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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
HAWKSGLEN FOUNDATION-TR
Number and street (or P.O. box number if mail is not delivered to street address)
BNY MELLON NA - PO BOX 185
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
152300185
A Employer identification number
25-6820594
B
Telephone number (see instructions)
(412) 234-9684
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
4,231,289
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
99,186
96,772
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
49,117
b
Gross sales price for all assets on line 6a
893,778
7
Capital gain net income (from Part IV, line 2)
...
49,117
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1
1
12
Total.
Add lines 1 through 11
........
148,304
145,890
13
Compensation of officers, directors, trustees, etc.
46,792
28,075
18,717
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
1,728
0
0
1,728
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
15,173
2,541
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
488
488
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
64,181
31,104
0
20,445
25
Contributions, gifts, grants paid
.......
204,328
204,328
26
Total expenses and disbursements.
Add lines 24 and 25
268,509
31,104
0
224,773
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-120,205
b
Net investment income
(if negative, enter -0-)
114,786
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
3,001
4,434
4,434
2
Savings and temporary cash investments
.........
611,594
117,638
117,638
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
3,177,764
3,551,937
4,109,217
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,792,359
3,674,009
4,231,289
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,792,359
3,674,009
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,792,359
3,674,009
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,792,359
3,674,009
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,792,359
2
Enter amount from Part I, line 27a
.....................
2
-120,205
3
Other increases not included in line 2 (itemize)
3
1,947
4
Add lines 1, 2, and 3
..........................
4
3,674,101
5
Decreases not included in line 2 (itemize)
5
92
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,674,009
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
90. NEWMONT MINING CORP
2018-08-23
2019-01-02
b
5. BECTON DICKINSON AND COMPANY
2018-11-15
2019-01-07
c
16. BERKSHIRE HATHAWAY INC DEL CL B
2018-08-17
2019-01-07
d
30. ORACLE CORPORATION
2015-01-20
2019-01-07
e
20. TWILIO INC - A
2017-02-13
2019-01-07
5. UNITED HEALTH GROUP INC
2016-10-26
2019-01-07
3. UNITED HEALTH GROUP INC
2018-11-09
2019-01-07
10. VALERO ENERGY CORP NEW
2011-07-20
2019-01-07
100. VERIZON COMMUNICATIONS INC
2017-10-23
2019-01-07
16. MCKESSON CORPORATION
2018-02-14
2019-01-08
4. MCKESSON CORPORATION
2018-08-17
2019-01-08
10. PFIZER INC COM
2017-10-12
2019-01-08
30. PFIZER INC COM
2018-01-29
2019-01-08
10. PFIZER INC COM
2018-08-17
2019-01-08
13. APPLE COMPUTER INC COM
2017-08-07
2019-01-14
20. MERCK & CO INC
2019-01-07
2019-01-24
10. OCCIDENTAL PETROLEUM CORPORATION COMMON
2016-04-13
2019-01-24
10. OCCIDENTAL PETROLEUM CORPORATION COMMON
2018-05-09
2019-01-24
30. PFIZER INC COM
2017-10-12
2019-01-24
10. PHILLIPS 66
2018-10-30
2019-01-24
30. CAPITAL ONE FINL CORP COM
2018-06-20
2019-01-25
3. TEXAS INSTRUMENTS INC
2018-05-03
2019-02-06
10. TEXAS INSTRUMENTS INC
2019-01-02
2019-02-06
20. TEXAS INSTRUMENTS INC
2013-03-05
2019-02-06
20. SCHLUMBERGER LIMITED COM
2018-08-17
2019-02-11
35. SCHLUMBERGER LIMITED COM
2013-02-15
2019-02-11
26. QUEST DIAGNOSTICS INC
2018-08-17
2019-02-15
5. QUANTA SVCS INC
2017-09-13
2019-02-21
5. UNITED HEALTH GROUP INC
2014-03-04
2019-02-21
11. QUANTA SVCS INC
2017-09-13
2019-02-22
22. QUANTA SVCS INC
2016-12-12
2019-02-25
13. QUANTA SVCS INC
2016-12-09
2019-02-26
9. QUANTA SVCS INC
2016-12-09
2019-02-27
80. ANADARKO PETE CORP
2018-03-21
2019-03-01
30. QUANTA SVCS INC
2016-12-09
2019-03-01
30. QUANTA SVCS INC
2018-08-17
2019-03-01
10. UNITED HEALTH GROUP INC
2014-03-04
2019-03-05
23. HCA HOLDINGS INC
2018-08-17
2019-03-07
.6113 WABTEC CORP
2019-02-25
2019-03-12
1. WABTEC CORP
2019-02-25
2019-03-12
7. WELLCARE HEALTH PLANS
2017-11-28
2019-03-14
4. WELLCARE HEALTH PLANS
2017-11-27
2019-03-15
40. MONSTER BEVERAGE CORP
2017-07-07
2019-03-21
20. MONSTER BEVERAGE CORP
2018-08-17
2019-03-21
20. ABBOTT LABORATORIES
2018-12-11
2019-03-25
10. ABBOTT LABORATORIES
2017-02-02
2019-03-25
7. BIOGEN IDEC INC
2017-09-08
2019-03-25
2. BIOGEN IDEC INC
2018-08-17
2019-03-25
30. LAS VEGAS SANDS CORP
2017-06-02
2019-03-25
10. LAS VEGAS SANDS CORP
2018-08-17
2019-03-25
50. COCA-COLA EUROPEAN PARTNERS
2016-09-30
2019-03-25
10. VERIZON COMMUNICATIONS INC
2017-10-23
2019-04-01
30. VERIZON COMMUNICATIONS INC
2018-06-26
2019-04-01
2. CHIPOTLE MEXICAN GRILL INC
2018-08-17
2019-04-02
10. OCCIDENTAL PETROLEUM CORPORATION COMMON
2017-05-26
2019-04-02
10. UNITED HEALTH GROUP INC
2014-01-10
2019-04-02
30. KRAFT HEINZ CO/THE
2016-12-15
2019-04-03
10. KRAFT HEINZ CO/THE
2018-08-17
2019-04-03
50. LAS VEGAS SANDS CORP
2018-12-11
2019-04-04
20. LAS VEGAS SANDS CORP
2017-06-02
2019-04-04
10. RAYTHEON CO
2014-09-10
2019-04-04
5. RAYTHEON CO
2018-10-30
2019-04-04
40. ABBOTT LABORATORIES
2016-06-24
2019-04-09
10. VERIZON COMMUNICATIONS INC
2018-06-26
2019-04-09
30. VERIZON COMMUNICATIONS INC
2017-10-25
2019-04-09
27. UNITED HEALTH GROUP INC
2014-01-10
2019-04-11
30. CISCO SYS INC
2013-01-17
2019-04-18
29. GRUBHUB INC
2018-10-10
2019-04-18
11. BECTON DICKINSON AND COMPANY
2018-01-11
2019-04-23
3. BECTON DICKINSON AND COMPANY
2018-11-15
2019-04-23
2. CHIPOTLE MEXICAN GRILL INC
2018-08-17
2019-04-26
12. J P MORGAN CHASE & CO
2018-08-17
2019-04-26
10. MERCK & CO INC
2018-10-30
2019-04-30
10. MERCK & CO INC
2019-01-07
2019-04-30
40. NEWMONT MINING CORP
2019-01-24
2019-04-30
40. OUTFRONT MEDIA INC
2018-03-01
2019-04-30
90. FREEPORT-MCMORAN COPPER & GOLD INC CL B
2018-02-08
2019-05-01
20. VERIZON COMMUNICATIONS INC
2017-10-25
2019-05-01
30. ACTIVISION BLIZZARD INC
2018-10-04
2019-05-06
60. ACTIVISION BLIZZARD INC
2017-08-09
2019-05-06
20. DELTA AIR LINES INC - W/I
2017-12-18
2019-05-06
10. LPL FINANCIAL HOLIDAYS INC
2018-09-26
2019-05-06
3. ALIGN TECHNOLOGY INC
2018-10-29
2019-05-08
7. AMERICAN EXPRESS COMPANY
2018-11-26
2019-05-08
10. COLGATE PALMOLIVE CO COM
2019-04-03
2019-05-08
12. WAL MART STORES INC
2018-10-18
2019-05-08
22. AMERICAN EXPRESS COMPANY
2018-11-26
2019-05-17
1. CINTAS CORP
2018-02-28
2019-05-28
4. CINTAS CORP
2019-02-15
2019-05-28
3. CINTAS CORP
2018-08-17
2019-05-28
20. COMCAST CORP NEW CL A
2018-10-17
2019-05-28
20. LAMAR ADVERTISING CO A
2018-08-17
2019-05-28
3. LINDE PLC
2019-01-02
2019-05-31
34. LINDE PLC
2018-10-31
2019-05-31
3883.572 BNY MELLON ABS INSIGHT M/S-Y
2018-09-05
2019-06-18
15. CINTAS CORP
2018-02-27
2019-06-18
3.3333 CORTEVA INC
2018-11-15
2019-06-18
26.6667 CORTEVA INC
2014-01-10
2019-06-18
4361.511 ASG GLOBAL ALTERNATIVES FUND-Y
2018-09-05
2019-06-18
10. COMCAST CORP NEW CL A
2013-07-31
2019-06-19
40. COMCAST CORP NEW CL A
2018-10-04
2019-06-19
2. ALPHABET INC
2018-07-24
2019-06-21
30. CISCO SYS INC
2013-01-17
2019-06-21
10. CONOCOPHILLIPS
2019-03-01
2019-06-21
30. MORGAN STANLEY DEAN WITTER & CO
2018-05-01
2019-06-21
26. RAYTHEON CO
2014-09-10
2019-06-21
5. COSTCO WHSL CORP NEW
2019-04-11
2019-06-28
3. COSTCO WHSL CORP NEW
2016-06-21
2019-06-28
6. COSTCO WHSL CORP NEW
2016-06-17
2019-07-01
9. COSTCO WHSL CORP NEW
2016-06-16
2019-07-02
16. EDWARDS LIFESCIENCES CORP
2018-03-02
2019-07-02
4. EDWARDS LIFESCIENCES CORP
2018-08-17
2019-07-02
8. COSTAR GROUP INC
2018-08-17
2019-07-09
60. VERIZON COMMUNICATIONS INC
2018-05-09
2019-07-09
13. INTERNATIONAL BUSINESS MACHINES CORP
2018-01-19
2019-07-10
20. FORTIVE CORP.
2018-08-17
2019-07-11
10. FORTIVE CORP.
2019-04-11
2019-07-11
4. ILLUMINA INC
2018-07-11
2019-07-15
9. ILLUMINA INC
2018-08-17
2019-07-15
11. J P MORGAN CHASE & CO
2018-08-17
2019-07-15
30. WELLS FARGO & CO NEW
2017-12-22
2019-07-15
56. FORTIVE CORP.
2005-03-11
2019-07-25
20. CONOCOPHILLIPS
2019-03-01
2019-07-31
2. VULCAN MATERIALS COMPANY COM
2019-06-18
2019-07-31
7. VULCAN MATERIALS COMPANY COM
2019-01-02
2019-07-31
40. WELLS FARGO & CO NEW
2017-12-22
2019-07-31
13. AMERIPRISE FINL INC
2018-09-27
2019-08-01
18. PVH CORP
2017-11-17
2019-08-02
6. PVH CORP
2018-08-17
2019-08-02
9. AMERIPRISE FINL INC
2018-06-26
2019-08-05
12. AMERIPRISE FINL INC
2018-09-07
2019-08-05
1. PVH CORP
2017-11-17
2019-08-05
7. PVH CORP
2019-05-06
2019-08-05
10. CONOCOPHILLIPS
2019-03-01
2019-08-08
30. CONOCOPHILLIPS
2019-01-24
2019-08-08
1. ALPHABET INC
2018-08-17
2019-08-13
60. BANK AMER CORP
2017-10-18
2019-08-13
10. CVS CORP
2018-08-17
2019-08-13
10. CVS CORP
2018-04-30
2019-08-13
30. CISCO SYS INC
2013-01-17
2019-08-13
4. HUBSPOT INC
2017-08-14
2019-08-13
2. HUBSPOT INC
2018-08-17
2019-08-13
3. L3HARRIS TECHNOLOGIES INC
2019-05-31
2019-08-13
1. L3HARRIS TECHNOLOGIES INC
2018-08-17
2019-08-13
10. PROGRESSIVE CORP OHIO
2018-08-17
2019-08-13
20. PROGRESSIVE CORP OHIO
2018-05-21
2019-08-13
11. TEXAS INSTRUMENTS INC
2013-03-05
2019-08-13
60. PROGRESSIVE CORP OHIO
2017-07-13
2019-08-14
10. PROGRESSIVE CORP OHIO
2017-07-13
2019-08-15
300. GENERAL ELECTRIC CO
2018-12-20
2019-08-16
20. BOSTON SCIENTIFIC CORP COM
2018-12-31
2019-08-19
20. BOSTON SCIENTIFIC CORP COM
2019-06-19
2019-08-19
60. VERIZON COMMUNICATIONS INC
2018-05-09
2019-08-19
11. HONEYWELL INTL INC
2019-03-07
2019-08-20
50. MOSAIC CO/THE
2018-10-04
2019-08-20
5. VARIAN MED SYS INC
2019-01-07
2019-08-27
5. VARIAN MED SYS INC
2019-01-07
2019-08-28
8. VARIAN MED SYS INC
2019-01-07
2019-08-29
8. ALIGN TECHNOLOGY INC
2018-10-29
2019-08-30
5. ALIGN TECHNOLOGY INC
2019-07-10
2019-08-30
30. CF INDS HLDGS INC
2019-04-18
2019-08-30
10. PHILLIPS 66
2019-07-25
2019-08-30
20. QUALCOMM INC
2019-05-06
2019-08-30
3. PALO ALTO NETWORKS INC
2018-08-17
2019-09-03
4. PALO ALTO NETWORKS INC
2019-04-04
2019-09-03
15. PALO ALTO NETWORKS INC
2018-03-08
2019-09-04
50. NEWMONT MINING CORP
2019-05-31
2019-09-09
6. ASSURANT INC
2018-08-17
2019-09-10
10. TARGET CORP
2019-07-09
2019-09-10
3. TARGET CORP
2019-01-08
2019-09-10
11. BIOMARIN PHARMACEUTICAL INC
2016-03-04
2019-09-11
19. BIOMARIN PHARMACEUTICAL INC
2016-03-04
2019-09-12
20. FLEETCOR TECHNOLOGIES INC
2018-08-17
2019-09-12
50. ORACLE CORPORATION
2015-04-14
2019-09-12
7. NETFLIX COM INC
2019-03-25
2019-09-19
16. NETFLIX COM INC
2019-01-07
2019-09-19
6. O'REILLY AUTOMOTIVE INC
2018-08-02
2019-09-19
60. CONAGRA FOODS INC
2015-01-28
2019-10-01
20. CONAGRA FOODS INC
2018-10-29
2019-10-01
40. NEWMONT MINING CORP
2019-05-31
2019-10-01
10. TERADATA CORP DEL
2018-08-17
2019-10-01
9. TERADATA CORP DEL
2016-08-04
2019-10-02
21. TERADATA CORP DEL
2016-08-03
2019-10-03
8. AMERIPRISE FINL INC
2017-01-09
2019-10-07
7. AMERIPRISE FINL INC
2017-01-09
2019-10-07
20. EDISON INTL
2019-08-01
2019-10-07
6. NEUROCRINE BIOSCIENCES INC
2017-05-12
2019-10-07
10. OMNICOM GROUP INC COM
2018-08-17
2019-10-07
60. PPL CORP
2019-05-28
2019-10-07
10. T -MOBILE US INC
2018-10-10
2019-10-07
10. T -MOBILE US INC
2018-08-17
2019-10-07
7. AMERIPRISE FINL INC
2017-01-09
2019-10-08
20. HESS CORP
2018-09-13
2019-10-08
18. NEUROCRINE BIOSCIENCES INC
2017-05-12
2019-10-08
10. NEWMONT MINING CORP
2019-01-24
2019-10-08
30. NEWMONT MINING CORP
2019-05-31
2019-10-08
50. AT&T INC
2015-07-28
2019-10-10
10. HESS CORP
2019-08-01
2019-10-10
20. HARTFORD FINL SVCS GROUP INC COM
2018-08-08
2019-10-11
5. MARTIN MARIETTA MATLS INC
2018-06-04
2019-10-11
1. MARTIN MARIETTA MATLS INC
2019-06-19
2019-10-11
20. CONAGRA FOODS INC
2019-03-25
2019-10-18
20. CONAGRA FOODS INC
2015-01-29
2019-10-18
3. HONEYWELL INTL INC
2019-03-07
2019-10-18
5. HONEYWELL INTL INC
2015-07-28
2019-10-18
40. CISCO SYS INC
2013-01-30
2019-10-24
17. HONEYWELL INTL INC
2013-07-31
2019-10-24
20. QUALCOMM INC
2019-04-23
2019-10-24
52. INTERNATIONAL BUSINESS MACHINES CORP
2018-03-13
2019-10-29
19. LAMAR ADVERTISING CO A
2016-03-03
2019-11-01
40. COLGATE PALMOLIVE CO COM
2019-04-04
2019-11-04
30. COLGATE PALMOLIVE CO COM
2019-05-28
2019-11-04
11. LAMAR ADVERTISING CO A
2016-03-02
2019-11-04
27. WAYFAIR INC- CLASS A
2017-09-13
2019-11-06
73. OCCIDENTAL PETROLEUM CORPORATION COMMON
2009-07-10
2019-11-07
40. CISCO SYS INC
2013-01-30
2019-11-15
10. HONEYWELL INTL INC
2013-07-31
2019-11-15
7. INTERNATIONAL BUSINESS MACHINES CORP
2018-04-12
2019-11-15
40. AMERICAN INTERNATIONAL GROUP
2017-05-01
2019-11-19
10. PROCTER & GAMBLE CO COM
2019-05-31
2019-11-19
20. PROCTER & GAMBLE CO COM
2018-11-02
2019-11-19
5. T -MOBILE US INC
2018-08-17
2019-11-19
13. VISA INC
2019-06-28
2019-11-19
1. ALPHABET INC
2018-08-17
2019-11-20
20. HONEYWELL INTL INC
2013-07-31
2019-11-20
7. NEXTERA ENERGY INC
2019-03-21
2019-11-20
45. T -MOBILE US INC
2017-01-10
2019-11-20
20. CITIGROUP INC
2018-10-17
2019-11-22
8. SALESFORCE COM INC
2019-10-07
2019-11-22
6. ZEBRA TECHNOLOGIES CORP CL A
2019-08-08
2019-11-22
1. AMAZON COM INC
2015-10-22
2019-12-06
50. CF INDS HLDGS INC
2019-04-18
2019-12-06
14. MICROSOFT CORP COM
2019-10-29
2019-12-06
9. HONEYWELL INTL INC
2013-07-31
2019-12-09
5. XILINX INC
2018-09-13
2019-12-09
15021.297 BNY MELLON HIGH YIELD-I
2010-01-25
2019-12-10
12751.287 BNYM FLTNG RT INC-Y
2016-01-28
2019-12-10
10002.296 ASG MANAGED FUTURES STRAT-Y
2014-06-18
2019-12-10
10519.751 VAN ECK CM COMMODITY INDX-I
2018-09-05
2019-12-10
45. XILINX INC
2018-09-12
2019-12-10
70. WELLS FARGO & CO NEW
2017-12-28
2019-12-13
50. BAXTER INTL INC COM
2019-08-13
2019-12-17
20. MERCK & CO INC
2019-07-02
2019-12-17
15. SAGE THERAPEUTICS INC
2019-03-25
2019-12-17
10. BROADCOM INC
2018-12-31
2019-12-20
16. BROADCOM INC
2013-10-10
2019-12-20
60. SS&C TECHNOLOGIES HOLDINGS
2018-07-23
2019-12-20
30. SS&C TECHNOLOGIES HOLDINGS
2019-06-18
2019-12-20
10. VALERO ENERGY CORP NEW
2019-09-11
2019-12-20
1. FUGIO VC FUND IV, LP
2000-01-01
2019-12-31
30. DUPONT DE NEMOURS INC
2014-01-10
2019-12-31
20. DUPONT DE NEMOURS INC
2019-12-09
2019-12-31
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
3,083
2,865
218
b
1,100
1,173
-73
c
3,164
3,325
-161
d
1,432
1,297
135
e
1,949
692
1,257
1,208
711
497
725
825
-100
770
235
535
5,678
4,981
697
1,880
2,383
-503
470
507
-37
433
366
67
1,300
1,182
118
433
415
18
1,946
2,061
-115
1,457
1,522
-65
649
673
-24
649
810
-161
1,225
1,097
128
914
1,006
-92
2,405
2,914
-509
319
303
16
1,064
928
136
2,128
699
1,429
865
1,250
-385
1,514
2,708
-1,194
2,240
2,848
-608
180
181
-1
1,326
647
679
402
399
3
804
798
6
470
464
6
321
320
1
3,520
4,982
-1,462
1,070
1,068
2
1,070
1,001
69
2,405
784
1,621
2,966
2,984
-18
43
47
-4
72
77
-5
1,690
1,468
222
962
814
148
2,176
2,028
148
1,088
1,234
-146
1,562
1,441
121
781
426
355
1,540
2,281
-741
440
685
-245
1,775
1,876
-101
592
651
-59
2,457
2,000
457
589
494
95
1,766
1,482
284
1,397
1,014
383
665
623
42
2,436
773
1,663
965
2,579
-1,614
322
600
-278
3,271
2,779
492
1,308
1,251
57
1,769
1,011
758
885
861
24
3,125
1,576
1,549
582
494
88
1,747
1,463
284
6,533
2,021
4,512
1,685
631
1,054
1,858
3,536
-1,678
2,478
2,491
-13
676
704
-28
1,358
1,014
344
1,369
1,376
-7
786
718
68
786
761
25
1,230
1,289
-59
954
822
132
1,060
1,543
-483
1,133
975
158
1,394
2,477
-1,083
2,788
3,643
-855
1,152
1,132
20
836
663
173
966
702
264
824
767
57
702
682
20
1,201
1,157
44
2,625
2,411
214
222
172
50
889
811
78
667
639
28
857
731
126
1,613
1,488
125
543
462
81
6,151
5,557
594
46,797
48,700
-1,903
3,473
2,570
903
91
104
-13
726
614
112
47,933
48,500
-567
432
224
208
1,727
1,420
307
2,235
2,454
-219
1,724
631
1,093
606
686
-80
1,315
1,553
-238
4,735
2,608
2,127
1,319
1,219
100
791
473
318
1,581
939
642
2,362
1,408
954
2,940
2,161
779
735
558
177
4,487
3,454
1,033
3,405
2,822
583
1,826
2,095
-269
1,587
1,643
-56
793
863
-70
1,207
1,170
37
2,715
2,954
-239
1,253
1,261
-8
1,395
1,869
-474
4,583
2,162
2,421
1,186
1,372
-186
279
266
13
978
683
295
1,929
2,458
-529
1,873
1,941
-68
1,464
2,425
-961
488
892
-404
1,188
1,280
-92
1,583
1,758
-175
77
133
-56
538
869
-331
537
686
-149
1,610
1,985
-375
1,199
1,203
-4
1,647
1,657
-10
586
730
-144
586
699
-113
1,579
621
958
769
288
481
385
251
134
629
562
67
210
164
46
794
650
144
1,589
1,236
353
1,357
384
973
4,568
2,888
1,680
760
452
308
2,552
2,316
236
853
700
153
853
834
19
3,413
2,822
591
1,807
1,749
58
978
1,690
-712
528
610
-82
531
610
-79
849
975
-126
1,461
1,871
-410
913
1,435
-522
1,441
1,398
43
985
1,023
-38
1,550
1,732
-182
597
625
-28
796
947
-151
2,989
2,854
135
1,933
1,800
133
744
636
108
1,078
892
186
323
209
114
796
974
-178
1,377
1,591
-214
5,788
4,294
1,494
2,706
2,140
566
1,988
2,595
-607
4,544
5,176
-632
2,341
1,899
442
1,816
1,801
15
605
721
-116
1,505
1,329
176
302
402
-100
265
280
-15
628
649
-21
1,087
1,063
24
945
812
133
1,494
1,486
8
528
562
-34
775
693
82
1,846
1,837
9
782
688
94
782
659
123
913
812
101
1,240
1,307
-67
1,560
958
602
386
322
64
1,157
997
160
1,856
1,723
133
650
642
8
1,176
1,044
132
1,330
1,137
193
266
222
44
546
554
-8
546
555
-9
492
460
32
820
496
324
1,887
822
1,065
2,884
1,608
1,276
1,556
1,678
-122
6,981
8,238
-1,257
1,516
1,108
408
2,614
2,704
-90
1,960
2,120
-160
882
623
259
2,184
2,192
-8
2,832
4,249
-1,417
1,797
822
975
1,815
794
1,021
939
1,107
-168
2,157
2,465
-308
1,213
1,039
174
2,426
1,792
634
386
330
56
2,376
2,268
108
1,296
1,203
93
3,543
1,589
1,954
1,642
1,344
298
3,479
2,692
787
1,482
1,411
71
1,300
1,192
108
1,452
1,263
189
1,750
568
1,182
2,258
2,248
10
2,120
2,017
103
1,571
715
856
456
387
69
91,930
95,807
-3,877
146,767
150,400
-3,633
97,022
103,552
-6,530
48,812
50,600
-1,788
4,114
3,472
642
3,774
4,131
-357
4,112
4,408
-296
1,779
1,699
80
1,030
2,402
-1,372
3,182
2,640
542
5,091
694
4,397
3,656
3,322
334
1,828
1,748
80
950
822
128
51
-51
1,896
1,978
-82
1,264
1,284
-20
30,769
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
218
b
-73
c
-161
d
135
e
1,257
497
-100
535
697
-503
-37
67
118
18
-115
-65
-24
-161
128
-92
-509
16
136
1,429
-385
-1,194
-608
-1
679
3
6
6
1
-1,462
2
69
1,621
-18
-4
-5
222
148
148
-146
121
355
-741
-245
-101
-59
457
95
284
383
42
1,663
-1,614
-278
492
57
758
24
1,549
88
284
4,512
1,054
-1,678
-13
-28
344
-7
68
25
-59
132
-483
158
-1,083
-855
20
173
264
57
20
44
214
50
78
28
126
125
81
594
-1,903
903
-13
112
-567
208
307
-219
1,093
-80
-238
2,127
100
318
642
954
779
177
1,033
583
-269
-56
-70
37
-239
-8
-474
2,421
-186
13
295
-529
-68
-961
-404
-92
-175
-56
-331
-149
-375
-4
-10
-144
-113
958
481
134
67
46
144
353
973
1,680
308
236
153
19
591
58
-712
-82
-79
-126
-410
-522
43
-38
-182
-28
-151
135
133
108
186
114
-178
-214
1,494
566
-607
-632
442
15
-116
176
-100
-15
-21
24
133
8
-34
82
9
94
123
101
-67
602
64
160
133
8
132
193
44
-8
-9
32
324
1,065
1,276
-122
-1,257
408
-90
-160
259
-8
-1,417
975
1,021
-168
-308
174
634
56
108
93
1,954
298
787
71
108
189
1,182
10
103
856
69
-3,877
-3,633
-6,530
-1,788
642
-357
-296
80
-1,372
542
4,397
334
80
128
-51
-82
-20
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
49,117
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
147,048
4,415,293
0.033304
2017
193,885
4,001,685
0.048451
2016
215,769
3,765,726
0.057298
2015
219,348
4,058,605
0.054045
2014
217,075
4,081,418
0.053186
2
Total
of line 1, column (d)
.....................
2
0.246284
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049257
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
4,075,879
5
Multiply line 4 by line 3
......................
5
200,766
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,148
7
Add lines 5 and 6
........................
7
201,914
8
Enter qualifying distributions from Part XII, line 4
,.............
8
224,773
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,148
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,148
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,148
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
8,622
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
8,622
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
7,474
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
574
Refunded
11
6,900
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BNY MELLON NA
Telephone no.
(412) 234-9684
Located at
PO BOX 185
PITTSBURGH
PA
ZIP+4
152300185
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BNY MELLON N A
CO-TRUSTEE
0
26,792
PO BOX 185
PITTSBURGH
,
PA
152300185
REBECCA B HUMPHREY
CO-TRUSTEE
5
20,000
PO BOX 909
GREENSBURG
,
PA
152300185
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,934,992
b
Average of monthly cash balances
.......................
1b
202,956
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
4,137,948
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,137,948
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
62,069
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,075,879
6
Minimum investment return.
Enter 5% of line 5
..................
6
203,794
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
203,794
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,148
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,148
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
202,646
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
202,646
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
202,646
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
224,773
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
224,773
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
1,148
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
223,625
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
202,646
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
4,003
c
From 2016
......
29,949
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
33,952
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
224,773
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
202,646
e
Remaining amount distributed out of corpus
22,127
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
56,079
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
56,079
10
Analysis of line 9:
a
Excess from 2015
....
4,003
b
Excess from 2016
....
29,949
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
22,127
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
RICHARD COLEMAN CO BNY MELLON
ONE MELLON CENTER 151-3711
PITTSBURGH
,
PA
15258
(412) 234-8338
b
The form in which applications should be submitted and information and materials they should include:
LETTER DESCRIBING ORGANIZATION AND SPECIFICS OF NEED
c
Any submission deadlines:
NOT APPLICABLE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NOT APPLICABLE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
WESTERN PENNSYLVANIA CONSERVANCY
800 WATERFRONT DRIVE
PITTSBURGH
,
PA
15222
NONE
PC
GENERAL OPERATING
9,828
SMITH COLLEGE
7 COLLEGE LANE
NORTHAMPTON
,
MA
01063
NONE
PC
GENERAL OPERATING
8,500
WESA
67 BEDFORD SQUARE
PITTSBURGH
,
PA
15203
NONE
PC
GENERAL OPERATING
11,000
WESTMORELAND COUNTY PARKS & RECREATION
194 DONOHOE ROAD
GREENSBURG
,
PA
156016986
NONE
PC
GENERAL OPERATING
2,000
YWCA WESTMORELAND COUNTY
424 N MAIN STREET
GREENSBURG
,
PA
15601
NONE
PC
GENERAL OPERATING
4,000
HANNA'S TOWN
809 FORBES TRAIL ROAD
GREENSBURG
,
PA
156016548
NONE
PC
GENERAL OPERATING
3,000
WQED
4802 FIFTH AVE
PITTSBURGH
,
PA
15213
NONE
PC
GENERAL OPERATING PURPOSES
4,000
WESTOVER SCHOOL
PO BOX 847
MIDDLEBURY
,
CT
06762
NONE
PC
GENERAL OPERATING PURPOSES
4,000
WESTMORELAND SYMPHONY ORCHESTRA
951 OLD SALEM RD
GREENSBURG
,
PA
15601
NONE
PC
GENERAL OPERATING PURPOSES
4,000
SMITH COLLEGE - FOR THE SMITH FUND
33 ELM STREET
NORTHAMPTON
,
MA
01063
NONE
PC
GENERAL OPERATING PURPOSES
11,000
PLANNED PARENTHOOD FEDERATION OF AMERICA
123 WILLIAM ST
NEW YORK
,
NY
10038
NONE
PC
GENERAL OPERATING PURPOSES
11,000
PITTSBURGH ZOO & PPG AQUARIUM
ONE WILD PLACE
PITTSBURGH
,
PA
15206
NONE
PC
GENERAL OPERATING PURPOSES
11,000
PHIPPS CONSERVATORY AND BOTANICAL GARDEN
1 SCHENLEY DRIVE
PITTSBURGH
,
PA
15213
NONE
PC
GENERAL OPERATING PURPOSES
11,000
NARAL PRO-CHOICE AMERICA FOUNDATION NEW
1156 15TH ST NW SUITE 700
WASHINGTON
,
DC
20005
NONE
PC
GENERAL OPERATING PURPOSES
8,000
MOUNTAIN PLAYHOUSE
PO BOX 205
JENNERSTOWN
,
PA
15547
NONE
PC
GENERAL OPERATING PURPOSES
2,000
MEMORIAL SLOAN-KETTERING CANCER
1275 YORK AVE
NEW YORK
,
NY
10065
NONE
PC
GENERAL OPERATING PURPOSES
8,000
MAGEE WOMEN'S RESEARCH INSTITUTE & FOUND
3339 WARD ST
PITTSBURGH
,
PA
15213
NONE
PC
GENERAL OPERATING PURPOSES
8,000
UPMC HILLMAN CANCER CENTER
5115 CENTRE AVE
PITTSBURGH
,
PA
15232
NONE
PC
GENERAL OPERATING PURPOSES
8,000
GREENSBURG HEMPFIELD LIBRARY
237 S PENNSYLVANIA AVE
GREENSBURG
,
PA
15601
NONE
PC
GENERAL OPERATING PURPOSES
46,000
GARDEN CLUB OF ALLEGHENY COUNTY
PO BOX 11583
PITTSBURGH
,
PA
15238
NONE
PC
GENERAL OPERATING PURPOSES
4,000
COMPASSION AND CHOICES
PO BOX 101810
DENVER
,
CO
80250
NONE
PC
GENERAL OPERATING PURPOSES
4,000
CARNEGIE MUSEUM-POWDERMILL
4400 FORBES AVE
PITTSBURGH
,
PA
15213
NONE
PC
GENERAL OPERATING PURPOSES
16,000
CARNEGIE MUSEUM OF ART
4400 FORBES AVE
PITTSBURGH
,
PA
15213
NONE
PC
GENERAL OPERATING PURPOSES
6,000
Total
.................................
3a
204,328
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
99,186
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
49,117
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FUGIO VC FUND IV O
1
1
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
148,304
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
148,304
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description