-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE R C DURR FOUNDATION INC
541 BUTTERMILK PIKE SUITE 500
Number and street (or P.O. box number if mail is not delivered to street address)
P O BOX 175710
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
COVINGTON
,
KY
410175710
A Employer identification number
61-1249998
B
Telephone number (see instructions)
(859) 371-0700
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
95,822,243
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
0
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
1,950,206
1,950,206
5a
Gross rents
............
220,623
220,623
b
Net rental income or (loss)
164,078
6a
Net gain or (loss) from sale of assets not on line 10
1,594,714
b
Gross sales price for all assets on line 6a
70,060,418
7
Capital gain net income (from Part IV, line 2)
...
1,594,714
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
9,038
0
12
Total.
Add lines 1 through 11
........
3,774,581
3,765,543
13
Compensation of officers, directors, trustees, etc.
149,000
74,500
74,500
14
Other employee salaries and wages
......
60,000
15,000
45,000
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
23,535
11,767
11,768
c
Other professional fees (attach schedule)
....
248,037
228,546
19,494
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
83,654
80,212
3,442
19
Depreciation (attach schedule) and depletion
...
25,850
24,860
20
Occupancy
..............
49,242
40,463
8,779
21
Travel, conferences, and meetings
.......
374
0
373
22
Printing and publications
..........
471
0
471
23
Other expenses (attach schedule)
.......
13,854
1,192
12,663
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
654,017
476,540
176,490
25
Contributions, gifts, grants paid
.......
3,486,140
3,486,140
26
Total expenses and disbursements.
Add lines 24 and 25
4,140,157
476,540
3,662,630
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-365,576
b
Net investment income
(if negative, enter -0-)
3,289,003
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,402,203
929,383
929,383
2
Savings and temporary cash investments
.........
2,618,803
1,982,567
1,982,567
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
69,953,576
70,767,263
87,764,558
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
6,235,433
Less: accumulated depreciation (attach schedule)
261,422
6,048,871
5,974,011
5,079,411
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
111,045
110,251
60,782
14
Land, buildings, and equipment: basis
20,456
Less: accumulated depreciation (attach schedule)
14,914
95
5,542
5,542
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
80,134,593
79,769,017
95,822,243
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
80,134,593
79,769,017
29
Total net assets or fund balances
(see instructions)
.....
80,134,593
79,769,017
30
Total liabilities and net assets/fund balances
(see instructions)
.
80,134,593
79,769,017
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
80,134,593
2
Enter amount from Part I, line 27a
.....................
2
-365,576
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
79,769,017
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
79,769,017
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
BB&T SHORT TERM
P
b
BB&T LONG TERM
P
c
BAIRD CORE BOND - SHORT
P
d
BAIRD CORE BOND - LONG
P
e
BAIRD FIXED INCOME - SHORT
P
BAIRD FIXED INCOME - LONG
P
BAIRD INTERNATIONAL - SHORT
P
BAIRD INTERNATIONAL - LONG
P
BAIRD LARGE CAP - SHORT
P
BAIRD LARGE CAP - LONG
P
BAIRD MID CAP - SHORT
P
BAIRD MID CAP - LONG
P
BAIRD SMALL CAP - SHORT
P
BAIRD SMALL CAP - LONG
P
WALTON .15 ACRES
P
BB&T CAPITAL GAINS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
53,986,699
53,527,924
458,775
b
10,751,318
10,086,514
664,804
c
880,000
879,848
152
d
1,425,000
1,421,882
3,118
e
512,623
508,837
3,786
1,099,195
1,099,771
-576
12,096
14,488
-2,392
237,645
257,167
-19,522
12,215
17,766
-5,551
322,060
241,528
80,532
40,397
37,083
3,314
126,835
100,819
26,016
70,578
59,654
10,924
161,161
162,423
-1,262
56,628
50,000
6,628
365,968
365,968
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
458,775
b
664,804
c
152
d
3,118
e
3,786
-576
-2,392
-19,522
-5,551
80,532
3,314
26,016
10,924
-1,262
6,628
365,968
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,594,714
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,859,450
86,647,485
0.044542
2017
4,976,992
84,489,331
0.058907
2016
2,974,126
78,062,639
0.038099
2015
3,668,155
74,656,038
0.049134
2014
3,523,503
73,443,976
0.047975
2
Total
of line 1, column (d)
.....................
2
0.238657
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047731
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
90,356,570
5
Multiply line 4 by line 3
......................
5
4,312,809
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
32,890
7
Add lines 5 and 6
........................
7
4,345,699
8
Enter qualifying distributions from Part XII, line 4
,.............
8
3,662,630
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
65,780
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
65,780
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
65,780
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
92,000
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
92,000
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
26,220
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
26,220
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
KY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
DURRFOUNDATION.COM
14
The books are in care of
WILBERT L ZIEGLER
Telephone no.
(859) 371-0700
Located at
541 BUTTERMILK PIKE SUITE 500
CRESCENT SPRINGS
KY
ZIP+4
41017
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
0
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
WILBERT L ZIEGLER
PRESIDENT
10.00
125,000
0
0
541 BUTTERMILK PIKE SUITE 500
CRESCENT SPRINGS
,
KY
41017
ROBERT C ZIEGLER
SECRETARY
1.00
15,000
0
0
541 BUTTERMILK PIKE SUITE 500
CRESCENT SPRINGS
,
KY
41017
ROBERT W ZAPP
VICE PRESIDENT
1.00
9,000
0
0
1 RIVERSIDE PLACE 202
COVINGTON
,
KY
41011
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
JEAN MIZE
ASST TO PRESIDENT
30.00
60,000
0
0
541 BUTTERMILK PIKE 544
CRESCENT SPRINGS
,
KY
41017
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
85,201,356
b
Average of monthly cash balances
.......................
1b
1,378,834
c
Fair market value of all other assets (see instructions)
................
1c
5,152,368
d
Total
(add lines 1a, b, and c)
.........................
1d
91,732,558
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
91,732,558
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
1,375,988
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
90,356,570
6
Minimum investment return.
Enter 5% of line 5
..................
6
4,517,829
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
4,517,829
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
65,780
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
65,780
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
4,452,049
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
4,452,049
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
4,452,049
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,662,630
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
3,662,630
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
3,662,630
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
4,452,049
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
2,922,319
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
3,662,630
a
Applied to 2018, but not more than line 2a
2,922,319
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
740,311
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
3,711,738
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
WILBERT L ZIEGLER
PO BOX 175710
COVINGTON
,
KY
410175710
(859) 371-0070
b
The form in which applications should be submitted and information and materials they should include:
LETTER REQUEST
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
PRIORITY IS GIVEN TO CHARITIES LOCATED IN THE NORTHERN KENTUCKY/CINCINNATI, OHIO AREA.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ACTION MINISTRIES INC
4375 BORON DR
COVINGTON
,
KY
41015
NONE
CHARITY
GENERAL SUPPORTGENERAL SUPPORT
3,000
AMERICAN HEART ASSOCIATION
5211 MADISON ROAD
CINCINNATI
,
OH
45277
NONE
CHARITY
GENERAL SUPPORT
2,500
ARTSWAVE
20 EAST CENTRAL PARKWAY 200
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
4,000
AUGUSTA INDEPENDENT SCHOOLS
207 BRACKEN STREET
AUGUSTA
,
KY
41002
NONE
SCHOOL
GENERAL SUPPORT
15,000
BAKER-HUNT FOUNDATION INC
620 GREENUP STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
50,000
BAWAC INC
7970 KENTUCKY DRIVE
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
9,000
BE CONCERNED INC
1100 PIKE STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
8,000
BEECHWOOD ASSEMBLY OF GOD'S FOOD PANTRY
10620 GEORGETOWN ROAD
OWENTON
,
KY
40359
NONE
CHARITY
GENERAL SUPPORT
3,000
BEHRINGER-CRAWFORD MUSEUM INC
1600 MONTAGUE ROAD - DEVOU PARK
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
17,000
BIG BROTHERS BIG SISTERS
2400 READING ROAD
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
3,000
BISHOP BROSSART HIGH SCHOOL
4 GROVE STREET
ALEXANDRIA
,
KY
41001
NONE
SCHOOL
GENERAL SUPPORT
100,000
BOONE COUNTY 4-H COUNCIL
PO BOX 876
BURLINGTON
,
KY
41005
NONE
CHARITY
GENERAL SUPPORT
3,236
BOYS & GIRLS CLUBS OF GREATER CINCINNATI
600 DALTON AVENUE
CINCINNATI
,
OH
45203
NONE
CHARITY
GENERAL SUPPORT
3,000
BRACKEN COUNTY 4-H COUNCIL
1120 BROOKSVILLE-GERMANTOWN ROAD
BROOKSVILLE
,
KY
41004
NONE
CHARITY
GENERAL SUPPORT
4,641
CAMPBELL COUNTY 4-H COUNCIL
3500 ALEXANDRIA PIKE
HIGHLAND HEIGHTS
,
KY
41076
NONE
CHARITY
GENERAL SUPPORT
6,050
CARE MISSION INC
11093 ALEXANDRIA PIKE
ALEXANDRIA
,
KY
41001
NONE
CHARITY
GENERAL SUPPORT
5,750
CARE NET PREGNANCY CENTER OF NKY INC
PO BOX 17688
COVINGTON
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
3,000
CARNEGIE VISUAL & PERFORMING ARTS CENTER
1028 SCOTT BOULEVARD
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
253,000
CARROLL COUNTY 4-H COUNCIL
500 FLOYD DRIVE
CARROLLTON
,
KY
41008
NONE
CHARITY
GENERAL SUPPORT
5,510
CARROLL COUNTY HIGH SCHOOL
1706 HIGHLAND AVENUE
CARROLLTON
,
KY
41008
NONE
SCHOOL
GENERAL SUPPORT
2,425
CARROLL COUNTY SCHOOL DISTRICT
813 HAWKINS STREET
CARROLLTON
,
KY
41008
NONE
SCHOOL
GENERAL SUPPORT
5,000
CASA OF CARROLL GRANT & OWEN COUNTIES
400 NORTH MAIN STREET PO BOX 368
WILLIAMSTOWN
,
KY
41097
NONE
CHARITY
GENERAL SUPPORT
10,000
CASA OF KENTON COUNTY
1650 RUSSELL STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
3,000
CATALYTIC DEV FUNDING CORP OF NKY
50 EAST RIVERCENTER BOULEVARD SUITE
429
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
20,000
CENTRO DE AMISTAD
25 CAVALIER DRIVE
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
44,000
CHILDREN'S HOME OF NORTHERN KENTUCKY
200 HOME ROAD
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
105,000
CHILDREN INC
333 MADISON AVENUE
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
75,000
CINCINNATI MUSEUM CENTER
1301 WESTERN AVENUE STE 2253
CINCINNATI
,
OH
45203
NONE
CHARITY
GENERAL SUPPORT
3,000
CINCYSMILES FOUNDATION
635 W 7TH STREET SUITE 405
CINCINNATI
,
OH
45203
NONE
CHARITY
GENERAL SUPPORT
25,000
CINDERELLA'S CLOSET OF NORTHERN KENTUCKY
2551 DIXIE HIGHWAY
LAKESIDE PARK
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
3,000
CLASP
425 OAK STREET PO BOX 16273
LUDLOW
,
KY
41016
NONE
CHARITY
GENERAL SUPPORT
3,000
COVINGTON LADIES HOME
702 GARRARD STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
100,000
COVINGTON PARTNERS IN PREVENTION INC
PO BOX 0426
COVINGTON
,
KY
41012
NONE
CHARITY
GENERAL SUPPORT
50,000
CRAYONS TO COMPUTERS INC
1350 TENNESSEE AVENUE
CINCINNATI
,
OH
45229
NONE
CHARITY
GENERAL SUPPORT
15,000
DAN BEARD COUNCIL - BOY SCOUTS OF AMERICA
2331 VICTORY PARKWAY
CINCINNATI
,
OH
45206
NONE
CHARITY
GENERAL SUPPORT
100,000
DINSMORE HOMESTEAD FOUNDATION
5656 BURLINGTON PIKE PO BOX 453
BURLINGTON
,
KY
41005
NONE
CHARITY
GENERAL SUPPORT
9,000
DIOCESAN CATHOLIC CHILDREN'S HOME
75 ORPHANAGE ROAD
FORT MITCHELL
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
8,000
DIOCESE OF COVINGTON
1125 MADISON AVENUE
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
31,000
EMERGENCY SHELTER OF NKY THE
P O BOX 176601
COVINGTON
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
35,000
FAIRHAVEN RESCUE MISSION
260 PIKE STREET
COVINGTON
,
KY
41012
NONE
CHARITY
GENERAL SUPPORT
9,000
FAITH COMMUNITY PHARMACY
7033 BURLINGTON PIKE 4
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
4,000
FAMILY NURTURING CENTER
8275 EWING BOULEVARD
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
51,500
FAMILY PROMISE OF NORTHERN KENTUCKY
336 W 9TH STREET PO BOX 72136
NEWPORT
,
KY
41072
NONE
CHARITY
GENERAL SUPPORT
8,000
FREESTORE-FOODBANK INC
1141 CENTRAL PARKWAY
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
25,000
FRIENDS OF BIG BONE INC
PO BOX 675
UNION
,
KY
41091
NONE
CHARITY
GENERAL SUPPORT
3,000
GALLATIN COUNTY 4-H COUNCIL
P O BOX 805
WARSAW
,
KY
41095
NONE
CHARITY
GENERAL SUPPORT
3,551
GALLATIN COUNTY FOOD PANTRY
205 WEST PEARL STREET
WARSAW
,
KY
41095
NONE
CHARITY
GENERAL SUPPORT
8,000
GALLATIN COUNTY HIGH SCHOOL
70 WILDCAT CIRCLE
WARSAW
,
KY
41095
NONE
SCHOOL
GENERAL SUPPORT
1,950
GIRL SCOUTS OF KENTUCKY'S WILDERNESS ROAD
2277 EXECUTIVE DRIVE
LEXINGTON
,
KY
40505
NONE
CHARITY
GENERAL SUPPORT
10,500
GO PANTRY
2137 WYNDHAM WAY
UNION
,
KY
41091
NONE
CHARITY
GENERAL SUPPORT
3,000
GOVERNOR'S SCHOLARS PROGRAM FOUNDATION
1024 CAPITAL CENTER DR SUITE 210
FRANKFORT
,
KY
40601
NONE
CHARITY
GENERAL SUPPORT
20,000
GRANT COUNTY 4-H COUNCIL
105 BATON ROUGE ROAD
WILLAIMSTOWN
,
KY
41097
NONE
CHARITY
GENERAL SUPPORT
6,161
GRANT COUNTY HIGH SCHOOL
715 WARSAW ROAD
DRY RIDGE
,
KY
41035
NONE
CHARITY
GENERAL SUPPORT
7,725
GREATER CINCINNATI CENTER FOR ECON EDUC
225 CALHOUN SUITE 370
CINCINNATI
,
OH
45219
NONE
CHARITY
GENERAL SUPPORT
15,000
GREATER CINCINNATI FOUNDATION
200 WEST FOURTH STREET
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
250,000
HARRISON COUNTY 4-H COUNCIL
668 NEW LAIR ROAD
CYNTHIANA
,
KY
41031
NONE
CHARITY
GENERAL SUPPORT
4,236
HARRISON COUNTY HIGH SCHOOL
320 WEBSTER AVENUE
CYNTHIANA
,
KY
41031
NONE
CHARITY
GENERAL SUPPORT
2,000
HENRY HOSEA HOUSE
PO BOX 72046
NEWPORT
,
KY
41072
NONE
CHARITY
GENERAL SUPPORT
49,000
HOLLY HILL CHILDREN'S SERVICES
9599 SUMMER HILL ROAD
CALIFORNIA
,
KY
41007
NONE
CHARITY
GENERAL SUPPORT
25,000
HOUSING OPPORTUNITIES OF NORTHERN KY
502 FRY STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
20,000
IMPACT 100 INC
4010 EXECUTIVE PARK DRIVE SUITE 100
CINCINNATI
,
OH
45241
NONE
CHARITY
GENERAL SUPPORT
1,000
INTERACT FOR CHANGE
3805 EDWARDS ROAD SUITE 500
CINCINNATI
,
OH
45209
NONE
CHARITY
GENERAL SUPPORT
5,000
ISPACE INC
3254 EAST KEMPER
CINCINNATI
,
OH
45241
NONE
CHARITY
GENERAL SUPPORT
9,800
KENTON CO COOPERATIVE EXTENSION DISTRICT
10990 MARSHALL ROAD
COVINGTON
,
KY
41015
NONE
CHARITY
GENERAL SUPPORT
25,000
KENTON COUNTY 4-H COUNCIL
10990 MARSHALL ROAD
COVINGTON
,
KY
41015
NONE
CHARITY
GENERAL SUPPORT
12,201
KENTUCKY CENTER FOR PUBLIC SERVICE
644 BRADDOCK COURT
EDGEWOOD
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
25,000
KENTUCKY HUMANITIES COUNCIL INC
206 MAXWELL STREET
LEXINGTON
,
KY
40508
NONE
CHARITY
GENERAL SUPPORT
3,000
KENTUCKY SENIOR CITIZENS APTS PANORAMA
111 BRENT SPENCE SQUARE
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
15,000
KENTUCKY SYMPHONY ORCHESTRA
PO BOX 72810
NEWPORT
,
KY
41072
NONE
CHARITY
GENERAL SUPPORT
15,500
KENTUCKY YMCA YOUTH ASSOCIATION
91 C MICHAEL DAVENPORT BLVD
FRANKFORT
,
KY
40601
NONE
CHARITY
GENERAL SUPPORT
5,000
KET FUND FOR EXCELLENCE
560 COOPER DRIVE
LEXINGTON
,
KY
40502
NONE
CHARITY
GENERAL SUPPORT
3,000
KINCAID REGIONAL THEATRE
400 MAIN ST PO BOX 208
FALMOUTH
,
KY
41040
NONE
CHARITY
GENERAL SUPPORT
9,000
LIFE LEARNING CENTER INC
315 E 15TH STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
200,000
MADISON AVENUE CHRISTIAN CHURCH
1530 MADISON AVENUE
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
8,000
MARY ROSE MISSION INC
272 MAIN STREET
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
8,000
MASON COUNTY 4-H COUNCIL
800 US 68
MAYSVILLE
,
KY
41056
NONE
CHARITY
GENERAL SUPPORT
3,636
MASTER PROVISIONS INC
7725 FOUNDATION DRIVE
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
40,100
MAYSVILLE COMMUNITY & TECHNICAL COLLEGE
1755 US HWY 68
MAYSVILLE
,
KY
41056
NONE
SCHOOL
GENERAL SUPPORT
134,005
MENTORING PLUS EX-CHANGE HOUSE INC
901 YORK STREET PO BOX 72202
NEWPORT
,
KY
41072
NONE
CHARITY
GENERAL SUPPORT
3,000
NEEDIEST KIDS OF ALL
PO BOX 3426
CINCINNATI
,
OH
45201
NONE
CHARITY
GENERAL SUPPORT
3,000
NEW DAY RANCH INC
11688 VICTORY SCHOOL HOUSE ROAD
UNION
,
KY
41091
NONE
CHARITY
GENERAL SUPPORT
107,000
NEW LIFE FURNITURE BANK
11335 REED HARTMAN HWY 134
CINCINNATI
,
OH
45241
NONE
CHARITY
GENERAL SUPPORT
2,000
NEW PERCEPTIONS INC
1 SPERTI DRIVE
EDGEWOOD
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
9,000
NORTHERN KENTUCKY AREA DEVELOPMENT DIST
22 SPIRAL DRIVE
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
117,500
NORTHERN KENTUCKY EDUCATION COUNCIL INC
7310 TURFWAY ROAD SUITE 115
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
10,000
NORTHERN KENTUCKY HARVEST
1720 ARBOR VIEW LANE 304
COLD SPRING
,
KY
41076
NONE
CHARITY
GENERAL SUPPORT
3,000
NORTHERN KENTUCKY UNIV RESEARCH FNDN
NUNN DRIVE UC405
HIGHLAND HEIGHTS
,
KY
41099
NONE
SCHOOL
GENERAL SUPPORT
62,500
NORTHERN KENTUCKY UNIVERSITY
LUCAS ADMINISTRATIVE CENTER 800
NUNN DRIVE
HIGHLAND HEIGHTS
,
KY
41099
NONE
SCHOOL
GENERAL SUPPORT
50,000
NORTHERN KENTUCKY UNIVERSITY FOUNDATION
FOUNDERS HALL 120
HIGHLAND HEIGHTS
,
KY
41099
NONE
SCHOOL
GENERAL SUPPORT
2,000
OWEN COUNTY 4-H COUNCIL
265 ELLIS HIGHWAY
OWENTON
,
KY
40359
NONE
CHARITY
GENERAL SUPPORT
4,229
PARISH KITCHENCATHOLIC CHARITIES INC
PO BOX 1234
COVINGTON
,
KY
41012
NONE
CHARITY
GENERAL SUPPORT
108,000
PENDLETON COUNTY 4-H COUNCIL
45 DAVID PRIBBLE DRIVE
FALMOUTH
,
KY
41040
NONE
CHARITY
GENERAL SUPPORT
8,886
PENDLETON COUNTY HIGH SCHOOL
2359 HIGHWAY 27 NORTH
FALMOUTH
,
KY
41040
NONE
SCHOOL
GENERAL SUPPORT
3,900
PEOPLE WORKING COOPERATIVELY
4612 PADDOCK ROAD
CINCINNATI
,
OH
45229
NONE
CHARITY
GENERAL SUPPORT
50,000
POINTARC OF NKY THE
104 W PIKE ST
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
30,000
PRICHARD COMMITTEE ACADEMIC EXCELLENCE
271 WEST SHORT STREET SUITE 202
LEXINGTON
,
KY
40507
NONE
CHARITY
GENERAL SUPPORT
2,500
RECTOR A JONES MIDDLE SCHOOL
8000 SPRUCE DRIVE
FLORENCE
,
KY
41042
NONE
SCHOOL
GENERAL SUPPORT
2,859
REDWOOD CENTER
71 ORPHANAGE ROAD
FORT MITCHELL
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
3,000
ROBERTSON COUNTY 4-H COUNCIL
PO BOX 283
MOUNT OLIVET
,
KY
41064
NONE
CHARITY
GENERAL SUPPORT
3,494
ROBERTSON COUNTY HIGH SCHOOL
375 NORTH MAIN STREET
MOUNT OLIVET
,
KY
41064
NONE
SCHOOL
GENERAL SUPPORT
2,000
SALVATION ARMY
114 EAST CENTRAL PARKWAY
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
3,000
SCHEBEN CARE CENTER
31 SPIRAL DRIVE
FLORENCE
,
KY
41042
NONE
CHARITY
GENERAL SUPPORT
33,000
SPECIAL OLYMPICS KENTUCKY INC
105 LAKEVIEW COURT
FRANKFORT
,
KY
40601
NONE
CHARITY
GENERAL SUPPORT
2,500
ST AUGUSTINE ELEMENTARY SCHOOL
204 E FOURTH STREET
AUGUSTA
,
KY
41002
NONE
SCHOOL
GENERAL SUPPORT
75,000
ST BERNARD FOOD PANTRY
401 BERRY AVENUE
DAYTON
,
KY
41074
NONE
CHARITY
GENERAL SUPPORT
8,000
ST ELIZABETH FOUNDATION
1 MEDICAL CENTER DRIVE
EDGEWOOD
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
100,000
ST PATRICK'S SCHOOL
318 LIMESTONE STREET
MAYSVILLE
,
KY
41056
NONE
SCHOOL
GENERAL SUPPORT
10,000
ST PAUL'S EPISCOPAL CHURCH
7 COURT PLACE
NEWPORT
,
KY
41071
NONE
CHARITY
GENERAL SUPPORT
3,000
ST PHILLIP CHURCH
1402 MARY INGLES HIGHWAY
MELBOURNE
,
KY
41059
NONE
CHARITY
GENERAL SUPPORT
10,000
ST VINCENT DE PAUL SOCIETY
2655 CRESCENT SPRINGS ROAD
COVINGTON
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
28,000
STEINFORD TOY FOUNDATION
PO BOX 17634
COVINGTON
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
4,000
SURVIVE & THRIVE FOUNDATION INC
P O BOX 76025
HIGHLAND HEIGHTS
,
KY
41076
NONE
CHARITY
GENERAL SUPPORT
7,500
SWEET CHEEKS DIAPER BANK
1615 REPUBLIC STREET
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
17,295
TEACH FOR AMERICA
1110 MAIN STREET
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
15,000
THE FRANCISCAN DAUGHTERS OF MARY
PO BOX 122070
COVINGTON
,
KY
41012
NONE
CHARITY
GENERAL SUPPORT
8,000
THOMAS MORE UNIVERSITY
333 THOMAS MORE PARKWAY
CRESTVIEW HILLS
,
KY
41017
NONE
SCHOOL
GENERAL SUPPORT
150,000
UNITED WAY OF GREATER CINCINNATI
2146 CHAMBER CENTER DRIVE
FORT MITCHELL
,
KY
41017
NONE
CHARITY
GENERAL SUPPORT
20,000
UNIVERSITY OF KENTUCKY
128 FUNKHOUSER BUILDING
LEXINGTON
,
KY
40506
NONE
SCHOOL
GENERAL SUPPORT
15,000
VENT HAVEN MUSEUM
33 WEST MAPLE AVENUE
FORT MITCHELL
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
75,000
WAVE FOUNDATION
ONE AQUARIUM WAY
NEWPORT
,
KY
41071
NONE
CHARITY
GENERAL SUPPORT
3,000
WELCOME HOUSE OF NORTHERN KENTUCKY
205 PIKE STREET
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
8,000
WILLIAMSTOWN HIGH SCHOOL
300 HELTON STREET
WILLIAMSTOWN
,
KY
41097
NONE
SCHOOL
GENERAL SUPPORT
15,000
WOMEN'S CRISIS CENTER
835 MADISON AVENUE
COVINGTON
,
KY
41011
NONE
CHARITY
GENERAL SUPPORT
9,000
WOOD HUDSON CANCER RESEARCH LABORATORY
931 ISABELLA STREET
NEWPORT
,
KY
41071
NONE
CHARITY
GENERAL SUPPORT
10,000
YMCA OF GREATER CINCINNATI
1105 ELM STREET
CINCINNATI
,
OH
45202
NONE
CHARITY
GENERAL SUPPORT
75,000
Total
.................................
3a
3,486,140
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
1,950,206
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
16
164,078
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
1,594,714
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
MISCELLANEOUS
14
9,038
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
164,078
3,553,958
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
3,718,036
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
1
N/A
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description