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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
04-01-2019
, and ending
03-31-2020
Name of foundation
ALLEN S MATTINGLY TRUST B
Number and street (or P.O. box number if mail is not delivered to street address)
116 ALLEGHENY CENTER MALL P8YB3502L
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
15212
A Employer identification number
38-6814676
B
Telephone number (see instructions)
(412) 768-5898
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
6,371,328
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
157,182
157,182
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
313,013
b
Gross sales price for all assets on line 6a
2,398,130
7
Capital gain net income (from Part IV, line 2)
...
313,013
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
470,195
470,195
13
Compensation of officers, directors, trustees, etc.
78,868
74,925
3,943
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
13,174
604
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
34
34
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
92,076
75,563
0
3,943
25
Contributions, gifts, grants paid
.......
355,784
355,784
26
Total expenses and disbursements.
Add lines 24 and 25
447,860
75,563
0
359,727
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
22,335
b
Net investment income
(if negative, enter -0-)
394,632
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
41,066
25,184
25,184
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,601,235
1,272,914
1,422,588
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
4,913,132
5,278,445
4,923,556
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
6,555,433
6,576,543
6,371,328
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
6,756,831
6,573,688
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
-201,398
2,855
29
Total net assets or fund balances
(see instructions)
.....
6,555,433
6,576,543
30
Total liabilities and net assets/fund balances
(see instructions)
.
6,555,433
6,576,543
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
6,555,433
2
Enter amount from Part I, line 27a
.....................
2
22,335
3
Other increases not included in line 2 (itemize)
3
3
4
Add lines 1, 2, and 3
..........................
4
6,577,771
5
Decreases not included in line 2 (itemize)
5
1,228
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,576,543
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
101. CISCO SYS INC COM
2019-04-05
b
116. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2019-04-16
c
45. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2019-04-16
d
16. BOEING CO
2017-12-19
2019-04-17
e
4. BOEING CO
2017-12-19
2019-04-17
1. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2016-09-15
2019-04-17
15. ALEXION PHARMACEUTICALS INC
2019-03-04
2019-04-25
10. ALPHABET INC/CA-CL A
2019-02-07
2019-04-25
25. AMERICAN WATER WORKS CO INC
2016-11-30
2019-04-25
15. AMGEN INC
2014-02-14
2019-04-25
25. AMPHENOL CORP NEW CL A
2018-11-27
2019-04-25
30. APPLE INC
2014-02-14
2019-04-25
25. AUTOMATIC DATA PROCESSING INC
2018-06-08
2019-04-25
5. AUTOZONE INC
2018-10-19
2019-04-25
45. BP PLC SPONSORED ADR
2019-03-04
2019-04-25
180. BANK OF AMERICA CORP
2018-08-09
2019-04-25
275. BANK NEW YORK MELLON CORP COM
2016-12-13
2019-04-25
30. BAXTER INTERNATIONAL INC
2018-01-25
2019-04-25
75. BIOGEN INC
2019-04-25
5. BOEING CO
2019-03-15
2019-04-25
75. BOEING CO
2017-11-02
2019-04-25
35. BRISTOL MYERS SQUIBB CO
2018-09-18
2019-04-25
10. BROADCOM INC
2019-03-04
2019-04-25
10. BURLINGTON STORES INC
2016-12-13
2019-04-25
75. CBRE GROUP INC
2018-03-02
2019-04-25
40. CSX CORP COM
2018-09-18
2019-04-25
30. CELANESE CORP
2018-05-23
2019-04-25
35. CENTENE CORP
2018-05-23
2019-04-25
15. CHEVRON CORPORATION
2018-07-13
2019-04-25
30. CHURCH & DWIGHT INC
2019-02-07
2019-04-25
90. CISCO SYS INC COM
2019-04-25
75. CITIZENS FINANCIAL GROUP
2016-12-13
2019-04-25
105. COMCAST CORPORATION CL A
2018-10-19
2019-04-25
35. CONOCOPHILLIPS
2017-11-21
2019-04-25
20. DANAHER CORP
2018-07-13
2019-04-25
20. DOLLAR GENERAL CORP
2018-11-27
2019-04-25
25. DUKE ENERGY HOLDING CORP
2018-12-18
2019-04-25
160. EASTMAN CHEM CO
2018-04-06
2019-04-25
20. FACEBOOK INC
2016-12-13
2019-04-25
20. HOME DEPOT INC COM
2011-05-03
2019-04-25
85. INTEL CORP
2018-11-27
2019-04-25
15. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-02-07
2019-04-25
65. J P MORGAN CHASE & CO COM
2011-05-03
2019-04-25
30. KOHLS CORP COM
2018-04-06
2019-04-25
15. LAUDER ESTEE COS INC CL A
2019-03-15
2019-04-25
25. LILLY ELI & CO
2018-08-09
2019-04-25
15. MCDONALDS CORP COM
2019-04-25
85. MICROSOFT CORP
2018-09-18
2019-04-25
20. NORFOLK SOUTHN CORP COM
2018-11-27
2019-04-25
5. NORTHROP GRUMMAN CORPORATION
2015-07-09
2019-04-25
75. PFIZER INC COM
2017-11-21
2019-04-25
5. PROCTER & GAMBLE CO
2019-03-04
2019-04-25
40. PROGRESSIVE CORP OHIO
2019-03-04
2019-04-25
90. RAYTHEON COMPANY
2016-11-30
2019-04-25
20. S&P GLOBAL INC
2016-12-13
2019-04-25
50. SUNTRUST BANKS INC COM
2016-08-09
2019-04-25
30. T-MOBILE US INC
2017-06-19
2019-04-25
50. TOTAL FINA S A
2015-08-18
2019-04-25
5. UNITED RENTALS INC COM
2017-06-19
2019-04-25
15. UNITED RENTALS INC COM
2018-09-18
2019-04-25
10. UNITEDHEALTH GROUP INC COM
2016-12-13
2019-04-25
25. VISA INC CLASS A SHARES
2016-12-13
2019-04-25
45. WEC ENERGY GROUP INC
2015-07-09
2019-04-25
45. WASTE MANAGEMENT INC
2018-04-06
2019-04-25
55. WELLCARE HEALTH PLANS, INC. MERGED 1/23/20 @ $120.00 P/S
2018-09-18
2019-04-25
11058.279 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2018-09-11
2019-05-02
150. AMPHENOL CORP NEW CL A
2018-11-27
2019-05-22
85. KOHLS CORP COM
2019-05-23
5. KOHLS CORP COM
2018-05-24
2019-05-23
85. BRISTOL MYERS SQUIBB CO
2018-10-26
2019-06-11
106. INTEL CORP
2011-09-30
2019-06-11
9. INTEL CORP
2011-09-30
2019-06-11
40. TEXAS INSTRS INC COM
2015-04-17
2019-06-11
10. ALPHABET INC/CA-CL A
2016-12-13
2019-06-17
250. CENTENE CORP
2018-05-23
2019-06-17
160. DUKE ENERGY HOLDING CORP
2018-12-18
2019-06-17
1000. ISHARES SELECT DIVIDEND ETF
2016-07-27
2019-06-17
220. KOHLS CORP COM
2018-04-06
2019-06-17
15. BROADCOM INC
2017-12-11
2019-06-21
23. CISCO SYS INC COM
2011-09-30
2019-06-21
10. JOHNSON & JOHNSON COM
2011-09-30
2019-06-21
43. MERCK & CO INC
2017-01-17
2019-06-21
116. CARNIVAL CORP SEDOL 2523044
2019-07-08
54. CISCO SYS INC COM
2011-09-30
2019-07-08
46. DUKE ENERGY HOLDING CORP
2018-12-10
2019-07-08
39. CARNIVAL CORP SEDOL 2523044
2016-07-14
2019-07-09
34. CISCO SYS INC COM
2011-09-30
2019-07-09
395. INTEL CORP
2016-12-13
2019-07-30
190. INTEL CORP
2018-11-27
2019-07-30
135. M&T BK CORP
2019-07-30
120. WASTE MANAGEMENT INC
2018-04-06
2019-07-30
60. PRUDENTIAL FINANCIAL INC COM
2016-11-28
2019-09-06
25. SIMON PROPERTY GROUP INC
2018-06-18
2019-09-06
15. PRUDENTIAL FINANCIAL INC COM
2016-11-28
2019-09-09
110. ALEXION PHARMACEUTICALS INC
2019-03-04
2019-09-17
5. ALPHABET INC/CA-CL A
2016-12-13
2019-09-17
5. AMAZON.COM INC
2018-05-23
2019-09-17
20. AMERICAN WATER WORKS CO INC
2016-11-30
2019-09-17
20. AMGEN INC
2014-02-14
2019-09-17
25. APPLE INC
2014-02-14
2019-09-17
20. AUTOMATIC DATA PROCESSING INC
2018-06-08
2019-09-17
5. AUTOZONE INC
2018-10-19
2019-09-17
40. BP PLC SPONSORED ADR
2019-03-04
2019-09-17
305. BANK OF AMERICA CORP
2018-08-09
2019-09-17
30. BAXTER INTERNATIONAL INC
2018-01-25
2019-09-17
250. BERRY GLOBAL GROUP INC
2019-04-25
2019-09-17
8950.618 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO
2018-09-07
2019-09-17
45. BOOZ ALLEN HAMILTON HOLDING
2019-09-17
35. BRISTOL MYERS SQUIBB CO
2018-09-18
2019-09-17
10. BROADCOM INC
2019-03-04
2019-09-17
10. BURLINGTON STORES INC
2016-12-13
2019-09-17
260. CBRE GROUP INC
2018-03-02
2019-09-17
25. CSX CORP COM
2018-08-09
2019-09-17
15. CSX CORP COM
2018-09-18
2019-09-17
30. CELANESE CORP
2018-05-23
2019-09-17
20. CHEVRON CORPORATION
2018-07-13
2019-09-17
25. CHURCH & DWIGHT INC
2019-02-07
2019-09-17
75. CISCO SYS INC COM
2018-05-23
2019-09-17
10. CINTAS CORP
2019-04-25
2019-09-17
70. CITIZENS FINANCIAL GROUP
2016-12-13
2019-09-17
50. COMCAST CORPORATION CL A
2018-10-19
2019-09-17
45. COMCAST CORPORATION CL A
2016-12-13
2019-09-17
30. CONOCOPHILLIPS
2017-11-21
2019-09-17
10. COSTCO WHSL CORP NEW COM
2019-04-25
2019-09-17
15. DANAHER CORP
2018-07-13
2019-09-17
15. DARDEN RESTAURANTS INC W I
2019-06-17
2019-09-17
30. DISCOVER FINANCIAL W/I
2019-07-30
2019-09-17
15. DOLLAR GENERAL CORP
2018-11-27
2019-09-17
40. E*TRADE FINANCIAL CORP
2019-04-25
2019-09-17
20. FACEBOOK INC
2016-12-13
2019-09-17
15. HCA HEALTHCARE INC
2019-04-25
2019-09-17
50. HOME DEPOT INC COM
2011-05-03
2019-09-17
95. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-02-07
2019-09-17
55. J P MORGAN CHASE & CO COM
2011-05-03
2019-09-17
15. LAUDER ESTEE COS INC CL A
2019-09-17
20. LILLY ELI & CO
2018-08-09
2019-09-17
5. LOCKHEED MARTIN CORP
2019-07-30
2019-09-17
50. MCDONALDS CORP COM
2017-07-14
2019-09-17
45. MICROSOFT CORP
2019-09-17
120. NORFOLK SOUTHN CORP COM
2019-09-17
10. NORTHROP GRUMMAN CORPORATION
2015-07-09
2019-09-17
20. OMNICOM GROUP INC
2019-06-17
2019-09-17
255. PFIZER INC COM
2017-11-21
2019-09-17
45. PROCTER & GAMBLE CO
2019-03-04
2019-09-17
35. PROGRESSIVE CORP OHIO
2019-03-04
2019-09-17
20. QUEST DIAGNOSTICS INC
2019-06-17
2019-09-17
15. S&P GLOBAL INC
2016-12-13
2019-09-17
15. SEMPRA ENERGY
2019-06-17
2019-09-17
50. SUNTRUST BANKS INC COM
2016-08-09
2019-09-17
30. T-MOBILE US INC
2017-06-19
2019-09-17
40. TOTAL FINA S A
2015-08-18
2019-09-17
20. UNITED RENTALS INC COM
2017-06-19
2019-09-17
15. UNITEDHEALTH GROUP INC COM
2016-12-13
2019-09-17
20. VISA INC CLASS A SHARES
2016-12-13
2019-09-17
45. WEC ENERGY GROUP INC
2015-07-09
2019-09-17
25. WASTE MANAGEMENT INC
2019-09-17
20. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-07-30
2019-09-17
25. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-25
2019-09-17
75. ALTRIA GROUP INC
2015-01-13
2019-09-30
35. NORFOLK SOUTHN CORP COM
2019-09-30
65. AUTOMATIC DATA PROCESSING INC
2018-06-08
2019-10-18
285. BP PLC SPONSORED ADR
2019-03-04
2019-10-18
265. CSX CORP COM
2018-08-09
2019-10-18
50. CELANESE CORP
2018-05-23
2019-10-18
270. CISCO SYS INC COM
2019-10-18
250. E*TRADE FINANCIAL CORP
2019-04-25
2019-10-18
90. HCA HEALTHCARE INC
2019-04-25
2019-10-18
991.695 HARBOR FD CAP APPRECIATION FD
2018-09-18
2019-10-18
1446.194 HARBOR FD CAP APPRECIATION FD
2019-10-18
275. PFIZER INC COM
2017-11-21
2019-10-18
115. UNITED RENTALS INC COM
2017-06-19
2019-10-18
68. SYNOVUS FINANCIAL CORP
2019-10-24
37. SYNOVUS FINANCIAL CORP
2018-06-04
2019-10-25
105. BP PLC SPONSORED ADR
2019-03-12
2019-12-03
25. CELANESE CORP
2018-06-28
2019-12-03
70. SUNTRUST BANKS INC COM
2016-07-26
2019-12-03
13. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-06-21
2019-12-03
2. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-06-21
2019-12-03
22. CELANESE CORP
2019-12-04
13. CELANESE CORP
2019-12-05
.925 TRUIST FINANCIAL CORP
2016-08-09
2019-12-19
.975 TRUIST FINANCIAL CORP
2016-07-26
2019-12-19
5. ESSEX PPTY TR INC REIT
2018-02-23
2020-01-15
135. CELANESE CORP
2020-01-17
260. CISCO SYS INC COM
2013-03-01
2020-01-17
20. MCDONALDS CORP COM
2017-07-14
2020-01-17
105. WEC ENERGY GROUP INC
2015-07-09
2020-01-17
75. DISCOVER FINANCIAL W/I
2020-01-24
378. HUNTINGTON BANCSHARES INC
2014-07-24
2020-01-24
15. PEPSICO INC COM
2017-07-24
2020-01-24
2. ZIONS BANCORP
2018-11-19
2020-01-24
5. ZIONS BANCORP
2018-11-19
2020-01-24
103. ZIONS BANCORP
2018-11-19
2020-01-24
2. HUNTINGTON BANCSHARES INC
2014-07-24
2020-01-27
270. HUNTINGTON BANCSHARES INC
2014-07-24
2020-01-27
20. AMERICAN WATER WORKS CO INC
2016-11-30
2020-01-30
2546.689 BAIRD MIDCAP INST
2016-04-06
2020-01-30
100. CHEVRON CORPORATION
2018-07-13
2020-01-30
125. DANAHER CORP
2018-07-13
2020-01-30
215. DISCOVER FINANCIAL W/I
2019-07-30
2020-01-30
2171.788 FIDELITY TOTAL MKT IDX-FAI
2016-12-16
2020-01-30
240. PROGRESSIVE CORP OHIO
2019-03-04
2020-01-30
1431.639 WELLS FARGO SPECIAL US MID CAP VALUE I
2020-01-30
3022.453 BAIRD AGGREGATE BOND FUND FD 72
2020-02-28
2433.936 DODGE & COX INCOME FUND
2020-02-28
9. NEXTERA ENERGY INC
2011-09-30
2020-03-02
61. ROYAL DUTCH SHELL PLC ADR A
2017-11-02
2020-03-02
6. ABBOTT LABORATORIES INC
2016-06-07
2020-03-06
5. ABBVIE INC
2020-03-02
2020-03-06
427.35 CAMBIAR INTL EQUITY FUND-INS
2018-09-10
2020-03-06
4. AIR PRODUCTS & CHEMICALS INC
2019-12-03
2020-03-06
5. ALLSTATE CORP
2019-10-18
2020-03-06
4. ALLSTATE CORP
2019-02-25
2020-03-06
5. ALPHABET INC/CA-CL A
2016-12-13
2020-03-06
5. AMERICAN ELECTRIC POWER INC
2015-12-17
2020-03-06
5. AMERICAN WATER WORKS CO INC
2016-11-30
2020-03-06
5. AMERICAN WATER WORKS CO INC
2015-12-17
2020-03-06
3. AMERIPRISE FINANCIAL INC
2019-06-11
2020-03-06
35. AMGEN INC
2014-02-14
2020-03-06
5. AMGEN INC
2013-12-23
2020-03-06
5. APPLE INC
2014-02-14
2020-03-06
5. AUTOMATIC DATA PROCESSING INC
2018-06-08
2020-03-06
1273.345 BAIRD AGGREGATE BOND FUND FD 72
2020-03-06
35. BANK OF AMERICA CORP
2018-08-09
2020-03-06
51. BANK OF AMERICA CORP
2019-12-03
2020-03-06
5. BAXTER INTERNATIONAL INC
2018-01-25
2020-03-06
10. BOOZ ALLEN HAMILTON HOLDING
2019-02-07
2020-03-06
10. BRISTOL MYERS SQUIBB CO
2018-09-18
2020-03-06
5. BURLINGTON STORES INC
2016-12-13
2020-03-06
10. CBRE GROUP INC
2018-03-02
2020-03-06
5. CDW CORP/DE
2020-01-17
2020-03-06
10. CVS CAREMARK CORP
2019-10-18
2020-03-06
3. CHEVRON CORPORATION
2018-06-28
2020-03-06
10. CHURCH & DWIGHT INC
2019-02-07
2020-03-06
13. CISCO SYS INC COM
2011-09-30
2020-03-06
5. CINTAS CORP
2019-10-18
2020-03-06
5. CITIGROUP INC
2020-01-30
2020-03-06
7. CITIGROUP INC
2020-01-24
2020-03-06
20. CITIZENS FINANCIAL GROUP
2016-12-13
2020-03-06
16. CITIZENS FINANCIAL GROUP
2020-01-24
2020-03-06
20. COMCAST CORPORATION CL A
2016-12-13
2020-03-06
24. COMCAST CORPORATION CL A
2019-06-11
2020-03-06
10. CONOCOPHILLIPS
2017-11-21
2020-03-06
7. CONOCOPHILLIPS
2018-05-11
2020-03-06
5. COSTCO WHSL CORP NEW COM
2018-08-09
2020-03-06
5. CROWN CASTLE INTL CORP
2019-09-17
2020-03-06
3. CROWN CASTLE INTL CORP
2019-09-06
2020-03-06
3. CULLEN FROST BANKERS INC
2017-05-24
2020-03-06
5. DARDEN RESTAURANTS INC W I
2019-06-17
2020-03-06
4. DARDEN RESTAURANTS INC W I
2019-07-08
2020-03-06
447.44 DODGE & COX INCOME FUND
2017-09-07
2020-03-06
587.757 DODGE & COX INCOME FUND
2020-03-06
5. DOLLAR GENERAL CORP
2018-11-27
2020-03-06
5. EDWARDS LIFESCIENCES CORP
2019-09-17
2020-03-06
2. ESSEX PPTY TR INC REIT
2018-02-23
2020-03-06
6. EXTRA SPACE STORAGE INC
2014-11-18
2020-03-06
5. FMC CORPORATION NEW
2020-01-17
2020-03-06
6. FMC CORPORATION NEW
2019-12-03
2020-03-06
5. FACEBOOK INC
2016-12-13
2020-03-06
4. GENERAL DYNAMICS CORP
2019-09-30
2020-03-06
462.749 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO
2018-09-10
2020-03-06
4. HERSHEY FOODS CORP COM
2019-07-08
2020-03-06
5. HOME DEPOT INC COM
2011-09-30
2020-03-06
5. HONEYWELL INTL INC
2020-01-15
2020-03-06
158. INGERSOLL RAND INC
2019-04-25
2020-03-06
15. J P MORGAN CHASE & CO COM
2011-05-03
2020-03-06
14. J P MORGAN CHASE & CO COM
2020-03-06
4. JOHNSON & JOHNSON COM
2011-09-30
2020-03-06
3. KIMBERLY-CLARK CORP COM
2017-02-22
2020-03-06
5. L3 HARRIS TECHNOLOGIES INC
2019-09-17
2020-03-06
35. LAUDER ESTEE COS INC CL A
2019-03-04
2020-03-06
5. LILLY ELI & CO
2018-08-09
2020-03-06
4. LILLY ELI & CO
2018-10-15
2020-03-06
3. LOCKHEED MARTIN CORP
2019-06-21
2020-03-06
4. M&T BK CORP
2020-01-24
2020-03-06
3. MARSH & MCLENNAN COS INC COM
2019-02-25
2020-03-06
3. MCDONALDS CORP COM
2018-05-24
2020-03-06
5. MERCK & CO INC
2019-10-18
2020-03-06
9. MERCK & CO INC
2020-03-06
20. MICROSOFT CORP
2018-09-18
2020-03-06
10. MORGAN STANLEY
2020-01-30
2020-03-06
9. MORGAN STANLEY
2020-01-24
2020-03-06
5. MOTOROLA SOLUTIONS INC
2020-01-17
2020-03-06
3. NASDAQ INC
2018-12-11
2020-03-06
4. NEXTERA ENERGY INC
2011-09-30
2020-03-06
10. OMNICOM GROUP INC
2019-06-17
2020-03-06
7. OMNICOM GROUP INC
2017-06-27
2020-03-06
5. PAYCHEX INC COM
2015-12-02
2020-03-06
5. PEPSICO INC COM
2011-09-30
2020-03-06
27. PFIZER INC COM
2011-09-30
2020-03-06
4. PHILIP MORRIS INTERNAT-W/I
2020-01-24
2020-03-06
125. PHILLIPS 66
2019-10-18
2020-03-06
5. PRICE T ROWE GROUP INC COM
2017-01-17
2020-03-06
55. PROCTER & GAMBLE CO
2020-03-06
11. PROCTER & GAMBLE CO
2019-06-21
2020-03-06
1851.852 PGIM HIGH YIELD FUND CLASS R6
2020-03-06
5. QUEST DIAGNOSTICS INC
2019-06-17
2020-03-06
4. REALTY INCOME CORP COM
2019-06-21
2020-03-06
8. ROYAL DUTCH SHELL PLC ADR A
2017-11-02
2020-03-06
5. S&P GLOBAL INC
2016-12-13
2020-03-06
5. STRYKER CORP
2019-09-17
2020-03-06
11. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2018-03-13
2020-03-06
190. T-MOBILE US INC
2017-06-19
2020-03-06
5. TARGET CORP
2019-09-17
2020-03-06
6. TARGET CORP
2019-07-08
2020-03-06
9. TC ENERGY CORPORATION SEDOL BJMY6F9
2016-09-15
2020-03-06
4. TEXAS INSTRS INC COM
2015-04-17
2020-03-06
19. TOTAL FINA S A
2015-08-07
2020-03-06
10. TRANSUNION
2019-10-18
2020-03-06
12. TRUIST FINANCIAL CORP
2016-08-09
2020-03-06
20. TRUIST FINANCIAL CORP
2018-02-07
2020-03-06
22. US BANCORP DEL COM NEW
2019-12-03
2020-03-06
25. UNITEDHEALTH GROUP INC COM
2016-12-13
2020-03-06
2. UNITEDHEALTH GROUP INC COM
2018-12-27
2020-03-06
10. VERIZON COMMUNICATIONS COM
2018-11-19
2020-03-06
5. VISA INC CLASS A SHARES
2016-12-13
2020-03-06
1230.012 VIRTUS SEIX FLOATING RATE HIGH INCOME FUND CLASS I
2016-08-05
2020-03-06
5. WEC ENERGY GROUP INC
2015-07-09
2020-03-06
5. WASTE MANAGEMENT INC
2018-05-23
2020-03-06
5. WASTE MANAGEMENT INC
2019-04-17
2020-03-06
12. XCEL ENERGY INC COM
2015-03-13
2020-03-06
3. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-04-05
2020-03-06
4. EATON CORP PLC SEDOL B8KQN82
2019-06-11
2020-03-06
5. JAZZ PHARMACEUTICALS PLC SEDOL B4Q5ZN4
2020-01-30
2020-03-06
180. TRANE TECHNOLOGIES PLC SEDOL BK9ZQ96
2019-04-25
2020-03-06
5. TRANE TECHNOLOGIES PLC SEDOL BK9ZQ96
2019-04-17
2020-03-06
42. CULLEN FROST BANKERS INC
2017-05-24
2020-03-10
.832 INGERSOLL RAND INC
2019-04-25
2020-03-11
.944 INGERSOLL RAND INC
2019-01-09
2020-03-11
15. AMERICAN WATER WORKS CO INC
2015-12-17
2020-03-13
38.764 INGERSOLL RAND INC
2019-01-09
2020-03-13
13.236 INGERSOLL RAND INC
2019-04-17
2020-03-13
91. ROYAL DUTCH SHELL PLC ADR A
2017-11-02
2020-03-13
7. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2018-03-13
2020-03-13
127. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2018-03-13
2020-03-13
29. XCEL ENERGY INC COM
2015-03-13
2020-03-13
10. TRANE TECHNOLOGIES PLC SEDOL BK9ZQ96
2019-04-17
2020-03-13
45. TRANE TECHNOLOGIES PLC SEDOL BK9ZQ96
2019-01-09
2020-03-13
51. DARDEN RESTAURANTS INC W I
2019-07-08
2020-03-18
10. PEPSICO INC COM
2011-09-30
2020-03-18
1985.56 BAIRD AGGREGATE BOND FUND FD 72
2020-03-25
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
5,578
1,837
3,741
b
5,395
5,464
-69
c
4,118
5,071
-953
d
6,076
4,744
1,332
e
1,520
1,186
334
47
47
1,969
2,044
-75
12,645
11,027
1,618
2,652
1,856
796
2,701
1,861
840
2,504
2,110
394
6,169
2,329
3,840
4,077
3,378
699
5,196
3,631
1,565
1,985
1,919
66
5,432
5,709
-277
13,395
13,416
-21
2,264
2,120
144
17,312
20,061
-2,749
1,914
1,847
67
28,708
19,714
8,994
1,591
2,156
-565
3,106
2,750
356
1,768
882
886
3,859
3,441
418
3,155
2,970
185
3,280
3,407
-127
1,736
2,043
-307
1,769
1,863
-94
2,196
1,878
318
5,053
3,965
1,088
2,695
2,626
69
4,536
3,777
759
2,252
1,775
477
2,593
1,988
605
2,530
2,148
382
2,256
2,202
54
13,049
16,725
-3,676
3,858
2,378
1,480
4,143
744
3,399
4,893
4,083
810
2,036
2,131
-95
7,393
2,996
4,397
2,142
1,954
188
2,560
2,424
136
2,950
2,561
389
2,962
2,344
618
10,982
9,653
1,329
4,084
3,240
844
1,399
815
584
2,977
2,677
300
516
493
23
3,013
2,932
81
15,930
13,520
2,410
4,369
2,298
2,071
3,225
2,134
1,091
2,205
1,905
300
2,795
2,419
376
698
533
165
2,093
2,504
-411
2,304
1,611
693
4,021
1,970
2,051
3,501
2,142
1,359
4,753
3,840
913
14,246
16,866
-2,620
263,076
268,050
-4,974
13,626
12,657
969
4,342
5,349
-1,007
255
319
-64
3,979
4,288
-309
4,959
2,310
2,649
421
196
225
4,504
2,301
2,203
10,944
8,189
2,755
13,613
14,594
-981
14,081
14,091
-10
97,530
86,969
10,561
10,496
14,331
-3,835
4,148
3,914
234
1,324
362
962
1,414
646
768
3,621
2,642
979
5,385
5,534
-149
3,037
849
2,188
4,111
4,136
-25
1,793
1,815
-22
1,917
535
1,382
20,482
14,315
6,167
9,852
9,127
725
22,114
22,438
-324
14,125
10,240
3,885
4,935
5,989
-1,054
3,771
4,121
-350
1,258
1,497
-239
11,941
14,988
-3,047
6,133
4,095
2,038
9,075
7,889
1,186
2,430
1,485
945
3,905
2,481
1,424
5,505
1,941
3,564
3,173
2,702
471
5,772
3,631
2,141
1,554
1,706
-152
9,077
9,674
-597
2,632
2,120
512
9,925
14,525
-4,600
88,611
87,000
1,611
3,223
2,576
647
1,739
2,156
-417
2,864
2,750
114
1,963
882
1,081
13,959
11,930
2,029
1,780
1,820
-40
1,068
1,114
-46
3,689
3,407
282
2,483
2,484
-1
1,827
1,565
262
3,700
3,239
461
2,498
2,151
347
2,537
2,451
86
2,313
1,799
514
2,082
1,562
520
1,833
1,522
311
2,895
2,464
431
2,133
1,491
642
1,884
1,776
108
2,492
2,728
-236
2,337
1,611
726
1,802
2,017
-215
3,719
2,378
1,341
1,897
1,857
40
11,401
1,860
9,541
11,535
13,495
-1,960
6,485
2,535
3,950
2,900
2,378
522
2,209
2,049
160
1,961
1,833
128
10,511
7,773
2,738
6,160
6,059
101
21,638
18,716
2,922
3,708
1,630
2,078
1,570
1,602
-32
9,321
9,101
220
5,447
4,434
1,013
2,583
2,566
17
2,125
2,041
84
3,837
1,724
2,113
2,152
2,073
79
3,386
2,134
1,252
2,379
1,905
474
2,114
1,935
179
2,534
2,130
404
3,481
2,417
1,064
3,536
1,576
1,960
4,153
2,142
2,011
2,842
2,090
752
3,902
3,921
-19
3,099
2,819
280
3,062
3,839
-777
6,314
5,756
558
10,626
8,783
1,843
10,708
12,155
-1,447
18,189
19,295
-1,106
6,152
5,679
473
12,701
8,865
3,836
10,269
12,609
-2,340
11,079
11,140
-61
73,445
80,000
-6,555
107,105
107,000
105
10,071
9,815
256
14,816
12,248
2,568
2,314
3,782
-1,468
1,263
2,056
-793
3,863
4,461
-598
3,062
2,761
301
4,806
2,970
1,836
1,666
1,632
34
257
251
6
2,707
2,252
455
1,594
1,236
358
52
30
22
55
32
23
1,513
1,131
382
15,893
14,068
1,825
12,722
5,413
7,309
4,249
3,109
1,140
10,138
4,998
5,140
5,725
6,169
-444
5,185
3,770
1,415
2,140
1,746
394
93
97
-4
231
243
-12
4,792
5,005
-213
27
20
7
3,643
2,693
950
2,727
1,485
1,242
60,000
38,557
21,443
11,009
12,422
-1,413
20,828
12,427
8,401
16,243
19,552
-3,309
200,000
141,143
58,857
19,368
17,592
1,776
60,000
47,207
12,793
35,000
34,004
996
35,000
34,382
618
2,311
490
1,821
2,701
3,894
-1,193
485
235
250
444
423
21
10,000
11,380
-1,380
919
920
-1
521
540
-19
425
380
45
6,363
4,095
2,268
474
288
186
680
371
309
689
298
391
388
455
-67
7,138
4,342
2,796
1,046
565
481
1,410
388
1,022
767
676
91
15,000
14,288
712
891
1,110
-219
1,314
1,668
-354
425
353
72
736
541
195
588
616
-28
1,067
441
626
546
459
87
545
684
-139
626
663
-37
285
377
-92
730
626
104
509
204
305
1,324
1,345
-21
302
381
-79
427
547
-120
564
700
-136
454
625
-171
778
694
84
956
994
-38
459
507
-48
323
486
-163
1,566
1,099
467
796
706
90
476
441
35
210
282
-72
422
592
-170
353
498
-145
6,483
6,233
250
8,517
8,274
243
771
537
234
1,009
1,095
-86
578
452
126
647
349
298
459
498
-39
541
582
-41
892
595
297
646
734
-88
10,000
10,347
-347
621
554
67
1,131
167
964
815
911
-96
3,947
4,566
-619
1,597
691
906
1,497
1,725
-228
565
258
307
433
406
27
975
1,065
-90
6,455
5,494
961
680
512
168
560
444
116
1,125
1,081
44
506
682
-176
317
279
38
585
485
100
400
422
-22
736
497
239
3,249
2,271
978
406
531
-125
377
490
-113
880
879
1
333
267
66
1,065
218
847
662
801
-139
462
582
-120
385
270
115
678
314
364
942
487
455
347
344
3
8,746
13,426
-4,680
583
365
218
6,489
5,216
1,273
1,324
1,233
91
10,000
10,305
-305
582
510
72
302
290
12
339
511
-172
1,344
575
769
925
1,096
-171
274
359
-85
16,406
12,064
4,342
521
533
-12
631
533
98
479
422
57
451
230
221
802
953
-151
904
810
94
498
395
103
819
1,080
-261
931
1,296
-365
6,885
4,028
2,857
561
481
80
563
607
-44
916
394
522
10,000
10,566
-566
508
238
270
572
412
160
583
527
56
815
406
409
532
534
-2
374
318
56
597
728
-131
19,794
15,709
4,085
546
440
106
2,410
3,950
-1,540
19
24
-5
22
23
-1
1,786
893
893
820
938
-118
280
386
-106
2,624
5,809
-3,185
107
228
-121
1,959
4,144
-2,185
1,814
980
834
990
881
109
4,457
3,287
1,170
1,705
6,350
-4,645
1,230
627
603
22,000
22,228
-228
68,241
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
3,741
b
-69
c
-953
d
1,332
e
334
-75
1,618
796
840
394
3,840
699
1,565
66
-277
-21
144
-2,749
67
8,994
-565
356
886
418
185
-127
-307
-94
318
1,088
69
759
477
605
382
54
-3,676
1,480
3,399
810
-95
4,397
188
136
389
618
1,329
844
584
300
23
81
2,410
2,071
1,091
300
376
165
-411
693
2,051
1,359
913
-2,620
-4,974
969
-1,007
-64
-309
2,649
225
2,203
2,755
-981
-10
10,561
-3,835
234
962
768
979
-149
2,188
-25
-22
1,382
6,167
725
-324
3,885
-1,054
-350
-239
-3,047
2,038
1,186
945
1,424
3,564
471
2,141
-152
-597
512
-4,600
1,611
647
-417
114
1,081
2,029
-40
-46
282
-1
262
461
347
86
514
520
311
431
642
108
-236
726
-215
1,341
40
9,541
-1,960
3,950
522
160
128
2,738
101
2,922
2,078
-32
220
1,013
17
84
2,113
79
1,252
474
179
404
1,064
1,960
2,011
752
-19
280
-777
558
1,843
-1,447
-1,106
473
3,836
-2,340
-61
-6,555
105
256
2,568
-1,468
-793
-598
301
1,836
34
6
455
358
22
23
382
1,825
7,309
1,140
5,140
-444
1,415
394
-4
-12
-213
7
950
1,242
21,443
-1,413
8,401
-3,309
58,857
1,776
12,793
996
618
1,821
-1,193
250
21
-1,380
-1
-19
45
2,268
186
309
391
-67
2,796
481
1,022
91
712
-219
-354
72
195
-28
626
87
-139
-37
-92
104
305
-21
-79
-120
-136
-171
84
-38
-48
-163
467
90
35
-72
-170
-145
250
243
234
-86
126
298
-39
-41
297
-88
-347
67
964
-96
-619
906
-228
307
27
-90
961
168
116
44
-176
38
100
-22
239
978
-125
-113
1
66
847
-139
-120
115
364
455
3
-4,680
218
1,273
91
-305
72
12
-172
769
-171
-85
4,342
-12
98
57
221
-151
94
103
-261
-365
2,857
80
-44
522
-566
270
160
56
409
-2
56
-131
4,085
106
-1,540
-5
-1
893
-118
-106
-3,185
-121
-2,185
834
109
1,170
-4,645
603
-228
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
313,013
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
333,230
7,253,572
0.04594
2017
333,749
7,327,029
0.04555
2016
310,562
6,761,331
0.045932
2015
379,929
6,793,109
0.055929
2014
327,087
7,093,651
0.04611
2
Total
of line 1, column (d)
.....................
2
0.239461
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047892
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
7,362,063
5
Multiply line 4 by line 3
......................
5
352,584
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
3,946
7
Add lines 5 and 6
........................
7
356,530
8
Enter qualifying distributions from Part XII, line 4
,.............
8
359,727
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,946
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,946
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,946
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
9,952
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
9,952
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
6,006
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
1,974
Refunded
11
4,032
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
KY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
No
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
PNC BANK NA
Telephone no.
(412) 768-5898
Located at
116 ALLEGHENY CENTER MALL
PITTSBURGH
PA
ZIP+4
15212
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
PNC BANK NA
TRUSTEE
16
78,868
116 ALLEGHENY CENTER MALL
PITTSBURGH
,
PA
15212
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
7,474,176
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
7,474,176
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
7,474,176
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
112,113
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
7,362,063
6
Minimum investment return.
Enter 5% of line 5
..................
6
368,103
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
368,103
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,946
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,946
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
364,157
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
364,157
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
364,157
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
359,727
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
359,727
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
3,946
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
355,781
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
364,157
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
348,523
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
359,727
a
Applied to 2018, but not more than line 2a
348,523
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
11,204
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
352,953
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
KENTUCKY HUMANE SOCIETY
241 STEEDLY DRIVE
LOUISVILLE
,
KY
402142947
NONE
PC
GENERAL SUPPORT AND CARE OF
113,851
ST JOSEPH'S CHILDRENS HOME
2823 FRANKFORT AVENUE
LOUISVILLE
,
KY
402062639
NONE
PC
GENERAL SUPPORT AND UPKEEP
42,694
ST CATHARINE CONVENT
2320 AIRPORT DRIVE
COLUMBUS
,
OH
432192059
NONE
PC
GENERAL SUPPORT AND UPKEEP
42,694
CHURCH OF THE HOLY SPIRIT
3345 LEXINGTON ROAD
LOUISVILLE
,
KY
402063047
NONE
PC
GENERAL SUPPORT AND UPKEEP
42,694
ST VINCENT DEPAUL SOCIETY
OF LOUISVILLE
PO BOX 17126
LOUISVILLE
,
KY
402170126
NONE
PC
SUPPORT AND UPKEEP OF
113,851
Total
.................................
3a
355,784
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
157,182
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
313,013
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
470,195
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
470,195
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description