-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
ROBERT D AND ALMA MORETON FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
38-7008245
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
16,731,578
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
130,330
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
339,624
327,273
5a
Gross rents
............
1
1
b
Net rental income or (loss)
1
6a
Net gain or (loss) from sale of assets not on line 10
33,016
b
Gross sales price for all assets on line 6a
4,606,809
7
Capital gain net income (from Part IV, line 2)
...
33,016
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
502,971
360,290
13
Compensation of officers, directors, trustees, etc.
151,197
97,822
53,375
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
2,500
2,500
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
41,759
11,939
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
195,456
112,261
0
53,375
25
Contributions, gifts, grants paid
.......
755,000
755,000
26
Total expenses and disbursements.
Add lines 24 and 25
950,456
112,261
0
808,375
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-447,485
b
Net investment income
(if negative, enter -0-)
248,029
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
9,725
157,775
157,775
2
Savings and temporary cash investments
.........
255,105
142,164
142,164
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
11,062,032
10,029,747
11,515,554
c
Investments—corporate bonds (attach schedule)
.......
941,855
1,655,887
1,703,235
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
3,504,964
3,299,779
3,212,849
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
1
1
1
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
15,773,682
15,285,353
16,731,578
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
15,773,682
15,285,353
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
15,773,682
15,285,353
30
Total liabilities and net assets/fund balances
(see instructions)
.
15,773,682
15,285,353
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
15,773,682
2
Enter amount from Part I, line 27a
.....................
2
-447,485
3
Other increases not included in line 2 (itemize)
3
2,361
4
Add lines 1, 2, and 3
..........................
4
15,328,558
5
Decreases not included in line 2 (itemize)
5
43,205
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
15,285,353
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1. GILEAD SCIENCES INC
2014-12-11
2019-01-23
b
1. GILEAD SCIENCES INC
2014-12-11
2019-01-23
c
14. GILEAD SCIENCES INC
2019-01-23
d
3. GILEAD SCIENCES INC
2015-01-08
2019-01-23
e
5. GILEAD SCIENCES INC
2019-01-23
6. MASTERCARD INC - CLASS A
2015-04-22
2019-01-23
17. WORLDPAY INC CL A
2018-10-08
2019-01-23
2. WORLDPAY INC CL A
2018-10-08
2019-01-23
21. GILEAD SCIENCES INC
2019-01-24
5. MASTERCARD INC - CLASS A
2015-04-22
2019-01-24
15. MASTERCARD INC - CLASS A
2019-01-24
29. WORLDPAY INC CL A
2018-10-08
2019-01-24
3. GILEAD SCIENCES INC
2016-02-10
2019-01-25
7. GILEAD SCIENCES INC
2019-01-25
2. GILEAD SCIENCES INC
2016-02-10
2019-01-25
19. MASTERCARD INC - CLASS A
2019-01-25
5. WORLDPAY INC CL A
2018-10-08
2019-01-25
32. WORLDPAY INC CL A
2017-09-22
2019-01-25
3. GILEAD SCIENCES INC
2016-02-10
2019-01-28
5. GILEAD SCIENCES INC
2016-02-10
2019-01-28
22. WORLDPAY INC CL A
2017-09-22
2019-01-28
5. GILEAD SCIENCES INC
2016-02-10
2019-01-29
1. GILEAD SCIENCES INC
2016-02-10
2019-01-29
1. GILEAD SCIENCES INC
2016-02-10
2019-01-29
4. WORLDPAY INC CL A
2017-09-22
2019-01-29
1. GILEAD SCIENCES INC
2016-02-10
2019-01-30
3. GILEAD SCIENCES INC
2016-02-10
2019-01-30
26. WORLDPAY INC CL A
2017-09-22
2019-01-30
1. GILEAD SCIENCES INC
2016-02-10
2019-01-31
1. GILEAD SCIENCES INC
2016-02-10
2019-01-31
6. GILEAD SCIENCES INC
2019-02-01
7555.532 PGIM GLOBAL REAL ESTATE-Q
2018-02-09
2019-02-01
22. ANALOG DEVICES INC
2018-09-13
2019-02-19
8. ANALOG DEVICES INC
2018-09-13
2019-02-19
28. ANALOG DEVICES INC
2018-09-13
2019-02-19
43. ANALOG DEVICES INC
2019-02-19
28. ANALOG DEVICES INC
2019-02-19
9. ANALOG DEVICES INC
2019-02-19
36. ANALOG DEVICES INC
2019-02-20
15. BIOGEN IDEC INC
2012-11-08
2019-03-14
12. BIOGEN IDEC INC
2018-10-08
2019-03-14
282. BRISTOL MYERS SQUIBB CO
2019-03-14
62. DISNEY WALT CO
2019-03-14
5866. ISHARES MSCI JAPAN ETF
2018-02-09
2019-04-04
38.725 DOW INC
2019-04-08
14.275 DOW INC
2018-04-09
2019-04-08
8. DOW INC
2019-04-08
3. DOW INC
2019-04-08
68. DOW INC
2019-04-08
34. DOW INC
2019-04-08
8. DOW INC
2015-07-15
2019-04-09
992. VANGUARD MID-CAP VIPERS
2019-04-11
15447.633 AMER BCN GLG TTL RTRN-ULT
2018-09-18
2019-04-22
. DOW INC
2019-04-23
110. OCCIDENTAL PETE CORP
2019-04-25
11. OCCIDENTAL PETE CORP
2019-04-25
80. OCCIDENTAL PETE CORP
2019-04-25
42. OCCIDENTAL PETE CORP
2019-04-25
26. OCCIDENTAL PETE CORP
2019-05-01
5. OCCIDENTAL PETE CORP
2019-05-01
16. REGENERON PHARMACEUTICALS INC
2019-05-01
4. REGENERON PHARMACEUTICALS INC
2019-05-01
78. OCCIDENTAL PETE CORP
2019-05-02
6. OCCIDENTAL PETE CORP
2007-03-14
2019-05-02
3. OCCIDENTAL PETE CORP
2007-03-14
2019-05-02
16. OCCIDENTAL PETE CORP
2007-03-14
2019-05-02
8. OCCIDENTAL PETE CORP
2007-03-14
2019-05-02
9. OCCIDENTAL PETE CORP
2007-03-14
2019-05-03
27. OCCIDENTAL PETE CORP
2007-03-14
2019-05-03
2628. ISHARES MSCI JAPAN ETF
2018-02-09
2019-05-07
323. ISHARES MSCI JAPAN ETF
2018-02-09
2019-05-07
3. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
59. PRUDENTIAL FINL INC
2019-05-14
28. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
9. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
13. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
1602.109 FIDELITY 500 INDEX-INST PRM
2018-02-12
2019-05-15
7063.94 OAKMARK INTERNATIONAL-INST
2018-02-12
2019-05-15
86. SCHWAB CHARLES CORP NEW
2019-05-15
76. SCHWAB CHARLES CORP NEW
2019-05-16
19. SCHWAB CHARLES CORP NEW
2019-05-16
49. SCHWAB CHARLES CORP NEW
2019-05-16
67. MEDTRONIC PLC
2019-05-16
49. MEDTRONIC PLC
2019-05-16
9. MEDTRONIC PLC
2018-07-18
2019-05-16
23. MEDTRONIC PLC
2019-05-17
40. MEDTRONIC PLC
2019-05-17
19. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
21. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
9. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
78. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-05
29. DELTA AIR LINES INC DEL NEW
2019-06-05
96. PHILIP MORRIS INTERNATIONAL
2019-06-05
2. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
24. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
27. DELTA AIR LINES INC DEL NEW
2019-06-06
5. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
84.846 AQR LONG-SHORT EQUITY-R6
2017-02-14
2019-06-07
83.273 ARTISAN INTL VAL-INST
2012-05-24
2019-06-07
209.484 BLACKROCK NTL MUNI-K
2017-04-18
2019-06-07
110.321 CRM LNG/SHRT OPPORT-INST
2019-06-07
4. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
3. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
6. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
2. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
120.392 EQUINOX IMP SYSTEM MACRO-I
2015-10-16
2019-06-07
22.99 FIDELITY 500 INDEX-INST PRM
2018-09-17
2019-06-07
3088.42 FIDELITY 500 INDEX-INST PRM
2019-06-07
38.193 GMO SGM MAJOR MARKETS-VI
2018-01-16
2019-06-07
326.482 JOHN HANCOCK INCOME-R6
2016-02-24
2019-06-07
1500.065 OAKMARK FUND-INST
2018-02-09
2019-06-07
45.367 HARTFORD CAPITAL APPREC-F
2011-12-16
2019-06-07
14. ISHARES BARCLAYS 1-3 YEAR TREASURY
2019-06-07
102. ISHARES MISCI EAFE INDEX FUND
2019-06-07
57. ISHARES CORE MSCI EAFE ETF
2019-06-07
1458. ISHARES MSCI JAPAN ETF
2019-06-07
168.296 JPM EQ INC FD - USD - R6 ISIN US46636U8760 SEDOL B56Q2F5
2012-08-20
2019-06-07
48. JPMORGAN BETABUILDERS CANADA
2019-06-07
129.395 JPM TAX AWR R/R FD - USD - R6 ISIN US48121A1262 SEDOL BD02LD6
2018-01-30
2019-06-07
1145.094 JPM INTERM T/F BND FD - USD - R6 ISIN US48129C1080
2019-06-07
209.305 JPM INTERM T/F BND FD - USD - R6 ISIN US48129C1080
2018-07-12
2019-06-07
266.212 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2019-06-07
130.893 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030
2012-07-10
2019-06-07
80.471 MFS EMERG MRKTS DEBT-R5
2016-07-26
2019-06-07
135.339 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL
2016-02-24
2019-06-07
2502.169 PARNASSUS EQTY INCOME FD-INS
2018-02-12
2019-06-07
177.762 PIMCO UNCONSTRAINED BD FD INSTL CL*
2019-06-07
3605.032 PRIMECAP ODYSSEY STOCK FUND
2018-02-12
2019-06-07
117.733 PGIM ABSOLUTE RETURN BND-Q
2014-06-20
2019-06-07
317.345 T ROWE PR OVERSEAS STOCK-I
2012-01-23
2019-06-07
92. SPDR TR UNIT SER 1
2019-06-07
232.1 SIX CIRCLES TAX AW U/S DUR
2018-10-17
2019-06-07
344.752 SIX CIRCLES US UNCONSTR EQ
2018-10-17
2019-06-07
186.203 SIX CIRCLES INTL UNCON EQ
2018-10-17
2019-06-07
489.821 AMER FNDS T/E BND FND AM-F3
2019-06-07
67. VANGUARD MID-CAP VIPERS
2019-06-07
237. BANK OF AMERICA CORPORATION
2019-06-10
51. DOLLAR TREE INC
2019-06-10
185. WELLS FARGO & CO NEW
2019-06-10
59. DOLLAR TREE INC
2019-06-11
15. DOLLAR TREE INC
2018-12-17
2019-06-11
18. DOLLAR TREE INC
2018-12-17
2019-06-11
18032.681 JPM MANAGED INCOME - INSTL FUND 2119
2018-09-05
2019-06-17
18. ADOBE SYS INC
2012-12-07
2019-06-27
3797.719 OAKMARK FUND-INST
2018-02-09
2019-07-16
5784.523 PRIMECAP ODYSSEY STOCK FUND
2018-02-12
2019-07-16
5.557 FIDELITY 500 INDEX-INST PRM
2018-02-12
2019-07-25
3183.745 FIDELITY 500 INDEX-INST PRM
2019-07-16
2019-07-25
300. ISHARES MSCI CHINA ETF
2018-02-09
2019-08-13
2671. ISHARES MSCI CHINA ETF
2018-02-09
2019-08-13
69. ISHARES MSCI CHINA ETF
2018-02-09
2019-08-14
3071. ISHARES MSCI CHINA ETF
2019-04-04
2019-08-14
17. SVB FINANCIAL GROUP
2019-08-14
11. SVB FINANCIAL GROUP
2019-08-14
26. APTIV PLC
2019-08-14
15. APTIV PLC
2019-08-14
38. APTIV PLC
2019-08-14
21. SVB FINANCIAL GROUP
2015-02-05
2019-08-15
73. APTIV PLC
2019-08-15
. GENERAL MOTORS CO
2019-09-05
91. DISNEY WALT CO
2019-10-25
23. ACCENTURE PLC
2019-10-25
29. ACCENTURE PLC
2019-10-28
59. NISOURCE INC
2019-11-11
76. NISOURCE INC
2019-11-11
61. NISOURCE INC
2019-11-12
155. NISOURCE INC
2019-11-12
14. NISOURCE INC
2013-02-26
2019-11-12
14. NISOURCE INC
2013-02-26
2019-11-13
19047.566 VANGUARD TOT BD MKT IDX-ADM
2019-11-19
96. CELGENE CORP.
2019-11-21
261. CELGENE CORP.
2019-11-21
137. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
14. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
6. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
172. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
28. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
26. ABBVIE INC
2019-12-11
6. ADOBE SYS INC
2012-12-07
2019-12-11
5. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-12-11
1. ALPHABET INC-CL C
2018-05-07
2019-12-11
4. ALPHABET INC-CL C
2019-10-25
2019-12-11
2. ALPHABET INC-CL A
2015-10-30
2019-12-11
3. AMAZON COM INC
2019-10-25
2019-12-11
21. AMERICAN EXPRESS CO
2019-06-10
2019-12-11
30. APPLE COMPUTER INC
2012-11-08
2019-12-11
9. AUTOMATIC DATA PROCESSING INC
2019-08-14
2019-12-11
96. BANK OF AMERICA CORPORATION
2016-11-09
2019-12-11
14. BERKSHIRE HATHAWAY INC DEL CL B
2018-09-11
2019-12-11
55. BOSTON SCIENTIFIC CORP
2019-12-11
31. BRISTOL MYERS SQUIBB CO
2019-11-21
2019-12-11
11. BROADCOM INC
2013-04-25
2019-12-11
4111.322 CAUSEWAY INTERNATIONAL VALUE FUND
2018-02-12
2019-12-11
6. CHARTER COMMUNICATIONS INC-A
2018-04-13
2019-12-11
38. CITIGROUP INC NEW
1998-02-06
2019-12-11
26. COCA-COLA CO
2018-04-16
2019-12-11
75. COMCAST CORP NEW CL A
2019-05-14
2019-12-11
33. CORTEVA INC
2019-12-11
10. DIAMONDBACK ENERGY INC
2019-12-11
12. DISNEY WALT CO
2016-12-05
2019-12-11
1718.213 DODGE & INTERNATIONAL STOCK FUND
2018-02-09
2019-12-11
19. DUPONT DE NEMOURS INC-WI
2019-12-11
22. EOG RESOURCES INC
2019-12-11
17. ELECTRONIC ARTS
2018-09-20
2019-12-11
10. FACEBOOK INC-A
2014-07-25
2019-12-11
739.542 FIDELITY INTL INDX-INST PRM
2018-01-03
2019-12-11
20. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2019-12-11
34. FISERV INC
2019-12-11
9. GENERAL DYNAMICS CORP
2017-02-10
2019-12-11
13. HOME DEPOT INC
2012-11-20
2019-12-11
23. HONEYWELL INTL INC
2013-10-23
2019-12-11
8. INTERCONTINENTALEXCHANGE GROUP, INC
2017-02-01
2019-12-11
162. INVESCO QQQ TRUST SERIES 1
2019-07-16
2019-12-11
380. ISHARES MSCI ASIAN EX JAPAN
2018-02-09
2019-12-11
392. ISHARES MSCI INDIA ETF
2018-02-09
2019-12-11
519. ISHARES CORE MSCI EMERGING
2018-09-19
2019-12-11
75. KEYCORP NEW
2018-10-08
2019-12-11
18. LILLY ELI & CO
2019-12-11
15. LOWES COS INC
2012-12-07
2019-12-11
38. MARATHON PETROLEUM CORPORATION
2019-12-11
14. MASTERCARD INC - CLASS A
2012-12-14
2019-12-11
6. MCDONALDS CORP
2019-06-10
2019-12-11
31. MERCK & CO INC
2019-03-14
2019-12-11
68. MICROSOFT CORP
2019-12-11
35. MONDELEZ INTERNATIONAL-W/I
2019-12-11
62. MORGAN STANLEY DEAN WITTER & CO NEW
2015-06-04
2019-12-11
4. NETFLIX.COM INC
2018-09-13
2019-12-11
9. NEXTERA ENERGY INC
2018-07-18
2019-12-11
14. NORFOLK SOUTHN CORP
2019-12-11
7. NORTHROP GRUMMAN CORP
2019-05-20
2019-12-11
9. NVIDIA CORP
2018-10-08
2019-12-11
3. O'REILLY AUTOMOTIVE INC
2017-05-08
2019-12-11
20. PAYPAL HOLDINGS INC
2019-01-23
2019-12-11
20. PEPSICO INC
2019-12-11
74. PFIZER INC
2018-10-30
2019-12-11
10. PHILIP MORRIS INTERNATIONAL
2019-12-11
11. PIONEER NAT RES CO
2019-12-11
16. PROCTER & GAMBLE CO
2019-06-05
2019-12-11
10. QUALCOMM INC
2019-05-01
2019-12-11
14. ROSS STORES INC
2018-12-11
2019-12-11
18. SALESFORCE.COM INC
2018-10-08
2019-12-11
143. AMEX CONSUMER SVC SELECT SPD
2019-11-19
2019-12-11
12. STANLEY BLACK & DECKER,INC.
2019-12-11
23. TEXAS INSTRS INC
2019-02-19
2019-12-11
12. UNION PAC CORP
2018-02-22
2019-12-11
7. UNITED TECHNOLOGIES CORP
2017-12-12
2019-12-11
18. UNITEDHEALTH GROUP INC
2019-12-11
1204. VANECK GOLD MINERS
2019-12-11
253. VANGUARD MID-CAP VIPERS
2018-06-18
2019-12-11
6. VERTEX PHARMACEUTICALS INC
2015-09-29
2019-12-11
11. VISA INC CLASS A SHARES
2015-10-19
2019-12-11
12. WASTE CONNECTIONS INC
2019-12-11
29. WELLS FARGO & CO NEW
1996-04-09
2019-12-11
6. WEX INC
2019-12-11
8. YUM BRANDS INC
2019-12-11
19. ZIMMER HLDGS INC
2019-12-11
11. ALLEGION PLC
2019-12-11
5. ACCENTURE PLC
2014-01-15
2019-12-11
22. LINDE PLC
2019-08-14
2019-12-11
14. CHUBB LTD
2016-08-17
2019-12-11
11. NXP SEMICONDUCTORS NV
2019-12-11
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
69
106
-37
b
69
106
-37
c
957
1,470
-513
d
205
305
-100
e
340
508
-168
1,190
550
640
1,400
1,649
-249
165
194
-29
1,424
2,058
-634
998
458
540
2,984
1,228
1,756
2,385
2,813
-428
204
267
-63
482
623
-141
138
178
-40
3,849
1,028
2,821
415
485
-70
2,653
2,306
347
204
267
-63
339
445
-106
1,831
1,585
246
345
445
-100
70
89
-19
70
89
-19
328
288
40
70
89
-19
208
267
-59
2,173
1,873
300
70
89
-19
70
89
-19
419
531
-112
183,297
169,697
13,600
2,303
2,027
276
835
737
98
2,939
2,580
359
4,487
2,748
1,739
2,922
2,576
346
946
574
372
3,813
2,281
1,532
4,803
1,888
2,915
3,842
4,108
-266
13,874
12,393
1,481
7,090
6,837
253
324,164
346,534
-22,370
2,212
2,495
-283
816
925
-109
457
512
-55
172
191
-19
3,891
4,112
-221
1,947
1,823
124
454
423
31
163,223
161,128
2,095
156,639
166,062
-9,423
38
38
6,833
9,329
-2,496
683
863
-180
4,968
5,712
-744
2,608
3,255
-647
1,498
1,765
-267
290
337
-47
5,456
6,692
-1,236
1,361
1,604
-243
4,473
3,773
700
345
264
81
172
132
40
918
705
213
459
352
107
522
396
126
1,569
1,189
380
142,719
155,249
-12,530
17,559
19,081
-1,522
295
240
55
5,807
4,704
1,103
2,767
2,230
537
878
717
161
1,288
1,035
253
159,009
149,012
9,997
159,009
203,230
-44,221
3,679
2,505
1,174
3,312
2,178
1,134
826
525
301
2,127
1,317
810
5,906
5,899
7
4,328
3,884
444
795
792
3
2,023
1,817
206
3,533
3,115
418
3,099
3,956
-857
3,427
4,373
-946
1,467
1,874
-407
4,284
4,178
106
1,594
1,553
41
7,414
10,786
-3,372
109
107
2
1,317
1,283
34
1,473
1,443
30
273
267
6
919
1,131
-212
2,841
2,119
722
2,321
2,275
46
1,124
1,102
22
220
214
6
166
160
6
333
321
12
55
53
2
111
107
4
1,186
1,226
-40
2,303
2,330
-27
309,429
287,272
22,157
1,215
1,234
-19
2,063
2,082
-19
115,325
125,465
-10,140
1,645
1,311
334
1,184
1,166
18
6,686
5,578
1,108
3,494
3,475
19
79,262
86,219
-6,957
3,013
1,749
1,264
1,171
1,189
-18
1,209
1,221
-12
12,539
12,530
9
2,292
2,227
65
5,593
4,348
1,245
3,596
2,774
822
1,164
1,203
-39
1,192
1,084
108
115,325
105,792
9,533
1,927
2,020
-93
115,325
114,748
577
1,140
1,157
-17
3,212
2,449
763
26,462
16,876
9,586
2,321
2,321
3,489
3,482
7
1,743
1,741
2
6,475
6,304
171
10,970
10,860
110
6,683
7,023
-340
5,295
4,722
573
8,584
3,175
5,409
6,292
5,407
885
1,600
1,296
304
1,919
1,555
364
181,048
180,507
541
5,287
636
4,651
305,564
317,641
-12,077
192,856
184,121
8,735
580
517
63
332,542
332,510
32
16,533
19,751
-3,218
147,253
175,850
-28,597
3,703
4,543
-840
164,802
197,224
-32,422
3,245
2,281
964
2,091
1,366
725
2,067
2,266
-199
1,205
1,306
-101
3,033
3,126
-93
3,921
2,525
1,396
5,788
5,169
619
26
26
11,952
9,400
2,552
4,212
2,160
2,052
5,328
2,436
2,892
1,548
1,140
408
1,984
1,408
576
1,589
936
653
4,035
1,679
2,356
364
135
229
367
135
232
211,047
212,153
-1,106
10,371
6,293
4,078
28,196
24,398
3,798
287
315
-28
29
32
-3
12
14
-2
366
396
-30
59
64
-5
2,247
2,223
24
1,819
212
1,607
547
673
-126
1,345
1,052
293
5,379
5,041
338
2,686
1,487
1,199
5,237
5,159
78
2,536
2,582
-46
8,113
2,343
5,770
1,503
1,478
25
3,237
1,718
1,519
3,104
2,996
108
2,415
1,291
1,124
1,936
1,749
187
3,526
433
3,093
65,000
68,618
-3,618
2,795
1,836
959
2,874
9,517
-6,643
1,400
1,161
239
3,156
3,225
-69
860
1,088
-228
837
1,052
-215
1,769
1,203
566
75,000
77,990
-2,990
1,221
1,799
-578
1,639
2,000
-361
1,746
1,936
-190
2,020
753
1,267
32,000
32,259
-259
2,710
2,620
90
3,880
3,563
317
1,619
1,656
-37
2,754
828
1,926
4,043
1,899
2,144
740
469
271
33,124
31,361
1,763
26,859
28,281
-1,422
13,620
13,825
-205
27,106
26,705
401
1,479
1,536
-57
2,177
1,573
604
1,760
524
1,236
2,158
3,099
-941
4,051
675
3,376
1,167
1,207
-40
2,760
2,524
236
10,301
3,694
6,607
1,892
1,560
332
3,071
2,418
653
1,190
1,483
-293
2,116
1,526
590
2,661
2,112
549
2,433
2,192
241
1,953
2,414
-461
1,329
761
568
2,104
1,808
296
2,733
2,051
682
2,835
3,151
-316
850
1,076
-226
1,491
1,926
-435
1,993
1,708
285
863
865
-2
1,603
1,129
474
2,804
2,724
80
14,283
13,995
288
1,912
1,307
605
2,844
2,475
369
2,087
1,603
484
1,029
867
162
5,038
2,434
2,604
33,016
27,093
5,923
44,047
40,951
3,096
1,320
600
720
1,999
848
1,151
1,082
635
447
1,552
265
1,287
1,186
565
621
794
735
59
2,783
2,184
599
1,380
734
646
1,010
416
594
4,518
4,095
423
2,130
1,765
365
1,342
1,036
306
47,818
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-37
b
-37
c
-513
d
-100
e
-168
640
-249
-29
-634
540
1,756
-428
-63
-141
-40
2,821
-70
347
-63
-106
246
-100
-19
-19
40
-19
-59
300
-19
-19
-112
13,600
276
98
359
1,739
346
372
1,532
2,915
-266
1,481
253
-22,370
-283
-109
-55
-19
-221
124
31
2,095
-9,423
38
-2,496
-180
-744
-647
-267
-47
-1,236
-243
700
81
40
213
107
126
380
-12,530
-1,522
55
1,103
537
161
253
9,997
-44,221
1,174
1,134
301
810
7
444
3
206
418
-857
-946
-407
106
41
-3,372
2
34
30
6
-212
722
46
22
6
6
12
2
4
-40
-27
22,157
-19
-19
-10,140
334
18
1,108
19
-6,957
1,264
-18
-12
9
65
1,245
822
-39
108
9,533
-93
577
-17
763
9,586
7
2
171
110
-340
573
5,409
885
304
364
541
4,651
-12,077
8,735
63
32
-3,218
-28,597
-840
-32,422
964
725
-199
-101
-93
1,396
619
26
2,552
2,052
2,892
408
576
653
2,356
229
232
-1,106
4,078
3,798
-28
-3
-2
-30
-5
24
1,607
-126
293
338
1,199
78
-46
5,770
25
1,519
108
1,124
187
3,093
-3,618
959
-6,643
239
-69
-228
-215
566
-2,990
-578
-361
-190
1,267
-259
90
317
-37
1,926
2,144
271
1,763
-1,422
-205
401
-57
604
1,236
-941
3,376
-40
236
6,607
332
653
-293
590
549
241
-461
568
296
682
-316
-226
-435
285
-2
474
80
288
605
369
484
162
2,604
5,923
3,096
720
1,151
447
1,287
621
59
599
646
594
423
365
306
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
33,016
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
738,557
16,692,315
0.044245
2017
813,895
16,444,889
0.049492
2016
827,217
15,474,305
0.053457
2015
880,550
16,767,358
0.052516
2014
793,700
17,209,699
0.046119
2
Total
of line 1, column (d)
.....................
2
0.245829
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049166
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
15,963,509
5
Multiply line 4 by line 3
......................
5
784,862
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,480
7
Add lines 5 and 6
........................
7
787,342
8
Enter qualifying distributions from Part XII, line 4
,.............
8
808,375
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,480
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,480
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,480
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
13,163
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
13,163
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
10,683
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
2,480
Refunded
11
8,203
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
n/a
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
Trustee
2
151,197
10 S DEARBORN ST MC IL 1-0111
Chicago
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
15,884,292
b
Average of monthly cash balances
.......................
1b
322,316
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
16,206,608
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
16,206,608
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
243,099
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
15,963,509
6
Minimum investment return.
Enter 5% of line 5
..................
6
798,175
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
798,175
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,480
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,480
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
795,695
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
795,695
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
795,695
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
808,375
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
808,375
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
2,480
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
805,895
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
795,695
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
754,270
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
808,375
a
Applied to 2018, but not more than line 2a
754,270
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
54,105
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
741,590
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JPMorgan Chase Bank NA- Adrean Wil
420 Throckmorton St fl 3
Fort Worth
,
TX
76102
(817) 884-5155
www.jpmorgan.com/onlinegrants
b
The form in which applications should be submitted and information and materials they should include:
See online application form
c
Any submission deadlines:
none
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
IRC Section 501 (c) (3) organizations
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
TEXAS CHRISTIAN UNIVERSITY
2500 S UNIVERSITY DR
FORT WORTH
,
TX
76129
NONE
PC
GENERAL
54,000
LONGHORN COUNCIL BOY SCOUTS OF AMERICA
850 CANNON DR
HURST
,
TX
76054
NONE
PC
GENERAL
20,000
YOUNG WOMEN'S LEADERSHIP ACADEMY
FOUNDATION FOR THE Y
401 E 8TH ST
FORT WORTH
,
TX
76102
NONE
PC
GENERAL
20,000
FORT WORTH JUNIOR GOLF FOUNDATION INC
PO BOX 4767
FORT WORTH
,
TX
76164
NONE
PC
GENERAL
50,000
TEXAS WESLEYAN UNIVERSITY
1201 WESLEYAN STREET
FORT WORTH
,
TX
76105
NONE
PC
GENERAL
50,000
SWENSON MEMORIAL MUSEUM OF STEPHENS COUNTY IN
PO BOX 350
BRECKENRIDGE
,
TX
76424
NONE
PC
GENERAL
30,000
BRECKENRIDGE LIBRARY AND FINE ARTS FOUNDATION
PO BOX 752
BRECKENRIDGE
,
TX
76424
NONE
PC
GENERAL
30,000
TARRANT COUNTY COLLEGE FOUNDATION
1500 HOUSTON STREET
FORT WORTH
,
TX
76102
NONE
PC
GENERAL
75,000
ALLIANCE FOR CHILDREN INC
908 SOUTHLAND AVENUE
FORT WORTH
,
TX
76104
NONE
PC
GENERAL
50,000
PANTEGO CHRISTIAN ACADEMY INC
2201 W PARK ROW
ARLINGTON
,
TX
76103
NONE
PC
GENERAL
26,000
FORT WORTH SYMPHONY ORCHESTRA
ASSOCIATION INC
330 E FOURTH ST STE 200
FORT WORTH
,
TX
76102
NONE
PC
GENERAL
100,000
TEXAS BALLET THEATER
1540 MALL CIR
FORT WORTH
,
TX
76116
NONE
PC
GENERAL
100,000
CATHOLIC CHARITIES OF FORT WORTH
249 W THORNHILL DR
FORT WORTH
,
TX
76115
NONE
PC
GENERAL
100,000
FORT WORTH ISD
1110 E WEATHERFORD STREET
FORT WORTH
,
TX
76102
NONE
PC
GENERAL
50,000
Total
.................................
3a
755,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
339,624
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
16
1
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
33,016
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
372,641
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
372,641
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description