-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE COSMAN FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
41-2193117
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
7,183,303
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
420,000
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
143,631
142,696
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
240,093
b
Gross sales price for all assets on line 6a
2,143,215
7
Capital gain net income (from Part IV, line 2)
...
240,093
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
803,724
382,789
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,500
0
0
2,500
c
Other professional fees (attach schedule)
....
78,462
47,077
31,385
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
8,105
5,936
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
980
980
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
90,047
53,013
0
34,865
25
Contributions, gifts, grants paid
.......
262,000
262,000
26
Total expenses and disbursements.
Add lines 24 and 25
352,047
53,013
0
296,865
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
451,677
b
Net investment income
(if negative, enter -0-)
329,776
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
428,080
420,146
420,146
2
Savings and temporary cash investments
.........
247,668
205,269
205,269
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
2,575,769
2,896,954
3,719,921
c
Investments—corporate bonds (attach schedule)
.......
1,205,372
1,290,143
1,330,558
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,243,810
1,338,673
1,507,409
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
5,700,699
6,151,185
7,183,303
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
5,700,699
6,151,185
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
5,700,699
6,151,185
30
Total liabilities and net assets/fund balances
(see instructions)
.
5,700,699
6,151,185
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
5,700,699
2
Enter amount from Part I, line 27a
.....................
2
451,677
3
Other increases not included in line 2 (itemize)
3
302
4
Add lines 1, 2, and 3
..........................
4
6,152,678
5
Decreases not included in line 2 (itemize)
5
1,493
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,151,185
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
53. ACTIVISION BLIZZARD INC
2018-07-05
2019-02-06
b
37. ACTIVISION BLIZZARD INC
2017-01-05
2019-02-06
c
26. ACTIVISION BLIZZARD INC
2018-10-25
2019-02-06
d
13. ADOBE SYS INC COM
2017-07-06
2019-11-01
e
12. ALIGN TECHNOLOGY INC
2018-11-14
2019-03-21
9. ALIGN TECHNOLOGY INC
2018-12-28
2019-11-01
6. ALIGN TECHNOLOGY INC
2018-11-14
2019-11-01
3. ALPHABET INC SHS CL C
2013-01-04
2019-11-01
1. ALPHABET INC SHS CL C
2013-03-04
2019-11-01
2. ALPHABET INC SHS CL A
2012-06-26
2019-11-01
3. ALPHABET INC SHS CL A
2012-06-27
2019-11-01
2. ALPHABET INC SHS CL A
2012-06-25
2019-11-01
2. ALPHABET INC SHS CL A
2012-06-19
2019-11-01
566. ALSTOM SA-UNSPON ADR
2019-01-28
2019-07-24
493. ALSTOM SA-UNSPON ADR
2019-01-28
2019-09-23
2298. ALSTOM SA-UNSPON ADR
2019-01-28
2019-09-26
523. ALSTOM SA-UNSPON ADR
2019-01-28
2019-09-27
4. AMAZON COM INC
2017-07-06
2019-11-01
5000. AMERICAN EXPRESS CREDIT
2018-01-05
2019-03-26
40000. AMERICAN EXPRESS CREDIT
2017-03-27
2019-03-26
2000. AMERICAN EXPRESS CREDIT
2017-07-13
2019-03-26
9. ANTA SPORTS PRODUCTS LTD
2017-01-27
2019-03-21
3. ANTA SPORTS PRODUCTS LTD
2017-01-27
2019-08-22
3. ANTA SPORTS PRODUCTS LTD
2017-08-25
2019-08-29
1. ANTA SPORTS PRODUCTS LTD
2017-08-25
2019-08-30
3. ANTA SPORTS PRODUCTS LTD
2017-08-25
2019-09-03
3. ANTA SPORTS PRODUCTS LTD
2017-08-25
2019-09-04
4. ANTA SPORTS PRODUCTS LTD
2017-08-25
2019-09-09
2. ANTA SPORTS PRODUCTS LTD
2017-08-25
2019-09-09
1. ANTHEM INC
2015-01-15
2019-03-21
9. ANTHEM INC
2015-01-16
2019-03-21
36. APPLE INC
2015-11-18
2019-01-24
31. APPLE INC
2016-03-31
2019-01-28
45. APPLE INC
2016-01-06
2019-01-28
13. APPLE INC
2016-04-13
2019-04-12
33. APPLE INC
2016-03-31
2019-04-12
10. APPLE INC
2016-04-21
2019-04-23
22. APPLE INC
2016-04-13
2019-04-23
1. APPLE INC
2016-04-21
2019-11-01
49. ARKEMA ADR
2018-01-18
2019-02-14
41. ARKEMA ADR
2018-02-02
2019-02-14
43. ARKEMA ADR
2018-02-26
2019-03-21
43. ARKEMA ADR
2018-02-02
2019-03-21
26. ARKEMA ADR
2018-02-26
2019-04-03
21. ARKEMA ADR
2018-09-18
2019-04-03
26. ARKEMA ADR
2018-09-18
2019-04-04
13. ARKEMA ADR
2018-11-14
2019-04-04
43. ARKEMA ADR
2018-11-14
2019-04-05
1. ARKEMA ADR
2019-01-03
2019-04-05
19. ARKEMA ADR
2019-01-03
2019-04-08
33. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-05-04
2019-09-23
23. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-05-20
2019-11-01
1. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-05-04
2019-11-01
15. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-05-19
2019-11-01
2. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-10-20
2019-11-01
101. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-10-20
2019-11-22
11. AUTODESK INC COM
2017-07-06
2019-01-28
14. AUTODESK INC COM
2017-07-06
2019-02-14
343. AXA SA SPONSORED ADR
2018-05-09
2019-04-12
89. AXA SA SPONSORED ADR
2018-05-09
2019-11-01
53. BAE SYSTEMS PLC
2018-10-25
2019-11-22
38. BAIDU.COM ADR
2019-01-03
2019-05-20
14. BAIDU.COM ADR
2018-09-18
2019-05-20
49. BAIDU.COM ADR
2018-08-17
2019-05-20
22. BAIDU.COM ADR
2018-05-25
2019-05-20
78. BAIDU.COM ADR
2018-05-09
2019-05-20
1165. BANCO BILBAO VIZCAYA ARGENTARIA SA
2016-08-16
2019-11-01
192. BANCO BILBAO VIZCAYA ARGENTARIA SA
2016-10-20
2019-11-01
966. BANCO BILBAO VIZCAYA ARGENTARIA SA
2016-12-02
2019-11-01
209. BANCO BILBAO VIZCAYA ARGENTARIA SA
2017-01-18
2019-11-01
417. BANK OF CHINA LTD ADR
2017-05-26
2019-01-03
445. BANK OF CHINA LTD ADR
2017-08-25
2019-01-16
1. BANK OF CHINA LTD ADR
2017-05-26
2019-01-16
367. BANK OF CHINA LTD ADR
2018-04-27
2019-01-16
310. BANK OF CHINA LTD ADR
2018-01-04
2019-01-16
28. BAXTER INTERNATIONAL INC
2017-08-25
2019-01-28
45. BAXTER INTERNATIONAL INC
2017-08-25
2019-04-26
39. BAXTER INTERNATIONAL INC
2017-08-25
2019-05-24
89. BAXTER INTERNATIONAL INC
2017-08-25
2019-12-18
4. BAXTER INTERNATIONAL INC
2017-10-19
2019-12-18
45. BAXTER INTERNATIONAL INC
2017-10-19
2019-12-20
14. BAXTER INTERNATIONAL INC
2017-10-19
2019-12-23
25. BAXTER INTERNATIONAL INC
2019-01-03
2019-12-23
1. BAXTER INTERNATIONAL INC
2019-01-03
2019-12-24
7. BECTON DICKINSON AND CO
2017-09-19
2019-04-12
17. BECTON DICKINSON AND CO
2017-10-03
2019-04-26
12. BECTON DICKINSON AND CO
2018-06-19
2019-10-22
15. BECTON DICKINSON AND CO
2018-12-28
2019-10-22
11. BECTON DICKINSON AND CO
2018-01-18
2019-10-22
3. BECTON DICKINSON AND CO
2017-10-03
2019-10-22
36. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-01-22
37. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-01-28
60. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-02-14
19. BIOMARIN PHARMACEUTICAL INC
2018-01-18
2019-04-26
32. BIOMARIN PHARMACEUTICAL INC
2018-01-04
2019-04-26
4. BIOMARIN PHARMACEUTICAL INC
2017-11-22
2019-04-26
35. BIOMARIN PHARMACEUTICAL INC
2019-01-03
2019-06-25
30. BIOMARIN PHARMACEUTICAL INC
2018-11-14
2019-06-25
26. BIOMARIN PHARMACEUTICAL INC
2018-09-18
2019-06-25
42. BIOMARIN PHARMACEUTICAL INC
2018-01-18
2019-06-25
8. BIOGEN INC
2017-01-05
2019-10-23
6. BIOGEN INC
2016-12-22
2019-10-23
7. BIOGEN INC
2016-10-20
2019-10-23
22. BOEING CO/THE
2019-03-21
2019-12-18
1. BOOKING HLDGS INC
2016-01-06
2019-02-14
1. BOOKING HLDGS INC
2017-01-05
2019-03-21
4. BOOKING HLDGS INC
2017-03-17
2019-03-21
1. BOOKING HLDGS INC
2017-03-17
2019-04-12
1. BOOKING HLDGS INC
2017-10-03
2019-04-12
1. BOOKING HLDGS INC
2017-10-03
2019-11-07
2. BOOKING HLDGS INC
2019-01-03
2019-11-07
79. BOSTON SCIENTIFIC CORPORATION
2017-09-19
2019-11-01
9. BOSTON SCIENTIFIC CORPORATION
2017-10-30
2019-11-01
191. BURBERRY GROP PLC-SP ADR
2018-10-25
2019-06-20
185. BURBERRY GROP PLC-SP ADR
2017-11-10
2019-06-20
104. BURBERRY GROP PLC-SP ADR
2018-01-04
2019-06-20
145. BURBERRY GROP PLC-SP ADR
2018-02-26
2019-06-20
2. CDW CORP/DE
2016-02-24
2019-01-23
7. CDW CORP/DE
2016-02-23
2019-01-23
4. CDW CORP/DE
2016-02-25
2019-01-24
15. CDW CORP/DE
2016-02-24
2019-01-24
12. CDW CORP/DE
2016-02-25
2019-01-25
7. CDW CORP/DE
2016-02-29
2019-01-28
1. CDW CORP/DE
2016-02-25
2019-01-28
17. CDW CORP/DE
2016-02-26
2019-01-28
2. CDW CORP/DE
2017-01-05
2019-04-26
39. CDW CORP/DE
2016-10-20
2019-04-26
9. CDW CORP/DE
2016-02-29
2019-04-26
19. CDW CORP/DE
2017-01-05
2019-09-23
63. CDW CORP/DE
2018-02-02
2019-09-23
53. CVS HEALTH CORP
2018-11-30
2019-01-30
19. CARDINAL HEALTH INCORPORATED
2018-01-18
2019-03-19
11. CARDINAL HEALTH INCORPORATED
2018-01-18
2019-03-20
20. CARDINAL HEALTH INCORPORATED
2018-01-18
2019-03-21
59. CARNIVAL CORP
2015-03-02
2019-05-24
22. CARNIVAL CORP
2017-01-05
2019-07-23
18. CARNIVAL CORP
2015-05-19
2019-07-23
35. CARNIVAL CORP
2015-06-10
2019-07-23
27. CARNIVAL CORP
2015-06-11
2019-07-23
20. CARNIVAL CORP
2016-01-06
2019-07-23
34. CARNIVAL CORP
2016-10-20
2019-07-23
13. CARNIVAL CORP
2018-08-17
2019-07-23
11. CARNIVAL CORP
2015-03-02
2019-07-23
38. CARNIVAL CORP
2018-08-17
2019-07-24
53. CARNIVAL CORP
2018-09-18
2019-07-24
44. CARNIVAL CORP
2019-01-03
2019-07-24
63. CARNIVAL CORP
2019-01-28
2019-07-24
14. CENTENE CORP DELAWARE COM
2015-06-12
2019-04-12
25. CENTENE CORP DELAWARE COM
2015-06-15
2019-04-12
12. CENTENE CORP DELAWARE COM
2015-06-16
2019-04-26
22. CENTENE CORP DELAWARE COM
2015-06-16
2019-04-26
22. CENTENE CORP DELAWARE COM
2015-06-15
2019-04-26
9. CENTENE CORP DELAWARE COM
2015-06-15
2019-04-26
74. CENTENE CORP DELAWARE COM
2017-08-25
2019-05-24
22. CENTENE CORP DELAWARE COM
2015-06-16
2019-05-24
16. CENTENE CORP DELAWARE COM
2015-06-17
2019-05-24
16. CENTENE CORP DELAWARE COM
2015-06-17
2019-05-24
96. CENTENE CORP DELAWARE COM
2018-08-17
2019-07-24
30. CENTENE CORP DELAWARE COM
2017-08-25
2019-07-24
4. CENTENE CORP DELAWARE COM
2018-10-25
2019-07-24
42. CENTENE CORP DELAWARE COM
2018-10-25
2019-07-25
40. CENTENE CORP DELAWARE COM
2018-10-25
2019-08-19
36. CENTENE CORP DELAWARE COM
2019-03-26
2019-08-19
148. CISCO SYSTEMS INCORPORATED
2015-01-08
2019-02-26
9. CISCO SYSTEMS INCORPORATED
2015-01-08
2019-04-12
22. CISCO SYSTEMS INCORPORATED
2015-05-19
2019-04-12
51. CISCO SYSTEMS INCORPORATED
2015-05-19
2019-07-26
49. CISCO SYSTEMS INCORPORATED
2015-11-18
2019-07-26
15. CITIGROUP INC
2015-05-20
2019-11-01
26. CITIGROUP INC
2015-05-19
2019-11-01
22. COCA-COLA CO/THE
2016-10-20
2019-01-28
18. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-07-09
2019-11-01
3. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-12
2019-11-01
24. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-11
2019-11-01
130. COMCAST CORP
2013-04-02
2019-10-23
18. COMCAST CORP
2013-02-21
2019-10-23
22. COMCAST CORP
2013-03-04
2019-10-23
. DOWDUPONT INC
2019-06-06
2019-06-06
7. DOWDUPONT INC
2019-03-21
2019-11-01
14. DOWDUPONT INC
2019-01-03
2019-11-01
9. DOWDUPONT INC
2018-02-02
2019-11-01
16. DOWDUPONT INC
2017-04-26
2019-11-01
9. DOWDUPONT INC
2017-03-29
2019-11-01
23. DOWDUPONT INC
2017-02-21
2019-11-01
88. DOWDUPONT INC
2017-01-18
2019-11-01
14. DOWDUPONT INC
2017-01-05
2019-11-01
6. COSTAR GROUP INC
2018-02-02
2019-09-23
64. DR HORTON INC
2018-07-30
2019-11-01
.47 DELL TECHNOLOGIES INC
2018-02-02
2019-01-04
46. DELL TECHNOLOGIES INC
2016-12-22
2019-03-26
1. DELL TECHNOLOGIES INC
2017-01-27
2019-03-26
28. DELL TECHNOLOGIES INC
2017-01-27
2019-03-27
7. DELL TECHNOLOGIES INC
2017-02-21
2019-03-27
12. DELL TECHNOLOGIES INC
2017-08-25
2019-03-27
3. DELL TECHNOLOGIES INC
2017-08-25
2019-03-28
36. DELL TECHNOLOGIES INC
2018-02-02
2019-03-28
34. DELTA AIR LINES INC
2016-02-23
2019-11-01
44. DELTA AIR LINES INC
2016-02-22
2019-11-01
34. DEUTSCHE POST AG
2016-10-20
2019-05-24
47. DEUTSCHE POST AG
2016-10-20
2019-11-22
123.61 DISH NETWORK CORPORATION CLASS A
2018-08-31
2019-11-22
10.39 DISH NETWORK CORPORATION CLASS A
2018-08-31
2019-11-22
23. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
13. DOLLAR GENERAL CORP
2016-01-06
2019-11-01
5. DOLLAR GENERAL CORP
2015-12-17
2019-11-01
18. DOLLAR GENERAL CORP
2016-10-20
2019-12-18
37. DOLLAR GENERAL CORP
2018-11-29
2019-12-18
3. DOLLAR GENERAL CORP
2016-01-06
2019-12-18
2. DOMINO S PIZZA INC
2017-07-06
2019-09-23
8. DOMINO S PIZZA INC
2017-08-25
2019-09-23
1. DOMINO S PIZZA INC
2018-01-18
2019-09-23
9. DOMINO S PIZZA INC
2018-01-18
2019-10-23
.67 DOW INC
2019-03-21
2019-04-05
76. DOW INC
2017-01-18
2019-07-30
14. DOW INC
2017-01-05
2019-07-30
23. DOW INC
2017-02-21
2019-07-31
12. DOW INC
2017-01-18
2019-07-31
9. DOW INC
2017-03-29
2019-07-31
16. DOW INC
2017-04-26
2019-11-18
3. DOW INC
2018-02-02
2019-11-18
22. DOW INC
2019-03-21
2019-11-19
14. DOW INC
2019-01-03
2019-11-19
6. DOW INC
2018-02-02
2019-11-19
.33 DUPONT DE NEMOURS INC
2019-05-24
2019-06-06
14. DUPONT DE NEMOURS INC
2017-01-05
2019-06-20
32. DUPONT DE NEMOURS INC
2017-01-18
2019-06-20
56. DUPONT DE NEMOURS INC
2017-01-18
2019-07-24
14. DUPONT DE NEMOURS INC
2017-02-21
2019-07-24
16. ELECTRONIC ARTS
2017-09-19
2019-02-14
18. ELECTRONIC ARTS
2018-02-02
2019-05-24
1. ELECTRONIC ARTS
2018-08-17
2019-05-24
25. ELECTRONIC ARTS
2018-01-18
2019-05-24
8. ELECTRONIC ARTS
2017-09-19
2019-05-24
11. ELECTRONIC ARTS
2017-12-08
2019-05-24
2. ELECTRONIC ARTS
2017-12-08
2019-05-24
8. ELECTRONIC ARTS
2018-01-04
2019-05-24
13. ELECTRONIC ARTS
2019-01-03
2019-06-18
16. ELECTRONIC ARTS
2018-08-31
2019-06-18
27. ELECTRONIC ARTS
2018-08-17
2019-06-18
121. EMERSON ELECTRIC CO
2018-10-25
2019-08-15
29. EMERSON ELECTRIC CO
2018-10-25
2019-08-16
86. EMERSON ELECTRIC CO
2018-11-14
2019-08-16
11. EMERSON ELECTRIC CO
2019-01-03
2019-08-16
18. EMERSON ELECTRIC CO
2019-01-03
2019-08-19
1. EQUINIX INC
2018-07-05
2019-04-12
31. EQUINIX INC
2018-06-19
2019-04-12
10. EQUINIX INC
2018-07-05
2019-06-20
8. EQUINIX INC
2018-09-18
2019-09-23
8. EQUINIX INC
2018-11-14
2019-09-23
10. EQUINIX INC
2018-07-05
2019-09-23
6. EQUINIX INC
2018-11-14
2019-10-23
10. FACEBOOK INC
2016-01-06
2019-03-21
6. FACEBOOK INC
2016-01-06
2019-04-12
7. FACEBOOK INC
2017-02-21
2019-04-12
5. FACEBOOK INC
2017-09-19
2019-04-12
15. FACEBOOK INC
2017-09-19
2019-11-01
13. FIRST REPUBLIC BANK/CA
2017-10-03
2019-01-03
33. FIRST REPUBLIC BANK/CA
2017-10-03
2019-04-09
169. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-04-18
2019-09-23
3. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-06-19
2019-09-23
34. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-09-18
2019-10-23
53. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-06-19
2019-10-23
44. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-11-30
2019-10-25
12. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-09-18
2019-10-25
66. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2019-01-03
2019-10-28
7. FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS
2018-11-30
2019-10-28
52. FORTIVE CORP
2017-08-25
2019-03-21
9. GENUINE PARTS CO
2016-10-20
2019-04-12
20. GILEAD SCIENCES INC
2016-02-25
2019-02-14
7. GILEAD SCIENCES INC
2016-01-20
2019-02-14
19. GILEAD SCIENCES INC
2016-02-26
2019-02-14
12. GILEAD SCIENCES INC
2016-04-13
2019-02-14
47. GILEAD SCIENCES INC
2016-12-22
2019-05-16
53. GILEAD SCIENCES INC
2016-04-13
2019-05-16
12. GILEAD SCIENCES INC
2016-10-20
2019-05-16
39. GILEAD SCIENCES INC
2017-01-05
2019-05-16
22. GILEAD SCIENCES INC
2017-02-21
2019-05-17
2. GILEAD SCIENCES INC
2017-01-05
2019-05-17
34. GODADDY INC SHS CL A
2019-07-24
2019-11-01
14. GOLDMAN SACHS GROUP INC
2016-04-21
2019-04-26
7. GOLDMAN SACHS GROUP INC
2016-10-20
2019-11-18
13. GOLDMAN SACHS GROUP INC
2017-01-05
2019-11-19
9. GOLDMAN SACHS GROUP INC
2017-05-11
2019-11-19
28. HARTFORD FINL SVCS GROUP INC COM
2017-07-26
2019-01-10
24. HARTFORD FINL SVCS GROUP INC COM
2017-11-28
2019-01-10
36. HARTFORD FINL SVCS GROUP INC COM
2017-07-20
2019-01-10
87. HARTFORD FINL SVCS GROUP INC COM
2017-12-22
2019-01-11
12. HARTFORD FINL SVCS GROUP INC COM
2017-11-28
2019-01-11
13. HONEYWELL INTERNATIONAL INC
2017-12-22
2019-03-21
16. HONEYWELL INTERNATIONAL INC
2017-12-22
2019-07-24
21. HONEYWELL INTERNATIONAL INC
2017-12-22
2019-08-20
20. HONEYWELL INTERNATIONAL INC
2019-01-28
2019-08-20
2. HUMANA INC
2015-08-07
2019-01-28
9. HUMANA INC
2015-09-09
2019-01-28
117. IAA INC REG SHS WHEN
2018-04-18
2019-08-22
18. IAA INC REG SHS WHEN
2018-05-25
2019-08-22
71. IAA INC REG SHS WHEN
2018-05-25
2019-09-23
60. IAA INC REG SHS WHEN
2018-07-05
2019-10-23
32. IAA INC REG SHS WHEN
2019-03-21
2019-10-23
26. IAA INC REG SHS WHEN
2018-05-25
2019-10-23
25. IAA INC REG SHS WHEN
2019-03-21
2019-10-25
46. IAA INC REG SHS WHEN
2019-03-21
2019-10-28
388. ICICI BANK LTD
2017-01-18
2019-01-03
378. ICICI BANK LTD
2017-01-18
2019-01-25
247. ICICI BANK LTD
2017-04-26
2019-01-25
174. ICICI BANK LTD
2017-08-25
2019-01-25
183. ICICI BANK LTD
2017-08-25
2019-01-28
403. ICICI BANK LTD
2017-10-19
2019-01-28
87. ICICI BANK LTD
2018-01-04
2019-01-28
911. ICICI BANK LTD
2018-03-15
2019-01-29
480. ICICI BANK LTD
2018-01-04
2019-01-29
8. ILLUMINA INC
2017-08-25
2019-07-24
6. ILLUMINA INC
2017-08-25
2019-08-22
5. ILLUMINA INC
2017-08-25
2019-11-01
4. ILLUMINA INC
2018-01-18
2019-11-01
290. INDUSTRIA DE DISENO TEXTIL SA
2018-02-05
2019-01-03
481. INDUSTRIA DE DISENO TEXTIL SA
2018-02-05
2019-01-28
405. INDUSTRIA DE DISENO TEXTIL SA
2018-09-18
2019-04-29
497. INDUSTRIA DE DISENO TEXTIL SA
2018-02-26
2019-04-29
167. INDUSTRIA DE DISENO TEXTIL SA
2018-02-05
2019-04-29
40. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-10-23
2019-12-09
53. INTERNATIONAL PAPER CO
2016-10-20
2019-06-28
15. INTERNATIONAL PAPER CO
2015-05-19
2019-06-28
2. INTERNATIONAL PAPER CO
2014-08-29
2019-06-28
49. INTERNATIONAL PAPER CO
2016-10-20
2019-11-22
400. INTESA SANPAOLO SPON ADR
2016-12-22
2019-11-01
53. INTESA SANPAOLO SPON ADR
2016-05-26
2019-11-01
4. INTUITIVE SURGICAL INC
2018-10-25
2019-11-01
10. ISHARES TIPS BOND ETF
2012-09-27
2019-01-03
26. ISHARES MBS ETF
2014-09-22
2019-01-03
405. ITAU UNIBANCO HOLDING SA
2018-08-17
2019-02-14
12. J P MORGAN CHASE & CO COM
2012-06-13
2019-11-01
22. J P MORGAN CHASE & CO COM
2012-06-13
2019-11-01
6. J P MORGAN CHASE & CO COM
2012-06-14
2019-11-01
9. J P MORGAN CHASE & CO COM
2012-06-12
2019-11-01
36. KELLOGG CO
2017-11-10
2019-02-14
72. KONINKLIJKE PHILIPS ELECTRS N V
2017-04-10
2019-08-22
14. LENNAR CORP
2016-01-06
2019-04-12
18. LENNAR CORP
2015-09-23
2019-04-12
5. LENNAR CORP
2015-09-24
2019-04-12
36. LENNAR CORP
2016-04-21
2019-04-12
66. LENNAR CORP
2016-04-21
2019-06-18
10. LENNAR CORP
2016-10-20
2019-06-18
48. LENNAR CORP
2017-03-09
2019-06-19
9. LENNAR CORP
2016-10-20
2019-06-19
3. LOCKHEED MARTIN CORPORATION
2015-02-11
2019-08-22
2. LOCKHEED MARTIN CORPORATION
2015-05-19
2019-08-22
8. LOWES COMPANIES INC COM
2013-10-23
2019-04-12
41. LOWES COMPANIES INC COM
2014-01-06
2019-04-12
20. LOWES COMPANIES INC COM
2015-05-19
2019-04-12
22. LOWES COMPANIES INC COM
2015-05-19
2019-04-26
4. LOWES COMPANIES INC COM
2016-10-20
2019-04-26
14. MARATHON PETROLEUM CORP
2015-05-20
2019-10-23
10. MARATHON PETROLEUM CORP
2015-05-21
2019-10-23
12. MARATHON PETROLEUM CORP
2015-05-19
2019-10-23
14. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-20
5. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-20
15. MARSH & MCLENNAN COS INC
2016-08-10
2019-06-20
7. MARSH & MCLENNAN COS INC
2016-08-09
2019-06-20
6. MARSH & MCLENNAN COS INC
2016-08-15
2019-10-23
9. MARSH & MCLENNAN COS INC
2016-08-12
2019-10-23
4. MARSH & MCLENNAN COS INC
2016-10-20
2019-10-23
26. MASCO CORP
2019-01-28
2019-04-17
31. MASCO CORP
2019-01-28
2019-04-18
41. MASCO CORP
2019-01-28
2019-04-22
17. MASCO CORP
2019-01-28
2019-04-23
10. MASTERCARD INC
2018-02-02
2019-11-01
4. MASTERCARD INC
2018-02-26
2019-11-01
89. MATTEL INC
2017-08-25
2019-10-30
91. MATTEL INC
2017-08-25
2019-10-31
19. MCKESSON CORP
2017-07-19
2019-03-21
6. MCKESSON CORP
2017-07-19
2019-03-21
3. MCKESSON CORP
2017-08-25
2019-03-21
12. MCKESSON CORP
2017-08-25
2019-10-23
1. MCKESSON CORP
2018-03-15
2019-10-23
4. MERCADOLIBRE INC
2017-08-25
2019-11-01
1. MERCADOLIBRE INC
2018-01-18
2019-11-01
6. MERCADOLIBRE INC
2018-01-04
2019-11-01
16. MERCK AND CO INC SHS
2014-01-15
2019-02-14
50. MERCK AND CO INC SHS
2014-01-06
2019-02-14
12. MERCK AND CO INC SHS
2017-08-25
2019-03-21
2. MERCK AND CO INC SHS
2014-01-15
2019-03-21
18. MERCK AND CO INC SHS
2014-09-22
2019-03-21
35. MERCK AND CO INC SHS
2015-05-19
2019-03-21
28. MERCK AND CO INC SHS
2016-01-06
2019-03-21
29. MERCK AND CO INC SHS
2017-09-19
2019-04-23
18. MERCK AND CO INC SHS
2019-01-03
2019-04-23
9. MERCK AND CO INC SHS
2017-08-25
2019-04-23
12. MICROSOFT CORPORATION
2014-09-22
2019-02-14
21. MICROSOFT CORPORATION
2014-12-11
2019-02-14
31. MICROSOFT CORPORATION
2014-08-14
2019-02-14
32. MICROSOFT CORPORATION
2013-01-04
2019-02-14
68. MICROSOFT CORPORATION
2014-01-06
2019-02-14
32. MICROSOFT CORPORATION
2014-01-15
2019-02-14
29. MICROSOFT CORPORATION
2014-12-11
2019-05-24
29. MICROSOFT CORPORATION
2014-12-11
2019-07-31
10. MICROSOFT CORPORATION
2015-01-06
2019-11-01
32. MICROSOFT CORPORATION
2014-12-11
2019-11-01
12. MITSUI FUDOSAN CO LTD
2018-05-25
2019-04-26
30. MITSUI FUDOSAN CO LTD
2018-04-18
2019-04-26
63. MITSUI FUDOSAN CO LTD
2018-04-18
2019-04-26
111. MITSUI FUDOSAN CO LTD
2018-05-25
2019-05-15
60. MITSUI FUDOSAN CO LTD
2018-08-31
2019-05-15
57. MITSUI FUDOSAN CO LTD
2019-01-03
2019-05-15
12. MOTOROLA SOLUTIONS INC
2013-10-02
2019-02-14
22. NESTLE S A SPONSORED ADR
2018-02-26
2019-06-20
46. NESTLE S A SPONSORED ADR
2016-10-20
2019-06-20
18. NESTLE S A SPONSORED ADR
2017-01-05
2019-06-20
24. NESTLE S A SPONSORED ADR
2018-06-19
2019-06-20
9. NESTLE S A SPONSORED ADR
2019-01-28
2019-06-20
93. NESTLE S A SPONSORED ADR
2019-01-28
2019-08-22
147. NESTLE S A SPONSORED ADR
2019-01-28
2019-09-23
12. NETFLIX COM INC
2017-07-06
2019-11-01
8. NEXTERA ENERGY INC
2013-01-04
2019-01-28
6. NEXTERA ENERGY INC
2016-01-06
2019-02-01
11. NEXTERA ENERGY INC
2015-05-19
2019-02-01
7. NEXTERA ENERGY INC
2014-01-06
2019-02-01
6. NEXTERA ENERGY INC
2016-10-20
2019-02-01
54. NOVARTIS AG ADR
2016-10-20
2019-03-21
21. NOVARTIS AG ADR
2016-10-20
2019-04-17
16. NOVARTIS AG ADR
2017-02-21
2019-04-17
18. NOVARTIS AG ADR
2017-04-26
2019-04-17
19. NOVARTIS AG ADR
2018-06-19
2019-04-18
5. NOVARTIS AG ADR
2017-04-26
2019-04-18
31. NOVARTIS AG ADR
2018-06-19
2019-04-26
10. NOVARTIS AG ADR
2018-10-25
2019-04-26
20. NOVARTIS AG ADR
2018-10-25
2019-08-20
52. NOVARTIS AG ADR
2018-10-25
2019-08-21
41. NOVARTIS AG ADR
2018-10-25
2019-09-23
68. NOVO-NORDISK A S ADR
2016-10-20
2019-09-23
22. NOVO-NORDISK A S ADR
2017-08-25
2019-09-23
49. NOVO-NORDISK A S ADR
2017-10-03
2019-09-23
43. NOVO-NORDISK A S ADR
2017-10-03
2019-11-22
4. NOVO-NORDISK A S ADR
2017-10-19
2019-12-17
28. NOVO-NORDISK A S ADR
2017-10-03
2019-12-17
1. NOVO-NORDISK A S ADR
2017-10-03
2019-12-17
32. NOVO-NORDISK A S ADR
2017-10-19
2019-12-18
16. NVIDIA CORP
2016-04-13
2019-02-26
27. NVIDIA CORP
2016-05-19
2019-02-26
2. NVIDIA CORP
2019-01-03
2019-03-21
2. NVIDIA CORP
2016-05-19
2019-03-21
11. NVIDIA CORP
2018-10-25
2019-03-21
3. NVIDIA CORP
2019-01-03
2019-04-18
35. NVIDIA CORP
2019-01-28
2019-04-18
5. O'REILLY AUTOMOTIVE INC
2018-07-27
2019-11-01
107. OMRON CORP
2018-09-18
2019-03-21
139. OMRON CORP
2018-02-26
2019-03-21
41. OMRON CORP
2018-01-04
2019-03-21
106. OMRON CORP
2017-08-25
2019-03-21
58. OMRON CORP
2017-06-13
2019-03-21
57. OMRON CORP
2018-09-18
2019-04-12
86. OMRON CORP
2018-09-18
2019-04-24
42. OMRON CORP
2019-01-03
2019-04-25
29. OMRON CORP
2019-01-03
2019-04-25
103. OMRON CORP
2018-11-14
2019-04-25
9. OMRON CORP
2018-09-18
2019-04-25
218. ON SEMICONDUCTOR CORP COM
2019-08-22
2019-11-01
32. ONEOK INC
2018-08-17
2019-06-20
25. ONEOK INC
2018-08-17
2019-08-22
21. ONEOK INC
2018-08-17
2019-10-23
9. ONEOK INC
2018-08-17
2019-10-23
53. ORACLE CORP
2017-08-25
2019-05-24
23. ORACLE CORP
2017-08-25
2019-06-20
70. ORACLE CORP
2017-11-10
2019-06-20
36. ORACLE CORP
2017-11-10
2019-07-24
33. ORACLE CORP
2017-11-10
2019-08-22
29. ORACLE CORP
2017-12-22
2019-11-22
20. ORACLE CORP
2017-11-10
2019-11-22
20. PTC INC SHS
2019-04-12
2019-08-22
14. PTC INC SHS
2019-04-12
2019-08-22
13. PTC INC SHS
2019-04-12
2019-10-11
13. PTC INC SHS
2019-04-26
2019-10-11
20. PTC INC SHS
2019-04-12
2019-10-11
11. PTC INC SHS
2019-04-26
2019-10-14
20. PACKAGING CORP OF AMERICA
2013-02-22
2019-11-01
9. PACKAGING CORP OF AMERICA
2013-02-27
2019-12-18
21. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-18
21. PACKAGING CORP OF AMERICA
2013-02-25
2019-12-18
2. PACKAGING CORP OF AMERICA
2013-02-22
2019-12-18
17. PAYCHEX INC
2018-07-05
2019-05-24
36. PAYPAL HOLDINGS INC SHS
2017-07-06
2019-05-24
7. PAYPAL HOLDINGS INC SHS
2017-10-30
2019-11-01
24. PAYPAL HOLDINGS INC SHS
2017-07-06
2019-11-01
13. PEPSICO INCORPORATED
2016-10-20
2019-01-03
13. PEPSICO INCORPORATED
2016-10-20
2019-07-24
23. PEPSICO INCORPORATED
2017-08-25
2019-07-24
4. PEPSICO INCORPORATED
2018-02-02
2019-07-24
10. PEPSICO INCORPORATED
2018-02-02
2019-10-23
2. PEPSICO INCORPORATED
2018-06-19
2019-10-23
243. PFIZER INC
2016-01-28
2019-01-28
116. PFIZER INC
2016-01-28
2019-03-21
29. PFIZER INC
2016-03-02
2019-03-21
87. PFIZER INC
2016-03-31
2019-03-21
30. PFIZER INC
2016-10-20
2019-04-26
67. PFIZER INC
2016-03-31
2019-04-26
59. PFIZER INC
2016-10-20
2019-10-23
60. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-01-04
2019-03-21
305. PING AN INSURANCE GROUP CO OF CHINA LTD
2017-10-31
2019-03-21
313. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-04-27
2019-03-21
92. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-03-21
215. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-04-12
197. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-08-22
32. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-08-31
2019-11-01
53. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-05-29
2019-11-01
105. PING AN INSURANCE GROUP CO OF CHINA LTD
2018-08-31
2019-11-22
1. PROCTER & GAMBLE CO/THE
2015-01-06
2019-01-03
12. PROCTER & GAMBLE CO/THE
2015-05-19
2019-01-03
9. PROCTER & GAMBLE CO/THE
2016-01-06
2019-01-03
3. PROCTER & GAMBLE CO/THE
2016-10-20
2019-01-28
1. PROCTER & GAMBLE CO/THE
2016-01-06
2019-01-28
6. PROCTER & GAMBLE CO/THE
2016-10-20
2019-06-20
9. PROCTER & GAMBLE CO/THE
2017-03-17
2019-06-20
9. PROCTER & GAMBLE CO/THE
2017-03-17
2019-09-23
1. PROCTER & GAMBLE CO/THE
2017-08-25
2019-11-18
33. PROCTER & GAMBLE CO/THE
2017-03-17
2019-11-18
7. PROCTER & GAMBLE CO/THE
2017-08-25
2019-11-19
3. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-01-06
2019-01-28
23. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-10-20
2019-01-28
13. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-10-20
2019-02-14
21. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-25
2019-02-14
34. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-25
2019-07-24
30. QUALCOMM INC
2015-05-19
2019-07-24
3. QUALCOMM INC
2015-05-19
2019-07-24
7. QUALCOMM INC
2016-01-06
2019-10-23
16. QUALCOMM INC
2015-05-20
2019-10-23
2. QUALCOMM INC
2015-05-19
2019-10-23
4. QUALCOMM INC
2016-01-06
2019-11-22
22. QUALCOMM INC
2017-08-25
2019-11-22
531. QUDIAN INC
2019-10-24
2019-11-19
993. QUDIAN INC
2019-10-24
2019-11-20
48. QUDIAN INC
2019-10-24
2019-11-21
355. RECRUIT HOLDINGS CO LTD
2019-09-23
2019-11-01
105. REGIONS FINANCIAL CORP
2017-01-18
2019-08-22
366. ROCHE HLDG LTD SPONSORED ADR
2018-07-27
2019-01-28
135. ROCHE HLDG LTD SPONSORED ADR
2018-10-25
2019-10-23
276. ROCHE HLDG LTD SPONSORED ADR
2018-08-17
2019-10-23
190. ROCHE HLDG LTD SPONSORED ADR
2018-07-27
2019-10-23
70. ROCHE HLDG LTD SPONSORED ADR
2018-10-25
2019-11-01
141. ROCHE HLDG LTD SPONSORED ADR
2018-10-25
2019-12-18
55. ROGERS COMMUNICATIONS INC CL B
2016-10-20
2019-02-26
65. ROGERS COMMUNICATIONS INC CL B
2016-10-20
2019-11-01
7. ROPER TECHNOLOGIES INC
2018-01-18
2019-06-20
442. KONINKLIJKE DSM NV ADR
2018-10-25
2019-02-26
183. KONINKLIJKE DSM NV ADR
2018-10-25
2019-04-12
59. KONINKLIJKE DSM NV ADR
2018-10-25
2019-07-24
151. KONINKLIJKE DSM NV ADR
2018-11-14
2019-07-24
123. KONINKLIJKE DSM NV ADR
2018-11-14
2019-08-22
104. KONINKLIJKE DSM NV ADR
2018-11-14
2019-11-01
33. KONINKLIJKE DSM NV ADR
2018-11-30
2019-12-18
161. KONINKLIJKE DSM NV ADR
2018-11-14
2019-12-18
25. SALESFORCE COM INC
2018-03-27
2019-11-01
113. SANOFI ADR
2016-10-20
2019-01-03
46. SANOFI ADR
2016-10-20
2019-02-26
101. SCHNEIDER ELEC SA ADR
2018-05-29
2019-05-24
97. SCHNEIDER ELEC SA ADR
2018-05-29
2019-11-22
346. SEA LTD
2017-12-22
2019-02-14
339. SEA LTD
2017-12-22
2019-03-21
157. SEA LTD
2017-12-22
2019-05-24
5. SEA LTD
2017-12-22
2019-11-01
178. SEA LTD
2018-01-04
2019-11-01
12. SERVICENOW INC
2018-11-14
2019-11-01
15. J M SMUCKER CO
2018-03-15
2019-02-26
23. J M SMUCKER CO
2018-03-15
2019-03-21
30. J M SMUCKER CO
2018-03-15
2019-11-18
12. J M SMUCKER CO
2018-05-25
2019-11-19
26. J M SMUCKER CO
2018-03-27
2019-11-19
7. J M SMUCKER CO
2018-03-15
2019-11-19
16. J M SMUCKER CO
2018-05-25
2019-11-20
75. SONIC HEALTHCARE LTD
2016-10-20
2019-12-18
78. SONY CORP/AMER SHARES NEW/
2017-08-25
2019-10-23
74. SONY CORP/AMER SHARES NEW/
2018-01-04
2019-11-01
55. SONY CORP/AMER SHARES NEW/
2017-10-03
2019-11-01
5. SONY CORP/AMER SHARES NEW/
2017-08-25
2019-11-01
42. SONY CORP/AMER SHARES NEW/
2018-01-04
2019-11-22
243. SONY CORP/AMER SHARES NEW/
2018-04-27
2019-11-22
129. SONY CORP/AMER SHARES NEW/
2019-01-03
2019-11-22
73. SUNTRUST BANKS INC
2016-06-24
2019-01-07
1. SUNTRUST BANKS INC
2016-01-06
2019-01-07
29. SUNTRUST BANKS INC
2016-06-24
2019-01-28
14. SUNTRUST BANKS INC
2016-06-27
2019-08-22
42. SUNTRUST BANKS INC
2016-06-24
2019-08-22
217. SVENSKA HANDELSBANKEN AB
2016-10-20
2019-11-22
15. TAIWAN S MANUFCTRING ADR
2016-01-06
2019-06-20
44. TAIWAN S MANUFCTRING ADR
2016-06-07
2019-06-20
153. TAIWAN S MANUFCTRING ADR
2017-01-27
2019-08-20
104. TAIWAN S MANUFCTRING ADR
2017-03-09
2019-08-20
25. TAIWAN S MANUFCTRING ADR
2016-06-07
2019-08-20
13. TAIWAN S MANUFCTRING ADR
2018-09-18
2019-08-20
94. TAIWAN S MANUFCTRING ADR
2018-09-18
2019-09-23
36. TAIWAN S MANUFCTRING ADR
2018-09-18
2019-11-22
19. TENCENT HOLDINGS LTD ADR
2018-01-04
2019-08-22
55. TENCENT HOLDINGS LTD ADR
2017-07-06
2019-08-22
116. TENCENT HOLDINGS LTD ADR
2017-08-25
2019-08-22
59. TENCENT HOLDINGS LTD ADR
2018-01-04
2019-10-23
27. TENCENT HOLDINGS LTD ADR
2018-06-19
2019-10-23
122. TENCENT HOLDINGS LTD ADR
2018-06-19
2019-10-24
38. TENCENT HOLDINGS LTD ADR
2019-01-03
2019-10-24
1. TESLA MTRS INC
2019-01-28
2019-04-22
8. TESLA MTRS INC
2019-01-03
2019-04-22
5. TESLA MTRS INC
2018-07-27
2019-04-22
6. TESLA MTRS INC
2018-05-25
2019-04-22
13. 3M CO
2016-10-20
2019-05-24
12. 3M CO
2016-10-20
2019-08-22
35. TIFFANY & CO
2019-08-22
2019-11-01
102. TIFFANY & CO
2019-08-22
2019-11-22
61. TIFFANY & CO
2019-10-23
2019-12-18
102. TIFFANY & CO
2019-08-22
2019-12-18
132. TREND MICRO INC
2017-10-19
2019-02-15
77. TREND MICRO INC
2018-03-15
2019-02-15
83. TREND MICRO INC
2018-01-04
2019-02-15
15. TREND MICRO INC
2018-03-15
2019-02-19
24. TREND MICRO INC
2019-01-03
2019-02-19
.03 TRUIST FINL CORP
2016-06-27
2019-12-17
9. US BANCORP DEL
2013-01-04
2019-06-26
41. US BANCORP DEL
2013-01-14
2019-06-27
16. US BANCORP DEL
2013-01-04
2019-06-27
29. US BANCORP DEL
2013-01-14
2019-11-01
14. US BANCORP DEL
2013-03-04
2019-11-01
4. US BANCORP DEL
2014-01-06
2019-11-01
185. UBISOFT ENTERTAINMENT
2019-03-21
2019-11-01
43. UNILEVER N V-W/I (NET/USD) US9047847093
2016-10-20
2019-01-03
10. UNION PACIFIC CORP
2017-12-08
2019-02-26
25. UNION PACIFIC CORP
2017-12-08
2019-09-23
30. UNITED PARCEL SERVICE CL B
2016-10-20
2019-01-30
4000. U.S. TREASURY BOND
2018-01-04
2019-09-06
2000. U.S. TREASURY BOND
2013-01-07
2019-09-06
1000. U.S. TREASURY BOND
2013-10-23
2019-09-06
6000. U.S. TREASURY BOND
2017-07-12
2019-09-06
12000. U.S. TREASURY BOND
2016-10-20
2019-09-06
2000. U.S. TREASURY BOND
2016-01-08
2019-09-06
3000. U.S. TREASURY BOND
2015-05-18
2019-09-06
1000. U.S. TREASURY BOND
2015-01-06
2019-09-06
4000. U.S. TREASURY BOND
2014-01-06
2019-09-06
22000. U.S. TREASURY NOTE
2017-10-27
2019-02-11
3000. U.S. TREASURY NOTE
2018-01-04
2019-02-11
31000. U.S. TREASURY NOTE
2018-08-29
2019-05-20
52000. U.S. TREASURY NOTE
2018-08-29
2019-06-26
7000. U.S. TREASURY NOTE
2018-09-26
2019-07-17
5000. U.S. TREASURY NOTE
2018-08-29
2019-07-17
15000. U.S. TREASURY NOTE
2018-12-27
2019-07-17
49000. U.S. TREASURY NOTE
2018-09-14
2019-06-10
31000. U.S. TREASURY NOTE
2018-09-27
2019-06-10
30000. U.S. TREASURY NOTE
2019-06-10
2019-08-06
48000. U.S. TREASURY NOTE
2018-01-22
2019-09-24
28000. U.S. TREASURY NOTE
2019-06-10
2019-10-23
27000. U.S. TREASURY NOTE
2019-06-26
2019-12-16
20000. U.S. TREASURY NOTE
2019-06-10
2019-12-16
36000. U.S. TREASURY NOTE
2017-08-17
2019-04-11
6000. U.S. TREASURY NOTE
2018-01-04
2019-04-11
8. UNITEDHEALTH GROUP INC
2014-12-23
2019-01-28
10. UNITEDHEALTH GROUP INC
2015-01-06
2019-01-28
2. UNITEDHEALTH GROUP INC
2015-01-06
2019-02-14
6. UNITEDHEALTH GROUP INC
2015-01-15
2019-02-14
11. UNITEDHEALTH GROUP INC
2015-01-20
2019-10-23
24. UNITEDHEALTH GROUP INC
2015-01-16
2019-10-23
10. UNITEDHEALTH GROUP INC
2015-01-15
2019-10-23
9. URBAN OUTFITTERS INC
2017-04-10
2019-03-06
53. URBAN OUTFITTERS INC
2017-03-10
2019-03-06
63. URBAN OUTFITTERS INC
2017-04-10
2019-03-07
31. URBAN OUTFITTERS INC
2017-08-25
2019-03-08
32. URBAN OUTFITTERS INC
2017-04-10
2019-03-08
62. URBAN OUTFITTERS INC
2017-08-25
2019-03-11
7. URBAN OUTFITTERS INC
2017-08-25
2019-03-12
11. VERTEX PHARMACEUTICALS INC
2017-07-06
2019-05-24
21. VISA INC
2017-07-06
2019-02-14
25. VISA INC
2017-07-06
2019-11-01
12. VULCAN MATERIALS CO
2019-01-28
2019-09-23
13. VULCAN MATERIALS CO
2019-01-28
2019-10-23
17. VULCAN MATERIALS CO
2019-01-28
2019-11-22
13. VULCAN MATERIALS CO
2019-02-14
2019-12-19
12. VULCAN MATERIALS CO
2019-01-28
2019-12-19
30. WELLS FARGO COMPANY
2015-05-19
2019-11-01
14. WELLS FARGO COMPANY
2016-07-13
2019-11-01
14. XILINX INCOPRORATED
2019-02-26
2019-04-26
32. XILINX INCOPRORATED
2019-03-21
2019-08-09
17. XILINX INCOPRORATED
2019-02-26
2019-08-09
14. XILINX INCOPRORATED
2019-03-26
2019-08-09
6. XILINX INCOPRORATED
2019-05-24
2019-08-09
31. XYLEM INC/NY
2018-07-05
2019-11-01
9. XYLEM INC/NY
2019-01-03
2019-11-22
25. XYLEM INC/NY
2018-08-17
2019-11-22
17. XYLEM INC/NY
2018-07-05
2019-11-22
62. JOHNSON CTLS INTL PLC
2018-08-17
2019-06-20
50. JOHNSON CTLS INTL PLC
2018-08-17
2019-09-23
41. JOHNSON CTLS INTL PLC
2018-11-14
2019-10-23
30. JOHNSON CTLS INTL PLC
2018-08-17
2019-10-23
20. JOHNSON CTLS INTL PLC
2018-08-17
2019-10-23
22. LINDE PLC REG SHS
2019-02-14
2019-03-29
88. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-09-05
135. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-28
2019-09-06
5. ALCON SA ACT NOM
2017-04-26
2019-05-17
3. ALCON SA ACT NOM
2018-06-19
2019-05-17
3. ALCON SA ACT NOM
2017-02-21
2019-05-17
4. ALCON SA ACT NOM
2016-10-20
2019-05-17
7. ALCON SA ACT NOM
2018-06-19
2019-07-24
10. ALCON SA ACT NOM
2018-11-14
2019-07-24
33. ALCON SA ACT NOM
2018-10-25
2019-07-24
3. ALCON SA ACT NOM
2018-11-29
2019-07-24
17. ALCON SA ACT NOM
2018-11-29
2019-07-30
2. ALCON SA ACT NOM
2018-11-30
2019-07-30
2. ALCON SA ACT NOM
2018-11-30
2019-07-31
6. ALCON SA ACT NOM
2019-01-28
2019-07-31
8. ALCON SA ACT NOM
2019-04-26
2019-07-31
4. ALCON SA ACT NOM
2019-01-03
2019-07-31
9. ALCON SA ACT NOM
2019-04-26
2019-08-01
3. ASML HLDG NV NY REG SHS
2018-02-02
2019-08-22
9. ASML HLDG NV NY REG SHS
2018-01-18
2019-08-22
39. ASML HLDG NV NY REG SHS
2018-01-04
2019-08-22
8. ASML HLDG NV NY REG SHS
2018-09-18
2019-08-22
11. ASML HLDG NV NY REG SHS
2018-08-17
2019-08-22
16. ASML HLDG NV NY REG SHS
2018-12-28
2019-09-23
9. ASML HLDG NV NY REG SHS
2018-12-28
2019-11-01
16. ASML HLDG NV NY REG SHS
2018-12-28
2019-12-18
56. KONE OYJ
2016-10-20
2019-02-14
36. KONE OYJ
2016-10-20
2019-05-24
21. KONE OYJ
2017-08-25
2019-05-24
23. KONE OYJ
2018-06-19
2019-11-22
16. KONE OYJ
2017-08-25
2019-11-22
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,286
4,030
-1,744
b
1,596
1,410
186
c
1,122
1,818
-696
d
3,627
1,822
1,805
e
3,366
2,699
667
2,327
1,887
440
1,551
1,349
202
3,791
1,109
2,682
1,264
407
857
2,526
565
1,961
3,789
858
2,931
2,526
562
1,964
2,526
582
1,944
2,355
2,267
88
2,016
1,975
41
9,198
9,205
-7
2,093
2,095
-2
7,159
3,846
3,313
4,975
4,981
-6
39,802
40,024
-222
1,990
2,006
-16
1,425
729
696
592
243
349
619
298
321
207
99
108
611
298
313
598
298
300
802
397
405
401
199
202
302
135
167
2,720
1,212
1,508
5,485
4,211
1,274
4,790
3,391
1,399
6,953
4,524
2,429
2,556
1,454
1,102
6,489
3,610
2,879
2,074
1,064
1,010
4,563
2,461
2,102
253
106
147
4,521
6,274
-1,753
3,783
5,161
-1,378
4,410
5,772
-1,362
4,410
5,412
-1,002
2,619
3,490
-871
2,116
2,644
-528
2,616
3,274
-658
1,308
1,380
-72
4,363
4,565
-202
101
85
16
1,922
1,613
309
1,480
933
547
1,114
659
455
48
28
20
727
426
301
97
62
35
4,842
3,133
1,709
1,546
1,127
419
2,241
1,435
806
9,062
9,147
-85
2,357
2,373
-16
1,581
1,489
92
4,523
5,857
-1,334
1,666
3,047
-1,381
5,833
10,708
-4,875
2,619
5,380
-2,761
9,285
20,397
-11,112
6,131
6,955
-824
1,010
1,307
-297
5,084
5,970
-886
1,100
1,373
-273
4,399
5,199
-800
4,818
5,807
-989
11
12
-1
3,973
4,903
-930
3,356
3,962
-606
1,966
1,722
244
3,406
2,768
638
2,924
2,399
525
7,397
5,474
1,923
332
254
78
3,711
2,861
850
1,178
890
288
2,104
1,612
492
84
64
20
1,758
1,358
400
4,031
3,306
725
3,024
2,752
272
3,780
3,338
442
2,772
2,529
243
756
583
173
3,451
3,001
450
3,414
3,085
329
5,610
5,002
608
1,600
1,718
-118
2,695
2,891
-196
337
333
4
2,964
2,965
-1
2,541
2,790
-249
2,202
2,589
-387
3,557
3,798
-241
2,251
2,162
89
1,689
1,550
139
1,970
1,930
40
7,293
8,219
-926
1,903
1,199
704
1,775
1,498
277
7,099
7,081
18
1,835
1,770
65
1,835
1,868
-33
1,847
1,868
-21
3,694
3,320
374
3,313
2,269
1,044
377
255
122
4,315
4,267
48
4,179
4,333
-154
2,349
2,472
-123
3,275
3,191
84
163
77
86
570
273
297
326
156
170
1,221
580
641
987
469
518
567
276
291
81
39
42
1,377
670
707
210
105
105
4,091
1,722
2,369
944
355
589
2,273
1,000
1,273
7,535
4,811
2,724
3,496
4,278
-782
960
1,366
-406
544
791
-247
999
1,437
-438
3,050
2,678
372
1,015
1,176
-161
830
873
-43
1,614
1,663
-49
1,245
1,281
-36
922
1,073
-151
1,568
1,605
-37
600
776
-176
507
499
8
1,775
2,267
-492
2,476
3,463
-987
2,056
2,096
-40
2,943
3,527
-584
736
531
205
1,314
970
344
624
474
150
1,144
869
275
1,144
853
291
468
349
119
4,073
3,191
882
1,211
869
342
881
635
246
881
635
246
5,091
6,830
-1,739
1,591
1,294
297
212
261
-49
2,198
2,745
-547
1,903
2,614
-711
1,713
1,989
-276
7,567
4,153
3,414
503
253
250
1,230
655
575
2,881
1,518
1,363
2,768
1,320
1,448
1,097
824
273
1,901
1,439
462
1,034
923
111
1,100
1,076
24
183
192
-9
1,466
1,552
-86
5,920
2,744
3,176
820
342
478
1,002
423
579
9
9
181
213
-32
363
398
-35
233
346
-113
415
556
-141
233
311
-78
596
757
-161
2,281
2,727
-446
363
437
-74
3,539
2,081
1,458
3,398
2,817
581
21
21
2,676
2,099
577
58
46
12
1,616
1,278
338
404
319
85
692
548
144
172
137
35
2,069
1,643
426
1,895
1,664
231
2,452
2,134
318
1,026
1,044
-18
1,758
1,443
315
4,460
4,134
326
375
348
27
12
12
2,086
948
1,138
802
360
442
2,788
1,225
1,563
5,731
4,150
1,581
465
219
246
492
417
75
1,967
1,430
537
246
209
37
2,305
1,880
425
38
37
1
3,668
4,253
-585
676
790
-114
1,107
1,368
-261
577
672
-95
433
562
-129
871
1,005
-134
163
208
-45
1,171
1,211
-40
745
719
26
319
417
-98
24
31
-7
1,029
1,206
-177
2,352
2,733
-381
4,112
4,783
-671
1,028
1,271
-243
1,659
1,949
-290
1,653
2,271
-618
92
128
-36
2,296
2,842
-546
735
975
-240
1,010
1,158
-148
184
214
-30
735
858
-123
1,208
1,024
184
1,487
1,811
-324
2,510
3,464
-954
6,834
8,093
-1,259
1,677
1,940
-263
4,972
5,863
-891
636
641
-5
1,052
1,050
2
461
434
27
14,290
12,455
1,835
5,070
4,335
735
4,651
3,579
1,072
4,651
3,068
1,583
5,814
4,335
1,479
3,412
2,301
1,111
1,650
1,032
618
1,075
619
456
1,254
933
321
896
857
39
2,869
2,571
298
1,108
1,362
-254
3,399
3,457
-58
15,838
16,795
-957
281
248
33
3,130
3,376
-246
4,879
4,389
490
4,054
3,793
261
1,106
1,192
-86
5,944
5,786
158
630
604
26
4,345
3,356
989
1,011
807
204
1,322
1,796
-474
463
610
-147
1,256
1,716
-460
793
1,164
-371
3,102
3,449
-347
3,498
5,142
-1,644
792
892
-100
2,574
2,968
-394
1,452
1,520
-68
132
152
-20
2,233
2,566
-333
2,817
2,344
473
1,538
1,224
314
2,856
3,127
-271
1,977
2,007
-30
1,235
1,475
-240
1,059
1,347
-288
1,588
1,941
-353
3,855
4,833
-978
532
674
-142
2,046
1,915
131
2,793
2,357
436
3,448
3,094
354
3,283
2,796
487
597
367
230
2,686
1,673
1,013
5,645
3,887
1,758
868
595
273
3,107
2,346
761
2,293
2,035
258
1,223
981
242
994
859
135
953
766
187
1,759
1,409
350
3,943
2,800
1,143
3,764
2,727
1,037
2,459
1,936
523
1,732
1,640
92
1,765
1,725
40
3,886
3,219
667
839
856
-17
8,854
8,545
309
4,665
4,722
-57
2,435
1,532
903
1,724
1,149
575
1,502
957
545
1,202
971
231
3,629
4,947
-1,318
6,492
8,204
-1,712
5,929
6,213
-284
7,276
7,791
-515
2,445
2,849
-404
5,385
4,832
553
2,300
2,503
-203
651
809
-158
87
97
-10
2,201
2,314
-113
6,066
6,079
-13
804
841
-37
2,248
1,980
268
1,103
1,218
-115
2,734
2,808
-74
3,929
2,966
963
1,529
412
1,117
2,803
756
2,047
765
207
558
1,147
300
847
2,057
2,311
-254
3,364
2,289
1,075
720
626
94
925
883
42
257
241
16
1,851
1,717
134
3,447
3,149
298
522
407
115
2,443
2,477
-34
458
367
91
1,149
588
561
766
388
378
929
389
540
4,759
1,984
2,775
2,321
1,457
864
2,491
1,603
888
453
280
173
915
730
185
654
522
132
785
621
164
1,364
944
420
487
337
150
1,461
1,006
455
682
469
213
594
405
189
891
606
285
396
261
135
1,042
831
211
1,240
991
249
1,623
1,311
312
679
543
136
2,774
1,742
1,032
1,110
710
400
1,053
1,469
-416
1,078
1,502
-424
2,298
3,121
-823
726
1,020
-294
363
443
-80
1,758
1,771
-13
147
155
-8
2,000
984
1,016
500
339
161
3,000
1,945
1,055
1,264
841
423
3,950
2,489
1,461
989
757
232
165
105
60
1,483
1,095
388
2,884
2,130
754
2,307
1,472
835
2,165
1,909
256
1,344
1,334
10
672
568
104
1,278
567
711
2,237
999
1,238
3,302
1,375
1,927
3,409
861
2,548
7,243
2,468
4,775
3,409
1,176
2,233
3,667
1,380
2,287
4,044
1,380
2,664
1,433
459
974
4,584
1,522
3,062
825
909
-84
2,064
2,307
-243
4,334
4,923
-589
7,720
8,408
-688
4,173
4,167
6
3,964
3,912
52
1,644
726
918
2,282
1,793
489
4,772
3,427
1,345
1,867
1,315
552
2,490
1,776
714
934
767
167
10,220
7,926
2,294
15,933
12,529
3,404
3,422
1,745
1,677
1,380
567
813
1,064
625
439
1,950
1,129
821
1,241
592
649
1,064
745
319
5,045
4,101
944
1,625
1,401
224
1,238
1,080
158
1,393
1,210
183
1,450
1,225
225
382
336
46
2,513
1,999
514
811
750
61
1,787
1,501
286
4,677
3,903
774
3,541
3,077
464
3,599
2,792
807
1,164
1,014
150
2,593
2,384
209
2,347
2,092
255
232
202
30
1,627
1,362
265
58
49
9
1,832
1,619
213
2,534
580
1,954
4,276
1,160
3,116
360
257
103
360
86
274
1,981
2,244
-263
561
385
176
6,540
4,934
1,606
2,188
1,506
682
4,978
4,656
322
6,466
8,291
-1,825
1,907
2,571
-664
4,931
5,392
-461
2,698
2,491
207
2,904
2,481
423
4,662
3,743
919
2,280
1,505
775
1,569
1,039
530
5,573
4,339
1,234
487
392
95
4,518
4,029
489
2,158
2,101
57
1,772
1,623
149
1,483
1,364
119
636
583
53
2,794
2,612
182
1,308
1,134
174
3,982
3,427
555
2,069
1,763
306
1,752
1,616
136
1,636
1,369
267
1,128
979
149
1,346
1,991
-645
943
1,394
-451
844
1,294
-450
844
1,194
-350
1,298
2,474
-1,176
708
1,011
-303
2,212
836
1,376
1,003
377
626
2,340
874
1,466
2,340
877
1,463
223
84
139
1,464
1,161
303
3,951
1,920
2,031
732
495
237
2,510
1,280
1,230
1,411
1,377
34
1,682
1,377
305
2,976
2,675
301
518
478
40
1,370
1,196
174
274
213
61
9,689
7,349
2,340
4,903
3,508
1,395
1,226
870
356
3,677
2,611
1,066
1,196
978
218
2,670
2,011
659
2,151
1,923
228
1,334
1,298
36
6,784
5,399
1,385
6,962
6,191
771
2,046
1,841
205
5,119
4,301
818
4,527
3,941
586
754
618
136
1,248
1,060
188
2,421
2,028
393
91
90
1
1,093
971
122
819
702
117
280
255
25
93
78
15
669
510
159
1,003
824
179
1,109
824
285
122
93
29
4,021
3,022
999
854
648
206
157
116
41
1,200
950
250
726
537
189
1,173
935
238
2,008
1,514
494
2,271
1,930
341
227
204
23
542
328
214
1,240
1,087
153
155
129
26
341
188
153
1,873
1,137
736
2,987
3,513
-526
4,837
6,569
-1,732
217
318
-101
2,350
2,197
153
1,501
1,449
52
11,771
11,189
582
4,927
3,957
970
10,074
8,285
1,789
6,935
5,808
1,127
2,634
2,052
582
5,466
4,133
1,333
3,053
2,234
819
3,062
2,640
422
2,562
1,938
624
11,779
9,622
2,157
5,267
3,984
1,283
1,895
1,284
611
4,850
3,378
1,472
3,774
2,752
1,022
3,138
2,326
812
1,054
733
321
5,141
3,602
1,539
3,973
2,952
1,021
4,798
4,318
480
1,906
1,758
148
1,665
1,798
-133
1,849
1,726
123
5,513
4,589
924
8,145
4,497
3,648
4,683
2,083
2,600
150
66
84
5,357
2,340
3,017
3,037
2,042
995
1,582
1,929
-347
2,496
2,958
-462
3,158
3,858
-700
1,250
1,324
-74
2,708
3,179
-471
729
900
-171
1,673
1,765
-92
1,514
1,254
260
4,559
3,011
1,548
4,541
3,486
1,055
3,375
2,065
1,310
307
193
114
2,572
1,978
594
14,881
11,188
3,693
7,900
6,067
1,833
3,980
2,977
1,003
55
41
14
1,782
1,183
599
848
537
311
2,544
1,713
831
1,052
1,497
-445
605
322
283
1,774
1,146
628
6,437
4,747
1,690
4,376
3,220
1,156
1,052
651
401
547
571
-24
4,137
4,132
5
1,908
1,582
326
798
1,057
-259
2,310
1,891
419
4,872
4,891
-19
2,387
3,281
-894
1,092
1,356
-264
4,927
6,129
-1,202
1,535
1,451
84
264
294
-30
2,110
2,411
-301
1,319
1,499
-180
1,583
1,667
-84
2,153
2,211
-58
1,932
2,041
-109
4,400
2,961
1,439
12,871
8,631
4,240
8,156
5,591
2,565
13,639
8,631
5,008
6,081
6,856
-775
3,547
4,530
-983
3,824
4,915
-1,091
704
882
-178
1,126
1,298
-172
1
1
468
300
168
2,130
1,372
758
831
533
298
1,676
970
706
809
477
332
231
163
68
2,229
3,389
-1,160
2,296
1,847
449
1,706
1,288
418
4,142
3,221
921
3,031
3,224
-193
5,597
4,961
636
2,798
2,387
411
1,399
1,110
289
8,395
7,354
1,041
16,791
15,626
1,165
2,798
2,444
354
4,198
3,578
620
1,399
1,286
113
5,597
4,253
1,344
21,288
21,436
-148
2,903
2,909
-6
31,378
31,004
374
53,062
52,006
1,056
7,128
7,025
103
5,091
5,001
90
15,274
15,053
221
50,677
48,671
2,006
32,061
30,709
1,352
31,700
30,620
1,080
49,102
45,979
3,123
27,992
27,883
109
27,000
26,916
84
20,000
19,916
84
35,401
35,976
-575
5,900
5,880
20
2,124
824
1,300
2,655
990
1,665
528
198
330
1,583
627
956
2,763
1,156
1,607
6,029
2,519
3,510
2,512
1,045
1,467
274
204
70
1,613
1,330
283
1,874
1,429
445
904
648
256
934
726
208
1,835
1,295
540
207
146
61
1,900
1,397
503
2,997
1,964
1,033
4,511
2,339
2,172
1,806
1,225
581
1,878
1,327
551
2,389
1,736
653
1,844
1,457
387
1,703
1,225
478
1,563
1,899
-336
729
676
53
1,632
1,724
-92
3,349
4,102
-753
1,779
2,093
-314
1,465
1,540
-75
628
621
7
2,426
2,078
348
692
576
116
1,921
1,876
45
1,306
1,140
166
2,432
2,357
75
2,211
1,901
310
1,726
1,387
339
1,263
1,141
122
842
756
86
3,853
3,671
182
2,185
1,613
572
3,363
2,474
889
304
232
72
183
134
49
183
140
43
244
185
59
411
312
99
587
533
54
1,938
1,712
226
176
165
11
1,003
934
69
118
111
7
118
111
7
353
310
43
470
464
6
235
208
27
533
522
11
643
495
148
1,930
1,828
102
8,363
7,052
1,311
1,715
1,497
218
2,359
2,138
221
3,957
2,501
1,456
2,411
1,407
1,004
4,689
2,501
2,188
2,761
2,712
49
2,053
1,743
310
1,198
1,111
87
1,411
1,178
233
982
846
136
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-1,744
b
186
c
-696
d
1,805
e
667
440
202
2,682
857
1,961
2,931
1,964
1,944
88
41
-7
-2
3,313
-6
-222
-16
696
349
321
108
313
300
405
202
167
1,508
1,274
1,399
2,429
1,102
2,879
1,010
2,102
147
-1,753
-1,378
-1,362
-1,002
-871
-528
-658
-72
-202
16
309
547
455
20
301
35
1,709
419
806
-85
-16
92
-1,334
-1,381
-4,875
-2,761
-11,112
-824
-297
-886
-273
-800
-989
-1
-930
-606
244
638
525
1,923
78
850
288
492
20
400
725
272
442
243
173
450
329
608
-118
-196
4
-1
-249
-387
-241
89
139
40
-926
704
277
18
65
-33
-21
374
1,044
122
48
-154
-123
84
86
297
170
641
518
291
42
707
105
2,369
589
1,273
2,724
-782
-406
-247
-438
372
-161
-43
-49
-36
-151
-37
-176
8
-492
-987
-40
-584
205
344
150
275
291
119
882
342
246
246
-1,739
297
-49
-547
-711
-276
3,414
250
575
1,363
1,448
273
462
111
24
-9
-86
3,176
478
579
9
-32
-35
-113
-141
-78
-161
-446
-74
1,458
581
577
12
338
85
144
35
426
231
318
-18
315
326
27
12
1,138
442
1,563
1,581
246
75
537
37
425
1
-585
-114
-261
-95
-129
-134
-45
-40
26
-98
-7
-177
-381
-671
-243
-290
-618
-36
-546
-240
-148
-30
-123
184
-324
-954
-1,259
-263
-891
-5
2
27
1,835
735
1,072
1,583
1,479
1,111
618
456
321
39
298
-254
-58
-957
33
-246
490
261
-86
158
26
989
204
-474
-147
-460
-371
-347
-1,644
-100
-394
-68
-20
-333
473
314
-271
-30
-240
-288
-353
-978
-142
131
436
354
487
230
1,013
1,758
273
761
258
242
135
187
350
1,143
1,037
523
92
40
667
-17
309
-57
903
575
545
231
-1,318
-1,712
-284
-515
-404
553
-203
-158
-10
-113
-13
-37
268
-115
-74
963
1,117
2,047
558
847
-254
1,075
94
42
16
134
298
115
-34
91
561
378
540
2,775
864
888
173
185
132
164
420
150
455
213
189
285
135
211
249
312
136
1,032
400
-416
-424
-823
-294
-80
-13
-8
1,016
161
1,055
423
1,461
232
60
388
754
835
256
10
104
711
1,238
1,927
2,548
4,775
2,233
2,287
2,664
974
3,062
-84
-243
-589
-688
6
52
918
489
1,345
552
714
167
2,294
3,404
1,677
813
439
821
649
319
944
224
158
183
225
46
514
61
286
774
464
807
150
209
255
30
265
9
213
1,954
3,116
103
274
-263
176
1,606
682
322
-1,825
-664
-461
207
423
919
775
530
1,234
95
489
57
149
119
53
182
174
555
306
136
267
149
-645
-451
-450
-350
-1,176
-303
1,376
626
1,466
1,463
139
303
2,031
237
1,230
34
305
301
40
174
61
2,340
1,395
356
1,066
218
659
228
36
1,385
771
205
818
586
136
188
393
1
122
117
25
15
159
179
285
29
999
206
41
250
189
238
494
341
23
214
153
26
153
736
-526
-1,732
-101
153
52
582
970
1,789
1,127
582
1,333
819
422
624
2,157
1,283
611
1,472
1,022
812
321
1,539
1,021
480
148
-133
123
924
3,648
2,600
84
3,017
995
-347
-462
-700
-74
-471
-171
-92
260
1,548
1,055
1,310
114
594
3,693
1,833
1,003
14
599
311
831
-445
283
628
1,690
1,156
401
-24
5
326
-259
419
-19
-894
-264
-1,202
84
-30
-301
-180
-84
-58
-109
1,439
4,240
2,565
5,008
-775
-983
-1,091
-178
-172
168
758
298
706
332
68
-1,160
449
418
921
-193
636
411
289
1,041
1,165
354
620
113
1,344
-148
-6
374
1,056
103
90
221
2,006
1,352
1,080
3,123
109
84
84
-575
20
1,300
1,665
330
956
1,607
3,510
1,467
70
283
445
256
208
540
61
503
1,033
2,172
581
551
653
387
478
-336
53
-92
-753
-314
-75
7
348
116
45
166
75
310
339
122
86
182
572
889
72
49
43
59
99
54
226
11
69
7
7
43
6
27
11
148
102
1,311
218
221
1,456
1,004
2,188
49
310
87
233
136
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
240,093
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
261,321
5,914,104
0.044186
2017
218,545
5,318,568
0.041091
2016
156,974
4,400,424
0.035672
2015
110,510
4,084,823
0.027054
2014
110,999
3,665,824
0.030279
2
Total
of line 1, column (d)
.....................
2
0.178282
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.035656
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
6,431,149
5
Multiply line 4 by line 3
......................
5
229,309
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
3,298
7
Add lines 5 and 6
........................
7
232,607
8
Enter qualifying distributions from Part XII, line 4
,.............
8
296,865
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,298
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,298
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,298
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,336
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,336
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
38
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
38
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
SARAH BIGELOW SOUTTER
DIRECTOR PRESIDENT
4
0
9808 MANDUS OLSEN ROAD
BAINBRIDGE
,
WA
98110
MICHAEL JULIAN COSMAN
VICE PRESIDENT
2
0
8 WESTHILL ROAD
POINT HOWARD
,
LOWER HUTT
5013
NZ
JACQUELINNE WATKIN COSMAN
SECRETARY
2
0
8 WESTHILL ROAD
POINT HOWARD
,
LOWER HUTT
5013
NZ
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
BANK OF AMERICA NA
INVESTMENT MANAGER
78,462
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
10036
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
6,200,713
b
Average of monthly cash balances
.......................
1b
328,372
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
6,529,085
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
6,529,085
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
97,936
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
6,431,149
6
Minimum investment return.
Enter 5% of line 5
..................
6
321,557
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
321,557
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,298
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,298
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
318,259
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
318,259
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
318,259
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
296,865
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
296,865
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
3,298
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
293,567
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
318,259
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
259,596
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
296,865
a
Applied to 2018, but not more than line 2a
259,596
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
37,269
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
280,990
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
UNION OF CONCERNED
SCIENTISTS INC
TWO BRATTLE SQUARE
CAMBRIDGE
,
MA
02138
NONE
PC
UNRESTRICTED GENERAL
20,000
CARE INC
151 ELLIS STREET NE
ATLANTA
,
GA
30303
NONE
PC
UNRESTRICTED GENERAL
9,000
NATURAL RESOURCES DEFENSE
COUNCIL INC
40 WEST 20TH STREET
NEW YORK
,
NY
10011
NONE
PC
UNRESTRICTED GENERAL
25,000
EARTH ECONOMICS
107 N TACOMA AVE
TACOMA
,
WA
98403
NONE
PC
UNRESTRICTED GENERAL
60,000
SUSTAINABLE PATH FOUNDATION
107 SPRING STREET
SEATTLE
,
WA
98104
NONE
PC
UNRESTRICTED GENERAL
15,000
AFRICAN WILDLIFE FOUNDATION
1100 NEW JERSEY AVE
WASHINGTON
,
DC
20003
N/A
PC
UNRESTRICTED GENERAL
5,000
NATIONAL PARK FOUNDATION
1110 VERMONT AVE NW
WASHINGTON
,
DC
20005
NONE
PC
UNRESTRICTED GENERAL
7,000
WORLD WILDLIFE FUND INC
1250 24TH ST NW
WASHINGTON
,
DC
20037
NONE
PC
UNRESTRICTED GENERAL
11,000
SIGHTLINE INSTITUTE
1402 THIRD AVE SUITE 500
SEATTLE
,
WA
98101
NONE
PC
UNRESTRICTED GENERAL
12,000
NATIONAL PARKS CONSERVATION
ASSOCIATION
777 6TH STREET NW
WASHINTON
,
WA
20001
NONE
PC
UNRESTRICTED GENERAL
7,000
SOUTHERN POVERTY LAW
CENTER INC
400 WASHINTON AVE
MONTGOMERY
,
AL
36104
NONE
PC
UNRESTRICTED GENERAL
9,000
ASYLUM SEEKER ADVOCACY PROJECT
40 RECTOR STREET
NEW YORK
,
NY
10006
NONE
PC
UNRESTRICTED GENERAL
5,000
CLIMATE SOLUTIONS
1402 3RD AVE
SEATTLE
,
WA
98101
NONE
PC
UNRESTRICTED GENERAL
15,000
MERCY CORPS
45 SW ANKENY STREET
PORTLAND
,
OR
97204
NONE
PC
UNRESTRICTED GENERAL
9,000
TOXIC FREE FUTURE
4649 SUNNYSIDE AVE N
SEATTLE
,
WA
98103
NONE
PC
UNRESTRICTED GENERAL
9,000
BAINBRIDGE ISLAND LAND TRUST
PO BOX 10144
BAINBRIDGE ISLAND
,
WA
98110
NONE
PC
UNRESTRICTED GENERAL
20,000
EARTH JUSTICE
50 CALIFORNIA STREET
SAN FRANCISCO
,
CA
10006
N/A
PC
UNRESTRICTED GENERAL
5,000
SOUTHERN UTAH WILDERNESS
ALLIANCE
425 EAST 100 SOUTH
SALT LAKE CITY
,
UT
84111
NONE
PC
UNRESTRICTED GENERAL
9,000
CONSERVATION NW
1829 10TH AVE W SUITE B
SEATTLE
,
WA
98119
NONE
PC
UNRESTRICTED GENERAL
10,000
Total
.................................
3a
262,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
143,631
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
240,093
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
383,724
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
383,724
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description