-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
DINON L R FDN FOR CLIN CARDIOLOGY-TR
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 185
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
152300185
A Employer identification number
25-6821850
B
Telephone number (see instructions)
(215) 553-3252
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
6,506,187
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2,305,058
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
128,161
121,697
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
564,959
b
Gross sales price for all assets on line 6a
2,934,523
7
Capital gain net income (from Part IV, line 2)
...
564,959
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
2,998,178
686,656
13
Compensation of officers, directors, trustees, etc.
61,468
36,881
24,587
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
36,248
2,770
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
2
2
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
97,718
39,653
0
24,587
25
Contributions, gifts, grants paid
.......
54,126
54,126
26
Total expenses and disbursements.
Add lines 24 and 25
151,844
39,653
0
78,713
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
2,846,334
b
Net investment income
(if negative, enter -0-)
647,003
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
75,602
85,969
85,969
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
3,022,605
5,258,143
6,420,218
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,098,207
5,344,112
6,506,187
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,098,207
5,344,112
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,098,207
5,344,112
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,098,207
5,344,112
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,098,207
2
Enter amount from Part I, line 27a
.....................
2
2,846,334
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
5,944,541
5
Decreases not included in line 2 (itemize)
5
600,429
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
5,344,112
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
120. ANADARKO PETE CORP
2018-09-06
2019-01-02
b
10. ANADARKO PETE CORP
2018-06-15
2019-01-02
c
20. HOME DEPOT INC USD 0.05
2018-03-29
2019-01-02
d
50. CORNING INC COM
2018-03-29
2019-01-03
e
20. ATLASSIAN CORP PLC-CLASS A
2018-03-29
2019-01-07
50. MEDTRONIC PLC
2018-05-31
2019-01-07
20. CISCO SYS INC
2018-09-21
2019-01-09
30. QUALCOMM INC
2018-11-30
2019-01-09
15. AMERICAN TOWER CORP-CL A
2018-04-11
2019-01-15
30. EXELON CORP
2018-10-30
2019-01-15
6. NEXTERA ENERGY INC
2018-10-30
2019-01-15
20. ATLASSIAN CORP PLC-CLASS A
2018-03-29
2019-01-16
90. CISCO SYS INC
2018-09-21
2019-01-17
8. HOME DEPOT INC USD 0.05
2018-03-29
2019-01-17
3. HOME DEPOT INC USD 0.05
2015-01-06
2019-01-17
18. JOHNSON & JOHNSON COM
2018-11-20
2019-01-17
60. PFIZER INC COM
2018-08-03
2019-01-17
100. QUALCOMM INC
2018-11-30
2019-01-17
6. AMERICAN TOWER CORP-CL A
2018-04-11
2019-01-18
40. CISCO SYS INC
2018-09-21
2019-01-18
2. EQUINIX INC
2018-03-29
2019-01-18
20. EXELON CORP
2016-09-29
2019-01-18
3. NEXTERA ENERGY INC
2018-10-30
2019-01-18
2. NEXTERA ENERGY INC
2011-04-05
2019-01-18
10. ATLASSIAN CORP PLC-CLASS A
2018-03-29
2019-01-18
30000. AT&T INC 3.0% 2/15/22
2018-05-31
2019-01-22
30000. ANHEUSER-BUSCH INBEV 2.5% 7/15/22
2018-06-06
2019-01-24
19. APPLE COMPUTER INC COM
2009-07-06
2019-01-24
13. JOHNSON & JOHNSON COM
2012-06-14
2019-01-24
25. JOHNSON & JOHNSON COM
2018-10-30
2019-01-24
15. LAM RESH CORP COM
2018-07-10
2019-01-24
50. QUALCOMM INC
2018-11-19
2019-01-24
4. AMAZON COM INC
2011-05-02
2019-01-29
100. QUALCOMM INC
2018-11-19
2019-01-31
50. VERIZON COMMUNICATIONS INC
2018-10-29
2019-01-31
22. MICROSOFT CORP COM
2018-11-08
2019-02-08
16. APPLE COMPUTER INC COM
2009-07-06
2019-02-11
24. MICROSOFT CORP COM
2018-11-08
2019-02-11
60. COMCAST CORP NEW CL A
2018-10-15
2019-02-13
40. VERIZON COMMUNICATIONS INC
2018-10-19
2019-02-13
30. CORNING INC COM
2018-03-29
2019-02-19
14. TEXAS INSTRUMENTS INC
2018-08-01
2019-02-19
40. GILEAD SCIENCES INC
2018-06-20
2019-02-20
20. CSX CORP COM
2003-06-09
2019-02-27
70. NUCOR CORP
2015-01-06
2019-02-27
5. ILLUMINA INC
2018-07-31
2019-02-28
6. UNITED HEALTH GROUP INC
2018-03-29
2019-02-28
8. UNITED HEALTH GROUP INC
2019-01-17
2019-02-28
30. MEDTRONIC PLC
2018-05-31
2019-02-28
125. INTERCONTINENTALEXCHANGE GRO
2011-10-18
2019-03-04
20. INTERCONTINENTALEXCHANGE GRO
2018-03-29
2019-03-04
1. AMAZON COM INC
2011-05-02
2019-03-06
16. LAM RESH CORP COM
2018-07-10
2019-03-07
4. ALIGN TECHNOLOGY INC
2018-03-29
2019-03-08
20. PFIZER INC COM
2018-08-03
2019-03-08
80. PFIZER INC COM
2009-06-26
2019-03-08
40. T -MOBILE US INC
2018-10-19
2019-03-08
30000. WELLS FARGO CO 3.55% 9/29/25
2018-06-15
2019-03-12
30. CISCO SYS INC
2018-09-21
2019-03-14
39. TEXAS INSTRUMENTS INC
2018-08-01
2019-03-14
12. ADOBE SYS INC COM
2019-01-16
2019-03-18
50. MONSTER BEVERAGE CORP
2018-03-29
2019-03-19
50. CISCO SYS INC
2018-09-21
2019-03-20
20. T -MOBILE US INC
2018-03-29
2019-03-20
10. T -MOBILE US INC
2018-10-19
2019-03-20
30. VERIZON COMMUNICATIONS INC
2018-10-16
2019-03-20
19. BIOGEN IDEC INC
2018-03-29
2019-03-21
20. MERCK & CO INC
2012-05-14
2019-04-02
20. MERCK & CO INC
2018-10-30
2019-04-02
30000. BANK OF MONTREAL 2.1% 12/12/19
2018-05-31
2019-04-03
20. CORNING INC COM
2018-03-29
2019-04-03
10. CORNING INC COM
2018-03-29
2019-04-04
74. WORLDPAY INC
2018-03-29
2019-04-10
76. WORLDPAY INC
2018-03-29
2019-04-11
590. CSX CORP COM
2003-06-09
2019-04-12
.3333 DOW INC.
2018-03-29
2019-04-15
9. JOHNSON & JOHNSON COM
2019-03-08
2019-04-17
5. UNITED HEALTH GROUP INC
2018-03-29
2019-04-17
120. CORNING INC COM
2018-03-29
2019-04-18
40. CORNING INC COM
2018-03-29
2019-04-24
170. INTEL CORPORATION
2019-01-24
2019-04-29
10. MONSTER BEVERAGE CORP
2018-03-29
2019-04-30
30000. JPMORGAN CHASE & CO 3.2% 1/25/23
2018-06-15
2019-05-03
105. ANADARKO PETE CORP
2010-06-18
2019-05-09
60. ANADARKO PETE CORP
2018-09-06
2019-05-09
100. INTEL CORPORATION
2019-01-24
2019-05-09
150. MARATHON PETROLEUM CORP
2018-10-08
2019-05-09
100. CORNING INC COM
2018-03-29
2019-05-20
100. APPLE COMPUTER INC COM
2009-06-26
2019-05-24
84. COCA-COLA EUROPEAN PARTNERS
2012-02-16
2019-05-24
90. NUTANIX INC
2019-01-18
2019-06-03
80. GILEAD SCIENCES INC
2018-06-20
2019-06-05
37. STATE ST CORP COM
2018-10-11
2019-06-05
123. STATE ST CORP COM
2018-10-11
2019-06-05
53. CORTEVA INC
2015-01-06
2019-06-10
.333 DUPONT DE NEMOURS INC
2018-03-29
2019-06-12
.3333 CORTEVA INC
2015-01-06
2019-06-13
220. WESTERN DIGITAL CORP
2019-04-17
2019-06-13
5714.285 BNY MELLON MID CAP STK FD CL M
2003-03-26
2019-06-18
3487. BNY MELLON PA INTER MUN BD FD CL M
2005-10-08
2019-06-18
3751. BNY MELLON NATL S/T MUN BD FD CL M
2014-03-14
2019-06-18
2843. BNY MELLON NATL S/T MUN BD FD CL M
2018-09-25
2019-06-18
6632. BNY MELLON NTL INTER MUN BD FD CL M
2012-09-07
2019-06-18
3930.817 BNY MELLON INTL FD CL M SHSS
2008-09-19
2019-06-18
249. BNYM OPPORT SM CAP-Y
2018-12-14
2019-06-18
889. BNYM OPPORT SM CAP-Y
2016-05-02
2019-06-18
3787.879 BNYM INTL SMALL CAP-Y
2015-07-29
2019-06-18
4709. ASG MANAGED FUTURES STRAT-Y
2014-02-18
2019-06-18
60. MERCK & CO INC
2009-06-26
2019-06-19
2. LAM RESH CORP COM
2019-05-20
2019-06-24
12. LAM RESH CORP COM
2018-11-02
2019-06-24
170. MICRON TECHNOLOGY
2019-01-31
2019-06-24
14. LAM RESH CORP COM
2018-11-02
2019-06-25
30000. NBC UNIVERSAL MEDIA LLC
2018-06-05
2019-06-27
15000. NBC UNIVERSAL MEDIA LLC
2019-06-19
2019-06-27
480. AT&T INC
2003-03-26
2019-07-02
36. ALLIANCE DATA SYS CORP
2009-06-26
2019-07-02
74. AMERICAN EXPRESS COMPANY
2010-06-21
2019-07-02
32. AMERIPRISE FINL INC
2009-06-26
2019-07-02
170. APACHE CORPORATION COM
2003-06-09
2019-07-02
2. APPLE COMPUTER INC COM
2009-07-06
2019-07-02
95. CBS CORP NEW
2011-05-05
2019-07-02
37. CBRE GROUP INC
2012-01-20
2019-07-02
76. CIGNA CORP
2009-06-26
2019-07-02
10. CSX CORP COM
2003-06-09
2019-07-02
33. CAPITAL ONE FINL CORP COM
2010-01-19
2019-07-02
30. CISCO SYS INC
2018-09-21
2019-07-02
43. CONAGRA FOODS INC
2012-11-27
2019-07-02
400. DANAHER CORP COMMON
2003-06-09
2019-07-02
138. DEERE & COMPANY
2003-03-26
2019-07-02
15. DISNEY (WALT) COMPANY HOLDING CO.
2018-10-23
2019-07-02
230. DISNEY (WALT) COMPANY HOLDING CO.
2003-03-26
2019-07-02
31. EOG RES INC
2011-11-11
2019-07-02
12. FEDEX CORPORATION
2012-01-26
2019-07-02
201. FORTIVE CORP.
2003-06-09
2019-07-02
62. FOX CORP- CLASS B - W/I
2019-03-19
2019-07-02
94. HALLIBURTON COMPANY COM
2008-09-18
2019-07-02
6. HONEYWELL INTL INC
2019-04-12
2019-07-02
61. INTERNATIONAL BUSINESS MACHINES CORP
2003-03-26
2019-07-02
33. INTUIT INC COM
2011-10-11
2019-07-02
22. J P MORGAN CHASE & CO
2019-01-15
2019-07-02
70. J P MORGAN CHASE & CO
2003-06-09
2019-07-02
545. JOHNSON & JOHNSON COM
2016-09-29
2019-07-02
5. JOHNSON & JOHNSON COM
2019-03-08
2019-07-02
36. ELI LILLY & CO COM
2013-01-31
2019-07-02
22. MCKESSON CORPORATION
2009-06-26
2019-07-02
61. MOODYS CORP
2012-04-27
2019-07-02
41. OCCIDENTAL PETROLEUM CORPORATION COMMON
2009-06-26
2019-07-02
608. ORACLE CORPORATION
2003-03-26
2019-07-02
263. PEPSICO INC
2003-06-09
2019-07-02
200. PFIZER INC COM
2009-06-26
2019-07-02
20. PRICE T ROWE GROUP INC
2012-01-20
2019-07-02
40. SANOFI-SYNTHELABO
2012-07-24
2019-07-02
132. SEMPRA ENERGY
2003-03-26
2019-07-02
36. TARGET CORP
2011-11-18
2019-07-02
203. UNITED TECHNOLOGIES CORP
2003-03-26
2019-07-02
1. UNITED HEALTH GROUP INC
2018-03-29
2019-07-02
130. WELLS FARGO & CO NEW
2003-06-09
2019-07-02
38. LINDE PLC
2018-10-31
2019-07-02
22. CHUBB LTD
2016-01-15
2019-07-02
26. LYONDELLBASELL INDU-CL A-W/I
2012-03-29
2019-07-02
110. TAIWAN SEMICONDUCTOR ADR
2019-04-03
2019-07-08
30000. TOYOTA MOTOR CREDIT 2.15% 3/12/20
2018-05-22
2019-07-10
15000. TOYOTA MOTOR CREDIT 2.15% 3/12/20
2019-06-20
2019-07-10
140. COMERICA INC COM
2018-08-03
2019-07-18
10. COMERICA INC COM
2019-07-02
2019-07-18
20. JOHNSON & JOHNSON COM
2013-03-15
2019-07-25
40. PFIZER INC COM
2009-06-26
2019-07-25
10. EQUINIX INC
2019-07-02
2019-07-29
15. ARISTA NETWORKS INC
2019-07-02
2019-08-01
2575. BNYM INTL STCK-Y
2009-01-13
2019-08-01
26. FACEBOOK INC
2019-07-02
2019-08-01
27. SALESFORCE COM INC
2019-02-11
2019-08-01
37. SPLUNK INC
2019-03-18
2019-08-01
220. ADVANCED MICRO DEVICES INC
2019-07-02
2019-08-07
5. NETFLIX COM INC
2019-03-20
2019-08-07
26. INGERSOLL-RAND PLC
2019-07-02
2019-08-07
133. MONSTER BEVERAGE CORP
2015-01-06
2019-08-08
1. MUN OPPORTUNITIES FD CL M
2018-12-28
2019-08-12
4781. MUN OPPORTUNITIES FD CL M
2014-03-14
2019-08-12
588.928 BNY MELLON SMALL CAP STK FD CL M SHS
2008-09-19
2019-08-12
1057.641 BNYM INTL STCK-Y
2009-01-13
2019-08-12
4118.616 BNY MELLON HIGH YIELD-I
2014-02-18
2019-08-12
1290.878 BNYM FLTNG RT INC-Y
2014-02-18
2019-08-12
11. ARISTA NETWORKS INC
2019-05-24
2019-08-15
50. CISCO SYS INC
2018-10-31
2019-08-15
12. COSTCO WHSL CORP NEW
2019-07-02
2019-08-15
60. MONDELEZ INTERNATIONAL INC
2019-07-02
2019-08-15
70. ABBOTT LABORATORIES
2019-07-02
2019-08-16
21. ILLUMINA INC
2018-07-31
2019-08-16
10. ILLUMINA INC
2019-07-02
2019-08-16
120. PFIZER INC COM
2009-07-06
2019-08-16
46. SPLUNK INC
2019-07-02
2019-08-16
14. NETFLIX COM INC
2019-03-20
2019-08-20
1. NETFLIX COM INC
2018-08-24
2019-08-20
42. CHEVRONTEXACO CORP
2019-07-02
2019-08-27
520. GENERAL ELECTRIC CO
2019-02-27
2019-08-27
250. GENERAL ELECTRIC CO
2019-07-02
2019-08-27
40. SPLUNK INC
2017-03-01
2019-08-27
30. SPLUNK INC
2019-03-07
2019-08-27
25000. APPLE INC
2019-06-24
2019-09-09
30000. APPLE INC
2018-06-11
2019-09-09
220. ADVANCED MICRO DEVICES INC
2019-04-29
2019-09-11
39. AMERICAN TOWER CORP-CL A
2015-06-18
2019-09-11
37. AMERICAN TOWER CORP-CL A
2019-07-02
2019-09-11
42. YUM BRANDS INC
2019-07-02
2019-09-11
38. WORKDAY INC
2019-06-24
2019-09-13
140. BANK AMER CORP
2019-07-02
2019-09-17
10. SVB FINL GROUP
2018-03-29
2019-09-17
9. SVB FINL GROUP
2018-11-30
2019-09-17
60. SCHWAB CHARLES CORP NEW
2019-07-02
2019-09-17
40. SCHWAB CHARLES CORP NEW
2018-07-10
2019-09-17
42. ALLERGAN PLC
2018-03-29
2019-09-20
20. ALLERGAN PLC
2019-07-02
2019-09-20
40. EXACT SCIENCES CORP
2019-07-02
2019-09-23
30000. LLOYDS BANK PLC 2.7% 8/17/20
2018-06-06
2019-09-25
25000. LLOYDS BANK PLC 2.7% 8/17/20
2019-06-18
2019-09-25
12. ADOBE SYS INC COM
2019-07-02
2019-10-03
22. SALESFORCE COM INC
2019-07-02
2019-10-03
30. ARISTA NETWORKS INC
2019-05-24
2019-10-10
28. BOEING COMPANY
2018-07-10
2019-10-21
14. BOEING COMPANY
2019-07-02
2019-10-21
20. MONDELEZ INTERNATIONAL INC
2018-03-29
2019-10-21
130. MONDELEZ INTERNATIONAL INC
2019-07-02
2019-10-21
35. ATLASSIAN CORP PLC-CLASS A
2019-07-02
2019-10-21
60. VERIZON COMMUNICATIONS INC
2018-10-16
2019-10-23
10. VERIZON COMMUNICATIONS INC
2019-07-02
2019-10-23
4. TEXAS INSTRUMENTS INC
2018-08-01
2019-10-24
64. TEXAS INSTRUMENTS INC
2019-07-02
2019-10-24
25000. A.B.B. FIN USA INC 2.875% 5/08/22
2019-06-18
2019-10-28
30000. A.B.B. FIN USA INC 2.875% 5/08/22
2018-05-31
2019-10-28
19. AMERICAN TOWER CORP-CL A
2012-07-09
2019-10-28
70. COMCAST CORP NEW CL A
2019-07-02
2019-10-28
90. VERIZON COMMUNICATIONS INC
2018-10-16
2019-10-28
59. ACCENTURE PLC IRELAND SHS CL A
2019-05-09
2019-10-28
19. NEXTERA ENERGY INC
2019-07-02
2019-11-06
3. NEXTERA ENERGY INC
2011-04-06
2019-11-06
31. SVB FINL GROUP
2018-03-29
2019-11-06
34. SVB FINL GROUP
2019-07-02
2019-11-06
40. YUM BRANDS INC
2018-07-10
2019-11-06
160. BANK AMER CORP
2019-07-02
2019-11-08
30000. BARCLAYS PLC 2.75% 11/08/19
2018-05-23
2019-11-08
20000. BARCLAYS PLC 2.75% 11/08/19
2019-06-20
2019-11-08
23. NEXTERA ENERGY INC
2011-04-05
2019-11-08
25000. BB&T CORP
2019-06-20
2019-11-15
30000. BB&T CORP
2018-06-01
2019-11-15
100. MICRON TECHNOLOGY
2019-08-20
2019-11-15
170. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-07-02
2019-11-15
30. CVS CORP
2018-09-18
2019-11-18
29. TEXAS INSTRUMENTS INC
2018-08-01
2019-11-18
8. THERMO ELECTRON CORP
2019-07-02
2019-11-18
190. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-07-02
2019-11-18
120. COMCAST CORP NEW CL A
2019-07-02
2019-11-25
20000. WESTPAC BKG CORP 2.6% 11/23/20
2019-06-21
2019-12-04
30000. WESTPAC BKG CORP 2.6% 11/23/20
2018-06-06
2019-12-04
80. AT&T INC
2019-09-11
2019-12-19
20. ABBOTT LABORATORIES
2019-07-02
2019-12-19
10. ABBVIE INC
2019-09-23
2019-12-19
6. ADOBE SYS INC COM
2019-07-02
2019-12-19
40. ADVANCED MICRO DEVICES INC
2019-01-31
2019-12-19
4. ALIGN TECHNOLOGY INC
2019-07-02
2019-12-19
1. ALPHABET INC/CA
2019-03-08
2019-12-19
4. ALPHABET INC/CA
2019-11-25
2019-12-19
3. AMAZON COM INC
2019-07-02
2019-12-19
50. AMERICAN INTERNATIONAL GROUP
2019-09-17
2019-12-19
6. AMERICAN TOWER CORP-CL A
2012-07-09
2019-12-19
7. AMGEN INC
2019-08-16
2019-12-19
31. APPLE COMPUTER INC COM
2019-10-28
2019-12-19
831.025 BNY MELLON SMALL CAP STK FD CL M SHS
2003-03-26
2019-12-19
2615.845 BNY MELLON INTL FD CL M SHSS
2016-09-29
2019-12-19
1652.502 BNYM INTL STCK-Y
2009-01-13
2019-12-19
40. BANK AMER CORP
2018-07-10
2019-12-19
50. BANK AMER CORP
2019-07-02
2019-12-19
50. BOSTON SCIENTIFIC CORP COM
2019-07-02
2019-12-19
30. BRISTOL MYERS SQUIBB CO COM
2018-07-10
2019-12-19
15. CME GROUP INC
2019-07-02
2019-12-19
40. CSX CORP COM
2003-06-09
2019-12-19
40. CVS CORP
2018-09-18
2019-12-19
21. CELANESE CORP DEL
2019-07-02
2019-12-19
31. CHEVRONTEXACO CORP
2019-07-02
2019-12-19
30. CISCO SYS INC
2018-10-31
2019-12-19
50. COCA-COLA CO USD
2019-09-11
2019-12-19
60. COMCAST CORP NEW CL A
2019-07-02
2019-12-19
9. CONSTELLATION BRANDS INC
2018-10-02
2019-12-19
8. COSTCO WHSL CORP NEW
2019-07-02
2019-12-19
15. DEERE & COMPANY
2003-03-26
2019-12-19
25. DISNEY (WALT) COMPANY HOLDING CO.
2003-03-26
2019-12-19
20. DOLLAR TREE INC
2019-07-02
2019-12-19
19.6667 DOW INC.
2018-03-29
2019-12-19
.3333 DOW INC.
2019-04-12
2019-12-19
10. DUPONT DE NEMOURS INC
2018-03-29
2019-12-19
1. EQUINIX INC
2019-07-02
2019-12-19
2. EQUINIX INC
2018-03-29
2019-12-19
2. EXACT SCIENCES CORP
2019-07-02
2019-12-19
8. EXACT SCIENCES CORP
2019-04-02
2019-12-19
70. EXELON CORP
2019-07-02
2019-12-19
30. EXXON MOBIL CORP
2019-05-09
2019-12-19
10. FACEBOOK INC
2019-07-02
2019-12-19
17. FACEBOOK INC
2018-12-12
2019-12-19
9. HOME DEPOT INC USD 0.05
2019-07-02
2019-12-19
18. HONEYWELL INTL INC
2019-04-12
2019-12-19
4. ILLINOIS TOOL WORKS INC COM
2019-04-17
2019-12-19
12. ILLINOIS TOOL WORKS INC COM
2019-07-02
2019-12-19
2. INTUIT INC COM
2019-11-15
2019-12-19
40. J P MORGAN CHASE & CO
2019-07-18
2019-12-19
14. JOHNSON & JOHNSON COM
2012-06-15
2019-12-19
11. KLA TENCOR CORP
2019-10-28
2019-12-19
80. MGM MIRAGE
2019-11-06
2019-12-19
30. MERCK & CO INC
2009-06-26
2019-12-19
65. MICROSOFT CORP COM
2019-06-24
2019-12-19
60. MICRON TECHNOLOGY
2019-08-16
2019-12-19
50. MONDELEZ INTERNATIONAL INC
2018-03-29
2019-12-19
2. NETFLIX COM INC
2018-08-24
2019-12-19
10. NEXTERA ENERGY INC
2011-04-05
2019-12-19
19. NIKE INC CL B
2013-02-25
2019-12-19
20. NIKE INC CL B
2019-07-02
2019-12-19
30. PAYPAL HOLDINGS INC
2019-07-02
2019-12-19
20. PFIZER INC COM
2009-07-06
2019-12-19
40. PHILIP MORRIS INTERNATIONAL
2019-10-21
2019-12-19
10. PIONEER NAT RES CO
2018-03-29
2019-12-19
22. PROCTER & GAMBLE CO COM
2019-07-02
2019-12-19
11. S & P GLOBAL INC
2019-09-17
2019-12-19
11. SALESFORCE COM INC
2019-07-02
2019-12-19
30. SCHWAB CHARLES CORP NEW
2019-07-02
2019-12-19
30. SQUARE INC - A
2019-04-11
2019-12-19
70. SYNCHRONY FINANCIAL
2019-11-08
2019-12-19
10. T -MOBILE US INC
2019-07-02
2019-12-19
40. TAIWAN SEMICONDUCTOR ADR
2019-10-21
2019-12-19
7. TEXAS INSTRUMENTS INC
2018-09-19
2019-12-19
7. THERMO ELECTRON CORP
2019-07-02
2019-12-19
30. TRUIST FINL CORP
2019-11-06
2019-12-19
12. UNITED TECHNOLOGIES CORP
2019-10-21
2019-12-19
13. UNITED HEALTH GROUP INC
2019-11-18
2019-12-19
10. VALERO ENERGY CORP NEW
2018-03-29
2019-12-19
8. VERTEX PHARMACEUTICALS INC
2019-06-19
2019-12-19
16. VISA INC
2019-07-02
2019-12-19
11. VISA INC
2013-03-28
2019-12-19
1699.235 VIRTUS EMERGING MKTS OPPOR-I
2014-06-20
2019-12-19
40. VOYA FINANCIAL INC
2019-07-02
2019-12-19
20. YUM BRANDS INC
2018-07-10
2019-12-19
9. ATLASSIAN CORP PLC-CLASS A
2019-07-02
2019-12-19
4. ACCENTURE PLC IRELAND SHS CL A
2019-05-09
2019-12-19
20. EATON CORP PLC
2019-07-02
2019-12-19
29. INGERSOLL-RAND PLC
2019-07-02
2019-12-19
50. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-07-02
2019-12-19
21. MEDTRONIC PLC
2019-08-16
2019-12-19
7. NXP SEMICONDUCTORS N V
2019-09-11
2019-12-19
3937.008 BNY MELLON INTERMEDIATE BOND FD CL M
2019-08-12
2019-12-20
5742.726 BNY MELLON BOND FD CL M
2019-08-12
2019-12-20
4970. BNYM US EQUITY FUND-Y
2012-05-15
2019-12-20
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
5,306
7,719
-2,413
b
442
685
-243
c
3,443
3,518
-75
d
1,408
1,387
21
e
1,877
1,060
817
4,123
4,326
-203
868
970
-102
1,701
1,743
-42
2,434
2,109
325
1,372
1,324
48
1,046
1,031
15
1,883
1,060
823
3,956
4,364
-408
1,386
1,407
-21
520
305
215
2,312
2,644
-332
2,542
2,431
111
5,461
5,682
-221
986
844
142
1,795
1,940
-145
752
841
-89
921
671
250
527
516
11
352
112
240
921
530
391
29,636
29,556
80
29,066
28,986
80
2,886
374
2,512
1,645
851
794
3,164
3,569
-405
2,396
2,645
-249
2,545
2,798
-253
6,403
804
5,599
4,961
5,569
-608
2,723
2,847
-124
2,305
2,455
-150
2,717
315
2,402
2,529
2,678
-149
2,217
2,127
90
2,177
2,222
-45
1,026
832
194
1,497
1,560
-63
2,673
2,854
-181
1,450
105
1,345
4,252
3,299
953
1,565
1,596
-31
1,456
1,320
136
1,941
2,082
-141
2,733
2,592
141
9,516
3,388
6,128
1,523
1,436
87
1,682
201
1,481
2,674
2,821
-147
924
976
-52
814
810
4
3,257
1,189
2,068
2,821
2,799
22
30,139
29,240
899
1,579
1,455
124
4,145
4,347
-202
3,068
3,074
-6
2,889
2,839
50
2,658
2,424
234
1,443
1,218
225
721
700
21
1,729
1,638
91
4,309
5,237
-928
1,663
767
896
1,663
1,454
209
29,885
29,725
160
687
555
132
344
277
67
8,374
6,009
2,365
8,595
6,171
2,424
44,909
3,104
41,805
19
20
-1
1,256
1,232
24
1,075
1,100
-25
4,178
3,328
850
1,389
1,109
280
8,704
8,882
-178
596
568
28
30,215
29,557
658
7,724
4,835
2,889
4,414
3,860
554
4,626
4,983
-357
7,957
12,541
-4,584
2,963
2,774
189
17,964
1,998
15,966
4,688
3,244
1,444
2,425
4,725
-2,300
5,124
5,706
-582
2,077
3,053
-976
6,866
9,654
-2,788
1,364
1,465
-101
25
31
-6
8
8
8,149
11,221
-3,072
100,000
73,892
26,108
43,099
45,261
-2,162
48,125
48,452
-327
36,476
35,992
484
91,256
90,400
856
50,000
44,535
5,465
6,374
6,033
341
22,758
26,155
-3,397
50,000
52,200
-2,200
46,384
47,263
-879
5,078
1,773
3,305
364
376
-12
2,182
1,822
360
5,668
6,858
-1,190
2,513
2,126
387
31,097
30,891
206
15,549
15,523
26
16,216
9,594
6,622
5,261
1,451
3,810
9,246
3,120
6,126
4,641
758
3,883
4,671
5,589
-918
404
39
365
4,829
2,582
2,247
1,926
659
1,267
12,235
3,162
9,073
779
53
726
2,996
1,379
1,617
1,670
1,412
258
1,142
975
167
57,466
5,276
52,190
22,691
2,778
19,913
2,134
1,744
390
32,723
4,158
28,565
2,723
1,599
1,124
1,916
1,102
814
16,406
1,727
14,679
2,261
2,494
-233
2,110
3,223
-1,113
1,057
971
86
8,536
5,015
3,521
8,750
1,708
7,042
2,497
2,228
269
7,946
2,402
5,544
75,951
64,395
11,556
697
685
12
4,092
1,945
2,147
2,987
1,008
1,979
12,175
2,888
9,287
1,991
2,575
-584
35,508
6,940
28,568
34,730
11,619
23,111
8,805
3,528
5,277
2,162
1,201
961
1,746
1,479
267
18,196
3,243
14,953
3,122
1,910
1,212
26,724
6,516
20,208
243
220
23
6,120
3,235
2,885
7,731
6,211
1,520
3,261
2,444
817
2,256
1,080
1,176
4,327
4,769
-442
29,985
29,698
287
14,993
14,934
59
9,705
13,293
-3,588
693
705
-12
2,614
1,698
916
1,712
601
1,111
4,866
5,146
-280
4,102
3,976
126
50,135
22,443
27,692
5,136
5,047
89
4,221
4,253
-32
5,024
4,738
286
6,357
6,963
-606
1,501
1,872
-371
3,080
3,263
-183
7,586
5,101
2,485
14
13
1
65,213
60,767
4,446
10,000
9,683
317
20,000
9,218
10,782
25,000
28,007
-3,007
15,000
16,105
-1,105
2,381
2,815
-434
2,334
2,309
25
3,253
3,171
82
3,200
3,291
-91
5,933
5,912
21
6,018
6,702
-684
2,866
3,692
-826
4,181
1,741
2,440
5,760
5,868
-108
4,199
5,232
-1,033
300
355
-55
4,855
5,148
-293
4,117
5,584
-1,467
1,979
2,671
-692
4,487
2,544
1,943
3,365
3,760
-395
25,125
25,098
27
30,150
29,504
646
6,534
6,645
-111
8,322
4,302
4,020
7,895
7,628
267
4,778
4,653
125
6,374
8,067
-1,693
4,165
4,066
99
2,126
2,408
-282
1,914
2,293
-379
2,573
2,418
155
1,715
2,047
-332
7,002
7,036
-34
3,334
3,385
-51
4,210
4,640
-430
30,175
29,622
553
25,146
25,077
69
3,260
3,607
-347
3,225
3,379
-154
6,811
7,550
-739
9,264
9,724
-460
4,632
4,961
-329
1,072
824
248
6,968
7,131
-163
4,058
4,650
-592
3,650
3,218
432
608
580
28
472
446
26
7,557
7,643
-86
25,522
25,362
160
30,626
29,665
961
4,018
1,621
2,397
3,184
2,990
194
5,410
4,827
583
10,794
10,810
-16
4,319
4,164
155
682
170
512
7,217
7,465
-248
7,915
7,358
557
3,972
3,162
810
5,298
4,647
651
30,000
29,838
162
20,000
20,011
-11
5,097
1,294
3,803
25,096
25,080
16
30,115
29,804
311
4,777
4,476
301
4,578
4,081
497
2,244
2,364
-120
3,415
3,161
254
2,408
2,395
13
5,000
4,562
438
5,198
5,126
72
20,125
20,090
35
30,188
29,600
588
3,107
3,084
23
1,738
1,689
49
890
737
153
1,962
1,803
159
1,716
1,046
670
1,088
1,089
-1
1,355
1,144
211
5,420
5,218
202
5,365
5,771
-406
2,590
2,842
-252
1,338
428
910
1,684
1,429
255
8,661
7,704
957
15,000
8,494
6,506
35,000
29,847
5,153
35,000
14,403
20,597
1,402
1,154
248
1,753
1,452
301
2,240
2,125
115
1,882
1,687
195
3,061
2,996
65
2,897
210
2,687
2,956
3,152
-196
2,587
2,251
336
3,656
3,800
-144
1,434
1,384
50
2,706
2,738
-32
2,608
2,563
45
1,671
1,914
-243
2,346
2,114
232
2,584
302
2,282
3,642
436
3,206
1,841
2,182
-341
1,070
1,204
-134
18
19
-1
640
934
-294
576
515
61
1,153
841
312
191
232
-41
764
736
28
3,115
3,411
-296
2,082
2,294
-212
2,050
1,941
109
3,485
2,475
1,010
1,981
1,879
102
3,166
2,914
252
713
629
84
2,140
1,791
349
527
530
-3
5,500
4,593
907
2,032
1,080
952
1,927
1,917
10
2,670
2,430
240
2,689
731
1,958
10,085
9,299
786
3,289
2,622
667
2,753
2,060
693
663
711
-48
2,405
562
1,843
1,911
519
1,392
2,012
1,693
319
3,253
3,418
-165
779
288
491
3,439
3,262
177
1,464
1,694
-230
2,746
2,444
302
2,991
2,812
179
1,792
1,690
102
1,451
1,209
242
1,946
2,269
-323
2,552
2,586
-34
772
756
16
2,323
2,004
319
878
751
127
2,253
2,096
157
1,678
1,648
30
1,776
1,661
115
3,835
3,564
271
946
914
32
1,753
1,441
312
2,979
2,798
181
2,048
466
1,582
20,000
19,413
587
2,468
2,215
253
1,999
1,581
418
1,080
1,196
-116
827
693
134
1,881
1,599
282
3,862
3,640
222
1,293
1,200
93
2,380
2,156
224
877
770
107
49,764
50,000
-236
74,426
75,000
-574
106,507
76,276
30,231
27,147
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-2,413
b
-243
c
-75
d
21
e
817
-203
-102
-42
325
48
15
823
-408
-21
215
-332
111
-221
142
-145
-89
250
11
240
391
80
80
2,512
794
-405
-249
-253
5,599
-608
-124
-150
2,402
-149
90
-45
194
-63
-181
1,345
953
-31
136
-141
141
6,128
87
1,481
-147
-52
4
2,068
22
899
124
-202
-6
50
234
225
21
91
-928
896
209
160
132
67
2,365
2,424
41,805
-1
24
-25
850
280
-178
28
658
2,889
554
-357
-4,584
189
15,966
1,444
-2,300
-582
-976
-2,788
-101
-6
-3,072
26,108
-2,162
-327
484
856
5,465
341
-3,397
-2,200
-879
3,305
-12
360
-1,190
387
206
26
6,622
3,810
6,126
3,883
-918
365
2,247
1,267
9,073
726
1,617
258
167
52,190
19,913
390
28,565
1,124
814
14,679
-233
-1,113
86
3,521
7,042
269
5,544
11,556
12
2,147
1,979
9,287
-584
28,568
23,111
5,277
961
267
14,953
1,212
20,208
23
2,885
1,520
817
1,176
-442
287
59
-3,588
-12
916
1,111
-280
126
27,692
89
-32
286
-606
-371
-183
2,485
1
4,446
317
10,782
-3,007
-1,105
-434
25
82
-91
21
-684
-826
2,440
-108
-1,033
-55
-293
-1,467
-692
1,943
-395
27
646
-111
4,020
267
125
-1,693
99
-282
-379
155
-332
-34
-51
-430
553
69
-347
-154
-739
-460
-329
248
-163
-592
432
28
26
-86
160
961
2,397
194
583
-16
155
512
-248
557
810
651
162
-11
3,803
16
311
301
497
-120
254
13
438
72
35
588
23
49
153
159
670
-1
211
202
-406
-252
910
255
957
6,506
5,153
20,597
248
301
115
195
65
2,687
-196
336
-144
50
-32
45
-243
232
2,282
3,206
-341
-134
-1
-294
61
312
-41
28
-296
-212
109
1,010
102
252
84
349
-3
907
952
10
240
1,958
786
667
693
-48
1,843
1,392
319
-165
491
177
-230
302
179
102
242
-323
-34
16
319
127
157
30
115
271
32
312
181
1,582
587
253
418
-116
134
282
222
93
224
107
-236
-574
30,231
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
564,959
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
7,593,861
5,451,846
1.392897
2017
5,948
2,049,229
0.002903
2016
42,789
480,705
0.089013
2015
2,669
507,722
0.005257
2014
22,499
524,563
0.042891
2
Total
of line 1, column (d)
.....................
2
1.532961
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.306592
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,635,555
5
Multiply line 4 by line 3
......................
5
1,727,816
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
6,470
7
Add lines 5 and 6
........................
7
1,734,286
8
Enter qualifying distributions from Part XII, line 4
,.............
8
78,713
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
12,940
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
12,940
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
12,940
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
12,620
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
12,620
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
320
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BNY MELLON NA
Telephone no.
(215) 553-3252
Located at
PO BOX 185
PITTSBURGH
PA
ZIP+4
152300185
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BNY MELLON N A
CO-TRUSTEE
0
49,418
PO BOX 185
PITTSBURGH
,
PA
152300185
JAMES A RIVIELLO
CO-TRUSTEE
0
12,050
66 HARBARD ROAD
HAVERTOWN
,
PA
152300185
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,634,697
b
Average of monthly cash balances
.......................
1b
86,679
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
5,721,376
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
5,721,376
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
85,821
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,635,555
6
Minimum investment return.
Enter 5% of line 5
..................
6
281,778
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
281,778
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
12,940
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
12,940
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
268,838
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
268,838
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
268,838
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
78,713
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
78,713
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
78,713
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
268,838
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
7,272,999
f
Total
of lines 3a through e
........
7,272,999
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
78,713
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
78,713
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
190,125
190,125
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
7,082,874
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
7,082,874
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
7,082,874
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
THOMAS JEFFERSON UNIVERSITY
1020 WALNUT STREET
PHILADELPHIA
,
PA
19107
NONE
PC
GENERAL OPERATING PURPOSES
27,063
TRUSTEES OF THE UNIVERSITY OF PA
801 SPRUCE ST
PHILADELPHIA
,
PA
19107
NONE
PC
GENERAL OPERATING PURPOSES
27,063
Total
.................................
3a
54,126
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
128,161
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
564,959
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
693,120
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
693,120
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description