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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
ALLERTON GARDENS TRUST XXXXX1005
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
36-6836626
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
27,149,862
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
286,690
286,676
286,676
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
573,583
b
Gross sales price for all assets on line 6a
2,803,398
7
Capital gain net income (from Part IV, line 2)
...
573,583
8
Net short-term capital gain
.........
14,299
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
18,540
18,540
18,540
12
Total.
Add lines 1 through 11
........
878,813
878,799
319,515
13
Compensation of officers, directors, trustees, etc.
157,663
105,923
105,923
51,740
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
8,899
6,912
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
740,035
18,540
721,480
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
906,597
112,835
124,463
773,220
25
Contributions, gifts, grants paid
.......
0
0
26
Total expenses and disbursements.
Add lines 24 and 25
906,597
112,835
124,463
773,220
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-27,784
b
Net investment income
(if negative, enter -0-)
765,964
c
Adjusted net income
(if negative, enter -0-)
...
195,052
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
104,210
126,405
126,405
2
Savings and temporary cash investments
.........
270,205
165,940
165,940
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
7,160,219
6,770,888
9,437,325
c
Investments—corporate bonds (attach schedule)
.......
1,549,340
1,969,805
2,021,938
11
Investments—land, buildings, and equipment: basis
3,069,900
Less: accumulated depreciation (attach schedule)
3,069,900
3,069,900
14,820,000
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
557,660
579,375
578,253
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
1
1
1
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
12,711,535
12,682,314
27,149,862
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
12,711,535
12,682,314
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
12,711,535
12,682,314
30
Total liabilities and net assets/fund balances
(see instructions)
.
12,711,535
12,682,314
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
12,711,535
2
Enter amount from Part I, line 27a
.....................
2
-27,784
3
Other increases not included in line 2 (itemize)
3
14,603
4
Add lines 1, 2, and 3
..........................
4
12,698,354
5
Decreases not included in line 2 (itemize)
5
16,040
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
12,682,314
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
17. REPUBLIC SERVICES INC
2015-03-16
2019-01-04
b
5. CVS CORP
2018-01-29
2019-01-17
c
2. CVS CORP
2018-01-25
2019-01-17
d
1. CVS CORP
2018-01-25
2019-01-17
e
1. CVS CORP
2018-01-25
2019-01-17
6. CVS CORP
2018-01-25
2019-01-17
3. CVS CORP
2018-01-25
2019-01-17
1. CVS CORP
2018-01-25
2019-01-17
17. CVS CORP
2018-01-25
2019-01-17
1. CVS CORP
2018-01-26
2019-01-17
18. CVS CORP
2018-01-26
2019-01-18
11. HOME DEPOT INC
2016-12-13
2019-01-30
1. HOME DEPOT INC
2018-04-02
2019-01-30
8. DOVER CORP
2018-01-03
2019-01-31
1. HOME DEPOT INC
2016-12-13
2019-01-31
17. ABBOTT LABS
2015-02-20
2019-02-01
3. DOVER CORP
2018-01-03
2019-02-01
1. DOVER CORP
2018-01-03
2019-02-04
1. DOVER CORP
2018-01-03
2019-02-04
4. CONOCOPHILLIPS
2019-02-01
2019-02-05
4. CONOCOPHILLIPS
2019-02-01
2019-02-05
2. CONOCOPHILLIPS
2019-02-01
2019-02-05
2. DOVER CORP
2018-07-20
2019-02-05
2. DOVER CORP
2018-07-20
2019-02-05
2. ILLINOIS TOOL WKS INC
2017-12-01
2019-02-05
7. ILLINOIS TOOL WKS INC
2018-05-18
2019-02-05
6. PPG INDS INC
2018-10-02
2019-02-05
4. CONOCOPHILLIPS
2019-02-01
2019-02-06
4. CONOCOPHILLIPS
2016-06-07
2019-02-06
1. CONOCOPHILLIPS
2016-11-21
2019-02-06
3. DOVER CORP
2018-07-20
2019-02-06
6. ILLINOIS TOOL WKS INC
2018-05-18
2019-02-06
5. PPG INDS INC
2018-10-02
2019-02-06
5. DOVER CORP
2018-07-20
2019-02-07
6. PPG INDS INC
2017-05-01
2019-02-07
2. PPG INDS INC
2018-10-02
2019-02-07
379.205 DODGE & COX INCOME FUND
2017-11-17
2019-02-08
2087.906 DODGE & COX INCOME FUND
2018-02-21
2019-02-08
11961.83 DOUBLELINE TTL RTRN BND-I
2018-01-17
2019-02-08
2243.552 DOUBLELINE TTL RTRN BND-I
2018-02-21
2019-02-08
6. THE TRAVELERS COMPANIES INC.
2018-10-15
2019-02-08
3007. VANGUARD BD INDEX FD INC
2018-06-13
2019-02-08
2. THE TRAVELERS COMPANIES INC.
2018-10-15
2019-02-11
3. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-02-11
3. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-02-12
4. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-02-12
2872.235 DODGE & INTERNATIONAL STOCK FUND
2010-02-26
2019-02-14
13. GENUINE PARTS CO
2015-09-15
2019-02-22
29. KRAFT HEINZ CO/THE
2014-08-25
2019-02-22
29. KRAFT HEINZ CO/THE
2018-08-08
2019-02-22
4. GENUINE PARTS CO
2009-03-19
2019-02-25
10. GENUINE PARTS CO
2009-03-19
2019-02-25
3. JOHNSON & JOHNSON
2009-03-19
2019-02-25
6. JOHNSON & JOHNSON
2009-03-19
2019-02-25
5. JOHNSON & JOHNSON
2009-03-19
2019-02-25
4. STARBUCKS CORP
2017-12-14
2019-02-25
1. STARBUCKS CORP
2017-12-14
2019-02-25
17. STARBUCKS CORP
2017-12-14
2019-02-25
14. HOME DEPOT INC
2014-10-30
2019-02-26
4. JOHNSON & JOHNSON
2009-03-19
2019-02-26
1. STARBUCKS CORP
2017-12-14
2019-02-26
4. STARBUCKS CORP
2017-12-14
2019-02-26
14. STARBUCKS CORP
2017-12-14
2019-02-26
5. MEDTRONIC PLC
2019-02-01
2019-02-26
8. MEDTRONIC PLC
2019-02-01
2019-02-27
8. MEDTRONIC PLC
2018-06-06
2019-02-27
2. MEDTRONIC PLC
2018-06-06
2019-02-27
3. TARGET CORP
2018-07-24
2019-02-28
9. TARGET CORP
2018-07-24
2019-02-28
5. TARGET CORP
2018-07-24
2019-02-28
5. TARGET CORP
2018-06-12
2019-02-28
1. TARGET CORP
2018-06-12
2019-02-28
4. MEDTRONIC PLC
2018-06-06
2019-02-28
7. MEDTRONIC PLC
2018-06-05
2019-02-28
18. PHILIP MORRIS INTERNATIONAL
2017-07-28
2019-03-01
1. TARGET CORP
2018-06-12
2019-03-01
8. TARGET CORP
2018-06-12
2019-03-01
10. TARGET CORP
2018-06-12
2019-03-01
8. TARGET CORP
2018-06-12
2019-03-01
3. JOHNSON & JOHNSON
2009-03-19
2019-03-04
11. JOHNSON & JOHNSON
2009-03-19
2019-03-04
2. JOHNSON & JOHNSON
2009-03-19
2019-03-04
15. TARGET CORP
2018-06-13
2019-03-04
11. TARGET CORP
2018-06-13
2019-03-04
1419.121 DODGE & INTERNATIONAL STOCK FUND
2010-02-26
2019-03-05
6593.797 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030
2007-12-12
2019-03-05
26. TARGET CORP
2018-06-27
2019-03-05
19. TARGET CORP
2018-11-20
2019-03-05
14. CHEVRON CORP
2018-08-10
2019-03-07
7. ILLINOIS TOOL WKS INC
2013-03-20
2019-03-07
2. ILLINOIS TOOL WKS INC
2018-05-18
2019-03-07
9. STANLEY BLACK & DECKER,INC.
2018-02-02
2019-03-07
8. 3M CO
2010-06-28
2019-03-07
9. 3M CO
2018-07-24
2019-03-07
8. ILLINOIS TOOL WKS INC
2013-03-20
2019-03-08
6. STANLEY BLACK & DECKER,INC.
2018-08-10
2019-03-08
2. STANLEY BLACK & DECKER,INC.
2018-02-02
2019-03-08
3. ILLINOIS TOOL WKS INC
2013-03-20
2019-03-11
4. STANLEY BLACK & DECKER,INC.
2018-08-13
2019-03-11
5. ILLINOIS TOOL WKS INC
2013-03-20
2019-03-12
4. REPUBLIC SERVICES INC
2015-04-30
2019-03-27
6. CVS CORP
2018-01-26
2019-03-28
35. CVS CORP
2018-01-26
2019-03-28
1. CVS CORP
2018-08-29
2019-03-28
1. REPUBLIC SERVICES INC
2015-03-13
2019-03-28
10. REPUBLIC SERVICES INC
2015-03-12
2019-03-28
2. REPUBLIC SERVICES INC
2015-03-12
2019-03-28
17. CVS CORP
2018-08-29
2019-03-29
18. CVS CORP
2018-06-14
2019-03-29
2. REPUBLIC SERVICES INC
2015-03-12
2019-03-29
13. CVS CORP
2018-03-01
2019-04-01
15. CVS CORP
2018-06-14
2019-04-01
10. HONEYWELL INTL INC
2018-12-19
2019-04-01
5. REPUBLIC SERVICES INC
2015-03-12
2019-04-01
4. CVS CORP
2018-03-01
2019-04-02
28. ALTRIA GROUP INC
2017-07-28
2019-04-03
6. ALTRIA GROUP INC
2018-04-06
2019-04-03
11. DOW INC
2018-08-10
2019-04-03
22. DOW INC
2018-07-20
2019-04-03
3. DOW INC
2018-07-06
2019-04-03
10. DOW INC
2018-07-05
2019-04-03
. PFIZER INC
2019-04-03
4. ALTRIA GROUP INC
2017-11-02
2019-04-04
20. ALTRIA GROUP INC
2018-04-05
2019-04-04
1. ALTRIA GROUP INC
2017-11-02
2019-04-05
6213.335 ARTISAN INTL VAL-INST
2011-12-21
2019-04-11
2041.167 DODGE & INTERNATIONAL STOCK FUND
2010-02-26
2019-04-11
12255.584 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030
2007-12-12
2019-04-11
2739.422 MFS INTL INTRINSIC VALUE-R6
2012-03-29
2019-04-11
1. AIR PRODS & CHEMS INC
2018-01-03
2019-04-12
1. AIR PRODS & CHEMS INC
2019-03-01
2019-04-12
19. EXXON MOBIL CORP
2019-03-07
2019-04-12
2. AIR PRODS & CHEMS INC
2018-08-14
2019-04-15
3. GILEAD SCIENCES INC
2016-07-20
2019-04-17
9. GILEAD SCIENCES INC
2016-07-20
2019-04-17
10. LILLY ELI & CO
2018-06-19
2019-04-17
6. LILLY ELI & CO
2018-06-19
2019-04-17
2. GILEAD SCIENCES INC
2016-07-20
2019-04-18
20. GILEAD SCIENCES INC
2016-02-03
2019-04-18
5. GILEAD SCIENCES INC
2016-02-03
2019-04-18
10. LILLY ELI & CO
2018-06-19
2019-04-18
1. LILLY ELI & CO
2018-06-19
2019-04-18
1. LILLY ELI & CO
2018-06-19
2019-04-18
1. LILLY ELI & CO
2018-06-28
2019-04-18
5. LILLY ELI & CO
2018-06-28
2019-04-18
1. LILLY ELI & CO
2018-06-04
2019-04-18
1. MERCK & CO INC
2019-04-10
2019-04-18
14. MERCK & CO INC
2019-01-04
2019-04-18
3. MERCK & CO INC
2019-01-04
2019-04-18
2. MERCK & CO INC
2019-01-04
2019-04-18
19. MERCK & CO INC
2018-09-04
2019-04-18
21. MERCK & CO INC
2017-11-08
2019-04-18
8. MERCK & CO INC
2018-09-04
2019-04-18
3. GILEAD SCIENCES INC
2016-02-03
2019-04-22
4. GILEAD SCIENCES INC
2016-02-03
2019-04-22
4. GILEAD SCIENCES INC
2016-05-17
2019-04-22
2. LILLY ELI & CO
2018-06-04
2019-04-22
19. MERCK & CO INC
2017-11-08
2019-04-22
13. MERCK & CO INC
2018-02-28
2019-04-22
. DOW INC
2019-04-23
10. GILEAD SCIENCES INC
2016-05-17
2019-04-23
21. MERCK & CO INC
2018-02-28
2019-04-23
33. MERCK & CO INC
2009-08-24
2019-04-23
5. 3M CO
2010-06-28
2019-04-25
24. 3M CO
2010-06-28
2019-04-25
34. MONDELEZ INTERNATIONAL-W/I
2015-10-07
2019-05-01
2. OCCIDENTAL PETE CORP
2015-11-13
2019-05-01
1. OCCIDENTAL PETE CORP
2015-11-13
2019-05-01
11. OCCIDENTAL PETE CORP
2015-11-13
2019-05-01
2. OCCIDENTAL PETE CORP
2015-11-13
2019-05-01
11. OCCIDENTAL PETE CORP
2015-11-13
2019-05-01
3. OCCIDENTAL PETE CORP
2017-02-03
2019-05-01
34. OCCIDENTAL PETE CORP
2016-11-18
2019-05-02
4. OCCIDENTAL PETE CORP
2017-11-03
2019-05-02
1. OCCIDENTAL PETE CORP
2017-11-03
2019-05-02
7. OCCIDENTAL PETE CORP
2017-11-03
2019-05-02
4. OCCIDENTAL PETE CORP
2017-02-02
2019-05-02
3. OCCIDENTAL PETE CORP
2017-11-03
2019-05-03
12. OCCIDENTAL PETE CORP
2019-04-01
2019-05-03
3. OCCIDENTAL PETE CORP
2017-05-08
2019-05-10
5. OCCIDENTAL PETE CORP
2019-04-01
2019-05-10
2. OCCIDENTAL PETE CORP
2017-05-08
2019-05-10
39. OCCIDENTAL PETE CORP
2017-05-05
2019-05-10
19. PHILIP MORRIS INTERNATIONAL
2017-10-19
2019-05-22
6. OCCIDENTAL PETE CORP
2017-05-05
2019-05-31
3. OCCIDENTAL PETE CORP
2017-05-05
2019-05-31
8. OCCIDENTAL PETE CORP
2009-04-29
2019-05-31
14. OCCIDENTAL PETE CORP
2009-04-29
2019-05-31
3. OCCIDENTAL PETE CORP
2009-04-29
2019-06-03
10. OCCIDENTAL PETE CORP
2009-04-29
2019-06-03
4. OCCIDENTAL PETE CORP
2009-04-29
2019-06-03
2. OCCIDENTAL PETE CORP
2009-04-29
2019-06-04
5. OCCIDENTAL PETE CORP
2009-04-29
2019-06-04
1. OCCIDENTAL PETE CORP
2009-04-29
2019-06-04
11. OCCIDENTAL PETE CORP
2009-04-29
2019-06-04
1283.98 MFS INTL INTRINSIC VALUE-R6
2012-03-29
2019-06-05
1. OCCIDENTAL PETE CORP
2009-04-29
2019-06-05
3. OCCIDENTAL PETE CORP
2009-04-29
2019-06-05
4. OCCIDENTAL PETE CORP
2009-04-29
2019-06-05
11. OCCIDENTAL PETE CORP
2009-04-29
2019-06-05
. KONTOOR BRANDS INC
2019-06-06
2. AIR PRODS & CHEMS INC
2018-08-14
2019-06-07
4. AIR PRODS & CHEMS INC
2017-12-28
2019-06-07
2. AIR PRODS & CHEMS INC
2018-08-15
2019-06-07
2. KONTOOR BRANDS INC
2019-03-11
2019-06-07
2. KONTOOR BRANDS INC
2018-12-04
2019-06-07
1. KONTOOR BRANDS INC
2018-12-04
2019-06-07
2. AIR PRODS & CHEMS INC
2017-12-27
2019-06-10
3.631 KONTOOR BRANDS INC
2009-03-19
2019-06-10
.369 KONTOOR BRANDS INC
2018-12-04
2019-06-10
2. KONTOOR BRANDS INC
2009-03-19
2019-06-11
. CORTEVA INC
2019-06-13
. DUPONT DE NEMOURS INC-WI
2019-06-13
4077.839 DIAMOND HILL LONG/SHORT-Y
2018-11-26
2019-06-14
4. OCCIDENTAL PETE CORP
2009-04-29
2019-06-17
2. OCCIDENTAL PETE CORP
2009-04-29
2019-06-17
2. OCCIDENTAL PETE CORP
2009-04-29
2019-06-17
10. OCCIDENTAL PETE CORP
2009-04-29
2019-06-17
18. OCCIDENTAL PETE CORP
2009-04-29
2019-06-17
2. OCCIDENTAL PETE CORP
2009-04-29
2019-06-18
36. OCCIDENTAL PETE CORP
2009-04-29
2019-06-18
12. STARBUCKS CORP
2017-12-14
2019-06-18
7. STARBUCKS CORP
2018-02-01
2019-06-18
1. STARBUCKS CORP
2018-02-01
2019-06-18
2. STARBUCKS CORP
2018-02-01
2019-06-18
9. OCCIDENTAL PETE CORP
2009-04-29
2019-06-19
1. STARBUCKS CORP
2018-02-01
2019-06-19
3. ALTRIA GROUP INC
2017-11-02
2019-06-21
7. ALTRIA GROUP INC
2018-11-12
2019-06-21
18. ALTRIA GROUP INC
2017-11-02
2019-06-21
1. ALTRIA GROUP INC
2018-11-12
2019-06-24
10. ALTRIA GROUP INC
2018-11-12
2019-06-24
3. ALTRIA GROUP INC
2018-11-12
2019-06-24
2. ALTRIA GROUP INC
2018-11-12
2019-06-25
3. ALTRIA GROUP INC
2018-11-12
2019-06-25
3.017 DOW INC
2017-09-06
2019-06-27
6.983 DOW INC
2018-07-05
2019-06-27
5. DOW INC
2017-05-01
2019-06-28
8. DOW INC
2010-05-06
2019-06-28
1. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-06-28
1. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-06-28
14. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-06-28
1. DOW INC
2010-05-06
2019-07-01
2. DOW INC
2010-05-06
2019-07-01
3. DOW INC
2010-05-06
2019-07-01
8. DOW INC
2010-05-06
2019-07-01
3. DOW INC
2010-05-06
2019-07-01
11. HARTFORD FINL SVCS GROUP INC
2017-01-03
2019-07-01
16. HARTFORD FINL SVCS GROUP INC
2019-03-01
2019-07-01
6. DOW INC
2010-05-06
2019-07-02
8. DOW INC
2010-05-06
2019-07-02
1. DOW INC
2010-05-06
2019-07-02
. AMGEN INC
2019-07-17
11. LILLY ELI & CO
2018-06-04
2019-07-25
25. MERCK & CO INC
2009-08-24
2019-07-25
17. LILLY ELI & CO
2015-06-12
2019-07-26
13. MERCK & CO INC
2009-08-24
2019-07-26
7. AIR PRODS & CHEMS INC
2018-06-04
2019-08-01
8. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
3. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
1. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
9. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
872.56 MFS INTL INTRINSIC VALUE-R6
2012-03-29
2019-08-01
1269.573 PARNASSUS EQTY INCOME FD-INS
2011-10-13
2019-08-01
2. COMCAST CORP NEW CL A
2019-05-07
2019-08-02
7. COMCAST CORP NEW CL A
2017-09-06
2019-08-02
2. COMCAST CORP NEW CL A
2017-09-06
2019-08-02
6. COMCAST CORP NEW CL A
2017-09-06
2019-08-02
59. PFIZER INC
2019-03-01
2019-08-02
1. COMCAST CORP NEW CL A
2017-09-06
2019-08-05
3. COMCAST CORP NEW CL A
2017-09-06
2019-08-05
7. COMCAST CORP NEW CL A
2017-09-06
2019-08-05
3. PFIZER INC
2019-04-09
2019-08-05
3. PFIZER INC
2019-04-09
2019-08-05
12. PFIZER INC
2019-04-09
2019-08-05
4. PFIZER INC
2019-04-09
2019-08-05
8. PFIZER INC
2019-04-09
2019-08-05
15. PFIZER INC
2019-04-09
2019-08-05
6. PFIZER INC
2019-04-18
2019-08-05
84. NISOURCE INC
2018-10-24
2019-08-06
11. NISOURCE INC
2015-07-27
2019-08-07
18. NISOURCE INC
2018-10-24
2019-08-07
1. CHEVRON CORP
2018-08-10
2019-08-13
1. CHEVRON CORP
2018-08-10
2019-08-13
4. CHEVRON CORP
2018-08-14
2019-08-13
13. CHEVRON CORP
2018-09-28
2019-08-13
5. GENUINE PARTS CO
2009-03-19
2019-08-28
15. GENUINE PARTS CO
2009-03-19
2019-08-29
9. GENUINE PARTS CO
2009-03-19
2019-08-30
3. GENUINE PARTS CO
2009-03-19
2019-09-03
30. COMCAST CORP NEW CL A
2017-09-06
2019-09-04
10. ILLINOIS TOOL WKS INC
2013-03-20
2019-09-04
2. CME GROUP INC
2018-12-19
2019-09-10
6. MICROSOFT CORP
2019-04-10
2019-09-10
13. MICROSOFT CORP
2016-04-22
2019-09-10
1. MICROSOFT CORP
2016-04-22
2019-09-10
5. CME GROUP INC
2018-12-19
2019-09-11
29. ALTRIA GROUP INC
2018-11-12
2019-09-13
7. ALTRIA GROUP INC
2019-03-01
2019-09-13
5. ALTRIA GROUP INC
2019-03-01
2019-09-13
4. ALTRIA GROUP INC
2014-10-10
2019-09-13
1. ALTRIA GROUP INC
2019-03-01
2019-09-13
2. ALTRIA GROUP INC
2014-10-10
2019-09-13
7. ALTRIA GROUP INC
2014-10-10
2019-09-13
1. GENERAL DYNAMICS CORP
2018-05-21
2019-09-23
3. GENUINE PARTS CO
2009-03-19
2019-09-23
1. GENUINE PARTS CO
2009-03-19
2019-09-23
2. GENERAL DYNAMICS CORP
2018-05-21
2019-09-24
2. GENERAL DYNAMICS CORP
2018-05-21
2019-09-24
3. GENUINE PARTS CO
2009-03-19
2019-09-24
1085. ISHARES TR BARCLAYS MBS BD FD
2019-02-08
2019-09-24
1476. VANGUARD BD INDEX FD INC
2019-03-05
2019-09-24
3. GENERAL DYNAMICS CORP
2018-05-18
2019-09-25
3. GENUINE PARTS CO
2009-03-19
2019-09-25
3. GENERAL DYNAMICS CORP
2018-05-18
2019-09-26
4. GENUINE PARTS CO
2009-03-19
2019-09-26
1. GENERAL DYNAMICS CORP
2018-05-18
2019-09-27
3. GENUINE PARTS CO
2009-03-19
2019-09-27
2. GENUINE PARTS CO
2009-03-19
2019-09-30
47. CORTEVA INC
2017-09-06
2019-10-01
6. HONEYWELL INTL INC
2018-12-19
2019-10-01
2. HONEYWELL INTL INC
2009-03-19
2019-10-01
1. STANLEY BLACK & DECKER,INC.
2017-05-02
2019-10-01
1. STANLEY BLACK & DECKER,INC.
2017-05-02
2019-10-01
13. STARBUCKS CORP
2018-02-01
2019-10-01
8. THE TRAVELERS COMPANIES INC.
2009-03-19
2019-10-01
3. STANLEY BLACK & DECKER,INC.
2017-05-01
2019-10-02
2. STANLEY BLACK & DECKER,INC.
2017-05-01
2019-10-03
28. ABBOTT LABS
2015-05-05
2019-10-04
1. STANLEY BLACK & DECKER,INC.
2017-05-01
2019-10-04
2. STANLEY BLACK & DECKER,INC.
2018-06-27
2019-10-04
1. STANLEY BLACK & DECKER,INC.
2018-06-27
2019-10-07
2. STANLEY BLACK & DECKER,INC.
2018-06-27
2019-10-07
2. STANLEY BLACK & DECKER,INC.
2018-06-27
2019-10-08
5. APPLE COMPUTER INC
2019-04-10
2019-10-17
8. APPLE COMPUTER INC
2012-05-18
2019-10-17
12. MICROSOFT CORP
2016-04-22
2019-10-17
4. MICROSOFT CORP
2016-04-22
2019-10-17
11. MICROSOFT CORP
2009-01-29
2019-10-17
3. MICROSOFT CORP
2009-01-29
2019-10-17
2. TEXAS INSTRS INC
2017-12-01
2019-10-17
2. TEXAS INSTRS INC
2019-05-07
2019-10-17
1. TEXAS INSTRS INC
2017-12-01
2019-10-17
1. TEXAS INSTRS INC
2017-12-01
2019-10-17
1. TEXAS INSTRS INC
2017-12-01
2019-10-17
4. TEXAS INSTRS INC
2015-03-09
2019-10-18
4. TEXAS INSTRS INC
2015-03-09
2019-10-18
7. TEXAS INSTRS INC
2015-03-09
2019-10-21
5. HARTFORD FINL SVCS GROUP INC
2017-01-03
2019-10-22
1. HARTFORD FINL SVCS GROUP INC
2017-01-03
2019-10-22
6. HARTFORD FINL SVCS GROUP INC
2018-10-15
2019-10-22
5. MICROSOFT CORP
2009-01-29
2019-10-22
9. MICROSOFT CORP
2009-01-29
2019-10-22
2. MICROSOFT CORP
2009-01-29
2019-10-22
3. MICROSOFT CORP
2009-01-29
2019-10-22
3. HARTFORD FINL SVCS GROUP INC
2018-10-15
2019-10-23
9. HARTFORD FINL SVCS GROUP INC
2018-10-15
2019-10-23
3. MICROSOFT CORP
2009-01-29
2019-10-23
2. MICROSOFT CORP
2009-01-29
2019-10-23
5. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-24
2. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-25
3. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-25
2. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-28
2. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-28
4. TIFFANY & CO NEW
2018-11-08
2019-10-28
9. TIFFANY & CO NEW
2018-11-02
2019-10-28
4. TIFFANY & CO NEW
2018-11-07
2019-10-28
7. TIFFANY & CO NEW
2018-10-31
2019-10-28
1. TIFFANY & CO NEW
2018-11-12
2019-10-28
4. TIFFANY & CO NEW
2018-11-12
2019-10-28
4. BECTON DICKINSON & CO
2018-07-27
2019-10-29
1. BECTON DICKINSON & CO
2011-10-13
2019-10-29
3. BECTON DICKINSON & CO
2019-05-07
2019-10-29
1. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-29
2. HARTFORD FINL SVCS GROUP INC
2015-07-02
2019-10-29
4502.476 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2014-12-16
2019-10-29
4. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
3. EDISON INTL
2019-07-31
2019-10-30
2. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
15. TIFFANY & CO NEW
2018-10-30
2019-10-30
2. EDISON INTL
2019-07-31
2019-10-31
5. EDISON INTL
2019-07-31
2019-10-31
3. EDISON INTL
2019-07-31
2019-10-31
2. EDISON INTL
2019-08-07
2019-10-31
1. EDISON INTL
2019-08-07
2019-10-31
4. ILLINOIS TOOL WKS INC
2013-04-23
2019-11-01
1. ILLINOIS TOOL WKS INC
2013-04-23
2019-11-01
2. ILLINOIS TOOL WKS INC
2013-04-23
2019-11-01
3. ILLINOIS TOOL WKS INC
2013-04-23
2019-11-01
1. ILLINOIS TOOL WKS INC
2013-04-23
2019-11-01
11. MICROSOFT CORP
2009-01-29
2019-11-01
71. NISOURCE INC
2015-07-24
2019-11-01
4. CHUBB LTD
2019-05-07
2019-11-01
7. CHUBB LTD
2017-09-08
2019-11-01
2. ILLINOIS TOOL WKS INC
2013-04-23
2019-11-04
1. HOME DEPOT INC
2019-05-07
2019-11-05
1. HOME DEPOT INC
2019-05-07
2019-11-05
4. HOME DEPOT INC
2009-03-19
2019-11-05
1. HOME DEPOT INC
2009-03-19
2019-11-05
3. MERCK & CO INC
2009-08-24
2019-11-15
2. MERCK & CO INC
2009-08-24
2019-11-15
8. MERCK & CO INC
2009-08-24
2019-11-15
27. PFIZER INC
2019-04-18
2019-11-15
8. PFIZER INC
2009-04-24
2019-11-15
61. PFIZER INC
2019-04-18
2019-11-15
4. MERCK & CO INC
2009-08-24
2019-11-18
3. MERCK & CO INC
2009-08-24
2019-11-18
14. MERCK & CO INC
2009-08-24
2019-11-18
9. MERCK & CO INC
2009-08-24
2019-11-19
2. TIFFANY & CO NEW
2018-10-30
2019-11-22
4. TIFFANY & CO NEW
2018-10-30
2019-11-22
1967.206 FIDELITY 500 INDEX-INST PRM
2018-02-07
2019-11-25
301.874 FIDELITY 500 INDEX-INST PRM
2019-01-15
2019-11-25
2. TIFFANY & CO NEW
2018-10-29
2019-11-25
1. TIFFANY & CO NEW
2018-10-29
2019-11-25
6. TIFFANY & CO NEW
2019-07-01
2019-11-25
18. TIFFANY & CO NEW
2019-02-01
2019-11-25
6. HOME DEPOT INC
2009-03-19
2019-12-03
4. PPG INDS INC
2017-05-01
2019-12-03
4. PPG INDS INC
2019-05-07
2019-12-03
6. STANLEY BLACK & DECKER,INC.
2018-06-28
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2018-06-28
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2018-06-28
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2018-06-28
2019-12-04
1. STANLEY BLACK & DECKER,INC.
2018-12-04
2019-12-04
5740.474 EQUINOX IMP SYSTEM MACRO-I
2018-11-07
2019-12-09
19. NISOURCE INC
2015-07-24
2019-12-11
7. NISOURCE INC
2015-07-24
2019-12-12
15. NISOURCE INC
2012-12-19
2019-12-12
38. NISOURCE INC
2012-12-19
2019-12-13
6. ILLINOIS TOOL WKS INC
2013-04-23
2019-12-18
3. ILLINOIS TOOL WKS INC
2013-04-23
2019-12-18
3. ILLINOIS TOOL WKS INC
2013-04-23
2019-12-19
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,233
696
537
b
318
418
-100
c
128
163
-35
d
64
82
-18
e
64
82
-18
382
490
-108
191
245
-54
64
82
-18
1,079
1,388
-309
64
82
-18
1,171
1,468
-297
2,009
1,501
508
183
172
11
703
650
53
183
136
47
1,225
801
424
264
244
20
87
81
6
87
81
6
278
274
4
277
274
3
139
137
2
176
161
15
176
161
15
275
329
-54
961
1,045
-84
641
662
-21
277
274
3
277
188
89
69
46
23
264
242
22
824
881
-57
530
552
-22
434
403
31
630
659
-29
210
221
-11
5,115
5,241
-126
28,166
28,354
-188
125,001
126,556
-1,555
23,445
23,423
22
751
744
7
237,220
234,775
2,445
250
248
2
374
120
254
381
120
261
508
159
349
113,999
87,373
26,626
1,437
1,126
311
1,012
1,615
-603
1,012
1,734
-722
444
171
273
1,107
287
820
410
149
261
819
298
521
683
249
434
284
240
44
71
60
11
1,209
1,017
192
2,571
1,669
902
545
199
346
71
60
11
285
239
46
997
836
161
458
439
19
727
703
24
727
702
25
182
174
8
219
238
-19
655
715
-60
364
396
-32
363
396
-33
73
79
-6
363
347
16
637
607
30
1,567
1,961
-394
73
79
-6
588
632
-44
728
790
-62
582
631
-49
415
149
266
1,520
547
973
277
99
178
1,093
1,178
-85
802
852
-50
58,113
43,170
14,943
174,340
161,259
13,081
1,971
1,887
84
1,440
1,314
126
1,714
1,724
-10
983
440
543
281
294
-13
1,182
1,475
-293
1,596
630
966
1,796
1,803
-7
1,120
503
617
772
832
-60
257
328
-71
429
189
240
527
550
-23
720
314
406
321
163
158
324
489
-165
1,869
2,801
-932
53
75
-22
80
41
39
804
405
399
161
81
80
910
1,267
-357
968
1,265
-297
161
81
80
702
871
-169
810
1,036
-226
1,611
1,343
268
399
202
197
208
268
-60
1,513
1,909
-396
324
387
-63
621
630
-9
1,235
1,505
-270
170
201
-31
567
667
-100
264
264
219
257
-38
1,094
1,287
-193
54
64
-10
218,709
154,194
64,515
85,239
62,092
23,147
337,519
268,357
69,162
117,302
70,281
47,021
194
166
28
194
179
15
1,540
1,517
23
386
329
57
190
261
-71
570
782
-212
1,162
866
296
698
520
178
124
174
-50
1,254
1,709
-455
313
426
-113
1,147
866
281
115
87
28
115
87
28
115
85
30
576
427
149
115
85
30
72
81
-9
1,020
1,124
-104
218
228
-10
145
152
-7
1,390
1,350
40
1,536
1,188
348
585
545
40
186
256
-70
252
339
-87
246
334
-88
230
170
60
1,391
1,071
320
952
707
245
38
38
631
800
-169
1,557
1,141
416
2,447
1,594
853
962
394
568
4,713
1,891
2,822
1,755
1,487
268
117
147
-30
58
74
-16
643
809
-166
116
147
-31
634
794
-160
174
208
-34
1,950
2,333
-383
230
273
-43
57
68
-11
402
478
-76
230
272
-42
174
204
-30
698
805
-107
165
182
-17
275
336
-61
111
121
-10
2,136
2,351
-215
1,626
2,048
-422
304
360
-56
149
180
-31
404
467
-63
698
779
-81
148
167
-19
493
556
-63
199
223
-24
100
111
-11
248
278
-30
50
56
-6
549
612
-63
55,070
32,941
22,129
49
56
-7
144
167
-23
193
223
-30
523
612
-89
29
29
446
329
117
892
658
234
446
328
118
58
80
-22
57
78
-21
29
38
-9
444
327
117
110
24
86
11
14
-3
59
13
46
17
17
50
50
107,614
105,716
1,898
201
223
-22
100
111
-11
100
111
-11
501
556
-55
901
1,002
-101
101
111
-10
1,806
2,003
-197
999
711
288
580
394
186
83
56
27
166
113
53
454
501
-47
82
56
26
144
193
-49
337
435
-98
867
1,157
-290
49
62
-13
487
622
-135
145
187
-42
97
124
-27
145
187
-42
154
198
-44
356
467
-111
252
325
-73
394
418
-24
150
40
110
150
40
110
2,093
558
1,535
50
29
21
100
57
43
150
86
64
400
228
172
150
86
64
612
526
86
890
790
100
294
171
123
390
228
162
49
29
20
46
46
1,190
937
253
2,046
816
1,230
1,845
1,439
406
1,056
424
632
1,585
1,144
441
350
341
9
131
128
3
43
43
388
383
5
38,000
22,386
15,614
60,000
32,292
27,708
85
85
297
287
10
85
82
3
256
246
10
2,238
2,538
-300
42
41
1
125
123
2
293
287
6
111
129
-18
111
129
-18
438
513
-75
146
171
-25
295
342
-47
558
630
-72
220
235
-15
2,357
2,195
162
303
190
113
496
465
31
122
123
-1
122
123
-1
489
491
-2
1,588
1,592
-4
444
144
300
1,345
431
914
814
259
555
270
86
184
1,337
1,228
109
1,461
628
833
412
374
38
814
721
93
1,763
674
1,089
135
52
83
1,014
934
80
1,230
1,674
-444
299
366
-67
214
261
-47
172
188
-16
43
52
-9
84
94
-10
295
329
-34
187
205
-18
293
86
207
98
29
69
372
410
-38
369
410
-41
290
86
204
117,321
114,139
3,182
119,218
116,374
2,844
558
611
-53
291
86
205
558
608
-50
390
115
275
185
203
-18
296
86
210
199
57
142
1,287
1,628
-341
988
798
190
329
54
275
140
137
3
139
137
2
1,129
713
416
1,170
319
851
408
409
-1
274
272
2
2,287
1,313
974
141
136
5
279
269
10
139
135
4
281
269
12
271
269
2
1,173
1,003
170
1,877
609
1,268
1,680
620
1,060
557
205
352
1,536
262
1,274
419
53
366
262
192
70
262
225
37
130
96
34
130
96
34
129
96
33
520
234
286
519
234
285
913
409
504
290
239
51
57
48
9
346
281
65
690
89
601
1,233
159
1,074
276
35
241
410
53
357
174
140
34
521
421
100
409
53
356
272
35
237
287
227
60
114
89
25
170
134
36
113
89
24
113
89
24
508
464
44
1,142
1,043
99
519
460
59
904
798
106
129
109
20
517
437
80
1,017
1,005
12
255
74
181
765
698
67
57
45
12
114
89
25
100,000
80,909
19,091
248
298
-50
62
75
-13
187
224
-37
125
149
-24
62
74
-12
1,853
1,635
218
125
149
-24
314
372
-58
188
223
-35
125
148
-23
63
74
-11
686
251
435
172
63
109
343
126
217
514
188
326
173
63
110
1,577
195
1,382
1,964
1,218
746
601
572
29
1,051
987
64
348
126
222
233
194
39
233
194
39
928
239
689
232
22
210
256
98
158
170
65
105
680
261
419
1,004
1,057
-53
299
105
194
2,277
2,386
-109
336
131
205
252
98
154
1,179
457
722
761
294
467
251
217
34
505
433
72
214,799
184,642
30,157
32,962
27,398
5,564
266
215
51
133
107
26
796
566
230
2,396
1,655
741
1,289
134
1,155
507
439
68
507
458
49
906
805
101
152
134
18
150
134
16
154
134
20
154
133
21
55,740
58,151
-2,411
511
323
188
188
119
69
399
133
266
1,014
337
677
1,068
377
691
533
188
345
535
188
347
145,402
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
537
b
-100
c
-35
d
-18
e
-18
-108
-54
-18
-309
-18
-297
508
11
53
47
424
20
6
6
4
3
2
15
15
-54
-84
-21
3
89
23
22
-57
-22
31
-29
-11
-126
-188
-1,555
22
7
2,445
2
254
261
349
26,626
311
-603
-722
273
820
261
521
434
44
11
192
902
346
11
46
161
19
24
25
8
-19
-60
-32
-33
-6
16
30
-394
-6
-44
-62
-49
266
973
178
-85
-50
14,943
13,081
84
126
-10
543
-13
-293
966
-7
617
-60
-71
240
-23
406
158
-165
-932
-22
39
399
80
-357
-297
80
-169
-226
268
197
-60
-396
-63
-9
-270
-31
-100
264
-38
-193
-10
64,515
23,147
69,162
47,021
28
15
23
57
-71
-212
296
178
-50
-455
-113
281
28
28
30
149
30
-9
-104
-10
-7
40
348
40
-70
-87
-88
60
320
245
38
-169
416
853
568
2,822
268
-30
-16
-166
-31
-160
-34
-383
-43
-11
-76
-42
-30
-107
-17
-61
-10
-215
-422
-56
-31
-63
-81
-19
-63
-24
-11
-30
-6
-63
22,129
-7
-23
-30
-89
29
117
234
118
-22
-21
-9
117
86
-3
46
17
50
1,898
-22
-11
-11
-55
-101
-10
-197
288
186
27
53
-47
26
-49
-98
-290
-13
-135
-42
-27
-42
-44
-111
-73
-24
110
110
1,535
21
43
64
172
64
86
100
123
162
20
46
253
1,230
406
632
441
9
3
5
15,614
27,708
10
3
10
-300
1
2
6
-18
-18
-75
-25
-47
-72
-15
162
113
31
-1
-1
-2
-4
300
914
555
184
109
833
38
93
1,089
83
80
-444
-67
-47
-16
-9
-10
-34
-18
207
69
-38
-41
204
3,182
2,844
-53
205
-50
275
-18
210
142
-341
190
275
3
2
416
851
-1
2
974
5
10
4
12
2
170
1,268
1,060
352
1,274
366
70
37
34
34
33
286
285
504
51
9
65
601
1,074
241
357
34
100
356
237
60
25
36
24
24
44
99
59
106
20
80
12
181
67
12
25
19,091
-50
-13
-37
-24
-12
218
-24
-58
-35
-23
-11
435
109
217
326
110
1,382
746
29
64
222
39
39
689
210
158
105
419
-53
194
-109
205
154
722
467
34
72
30,157
5,564
51
26
230
741
1,155
68
49
101
18
16
20
21
-2,411
188
69
266
677
691
345
347
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
573,583
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
14,299
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
655,420
11,985,722
0.054683
2017
741,383
25,661,747
0.028891
2016
793,781
22,943,736
0.034597
2015
871,578
23,545,789
0.037016
2014
648,235
12,731,459
0.050916
2
Total
of line 1, column (d)
.....................
2
0.206103
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.041221
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
11,645,360
5
Multiply line 4 by line 3
......................
5
480,033
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
7,660
7
Add lines 5 and 6
........................
7
487,693
8
Enter qualifying distributions from Part XII, line 4
,.............
8
773,220
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
7,660
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
7,660
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
7,660
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
7,828
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
7,828
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
168
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
168
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
Yes
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
TRUSTEE
5
157,663
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
TO MAINTAIN AND OPERATE THE ALLERTON GARDENS FOR THE EDUCATION OF THE PUBLIC AND FOR BOTANICAL RESEARCH
740,020
2
ASSET PRESERVATION EXPENSE FOR TROPICAL GARDEN
18,540
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
11,618,750
b
Average of monthly cash balances
.......................
1b
203,951
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
11,822,701
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
11,822,701
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
177,341
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
11,645,360
6
Minimum investment return.
Enter 5% of line 5
..................
6
582,268
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
0
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
0
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
0
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
0
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
773,220
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
773,220
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
7,660
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
765,560
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
0
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
2005-03-10
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
195,052
129,852
112,894
93,130
530,928
b
85% of line 2a
.........
165,794
110,374
95,960
79,161
451,289
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
773,220
663,247
741,383
793,781
2,971,631
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
773,220
663,247
741,383
793,781
2,971,631
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
27,149,862
24,970,229
52,120,091
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
388,179
399,524
855,391
764,791
2,407,885
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Total
.................................
3a
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
286,690
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
573,583
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER INCOME
15
18,540
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
878,813
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
878,813
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
11
AMOUNT PAID BY NATIONAL TROPICAL BOTANICAL GARDENS FOR USE OF
11
ALLERTON GARDENS FOR EDUCATION OF THE PUBLIC AND FOR BOTANICAL
11
RESEARCH.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description