SUB-SAHARAN AFRICA 67 1,184 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 99,218,689
SUB-SAHARAN AFRICA     BUSINESS TRAVEL N/A 5,141,579
SUB-SAHARAN AFRICA     INVESTMENTS N/A 54,633,674
3a Sub-total ..... 4 95 1,482,930,711
b Total from continuation sheets to Part I ...     351,067,818
c Totals (add lines 3a and 3b) 88 2,341 1,833,998,529
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2018
Schedule F (Form 990) 2018
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH - SUB AWARD 135,151 WIRE TRANSFER   N/A N/A
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH - SUB AWARD 121,528 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 300,139 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 284,303 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 246,478 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 220,202 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 114,352 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 101,049 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 89,625 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 83,900 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 80,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 79,635 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 73,914 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 68,510 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 59,142 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 58,182 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 56,241 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 45,138 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 43,689 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 30,332 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 23,148 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 20,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 18,375 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 17,820 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 15,815 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 15,364 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 12,901 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 11,344 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 10,100 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 10,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 8,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 7,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 5,630 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 8,622,060 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 975,622 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 864,295 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 471,503 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 378,500 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 345,353 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 290,665 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 276,500 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 231,470 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 223,750 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 189,915 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 186,006 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 184,738 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 181,238 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 150,073 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 133,428 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 118,407 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 113,922 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 111,010 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 108,317 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 101,342 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 89,320 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 87,601 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 87,394 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 82,247 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 77,569 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 77,017 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 73,790 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 71,318 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 65,327 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 56,674 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 55,114 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 54,000 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 42,601 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 38,000 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 29,541 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 27,380 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 25,187 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 25,000 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 24,112 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 23,850 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 21,426 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 18,446 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 16,393 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 15,106 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 12,000 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 11,637 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - CONTRIBUTION 11,439 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 6,298 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 93,090 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 73,466 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 58,102 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 51,133 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 19,496 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 17,987 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 1,040,309 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 325,633 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 231,735 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 224,568 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 158,715 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 134,692 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 85,728 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 72,921 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 66,722 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 66,223 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 63,700 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 46,000 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 42,256 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 40,356 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 39,510 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 35,879 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 34,556 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 33,154 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 31,774 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 26,731 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 25,690 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 16,175 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 14,917 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 13,671 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 11,934 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 78,567 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 34,581 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 16,500 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 12,606 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 1,251,689 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 416,289 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 101,257 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 89,600 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 85,920 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 56,358 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 45,770 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 45,243 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 41,341 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 39,441 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 1,539,531 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 1,011,240 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 840,496 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 769,696 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 682,349 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 574,585 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 449,994 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 449,196 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 299,682 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 264,619 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 255,698 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 224,845 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 220,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 176,505 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 176,410 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 161,400 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 145,041 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 141,443 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 116,300 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 100,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 98,376 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 56,788 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 44,368 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 41,131 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 39,792 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 37,598 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 35,174 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 30,416 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 26,159 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 25,008 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 22,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 19,985 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 14,975 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 14,849 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 13,200 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 13,182 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 12,400 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 10,305 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 9,828 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 8,991 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 8,280 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 7,650 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 5,483 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 5,375,579 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 3,012,323 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,765,792 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,316,526 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,170,578 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,939,031 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,865,755 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,743,219 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,503,692 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,438,989 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,430,077 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,226,771 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,180,839 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,003,908 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 970,545 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 750,615 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 746,633 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 698,931 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 666,859 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 639,465 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 594,407 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 526,002 WIRE TRANSFER 609,885 VARIOUS ASSETS APPRAISED
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 512,267 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 511,209 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 491,756 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 483,972 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 460,589 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 424,850 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 342,734 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 335,550 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 335,276 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 320,336 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 319,191 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 295,456 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 292,056 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 284,391 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 284,017 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 267,154 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 258,113 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 235,921 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 217,947 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 205,505 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 199,388 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 194,059 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 178,164 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 174,282 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 169,540 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 163,612 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 152,338 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 142,676 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 139,194 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 136,694 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 134,587 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 134,257 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 129,983 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 128,706 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 121,133 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 115,336 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 111,767 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 100,815 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 100,670 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 91,155 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 87,853 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 82,247 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 80,112 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 76,676 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 60,108 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 58,100 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 58,044 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 55,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 52,659 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 50,096 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 49,644 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 46,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 45,376 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 41,479 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 39,680 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 38,605 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 37,861 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 36,189 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 35,278 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 33,808 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 32,055 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 31,728 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 30,758 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 27,710 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 25,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 24,987 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 21,917 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 19,316 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 19,237 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 19,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 15,062 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 13,284 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 13,263 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 12,756 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 10,958 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 9,141 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,258 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 5,848 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 5,226 WIRE TRANSFER   N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
 
3 Enter total number of other organizations or entities .......................MediumBullet
271
Schedule F (Form 990) 2018
Schedule F (Form 990) 2018Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
HONORARIA EAST ASIA AND THE PACIFIC 18 16,175 WIRE TRANSFER   N/A N/A
HONORARIA EUROPE (INCLUDING ICELAND & GREENLAND) 78 67,973 WIRE TRANSFER   N/A N/A
HONORARIA NORTH AMERICA 35 22,950 WIRE TRANSFER   N/A N/A
HONORARIA SOUTH ASIA 3 5,000 WIRE TRANSFER   N/A N/A
HONORARIA SUB-SAHARAN AFRICA 3 7,516 WIRE TRANSFER   N/A N/A
HONORARIA MIDDLE EAST AND NORTH AFRICA 7 13,100 WIRE TRANSFER   N/A N/A
HONORARIA RUSSIA AND NEIGHBORING STATES 3 3,004 WIRE TRANSFER   N/A N/A
HONORARIA SOUTH AMERICA 10 10,482 WIRE TRANSFER   N/A N/A
SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 68 1,374,505 CREDIT TO STUDENT A/R   N/A N/A
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 57 971,754 CREDIT TO STUDENT A/R   N/A N/A
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2018
Schedule F (Form 990) 2018
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2018
Schedule F (Form 990) 2018
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
PART I, LINE 2: THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDED TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING THE PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS PRESCRIBED IN 2 CFR 200, AS APPLICABLE. SUBRECIPIENTS EXEMPT 2 CFR 200 SINGLE AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY THE FEDERAL AGENCIES OR PASS-THROUGH ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
PART I, LINE 3: THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTING METHOD. TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED REPORTING ATTRIBUTES TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRS REGION AND ACTIVITY TYPE FOR EACH COST OBJECT. THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FOR ACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLY CHARGED TO THE ACTIVITIES. FOR THE 2018 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAIN BUSINESS TRAVEL BETWEEN THE U.S. AND FOREIGN REGIONS. THE AMOUNTS AVAILABLE FROM THE ACCOUNTING RECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTEND AND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATED TO PROGRAM SERVICE ACTIVITIES. TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICES OR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAM SERVICE AND FUNDRAISING EXPENDITURES BY REGION.
PART III, COL (C): N/A
SCHEDULE F, PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE U.S.: THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATE EDUCATION IN 3 PRIMARY LOCATIONS: WASHINGTON, D.C, BOLOGNA, ITALY AND NANJING, CHINA. FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2018
Additional Data


Software ID:  
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SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO NOEL LEVITZ
1025 KIRKWOOD PARKWAY SW
 
CEDAR RAPIDS, IA524063018 		TELEMARKETING SERVICES FOR ANNUAL GIVING PROGRAMS   No 1,803,641 1,045,525 476,871
 
AMERGENT
9 CENTENIIAL DRIVE
 
PEABODY, MA01960 		PREPARING & DISTRIBUTING FUNDRAISER MATERIALS   No 790,674 36,000 419,898
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 2,594,315 1,081,525 896,769
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
MD, AL, AK, AR, AZ, CA, CT, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MS, MO, MA, MI, MN, MT, NE, NV, NH, NM, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2018
Schedule G (Form 990 or 990-EZ) 2018
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.




VerticalRevenue
(a) Event #1

PAUL REED GUITAR
(event type) 		(b) Event #2

EVENING WITH STARS
(event type) 		(c) Other events

7
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
689,000
372,000
878,000
1,939,000

2
Less: Contributions . . . .
576,000
369,000
695,000
1,640,000
3 Gross income (line 1 minus
line 2) . . . . . .
113,000
3,000
183,000
299,000



VerticalDirectExpenses
4 Cash prizes . . . . . 0 1,000 1,000 2,000
5 Noncash prizes . . . . 0 0 9,000 9,000
6 Rent/facility costs . . . . 57,000 10,000 47,000 114,000
7 Food and beverages . . . 67,000 27,000 44,000 138,000
8 Entertainment . . . . 0 0 1,000 1,000
9 Other direct expenses . . . 20,000 35,000 47,000 102,000
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 366,000
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -67,000
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2018
Schedule G (Form 990 or 990-EZ) 2018
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALO NOEL LEVITZ PROVIDES A TELEMARKETING SERVICE TO THE UNIVERSITY IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLY PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2019, THE UNIVERSITY PAID RUFFALO NOEL LEVITZ $1,045,525 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $35,904 FOR OTHER FUNDRAISING EXPENSES, INCLUDING PRINTING, PAPER, POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSES FOR REIMBURSEMENTS. SOME OF THE CONTRIBUTIONS AND RELATED COSTS REPORTED FOR RUFFALO NOEL LEVITZ ARE SHARED WITH JOHNS HOPKINS HEALTH SYSTEM AFFILIATES (JHHS AFFILIATES). THE UNIVERSITY REPORTS ACTVITY WITH THIS FUNDRAISER GROSS OF ANY SHARING WITH JHHS AFFILIATES. AMERGENT PRODUCES AND DISTRBUTES FUNDRAISING MATERIALS FOR THE UNIVERSITY. THERE IS A STATED CONTRACT THAT INCLUDES BOTH FEES AND SET RATES FOR DIFFERENT SERVICES. THESE FEES AND OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2019, THE UNIVERSITY PAID AMERGENT $36,000 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $334,776 FOR OTHER FUNDRAISING EXPENSES, INCLUDING PRINTING, PAPER, POSTAGE, AND MAILING LISTS. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENT FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSES FOR REIMBURSEMENTS.
Schedule G (Form 990 or 990-EZ) 2018
Additional Data


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Software Version:  

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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 2 CIRCLE INC
22099 THREE NOTCH ROAD
LEXINGTON PARK,MD20653 		45-3989137   900,119   N/A N/A SUB-AWARD
(2) 21ST CENTURY SYSTEMS AND SOFTWARE SOLUTIONS LLC
3791 RAISNER COURT
WHITE PLAINS,MD206953427 		47-1334357   238,420   N/A N/A SUB-AWARD
(3) 2MI (MAHONEY MANAGEMENT INC)
2013A LORRAINE AVE
MCLEAN,VA22101 		47-2448453   24,221   N/A N/A SUB-AWARD
(4) ABOR FOR AND ON BEHALF OF NORTHERN ARIZONA UNIVERSITY
PO BOX 4130
FLAGSTAFF,AZ860114130 		74-2579628   61,232   N/A N/A SUB-AWARD
(5) ABT ASSOCIATES INC
55 WHEELER ST
CAMBRIDGE,MA02138 		04-2347643   5,349   N/A N/A SUB-AWARD
(6) ACADEMYHEALTH
1150 17TH ST NW STE 600
WASHINGTON,DC20036 		52-1260918 501(C)(3) 22,125   N/A N/A SUB-AWARD
(7) ACOUSTIC MEDSYSTEMS INC
206 N RANDOLPH ST STE 301
CHAMPAIGN,IL618203979 		37-1365835   140,153   N/A N/A SUB-AWARD
(8) ADCOLE MARYLAND AEROSPACE LLC
2145 PRIEST BRIDGE DRIVE
CROFTON,MD211142477 		82-0977698   847,480   N/A N/A SUB-AWARD
(9) ADLERHORST INTERNATIONAL LLC
3951 VERNON AVENUE
JURUPA VALLEY,CA92509 		33-0057314   51,062   N/A N/A SUB-AWARD
(10) ADVANCED COOLING TECHNOLOGIES INC
1046 NEW HOLLAND AVENUE
LANCASTER,PA17601 		57-1146896   86,550   N/A N/A SUB-AWARD
(11) ADVANCED NEUROLOGY SPECIALISTS
400 15TH AVE S STE 206
GREAT FALLS,MT594054375 		20-1821484   20,876   N/A N/A SUB-AWARD
(12) ADVANCED THERMAL BATTERIES INC
107 BEAVER COURT
COCKEYSVILLE,MD210302152 		20-4535859   71,788   N/A N/A SUB-AWARD
(13) AECOM MANAGEMENT SERVICES INC
20501 SENECA MEADOWS PARKWAY
GERMANTOWN,MD208767019 		27-1628265   7,612   N/A N/A SUB-AWARD
(14) AEI SYSTEMS LLC
539 VIA RIPAGRANDE AVE
HENDERSON,NV89011 		90-0854209   128,146   N/A N/A SUB-AWARD
(15) AEOLIS RESEARCH
600 N ROSEMEAD BLVD
PASADENA,CA911072153 		47-5283823   56,334   N/A N/A SUB-AWARD
(16) AERIS LLC
1314 MAIN STREET
LOUISVILLE,CO800271121 		47-3367821   74,250   N/A N/A SUB-AWARD
(17) AEROJET ROCKETDYNE INC
PO BOX 201452
DALLAS,TX753201452 		95-1751500   9,824,186   N/A N/A SUB-AWARD
(18) AEROSPACE CORPORATION
PO BOX 881870/GSAW
LOS ANGELES,CA90009 		95-2102389 501(C)(3) 108,040   N/A N/A SUB-AWARD
(19) AFRLRWF
101 WEST EGLIN BLVD SUITE 232
EGLIN AFB,FL32542 		56-0643796   50,000   N/A N/A SUB-AWARD
(20) AKIN INC
1782 21ST AVENUE
SAN FRANCISCO,CA94122 		38-4005385   143,864   N/A N/A SUB-AWARD
(21) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(C)(3) 272,089   N/A N/A SUB-AWARD
(22) ALION SCIENCE & TECHNOLOGY CORPORATION
1000 BURR RIDGE PKWY
BURR RIDGE,IL60527 		54-2061691   497,771   N/A N/A SUB-AWARD
(23) ALL HAZARDS CONSORTIUM INC
7360 GUILFORD DRIVE
FREDERICK,MD21704 		26-0275096   253,819   N/A N/A SUB-AWARD
(24) ALLEGHENY SINGER RESEARCH INSTITUTE
PO BOX 951765
CLEVELAND,OH44193 		25-1320493 501(C)(3) 89,208   N/A N/A SUB-AWARD
(25) ALLIANCE FOR SUSTAINABLE ENERGY LLC
ATTN FINANCE - MS RSF041
GOLDEN,CO80401 		26-1939342 501(C)(3) 15,000   N/A N/A SUB-AWARD
(26) ALLIANCE SPACESYSTEMS LLC
4398 CORPORATE CENTER DRIVE
LOS ALAMITOS,CA90720 		80-0872734   1,155,000   N/A N/A SUB-AWARD
(27) ALTARUM INSTITUTE
3520 GREEN CT STE 300
ANN ARBOR,MI481051566 		38-1983442 501(C)(3) 25,000   N/A N/A SUB-AWARD
(28) AMERICAN ACADEMY OF ORTHOPEDIC
9400 W HIGGINS RD
ROSEMONT,IL60018 		36-2110592 501(C)(3) 301,149   N/A N/A SUB-AWARD
(29) AMERICAN CANCER SOCIETY
250 WILLIAMS ST NW STE 400
ATLANTA,GA303031002 		13-1788491 501(C)(3) 65,000   N/A N/A SUB-AWARD
(30) AMERICAN COLLEGE OF SURGEONS
633 N ST CLAIRE ST
CHICAGO,IL60611 		36-2192800 501(C)(3) 1,106,771   N/A N/A SUB-AWARD
(31) AMERICAN INSTITUTES FOR RESEARCH
1000 THOMAS JEFFERSON ST NW
WASHINGTON,DC20007 		25-0965219 501(C)(3) 107,355   N/A N/A SUB-AWARD
(32) AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVENUE NW
WASHINGTON,DC20016 		53-0196549 501(C)(3) 127,517   N/A N/A SUB-AWARD
(33) AMJR CONSULTING DBA OPENEDSIM
1012 WILMINGTON WAY
REDWOOD CITY,CA94062 		47-1324531   18,500   N/A N/A SUB-AWARD
(34) ANDURIL INDUSTRIES INC
1340 REYNOLDS AVENUE
IRVINE,CA92614 		82-1277526   25,000   N/A N/A SUB-AWARD
(35) ANN AND ROBERT H LURIE CHILDRENS
OFFICE OF SPONSORED PROJECTS
CHICAGO,IL606112605 		36-2170833 501(C)(3) 276,810   N/A N/A SUB-AWARD
(36) ANNE ARUNDEL HEALTH SYSTEM INST INC
PO BOX 37181
BALTIMORE,MD212973181 		52-1646304   55,256   N/A N/A SUB-AWARD
(37) ANTHEM ENGINEERING LLC
8756 BLAZING BROOK WAY
ELKRIDGE,MD21075 		46-2821408   2,622,376   N/A N/A SUB-AWARD
(38) AOAC INTERNATIONAL
2275 RESEARCH BLVD 300
ROCKVILLE,MD20860 		53-0029357   179,529   N/A N/A SUB-AWARD
(39) APPLIED AEROSPACE STRUCTURES CORP
PO BOX 6189
STOCKTON,CA95206 		36-4004211   1,160,371   N/A N/A SUB-AWARD
(40) APPLIED COHERENT TECHNOLOGY CORPORATION
112 ELDEN STREET
HERNDON,VA20170 		54-1534159   562,124   N/A N/A SUB-AWARD
(41) APPLIED PHYSICAL ELECTRONICS LC
19510 HIGHWAY 71 W
SPICEWOOD,TX78669 		75-2756093   160,000   N/A N/A SUB-AWARD
(42) APPLIED PHYSICAL SCIENCES CORP
475 BRIDGE STREET
GROTON,CT06340 		01-0655626   245,528   N/A N/A SUB-AWARD
(43) AR CHILDRENS HOSPITAL RESEARCH INST
1 CHILDRENS WAY FINANCIAL SERVICES
LITTLE ROCK,AR722023591 		71-0694931 501(C)(3) 56,105   N/A N/A SUB-AWARD
(44) ARIZONA ALLIANCE OF COMMUNITY HLTH
700 E JEFFERSON ST STE 100
PHOENIX,AZ85034 		86-0494702 501(C)(3) 138,370   N/A N/A SUB-AWARD
(45) ARIZONA STATE UNIVERSITY
PO BOX 873503
TEMPE,AZ852873503 		86-0196696 115 484,420   N/A N/A SUB-AWARD
(46) ARMTEC COUNTERMEASURES COMPANY
85901 AVENUE 53
COACHELLA,CA92236 		48-1266479   439,413   N/A N/A SUB-AWARD
(47) ASSOC OF UNIV FOR RESEARCH IN ASTRONOMY INC
950 N CHERRY AVENUE
TUCSON,AZ857194933 		86-0138043 501(C)(3) 46,513   N/A N/A SUB-AWARD
(48) ASTOR SVCS FOR CHILDREN FAMILIES
6339 MILL ST
RHINEBECK,NY125721427 		14-1397918 501(C)(3) 27,000   N/A N/A SUB-AWARD
(49) ATA AEROSPACE LLC
7474 GREENWAY CENTER DRIVE
GREENBELT,MD20770 		20-5672118   115,866   N/A N/A SUB-AWARD
(50) ATK SPACE SYSTEMS INC
6033 E BANDINI BLVD
COMMERCE,CA900402904 		33-0517898   764,271   N/A N/A SUB-AWARD
(51) ATLANTIC COUNCIL
1030 15TH STREET NW
WASHINGTON,DC20005 		52-0742294   40,000   N/A N/A SUB-AWARD
(52) ATLANTIC GENERAL HOSPITAL
10320 OLD OCEAN CITY BLVD
BERLIN,MD21811 		52-1656507 501(C)(3) 12,500   N/A N/A SUB-AWARD
(53) AUBURN UNIVERSITY
115 QUAD COURT
AUBURN,AL36849 		63-6000724 115 12,012   N/A N/A SUB-AWARD
(54) AUGUSTA UNIV RESEARCH INSTITUTE INC
PO BOX 945552
ATLANTA,GA30394 		58-1418202 501(C)(3) 9,164   N/A N/A SUB-AWARD
(55) AVENIR HEALTH INC
41A NEW LONDON TURNPIKE
GLASTONBURY,CT06033 		20-4816286 501(C)(3) 222,540   N/A N/A SUB-AWARD
(56) BABSON COLLEGE
231 FOREST ST
BABSON PARK,MA02457 		04-2103544 501(C)(3) 35,618   N/A N/A SUB-AWARD
(57) BAE SYSTEMS IESI
65 SPIT BROOK RD
NASHUA,NH030610868 		52-2268742   248,825   N/A N/A SUB-AWARD
(58) BALL AEROSPACE & TECHNOLOGIES CORP
1600 COMMERCE ST
BOULDER,CO80301 		84-1315001   262,782   N/A N/A SUB-AWARD
(59) BALTIMORE CITY PUBLIC SCHOOLS
200 E NORTH AVE
BALTIMORE,MD21202 		52-2064235 115 199,952   N/A N/A SUB-AWARD
(60) BALTIMORE MUSEUM OF INDUSTRY INC
1415 KEY HWY
BALTIMORE,MD212305115 		52-1205675 501(C)(3) 6,250   N/A N/A SUB-AWARD
(61) BARBARA ANN KARMANOS CANCER CENTER
4100 JOHN R
DETROIT,MI48201 		38-1613280 501(C)(3) 62,357   N/A N/A SUB-AWARD
(62) BARK TECHNOLOGIES INC
3423 PIEDMONT RD NE STE 540
ATLANTA,GA303051751 		47-4506663   10,000   N/A N/A SUB-AWARD
(63) BARNABAS HEALTH MEDICAL GROUP
95 OLD SHORT HILLS RD
WEST ORANGE,NJ07052 		22-3316007 501(C)(3) 10,969   N/A N/A SUB-AWARD
(64) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA BCM505
HOUSTON,TX77030 		74-1613878 501(C)(3) 2,371,457   N/A N/A SUB-AWARD
(65) BAYLOR HEALTH CARE SYSTEM
3310 LIVE OAK
DALLAS,TX75204 		75-1812652 501(C)(3) 14,909   N/A N/A SUB-AWARD
(66) BAYLOR UNIVERSITY
ONE BEAR PL 97043
WACO,TX767061003 		74-1159753 501(C)(3) 63,572   N/A N/A SUB-AWARD
(67) BAYSTATE MEDICAL CENTER INC
759 CHESNUT ST
SPRINGFIELD,MA01199 		04-2790311 501(C)(3) 9,020   N/A N/A SUB-AWARD
(68) BECKMAN RESEARCH INSTITUTE OF CITY OF HOPE
1500 DUARTE RD
DUARTE,CA910103000 		95-3432210 501(C)(3) 47,445   N/A N/A SUB-AWARD
(69) BEHAVIORAL IDEAS LAB INC
80 BROAD ST
NEW YORK,NY100042209 		27-1678009 501(C)(3) 1,781,465   N/A N/A SUB-AWARD
(70) BERKS COMMUNITY HEALTH CENTER
838 PENN ST
READING,PA196021108 		27-3795179 501(C)(3) 92,477   N/A N/A SUB-AWARD
(71) BILLINGS CLINIC
801 N 29TH ST
BILLINGS,MT591010905 		81-0231784 501(C)(3) 7,150   N/A N/A SUB-AWARD
(72) BIOMEDICAL RESEARCH FOUNDATION
4300 W 7TH ST RM 7A-128
LITTLE ROCK,AR722055446 		71-0675830 501(C)(3) 43,375   N/A N/A SUB-AWARD
(73) BIOMEDICAL RESEARCH INSTITUTE
12111 PARKLAWN DR
ROCKVILLE,MD20852 		36-2229561 501(C)(3) 761,994   N/A N/A SUB-AWARD
(74) BLACK CLOUD INC
318 KENT DRIVE
COCOA BEACH,FL32931 		23-2938240   638,250   N/A N/A SUB-AWARD
(75) BLOOD CENTER OF WISCONSIN INC
PO BOX 2178
MILWAUKEE,WI53201 		39-0807235 501(C)(3) 115,362   N/A N/A SUB-AWARD
(76) BLUE CANYON TECHNOLOGIES INC
2425 55TH STREET
BOULDER,CO803015702 		26-2692494   53,223   N/A N/A SUB-AWARD
(77) BLUE HERON STEM EDUCATION INC
198 MAIN STREET
PLYMPTON,MA023671115 		37-1571640   31,900   N/A N/A SUB-AWARD
(78) BON SECOURS ST FRANCIS MED CTR
13710 ST FRANCIS BLVD
MIDLOTHIAN,VA231143267 		31-1716973 501(C)(3) 13,020   N/A N/A SUB-AWARD
(79) BOSTON UNIVERSITY
25 BUICK ST
BOSTON,MA02215 		04-2103547 501(C)(3) 1,940,929   N/A N/A SUB-AWARD
(80) BOYCE THOMPSON INSTITUTE
533 TOWER ROAD
ITHACA,NY148531801 		13-1739923 501(C)(3) 206,920   N/A N/A SUB-AWARD
(81) BRIGHAM AND WOMENS HOSPITAL INC
75 FRANCIS ST
BOSTON,MA02115 		04-2312909 501(C)(3) 1,139,197   N/A N/A SUB-AWARD
(82) BRIGHAM YOUNG UNIV
A-278 ASB - PO BOX 21128
PROVO,UT846021128 		87-0217280 501(C)(3) 65,668   N/A N/A SUB-AWARD
(83) BROAD INSTITUTE INC
415 MAIN STREET
CAMBRIDGE,MA02142 		26-3428781 501(C)(3) 147,269   N/A N/A SUB-AWARD
(84) BROOKHAVEN NATIONAL LABORATORY
40 BROOKHAVEN AVENUE
UPTON,NY119735000 		11-3403915   22,136   N/A N/A SUB-AWARD
(85) BROOKINGS INSTITUTION
1775 MASSACHUSETTS AVE NW
WASHINGTON,DC200362188 		53-0196577 501(C)(3) 13,827   N/A N/A SUB-AWARD
(86) BROWN UNIVERSITY
OFC RES ADMIN BOX 1929
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 678,788   N/A N/A SUB-AWARD
(87) BT CONSULTING LLC
105-A LEW DEWITT BLVD
WAYNESBORO,VA22980 		61-1906189   63,440   N/A N/A SUB-AWARD
(88) BUCK INST
8001 REDWOOD BLVD
NOVATO,CA94947 		94-3030609 501(C)(3) 37,401   N/A N/A SUB-AWARD
(89) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501(C)(3) 1,308,943   N/A N/A SUB-AWARD
(90) CALLEO GROUP LLC
14712 CARRIAGE MILL ROAD
WOODBINE,MD217978338 		27-2171403   167,314   N/A N/A SUB-AWARD
(91) CAMBER COLLECTIVE LLC
408 N 35TH ST STE A
SEATTLE,WA98103 		27-1314359   669,805   N/A N/A SUB-AWARD
(92) CANA ADVISORS
7371 ATLAS WALK WAY
GAINESVILLE,VA20155 		26-3563494   71,123   N/A N/A SUB-AWARD
(93) CANCER RESEARCH AND BIOSTATISTICS
1730 MINOR AVENUE STE 1900
SEATTLE,WA98101 		91-1828539 501(C)(3) 92,598   N/A N/A SUB-AWARD
(94) CARAHSOFT TECHNOLOGY CORP
12369 SUNRISE VALLEY DRIVE
RESTON,VA20191 		52-2189693   1,278,441   N/A N/A SUB-AWARD
(95) CARBON-CARBON ADVANCED TECHNOLOGIES INC
4704 EDEN ROAD
KENNEDALE,TX76140 		75-2181484   68,924   N/A N/A SUB-AWARD
(96) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 505,473   N/A N/A SUB-AWARD
(97) CAROLINAS MEDICAL CENTER
1010 EDGEHILL RD N
CHARLOTTE,NC28207 		56-0554229 115 379,704   N/A N/A SUB-AWARD
(98) CASE WESTERN RESERVE UNIVERSITY
2500 METROHEALTH DR
CLEVELAND,OH44109 		34-6004382 501(C)(3) 751,598   N/A N/A SUB-AWARD
(99) CATALYST BEHAVIORAL SCIENCES LLC
2985 JACKSON AVE
MIAMI,FL33133 		46-4279527   128,671   N/A N/A SUB-AWARD
(100) CATHOLIC UNIVERSITY OF AMERICA
OFFICE OF ENROLLMENT SERVICES
WASHINGTON,DC20064 		53-0196583 501(C)(3) 34,965   N/A N/A SUB-AWARD
(101) CAUSASCI LLC
PO BOX 627
ELLICOTT CITY,MD210410627 		20-3263417   326,019   N/A N/A SUB-AWARD
(102) CDA INTERCORP
450 GOOLSBY BLVD
DEERFIELD BEACH,FL33442 		59-1285683   75,000   N/A N/A SUB-AWARD
(103) CDC FOUNDATION
55 PARK PL
ATLANTA,GA30303 		58-2106707 501(C)(3) 610,440   N/A N/A SUB-AWARD
(104) CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
LOS ANGELES,CA90048 		95-1644600 501(C)(3) 265,422   N/A N/A SUB-AWARD
(105) CENSEO INSIGHT INC
1700 7TH AVENUE
SEATTLE,WA98101 		45-4195800   184,071   N/A N/A SUB-AWARD
(106) CENTER FOR OPEN SCIENCE INC
210 RIDGE MCINTIRE ROAD
CHARLOTTESVILLE,VA229035083 		46-1496217   185,069   N/A N/A SUB-AWARD
(107) CENTRAL QUEENS YM & YWHA INC
67-09 108TH ST
FOREST HILLS,NY11375 		11-1633509 501(C)(3) 49,949   N/A N/A SUB-AWARD
(108) CENTRAL TEXAS NEUROLOGY CONSULTANTS
16040 PARK VALLEY DR B-100
ROUND ROCK,TX786813578 		74-2710396   7,150   N/A N/A SUB-AWARD
(109) CHARLES STARK DRAPER LABORATORY INC
555 TECHNOLOGY SQUARE
CAMBRIDGE,MA021393563 		04-2505372 501(C)(3) 307,372   N/A N/A SUB-AWARD
(110) CHEROKEE NATION
PO BOX 1669
TAHLEQUAH,OK744651669 		73-0757033 7871 15,000   N/A N/A SUB-AWARD
(111) CHESAPEAKE UROLOGY
6535 N CHARLES ST
BALTIMORE,MD212045826 		52-2146172   8,475   N/A N/A SUB-AWARD
(112) CHILD MIND INSTITUTE INC
101 E 56TH ST
NEW YORK,NY10022 		80-0478843 501(C)(3) 14,556   N/A N/A SUB-AWARD
(113) CHILD TRENDS INC
7315 WISCONSIN AVE STE 1200W
BETHESDA,MD208143666 		13-2982969 501(C)(3) 197,686   N/A N/A SUB-AWARD
(114) CHILDRENS DIAGNOSTIC TREATMENT CTR
1401 S FEDERAL HWY
FORT LAUDERDALE,FL333162619 		65-1026739 501(C)(3) 9,521   N/A N/A SUB-AWARD
(115) CHILDRENS HOSPITAL CORPORATION
300 LONGWOOD AVE
BOSTON,MA021155724 		04-2774441 501(C)(3) 75,237   N/A N/A SUB-AWARD
(116) CHILDREN'S HOSPITAL MEDICAL CENTER
3333 BURNET AVE
CINCINNATI,OH452293026 		31-0833936 501(C)(3) 437,871   N/A N/A SUB-AWARD
(117) CHILDRENS HOSPITAL OF PHILADELPHIA
3615 CIVIC CTR BLVD
PHILADELPHIA,PA19104 		23-1352166 501(C)(3) 1,304,682   N/A N/A SUB-AWARD
(118) CHILDRENS MERCY HOSPITAL
2401 GILLHAM RD
KANSAS CITY,MO641084619 		44-0605373 501(C)(3) 10,906   N/A N/A SUB-AWARD
(119) CHILDRENS NATL MEDICAL CENTER
111 MICHIGAN AVE NW
WASHINGTON,DC200102916 		52-1640403 501(C)(3) 395,197   N/A N/A SUB-AWARD
(120) CHILDRENS RESEARCH INST
111 MICHIGAN AVE NW
WASHINGTON,DC20010 		52-1654453 501(C)(3) 368,163   N/A N/A SUB-AWARD
(121) CHOPTANK COMMUNITY HEALTH SYSTEM INC
301 RANDOLPH ST
DENTON,MD216291243 		52-1116591 501(C)(3) 171,242   N/A N/A SUB-AWARD
(122) CHRISTIANA CARE HEALTH SERVICES
PO BOX 2653
WILMINGTON,DE198050653 		51-0103684 501(C)(3) 22,835   N/A N/A SUB-AWARD
(123) CITY OF PHILADELPHIA TRUSTEE
840 WALNUT ST
PHILADELPHIA,PA191075109 		23-6000204 501(C)(3) 139,734   N/A N/A SUB-AWARD
(124) CLEMSON UNIVERSITY
230 KAPPA STREET
CLEMSON,SC296345355 		57-6000254 115 145,500   N/A N/A SUB-AWARD
(125) CLEVELAND CLINIC
PO BOX 931820
CLEVELAND,OH441931920 		34-0714585 501(C)(3) 191,719   N/A N/A SUB-AWARD
(126) CLEVELAND VA MEDICAL RESEARCH AND EDUCATION FOUNDATION
10701 EAST BOULEVARD VAMC 151C W
CLEVELAND,OH441061702 		34-1710663 501(C)(3) 85,735   N/A N/A SUB-AWARD
(127) CLINICAL BIOTECHNOLOGY RESEARCH INSTITUTE AT RSFH
316 CALHOUN ST
CHARLESTON,SC29401 		47-5407453 501(C)(3) 64,900   N/A N/A SUB-AWARD
(128) COLD SPRING HARBOR LABORATORY
PO BOX 100 1 BUNGTOWN RD
COLD SPRG HARBOR,NY117242213 		11-2013303 501(C)(3) 27,797   N/A N/A SUB-AWARD
(129) COLORADO STATE UNIV
1019 CAMPUS DELIVERY
FORT COLLINS,CO80523 		84-6000545 115 43,304   N/A N/A SUB-AWARD
(130) COMMAND CANINE LLC
6072 POLLEY AVENUE
NAPLES,FL34112 		47-2920930   117,582   N/A N/A SUB-AWARD
(131) COMMUNITIES IN SCHOOLS OF SEATTLE
2445 THIRD AVE S
SEATTLE,WA98134 		91-1910330 501(C)(3) 273,423   N/A N/A SUB-AWARD
(132) COMMUNITIES IN SCHOOLS PHILADELPHIA
2000 HAMILTON ST STE 201
PHILADELPHIA,PA19130 		23-2410538 501(C)(3) 15,871   N/A N/A SUB-AWARD
(133) COMMUNITY HEALTH PROJECT INC
39 W 19TH ST RM 602
NEW YORK,NY100114294 		13-3409680 501(C)(3) 260,053   N/A N/A SUB-AWARD
(134) COMMUNITY PARTNERS INTERNATIONAL
2560 NINTH ST STE 315 B
BERKELEY,CA947102567 		94-3375666 501(C)(3) 67,334   N/A N/A SUB-AWARD
(135) CONSTELLATION AVIATION SOLUTIONS LLC
111 NORTH ORANGE AVENUE
ORLANDO,FL32801 		57-1221374   98,486   N/A N/A SUB-AWARD
(136) CORE SOURCE TECHNOLOGIES LLC
20410 CENTURY BLVD
GERMANTOWN,MD20874 		30-0030643   105,280   N/A N/A SUB-AWARD
(137) CORNELL UNIVERSITY
341 PINE TREE RD
ITHACA,NY148500022 		15-0532082 501(C)(3) 818,817   N/A N/A SUB-AWARD
(138) CORNERTURN LLC
2320 POMONA ROAD
CORONA,CA92880 		84-1635707   736,022   N/A N/A SUB-AWARD
(139) CUBRC INC
4455 GENESEE STREET
BUFFALO,NY14225 		22-2505934   26,635   N/A N/A SUB-AWARD
(140) CUSTOM ANALYTICAL ENGINEERING SYS INC
13000 TENSOR LANE NE
FLINTSTONE,MD21530 		52-1483418   362,143   N/A N/A SUB-AWARD
(141) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVE
BOSTON,MA02215 		04-2263040 501(C)(3) 582,778   N/A N/A SUB-AWARD
(142) DANIEL H WAGNER ASSOCIATES INC
559 WEST UWCHLAN AVE STE 140
EXTON,PA19341 		23-1677707   50,911   N/A N/A SUB-AWARD
(143) DARTMOUTH COLLEGE
11 ROPE FERRY RD
HANOVER,NH037551404 		02-0222111 501(C)(3) 104,003   N/A N/A SUB-AWARD
(144) DDL OMNI ENGINEERING LLC
8260 GREENSBORO DRIVE
MCLEAN,VA22102 		54-1825099   5,016   N/A N/A SUB-AWARD
(145) DELOITTE FINANCIAL ADVISORY SERVICES LLP
1750 TYSONS BOULEVARD
MCLEAN,VA22102 		03-0520745   1,108,638   N/A N/A SUB-AWARD
(146) DENVER HEALTH AND HOSPITALS AUTHORITY
777 BANNOCK ST
DENVER,CO80204 		84-1343242 115 15,020   N/A N/A SUB-AWARD
(147) DEPLOYABLE SPACE SYSTEMS INC
460 WARD DRIVE
SANTA BARBARA,CA93111 		27-1889503   4,923,728   N/A N/A SUB-AWARD
(148) DES MOINES UNIV
3200 GRAND AVE RYAN HALL 209
DES MOINES,IA503124104 		42-0730347 501(C)(3) 8,687   N/A N/A SUB-AWARD
(149) DIGITAL RECEIVER TECHNOLOGY INC
12409 MILESTONE CENTER DRIVE
GERMANTOWN,MD208767114 		52-1196343   604,814   N/A N/A SUB-AWARD
(150) DIGITAL SYSTEMS CONSULTING LLC
2224 MONTROSE STREET
PHILADELPHIA,PA19146 		82-0904894   8,511   N/A N/A SUB-AWARD
(151) DIGNITY HEALTH MEDICAL FOUNDATION
3400 DATA DR
RANCHO CORDOVA,CA956707956 		68-0220314 501(C)(3) 7,150   N/A N/A SUB-AWARD
(152) DIVERSIFIED TECHNOLOGIES INC
3011 FOREVER DR
FINKSBURG,MD21048 		04-2992321   773,081   N/A N/A SUB-AWARD
(153) DNA SOFTWARE INC
334 E WASHINGTON STREET
ANN ARBOR,MI48104 		38-3592679   98,566   N/A N/A SUB-AWARD
(154) DOMAIN X TECHNOLOGIES
4229 LAFAYETTE CENTER DRIVE
CHANTILLY,VA201511270 		35-2363493   1,100,296   N/A N/A SUB-AWARD
(155) DREXEL UNIVERSITY
3141 CHESNUT ST
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 72,451   N/A N/A SUB-AWARD
(156) DUKE UNIVERSITY
2200 W MAIN ST STE 300
DURHAM,NC27705 		56-0532129 501(C)(3) 2,275,039   N/A N/A SUB-AWARD
(157) EAC ARCHAEOLOGY INC
4303 N CHARLES ST
BALTIMORE,MD212181054 		20-4042163   23,993   N/A N/A SUB-AWARD
(158) EAST TENNESSEE STATE UNIV
PO BOX 70565
JOHNSON CITY,TN37614 		62-6021046 115 230,889   N/A N/A SUB-AWARD
(159) EASTERN VIRGINIA MEDICAL SCHOOL
358 MOWBRAY ARCH
NORFOLK,VA23501 		54-6055378 115 35,373   N/A N/A SUB-AWARD
(160) ECHO RIDGE LLC
100 CARPENTER DRIVE
STERLING,VA20164 		20-5608382   44,942   N/A N/A SUB-AWARD
(161) EDUCATION NORTHWEST
101 SW MAIN ST STE 500
PORTLAND,OR97204 		93-0553346 501(C)(3) 120,819   N/A N/A SUB-AWARD
(162) EMCUBE INC
1900 N BEAUREGARD STREET
ALEXANDRIA,VA22311 		54-1685244   310,821   N/A N/A SUB-AWARD
(163) EMMES CORP
401N WASHINGTON ST STE 700
ROCKVILLE,MD20850 		54-1058268   591,829   N/A N/A SUB-AWARD
(164) EMORY UNIVERSITY
101 WOODRUFF CIR STE 6107
ATLANTA,GA30322 		58-0566256 501(C)(3) 1,133,701   N/A N/A SUB-AWARD
(165) ENGILITY CORPORATION
400 VIRGINIA AVE SW
WASHINGTON,DC20036 		04-2393618   75,864   N/A N/A SUB-AWARD
(166) ENSCO INC
5400 PORT ROYAL ROAD
SPRINGFIELD,VA221512301 		54-1250229   317,921   N/A N/A SUB-AWARD
(167) ERAPSCO
5612 JOHNSON LAKE ROAD
DE LEON SPRING,FL32130 		35-1752474   579,127   N/A N/A SUB-AWARD
(168) ERIDAN COMMUNICATIONS INC
2450 SCOTT BOULEVARD
SANTA CLARA,CA95050 		46-3888021   110,000   N/A N/A SUB-AWARD
(169) ERIKSON INSTITUTE
3755 PAYSPHERE CIR
CHICAGO,IL60674 		36-2593545 501(C)(3) 124,851   N/A N/A SUB-AWARD
(170) FAMILY HEALTH INTERNATIONAL
359 BLACKWELL ST STE 200
DURHAM,NC27701 		23-7413005 501(C)(3) 4,703,615   N/A N/A SUB-AWARD
(171) FAMILY VOICES
3701 SAN MATEO BLVD NE STE 103
ALBUQUERQUE,NM87110 		65-0430800 501(C)(3) 52,270   N/A N/A SUB-AWARD
(172) FAR EAST INDUSTRIES INC
8930 OLD ANNAPOLIS RD STE C
COLUMBIA,MD21045 		52-1847659   22,183   N/A N/A SUB-AWARD
(173) FASTABEND SOLUTIONS LLC
1 TAY RIVER
WILLIAMSBURG,VA231887416 		47-4390053   27,326   N/A N/A SUB-AWARD
(174) FATHOM5 CORPORATION
701 BRAZOS STREET
AUSTIN,TX78701 		  93,344   N/A N/A SUB-AWARD
(175) FEINSTEIN INST FOR MEDICAL RESEARCH
350 COMMUNITY DR
MANHASSET,NY11030 		11-3418133 501(C)(3) 15,526   N/A N/A SUB-AWARD
(176) FENWAY COMMUNITY HEALTH CENTER INC
1340 BOYLSTON STREET
BOSTON,MA02215 		04-2510564 501(C)(3) 246,801   N/A N/A SUB-AWARD
(177) FLORIDA STATE UNIVERSITY
97 S WOODWARD AVE
TALLAHASSEE,FL32306 		59-3211153 501(C)(3) 18,559   N/A N/A SUB-AWARD
(178) FMS SECURE SOLUTIONS LLC
839 ELKRIDGE LANDING ROAD
LINTHICUM,MD210902921 		52-2243726   24,590   N/A N/A SUB-AWARD
(179) FORSECIT SERVICES LLC
10335 MILLPORT DRIVE
TAMPA,FL33626 		81-2352169   239,265   N/A N/A SUB-AWARD
(180) FOSTER-MILLER INC DBA QINETIQ NORTH AMERICA (QNA)
350 SECOND AVENUE
WALTHAM,MA02451 		04-2212281   1,405,071   N/A N/A SUB-AWARD
(181) FRED HUTCHINSON CANCER RESEARCH CTR
1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA981091024 		23-7156071 501(C)(3) 359,365   N/A N/A SUB-AWARD
(182) FRIENDS RESEARCH INST
505 BALTIMORE AVE
BALTIMORE,MD21204 		52-0701445 501(C)(3) 261,616   N/A N/A SUB-AWARD
(183) FRONTIER SCIENCE AND TECH
4033 MAPLE RD
AMHERST,NY14226 		16-1056814 501(C)(3) 1,611,833   N/A N/A SUB-AWARD
(184) FUNDAMENTAL TECHNOLOGIES LLC
2411 PONDEROSA DRIVE
LAWRENCE,KS660465057 		74-2846959   151,974   N/A N/A SUB-AWARD
(185) FUTURES WITHOUT VIOLENCE
100 MONTGOMERY ST
SAN FRANCISCO,CA94129 		94-3110973 501(C)(3) 287,354   N/A N/A SUB-AWARD
(186) GALES MEDIA LLC
724 N PATTERSON PARK AVE
BALTIMORE,MD212052427 		83-4079190   15,000   N/A N/A SUB-AWARD
(187) GARNETT CORPORATION
PO BOXD 282
SAVAGE,MD20763 		26-1118222   333,807   N/A N/A SUB-AWARD
(188) GE RESEARCH AND DEV CTR
ONE RESEARCH CIR
NISKAYUNA,NY12309 		14-0689340   434,602   N/A N/A SUB-AWARD
(189) GEISINGER CLINIC
100 N ACADEMY AVE
DANVILLE,PA178223069 		23-6291113 501(C)(3) 1,493,913   N/A N/A SUB-AWARD
(190) GENERAL DYNAMICS GLOBAL IMAGING TECHNOLOGIES INC
7603 ST ANDREWS AVENUE
SAN DIEGO,CA92154 		11-1962029   210,720   N/A N/A SUB-AWARD
(191) GENERAL DYNAMICS MISSION SYSTEMS INC
14700 LEE ROAD
CHANTILLY,VA20151 		45-0484950   331,086   N/A N/A SUB-AWARD
(192) GENESIS ENGINEERING SOLUTIONS INC
9811 GREENBELT RD
LANHAM,MD207066241 		04-3651329   238,320   N/A N/A SUB-AWARD
(193) GEOFF HAINES-STILES PRODUCTIONS INC DBA PASSPORT TO KNOWLEDGE
27 WASHINGTON VALLEY RD
MORRISTOWN,NJ07960 		22-3332385   45,000   N/A N/A SUB-AWARD
(194) GEORGE MASON UNIVERSITY
4400 UNIV DR MS2E1
FAIRFAX,VA22030 		54-0836354 115 339,946   N/A N/A SUB-AWARD
(195) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PL STE 260
ASHBURN,VA20147 		53-0196584 501(C)(3) 388,999   N/A N/A SUB-AWARD
(196) GEORGETOWN UNIV
2233 WISCONSIN AVE NW
WASHINGTON,DC20007 		53-0196603 501(C)(3) 422,757   N/A N/A SUB-AWARD
(197) GEORGIA TECH APPLIED RESEARCH CORPORATION
925 DALNEY ST STE 102
ATLANTA,GA303320420 		58-2374837 501(C)(3) 5,334   N/A N/A SUB-AWARD
(198) GEORGIA TECH RESEARCH CORP
505 TENTH ST
ATLANTA,GA303320420 		58-0603146 501(C)(3) 120,151   N/A N/A SUB-AWARD
(199) GEOSYNTEC CONSULTANTS INC
900 BROKEN SOUND PKWY NW STE 200
BOCA RATON,FL33487 		59-2355134   5,598   N/A N/A SUB-AWARD
(200) GLENWOOD LIFE CENTER
516 GLENWOOD AVE
BALTIMORE,MD21212 		23-7121331 501(C)(3) 27,861   N/A N/A SUB-AWARD
(201) GLOBAL DEVELOPMENT INCUBATOR INC
99 MADISON AVE STE 17
NEW YORK,NY10016 		14-1945286 501(C)(3) 79,678   N/A N/A SUB-AWARD
(202) GLOBAL HEALTH STRATEGIES
38 E 32ND ST FLR 12
NEW YORK,NY100165559 		22-3885564   1,925,659   N/A N/A SUB-AWARD
(203) GLSEN INC
110 WILLIAM ST FL 30
NEW YORK,NY100383901 		04-3234202 501(C)(3) 10,875   N/A N/A SUB-AWARD
(204) GORDON WOLF & CARNEY CHTD
100 W PENNSYLVANIA AVE SUITE 100
TOWSON,MD21204 		52-2217685   23,400   N/A N/A SUB-AWARD
(205) GOUCHER COLLEGE
1021 DULANEY VALLEY RD
BALTIMORE,MD212042753 		52-0591613 501(C)(3) 12,911   N/A N/A SUB-AWARD
(206) GRAF RESEARCH CORPORATION
2280 KRAFT DRIVE
BLACKSBURG,VA24060 		47-4128747   451,344   N/A N/A SUB-AWARD
(207) GRAPHIKA INC
311 W 43RD ST
NEW YORK,NY10036 		46-4386048   107,823   N/A N/A SUB-AWARD
(208) GRAY ROCK PROFESSIONAL ALLIANCE LLC
3612 GRAY ROCK DRIVE
ELLICOTT CITY,MD210423704 		49-1290987   887,618   N/A N/A SUB-AWARD
(209) GREATER BALTIMORE MEDICAL CENTER
6569 N CHARLES ST PPW 307
BALTIMORE,MD21204 		52-6049658 501(C)(3) 43,194   N/A N/A SUB-AWARD
(210) GREENFLY SERVITORS & ULTRANAUTICS LLC
2041 PIMMIT DRIVE
FALLS CHURCH,VA22043 		81-1597920   270,813   N/A N/A SUB-AWARD
(211) GSE SOFTWARE INC
7058 MIDDLESBURY RIDGE CIRCLE
WEST HILLS,CA91307 		95-4711574   35,010   N/A N/A SUB-AWARD
(212) GUROO LLC
6036 LINCOLNIA ROAD
ALEXANDRIA,VA22312 		27-3679643   373,360   N/A N/A SUB-AWARD
(213) H LEE MOFFITT CANCER CENTER AND
12902 MAGNOLIA DR
TAMPA,FL33612 		59-3238634 501(C)(3) 43,505   N/A N/A SUB-AWARD
(214) HACKENSACK UNIVERSITY MEDICAL CENTE
30 PROSPECT AVE
HACKENSACK,NJ076011915 		22-1487576   9,100   N/A N/A SUB-AWARD
(215) HAIGH-FARR INC
43 HARVEY ROAD
BEDFORD,NH03110 		02-0446081   96,703   N/A N/A SUB-AWARD
(216) HAMILTON SUNDSTRAND SPACE SYS INT (UTAS)
PO BOX 360951
PITTSBURGH,PA15251 		06-1388006   1,218,790   N/A N/A SUB-AWARD
(217) HARRIS CORPORATION
2400 PALM BAY ROAD
PALM BAY,FL32905 		34-0276860   5,943,620   N/A N/A SUB-AWARD
(218) HARVARD UNIVERSITY
665 HUNTINGTON AVE
BOSTON,MA02115 		04-2103580 501(C)(3) 663,670   N/A N/A SUB-AWARD
(219) HDT EXPEDITIONARY SYSTEMS INC
10300 SPOTSYLVANIA AVE
FREDERICKSBURG,VA22408 		54-1251757   133,645   N/A N/A SUB-AWARD
(220) HEALTH SERVICES ENGINEERING
10362 WATERIDGE CIRCLE
SAN DIEGO,CA921215714 		81-2978183   24,933   N/A N/A SUB-AWARD
(221) HEKTOEN INSTITUTE
2240 W OGDEN AVE 2ND FL
CHICAGO,IL60612 		36-2244897 501(C)(3) 9,696   N/A N/A SUB-AWARD
(222) HENNEPIN HEALTHCARE RESEARCH INST
701 PARK AVE
MINNEAPOLIS,MN554151623 		41-1677920 501(C)(3) 37,473   N/A N/A SUB-AWARD
(223) HENRY FORD HEALTH SYSTEM
2799 W GRAND BLVD
DETROIT,MI48202 		38-1357020 501(C)(3) 84,217   N/A N/A SUB-AWARD
(224) HODGES TRANSPORTATION INC
605 FORT CHURCHILL ROAD
SILVER SPRINGS,NV984298002 		88-0314954   184,933   N/A N/A SUB-AWARD
(225) HOLMES-TUCKER INTERNATIONAL INC (HTII)
21789 N CORAL DRIVE
LEXINGTON PARK,MD206535518 		54-1494948   555,951   N/A N/A SUB-AWARD
(226) HONEYBEE ROBOTICS LTD
460 WEST 34TH STREET
NEW YORK,NY10001 		88-0193033   698,947   N/A N/A SUB-AWARD
(227) HONEYWELL INTERNATIONAL
19019 NORTH 59TH AVE
GLENDALE,AZ85308 		22-2640650   570,600   N/A N/A SUB-AWARD
(228) HOOSIER CANCER RESEARCH NETWORK INC
351 W 10TH ST STE 330
INDIANAPOLIS,IN46202 		26-0303542 501(C)(3) 152,138   N/A N/A SUB-AWARD
(229) HORNBECK OFFSHORE SERVICES LLC
103 NORTHPARK BOULEVARD
COVINGTON,LA70433 		72-1375844   886,137   N/A N/A SUB-AWARD
(230) HOSPITAL FOR SPECIAL SURGERY
535 EAST 70TH ST
NEW YORK,NY10021 		13-3623941   31,239   N/A N/A SUB-AWARD
(231) HOWARD UNIV
2225 GEORGIA AVE NW 3RD FL
WASHINGTON,DC20059 		53-0204707 501(C)(3) 67,701   N/A N/A SUB-AWARD
(232) HUALAPAI TRIBE
PO BOX 179
PEACH SPRINGS,AZ864340179 		86-0092282   15,000   N/A N/A SUB-AWARD
(233) HUMACYTE
7020 KIT CREEK RD STE 230
DURHAM,NC27709 		84-1661297   43,092   N/A N/A SUB-AWARD
(234) HUNTSMAN CANCER HOSPITAL
1950 CIRCLE OF HOPE STE 2900
SALT LAKE CITY,UT841125560 		87-0541293 501(C)(3) 152,272   N/A N/A SUB-AWARD
(235) HYPERION RESEARCH HOLDINGS LLC
365 SUMMIT AVENUE
ST PAUL,MN55102 		81-5061463   120,000   N/A N/A SUB-AWARD
(236) IBM THOMAS J WATSON RESEARCH CENTER
1101 KITCHAWAN RD
YORKTOWN HEIGHTS,NY10598 		13-0871985   16,767   N/A N/A SUB-AWARD
(237) ICF INCORPORATED LLC
9300 LEE HWY
FAIRFAX,VA220316050 		52-0893615   50,129   N/A N/A SUB-AWARD
(238) IHC HEALTH SERVICES INC
5121 S COTTONWOOD ST 6TH FL
MURRAY,UT84107 		94-2854057 501(C)(3) 59,203   N/A N/A SUB-AWARD
(239) ILC DOVER LP
ONE MOONWALKER RD
FREDERICA,DE19946 		51-0281422   123,059   N/A N/A SUB-AWARD
(240) ILLINOIS INSTITUTE OF TECHNOLOGY
10 W 35TH ST
CHICAGO,IL606163717 		36-2170136 501(C)(3) 33,504   N/A N/A SUB-AWARD
(241) IMPROVEMENT PATH SYSTEMS INC
24843 IVYWOOD DR
FARMINGTON HILLS,MI48336 		38-3073532   1,915,684   N/A N/A SUB-AWARD
(242) IMS GOVERNMENT SOLUTIONS INC
8280 WILLOW OAKS CORPORATE DRIVE
FAIRFAX,VA22031 		54-1947506   221,412   N/A N/A SUB-AWARD
(243) IMSAR LLC
510 W 90 S
SALEM,UT84653 		20-1852461   75,000   N/A N/A SUB-AWARD
(244) IN SILICO SOLUTIONS
2735 HARTLAND RD STE 301
FALLS CHURCH,VA22043 		26-0755383   341,085   N/A N/A SUB-AWARD
(245) INDIANA UNIVERSITY
30 E KIRKWOOD AVE
BLOOMINGTON,IN474084003 		35-6001673 115 663,920   N/A N/A SUB-AWARD
(246) INFINITE BIOMEDICAL TECHNOLOGIES LLC
8 MARKET PL STE 500
BALTIMORE,MD212024264 		52-2337593   9,498   N/A N/A SUB-AWARD
(247) INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVE FL 2
NEW HAVEN,CT065101256 		06-1660068 501(C)(3) 45,206   N/A N/A SUB-AWARD
(248) INNOVATIVE CONCEPTS ENGINEERING INC
6411 IVY LANE
GREENBELT,MD20770 		20-4498382   465,807   N/A N/A SUB-AWARD
(249) INNOVATIVE INTUITIVE TECHNOLOGY INC
711 WEST KIMBERLY AVENUE
PLACENTIA,CA92870 		20-0665257   115,004   N/A N/A SUB-AWARD
(250) INOVA HEALTH SYSTEM
3300 GALLOWS RD
FALLS CHURCH,VA22042 		54-1773443 501(C)(3) 19,550   N/A N/A SUB-AWARD
(251) INSTITUTE FOR CLINICAL RESEARCH INC
50 IRVING ST NW
WASHINGTON,DC20422 		52-1336656 501(C)(3) 19,649   N/A N/A SUB-AWARD
(252) INSTITUTE FOR SYSTEMS BIOLOGY
401 TERRY AVE N
SEATTLE,WA98109 		91-2003593 501(C)(3) 105,948   N/A N/A SUB-AWARD
(253) INTEGRATED PROGRAM SOLUTIONS
22164 HANOVER WOODS CT
LEONARDTOWN,MD20650 		26-4289157   205,516   N/A N/A SUB-AWARD
(254) INTER TRIBAL COUNCIL OF MICHIGAN INC
2956 ASHMUN ST
SAULT SAINTE MARIE,MI497833720 		38-1893519 501(C)(3) 42,500   N/A N/A SUB-AWARD
(255) INTERNATIONAL FOOD POLICY RESEARCH
1201 I ST NW
WASHINGTON,DC200055905 		52-1041632 501(C)(3) 338,463   N/A N/A SUB-AWARD
(256) INTERNATIONAL SOCIETY FOR THIRD SECTOR RESEARCH INC
5801 SMITH AVENUE MCAULEY HALL SU
BALTIMORE,MD21209 		81-1457448 501(C)(3) 33,424   N/A N/A SUB-AWARD
(257) INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE
100 BROADWAY FL 4
NEW YORK,NY100054517 		22-3419667 501(C)(3) 10,000   N/A N/A SUB-AWARD
(258) INTL CENTER FOR RESEARCH ON WOMEN
1120 20TH ST NW STE 500
WASHINGTON,DC200363491 		52-1081455 501(C)(3) 136,140   N/A N/A SUB-AWARD
(259) INTL RESCUE COMMITTEE
1900 N HOWARD ST
BALTIMORE,MD212185909 		13-5660870 501(C)(3) 5,420   N/A N/A SUB-AWARD
(260) INTRAHEALTH INTERNATIONAL INC
6340 QUADRANGLE DR STE 200
CHAPEL HILL,NC27517 		55-0825466 501(C)(3) 3,058,856   N/A N/A SUB-AWARD
(261) INTREPID SOLUTIONS AND SERVICES LLC
12001 SUNRISE VALLER DRIVE
RESTON,VA20191 		26-3697206   311,967   N/A N/A SUB-AWARD
(262) IVYSYS TECHNOLOGIES LLC
PO BOX 7655
SILVER SPRING,MD20907 		87-0755160   264,745   N/A N/A SUB-AWARD
(263) JACKSON LABORATORY
610 MAIN ST
BAR HARBOR,ME04609 		01-0211513 501(C)(3) 86,479   N/A N/A SUB-AWARD
(264) JAMES BELL ASSOCIATES
3033 WILSON BLVD
ARLINGTON,VA22201 		52-1150061   292,431   N/A N/A SUB-AWARD
(265) JANUS COMMUNICATIONS
9 SHELBY
IRVINE,CA92602 		35-2593727   335,753   N/A N/A SUB-AWARD
(266) JDSAT INC
10210 BENS WAY
MANASSAS,VA20110 		46-3550262   93,154   N/A N/A SUB-AWARD
(267) JOBS FOR AMERICA'S GRADUATES INC
1729 KING ST
ALEXANDRIA,VA223142742 		52-1194546 501(C)(3) 15,000   N/A N/A SUB-AWARD
(268) JOHN SNOW INC
44 FARNSWORTH ST
BOSTON,MA02210 		04-2578580   894,806   N/A N/A SUB-AWARD
(269) JOHNSON RESEARCH & DEVELOPMENT CO INC
275 DECATUR STREET
ATLANTA,GA30312 		58-1973838   86,396   N/A N/A SUB-AWARD
(270) JOINT RESEARCH AND DEVELOPMENT INC
50 TECH PARKWAY
STAFFORD,VA22556 		42-1633797   407,780   N/A N/A SUB-AWARD
(271) JSI RESEARCH AND TRAINING INSTITUTE
44 FARNSWORTH ST
BOSTON,MA02210 		04-2679824 501(C)(3) 1,608,581   N/A N/A SUB-AWARD
(272) KAISER FOUNDATION RESEARCH
1800 HARRISON ST
OAKLAND,CA946123433 		94-1105628 501(C)(3) 229,185   N/A N/A SUB-AWARD
(273) KENNEDY KRIEGER INST
3901 GREENSPRING AVE
BALTIMORE,MD21211 		52-0607971 501(C)(3) 2,202,621   N/A N/A SUB-AWARD
(274) KEONI GURRL PRODUCTIONS LLC
1630 T ST SE
WASHINGTON,DC20020 		46-2653703   21,420   N/A N/A SUB-AWARD
(275) KINETX INC
PO BOX 7336
ST CLOUD,MN56302 		77-0326085   1,328,367   N/A N/A SUB-AWARD
(276) KINEX INC A WHOLLY OWNED SUBSIDIARY OF PSI
10632 LITTLE PATUXENT PARKWAY
COLUMBIA,MD210436250 		54-1788913   225,521   N/A N/A SUB-AWARD
(277) L-1 STANDARDS AND TECHNOLOGY INC
PO BOX 729
NEW WINDSOR,MD217760729 		52-2311965   237,662   N/A N/A SUB-AWARD
(278) L3 TECHNOLOGIES INC DBA L3 SSG
65 JONSPIN ROAD
WILMINGTON,MA01887 		13-3937436   9,983,697   N/A N/A SUB-AWARD
(279) LA JOLLA INFECTIOUS DISEASE INSTITUTE
3525 DEL MAR HEIGHTS RD 453
SAN DIEGO,CA92130 		20-8965505 501(C)(3) 10,394   N/A N/A SUB-AWARD
(280) LAN SERVICE GROUP OF PORTLAND
18250 S CLARK LN
OREGON CITY,OR97045 		26-1546434   322,336   N/A N/A SUB-AWARD
(281) LATCHMOOR SERVICES LLC
2782 LAKE POWELL ROAD
WILLIAMSBURG,VA231853702 		46-1323412   24,834   N/A N/A SUB-AWARD
(282) LAWRENCE BERKELEY NATIONAL LABORATORY
1 CYCLOTRON RD
BERKELEY,CA94720 		94-2951741   637,070   N/A N/A SUB-AWARD
(283) LAWRENCE LIVERMORE NAT'L SECURITY LLC DBA LAWRENCE LIVERMORE NATIONAL LABOR
7000 EAST AVENUE
LIVERMORE,CA94550 		20-5624386   1,506,287   N/A N/A SUB-AWARD
(284) LEHIGH UNIVERSITY
526 BRODHEAD AVE
BETHLEHEM,PA180153008 		24-0795445 501(C)(3) 76,261   N/A N/A SUB-AWARD
(285) LEIDOS INC
11951 FREEDOM WAY
RESTON,VA20190 		95-3630868   1,286,194   N/A N/A SUB-AWARD
(286) LGS INNOVATIONS LLC
PO BOX C OFFICE 15A151
WHIPPANY,NJ07981 		03-0602415   8,627   N/A N/A SUB-AWARD
(287) LIEBER INSTITUTE INC
855 N WOLFE ST STE 300
BALTIMORE,MD21205 		26-3690883 501(C)(3) 1,151,581   N/A N/A SUB-AWARD
(288) LINC LLC
667 F STREET NE
WASHINGTON,DC20002 		46-2573007   171,746   N/A N/A SUB-AWARD
(289) LOCKHEED MARTIN CORPORATION
PO BOX 2656
LANCASTER,CA935342656 		52-1893632   1,655,796   N/A N/A SUB-AWARD
(290) LONG ISLAND JEWISH MEDICAL CENTER
972 BRUSH HOLLOW RD
WESTBURY,NY11590 		11-2241326 501(C)(3) 18,802   N/A N/A SUB-AWARD
(291) LOS ALAMOS NATIONAL LABORATORY
PO BOX 462
LOS ALAMOS,NM87544 		20-3104541 115 100,000   N/A N/A SUB-AWARD
(292) LOS ANGELES BIOMEDICAL RESEARCH
1124 W CARSON ST
TORRANCE,CA90502 		95-2138184 501(C)(3) 92,340   N/A N/A SUB-AWARD
(293) LOUISIANA STATE UNIV
204 THOMAS BOYD HALL
BATON ROUGE,LA708030110 		72-6000848 501(C)(3) 53,115   N/A N/A SUB-AWARD
(294) LOVEJAYRENAISSANCE PRODUCTIONS
74 WESTRIDGE CIR
ODENTON,MD211133902 		  5,475   N/A N/A SUB-AWARD
(295) LOVELACE RESPIRATORY RESEARCH INST
2425 RIDGECREST SE
ALBUQUERQUE,NM87108 		85-0110669 501(C)(3) 22,978   N/A N/A SUB-AWARD
(296) LUCILE SALTER PACKARD CHILDRENS HOSPITAL AT STANFORD
725 WELCH ROAD MC 5553
PALO ALTO,CA94304 		77-0003859 501(C)(3) 18,000   N/A N/A SUB-AWARD
(297) LUMA INSTITUTE LLC
1 PPG PLACE
PITTSBURGH,PA15222 		27-3303717   34,764   N/A N/A SUB-AWARD
(298) LUMINIT LLC
1850 W 205TH STREET
TORRANCE,CA905011526 		20-3829605   273,363   N/A N/A SUB-AWARD
(299) LYN AEROSPACE LLC
3270 SUNRISE BLVD
MELBOURNE,FL32940 		20-4893460   102,773   N/A N/A SUB-AWARD
(300) MAC INC
909 PROGRESS CIR STE 100
SALISBURY,MD21804 		52-0992005 501(C)(3) 91,628   N/A N/A SUB-AWARD
(301) MAD QUEEN PRODUCTIONS
6104 CLOUGH PIKE
CINCINNATI,OH45244 		82-2627885   22,500   N/A N/A SUB-AWARD
(302) MAGEE WOMENS RESEARCH INSTITUTE
3339 WARD ST
PITTSBURGH,PA15213 		25-1462312 501(C)(3) 60,953   N/A N/A SUB-AWARD
(303) MANAGEMENT SCIENCES FOR HEALTH
200 RIVERS EDGE DR STE 320
MEDFORD,MA02155 		04-2482188 501(C)(3) 61,185   N/A N/A SUB-AWARD
(304) MANDEX INC
4001 N 9TH ST
ARLINGTON,VA22203 		95-2902232   605,363   N/A N/A SUB-AWARD
(305) MARINE ACOUSTICS INC
14 PELHAM ST
NEWPORT,RI02840 		04-2993452   2,139,947   N/A N/A SUB-AWARD
(306) MARYLAND INSTITUTE COLLEGE OF ART
1300 W MOUNT ROYAL AVE
BALTIMORE,MD212174134 		52-0591661 501(C)(3) 16,420   N/A N/A SUB-AWARD
(307) MARYLAND TREATMENT CENTER
3800 FREDERICK AVE
BALTIMORE,MD21229 		52-1447757   29,833   N/A N/A SUB-AWARD
(308) MASSACHUSETTS GENERAL HOSPITAL
225 WARREN
BOSTON,MA02114 		04-2697983 501(C)(3) 1,073,990   N/A N/A SUB-AWARD
(309) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
500 TECHNOLOGY SQ
CAMBRIDGE,MA02139 		04-2103594 501(C)(3) 357,786   N/A N/A SUB-AWARD
(310) MATTHEWS MEDIA GROUP INC
700 KING FARM BOULEVARD SUITE 500
ROCKVILLE,MD20850 		52-1586000   46,668   N/A N/A SUB-AWARD
(311) MAXPOWER INC
141 CHRISTOPHER LANE
HARLEYSVILLE,PA194382035 		23-2797805   90,527   N/A N/A SUB-AWARD
(312) MAXTENA INC
7361 CALHOUN PLACE
ROCKVILLE,MD20855 		26-0203782   150,000   N/A N/A SUB-AWARD
(313) MAYO CLINIC
200 FIRST ST SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 1,372,154   N/A N/A SUB-AWARD
(314) MCKESSON SPECIALTY HEALTH
401 MASON RD
LA VERGNE,TN37086 		94-3183211   12,400   N/A N/A SUB-AWARD
(315) MCLEAN HOSPITAL CORPORATION
115 MILL ST
BELMONT,MA02478 		04-2697981 501(C)(3) 255,945   N/A N/A SUB-AWARD
(316) MDRC
16 E 34TH 19TH FL
NEW YORK,NY10016 		23-7379473 501(C)(3) 138,662   N/A N/A SUB-AWARD
(317) MEDICAL CENTER OF CENTRAL GEORGIA INC
777 HEMLOCK ST
MACON,GA31201 		58-2149128 501(C)(3) 13,165   N/A N/A SUB-AWARD
(318) MEDICAL COLLEGE OF WISCONSIN INC
8701 WATERTOWN PLANK RD
MILWAUKEE,WI53226 		39-0806261 501(C)(3) 1,679,716   N/A N/A SUB-AWARD
(319) MEDICAL UNIV OF SOUTH CAROLINA
171 ASHLEY AVE
CHARLESTON,SC294253001 		57-6000722 115 236,454   N/A N/A SUB-AWARD
(320) MEDSTAR HEALTH RESEARCH INSTITUTE INC
6525 BELCREST ROAD
HYATTSVILLE,MD207822031 		52-6056274 501(C)(3) 168,173   N/A N/A SUB-AWARD
(321) MEMBER OF THE FAMILY LLC
670 RITCHIE HIGHWAY
SEVERNA PARK,MD21146 		52-2174180   55,712   N/A N/A SUB-AWARD
(322) MEMORIAL SLOAN KETTERING CANCER CTR
633 THIRD AVE
NEW YORK,NY10017 		13-1624082 501(C)(3) 999,507   N/A N/A SUB-AWARD
(323) MENTAL HEALTH ASSOCIATION OF MD
1301 YORK RD STE 505
LUTHERVILLE,MD21093 		52-0591666 501(C)(3) 9,425   N/A N/A SUB-AWARD
(324) MENTE SYSTEMS INC DBA THEINCLAB
7900 WESTPARK DRIVE SUITE A560
MCLEAN,VA22102 		47-4488142   133,752   N/A N/A SUB-AWARD
(325) MERCURY SOLUTIONS INC
12701 MARBLESTONE DRIVE
WOODBRIDGE,VA22192 		47-4242949   60,337   N/A N/A SUB-AWARD
(326) MERCURY SYSTEMS INC
199 RIERNECK ROAD
CHELMSFORD,MA01824 		04-2741391   234,000   N/A N/A SUB-AWARD
(327) MERCYHURST UNIVERSITY
501 E 38TH ST
ERIE,PA16546 		25-0965430 501(C)(3) 130,520   N/A N/A SUB-AWARD
(328) MERIDIAN CLINICAL RESEARCH LLC
3319 N 107TH ST
OMAHA,NE681343664 		47-0823384   7,150   N/A N/A SUB-AWARD
(329) MERIDIAN MSI LLC
18 PLEASANT STREET
BRUNSWICK,ME04011 		46-4224865   218,898   N/A N/A SUB-AWARD
(330) METATEQ INC
1127 PRISCILLA LANE
ALEXANDRIA,VA22308 		26-0412360   62,127   N/A N/A SUB-AWARD
(331) METIS FOUNDATION
300 CONVENT ST STE 1330
SAN ANTIONIO,TX78205 		47-2219464 501(C)(3) 33,739   N/A N/A SUB-AWARD
(332) MGH INSTITUTE OF HEALTH PROFESSIONS
36 1ST AVE
BOSTON,MA021294557 		04-2868893 501(C)(3) 36,805   N/A N/A SUB-AWARD
(333) MICHIGAN STATE UNIV
301 ADMINISTRATION BLDG
EAST LANSING,MI48824 		38-6005984 115 354,105   N/A N/A SUB-AWARD
(334) MICROWAVE DYNAMICS
14321 CHAMBERS RD
TUSTIN,CA92780 		33-0566098   60,000   N/A N/A SUB-AWARD
(335) MICROWAVE ENGINEERING & MANUFACTURING CORP
10087 TYLER PLACE
IJAMSVILLE,MD217548747 		52-2042902   15,500   N/A N/A SUB-AWARD
(336) MID ATLANTIC PERMANENTE MEDICAL
2101 E JEFFERSON ST
ROCKVILLE,MD20852 		52-1196226   222,065   N/A N/A SUB-AWARD
(337) MILLION CONCEPTS LLC
1355 BARDSTOWN RD 132
LOUISVILLE,KY402041353 		37-1739173   5,043   N/A N/A SUB-AWARD
(338) MILTEC UV INTERNATIONAL LLC
146 LOG CANOE CIRCLE
STEVENSVILLE,MD21666 		27-3684890   81,139   N/A N/A SUB-AWARD
(339) MIRANDA INC
PO BOX 400
COLUMBIA,MD21045 		52-2230696   232,526   N/A N/A SUB-AWARD
(340) MISSISSIPPI STATE UNIVERSITY
PO BOX 6156 HARDY RD
MISSISSIPPI STATE,MS39762 		64-6000819 501(C)(3) 11,015   N/A N/A SUB-AWARD
(341) MISSOURI BREAKS INDUSTRIES RESEARCH
24181 148 STREET
TIMBERLAKE,SD57656 		46-0438471   202,041   N/A N/A SUB-AWARD
(342) MN ASSOCIATES INC
5231 GUNPOWDER RD
FAIRFAX,VA22030 		20-1927547   19,320   N/A N/A SUB-AWARD
(343) MOD4D2 LLC
3484 ROOSEVELT STREET
CARLSBAD,CA92008 		82-0833326   134,424   N/A N/A SUB-AWARD
(344) MONELL CHEMICAL SENSES CENTER
3500 MARKET ST
PHILADELPHIA,PA191043308 		23-2020897 501(C)(3) 43,382   N/A N/A SUB-AWARD
(345) MONOGRAM BIOSCIENCES
345 OYSTER POINT BLVD
SAN FRANCISCO,CA94080 		94-3234479   9,267   N/A N/A SUB-AWARD
(346) MONTANA STATE UNIVERSITY INC
PO BOX 172470
BOZEMAN,MT597172470 		81-6010045 115 11,407   N/A N/A SUB-AWARD
(347) MONTEFIORE MEDICAL CTR
111 E 210TH ST
BRONX,NY104672490 		13-1740114 501(C)(3) 68,472   N/A N/A SUB-AWARD
(348) MOOG INC
PO BOX 405228
ATLANTA,GA30384 		16-0757636   1,289,408   N/A N/A SUB-AWARD
(349) MORGAN STATE UNIV
1700 E COLDSPRING LN
BALTIMORE,MD21251 		23-7089143 115 229,684   N/A N/A SUB-AWARD
(350) MOSAIC COMMUNITY SERVICES INC
1925 GREENSPRING DR
TIMONIUM,MD21093 		52-1338141 501(C)(3) 54,768   N/A N/A SUB-AWARD
(351) MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PL BOX 1075
NEW YORK,NY10029 		13-6171197 501(C)(3) 870,986   N/A N/A SUB-AWARD
(352) N CA INST FOR RESEARCH AND EDUCATIO
4150 CLEMENT ST 151 NC
SAN FRANCISCO,CA941211545 		94-3084159 501(C)(3) 66,183   N/A N/A SUB-AWARD
(353) NABLA ZERO LABS
535 OLD MILL ROAD
SAN MARINO,CA911081651 		81-2125361   72,543   N/A N/A SUB-AWARD
(354) NANODIRECT LLC
1100 WICOMICO ST STE 600
BALTIMORE,MD212302090 		46-3283466   60,000   N/A N/A SUB-AWARD
(355) NATIONAL AERONAUTICS & SPACE ADMINISTRATION
4800 OAK GROVE DRIVE MAIL 180-802
PASADENA,CA91109 		53-0201509 501(C)(1) 35,931   N/A N/A SUB-AWARD
(356) NATIONAL COALITION ON HEALTH CARE
1299 PENNSYLVANIA AVE NW STE 1175
WASHINGTON,DC200042426 		52-1687849 501(C)(3) 28,713   N/A N/A SUB-AWARD
(357) NATIONAL COMMITTEE FOR QUALITY ASSURANCE
1100 13TH ST NW STE 1000
WASHINGTON,DC20005 		52-1191985 501(C)(3) 157,835   N/A N/A SUB-AWARD
(358) NATIONAL OPINION RESEARCH CENTER
55 E MONROE ST FL 20
CHICAGO,IL60603 		36-2167808 501(C)(3) 2,416,602   N/A N/A SUB-AWARD
(359) NATIONAL TECHNOLOGIES ASSOCIATION INC
6601 LITTLE RIVER TURNPIKE 215
ALEXANDRIA,VA22312 		54-1169829   141,691   N/A N/A SUB-AWARD
(360) NATIONAL TECHNOLOGY & ENGINEERING SOLUTIONS OF SANDIA LLC
1515 EUBANK BLVD NE MS-1387
ALBUQUERQUE,NM87123 		85-0097942 501(C)(1) 738,844   N/A N/A SUB-AWARD
(361) NATL JEWISH MEDICAL AND RES CTR
1400 JACKSON ST
DENVER,CO802062761 		74-2044647 501(C)(3) 55,765   N/A N/A SUB-AWARD
(362) NAVAL AIR WARFARE CENTER
22783 CEDAR POINT ROAD BLDG 2168
PATUXENT RIVER,MD206701160 		501(C)(1) 10,000   N/A N/A SUB-AWARD
(363) NAVAL SURFACE WARFARE CENTER
4104 EVANS WAY STE 102
INDIAN HEAD,MD20640 		53-0235662 501(C)(1) 200,000   N/A N/A SUB-AWARD
(364) NAVATEK LLC
841 BISHOP STREET
HONOLULU,HI968133916 		99-0178612   6,615   N/A N/A SUB-AWARD
(365) NETFLOOR USA
374 B COMPTON STREET
CHARLOTTE,NC28273 		56-2174072   21,949   N/A N/A SUB-AWARD
(366) NEW JERSEY INSTITUTE OF TECHNOLOGY
323 DR MARTIN LUTHER KING JR BLVD
NEWARK,NJ07102 		22-6000910 115 1,557,906   N/A N/A SUB-AWARD
(367) NEW MEXICO INSTITUTE OF MINING & TECH
801 LEROY PLACE
SOCORRO,NM878014750 		85-6000411 115 82,827   N/A N/A SUB-AWARD
(368) NEW SCALE TECHNOLOGIES INC
8938 121 VICTOR HEIGHTS PKWY
VICTOR,NY14564 		22-3867856   83,361   N/A N/A SUB-AWARD
(369) NEW YORK CITY HEALTH AND HOSPITAL
1400 PELHAM PKWY SOUTH
BRONX,NY10461 		13-2655001 115 182,154   N/A N/A SUB-AWARD
(370) NEW YORK UNIV
341 E 25TH ST
NEW YORK,NY10010 		13-5562308 501(C)(3) 523,244   N/A N/A SUB-AWARD
(371) NEWARK BETH ISRAEL MEDICAL CENTER
201 LYONS AVE
NEWARK,NJ07112 		22-3452311 501(C)(3) 70,000   N/A N/A SUB-AWARD
(372) NEWFORGE TECHNOLOGIES
249 HOMESTEAD ROAD
SOMERSET,NJ18954 		47-9499906   114,733   N/A N/A SUB-AWARD
(373) NEXGEN COMMUNICATIONS LLC A WHOLLY OWNED SUBS OF HARRIS CORP
85 NORTHWEST BOULEVARD
NASHUA,NH030634068 		54-2013068   84,846   N/A N/A SUB-AWARD
(374) NEXTAGE LLC
6802 CHICKADEE LANE
NEW MARKET,MD217746530 		47-1667974   214,902   N/A N/A SUB-AWARD
(375) NORTH CAROLINA A&T STATE UNIVERSITY
1601 E MARKET ST
GREENSBORO,NC274110001 		56-6000007 115 266,563   N/A N/A SUB-AWARD
(376) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE
BOSTON,MA02115 		91-1898417 501(C)(3) 135,307   N/A N/A SUB-AWARD
(377) NORTHROP GRUMMAN CORP ELECTRONIC SYSTEMS
895 OCEANIC DR
ANNAPOLIS,MD21401 		95-4840775   15,516   N/A N/A SUB-AWARD
(378) NORTHROP GRUMMAN SYSTEMS CORPORATION
PO BOX 232913
MERRIFIELD,VA221162329 		95-1055798   5,199,046   N/A N/A SUB-AWARD
(379) NORTHSIDE HOSPITAL INC
1000 JOHNSON FERRY RD
ATLANTA,GA303421611 		58-1954432 501(C)(3) 47,174   N/A N/A SUB-AWARD
(380) NORTHWESTERN UNIVERSITY
633 CLARK ST 2-502
EVANSTON,IL602081110 		36-2167817 501(C)(3) 963,642   N/A N/A SUB-AWARD
(381) NORTON HEALTHCARE INC
PO BOX 950268
LOUISVILLE,KY402950268 		61-1028725 501(C)(3) 24,206   N/A N/A SUB-AWARD
(382) NRT METHODOLOGIES INC
1901 N 370 W
TOOELE,UT840748920 		27-4375172   36,460   N/A N/A SUB-AWARD
(383) NUAIR ALLIANCE INC
250 HARRISON ST
SYRACUSE,NY13202 		46-0606366   10,000   N/A N/A SUB-AWARD
(384) NUMERICA CORPORATION
5042 TECHNOLOGY PARKWAY
FORT COLLINS,CO80528 		84-1349484   318,468   N/A N/A SUB-AWARD
(385) OAK RIDGE ASSOCIATED UNIVERSITITES INC
130 BADGER AVE
OAK RIDGE,TN37830 		62-0476801 501(C)(3) 211,561   N/A N/A SUB-AWARD
(386) OASIS SYSTEMS LLC
24 HARTWELL AVE
LEXINGTON,MA02421 		04-3382761   19,145   N/A N/A SUB-AWARD
(387) OCEANEERING INTERNATIONAL INC
804-D INDUSTRIAL AVE
CHESAPEAKE,VA23324 		95-2628227   54,708   N/A N/A SUB-AWARD
(388) OHIO STATE UNIV
1960 KENNY RD
COLUMBUS,OH43210 		31-6401599 501(C)(3) 21,091   N/A N/A SUB-AWARD
(389) OHIOHEALTH RESEARCH INSTITUTE
3545 OLENTANGY RIVER RD STE 408
COLUMBUS,OH43214 		31-6059784   7,150   N/A N/A SUB-AWARD
(390) ONCOLOGY HEMATOLOGY WEST PC
17201 WRIGHT ST STE 200
OMAHA,NE68130 		47-0754790   35,253   N/A N/A SUB-AWARD
(391) OPENJAUS LLC
2820 WOOSTER DRIVE
ALLISON PARK,PA15101 		27-3228750   95,172   N/A N/A SUB-AWARD
(392) OPHTHALMIC CONSULTANTS OF BOSTON
50 STANIFORD ST
BOSTON,MA02114 		61-1433916 501(C)(9) 12,450   N/A N/A SUB-AWARD
(393) ORBITAL SCIENCES CORP
PO BOX 1450
MINNEAPOLIS,MN554857854 		06-1209561   574,538   N/A N/A SUB-AWARD
(394) ORBITAL SCIENCES CORPORATION
21829 ATLANTIC BLVD
DULLES,VA20166 		54-1512926   8,931   N/A N/A SUB-AWARD
(395) OREGON HEALTH AND SCIENCES UNIV
3181 SW SAMUEL JACKSON
PORTLAND,OR97201 		51-0151916 115 1,189,016   N/A N/A SUB-AWARD
(396) OUR LADY OF THE LAKE PHYSICIAN
5000 HENNESSY BLVD
BATON ROUGE,LA70809 		27-4026658 501(C)(3) 69,890   N/A N/A SUB-AWARD
(397) OUT OF THE FOG RESEARCH LLC
565 CLYDE AVE 620
MOUNTAIN VIEW,CA94043 		  399,903   N/A N/A SUB-AWARD
(398) PACIFIC BUSINESS GROUP ON HEALTH
275 BATTERY ST STE 480
SAN FRANCISCO,CA941113309 		94-3093623   27,855   N/A N/A SUB-AWARD
(399) PACIFIC MARITIME FREIGHT INC DBA PACIFIC TUGBOAT SERVICE
1444 CESAR E CHAVEZ PKWY
SAN DIEGO,CA92113 		03-0471259   1,537,620   N/A N/A SUB-AWARD
(400) PACIFIC SCIENCE & ENGINEERING GROUP INC
9180 BROWN DEER ROAD
SAN DIEGO,CA921212238 		33-0086000   146,652   N/A N/A SUB-AWARD
(401) PACIFIC SHELLFISH INSTITUTE
120 STATE AVE NE 1056
OLYMPIA,WA98501 		91-1703218   6,117   N/A N/A SUB-AWARD
(402) PALLADIUM INTERNATIONAL LLC
1000 W MAIN ST SND FL
DURHAM,NC277012098 		26-1509671   62,070   N/A N/A SUB-AWARD
(403) PALMER WOLF CORPORATION
8A FRANCIS AVE
CAMBRIDGE,MA02138 		04-2793784   25,326   N/A N/A SUB-AWARD
(404) PALO ALTO INSTITUTE FOR RESEARCH AND EDUCATION
3801 MIRANDA AVE 151 P
PALO ALTO,CA943040038 		77-0207331 501(C)(3) 59,223   N/A N/A SUB-AWARD
(405) PALO ALTO RESEARCH CENTER
3333 COYOTE HILL ROAD
PALO ALTO,CA94304 		06-1568182   33,381   N/A N/A SUB-AWARD
(406) PAPGENE INC
810 WYMAN PARK DR
BALTIMORE,MD212112840 		46-5019671   2,342,557   N/A N/A SUB-AWARD
(407) PARK WEST HEALTH SYSTEMS INC
3319 W BELVEDERE AVE
BALTIMORE,MD212155143 		52-0976937 501(C)(3) 37,641   N/A N/A SUB-AWARD
(408) PARTNERSHIP WITH CHILDREN INC
299 BROADWAY RM 1300
NEW YORK,NY100071932 		13-5596751 501(C)(3) 72,186   N/A N/A SUB-AWARD
(409) PATHFINDER INTERNATIONAL
9 GALEN ST STE 217
WATERTOWN,MA02472 		53-0235320 501(C)(3) 201,893   N/A N/A SUB-AWARD
(410) PENINSULA REGIONAL MEDICAL CTR
100 E CARROLL ST
SALISBURY,MD218015493 		52-0591628 501(C)(3) 101,854   N/A N/A SUB-AWARD
(411) PENNSYLVANIA STATE UNIVERSITY
PO BOX 30
STATE COLLEGE,PA168040030 		24-6000376 115 1,706,948   N/A N/A SUB-AWARD
(412) PEOPLETEC INC
4901-1 CORPORATE DRIVE
HUNTSVILLE,AL358056206 		20-2320135   10,570   N/A N/A SUB-AWARD
(413) PERDU GLOBAL LLC
9005 OVERLOOK BOULEVARD
BRENTWOOD,TN370275269 		83-0760609   200,264   N/A N/A SUB-AWARD
(414) PHILIPS MEDICAL
64 PERIMETER CENTER E
ATLANTA,GA30346 		13-2636518   95,961   N/A N/A SUB-AWARD
(415) PHYSICAL SCIENCES INC
20 NEW ENGLAND BUSINESS CTR DR
ANDOVER,MA01810 		04-2517090   111,622   N/A N/A SUB-AWARD
(416) PIEDMONT HEALTHCARE INC
1968 PEACHTREE RD NW BLDG 95 STE 30
ATLANTA,GA303091281 		58-1503902 501(C)(3) 17,020   N/A N/A SUB-AWARD
(417) PIXELTEQ INC
8060 BRYAN DAIRY ROAD
LARGO,FL33777 		26-3796391   86,822   N/A N/A SUB-AWARD
(418) PLANETARY SCIENCE INSTITUTE
1700 E FORT LOWELL ROAD
TUCSON,AZ857192395 		33-0175263   225,454   N/A N/A SUB-AWARD
(419) POLARIS ALPHA ADVANCED SYSTEMS INC (A PARSONS COMPANY)
10300 SPOTSYLVANIA AVENUE
FREDERICKSBURG,VA22408 		54-1173997   7,615   N/A N/A SUB-AWARD
(420) POPULATION ACTION INTL
1300 19TH ST NW STE 200
WASHINGTON,DC20036 		52-0812075 501(C)(3) 825,646   N/A N/A SUB-AWARD
(421) POPULATION COUNCIL INC
1 DAG HAMMARSKJOLD PLZ FL 3
NEW YORK,NY100172251 		13-1687001 501(C)(3) 143,894   N/A N/A SUB-AWARD
(422) POPULATION SERVICES INTL
1120 19TH ST NW
WASHINGTON,DC20036 		56-0942853 501(C)(3) 2,951,724   N/A N/A SUB-AWARD
(423) PORTLAND STATE UNIVERSITY
PO BOX 751
PORTLAND,OR972070751 		93-0401259 501(C)(3) 40,000   N/A N/A SUB-AWARD
(424) POTOMAC FOUNDATION
8618 WESTWOOD CENTER DR STE 300
VIENNA,VA22182 		54-1468870 501(C)(3) 108,244   N/A N/A SUB-AWARD
(425) PPG INDUSTRIES INC
4325 ROSANNA DRIVE
ALLISON PARK,PA161011423 		25-0730780   61,320   N/A N/A SUB-AWARD
(426) PREDICTIVE SCIENCE INC
9990 MESA RIM ROAD
SAN DIEGO,CA921213933 		26-3200502   57,128   N/A N/A SUB-AWARD
(427) PRESSURE PROFILE SYSTEMS INC
5757 CENTURY BLVD
LOS ANGELES,CA90045 		95-4600767   159,103   N/A N/A SUB-AWARD
(428) PRINCE GEORGES COUNTY PUB SCHOOL
14201 SCHOOL LANE
UPPER MARLBORO,MD20772 		52-6000992 115 116,625   N/A N/A SUB-AWARD
(429) PRINCETON UNIVERSITY
701 CARNEGIE CENTER
PRINCETON,NJ08540 		21-0634501 501(C)(3) 3,075,591   N/A N/A SUB-AWARD
(430) PROBITY INC
754 ELDEN STREET
HERNDON,VA20170 		27-5398621   2,421,464   N/A N/A SUB-AWARD
(431) PROGENY SYSTEMS CORPORATION
9500 INNOVATION DRIVE
MANASSAS,VA20110 		54-1766108   12,442   N/A N/A SUB-AWARD
(432) PROTEIN CORE FACILITY
630 W 168TH ST BOX 54
NEW YORK,NY10032 		  12,292   N/A N/A SUB-AWARD
(433) PROVIDENCE HEALTH AND SERVICES
9205 SW BARNES RD
PORTLAND,OR97225 		93-0386929 501(C)(3) 8,502   N/A N/A SUB-AWARD
(434) PUBLIC HEALTH MANAGEMENT CORP
1500 MARKET ST STE 1500
PHILADELPHIA,PA191022100 		23-7221025 501(C)(3) 83,640   N/A N/A SUB-AWARD
(435) PURDUE UNIVERSITY
155 SOUTH GATE STREET
WEST LAFAYETTE,IN479072114 		35-6002041 115 121,080   N/A N/A SUB-AWARD
(436) QINETIQ INC
7918 JONES BRANCH DR SUITE 350
MCLEAN,VA22102 		54-2047211   16,037   N/A N/A SUB-AWARD
(437) QUANTUM ENGINEERING DESIGN INC
30487 PETERSON RD
CORVALLIS,OR97333 		93-1211775   967,484   N/A N/A SUB-AWARD
(438) RADIANCE TECHNOLOGIES INC
350 WYNN DRIVE
HUNTSVILLE,AL35805 		63-1204084   200,654   N/A N/A SUB-AWARD
(439) RAMAPO FOR CHILDREN INC
49 WEST 38TH ST FL 5
NEW YORK,NY10018 		13-5600422 501(C)(3) 21,000   N/A N/A SUB-AWARD
(440) RAND CORP
MS- ACCT 1700 MAIN ST
SANTA MONICA,CA90401 		95-1958142 501(C)(3) 97,393   N/A N/A SUB-AWARD
(441) RAP RESEARCH LAB LLC
1201 W MOUNT ROYAL AVE UNIT 535
BALTIMORE,MD212175537 		83-3531821   40,000   N/A N/A SUB-AWARD
(442) RAYTHEON APPLIED SIGNAL TECHNOLOGY INC
460 W CALIFORNIA AVENUE
SUNNYVALE,CA940865148 		77-0015491   114,274   N/A N/A SUB-AWARD
(443) RAYTHEON BBN TECHNOLOGIES CORP
PO BOX 4340
BOSTON,MA022114340 		41-2126829   469,014   N/A N/A SUB-AWARD
(444) RAYTHEON TECHNICAL
PO BOX 3411
BOSTON,MA02241 		04-2305772   152,095   N/A N/A SUB-AWARD
(445) RAZZAK TUCKER KAFONEK HANSEN MD PA
10751 FALLS RD STE 303
LUTHERVILLE,MD21093 		52-1095386   5,700   N/A N/A SUB-AWARD
(446) READING HOSPITAL
301 S 7 AVE
WEST READING,PA19611 		23-1352204 501(C)(3) 86,407   N/A N/A SUB-AWARD
(447) REGAL DECISION SYSTEMS
2445 HOLLY AVENUE SUITE 122
ANNAPOLIS,MD21401 		52-2067271   9,149   N/A N/A SUB-AWARD
(448) REGENTS OF THE UNIVERSITY OF CALIFORNIA
1100 KINROSS AVE
LOS ANGELES,CA90095 		95-6002123 115 14,719   N/A N/A SUB-AWARD
(449) REGENTS OF THE UNIVERSITY OF COLORADO
3100 MARINE ST RM 481
DENVER,CO802910220 		84-6000555 115 1,786,033   N/A N/A SUB-AWARD
(450) REGENTS OF THE UNIVERSITY OF IDAHO
875 PERIMETER DR STOP 3020
MOSCOW,ID838449803 		82-6000945 501(C)(3) 57,640   N/A N/A SUB-AWARD
(451) REMUDA LLC
101 S MAIN STREET SUIT 300
PUEBLO,CO81003 		47-1092966   89,222   N/A N/A SUB-AWARD
(452) RENSSELAER POLYTECHNIC INSTITUTE
17 CRAMER PATH
GANSEVOORT,NY12831 		14-1340095 501(C)(3) 5,616   N/A N/A SUB-AWARD
(453) RESEARCH CONSULTING GROUP INC
1411 SARATOGA DR
BEL AIR,MD21014 		52-2047439   99,637   N/A N/A SUB-AWARD
(454) RESEARCH FOUNDATION FOR MENTAL
150 BROADWAY STE 301
MENANDS,NY12204 		14-1410842 501(C)(3) 153,025   N/A N/A SUB-AWARD
(455) RESEARCH FOUNDATION OF CUNY
230 W 41ST STREET
NEW YORK,NY10036 		13-1988190 501(C)(3) 174,662   N/A N/A SUB-AWARD
(456) RESEARCH INSTITUTE AT NATIONWIDE
PO BOX 715245
COLUMBUS,OH43215 		31-6056230 501(C)(3) 58,567   N/A N/A SUB-AWARD
(457) RESEARCH TRIANGLE INSTITUTE
PO BOX 12194
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(458) RESULTS FOR DEVELOPMENT INSTITUTE INC
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593 EDDY ST
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(460) RICE UNIV
OFFICE OF SPONSORED RESEARCH MS 16
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7 LOMB MEMORIAL DR
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ELM AND CARLTON STS
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(473) SALIENT CRGT INC
4000 LEGATO ROAD
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5500 CAMPANILE DR
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54 WILTON RD
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6992 COLUMBIA GATEWAY DRIVE SUITE
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189 BERNARDO AVE SUITE 200
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PO BX 758671
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1593 SPRING HILL ROAD
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PO BOX 6815 6501 N CHARLES ST
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755 COLLEGE RD E
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18635 JARKEY DR
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803 WEST AVENUE
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1127 B BENFIELD BOULEVARD
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6014 DEEP LAKE WAY
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703 WHITE HORSE RD
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2401 W BELVEDERE AVE
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FAYETTEVILLE,NC28311 		  29,945   N/A N/A SUB-AWARD
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6200 C GEORGETOWN BLVD
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10 COLLEGE HALL
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10420 RESEARCH ROAD SE
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215 PARKWAY NORTH
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6220 CULEBRA ROAD
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108 AUDREY WAY
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1234 INNOVATION DRIVE
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CHW ST JOSEPH HOSPITAL AZ
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ONE WEST PARK ROAD
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DLAR DIVISION OF LAB ANIMAL RESOURC
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11555 RANCHO BERNARDO RD
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747 BROADWAY
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9861 BROKEN LAND PKWY
COLUMBIA,MD210463049 		52-1746775   83,227   N/A N/A SUB-AWARD
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(538) TALON CONCEPTS GROUP LLC
PO BOX 37
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GLENWOOD,MD21738 		14-1998504   243,336   N/A N/A SUB-AWARD
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6723 WHITTIER AVENUE
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3400 N BROAD ST
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9901 BELWARD CAMPUS DR
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401 GEORGE BUSH DRIVE
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140 CENTENNIAL AVE
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3575 BRIDGE ROAD
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(554) THE GLOBAL KNOWLEDGE INITIATIVE
1200 NEW YORK AVE NW
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1101 YALE BOULEVARD NE
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4541 AUKUU ROAD
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(557) THE PEALE CENTER
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(558) THE PROTON THERAPY CENTER LLC
6450 PROVISION CARES WAY
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4695 MILLENNIUM DRIVE
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1750 TYSONS BLVD
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2412 IRWIN STREET
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1501 DIVISION ST
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6800 CORTONA DRIVE
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800 E COMMERCE RD STE 203
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PO BOX 405325
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PO BOX 60327 BAYAMON
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3090 CENTER GREEN DRIVE
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PO BOX 870104
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PO BOX 3308
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1850 RESEARCH PARK DR STE 3 PO BOX
989062
WEST SACRAMENTO,CA95798 		94-6036494 115 299,929   N/A N/A SUB-AWARD
(597) UNIVERSITY OF CALIFORNIA BERKELEY
2150 SHATTUCK AVE
BERKELEY,CA974045940 		94-6002123 115 3,911,504   N/A N/A SUB-AWARD
(598) UNIVERSITY OF CALIFORNIA IRVINE
115 ADMINISTRATION BLDG
IRVINE,CA926971875 		95-2540117 115 769,021   N/A N/A SUB-AWARD
(599) UNIVERSITY OF CALIFORNIA LOS ANGELES
PO BOX 951406
LOS ANGELES,CA90095 		95-6006143 501(C)(3) 1,704,578   N/A N/A SUB-AWARD
(600) UNIVERSITY OF CALIFORNIA RIVERSIDE
900 UNIVERSITY AVE
RIVERSIDE,CA92521 		95-6006142 501(C)(3) 36,279   N/A N/A SUB-AWARD
(601) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DR
LA JOLLA,CA920930934 		95-6006144 115 2,029,989   N/A N/A SUB-AWARD
(602) UNIVERSITY OF CALIFORNIA SAN FRANCI
3333 CALIFORNIA ST
SAN FRANCISCO,CA94118 		68-0000845 115 3,458,793   N/A N/A SUB-AWARD
(603) UNIVERSITY OF CALIFORNIA SANTA BARB
3227 CHEADLE HALL
SANTA BARBARA,CA93106 		96-1792262 115 172,852   N/A N/A SUB-AWARD
(604) UNIVERSITY OF CALIFORNIA SANTA CRUZ
1156 HIGH STREET
SANTA CRUZ,CA95064 		94-1539563 501(C)(3) 38,511   N/A N/A SUB-AWARD
(605) UNIVERSITY OF CENTRAL FLORIDA
DIVISION OF FINANCE ACCOUNTING
ORLANDO,FL328263249 		59-6001874 115 9,515   N/A N/A SUB-AWARD
(606) UNIVERSITY OF CHICAGO
6030 S ELLIS AVE
CHICAGO,IL60637 		36-2177139 501(C)(3) 689,129   N/A N/A SUB-AWARD
(607) UNIVERSITY OF CINCINNATI
260 STETSON ST STE 2200
CINCINNATI,OH452670574 		31-6000989 115 37,751   N/A N/A SUB-AWARD
(608) UNIVERSITY OF CONNECTICUT
263 FARMINGTON AVE UNIT MC5335
FARMINGTON,CT06030 		23-7187838 115 245,529   N/A N/A SUB-AWARD
(609) UNIVERSITY OF DELAWARE
224 HULLIHEN HALL
NEWARK,DE19716 		51-6000297 501(C)(3) 2,721,049   N/A N/A SUB-AWARD
(610) UNIVERSITY OF FLORIDA
ACCT 25065
GAINESVILLE,FL32610 		59-6002052 115 640,308   N/A N/A SUB-AWARD
(611) UNIVERSITY OF HAWAII
2530 DOLE ST OFFICE RESEARCH
SERVICES
HONOLULU,HI96822 		99-0085260 115 249,739   N/A N/A SUB-AWARD
(612) UNIVERSITY OF HAWAII
2425 CAMPUS ROAD
HONOLULU,HI968164421 		99-6000354 115 108,078   N/A N/A SUB-AWARD
(613) UNIVERSITY OF HOUSTON
316 E CULLEN
HOUSTON,TX972042015 		23-7281200 501(C)(3) 146,876   N/A N/A SUB-AWARD
(614) UNIVERSITY OF ILLINOIS
1901 S 1ST ST
CHAMPAIGN,IL618207406 		37-6000511 115 435,481   N/A N/A SUB-AWARD
(615) UNIVERSITY OF IOWA
100 LEVITT CENTER
IOWA CITY,IA52242 		42-6004813 115 1,903,712   N/A N/A SUB-AWARD
(616) UNIVERSITY OF KANSAS MEDICAL CTR
3901 RAINBOW BLVD
KANSAS CITY,KS66160 		48-1108830 501(C)(3) 100,660   N/A N/A SUB-AWARD
(617) UNIVERSITY OF KENTUCKY RESEARCH FDTN
114 KINKEAD HALL
LEXINGTON,KY405060057 		61-6033693 501(C)(3) 12,244   N/A N/A SUB-AWARD
(618) UNIVERSITY OF LOUISIANA AT LAFAYETTE
104 UNIV CIR STE 338
LAFAYETTE,LA70403 		72-6000820 115 210,667   N/A N/A SUB-AWARD
(619) UNIVERSITY OF LOUISVILLE
501 E BROADWAY
LOUISVILLE,KY40202 		61-1014882 115 58,332   N/A N/A SUB-AWARD
(620) UNIVERSITY OF MARYLAND
OFFICE RES AND DEV
BALTIMORE,MD21201 		52-6002033 115 4,895,485   N/A N/A SUB-AWARD
(621) UNIVERSITY OF MASSACHUSETTS
333 SOUTH ST STE 450
SHREWSBURY,MA010039304 		04-3167352 115 668,848   N/A N/A SUB-AWARD
(622) UNIVERSITY OF MIAMI
1638 NW 10TH AVE
MIAMI,FL33136 		59-0624458 501(C)(3) 177,107   N/A N/A SUB-AWARD
(623) UNIVERSITY OF MICHIGAN
3003 S STATE ST
ANN ARBOR,MI48109 		38-6006309 115 5,038,584   N/A N/A SUB-AWARD
(624) UNIVERSITY OF MINNESOTA
200 OAK ST SE
MINNEAPOLIS,MN554552070 		41-1843943 115 2,576,496   N/A N/A SUB-AWARD
(625) UNIVERSITY OF MINNESOTA
20 COFFEY HALL
ST PAUL,MN55108 		41-6007513 115 2,657,458   N/A N/A SUB-AWARD
(626) UNIVERSITY OF MISSISSIPPI
PO BOX 1848
UNIVERSITY,MS38677 		31-1813143 501(C)(3) 1,314,867   N/A N/A SUB-AWARD
(627) UNIVERSITY OF MISSOURI COLUMBIA
310 JESSE HALL
COLUMBIA,MO65211 		43-6006309 115 78,603   N/A N/A SUB-AWARD
(628) UNIVERSITY OF MONTANA
32 CAMPUS DR 3104
MISSOULA,MT598124104 		81-6001713 115 23,101   N/A N/A SUB-AWARD
(629) UNIVERSITY OF NEBRASKA MEDICAL CENTER
987835 NEBRASKA MEDICAL CTR
OMAHA,NE681985100 		47-0049123 501(C)(3) 95,282   N/A N/A SUB-AWARD
(630) UNIVERSITY OF NEW HAMPSHIRE
39 COLLEGE RD
DURHAM,NH038243585 		02-6000937 115 2,398,482   N/A N/A SUB-AWARD
(631) UNIVERSITY OF NEW MEXICO
1 UNIV OF NEW MEXICO
ALBUQUERQUE,NM871311001 		85-6000642 115 77,965   N/A N/A SUB-AWARD
(632) UNIVERSITY OF NORTH CAROLINA
400 W FRANKLIN ST
CHAPEL HILL,NC27599 		56-6001393 115 2,341,881   N/A N/A SUB-AWARD
(633) UNIVERSITY OF NOTRE DAME DU LAC
731 GRACE HALL
NOTRE DAME,IN46556 		35-0868188 501(C)(3) 212,271   N/A N/A SUB-AWARD
(634) UNIVERSITY OF OKLAHOMA
660 PARRINGTON OVA
NORMAN,OK73019 		73-1377584 115 12,418   N/A N/A SUB-AWARD
(635) UNIVERSITY OF OREGON
5219 UNIVERSITY OF OREGON
EUGENE,OR974035219 		46-4727800 115 25,971   N/A N/A SUB-AWARD
(636) UNIVERSITY OF PENNSYLVANIA
125 S 31ST ST STE 2000
PHILADELPHIA,PA19104 		23-1352685 501(C)(3) 1,631,224   N/A N/A SUB-AWARD
(637) UNIVERSITY OF PITTSBURGH
130 DESOTO ST A428 CRABTREE HALL
PITTSBURGH,PA15261 		25-0965591 501(C)(3) 2,250,229   N/A N/A SUB-AWARD
(638) UNIVERSITY OF PUERTO RICO
14 AVE UNIVERSIDAD STE 1401
SAN JUAN,PR00936 		66-0433762 115 11,683   N/A N/A SUB-AWARD
(639) UNIVERSITY OF ROCHESTER
HYLAND BLDG 518
ROCHESTER,NY14627 		16-0743209 501(C)(3) 394,891   N/A N/A SUB-AWARD
(640) UNIVERSITY OF SOUTH CAROLINA
915 GREENE ST STE 241 2
COLUMBIA,MD29208 		56-6001153 115 529,105   N/A N/A SUB-AWARD
(641) UNIVERSITY OF SOUTH FLORIDA
3650 SPECTRUM BLVD
TAMPA,FL336129446 		59-3102112 115 314,459   N/A N/A SUB-AWARD
(642) UNIVERSITY OF SOUTHERN CALIFORNIA
2250 ALCAZAR ST
LOS ANGELES,CA90033 		95-1642394 501(C)(3) 854,481   N/A N/A SUB-AWARD
(643) UNIVERSITY OF TENNESSEE
877 MADISON AVE
MEMPHIS,TN38163 		62-6001636 115 165,140   N/A N/A SUB-AWARD
(644) UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159 UT ACCOUNTING
AUSTIN,TX787137159 		74-6000203 115 145,773   N/A N/A SUB-AWARD
(645) UNIVERSITY OF TEXAS AT DALLAS
PO BOX 830688
RICHARDSON,TX750830688 		75-2801470 115 92,106   N/A N/A SUB-AWARD
(646) UNIVERSITY OF TEXAS AT EL PASO
500 W UNIVERSITY AVE
EL PASO,TX79968 		74-6000813 115 26,872   N/A N/A SUB-AWARD
(647) UNIVERSITY OF TEXAS AT SAN ANTONIO
ONE UTSA CIRCLE
SAN ANTONIO,TX78249 		74-1686031 115 82,512   N/A N/A SUB-AWARD
(648) UNIVERSITY OF TEXAS AT TYLER
3900 UNIVERSITY BLVD
TYLER,TX75799 		75-1396988 115 138,367   N/A N/A SUB-AWARD
(649) UNIVERSITY OF TEXAS FOUNDATION
101 E 27TH ST STOP A9000
AUSTIN,TX78712 		74-1587488 501(C)(3) 123,670   N/A N/A SUB-AWARD
(650) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER
7000 FANNIN ST
HOUSTON,TX77030 		74-1761309 115 794,800   N/A N/A SUB-AWARD
(651) UNIVERSITY OF TEXAS MD ANDERSON
PO BOX 4461
HOUSTON,TX772104461 		74-6001118 501(C)(3) 512,404   N/A N/A SUB-AWARD
(652) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL
6363 FOREST PARK RD TOWER II
DALLAS,TX75390 		75-6002868 115 476,697   N/A N/A SUB-AWARD
(653) UNIVERSITY OF TULSA
800 SOUTH TUCKER DRIVE
TULSA,OK741049700 		73-0579298 501(C)(3) 64,066   N/A N/A SUB-AWARD
(654) UNIVERSITY OF UTAH
175 NORTH MEDICAL DR 3RD FL
SALT LAKE CITY,UT84132 		87-6000525 115 467,714   N/A N/A SUB-AWARD
(655) UNIVERSITY OF VERMONT
231 ROWELL BLDG
BURLINGTON,VT05405 		03-0179440 115 1,440,577   N/A N/A SUB-AWARD
(656) UNIVERSITY OF VIRGINIA
1001 N EMMET ST
CHARLOTTSVILLE,VA229034833 		54-6001796 115 1,725,536   N/A N/A SUB-AWARD
(657) UNIVERSITY OF WASHINGTON
2815 EASTLAKE AVE E STE 200
SEATTLE,WA98102 		91-6001537 115 1,488,577   N/A N/A SUB-AWARD
(658) UNIVERSITY OF WISCONSIN
21 N PARK ST STE 601
MADISON,WI537151218 		39-1805963 115 872,100   N/A N/A SUB-AWARD
(659) URBAN INST
2100 M ST NW - 5TH FLOOR
WASHINGTON,DC20037 		52-0880375 501(C)(3) 151,510   N/A N/A SUB-AWARD
(660) URBAN POLICY DEVELOPMENT LLC
2526 SAINT PAUL ST
BALTIMORE,MD212184982 		20-5861830   187,655   N/A N/A SUB-AWARD
(661) US CIVILIAN RESEARCH AND DEV FOUND
1776 WILSON BLVD STE 300
ARLINGTON,VA22209 		54-1773406 501(C)(3) 16,673   N/A N/A SUB-AWARD
(662) US GEOLOGICAL SURVEY
PO BOX 25286
DENVER,CO80225 		53-0196958 501(C)(1) 45,441   N/A N/A SUB-AWARD
(663) UTAH STATE UNIV RESEARCH FOUNDATION
1695 NORTH RESEARCH PARK WAY
NORTH LOGAN,UT84341 		87-0276385 501(C)(3) 101,223   N/A N/A SUB-AWARD
(664) VALVETECH INC
1391 PHELPS JUNCTION ROAD
PHELPS,NY14532 		16-1313126   100,000   N/A N/A SUB-AWARD
(665) VAN ANDEL INSTITUTE
333 BOSTWICK AVE NE
GRAND RAPIDS,MI49503 		52-2000820 501(C)(3) 261,899   N/A N/A SUB-AWARD
(666) VANDERBILT UNIVERSITY
3319 W END AVE
NASHVILLE,TN372036840 		62-0476822 501(C)(3) 1,194,413   N/A N/A SUB-AWARD
(667) VANTAGE SYSTEMS INC
10210 GREENBELT ROAD
LANHAM,MD20706 		52-1795685   951,914   N/A N/A SUB-AWARD
(668) VAPORSENS INC
36 S WASATCH DR SMBB 5527
SALT LAKE CITY,UT84112 		45-3734634   524,385   N/A N/A SUB-AWARD
(669) VENTUS EXECUTIVE SOLUTIONS LLC
8116 ARLINGTON BLVD SUITE 145
FALLS CHURCH,VA22042 		27-2771768   1,103,056   N/A N/A SUB-AWARD
(670) VERTEX AEROSPACE LLC
208 BELLE POINT DRIVE
QUEENSTOWN,MD216581103 		27-3640566   98,091   N/A N/A SUB-AWARD
(671) VETERANS BIO-MEDICAL RESEARCH INSTITUTE INC
385 TREMONT AVE 15 BLDG 11 RM 117B
EAST ORANGE,NJ070181023 		22-2995785 501(C)(3) 202,679   N/A N/A SUB-AWARD
(672) VIAMO INC
1701 RHODE ISLAND AVE NW
WASHINGTON,DC200363040 		84-3265232   120,659   N/A N/A SUB-AWARD
(673) VIRGINIA COMMONWEALTH UNIVERSITY
1015 FLOYD AVE
RICHMOND,VA23284 		54-6001758 115 144,778   N/A N/A SUB-AWARD
(674) VIRGINIA POLYTECHNIC INSTITUTE & STATE UNIVERSITY
300 TURNER ST NW SUITE 4200
BLACKSBURG,VA240610001 		54-6001805 115 624,099   N/A N/A SUB-AWARD
(675) VISITING NURSE SERVICE OF NEW YORK
107 E 70TH ST
NEW YORK,NY100214990 		13-3189926 501(C)(3) 370,533   N/A N/A SUB-AWARD
(676) VOXELERON LLC
2751 LOTUS ST
PLEASANTON,CA94588 		27-3296128   27,693   N/A N/A SUB-AWARD
(677) VRICON SYSTEMS LLC
8280 GREENSBORO DRIVE
MCLEAN,VA221024905 		46-4603684   34,950   N/A N/A SUB-AWARD
(678) VULNERABILITY ANALYTICS INTERNATIONAL
3124 ST CHARLES PLACE
ELLICOTT CITY,MD21042 		46-3549020   228,602   N/A N/A SUB-AWARD
(679) VULNERABILITY RESEARCH LABS LLC
10500 LITTLE PATUXENT PKWY 500
COLUMBIA,MD21044 		27-3519000   99,150   N/A N/A SUB-AWARD
(680) WAKE FOREST UNIVERSITY HEALTH SCIENCES
MEDICAL CENTER BLVD
WINSTONSALEM,NC27157 		22-3849199 501(C)(3) 1,146,213   N/A N/A SUB-AWARD
(681) WASHINGTON STATE UNIV
PO BOX 641039
PULLMAN,WA991641039 		91-1075542 115 137,774   N/A N/A SUB-AWARD
(682) WASHINGTON STATE UNIVERSITY
PO BOX 641025
PULLMAN,WA991641025 		91-6001108 501(C)(3) 13,481   N/A N/A SUB-AWARD
(683) WASHINGTON UNIVERSITY
700 ROSEDALE AVE CB 1034
ST LOUIS,MO63112 		43-0653611 501(C)(3) 1,103,702   N/A N/A SUB-AWARD
(684) WAYNE STATE UNIVERSITY
5057 WOODWARD AVENUE
DETROIT,MI482024050 		38-6028429 501(C)(3) 458,922   N/A N/A SUB-AWARD
(685) WEATHER GAGE TECHNOLOGIES LLC
2709 THYME DR EDGEWATER
EDGEWATER,MD21037 		82-0648446   53,423   N/A N/A SUB-AWARD
(686) WEST VIRGINIA COALITION AGAINST
5004 ELK RIVER RD SOUTH
ELKVIEW,WV25071 		31-1011750   44,506   N/A N/A SUB-AWARD
(687) WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION
MOUNTAINEER HUB PO BOX 6004
MORGANTOWN,WV26506 		55-0665758 501(C)(3) 298,470   N/A N/A SUB-AWARD
(688) WESTAT CORP
1650 RESEARCH BLVD
ROCKVILLE,MD20850 		84-0529566   7,058,177   N/A N/A SUB-AWARD
(689) WESTED
730 HARRISON STREET
SAN FRANCISCO,CA941071271 		94-3233542   134,500   N/A N/A SUB-AWARD
(690) WHEATON COLLEGE
501 COLLEGE AVE
WHEATON,IL60187 		36-2182171 501(C)(3) 10,757   N/A N/A SUB-AWARD
(691) WHEATON COLLEGE
26 E MAIN STREET
NORTON,MA027662322 		04-2103638 501(C)(3) 63,268   N/A N/A SUB-AWARD
(692) WHITMAN WALKER CLINIC INC
1701 14TH ST
WASHINGTON,DC20009 		52-1122122 501(C)(3) 1,424,393   N/A N/A SUB-AWARD
(693) WILLIAM J SIMONE INC
18815 NW 2ND STREET
PEMBROKE PINES,FL330293278 		27-1682081 501(C)(3) 38,550   N/A N/A SUB-AWARD
(694) WILLOWVIEW CONSULTING LLC
25850 KINGSBURY ROAD
MIDDLETON,ID836445349 		26-2420069   371,152   N/A N/A SUB-AWARD
(695) WISTAR INSTITUTE
3601 SPRUCE ST
PHILADELPHIA,PA191044205 		23-6434390 501(C)(3) 261,405   N/A N/A SUB-AWARD
(696) YALE UNIVERSITY
2 WHITNEY AVE 6TH FL
NEW HAVEN,CT06510 		06-0646973 501(C)(3) 642,316   N/A N/A SUB-AWARD
(697) YOMDLE INC
25 PONY LN
ROLLING HILLS ESTATES,CA902744132 		81-2540115   18,530   N/A N/A SUB-AWARD
(698) ZEDSOFT LLC
300 W LOMBARD STREET
BALTIMORE,MD20201 		81-2473951   175,462   N/A N/A SUB-AWARD
(699) ZIVKO AERONAUTICS INC
502 AIRPORT ROAD
GUTHRIE,OK73044 		73-1310194   902,215   N/A N/A SUB-AWARD
(700) AMERICAN DIABETES ASSOCIATION
2002 CLIPPER PK RD STE 110
BALTIMORE,MD21211 		13-1623888 501(C)(3) 7,500   N/A N/A CONTRIBUTION
(701) AMERICAN HEART ASSOCIATION
217 E REDWOOD ST STE 2300
BALTIMORE,MD21202 		52-0607918 501(C)(3) 25,000   N/A N/A CONTRIBUTION
(702) ASSOCIATED BLACK CHARITIES
1114 CATHEDRAL ST
BALTIMORE,MD21201 		52-1427774 501(C)(3) 23,000   N/A N/A CONTRIBUTION
(703) BALTIMORE CITY FOUNDATION INC
7 E REDWOOD ST 9TH FLR
BALTIMORE,MD21202 		52-1212473 501(C)(3) 6,500   N/A N/A CONTRIBUTION
(704) BALTIMORE CITY PUBLIC SCHOOLS
200 E NORTH AVE
BALTIMORE,MD21202 		52-2064235 115 30,000   N/A N/A CONTRIBUTION
(705) BALTIMORE GAS AND ELECTRIC
1068 N FRONT ST RM 501
BALTIMORE,MD21202 		52-0280210 501(C)(3) 14,387   N/A N/A CONTRIBUTION
(706) BALTIMORE SYMPHONY ORCHESTRA INC
1212 CATHEDRAL ST
BALTIMORE,MD212015545 		52-0629696 501(C)(3) 6,000   N/A N/A CONTRIBUTION
(707) BASKETBALL ACADEMY INC
3603 1/2 PATTERSON AVE
BALTIMORE,MD21207 		20-3361913 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(708) BETAMORE
101 W DICKMAN ST STE 1000
BALTIMORE,MD212305032 		52-2156026 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(709) BOY SCOUTS OF AMERICA
701 WYMNAN PARK DR
BALTIMORE,MD21211 		52-0591512 501(C)(3) 5,750   N/A N/A CONTRIBUTION
(710) BUILDING CONGRESS AND EXCHANGE OF BALTIMORE INC
6030 MARSHALEE DR STE 208
ELKRIDGE,MD210755987 		52-0258830 501(C)(3) 13,225   N/A N/A CONTRIBUTION
(711) CHARLES VILLAGE COMMUNITY BENEFITS
2434 ST PAUL STREET
BALTIMORE,MD21218 		52-1924284 115 68,340   N/A N/A CONTRIBUTION
(712) CHILDRENS CANCER FOUNDATION INC
5570 STERRETT PL STE 204
COLUMBIA,MD21044 		52-1319756 501(C)(3) 12,500   N/A N/A CONTRIBUTION
(713) CIVIC WORKS INC
2701 SAINT LO DR
BALTIMORE,MD212131100 		52-1925614 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(714) COLLEGEBOUND FOUNDATION
300 WATER ST
BALTIMORE,MD21202 		52-1598921 501(C)(3) 37,500   N/A N/A CONTRIBUTION
(715) CONGRESSIONAL BLACK CAUCUS FOUNDATION INC
1720 MASSACHUSETTS AVE NW
WASHINGTON,DC20036 		52-1160561 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(716) EAST BALTIMORE COMMUNITY SCHOOL
2800 N CHARLES STREET
BALTIMORE,MD21218 		26-4739632 501(C)(3) 764,164   N/A N/A CONTRIBUTION
(717) EAST BALTIMORE DEVEOPMENT CORPORATION
1731 EAST CHASE STREET
BALTIMORE,MD21213 		27-0037508 501(C)(3) 485,197   N/A N/A CONTRIBUTION
(718) ELIJAH CUMMINGS YOUTH PROGRAM IN ISRAEL
5750 PARK HEIGHTS AVE
BALTIMORE,MD21215 		52-2136761 501(C)(3) 13,000   N/A N/A CONTRIBUTION
(719) FAMILY TREE INC
2108 N CHARLES STREET
BALTIMORE,MD21218 		52-1110645 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(720) FINN GROUP LLC
1900 PARK AVE
BALTIMORE,MD21217 		45-4696710   7,500   N/A N/A CONTRIBUTION
(721) FREESTATE LEGAL PROJECT INC
2526 SAINT PAUL ST
BALTIMORE,MD212184982 		26-2174290 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(722) FRIENDS OF THE NATIONAL INSTITUTE OF NURSING
47595 WATKINS ISLAND SQ
STERLING,VA20165 		52-8132014 501(C)(3) 10,500   N/A N/A CONTRIBUTION
(723) FUSION PARTNERSHIPS INC
1601 GUILFORD AVE
BALTIMORE,MD212022877 		52-2148413 501(C)(3) 5,160   N/A N/A CONTRIBUTION
(724) GAITHERSBURG GERMANTOWN CHAMBER
910 CLOPPER RD STE 205N
GAITHERSBURG,MD20878 		52-1077028 501(C)(6) 6,000   N/A N/A CONTRIBUTION
(725) HEALTH CARE FOR THE HOMELESS INC
421 FALLSWAY
BALTIMORE,MD21202 		52-1576404 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(726) JDRF GREATER CHESAPEAKE AND POTOMAC
891 ELKRIDGE LANDING RD STE 150
LINTHICUM,MD21090 		23-1907729 501(C)(3) 7,500   N/A N/A CONTRIBUTION
(727) LIVE BALTIMORE HOME CENTER
343 N CHARLES ST 1ST FLR
BALTIMORE,MD21201 		04-3627393 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(728) MARIAN HOUSE INC
949 GORSUCH AVE
BALTIMORE,MD21218 		52-1243849 501(C)(3) 6,000   N/A N/A CONTRIBUTION
(729) MARYLAND CHAMBER OF COMMERCE
60 WEST STREET
ANNAPOLIS,MD214012479 		52-1784310 501(C)(6) 10,000   N/A N/A CONTRIBUTION
(730) MARYLAND TECHNOLOGY DEVELOPMENT
7021 COLUMBIA GATEWAY DR STE 200
COLUMBIA,MD21046 		52-2177960 115 202,000   N/A N/A CONTRIBUTION
(731) MD HISPANIC BUSINESS CONFERENCE
PO BOX 543
GAITHERSBURG,MD208840543 		04-3590287 501(C)(3) 7,500   N/A N/A CONTRIBUTION
(732) MD WASHINGTON MINORITY CONTRACTORS
PO BOX 29602
BALTIMORE,MD21216 		11-3692711   15,600   N/A N/A CONTRIBUTION
(733) MEDICAL EDUCATION RESOURCES INITIATIVE
31 N HAVEN ST STE 4
BALTIMORE,MD212241618 		47-1139530 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(734) MONTGOMERY COUNTY CHAMBER
51 MONROE ST STE 1800
ROCKVILLE,MD20850 		52-0735621 501(C)(3) 27,500   N/A N/A CONTRIBUTION
(735) NATIONAL ASSOCIATION FOR GIFTED CHILDREN
PO BOX 600
WHITE MARSH,MD21162 		31-0686464 501(C)(3) 9,250   N/A N/A CONTRIBUTION
(736) NATIONAL KIDNEY FOUNDATION
1301 YORK RD STE 209
LUTHERVILLE,MD21093 		52-6069952 501(C)(3) 6,000   N/A N/A CONTRIBUTION
(737) NATIONAL URBAN LEAGUE INC
80 PINE ST
NEW YORK,NY100051702 		13-1840489 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(738) ORTHOPAEDIC RESEARCH AND
9400 W HIGGINS RD STE 215
ROSEMONT,IL60018 		36-6009467 501(C)(3) 6,500   N/A N/A CONTRIBUTION
(739) PRT REACH FOUNDATION
5850 WATERLOO RD STE 140
COLUMBIA,MD210451944 		27-4657414 501(C)(3) 15,000   N/A N/A CONTRIBUTION
(740) RADIOLOGICAL SOCIETY OF NORTH AMERICA INC
820 JORIE BLVD
OAK BROOK,IL60523 		15-0539115 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(741) REGINALD F LEWIS MUSEUM MD AFRICAN
830 E PRATT ST
BALTIMORE,MD212024403 		52-2107879 501(C)(3) 15,000   N/A N/A CONTRIBUTION
(742) SIGMA THETA TAU INTERNATIONAL
550 W NORTH ST
INDIANAPOLIS,IN46202 		41-6022987 501(C)(3) 6,475   N/A N/A CONTRIBUTION
(743) SOUTHEAST COMMUNITY DEVELOPMENT
3323 EASTERN AVE STE 200
BALTIMORE,MD212244109 		52-1034466 501(C)(3) 107,873   N/A N/A CONTRIBUTION
(744) STRONG CITY BALTIMORE INC
2101 E BIDDLE ST STE 1100
BALTIMORE,MD212133314 		52-0897806 501(C)(3) 250,355   N/A N/A CONTRIBUTION
(745) SUNRISE DAY CAMP ASSOCIATION
8 MARKET PL STE 331
BALTIMORE,MD212024922 		46-5555854 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(746) SUSAN G KOMEN BREAST CANCER FOUNDATION
303 INTERNATIONAL CIR STE 390
HUNT VALLEY,MD210301409 		52-2053491 501(C)(3) 7,500   N/A N/A CONTRIBUTION
(747) THE CENTRAL BALTIMORE PARTNERSHIP INC
25 E 20TH ST
BALTIMORE,MD212186033 		26-2842736 501(C)(3) 26,025   N/A N/A CONTRIBUTION
(748) THE PRODUCERS CLUB OF MARYLAND
107 E READ STREET
BALTIMORE,MD21202 		52-1828837 501(C)(3) 62,500   N/A N/A CONTRIBUTION
(749) VIRGINIA FOUNDATION FOR THE HUMANITIES AND PUBLIC POLICY
145 EDNAM DR
CHARLOTTESVILLE,VA229034629 		54-1435523 501(C)(3) 25,000   N/A N/A CONTRIBUTION
(750) WATERFRONT PARTNERSHIP OF BALTIMORE
650 S EXETER ST STE 200
BALTIMORE,MD212024672 		20-3682821 501(C)(3) 10,000   N/A N/A CONTRIBUTION
(751) YMCA OF CENTRAL MARYLAND INC
303 W CHESAPEAKE AVE
BALTIMORE,MD21204 		52-0591699 501(C)(3) 51,533   N/A N/A CONTRIBUTION
(752) ALTA LANGUAGE SERVICES
3355 LENOX RD NE
ATLANTA,GA303261394 		58-2304091   5,460   N/A N/A HONORARIUM
(753) KEPPLER ASSOCIATES INC
3030 CLARENDON BLVD 7TH FL
ARLINGTON,VA22201 		52-1281937   15,000   N/A N/A HONORARIUM
(754) OLDER WOMEN EMBRACING LIFE
2200 N MONROE ST
BALTIMORE,MD21217 		27-0456843 501(C)(3) 15,000   N/A N/A HONORARIUM
(755) ORATION SERVICES INC
1530 SE 30TH AVE
PORTLAND,OR972144929 		46-5619463   17,500   N/A N/A HONORARIUM
(756) PENGUIN RANDOM HOUSE LLC
PO BOX 223384
PITTSBURGH,PA152512384 		46-2905685   12,500   N/A N/A HONORARIUM
(757) SBDNY INC
1006 PONDSIDE DR
WHITE PLAINS,NY106071361 		20-5412438 501(C)(3) 5,650   N/A N/A HONORARIUM
(758) SMITHSONIAN INSTITUTION
PO BOX 37012
WASHINGTON,DC200137012 		53-0206027 501(C)(3) 12,000   N/A N/A HONORARIUM
(759) THE JUPITER STRING QUARTET
711 W DELAWARE AVE
URBANA,IL618014806 		26-0882203   8,000   N/A N/A HONORARIUM
(760) UDARTA CONSULTING LLC
1515 NOYES DR
SILVER SPRING,MD209102223 		83-1252612   6,251   N/A N/A HONORARIUM
(761) UNITED TALENT AGENCY LLC
437 5TH AVE FL 7
NEW YORK,NY100162205 		95-4312582   20,000   N/A N/A HONORARIUM
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
421
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
342
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2018

Schedule I (Form 990) 2018
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) FELLOWSHIPS 2369 31,565,000   N/A N/A
(2) HONORARIA 2746 2,863,000   N/A N/A
(3) ACADEMIC AWARDS 1718 4,471,000   N/A N/A
(4) SCHOLARSHIPS 13530 361,369,000   N/A N/A
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE. THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN 2 CFR 200, AS APPLICABLE. SUBRECIPIENTS EXEMPT FROM 2 CFR 200 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
Schedule I (Form 990) 2018



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
Yes
 
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
Yes
 
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2018

Schedule J (Form 990) 2018
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1DANIELS RONALD J
PRESIDENT, TRUSTEE 		(i)

(ii)		 1,343,166
-------------
0 		0
-------------
0 		362,690
-------------
0 		1,060,898
-------------
0 		82,035
-------------
0 		2,848,789
-------------
0 		0
-------------
0
2ATES KATHERINE
VP & CHIEF OF STAFF 		(i)

(ii)		 453,196
-------------
0 		92,000
-------------
0 		77,937
-------------
0 		171,878
-------------
0 		31,790
-------------
0 		826,801
-------------
0 		76,118
-------------
0
3CONWAY HEIDI
VP-HUMAN RESOURCES 		(i)

(ii)		 355,807
-------------
0 		29,417
-------------
0 		3,964
-------------
0 		44,566
-------------
0 		27,814
-------------
0 		461,568
-------------
0 		0
-------------
0
4ENNIS DANIEL G
SR. VP-FINANCE & ADMINISTRATION 		(i)

(ii)		 770,228
-------------
0 		154,000
-------------
0 		222,590
-------------
0 		324,949
-------------
0 		29,371
-------------
0 		1,501,138
-------------
0 		219,080
-------------
0
5GRADY HELENE
VP-PLANNING & BUDGET 		(i)

(ii)		 306,207
-------------
0 		46,855
-------------
0 		14,116
-------------
0 		38,139
-------------
0 		23,851
-------------
0 		429,168
-------------
0 		14,116
-------------
0
6HYATT MELISSA
VP-CORPORATE SECURITY 		(i)

(ii)		 239,149
-------------
0 		12,188
-------------
0 		364
-------------
0 		26,390
-------------
0 		1,082
-------------
0 		279,173
-------------
0 		0
-------------
0
7KUMAR SUNIL
SR.VP-ACADEMIC AFFAIRS & PROVOST 		(i)

(ii)		 732,051
-------------
0 		66,000
-------------
0 		2,936
-------------
0 		220,147
-------------
0 		21,545
-------------
0 		1,042,679
-------------
0 		0
-------------
0
8LEWIS THOMAS
VP-GOVERNMENT & COMMUNITY AFFAIRS 		(i)

(ii)		 310,518
-------------
0 		7,500
-------------
0 		21,291
-------------
0 		38,118
-------------
0 		7,952
-------------
0 		385,379
-------------
0 		17,410
-------------
0
9MARSH MAUREEN
SECRETARY OF THE BOARD OF TRUSTEES 		(i)

(ii)		 349,220
-------------
0 		50,000
-------------
0 		500
-------------
0 		91,194
-------------
0 		1,718
-------------
0 		492,632
-------------
0 		0
-------------
0
10MCLEAN ROBERT
VP FOR FACILITIES & REAL ESTATE 		(i)

(ii)		 345,379
-------------
0 		33,813
-------------
0 		6,597
-------------
0 		41,996
-------------
0 		5,031
-------------
0 		432,816
-------------
0 		0
-------------
0
11PERLIONI JASON
VP-INVESTMENTS & CIO 		(i)

(ii)		 738,290
-------------
0 		1,250,000
-------------
0 		0
-------------
0 		90,000
-------------
0 		23,759
-------------
0 		2,102,049
-------------
0 		0
-------------
0
12PINEAU ARTHUR
VP AND GENERAL COUNSEL 		(i)

(ii)		 547,842
-------------
0 		81,000
-------------
0 		1,931
-------------
0 		146,611
-------------
0 		2,324
-------------
0 		779,708
-------------
0 		0
-------------
0
13RIDGE SUSAN
VP-COMMUNICATIONS & PUBLIC AFFAIRS 		(i)

(ii)		 332,547
-------------
0 		17,000
-------------
0 		75,000
-------------
0 		40,803
-------------
0 		18,514
-------------
0 		483,864
-------------
0 		0
-------------
0
14ROTHMAN PAUL
CEO & DEAN OF MEDICAL FACULTY 		(i)

(ii)		 1,508,231
-------------
0 		577,614
-------------
0 		24,650
-------------
0 		601,326
-------------
0 		37,471
-------------
0 		2,749,292
-------------
0 		0
-------------
0
15SCHROEDER FREDERIC
VP-DEVELOPMENT & ALUMNI RELATIONS 		(i)

(ii)		 701,871
-------------
0 		355,000
-------------
0 		4,813
-------------
0 		261,100
-------------
0 		54,341
-------------
0 		1,377,125
-------------
0 		0
-------------
0
16SEMMEL RALPH
DIRECTOR-APL 		(i)

(ii)		 925,137
-------------
0 		167,000
-------------
0 		74,828
-------------
0 		538,725
-------------
0 		2,547
-------------
0 		1,708,237
-------------
0 		0
-------------
0
17REEL STEPHANIE
VICE PROVOST FOR INFO. TECHNOLOGY 		(i)

(ii)		 661,101
-------------
0 		193,421
-------------
0 		2,124
-------------
0 		79,521
-------------
0 		2,015
-------------
0 		938,182
-------------
0 		0
-------------
0
18BREM HENRY
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 1,130,114
-------------
0 		352,100
-------------
0 		426,038
-------------
0 		136,867
-------------
0 		21,453
-------------
0 		2,066,572
-------------
0 		414,416
-------------
0
19HIGGINS ROBERT
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 878,893
-------------
0 		232,000
-------------
0 		10,821
-------------
0 		107,182
-------------
0 		47,420
-------------
0 		1,276,316
-------------
0 		0
-------------
0
20LEE W P ANDREW
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 783,823
-------------
0 		229,100
-------------
0 		277,474
-------------
0 		95,615
-------------
0 		24,003
-------------
0 		1,410,015
-------------
0 		262,138
-------------
0
21LIM MICHAEL
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 295,879
-------------
0 		1,137,605
-------------
0 		731
-------------
0 		36,425
-------------
0 		13,924
-------------
0 		1,484,564
-------------
0 		0
-------------
0
22SPONSELLER PAUL
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 382,694
-------------
0 		1,104,517
-------------
0 		0
-------------
0 		47,462
-------------
0 		24,636
-------------
0 		1,559,309
-------------
0 		0
-------------
0
23KLAG MICHAEL
FORMER DEAN - SCHOOL OF PUBLIC HEALT 		(i)

(ii)		 610,767
-------------
0 		0
-------------
0 		330
-------------
0 		74,780
-------------
0 		24,636
-------------
0 		710,513
-------------
0 		0
-------------
0
24LIEBERMAN ROBERT
FORMER SR.VP-ACADEMIC AFFAIRS & PROV 		(i)

(ii)		 354,304
-------------
0 		0
-------------
0 		29,662
-------------
0 		43,440
-------------
0 		41,901
-------------
0 		469,307
-------------
0 		0
-------------
0
25SPECTOR PHILLIP
FORMER VP-STRATEGIC INITIATIVES 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		195,363
-------------
0 		0
-------------
0 		0
-------------
0 		195,363
-------------
0 		0
-------------
0
26STARK WALTER J
FORMER PROFESSOR 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		2,350,682
-------------
0 		0
-------------
0 		0
-------------
0 		2,350,682
-------------
0 		2,350,682
-------------
0
Schedule J (Form 990) 2018

Schedule J (Form 990) 2018
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL: THE UNIVERSITY TRAVEL POLICY REQUIRES AIR TRAVEL ACCOMMODATIONS FOR ALL EMPLOYEES TO BE AT THE LOWEST COACH CLASS FARE AVAILABLE THAT MEETS BUSINESS NEEDS. THE POLICY DOES ALLOW FOR BUSINESS CLASS AIRFARE ON INTERNATIONAL FLIGHTS, BUT FIRST CLASS OR CHARTER TRAVEL IS ONLY ALLOWED IN LIMITED CIRCUMSTANCES WITH APPROPRIATE REVIEW AND APPROVAL AND WHERE THERE IS A BONA FIDE BUSINESS PURPOSE TO JUSTIFY THE ADDITIONAL COST. DURING THE TAX YEAR TWO OFFICERS TRAVELED FIRST CLASS ON LIMITED OCCASION. THESE TRAVEL EXPENSES WERE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND THEREFORE WERE NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUAL. TRAVEL FOR COMPANIONS: COMPANION OR SPOUSAL TRAVEL IS GENERALLY PROVIDED ONLY IN LIMITED CIRCUMSTANCES WHERE THE TRAVEL SERVES AN ESSENTIAL BUSINESS PURPOSE OF THE UNIVERSITY. DURING THE TAX YEAR, ONE OFFICER TRAVELED WITH HIS SPOUSE ON LIMITED OCCASION. WHERE THE SPOUSAL TRAVEL WAS DEEMED TO HAVE AN ESSENTIAL BUSINESS PURPOSE, THE AMOUNT WAS NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUAL. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE UNIVERSITY WILL PROVIDE TAX GROSS-UP PAYMENTS IN CERTAIN CIRCUMSTANCES WITH THE APPROPRIATE LEVELS OF REVIEW AND APPROVAL. DURING THE TAX YEAR, ONE OFFICER RECEIVED A GROSS-UP PAYMENT. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDES THE PRESIDENT WITH AN ON-CAMPUS RESIDENCE (THE "NICHOLS HOUSE") AND REQUIRES THE PRESIDENT TO USE THE HOUSE AS A PRIMARY RESIDENCE THROUGHOUT THE TERM OF OFFICE. THE PRESIDENT'S USE OF THE NICHOLS HOUSE IS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THEREFORE IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119. HEALTH OR SOCIAL CLUB DUES: UNIVERSITY POLICY ALLOWS FOR CORPORATE SOCIAL CLUB MEMBERSHIPS, BUT SUCH MEMBERSHIPS ARE FOR STRICT BUSINESS USE. SUCH DEPARTMENTAL OR DIVISIONAL MEMBERSHIPS CANNOT BE USED FOR ANY PERSONAL USE. AS SUCH, USE OF SUCH MEMBERSHIPS FOR UNIVERSITY BUSINESS IS NOT TREATED AS TAXABLE COMPENSATION. PERSONAL SERVICES: THE UNIVERSITY EMPLOYS A HOUSEKEEPER TO CLEAN THE NICHOLS HOUSE, PROVIDES THE PRESIDENT WITH A DRIVER TO ACCOMMODATE HIS FREQUENT TRAVEL, AND AN ADMINISTRATIVE TEAM TO SUPPORT HIS OFFICE. THE PERSONAL AND BUSINESS TIME FOR EACH OF THESE SERVICES ARE LOGGED AND ANY PERSONAL USE IS TREATED AS TAXABLE COMPENSATION TO THE PRESIDENT.
PART I, LINE 1B WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A: IN GENERAL UNIVERSITY POLICY AND PROCEDURES OR CONTRACTUAL OBLIGATIONS ARE FOLLOWED IN PROVIDING THE ABOVE LISTED BENEFITS TO THE LISTED EMPLOYEES. THE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY FOR GROSS-UP PAYMENTS. THE GROSS UP PAYMENT MADE IS IN CONNECTION WITH A CONTRACTUAL OBLIGATION. THERE ARE NO WRITTEN POLICIES FOR THE PROVISION OF THE PRESIDENT'S HOUSING AND RELATED PERSONAL SERVICES; HOWEVER, THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENT AGREEMENT WITH THE PRESIDENT. THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HIS EMPLOYMENT AGREEMENT THAT HE MUST LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119 AND NOT INCLUDED IN THE W-2. THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES AND PROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES. THE POLICIES AND PROCEDURES INCLUDE REQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES. IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOOD JUDGEMENT IN DETERMINING THE BUSINESS PURPOSE. TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS ARE REVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THE OFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE PRESIDENT'S OFFICE REVIEWS AND APPROVES TRAVEL AND BUSINESS EXPENSES OF THE SENIOR VICE PRESIDENTS AND THE CHAIR OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES.
PART I, LINE 4B PART I, QUESTION 4B: THE FOLLOWING AMOUNTS REPRESENT DISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN. ALL OF THESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ATES, KATHERINE $ 76,118 BREM, HENRY $ 414,416 ENNIS, DANIEL $ 219,080 GRADY, HELENE $ 14,116 LEE, W.P. ANDREW $ 262,138 LEWIS, THOMAS $ 17,410 STARK, WALTER J. $2,350,682 THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FOR THE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ATES, KATHERINE $ 138,878 BREM, HENRY $ 103,867 CONWAY, HEIDI $ 11,566 DANIELS, RONALD $ 1,027,898 ENNIS, DANIEL $ 291,949 GRADY, HELENE $ 5,139 HIGGINS, ROBERT $ 74,182 HYATT, MELISSA $ 4,390 KLAG, MICHAEL $ 41,780 KUMAR, SUNIL $ 187,147 LEE, W.P. ANDREW $ 62,615 LEWIS, THOMAS $ 5,118 LIEBERMAN, ROBERT $ 10,440 LIM, MICHAEL $ 3,425 MARSH, MAUREEN $ 58,194 MCLEAN, ROBERT $ 8,996 PERLIONI, JASON $ 57,000 PINEAU, ARTHUR $ 113,611 REEL, STEPHANIE $ 46,521 RIDGE, SUSAN $ 7,803 ROTHMAN, PAUL $ 568,326 SCHROEDER, III, FREDERIC $ 228,100 SEMMEL, RALPH $ 509,850 SPONSELLER, PAUL $ 14,462
PART I, LINES 5A, 6A AND 7: THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, AND VICE DEANS. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OF THE SCHOOL OF MEDICINE. PERFORMANCE SUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL AND DISCRETIONARY GOALS. PERFORMANCE INDICATORS MEASURE BUDGETARY (INCLUDING PROFITABILITY/EARNINGS), SAFETY, AND SERVICE EXCELLENCE PERFORMANCE. THE UNIVERSITY HAS IMPLEMENTED AN INCENTIVE PROGRAM FOR DEANS, KEY EMPLOYEES, AND PRINCIPAL ADMINISTRATIVE OFFICERS WITH THE EXCEPTION OF THE PRESIDENT. THE INCENTIVES RANGE FROM 4% TO 20% OF BASE SALARY. THE INCENTIVE PROGRAM WAS DEVELOPED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD WITH INPUT TO THE PROGRAM'S STRUCTURE AND ADMINISTRATION PROVIDED TO THE COMMITTEE BY THE PRESIDENT, SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE VICE PRESIDENT FOR HUMAN RESOURCES. IT IS ADMINISTERED BY THE COMPENSATION COMMITTEE OF THE BOARD. ANNUALLY, THE INCENTIVE AWARDS ARE RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE APPROVED A ONE-TIME PROJECT COMPLETION BONUS FOR THE VICE PRESIDENT FOR DEVELOPMENT & ALUMNI RELATIONS. THIS WAS IN RECOGNITION OF A SUCCESSFUL MULTI-YEAR FUNDRAISING CAMPAIGN THAT CONCLUDED IN OCTOBER 2018. IN ADDITION, THE VICE PRESIDENT OF INVESTMENTS AND CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTS. THESE SUPPLEMENTS ARE INCENTIVE OPPORTUNITIES DETERMINED USING BOTH QUALITATIVE AND QUANTITATIVE PERFORMANCE COMPONENTS. THESE SUPPLEMENTS ARE RECOMMENDED BY THE BOARD OF TRUSTEES INVESTMENT COMMITTEE AND APPROVED BY THE BOARD OF TRUSTEES COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE APPROVED PAYMENT OF PERFORMANCE SUPPLEMENTS TO THE VICE PRESIDENT OF INVESTMENTS AND CHIEF INVESTMENT OFFICER IN DECEMBER 2018. THE JOHNS HOPKINS APPLIED PHYSICS LABORATORY (JHU/APL) IMPLEMENTED AN INCENTIVE COMPENSATION PROGRAM FOR THE JHU/APL DIRECTOR. THE PROGRAM DESIGN AND STRUCTURE WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE JHU/APL BOARD OF MANAGERS (BOM). THE ANNUAL INCENTIVE FOR THE JHU/APL DIRECTOR RANGES FROM 0% TO 20% OF BASE PAY. OVERSIGHT OF THIS PROGRAM IS PROVIDED BY THE COMPENSATION COMMITTEE OF THE BOM WITH SUPPORT PROVIDED BY THE JHU/APL DIRECTOR OF TALENT SERVICES. THE SIZE OF THE ANNUAL INCENTIVES AWARDED TO THE JHU/APL DIRECTOR IS BASED UPON HIM MEETING SPECIFIC OBJECTIVES APPROVED AT THE BEGINNING OF THE CALENDAR YEAR BY THE COMPENSATION COMMITTEE OF THE BOM. IN NOVEMBER OF EACH YEAR, THE BOM COMPENSATION COMMITTEE REVIEWS THE PROGRESS TOWARDS THE GOALS ACHIEVED BY THE JHU/APL DIRECTOR AND DETERMINES AND APPROVES THE PERCENTAGE OF THE INCENTIVE EARNED BY THE JHU/APL DIRECTOR.
PART I, LINE 8: THERE WAS AN OFFICER WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INTITIAL CONTRACT EXCEPTION DESCRIBED IN REG. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REG. SECTION 53.4958-6(C).
Schedule J (Form 990) 2018
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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-14-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
  		52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 13,073,000 9,484,000 12,428,000 10,928,000
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 11,387,000 21,713,000 16,262,000
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............       108,078,992
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902 11,387,000 21,713,000 16,262,000
11 Other spent proceeds .............     178,727,564  
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007 2005 2005 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? ....   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X   X    
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2013. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2014. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. . ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED 2012. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2011. EQUIPMENT RELATED ISSUE RETIRED JULY 2012. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECTS RELATED ISSUE RETIRED MAY 2015. EQUIPMENT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/14/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS (ISSUE DATES 8/30/01 & 2/13/02 RESPECTIVELY) ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $153,150,000 $99,625,000 INTEREST EARNINGS $2,134,299 $25,577,564 $8,453,992 ____________ ____________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $178,727,564 $108,078,992 ___________ ____________ ____________ ___________ ____________ ____________
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2018

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-14-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
  		52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 13,073,000 9,484,000 12,428,000 10,928,000
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 11,387,000 21,713,000 16,262,000
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............       108,078,992
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902 11,387,000 21,713,000 16,262,000
11 Other spent proceeds .............     178,727,564  
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007 2005 2005 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? ....   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X   X    
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2013. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2014. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. . ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED 2012. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2011. EQUIPMENT RELATED ISSUE RETIRED JULY 2012. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECTS RELATED ISSUE RETIRED MAY 2015. EQUIPMENT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/14/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS (ISSUE DATES 8/30/01 & 2/13/02 RESPECTIVELY) ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $153,150,000 $99,625,000 INTEREST EARNINGS $2,134,299 $25,577,564 $8,453,992 ____________ ____________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $178,727,564 $108,078,992 ___________ ____________ ____________ ___________ ____________ ____________
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2018

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-14-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
  		52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 13,073,000 9,484,000 12,428,000 10,928,000
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 11,387,000 21,713,000 16,262,000
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............       108,078,992
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902 11,387,000 21,713,000 16,262,000
11 Other spent proceeds .............     178,727,564  
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007 2005 2005 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? ....   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X   X    
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2013. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2014. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. . ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED 2012. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2011. EQUIPMENT RELATED ISSUE RETIRED JULY 2012. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECTS RELATED ISSUE RETIRED MAY 2015. EQUIPMENT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/14/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS (ISSUE DATES 8/30/01 & 2/13/02 RESPECTIVELY) ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $153,150,000 $99,625,000 INTEREST EARNINGS $2,134,299 $25,577,564 $8,453,992 ____________ ____________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $178,727,564 $108,078,992 ___________ ____________ ____________ ___________ ____________ ____________
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2018

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) RONALD DANIELS OFFICER RETENTION   X 1,000,000 750,000   No Yes   Yes  
Total ...............Small Bullet $ 750,000
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2018
Schedule L (Form 990 or 990-EZ) 2018
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) DAVID C HODGSON TRUSTEE 2,200,000 AN EDUCATIONAL PROGRAM THROUGH THE SCHOOL OF MEDICINE WAS ESTABLISHED TO PROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICES TO A TRUSTEE'S FAMILY MEMBER. THE FAMILY REIMBURSES THE UNIVERSITY FOR ALL THE EXPENSES ASSOCIATED WITH THIS EDUCATIONAL PROGRAM.   No
(2) CHRISTOPHER ABULARRAGE FAMILY MEMBER OF OFFICER 449,106 CHRISTOPHER J. ABULARRAGE IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR OF VASCULAR SURGERY AND ENDOVASCULAR THERAPY AT THE SCHOOL OF MEDICINE   No
(3) NATALIE HENDLER FAMILY MEMBER OF FORMER TRUSTEE 165,796 NATALIE HENDLER IS EMPLOYED BY THE UNIVERSITY AS A SENIOR PROGRAM OFFICER FOR JHPIEGO.   No
(4) SUMATI MURLI FAMILY MEMBER OF OFFICER 172,645 SUMATI MURLI IS EMPLOYED BY THE UNIVERSITY AS A CLINICAL RESEARCH PROJECTS DIRECTOR AT THE SCHOOL OF MEDICINE.   No
(5) LAUREN OSBORNE FAMILY MEMBER OF FORMER OFFICER 199,466 LAUREN OSBORNE IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR OF PSYCHIATRY & BEHAVIORAL SCIENCES AT THE SCHOOL OF MEDICINE.   No
(6) JOANNE ROSEN FAMILY MEMBER OF TRUSTEE/OFFICER 162,687 JOANNE D. ROSEN IS EMPLOYED BY THE UNIVERSITY AS A SENIOR LECTURER AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH.   No
(7) A COMPANY THAT IS MAJORITY-OWNED BY A SUBSTANTIAL CONTRIBUTOR
  		ENTITY MORE THAN 35% OWNED BY A SUBSTANTIAL CONTRIBUTOR 300,735 ORDINARY COURSE AND OTHER SOFTWARE SUBSCRIPTIONS   No
(8) CENTERBRIDGE PARTNERS LP & AFFILIATED ENTITIES
  		GREATER THAN 35% OWNER IS TRUSTEE 3,666,204 INVESTMENT FEES   No
(9) CORDISH POWER PLANT NUMBER TWO LLC
  		GREATER THAN 35% OWNER IS TRUSTEE 563,563 THE UNIVERSITY RENTS PROPERTY FROM THE LLC.   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2018


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 10    
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 518 118,831,819 AVG. OF HIGH/LOW @ TRANS
10 Securities—Closely held stock . X 2 16,293,063 PROCEEDS RECEIVED
11 Securities—Partnership, LLC,
or trust interests .... 		X 6 1,471,745,078 PROCEEDS RECEIVED
12 Securities—Miscellaneous .. X 1 263,532 PROCEEDS RECEIVED
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 2 900,000 APPRAISED VALUE
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ... X 3    
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts .... X 11    
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 6 0  
26 Other Right pointing arrow large image ( OTHER EQUIP. ) X 15 0  
27 Other Right pointing arrow large image ( OTHER ) X 25 0  
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
11
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2018)
Schedule M (Form 990) (2018)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I.
PART I, LINE 32B: THE JOHNS HOPKINS UNIVERSITY UTILIZED BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OF SECURITIES; REALTORS TO LIQUIDATE REAL ESTATE; APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATE AS NECESSARY; AND OUTSIDE FIRMS THAT MANAGE ASSETS AND MAKE PAYMENTS AND TAX REPORTS TO LIFE INCOME DONORS.
PART I, LINE 33: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED. OTHER NONCASH CONTRIBUTIONS THAT ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED OR CAPITALIZED FOR FINANCIAL STATEMENT PURPOSES. THEREFORE SUCH AMOUNTS ARE NOT REPORTED IN COLUMN C.
Schedule M (Form 990) (2018)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Return Reference Explanation
PART I, LINE 6: VOLUNTEERS THE 2000 VOLUNTEERS REPORTED IN PART I OF FORM 990 INCLUDE AN ESTIMATE OF THE NUMBER OF TRUSTEES, ADVISORY COUNCIL MEMBERS, MEMBERS OF THE ALUMNI COUNCIL, MEMBERS OF THE HOPKINS PARENTS COUNCIL, ALUMNI AND OTHER LEADERS WHO PLAY A SIGNIFICANT VOLUNTEER ROLE ON BEHALF OF THE UNIVERSITY.
FORM 990, PART VI, SECTION A, LINE 1 THE BY-LAWS PROVIDE THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVE COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLY RESERVED TO THE BOARD." THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS OF THE BOARD OF TRUSTEES, INCLUDING THE PRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO ARE MEMBERS EX OFFICIO. THE CHAIRS OF THE STANDING COMMITTEES ARE MEMBERS OF THE EXECUTIVE COMMITTEE.
FORM 990, PART VI, SECTION A, LINE 2 DAVID HODGSON AND ANDREAS DRACOPOULOUS HAVE A BUSINESS RELATIONSHIP. ROSS MARGOLIES AND JEFFREY ARONSON HAVE A BUSINESS RELATIONSHIP. DAVID NOLAN AND JAMES WINTER HAVE A BUSINESS RELATIONSHIP. WILLIAM STROMBERG AND RONALD DANIELS HAVE A BUSINESS RELATIONSHIP. JAMES WINTER AND MICHAEL HANKIN HAVE A BUSINESS RELATIONSHIP. JAMES WINTER AND DAVID NOLAN HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 4 THE UNIVERSITY'S BY-LAWS WERE AMENDED DURING THE FISCAL YEAR TO MAKE REVISIONS TO THE COMPOSITION OF THE EXTERNAL AFFAIRS AND COMMUNITY ENGAGEMENT COMMITTEE AND THE DELEGATION OF SIGNATURE AUTHORITY. THE FIRST AMENDMENT ALLOWS A TRUSTEE OF ANY ENTITY CONTROLLED OR OWNED BY JOHNS HOPKINS OR THE JOHNS HOPKINS HEALTH SYSTEM TO BECOME A MEMBER OF THE EXTERNAL AFFAIRS AND COMMUNITY ENGAGEMENT COMMITTEE. THE SECOND AMENDMENT ENSURES DELEGATION OF SIGNATURE AUTHORITY MAY BE MADE ONLY IN ACCORDANCE WITH THE UNIVERSITY SIGNATURE AUTHORITY POLICY.
FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICES INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE, GOVERNMENT AFFAIRS AND HUMAN RESOURCES. THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, GENERAL COUNSEL AND THE EXTERNAL AUDITS SUB-COMMITTEE OF THE BOARD OF TRUSTEES. A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OF TRUSTEES BEFORE IT WAS FILED.
FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES REGARDING CONFLICTS OF INTEREST THAT APPLIES TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF THEIR FAMILY MEMBERS. THE POLICY REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICAL TIME. IF A BOARD MEMBER IS UNCERTIAN AS TO WHETHER A CONFLICT EXISTS, A FINAL DETERMINATION MAY BE MADE BY MAJORITY VOTE OF THE BOARD OF TRUSTEES. BOARD MEMBERS ARE PROHIBITED FROM VOTING ON ANY MATTER IN WHICH SUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED IN DETERMINING A QUORUM. THE DISCLOSURE AND ABSTENTION ARE REFLECTED IN THE MINUTES. THE UNIVERSITY HAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT THAT APPLIES TO ALL EMPLOYEES OF THE UNIVERSITY. THE POLICY REQUIRES EVERY EMPLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HER SUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THE EMPLOYEE. THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THE SUPERVISOR. THE UNIVERSITY HAS A POLICY ON INSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TO CERTAIN FINANCIAL INTERESTS OF UNIVERSITY OFFICERS, DEANS, PROVOSTS, OTHER INSTITUTIONAL OFFICIALS. THESE INDIVIDUALS MAKE ANNUAL DISCLOSURES OF THEIR FINANCIAL INTERESTS AND FIDUCIARY ROLES AS DEFINED IN THE POLICY AND MUST UPDATE THEIR REPORTS WITHIN A REASONABLE PERIOD OF TIME AFTER THEY LEARN THAT THEIR FINANCIAL INTERESTS HAVE CHANGED. THE UNIVERSITY HAS A STATEMENT OF ETHICAL STANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES. THIS STATEMENT ALSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES. THE UNIVERSITY HAS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO BOTH CURRENT AND FORMER MEMBERS OF THE BOARD OF TRUSTEES, UNIVERSITY OFFICERS, KEY EMPLOYEES AND FAMILY MEMBERS OF THESE INDIVIDUALS. TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN FINANCIAL INTERESTS. IF A POSSIBLE CONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIATE SANCTIONS COMMITTEE OF THE BOARD. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SPECIFIC AREAS. FOR EXAMPLE, THE UNIVERSITY HAS A PROCUREMENT CODE OF CONDUCT THAT DISSUADES EMPLOYEES FROM HAVING PERSONAL INTERESTS IN SUGGESTING OR SPECIFYING VENDORS. THE UNIVERSITY ALSO HAS A POLICY THAT REQUIRES FINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FINANCIAL INTERESTS. THE SCHOOL OF MEDICINE HAS A POLICY ON INTERACTION WITH INDUSTRY THAT APPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THE MEDICAL INDUSTRY. VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSE ADDITIONAL RESTRICTIONS. FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TO RESEARCH. POSSIBLE CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICH MAKES RECOMMENDATIONS TO A DEAN. CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDE PROHIBITION OF THE RESEARCH, PUBLIC DISCLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CONDITIONS.
FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT ANNUALLY REVIEWS COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICS LABORATORY (APL). THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY AN INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER INSTITUTIONS. MINUTES OF THE COMPENSATION COMMITTEE AND SUPPORTING MATERIALS PROVIDE SUBSTANTIATION OF THE DECISIONS WHICH INCLUDES APPROVAL OF THE COMPENSATION FOR ALL OFFICERS AND DEANS EXCEPT THE PRESIDENT. THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD. THE FULL BOARD, AFTER REVIEW BY THE COMPENSATION COMMITTEE, REVIEWS AND APPROVES THE PRESIDENT'S COMPENSATION. THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THE DIRECTOR. THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S BOARD OF TRUSTEE COMMITTEE ON THE APPLIED PHYSICS LABORATORY.
FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE AND UPON REQUEST. CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TO THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITE.
FORM 990, PART VII, SECTION A, COLUMN A: THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION: HENRY BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY DIRECTOR, DEPARTMENT OF NEUROSURGERY PROFESSOR OF NEUROSURGERY, OPHTHALMOLOGY, ONCOLOGY AND BIOMEDICAL ENGINEERING NEUROSURGEON-IN-CHIEF, JOHNS HOPKINS MEDICAL INSTITUTIONS DIRECTOR, HUNTERIAN NEUROSURGICAL RESEARCH CENTER PAUL SPONSELLER PROFESSOR OF ORTHOPEDIC SURGERY AND PEDIATRIC ORTHOPEDIC SURGERY ENDOWED CHAIR OF ORTHOPAEDIC SURGERY MICHAEL LIM PROFESSOR - NEURO SURGERY NEUROSURGICAL ONCOLOGY PROFESSOR - NEUROLOGICAL SURGERY - BRAIN TUMOR ACTING STAFF FULL TIME - NEUROLOGICAL SURGERY PROFESSOR OF ONCOLOGY AND RADIATION ONCOLOGY W.P. ANDREW LEE MILTON T. EDGERTON PROFESSOR OF PLASTIC AND RECONSTRUCTIVE SURGERY DIRECTOR OF THE DEPARTMENT OF PLASTIC AND RECONSTRUCTIVE SURGERY PROFESSOR OF PLASTIC AND RECONSTRUCTIVE SURGERY PROFESSOR OF ORTHOPAEDIC SURGERY PLASTIC SURGEON-IN-CHIEF IN THE JOHNS HOPKINS HOSPITAL ROBERT HIGGINS SURGEON-IN-CHIEF OF THE JOHNS HOPKINS MEDICINE DIRECTOR - DEPARTMENT OF SURGERY, JOHNS HOPKINS UNIVERSITY SHCOOL OF MEDICINE WILIAM STEWART HALSTEAD PROFESSOR OF SURGERY
FORM 990, PART XI, LINE 9: NET UNREALIZED GAINS FROM SWAPS - MARK TO MARKET -7,832,000. CHANGE IN BENEFIT PLAN FUNDED STATUS -88,659,000. REMOVAL OF JHPIEGO NET ASSETS -88,306,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2018


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) 11101 JOHNS HOPKINS ROAD TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111 		HOLDS TITLE TO REAL ESTATE MD 0 58,126,044 APPLIED PHYSICS LABORATORY LLC
 
(2) 2733 NORTH CHARLES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 44,838 595,000 JOHNS HOPKINS UNIVERSITY
 
(3) APPLIED PHYSICS LABORATORY LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111 		RESEARCH MD 1,689,462,622 1,025,199,514 JOHNS HOPKINS UNIVERSITY
 
(4) CHARLES & BLACKSTONE APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1990969 		HOLDS TITLE TO REAL ESTATE MD 2,245,887 39,547,582 JOHNS HOPKINS UNIVERSITY
 
(5) FREDERICK NEONATAL SERVICES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		CLINICAL SERVICES MD 1,924,962 130,340 JOHNS HOPKINS UNIVERSITY
 
(6) JHHC PARTICIPATING PHYSICIANS SERIES
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 MEDICAL SERVICES MD 0 0 JOHNS HOPKINS HEALTHCARE LLC
 
(7) JH IMAGING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 MEDICAL SERVICES MD 0 0 JOHNS HOPKINS HEALTHCARE LLC
 
(8) JHU CLINICAL BILLING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		BILLING SERVICES MD 61,500 0 JOHNS HOPKINS UNIVERSITY
 
(9) JHU-CHARLES COMMONS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 60,000 88,417,601 JOHNS HOPKINS UNIVERSITY
 
(10) JOHNS HOPKINS EMERGENCY MEDICAL SERVICES SERIES
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		EMERGENCY MEDICAL SERVICES TO HOWARD COUNTY GENERAL HOSPITAL MD 0 0 JOHNS HOPKINS HEALTHCARE LLC
 
(11) JOHNS HOPKINS MEDICINE INTERNATIONAL-1
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 INTERNATIONAL HEALTH CARE, EDUCATION MD 0 0 JOHNS HOPKINS MEDICINE INTL LLC
 
(12) JOHNS HOPKINS SETON PROPERTIES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 6,080,166 JOHNS HOPKINS UNIVERSITY
 
(13) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		PROMOTES EDUCATION UK 356,002 22,178 JOHNS HOPKINS UNIVERSITY
 
(14) MT WASHINGTON NORTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
41-6517144 		BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 8,256,941 29,415,932 JOHNS HOPKINS UNIVERSITY
 
(15) MT WASHINGTON SOUTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
51-6539776 		BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 9,791,828 22,785,125 JOHNS HOPKINS UNIVERSITY
 
(16) PATIENT FIRST SERIES
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 MEDICAL SERVICES MD 0 0 JOHNS HOPKINS HEALTHCARE LLC
 
(17) STAFFORD APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 0 JOHNS HOPKINS UNIVERSITY
 
(18) 3111 NORTH CHARLES INVESTMENT LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 337,751 110,545 JOHNS HOPKINS UNIVERSITY
 
(19) RA03 NORFOLK REMAINDERCO LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 HOLDS TITLE TO REAL ESTATE DE 0 1,315,000 JOHNS HOPKINS UNIVERSITY
 
(20) JOHNS HOPKINS GLOBAL II LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-1519934 		RESEARCH AND INTERNATIONAL EDUCATION MD 0 0 JOHNS HOPKINS UNIVERSITY
 
(21) HACKERMAN CHARITABLE HOLDINGS LLC
300 EAST JOPPA ROAD SUITE PL-6
BALTIMORE,MD21286
52-0595110 		INVESTMENT DE 516,048 0 JOHNS HOPKINS UNIVERSITY
 
(22) 63019 HOLDINGS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-3939444 		INVESTMENT DE 1,878,082,645 1,882,570,504 JOHNS HOPKINS UNIVERSITY
 
(23) 63019 HOLDINGS II LLC
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1485660 		INVESTMENT CJ 7,392,178 7,392,178 JOHNS HOPKINS UNIVERSITY
 
(24) 1876 HOLDINGS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		INVESTMENT MD 0 0 JOHNS HOPKINS UNIVERSITY
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)CENTER FOR LEARNING AND HEALTH CORPORATION
5200 EASTERN AVE

BALTIMORE,MD21211
 SUBSTANCE AND ABUSE TREATMENT RESEARCH MD 501(C)(3) 509(A)(3), TYPE I JOHNS HOPKINS UNIVERSITY
 
Yes
 
(2)EVERGREEN HOUSE FOUNDATION INC
4545 NORTH CHARLES STREET

BALTIMORE,MD212102693
52-0627782 		SUPPORT CULTURAL/EDUC FACILITY MD 501(C)(3) LINE 12D, III-O N/A
 
No
(3)JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 SOCIAL AWARENESS AND COMMUNICATIONS FOR PUBLIC HEALTH TZ   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(4)JOHNS HOPKINS BANGLADESH LIMITED
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH BG   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(5)JOHNS HOPKINS PEDIATRICS AT HOME INC
5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773 		HOME HEALTH SERVICES MD 501(C)(3) LINE 11 JOHNS HOPKINS UNIVERSITY
 
Yes
 
(6)JOHNS HOPKINS PEDIATRICS AT HOME INC
5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773 		HOME HEALTH SERVICES MD 501(C)(3) LINE 11 JOHNS HOPKINS HOME HEALTH CARE GROUP INC
 
Yes
 
(7)JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH NI   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(8)JOHNS HOPKINS UNIVERSITY HONG KONG LTD
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 EDUCATION HK   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(9)JOHNS HOPKINS UNIVERSITY RETIREE MEDICAL BENEFITS TRUST
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
52-6644093 		INVESTMENT TRUST MD 501(C)(3) 509(A)(3), TYPE I JOHNS HOPKINS UNIVERSITY
 
Yes
 
(10)THE BOLOGNA CENTER OF THE JOHNS HOPKINS UNIVERSITY CHARITABLE TRUST
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 ADVANCEMENT OF EDUCATION UK   N/A JOHNS HOPKINS UNIVERSITY
 
 
No
(11)JOHNS HOPKINS UNIVERSITY (GUYANA) INC
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH GY   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(12)JOHNS HOPKINS INDIA FOUNDATION
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 RESEARCH AND EDUCATION IN   N/A JOHNS HOPKINS GLOBAL III
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228 		REAL ESTATE MD N/A
 RELATED -9,190 -401,340   No   Yes   1.000 %
(2) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228 		REAL ESTATE MD N/A
 RELATED -680,092 4,954,394   No     No 74.000 %
(3) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353 		N/A MD N/A
                  
(4) JHMI UTILITIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-2814243 		UTILITIES SERVICES TO MEMBERS MD N/A
 RELATED 1,510,864 160,941,352   No 12,706 Yes   50.000 %
(5) JOHNS HOPKINS HEALTHCARE LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1899357 		MEDICAL SERVICES MD N/A
 RELATED 799,851 113,105,775   No -1,010,086 Yes   50.000 %
(6) JOHNS HOPKINS MEDICINE INTERNATIONAL LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2144849 		INTERNATIONAL HEALTH CARE, EDUCATION MD N/A
 RELATED 4,363,324 59,387,788   No -2,984,360 Yes   50.000 %
(7) HOWARD COUNTY NEONATAL SERVICES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2239401 		CLINICAL SERVICES MD N/A
 RELATED -116,852 -249,291   No   Yes   50.000 %
(8) JOHNS HOPKINS BROADWAY ACQUISITION AND DEVELOPMENT SERIES

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2284576 		LAND HOLDING AND DEVELOPMENT MD N/A
 RELATED 160,696 7,523,534   No   Yes   50.000 %
(9) JOHNS HOPKINS MEDICINE ALLIANCE FOR PATIENTS LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-2866692 		MEDICAL SERVICES MD N/A
 RELATED       No   Yes   50.000 %
(10) JOHNS HOPKINS SURGERY CENTER SERIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8707724 		CLINICAL SERVICES MD N/A
 RELATED 64,571 9,340,913   No   Yes   50.000 %
(11) MEDBIQUITOUS CONSORTIUM LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8924480 		INTERNET PUBLISHING MD N/A
 RELATED 105,321     No   Yes   50.000 %
(12) NEPHROLOGY INVESTMENTS OF ABERDEEN LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8645333 		INVESTMENT HOLDING MD N/A
 UNRELATED 507,397 418,252   No 510,194 Yes   60.260 %
(13) JOHNS HOPKINS HEALTH CARE AND SURGERY CENTER DEVELOPMENT LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-1388814 		REAL ESTATE MD N/A
 RELATED -14,502 26,701,363   No   Yes   50.000 %
(14) 320 W 29TH STREET LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-5373756 		REAL ESTATE MD N/A
 EXCLUDED 20,093 1,071,042   No   Yes   50.000 %
(15) REMINGTON 29TH STREET LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-3917703 		REAL ESTATE MD N/A
 EXCLUDED 24,426 1,571,204   No   Yes   99.900 %
(16) IMPALA BLUEBUCK LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-4035345 		INVESTMENT HOLDING DE N/A
 EXCLUDED -12,151,694 116,926,778   No -632,197   No 74.400 %
(17) CCA2-H LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-5305108 		INVESTMENT HOLDING DE N/A
 EXCLUDED 467,551 76,988,750   No     No 99.630 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CHARITABLE REMAINDER TRUSTS (96 TRUSTS)

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 INVESTMENTS MD N/A
 T   38,055,760     No
(2) JOHNS HOPKINS INDIA PRIVATE LIMITED

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 RESEARCH & PROJECT MANAGEMENT IN JOHNS HOPKINS GLOBAL II LLC
  		C     99.990 % Yes  










Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ASTHMA CENTER LP

 K 361,730 LEASE AGREEMENT
(2) NEPHROLOGY INVESTMENTS OF ABERDEEN INC

 S 422,119 PARTNERSHIP DISTRIBUTION
(3) CCA2-H LP

 B 75,000,000 PARTNERSHIP CONTRIBUTION
(4) REMINGTON 29TH ST LLC

 B 1,546,778 PARTNERSHIP CONTRIBUTION
(5) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

 B 12,346,632 COST REIMBURSEMENT
(6) JHU CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY

 B 1,910,014 COST REIMBURSEMENT
(7) JHMI UTILITIES LLC

 B 393,000 PARTNERSHIP CONTRIBUTION
(8) JOHNS HOPKINS BROADWAY ACQUISITION AND DEVELOPMENT SERIES

 S 700,000 PARTNERSHIP DISTRIBUTION
(9) JOHNS HOPKINS SURGERY CENTERS SERIES

 B 450,000 PARTNERSHIP CONTRIBUTION
(10) JOHNS HOPKINS HEALTH CARE AND SURGERY CENTER DEVELOPMEN LLC

 B 4,426,940 PARTNERSHIP CONTRIBUTION
Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
RELATED TAX-EXEMPT ENTITIES LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION: * JHPIEGO CORPORATION [EIN: 23-7424444] * JOHNS HOPKINS GLOBAL, INC. [EIN: 47-5649093] * JOHNS HOPKINS GLOBAL III, INC. [EIN: 83-1496989] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN: 52-0591627]
Schedule R (Form 990) 2018

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