Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 07-01-2019 , and ending 06-30-2020
Name of foundation
BAILEY-TAYLOR FOUNDATION
SCHOLARSHIP TRUST
Number and street (or P.O. box number if mail is not delivered to street address)314 MAIN STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FARMINGTON, CT06032
A Employer identification number

27-0505313
B Telephone number (see instructions)

(860) 677-4697
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$954,115J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 4,529 4,529 4,529
4 Dividends and interest from securities... 17,214 17,214 17,214
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 10,604
b Gross sales price for all assets on line 6a 334,331
7 Capital gain net income (from Part IV, line 2)... 10,604
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 32,347 32,347 21,743
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 15,000 10,500   4,500
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,700 3,290   1,410
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 191 191    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 8,815 8,815    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 28,706 22,796   5,910
25 Contributions, gifts, grants paid....... 24,000 24,000
26 Total expenses and disbursements. Add lines 24 and 25 52,706 22,796   29,910
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -20,359
b Net investment income (if negative, enter -0-) 9,551
c Adjusted net income (if negative, enter -0-)... 21,743
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 24,620 29,631 29,631
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 15,000    
10a Investments—U.S. and state government obligations (attach schedule) 18,064 Click to see attachment5,940 5,940
b Investments—corporate stock (attach schedule)....... 782,292 Click to see attachment776,496 776,496
c Investments—corporate bonds (attach schedule)....... 125,724 Click to see attachment142,048 142,048
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 965,700 954,115 954,115
Liabilities 17 Accounts payable and accrued expenses.......... 1,051 15,191
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 1,051 15,191
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 964,649 938,924
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 964,649 938,924
30 Total liabilities and net assets/fund balances (see instructions). 965,700 954,115
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
964,649
2
Enter amount from Part I, line 27a .....................
2
-20,359
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
9,634
4
Add lines 1, 2, and 3 ..........................
4
953,924
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
15,000
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
938,924
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ACCENTURE PLC IRELAND SHS CLASS A (I P 2014-01-08 2019-09-11
b DUKE ENERGY CORPORATION NEW COM NEW P 2017-05-24 2020-06-29
c INGERSOLL RAND INCORPORATED (IR) P 2018-08-08 2020-03-04
d JPMORGAN CHASE & COMPANY (JPM) P 2017-04-26 2020-06-29
e PFIZER INCORPORATED (PFE) P 2014-09-18 2020-06-29
ROCHE HLDG LIMITED SPONSORED ADR (SW P 2019-02-06 2019-12-05
STATE STR CORPORATION (STT) P 2018-06-27 2020-06-29
US BANCORP DEL COM NEW (USB) P 2019-02-06 2020-06-29
XCEL ENERGY INCORPORATED (XEL) P 2018-09-07 2019-10-02
HASBRO INCORPORATED (HAS) P 2013-01-24 2019-08-23
HELEN OF TROY CORPORATION LIMITED (B P 2017-01-27 2019-12-16
DORMAN PRODUCTS INCORPORATED (DORM) P 2018-02-20 2020-02-25
BROADRIDGE FINL SOLUTIONS INCORPORAT P 2013-01-24 2020-05-18
BAXTER INTERNATIONAL INCORPORATED (B P 2017-03-28 2020-05-29
AIR LIQUIDE ADR (FRANCE) (AIQUY) P 2019-02-19 2019-07-17
BECTON DICKINSON & COMPANY (BDX) P 2019-05-17 2019-08-22
SIMPSON MANUFACTURING COMPANY INCORP P 2019-02-06 2019-09-16
CULLEN FROST BANKERS INCORPORATED (C P 2019-06-20 2019-10-04
MEDIDATA SOLUTIONS INCORPORATED (MDS P 2019-09-17 2019-10-28
WERNER ENTERPRISES INCORPORATED (WER P 2019-06-25 2019-11-05
ROCKWELL AUTOMATION INCORPORATED (RO P 2019-09-16 2019-11-13
VALLEY NATL BANCORP (VLY) P 2019-02-19 2019-11-19
NORTHERN TR CORPORATION (NTRS) P 2017-03-28 2019-12-05
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-02-06 2019-12-18
BECTON, DICKINSON AND COMPANY PFD SH P 2019-05-21 2019-12-30
BECTON, DICKINSON AND COMPANY PFD SH P 2019-06-26 2020-01-27
BECTON, DICKINSON AND COMPANY PFD SH P 2020-02-10 2020-03-06
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-07-03 2020-03-11
UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-11-18 2020-03-13
CALIFORNIA WTR SVC GROUP (CWT) P 2019-11-04 2020-03-18
SCHWAB CHARLES CORPORATION (SCHW) P 2019-08-13 2020-03-19
STRYKER CORPORATION (SYK) P 2020-03-19 2020-03-23
WRIGHT MED GROUP N V ORD SHS (NETHER P 2020-01-02 2020-03-24
TRAVELERS COMPANIES INCORPORATED (TR P 2019-02-06 2020-03-30
REINSURANCE GRP OF AMERICA INCORPORA P 2019-05-21 2020-04-08
SCHWAB CHARLES CORPORATION (SCHW) P 2019-01-10 2020-04-15
ON SEMICONDUCTOR CORPORATION (ON) P 2019-11-18 2020-05-05
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-12-05 2020-05-18
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2020-05-22
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-11-26 2020-05-28
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-12-10 2020-06-08
GLOBUS MED INCORPORATED CLASS A (GME P 2020-02-27 2020-06-16
CAL MAINE FOODS INCORPORATED COM NEW P 2019-10-25 2020-06-29
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2019-02-06 2020-06-29
LONDON STK EXCHANGE GROUP UNSPONSORE P 2017-11-22 2019-08-05
NXP SEMICONDUCTORS N V (NETHERLANDS) P 2018-07-27 2019-10-09
TECHTRONIC INDUSTRIES LIMITED SPONSO P 2017-01-06 2019-11-27
PRUDENTIAL PLC ADR (UNITED KINGDOM) P 2014-01-16 2020-02-18
CORE LABORATORIES N V (NETHERLANDS) P 2018-07-02 2020-03-03
CONTINENTAL AG SPONSORED ADS (GERMAN P 2014-05-29 2020-03-23
GALP ENERGIA SGPS SA UNSPONSORED ADR P 2019-02-06 2020-04-27
RENTOKIL INITIAL PLC SPONSORED ADR ( P 2019-02-06 2020-05-15
ENBRIDGE INCORPORATED (CANADA) (ENB) P 2015-01-27 2020-05-18
SANTEN PHARMACEUTICAL COMPANY LIMITE P 2014-06-03 2020-05-18
COMPASS GROUP PLC SPONSORED ADR (CMP P 2016-03-09 2020-05-28
KERRY GROUP PLC SPONSORED ADR (IRELA P 2018-04-04 2020-06-29
SUNCOR ENERGY INCORPORATED NEW (CANA P 2016-12-13 2020-06-29
US TREASURY NOTES 2.75% 02/15/2024 2 P 2019-02-12 2020-02-03
US TREASURY NOTES 2.75% 02/15/2028 2 P 2019-02-12 2020-06-17
DANONE SPONSORED ADR (FRANCE) (DANOY P 2019-02-06 2020-01-06
AMGEN INCORPORATED (AMGN) P 2019-02-06 2020-05-04
ORACLE CORPORATION (ORCL) P 2019-02-06 2020-05-18
MEDIDATA SOLUTIONS INCORPORATED (MDS P 2017-01-31 2019-07-01
CHART INDUSTRIES INCORPORATED COM PA P 2019-02-06 2019-07-19
POOL CORPORATION (POOL) P 2017-04-03 2019-08-02
BLOOM ENERGY CORPORATION COM CLASS A P 2019-06-20 2019-11-08
LIGAND PHARMACEUTICALS INCORPORATED P 2019-02-06 2020-01-28
SENSIENT TECHNOLOGIES CORPORATION (S P 2019-02-06 2020-03-06
TREX COMPANY INCORPORATED (TREX) P 2019-02-06 2020-04-29
PLANET FITNESS INCORPORATED CLASS A P 2019-02-06 2020-05-18
BLUEPRINT MEDICINES CORPORATION (BPM P 2019-02-06 2020-06-29
SILICON LABORATORIES INCORPORATED (S P 2019-02-06 2020-06-29
ACCENTURE PLC IRELAND SHS CLASS A (I P 2014-01-08 2020-05-18
DUPONT DE NEMOURS INCORPORATED (DD) P 2019-10-16 2020-05-27
INGERSOLL RAND INCORPORATED (IR) P 2018-09-07 2020-03-04
KIMBERLY CLARK CORPORATION (KMB) P 2018-02-14 2019-09-11
PHILIP MORRIS INTERNATIONAL INCORPOR P 2013-02-07 2020-03-18
ROCHE HLDG LIMITED SPONSORED ADR (SW P 2019-02-06 2019-12-06
STATE STR CORPORATION (STT) P 2017-11-15 2019-11-21
WELLS FARGO COMPANY NEW (WFC) P 2013-07-24 2019-08-23
XCEL ENERGY INCORPORATED (XEL) P 2016-12-07 2019-07-31
ALLEGHANY CORPORATION DEL (Y) P 2017-10-23 2019-09-17
STORE CAP CORPORATION REIT (STOR) P 2018-02-08 2019-12-17
SMITH A O CORPORATION (AOS) P 2019-02-07 2020-02-25
DORMAN PRODUCTS INCORPORATED (DORM) P 2018-02-20 2020-05-18
BAXTER INTERNATIONAL INCORPORATED (B P 2019-02-07 2020-05-29
METLIFE INCORPORATED (MET) P 2019-02-06 2019-07-19
HEALTHCARE RLTY TR REIT (HR) P 2019-02-06 2019-08-30
SYSCO CORPORATION (SYY) P 2019-02-06 2019-09-16
LINDSAY CORPORATION (LNN) P 2019-02-06 2019-10-04
MEDIDATA SOLUTIONS INCORPORATED (MDS P 2019-10-14 2019-10-28
WERNER ENTERPRISES INCORPORATED (WER P 2019-04-10 2019-11-05
METLIFE INCORPORATED (MET) P 2019-02-06 2019-11-18
VALLEY NATL BANCORP (VLY) P 2019-02-06 2019-11-19
NORTHERN TR CORPORATION (NTRS) P 2019-02-19 2019-12-09
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-02-12 2019-12-18
INTERNATIONAL FLAVORS&FRAGRANC UNIT P 2019-10-25 2019-12-30
SMITH & NEPHEW GROUP PLC SPDN ADR NE P 2019-02-06 2020-01-27
CAL MAINE FOODS INCORPORATED COM NEW P 2019-02-06 2020-03-06
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-08-01 2020-03-11
UNUM GROUP (UNM) P 2019-09-11 2020-03-13
CALIFORNIA WTR SVC GROUP (CWT) P 2019-11-20 2020-03-18
CAL MAINE FOODS INCORPORATED COM NEW P 2019-07-18 2020-03-20
SYSCO CORPORATION (SYY) P 2020-03-18 2020-03-23
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-12-17 2020-03-24
ECOLAB INCORPORATED (ECL) P 2019-11-18 2020-03-31
REINSURANCE GRP OF AMERICA INCORPORA P 2019-04-04 2020-04-08
TRAVELERS COMPANIES INCORPORATED (TR P 2019-02-06 2020-04-15
ON SEMICONDUCTOR CORPORATION (ON) P 2019-11-15 2020-05-05
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-11-25 2020-05-18
ESSENTIAL UTILS INCORPORATED UNIT EX P 2019-05-09 2020-05-22
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-06-26 2020-05-28
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2020-06-08
UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-12-18 2020-06-16
EPIROC AKTIEBOLAG UNSPONSRED ADS (SW P 2019-07-23 2020-06-29
SMITH A O CORPORATION (AOS) P 2020-02-04 2020-06-29
HOYA CORPORATION SPONSORED ADR (JAPA P 2017-09-29 2019-09-12
ALIBABA GROUP HLDG LIMITED SPONSORED P 2015-06-11 2019-10-17
ALIBABA GROUP HLDG LIMITED SPONSORED P 2015-10-08 2019-12-06
PRUDENTIAL PLC ADR (UNITED KINGDOM) P 2014-04-11 2020-02-18
QIAGEN NV SHS NEW (NETHERLANDS) (QGE P 2019-10-08 2020-03-04
CONTINENTAL AG SPONSORED ADS (GERMAN P 2020-02-27 2020-03-23
TERUMO CORPORATION ADR (JAPAN) (TRUM P 2019-07-09 2020-04-27
ADIDAS AG ADR (GERMANY) (ADDYY) P 2020-04-16 2020-05-18
FERGUSON PLC NEW SPONSRD ADS NEW (FE P 2018-02-09 2020-05-18
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2015-01-27 2020-05-18
COMPASS GROUP PLC SPONSORED ADR (CMP P 2015-07-30 2020-05-28
KONINKLIJKE PHILIPS N V NY REG SH NE P 2020-04-14 2020-06-29
SUNCOR ENERGY INCORPORATED NEW (CANA P 2016-10-20 2020-06-29
US TREASURY NOTES 2.75% 02/15/2024 2 P 2019-02-07 2020-02-03
DWS GLOBAL REAL ESTATE SECURITIES FU P 2014-02-05 2020-06-26
PROCTER AND GAMBLE COMPANY (PG) P 2019-02-06 2020-01-06
ALIBABA GROUP HLDG LIMITED SPONSORED P 2019-02-06 2020-05-18
QUALCOMM INCORPORATED (QCOM) P 2019-02-06 2020-05-18
OLLIES BARGAIN OUTLET HLDGS IN (OLLI P 2016-06-27 2019-07-01
EHEALTH INCORPORATED (EHTH) P 2019-07-11 2019-07-19
SCIPLAY CORPORATION CLASS A (SCPL) P 2019-06-03 2019-08-02
BLOOM ENERGY CORPORATION COM CLASS A P 2019-02-06 2019-11-08
LIGAND PHARMACEUTICALS INCORPORATED P 2019-09-24 2020-01-28
ELDORADO RESORTS INCORPORATED (ERI) P 2019-12-05 2020-03-13
YETI HLDGS INCORPORATED (YETI) P 2019-07-01 2020-05-01
QUAKER CHEMICAL CORPORATION (KWR) P 2019-02-06 2020-05-18
CHEGG INCORPORATED (CHGG) P 2019-07-11 2020-06-29
SIMPLY GOOD FOODS COMPANY (SMPL) P 2019-06-20 2020-06-29
ACCENTURE PLC IRELAND SHS CLASS A (I P 2013-10-14 2019-08-07
DUPONT DE NEMOURS INCORPORATED (DD) P 2019-10-23 2020-05-28
INGERSOLL-RAND PLC SHS (IRELAND) (IR P 2018-06-06 2020-02-20
LEAR CORPORATION COM NEW (LEA) P 2019-02-06 2020-04-15
PHILIP MORRIS INTERNATIONAL INCORPOR P 2013-01-26 2020-03-18
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2017-05-31 2019-10-30
SUNCOR ENERGY INCORPORATED NEW (CANA P 2019-10-30 2020-06-29
WELLS FARGO COMPANY NEW (WFC) P 2013-11-20 2020-03-04
XCEL ENERGY INCORPORATED (XEL) P 2019-02-06 2019-10-02
FIRST AMERN FINL CORPORATION (FAF) P 2013-01-24 2019-09-17
UBIQUITI INCORPORATED (UI) P 2017-09-14 2020-01-13
HUNTSMAN CORPORATION (HUN) P 2019-02-07 2020-02-26
EQUIFAX INCORPORATED (EFX) P 2019-04-05 2020-05-18
BAXTER INTERNATIONAL INCORPORATED (B P 2018-09-06 2020-05-29
TE CONNECTIVITY LIMITED REG SHS (SWI P 2019-02-06 2019-07-19
SMITH A O CORPORATION (AOS) P 2019-05-20 2019-08-30
UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-02-06 2019-09-16
AQUA AMERICA INCORPORATED UNIT EX 04 P 2019-05-06 2019-10-07
NORTHERN TR CORPORATION (NTRS) P 2013-01-24 2019-10-29
AMPHENOL CORPORATION NEW CLASS A (AP P 2017-03-28 2019-11-06
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-07 2019-11-18
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2019-11-20
NORTHERN TR CORPORATION (NTRS) P 2019-06-06 2019-12-09
EPIROC AKTIEBOLAG UNSPONSRED ADS (SW P 2019-07-23 2019-12-18
BAXTER INTERNATIONAL INCORPORATED (B P 2019-10-25 2019-12-31
ICU MED INCORPORATED (ICUI) P 2019-04-18 2020-02-07
EQUITY COMWLTH COM SH BEN INT (EQC) P 2019-02-06 2020-03-06
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-10-02 2020-03-11
UNUM GROUP (UNM) P 2019-08-26 2020-03-13
CHARLES SCHWAB CORP PFD NON-CUMULATI P 2019-10-30 2020-03-18
CAL MAINE FOODS INCORPORATED COM NEW P 2019-05-13 2020-03-20
SYSCO CORPORATION (SYY) P 2020-03-17 2020-03-23
REINSURANCE GRP OF AMERICA INCORPORA P 2019-02-06 2020-03-25
LINDSAY CORPORATION (LNN) P 2019-04-11 2020-04-02
REINSURANCE GRP OF AMERICA INCORPORA P 2019-05-20 2020-04-08
CULLEN FROST BANKERS INCORPORATED (C P 2020-03-04 2020-04-17
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-04-04 2020-05-05
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-11-20 2020-05-18
GLOBUS MED INCORPORATED CLASS A (GME P 2019-05-06 2020-05-22
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-07-22 2020-05-28
GLOBUS MED INCORPORATED CLASS A (GME P 2020-02-27 2020-06-08
VARIAN MED SYSTEMS INCORPORATED (VAR P 2020-04-06 2020-06-16
EPIROC AKTIEBOLAG UNSPONSRED ADS (SW P 2019-07-26 2020-06-29
TRAVELERS COMPANIES INCORPORATED (TR P 2019-03-26 2020-06-29
HOYA CORPORATION SPONSORED ADR (JAPA P 2018-08-17 2019-09-12
ALIBABA GROUP HLDG LIMITED SPONSORED P 2015-10-08 2019-10-17
ASML HOLDING N V N Y REGISTRY SHS (N P 2014-09-17 2019-12-06
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2015-10-05 2020-02-21
QIAGEN NV SHS NEW (NETHERLANDS) (QGE P 2019-10-09 2020-03-04
CONTINENTAL AG SPONSORED ADS (GERMAN P 2014-05-29 2020-03-23
INFINEON TECHNOLOGIES AG SPONSORED A P 2019-02-06 2020-05-05
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2016-01-15 2020-05-18
HEINEKEN N V SPONSORED ADR L1 (NETHE P 2016-11-09 2020-05-18
SENSATA TECHNOLOGIES HLDNG PLC SHS ( P 2014-05-27 2020-05-18
COMPASS GROUP PLC SPONSORED ADR (CMP P 2016-01-21 2020-05-28
L OREAL COMPANY ADR (FRANCE) (LRLCY) P 2013-01-25 2020-06-29
SUNCOR ENERGY INCORPORATED NEW (CANA P 2014-08-01 2020-06-29
US TREASURY NOTES 2.75% 02/28/2025 2 P 2019-02-07 2020-02-03
DWS GLOBAL REAL ESTATE SECURITIES FU P 2014-02-05 2020-05-18
QUALCOMM INCORPORATED (QCOM) P 2019-02-06 2020-01-06
AMERICAN EXPRESS COMPANY (AXP) P 2019-02-06 2020-05-18
SALESFORCE COM INCORPORATED (CRM) P 2020-03-26 2020-05-18
WAGEWORKS INCORPORATED (WAGEOLD) P 2015-05-13 2019-07-05
ENTEGRIS INCORPORATED (ENTG) P 2019-02-06 2019-07-19
WINGSTOP INCORPORATED (WING) P 2019-02-06 2019-08-02
GENOMIC HEALTH INCORPORATED (GHDXOLD P 2019-02-06 2019-11-08
LITTELFUSE INCORPORATED (LFUS) P 2016-06-27 2020-01-29
ELDORADO RESORTS INCORPORATED (ERI) P 2019-12-17 2020-03-13
NATIONAL VISION HLDGS INCORPORATED ( P 2019-02-06 2020-05-05
WOODWARD INCORPORATED (WWD) P 2019-02-06 2020-05-18
ENTEGRIS INCORPORATED (ENTG) P 2019-02-06 2020-06-29
SUMMIT MATLS INCORPORATED CLASS A (S P 2019-02-06 2020-06-29
ACCENTURE PLC IRELAND SHS CLASS A (I P 2014-01-08 2019-08-07
EATON CORPORATION PLC SHS (IRELAND) P 2014-08-06 2020-05-18
INGERSOLL-RAND PLC SHS (IRELAND) (IR P 2017-12-06 2020-02-20
LEAR CORPORATION COM NEW (LEA) P 2019-02-06 2020-04-02
PHILIP MORRIS INTERNATIONAL INCORPOR P 2013-01-25 2020-01-29
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2015-10-28 2019-10-30
TEXAS INSTRS INCORPORATED (TXN) P 2016-01-06 2020-01-22
WELLS FARGO COMPANY NEW (WFC) P 2018-09-07 2020-03-11
XCEL ENERGY INCORPORATED (XEL) P 2016-09-07 2019-07-19
FIRST AMERN FINL CORPORATION (FAF) P 2013-07-17 2019-09-17
IAA INCORPORATED (IAA) P 2019-04-18 2020-01-16
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HESS CORPORATION (HES) P 2016-01-28 2020-05-18
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AMPHENOL CORPORATION NEW CLASS A (AP P 2016-08-11 2019-11-06
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UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-07-01 2020-03-11
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GLOBUS MED INCORPORATED CLASS A (GME P 2020-02-27 2020-05-22
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COMPASS GROUP PLC SPONSORED ADR (CMP P 2014-12-17 2020-03-05
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IPG PHOTONICS CORPORATION (IPGP) P 2019-02-06 2019-07-19
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SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2015-10-14 2019-10-30
TEXAS INSTRS INCORPORATED (TXN) P 2015-11-11 2020-01-22
WELLS FARGO COMPANY NEW (WFC) P 2013-11-20 2019-10-16
XCEL ENERGY INCORPORATED (XEL) P 2016-09-07 2019-07-31
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WOODWARD INCORPORATED (WWD) P 2016-05-06 2020-01-17
MOHAWK INDUSTRIES INCORPORATED (MHK) P 2019-05-22 2020-03-16
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LITTELFUSE INCORPORATED (LFUS) P 2019-06-24 2019-07-30
TRAVELERS COMPANIES INCORPORATED (TR P 2019-02-06 2019-09-09
LINDSAY CORPORATION (LNN) P 2019-02-06 2019-09-17
TOWNEBANK PORTSMOUTH VA (TOWN) P 2019-06-25 2019-10-08
SCHWAB CHARLES CORPORATION (SCHW) P 2019-02-06 2019-10-29
AMPHENOL CORPORATION NEW CLASS A (AP P 2015-04-15 2019-11-06
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SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-28 2019-12-09
BECTON DICKINSON & COMPANY (BDX) P 2019-09-25 2019-12-20
GLOBUS MED INCORPORATED CLASS A (GME P 2019-05-06 2019-12-31
ESSENTIAL UTILS INCORPORATED (WTRG) P 2019-04-22 2020-02-24
TRAVELERS COMPANIES INCORPORATED (TR P 2019-02-06 2020-03-06
UNUM GROUP (UNM) P 2019-08-26 2020-03-11
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SYSCO CORPORATION (SYY) P 2019-02-06 2020-03-23
SYSCO CORPORATION (SYY) P 2020-03-12 2020-03-25
ON SEMICONDUCTOR CORPORATION (ON) P 2019-11-13 2020-04-03
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SMITH & NEPHEW GROUP PLC SPDN ADR NE P 2019-02-06 2020-04-20
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DIAGEO P L C SPON ADR NEW (UNITED KI P 2020-03-04 2020-05-18
GLOBUS MED INCORPORATED CLASS A (GME P 2020-01-16 2020-05-22
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-04-16 2020-05-28
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-27 2020-06-08
SCHWAB CHARLES CORPORATION (SCHW) P 2019-07-30 2020-06-24
EQUITY COMWLTH COM SH BEN INT (EQC) P 2019-03-12 2020-06-29
ABB LIMITED SPONSORED ADR (SWITZERLA P 2020-03-24 2020-06-30
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SMC CORPORATION JAPAN SPONSORED ADR P 2019-02-06 2019-10-17
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COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2013-08-14 2020-02-21
COMPASS GROUP PLC SPONSORED ADR (CMP P 2015-01-27 2020-03-05
CONTINENTAL AG SPONSORED ADS (GERMAN P 2015-01-27 2020-03-23
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ASML HOLDING N V N Y REGISTRY SHS (N P 2014-09-17 2020-05-18
INFINEON TECHNOLOGIES AG SPONSORED A P 2018-04-06 2020-05-18
SONOVA HLDG AG UNSPONSORED ADR (SWIT P 2013-06-18 2020-05-18
TECHTRONIC INDUSTRIES LIMITED SPONSO P 2017-01-06 2020-06-26
LONZA GROUP AG UNSPONSORED ADR (SWIT P 2018-04-30 2020-06-29
TAIWAN SEMICONDUCTOR MFG LIMITED SPO P 2016-05-18 2020-06-29
COSTCO WHOLESALE CORPORATION NTS ISI P 2019-02-11 2020-02-12
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-02-06 2019-08-22
DANONE SPONSORED ADR (FRANCE) (DANOY P 2019-02-06 2020-03-26
BOEING COMPANY (BA) P 2020-04-21 2020-05-18
SEI INVTS COMPANY (SEIC) P 2019-02-06 2020-05-18
WAGEWORKS INCORPORATED (WAGEOLD) P 2017-11-03 2019-07-05
KENNAMETAL INCORPORATED (KMT) P 2019-02-06 2019-07-19
AXOGEN INCORPORATED (AXGN) P 2019-02-06 2019-08-08
REVOLVE GROUP INCORPORATED CLASS A ( P 2019-07-09 2019-11-18
MADDEN STEVEN LIMITED (SHOO) P 2013-12-31 2020-01-29
DIAMONDBACK ENERGY INCORPORATED (FAN P 2019-03-13 2020-03-26
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LGI HOMES INCORPORATED (LGIH) P 2019-10-17 2020-06-02
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WASTE CONNECTIONS INCORPORATED (CANA P 2019-02-06 2020-06-29
BOSTON SCIENTIFIC CORPORATION (BSX) P 2020-03-18 2020-05-18
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JOHNSON & JOHNSON (JNJ) P 2009-10-29 2020-03-25
LEAR CORPORATION COM NEW (LEA) P 2019-02-06 2020-04-08
PHILIP MORRIS INTERNATIONAL INCORPOR P 2013-01-26 2020-01-29
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2018-09-07 2019-11-07
THERMO FISHER SCIENTIFIC INCORPORATE P 2019-02-06 2019-12-18
WELLS FARGO COMPANY NEW (WFC) P 2013-09-18 2019-10-16
KAR AUCTION SVCS INCORPORATED (KAR) P 2019-04-18 2019-07-11
MCKESSON CORPORATION (MCK) P 2017-02-01 2019-09-25
BAXTER INTERNATIONAL INCORPORATED (B P 2017-03-28 2020-01-30
UNITED BANKSHARES INCORPORATED WEST P 2018-03-19 2020-03-16
LIBERTY BROADBAND CORPORATION COM SE P 2016-08-11 2020-05-18
EPAM SYSTEMS INCORPORATED (EPAM) P 2016-11-18 2020-06-15
STRYKER CORPORATION (SYK) P 2019-06-24 2019-08-01
WERNER ENTERPRISES INCORPORATED (WER P 2019-02-06 2019-09-10
BAXTER INTERNATIONAL INCORPORATED (B P 2017-01-12 2019-09-20
CONNECTICUT WTR SVC INCORPORATED (CT P 2019-02-06 2019-10-09
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-08-26 2019-10-29
GCP APPLIED TECHNOLOGIES INCORPORATE P 2019-06-19 2019-11-07
TE CONNECTIVITY LIMITED REG SHS (SWI P 2019-10-11 2019-11-18
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-07 2019-11-20
UNUM GROUP (UNM) P 2019-02-06 2019-12-09
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-08-26 2019-12-20
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-08-26 2019-12-31
ESSENTIAL UTILS INCORPORATED (WTRG) P 2019-05-06 2020-02-24
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-02-06 2020-03-06
NORTHERN TRUST CORPORATION 4.7 DPRP P 2019-11-19 2020-03-12
BERKLEY WR CORP PFD 5.625% DUE 04/30 P 2019-02-06 2020-03-16
DEERE & COMPANY (DE) P 2019-09-16 2020-03-18
ESSENTIAL UTILS INCORPORATED UNIT EX P 2019-05-06 2020-03-20
UMB FINL CORPORATION (UMBF) P 2019-02-06 2020-03-23
METLIFE INCORPORATED (MET) P 2019-10-21 2020-03-26
ON SEMICONDUCTOR CORPORATION (ON) P 2019-10-31 2020-04-03
WERNER ENTERPRISES INCORPORATED (WER P 2019-06-25 2020-04-14
SMITH & NEPHEW GROUP PLC SPDN ADR NE P 2019-06-17 2020-04-20
METLIFE INC FLOATING RATE NON-CUM PE P 2019-02-06 2020-05-08
GLOBUS MED INCORPORATED CLASS A (GME P 2019-05-06 2020-05-18
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-11 2020-05-22
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-03-01 2020-05-28
TRAVELERS COMPANIES INCORPORATED (TR P 2019-03-26 2020-06-08
SCHWAB CHARLES CORPORATION (SCHW) P 2019-10-04 2020-06-24
HENKEL AG & COMPANY KGAA SPONSORED A P 2019-02-06 2020-06-29
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-05-17 2020-06-30
DAIKIN INDUSTRIES LIMITED UNSPONSORE P 2015-09-04 2019-09-13
SMC CORPORATION JAPAN SPONSORED ADR P 2016-05-17 2019-10-17
ALCON AG ORD SHS (SWITZERLAND) (ALC) P 2015-01-27 2019-12-17
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2018-05-22 2020-02-21
KERRY GROUP PLC SPONSORED ADR (IRELA P 2018-04-04 2020-03-05
GIVAUDAN SA ADR (SWITZERLAND) (GVDNY P 2013-01-25 2020-03-24
AIR LIQUIDE ADR (FRANCE) (AIQUY) P 2016-04-05 2020-05-08
ASSA ABLOY AB ADR (SWEDEN) (ASAZY) P 2019-06-04 2020-05-18
JULIUS BAER GROUP LIMITED UNSPONSORD P 2013-10-29 2020-05-18
TECHTRONIC INDUSTRIES LIMITED SPONSO P 2017-01-06 2020-05-18
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2018-10-25 2020-06-29
PERNOD RICARD SA ADR (FRANCE) (PDRDY P 2013-01-25 2020-06-29
TECHNOPRO HLDGS INCORPORATED SPONSOR P 2019-04-15 2020-06-29
US TREASURY NOTES 2.75% 02/28/2025 2 P 2019-02-07 2020-02-18
ALIBABA GROUP HLDG LIMITED SPONSORED P 2019-02-06 2019-10-09
NOVO-NORDISK A S ADR (DENMARK) (NVO) P 2019-02-06 2020-03-26
CERNER CORPORATION (CERN) P 2019-02-06 2020-05-18
STARBUCKS CORPORATION (SBUX) P 2019-02-06 2020-05-18
WAGEWORKS INCORPORATED (WAGEOLD) P 2015-09-24 2019-07-05
PEGASYSTEMS INCORPORATED (PEGA) P 2019-02-06 2019-07-19
GREEN DOT CORPORATION CLASS A (GDOT) P 2019-02-06 2019-08-08
REVOLVE GROUP INCORPORATED CLASS A ( P 2019-06-18 2019-11-18
MADDEN STEVEN LIMITED (SHOO) P 2014-10-01 2020-01-29
DIAMONDBACK ENERGY INCORPORATED (FAN P 2019-02-06 2020-03-26
NMI HLDGS INCORPORATED CLASS A (NMIH P 2019-06-10 2020-05-15
IPG PHOTONICS CORPORATION (IPGP) P 2019-02-06 2020-06-08
HALOZYME THERAPEUTICS INCORPORATED ( P 2019-09-09 2020-06-29
CHUBB LIMITED (SWITZERLAND) (CB) P 2013-01-25 2020-05-18
FIRSTENERGY CORPORATION (FE) P 2019-02-06 2020-06-29
JOHNSON & JOHNSON (JNJ) P 2013-01-29 2020-06-29
MARSH & MCLENNAN COMPANIES INCORPORA P 2020-04-01 2020-05-18
PHILIP MORRIS INTERNATIONAL INCORPOR P 2016-11-16 2020-06-17
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2017-09-06 2019-11-06
TRANE TECHNOLOGIES PLC SHS (IRELAND) P 2018-06-06 2020-06-29
WELLS FARGO COMPANY NEW (WFC) P 2013-11-20 2019-10-23
CORECIVIC INCORPORATED REIT (CXW) P 2016-11-15 2019-07-15
MCKESSON CORPORATION (MCK) P 2016-08-17 2019-09-25
BAXTER INTERNATIONAL INCORPORATED (B P 2017-01-12 2020-01-30
UNITED BANKSHARES INCORPORATED WEST P 2018-02-20 2020-03-16
LIBERTY BROADBAND CORPORATION COM SE P 2017-03-28 2020-05-18
HELEN OF TROY CORPORATION LIMITED (B P 2017-01-27 2020-06-15
APPLIED MATLS INCORPORATED (AMAT) P 2019-02-06 2019-08-02
WERNER ENTERPRISES INCORPORATED (WER P 2019-03-22 2019-09-10
HUNT J B TRANS SVCS INCORPORATED (JB P 2019-04-17 2019-09-24
BERKLEY WR CORP PFD 5.625% DUE 04/30 P 2019-02-06 2019-10-11
SIMPSON MANUFACTURING COMPANY INCORP P 2019-02-06 2019-10-30
REINSURANCE GRP OF AMERICA INCORPORA P 2013-01-24 2019-11-07
ATLAS COPCO AB SP ADR A NEW (SWEDEN) P 2019-07-31 2019-11-19
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-24 2019-11-22
UNUM GROUP (UNM) P 2019-08-26 2019-12-09
BAXTER INTERNATIONAL INCORPORATED (B P 2019-10-25 2019-12-23
NORTHERN TRUST CORPORATION DEP SHS R P 2019-02-06 2020-01-02
UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-02-06 2020-02-27
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-11-20 2020-03-09
BECTON, DICKINSON AND COMPANY PFD SH P 2019-10-12 2020-03-13
CAL MAINE FOODS INCORPORATED COM NEW P 2019-02-06 2020-03-16
ICU MED INCORPORATED (ICUI) P 2019-08-09 2020-03-18
HENKEL AG & COMPANY KGAA SPONSORED A P 2019-02-06 2020-03-20
VARIAN MED SYSTEMS INCORPORATED (VAR P 2020-03-04 2020-03-23
SANDERSON FARMS INCORPORATED (SAFM) P 2019-02-06 2020-03-26
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-11 2020-04-06
AMPHENOL CORPORATION NEW CLASS A (AP P 2017-09-27 2020-04-15
ESSENTIAL UTILS INCORPORATED UNIT EX P 2019-05-07 2020-04-28
NORTHERN TRUST CORPORATION 4.7 DPRP P 2019-12-30 2020-05-08
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-11 2020-05-18
VARIAN MED SYSTEMS INCORPORATED (VAR P 2020-03-18 2020-05-22
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-06-05 2020-05-28
TRAVELERS COMPANIES INCORPORATED (TR P 2019-03-14 2020-06-08
SCHWAB CHARLES CORPORATION (SCHW) P 2020-03-05 2020-06-24
MARTIN MARIETTA MATLS INCORPORATED ( P 2020-03-23 2020-06-29
GIVAUDAN SA ADR (SWITZERLAND) (GVDNY P 2013-01-25 2019-07-01
DAIKIN INDUSTRIES LIMITED UNSPONSORE P 2015-10-05 2019-09-13
ASML HOLDING N V N Y REGISTRY SHS (N P 2014-09-17 2019-10-18
ALCON AG ORD SHS (SWITZERLAND) (ALC) P 2013-01-25 2019-12-17
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2019-02-06 2020-02-21
LONZA GROUP AG UNSPONSORED ADR (SWIT P 2018-04-30 2020-03-11
GIVAUDAN SA ADR (SWITZERLAND) (GVDNY P 2013-01-25 2020-03-30
ALIBABA GROUP HLDG LIMITED SPONSORED P 2015-10-08 2020-05-11
BRENNTAG AG UNSPONSORD ADR (GERMANY) P 2017-01-27 2020-05-18
KERRY GROUP PLC SPONSORED ADR (IRELA P 2018-04-04 2020-05-18
TOTAL S.A. SPONSORED ADS (FRANCE) (T P 2016-04-07 2020-05-18
AIA GROUP LIMITED SPONSORED ADR (HON P 2017-03-06 2020-06-29
QIAGEN NV SHS NEW (NETHERLANDS) (QGE P 2019-10-09 2020-06-29
TOYOTA MOTOR CORPORATION SP ADR REP2 P 2013-01-25 2020-06-29
US TREASURY NOTES 2.75% 02/28/2025 2 P 2019-02-07 2020-02-28
AMERICAN EXPRESS COMPANY (AXP) P 2019-02-06 2019-10-09
PROCTER AND GAMBLE COMPANY (PG) P 2019-02-06 2020-03-26
CISCO SYSTEMS INCORPORATED (CSCO) P 2019-02-06 2020-05-18
VISA INCORPORATED COM CLASS A (V) P 2014-08-28 2020-05-18
WAGEWORKS INCORPORATED (WAGEOLD) P 2018-05-23 2019-07-05
TANDEM DIABETES CARE INCORPORATED CO P 2019-02-06 2019-07-19
SAREPTA THERAPEUTICS INCORPORATED (S P 2019-02-06 2019-08-20
EXACT SCIENCES CORPORATION (EXAS) P 2019-02-06 2019-11-20
MADDEN STEVEN LIMITED (SHOO) P 2014-10-01 2020-01-29
FOX FACTORY HLDG CORPORATION (FOXF) P 2019-07-01 2020-03-27
ACCELERON PHARMA INCORPORATED (XLRN) P 2019-02-06 2020-05-18
GENESCO INCORPORATED (GCO) P 2019-02-06 2020-06-22
HORIZON THERAPEUTICS PUB LIMITED SHS P 2019-02-06 2020-06-29
CHUBB LIMITED (SWITZERLAND) (CB) P 2013-01-25 2019-08-14
FISERV INCORPORATED (FISV) P 2016-06-08 2020-05-18
JOHNSON CONTROLS INTERNATIONAL PLC S P 2017-03-22 2020-05-20
MCKESSON CORPORATION (MCK) P 2013-05-17 2020-05-18
PHILIP MORRIS INTERNATIONAL INCORPOR P 2015-09-16 2020-05-06
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2017-05-31 2019-11-06
TRAVELERS COMPANIES INCORPORATED (TR P 2013-08-28 2020-01-08
WELLS FARGO COMPANY NEW (WFC) P 2016-09-21 2020-03-04
CORECIVIC INCORPORATED REIT (CXW) P 2015-09-23 2019-07-15
MCKESSON CORPORATION (MCK) P 2016-08-31 2019-09-25
HUNTINGTON BANCSHARES INCORPORATED ( P 2016-11-11 2020-02-06
UNITED BANKSHARES INCORPORATED WEST P 2019-02-07 2020-03-16
LIBERTY BROADBAND CORPORATION COM SE P 2015-01-27 2020-05-18
OLLIES BARGAIN OUTLET HLDGS IN (OLLI P 2020-03-03 2020-06-15
GLOBUS MED INCORPORATED CLASS A (GME P 2019-03-12 2019-08-05
SANDERSON FARMS INCORPORATED (SAFM) P 2019-02-06 2019-09-11
NORTHERN TRUST CORPORATION DEP SHS R P 2019-02-06 2019-09-25
AMPHENOL CORPORATION NEW CLASS A (AP P 2015-04-15 2019-10-16
BROWN FORMAN CORPORATION CLASS B (BF P 2019-02-06 2019-10-31
TOWNEBANK PORTSMOUTH VA (TOWN) P 2019-06-25 2019-11-07
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2019-11-19
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-07 2019-11-22
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-08-26 2019-12-09
BAXTER INTERNATIONAL INCORPORATED (B P 2017-01-12 2019-12-23
SMITH & NEPHEW GROUP PLC SPDN ADR NE P 2019-02-06 2020-01-02
UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-07-01 2020-02-27
ICU MED INCORPORATED (ICUI) P 2019-08-09 2020-03-09
CAL MAINE FOODS INCORPORATED COM NEW P 2019-02-06 2020-03-13
CAL MAINE FOODS INCORPORATED COM NEW P 2019-03-14 2020-03-16
ON SEMICONDUCTOR CORPORATION (ON) P 2019-10-31 2020-03-18
APTARGROUP INCORPORATED (ATR) P 2019-09-16 2020-03-23
EQUITY COMWLTH COM SH BEN INT (EQC) P 2019-02-15 2020-03-24
SYSCO CORPORATION (SYY) P 2020-03-18 2020-03-26
ENVISTA HOLDINGS CORPORATION (NVST) P 2020-02-13 2020-04-06
AMPHENOL CORPORATION NEW CLASS A (AP P 2019-02-06 2020-04-15
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-03-04 2020-04-28
NORTHERN TRUST CORPORATION 4.7 DPRP P 2019-11-19 2020-05-08
METLIFE, INC. PFD NON-CUMULATIVE SER P 2019-11-08 2020-05-18
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-12-10 2020-05-27
REINSURANCE GRP OF AMER FIX-TO-FLOAT P 2019-12-30 2020-05-29
CULLEN FROST BANKERS INCORPORATED (C P 2020-02-05 2020-06-11
SCHWAB CHARLES CORPORATION (SCHW) P 2020-03-06 2020-06-24
MERIT MED SYSTEMS INCORPORATED (MMSI P 2020-01-23 2020-06-29
AIA GROUP LIMITED SPONSORED ADR (HON P 2017-03-06 2019-07-31
LONZA GROUP AG UNSPONSORED ADR (SWIT P 2018-04-30 2019-09-13
AIR LIQUIDE ADR (FRANCE) (AIQUY) P 2016-04-05 2019-10-21
INFINEON TECHNOLOGIES AG SPONSORED A P 2018-07-05 2020-01-30
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2018-05-22 2020-02-21
SGS SA UNSPONSORED ADR (SWITZERLAND) P 2013-01-25 2020-03-11
EQUINOR ASA SPONSORED ADR (NORWAY) ( P 2018-05-10 2020-04-06
SAMSONITE INTERNATIONAL SA UNSPON AD P 2015-08-03 2020-05-13
BRIDGESTONE CORPORATION ADR (JAPAN) P 2019-02-06 2020-05-18
KONINKLIJKE PHILIPS N V NY REG SH NE P 2020-04-14 2020-05-18
UBS GROUP AG SHS (SWITZERLAND) (UBS) P 2014-05-27 2020-05-18
AON PLC SHS CL A (IRELAND) (AON) P 2013-06-11 2020-06-29
RECKITT BENCKISER GRP PLC SPONSORED P 2018-04-19 2020-06-29
UNILEVER N V N Y SHS NEW (NETHERLAND P 2013-01-30 2020-06-29
US TREASURY NOTES 2.75% 02/28/2025 2 P 2019-02-12 2020-02-28
DEERE & COMPANY (DE) P 2019-02-06 2019-10-09
QUALCOMM INCORPORATED (QCOM) P 2019-02-06 2020-03-26
DEERE & COMPANY (DE) P 2019-02-06 2020-05-18
YUM BRANDS INCORPORATED (YUM) P 2019-02-06 2020-05-18
WAGEWORKS INCORPORATED (WAGEOLD) P 2018-09-06 2019-07-05
THERMON GROUP HLDGS INCORPORATED (TH P 2019-02-06 2019-07-19
CASEYS GENERAL STORES INCORPORATED ( P 2019-02-06 2019-09-05
CYMABAY THERAPEUTICS INCORPORATED (C P 2019-02-06 2019-12-02
RA PHARMACEUTICALS INCORPORATED (RAR P 2019-07-19 2020-01-31
SERITAGE GROWTH PPTYS CLASS A REIT ( P 2019-02-06 2020-03-30
BUILDERS FIRSTSOURCE INCORPORATED (B P 2019-02-06 2020-05-18
HAEMONETICS CORPORATION (HAE) P 2019-08-08 2020-06-24
LPL FINL HLDGS INCORPORATED (LPLA) P 2020-05-08 2020-06-29
CITIGROUP INCORPORATED COM NEW (C) P 2016-01-13 2020-05-18
FISERV INCORPORATED (FISV) P 2016-05-11 2020-05-13
JOHNSON CONTROLS INTERNATIONAL PLC S P 2017-03-22 2020-04-23
MCKESSON CORPORATION (MCK) P 2013-05-17 2020-04-08
PHILIP MORRIS INTERNATIONAL INCORPOR P 2013-10-23 2020-05-06
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2017-09-20 2019-11-07
TRAVELERS COMPANIES INCORPORATED (TR P 2013-05-29 2020-01-08
WELLS FARGO COMPANY NEW (WFC) P 2013-09-18 2019-08-23
CORECIVIC INCORPORATED REIT (CXW) P 2015-09-04 2019-07-15
FRANKLIN RESOURCES INCORPORATED (BEN P 2019-02-07 2019-09-26
HUNTINGTON BANCSHARES INCORPORATED ( P 2016-03-09 2020-02-06
CDK GLOBAL INCORPORATED (CDK) P 2018-07-05 2020-04-09
LIBERTY BROADBAND CORPORATION COM SE P 2015-10-30 2020-05-18
DORMAN PRODUCTS INCORPORATED (DORM) P 2018-02-20 2020-06-22
GLOBUS MED INCORPORATED CLASS A (GME P 2019-02-06 2019-08-05
SJW GROUP (SJW) P 2019-02-06 2019-09-12
AQUA AMERICA INCORPORATED UNIT EX 04 P 2019-05-06 2019-09-26
BERKLEY WR CORP PFD 5.625% DUE 04/30 P 2019-02-06 2019-10-16
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-08-01 2019-10-31
LINDSAY CORPORATION (LNN) P 2019-02-06 2019-11-08
LITTELFUSE INCORPORATED (LFUS) P 2019-09-16 2019-11-19
NORTHERN TR CORPORATION (NTRS) P 2016-08-11 2019-11-26
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-02-06 2019-12-10
BECTON DICKINSON & COMPANY (BDX) P 2019-11-06 2019-12-23
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2019-02-06 2020-01-10
CLOROX COMPANY DEL (CLX) P 2019-11-18 2020-03-03
METLIFE, INC. PFD NON-CUMULATIVE SER P 2020-01-22 2020-03-09
HENKEL AG & COMPANY KGAA SPONSORED A P 2019-02-06 2020-03-13
CHARLES SCHWAB CORP PFD NON-CUMULATI P 2019-10-18 2020-03-16
VALLEY NATL BANCORP (VLY) P 2019-02-19 2020-03-18
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-10-04 2020-03-23
EQUITY COMWLTH COM SH BEN INT (EQC) P 2019-02-06 2020-03-24
SYSCO CORPORATION (SYY) P 2020-03-12 2020-03-26
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-11-18 2020-04-06
APPLIED MATLS INCORPORATED (AMAT) P 2020-03-24 2020-04-15
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-04-01 2020-04-28
ESSENTIAL UTILS INCORPORATED UNIT EX P 2019-05-09 2020-05-11
METLIFE, INC. PFD NON-CUMULATIVE SER P 2020-01-09 2020-05-18
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-12-05 2020-05-27
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-17 2020-06-01
ESSENTIAL UTILS INCORPORATED UNIT EX P 2019-05-29 2020-06-15
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-05-17 2020-06-26
METLIFE INCORPORATED (MET) P 2019-10-21 2020-06-29
ASML HOLDING N V N Y REGISTRY SHS (N P 2014-09-17 2019-08-01
SMC CORPORATION JAPAN SPONSORED ADR P 2015-09-08 2019-09-13
HOYA CORPORATION SPONSORED ADR (JAPA P 2019-02-06 2019-10-24
L OREAL COMPANY ADR (FRANCE) (LRLCY) P 2013-01-25 2020-02-03
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2013-08-29 2020-02-21
LONDON STK EXCHANGE GROUP UNSPONSORE P 2017-11-22 2020-03-13
RENTOKIL INITIAL PLC SPONSORED ADR ( P 2019-02-06 2020-04-08
SAMSONITE INTERNATIONAL SA UNSPON AD P 2015-08-03 2020-05-13
BUNZL PUB LIMITED COMPANY SPON ADR N P 2013-01-25 2020-05-18
LONDON STK EXCHANGE GROUP UNSPONSORE P 2017-11-22 2020-05-18
WILLIS TOWERS WATSON PLC LIMITED SHS P 2015-03-02 2020-05-18
ASSA ABLOY AB ADR (SWEDEN) (ASAZY) P 2019-06-04 2020-06-29
RENTOKIL INITIAL PLC SPONSORED ADR ( P 2019-02-06 2020-06-29
FIDELITY NATIONAL INFORMATION SERVIC P 2019-03-06 2019-07-16
ALPHABET INC. NTS ISIN US02079KAC18 P 2019-02-25 2020-03-06
MONSTER BEVERAGE CORPORATION NEW (MN P 2019-02-06 2019-10-09
AMAZON COM INCORPORATED (AMZN) P 2017-01-10 2020-04-21
EXPEDITORS INTERNATIONAL WASH INCORP P 2019-02-06 2020-05-18
AMERICAN EXPRESS COMPANY (AXP) P 2019-02-06 2020-05-22
OLLIES BARGAIN OUTLET HLDGS IN (OLLI P 2018-09-06 2019-07-09
WEST PHARMACEUTICAL SVSC INCORPORATE P 2019-02-06 2019-07-23
STIFEL FINL CORPORATION (SF) P 2019-02-06 2019-09-06
EXACT SCIENCES CORPORATION (EXAS) P 2019-02-06 2019-12-02
ZOGENIX INCORPORATED COM NEW (ZGNX) P 2019-02-06 2020-02-05
SINCLAIR BROADCAST GROUP INCORPORATE P 2019-05-07 2020-03-30
CABOT MICROELECTRONICS CORPORATION ( P 2018-06-29 2020-05-18
HAEMONETICS CORPORATION (HAE) P 2019-02-06 2020-06-24
LUMENTUM HLDGS INCORPORATED (LITE) P 2019-02-06 2020-06-29
COMCAST CORPORATION NEW CLASS A (CMC P 2013-01-25 2020-05-18
FISERV INCORPORATED (FISV) P 2016-06-08 2020-05-13
JOHNSON CONTROLS INTERNATIONAL PLC S P 2017-03-22 2020-04-22
MCKESSON CORPORATION (MCK) P 2013-01-24 2020-04-08
PHILIP MORRIS INTERNATIONAL INCORPOR P 2013-05-10 2020-03-18
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2017-09-06 2019-11-07
TRAVELERS COMPANIES INCORPORATED (TR P 2013-08-28 2020-01-09
WELLS FARGO COMPANY NEW (WFC) P 2018-01-24 2020-03-04
CORECIVIC INCORPORATED REIT (CXW) P 2016-05-05 2019-07-15
EPAM SYSTEMS INCORPORATED (EPAM) P 2016-11-18 2019-10-29
HUNTINGTON BANCSHARES INCORPORATED ( P 2016-06-24 2020-02-06
AMDOCS LIMITED SHS (GUERNSEY) (DOX) P 2013-12-12 2020-04-27
NUVASIVE INCORPORATED (NUVA) P 2019-02-07 2020-05-18
DORMAN PRODUCTS INCORPORATED (DORM) P 2019-03-22 2020-06-22
AQUA AMERICA INCORPORATED (WTROLD) P 2019-02-06 2019-08-07
WERNER ENTERPRISES INCORPORATED (WER P 2019-03-22 2019-09-12
NORTHERN TRUST CORPORATION DEP SHS R P 2019-02-06 2019-09-26
VALLEY NATL BANCORP (VLY) P 2019-02-06 2019-10-16
AQUA AMERICA INCORPORATED (WTROLD) P 2019-04-22 2019-11-01
CULLEN FROST BANKERS INCORPORATED (C P 2019-06-20 2019-11-11
REINSURANCE GRP OF AMERICA INCORPORA P 2015-10-30 2019-11-19
NORTHERN TR CORPORATION (NTRS) P 2016-04-21 2019-11-26
GLOBUS MED INCORPORATED CLASS A (GME P 2019-04-23 2019-12-10
CERNER CORPORATION (CERN) P 2019-02-06 2019-12-23
BECTON, DICKINSON AND COMPANY PFD SH P 2019-06-26 2020-01-14
GRACO INCORPORATED (GGG) P 2019-02-06 2020-03-04
BERKLEY W R CORPORATION (WRB) P 2019-11-20 2020-03-10
METLIFE, INC. PFD NON-CUMULATIVE SER P 2019-09-16 2020-03-13
EQUITY COMWLTH COM SH BEN INT (EQC) P 2019-02-06 2020-03-16
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-12-09 2020-03-18
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-30 2020-03-23
METLIFE INCORPORATED (MET) P 2019-10-21 2020-03-24
CALIFORNIA WTR SVC GROUP (CWT) P 2019-12-19 2020-03-27
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-12-13 2020-04-06
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2020-04-15
BERKLEY WR CORP PFD 5.625% DUE 04/30 P 2019-02-06 2020-04-29
METLIFE, INC. PFD NON-CUMULATIVE SER P 2019-10-17 2020-05-15
METLIFE, INC. PFD NON-CUMULATIVE SER P 2019-10-17 2020-05-18
CULLEN FROST BANKERS INCORPORATED (C P 2020-03-04 2020-05-27
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-23 2020-06-01
ICU MED INCORPORATED (ICUI) P 2019-08-09 2020-06-15
DIAGEO P L C SPON ADR NEW (UNITED KI P 2020-03-04 2020-06-26
PERNOD RICARD SA ADR (FRANCE) (PDRDY P 2019-07-30 2020-06-29
SMC CORPORATION JAPAN SPONSORED ADR P 2015-01-27 2019-08-01
LONDON STK EXCHANGE GROUP UNSPONSORE P 2017-11-22 2019-09-16
HOYA CORPORATION SPONSORED ADR (JAPA P 2018-08-17 2019-10-24
L OREAL COMPANY ADR (FRANCE) (LRLCY) P 2013-01-25 2020-02-04
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2015-01-27 2020-02-21
SWEDBANK A B SPD ADR (SWEDEN) (SWDBY P 2018-09-17 2020-03-13
RENTOKIL INITIAL PLC SPONSORED ADR ( P 2018-10-31 2020-04-08
SAMSONITE INTERNATIONAL SA UNSPON AD P 2018-06-08 2020-05-13
CRH PLC ADR (IRELAND) (CRH) P 2018-02-06 2020-05-18
LONZA GROUP AG UNSPONSORED ADR (SWIT P 2018-04-30 2020-05-18
GIVAUDAN SA ADR (SWITZERLAND) (GVDNY P 2013-01-25 2020-05-19
CHECK POINT SOFTWARE TECH LIMITED OR P 2014-11-13 2020-06-29
ROCHE HLDG LIMITED SPONSORED ADR (SW P 2013-01-25 2020-06-29
US TREASURY NOTES 2.75% 02/28/2025 2 P 2019-02-07 2019-09-19
US TREASURY NOTES 1.75% 11/15/2029 1 P 2019-11-13 2020-03-06
NVIDIA CORPORATION (NVDA) P 2017-09-27 2019-10-09
DANONE SPONSORED ADR (FRANCE) (DANOY P 2019-02-06 2020-04-21
FACEBOOK INCORPORATED CLASS A (FB) P 2015-01-27 2020-05-18
AMGEN INCORPORATED (AMGN) P 2019-02-06 2020-05-22
OLLIES BARGAIN OUTLET HLDGS IN (OLLI P 2016-06-27 2019-07-09
PTC INCORPORATED (PTC) P 2019-02-06 2019-07-29
INSULET CORPORATION (PODD) P 2019-02-06 2019-10-07
ALARM COM HLDGS INCORPORATED (ALRM) P 2019-02-06 2019-12-03
CANADA GOOSE HLDGS INCORPORATED SHS P 2019-02-06 2020-02-07
ZOGENIX INCORPORATED COM NEW (ZGNX) P 2019-02-06 2020-04-03
COGNEX CORPORATION (CGNX) P 2019-02-06 2020-05-18
IMMUNOMEDICS INCORPORATED (IMMU) P 2020-05-15 2020-06-24
MADDEN STEVEN LIMITED (SHOO) P 2018-06-29 2020-06-29
CONOCOPHILLIPS (COP) P 2020-03-04 2020-05-18
HONEYWELL INTERNATIONAL INCORPORATED P 2015-01-27 2020-05-18
JOHNSON CONTROLS INTERNATIONAL PLC S P 2016-09-28 2019-11-13
MEDTRONIC PLC SHS (IRELAND) (MDT) P 2015-01-28 2020-06-29
PHILIP MORRIS INTERNATIONAL INCORPOR P 2015-09-16 2020-06-17
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2019-02-06 2019-11-07
TRAVELERS COMPANIES INCORPORATED (TR P 2013-08-28 2020-06-29
WELLS FARGO COMPANY NEW (WFC) P 2018-03-28 2020-03-11
CORECIVIC INCORPORATED REIT (CXW) P 2019-02-07 2019-07-15
HUBBELL INCORPORATED (HUBB) P 2019-02-07 2019-10-30
HUNTINGTON BANCSHARES INCORPORATED ( P 2019-02-07 2020-02-06
AMDOCS LIMITED SHS (GUERNSEY) (DOX) P 2014-05-07 2020-04-27
PIONEER NAT RES COMPANY (PXD) P 2017-12-19 2020-05-18
3M COMPANY (MMM) P 2020-03-04 2020-04-29
AQUA AMERICA INCORPORATED (WTROLD) P 2019-04-22 2019-08-07
WERNER ENTERPRISES INCORPORATED (WER P 2019-04-10 2019-09-12
SANDERSON FARMS INCORPORATED (SAFM) P 2019-02-06 2019-09-27
UNUM GROUP (UNM) P 2019-02-06 2019-10-21
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-08-26 2019-11-01
GLOBUS MED INCORPORATED CLASS A (GME P 2019-03-12 2019-11-12
REINSURANCE GRP OF AMERICA INCORPORA P 2017-01-10 2019-11-19
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-24 2019-11-26
SANDERSON FARMS INCORPORATED (SAFM) P 2019-02-06 2019-12-10
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-08-26 2019-12-23
BECTON, DICKINSON AND COMPANY PFD SH P 2019-05-21 2020-01-14
HEALTHCARE RLTY TR REIT (HR) P 2019-11-19 2020-03-04
BERKLEY W R CORPORATION (WRB) P 2019-12-31 2020-03-10
TD AMERITRADE HLDG CORPORATION (AMTD P 2020-01-28 2020-03-13
UNUM GROUP (UNM) P 2019-08-13 2020-03-16
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-12-17 2020-03-18
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-20 2020-03-23
METLIFE INCORPORATED (MET) P 2019-10-11 2020-03-24
CALIFORNIA WTR SVC GROUP (CWT) P 2019-11-20 2020-03-27
ENVISTA HOLDINGS CORPORATION (NVST) P 2020-02-03 2020-04-06
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-11 2020-04-15
BERKLEY WR CORP PFD 5.625% DUE 04/30 P 2019-07-05 2020-04-29
METLIFE, INC. PFD NON-CUMULATIVE SER P 2019-09-16 2020-05-15
SANDERSON FARMS INCORPORATED (SAFM) P 2019-02-06 2020-05-18
CULLEN FROST BANKERS INCORPORATED (C P 2020-03-12 2020-05-27
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-27 2020-06-02
LINDSAY CORPORATION (LNN) P 2019-04-22 2020-06-15
DIAGEO P L C SPON ADR NEW (UNITED KI P 2020-03-13 2020-06-26
REINSURANCE GRP OF AMERICA INCORPORA P 2020-01-02 2020-06-29
SMC CORPORATION JAPAN SPONSORED ADR P 2015-09-08 2019-08-01
SMC CORPORATION JAPAN SPONSORED ADR P 2015-09-08 2019-09-19
KAO CORPORATION UNSPONSORD ADS (JAPA P 2017-01-19 2019-11-01
KAO CORPORATION UNSPONSORD ADS (JAPA P 2017-03-06 2020-02-06
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2015-07-31 2020-02-21
SWEDBANK A B SPD ADR (SWEDEN) (SWDBY P 2018-06-14 2020-03-13
SENSATA TECHNOLOGIES HLDNG PLC SHS ( P 2014-01-15 2020-04-13
SAMSONITE INTERNATIONAL SA UNSPON AD P 2016-02-04 2020-05-13
DAIKIN INDUSTRIES LIMITED UNSPONSORE P 2015-10-05 2020-05-18
NXP SEMICONDUCTORS N V (NETHERLANDS) P 2018-07-27 2020-05-18
INFINEON TECHNOLOGIES AG SPONSORED A P 2018-07-06 2020-05-19
DAIKIN INDUSTRIES LIMITED UNSPONSORE P 2015-10-05 2020-06-29
SANTEN PHARMACEUTICAL COMPANY LIMITE P 2014-06-03 2020-06-29
ACE INA HOLDINGS INC. NTS ISIN US004 P 2019-02-11 2019-10-02
US TREASURY NOTES 1.75% 11/15/2029 1 P 2019-11-13 2020-03-10
STARBUCKS CORPORATION (SBUX) P 2019-02-06 2019-10-09
MERCK & COMPANY. INCORPORATED (MRK) P 2019-02-06 2020-04-21
ILLUMINA INCORPORATED (ILMN) P 2020-03-26 2020-05-18
REGENERON PHARMACEUTICALS (REGN) P 2016-11-09 2020-05-22
OLLIES BARGAIN OUTLET HLDGS IN (OLLI P 2019-02-06 2019-07-09
ENCOMPASS HEALTH CORPORATION (EHC) P 2019-02-06 2019-07-30
MERIT MED SYSTEMS INCORPORATED (MMSI P 2018-06-28 2019-10-11
BIOHAVEN PHARMACTL HLDG COMPANY LIMI P 2019-02-06 2019-12-05
SAILPOINT TECHNLGIES HLDGS INCORPORA P 2019-06-12 2020-02-28
BIOTELEMETRY INCORPORATED (BEAT) P 2019-03-01 2020-04-06
COHERENT INCORPORATED (COHR) P 2019-02-06 2020-05-18
PRA HEALTH SCIENCES INCORPORATED (PR P 2019-02-06 2020-06-24
MADDEN STEVEN LIMITED (SHOO) P 2014-10-01 2020-06-29
DANAHER CORPORATION (DHR) P 2014-12-31 2020-02-19
ILLINOIS TOOL WKS INCORPORATED (ITW) P 2014-04-02 2020-05-18
JOHNSON CONTROLS INTERNATIONAL PLC S P 2016-09-28 2020-04-22
MERCK & COMPANY. INCORPORATED (MRK) P 2020-02-19 2020-06-29
PNC FINL SVCS GROUP INCORPORATED (PN P 2016-06-08 2020-05-18
SCHLUMBERGER LIMITED (CURACAO) (SLB) P 2015-09-09 2019-10-30
TRUIST FINL CORPORATION (TFC) P 2019-03-20 2020-06-29
WELLS FARGO COMPANY NEW (WFC) P 2018-01-24 2020-03-11
PDC ENERGY INCORPORATED (PDCE) P 2019-03-21 2019-07-19
STORE CAP CORPORATION REIT (STOR) P 2018-02-08 2019-10-30
CINEMARK HLDGS INCORPORATED (CNK) P 2013-08-27 2020-02-25
AMDOCS LIMITED SHS (GUERNSEY) (DOX) P 2015-09-02 2020-04-27
PIONEER NAT RES COMPANY (PXD) P 2018-11-19 2020-05-18
MIDDLESEX WATER COMPANY (MSEX) P 2019-02-06 2019-07-01
CALIFORNIA WTR SVC GROUP (CWT) P 2019-04-29 2019-08-08
BERKLEY WR CORP PFD 5.625% DUE 04/30 P 2019-02-06 2019-09-16
HUNT J B TRANS SVCS INCORPORATED (JB P 2019-05-20 2019-09-30
VANGUARD MID-CAP VALUE ETF (VOE) P 2019-08-08 2019-10-23
NORTHERN TR CORPORATION (NTRS) P 2015-10-30 2019-11-04
GLOBUS MED INCORPORATED CLASS A (GME P 2019-01-22 2019-11-12
REINSURANCE GRP OF AMERICA INCORPORA P 2019-02-06 2019-11-19
UNUM GROUP (UNM) P 2019-02-06 2019-11-26
WATERS CORPORATION (WAT) P 2019-06-24 2019-12-10
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-02-12 2019-12-24
LINDSAY CORPORATION (LNN) P 2019-04-11 2020-01-14
SMITH & NEPHEW GROUP PLC SPDN ADR NE P 2019-02-06 2020-03-04
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-11-15 2020-03-10
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-10-02 2020-03-13
UNUM GROUP (UNM) P 2019-09-11 2020-03-16
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-11-15 2020-03-18
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-11-18 2020-03-23
REINSURANCE GRP OF AMERICA INCORPORA P 2019-02-06 2020-03-24
SYSCO CORPORATION (SYY) P 2020-03-18 2020-03-27
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-01 2020-04-06
NORTHERN TR CORPORATION (NTRS) P 2019-06-21 2020-04-15
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-04-04 2020-04-29
AMERICAN WTR WKS COMPANY INCORPORATE P 2019-11-01 2020-05-18
SMITH & NEPHEW GROUP PLC SPDN ADR NE P 2019-06-17 2020-05-18
GLOBUS MED INCORPORATED CLASS A (GME P 2020-02-27 2020-05-27
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-23 2020-06-02
APPLIED MATLS INCORPORATED (AMAT) P 2020-03-24 2020-06-16
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2019-02-06 2020-06-26
REINSURANCE GRP OF AMERICA INCORPORA P 2020-01-15 2020-06-29
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2013-08-14 2019-08-02
SMC CORPORATION JAPAN SPONSORED ADR P 2015-09-08 2019-09-20
KAO CORPORATION UNSPONSORD ADS (JAPA P 2017-03-06 2019-11-01
INFINEON TECHNOLOGIES AG SPONSORED A P 2018-09-17 2020-02-10
COMPAGNIE FIN RICHEMONTAG SWI ADR (S P 2015-04-01 2020-02-21
SWEDBANK A B SPD ADR (SWEDEN) (SWDBY P 2019-02-06 2020-03-13
SENSATA TECHNOLOGIES HLDNG PLC SHS ( P 2014-01-15 2020-04-16
SAMSONITE INTERNATIONAL SA UNSPON AD P 2015-11-23 2020-05-13
DAIKIN INDUSTRIES LIMITED UNSPONSORE P 2015-10-05 2020-05-18
PERNOD RICARD SA ADR (FRANCE) (PDRDY P 2013-01-25 2020-05-18
INFINEON TECHNOLOGIES AG SPONSORED A P 2019-06-28 2020-05-19
HDFC BANK LIMITED SPONSORED ADS (IND P 2019-07-31 2020-06-29
SAP SE SPON ADR (GERMANY) (SAP) P 2014-08-01 2020-06-29
DOWDUPONT INC. NTS ISIN US26078JAB61 P 2019-02-14 2019-11-15
TENNESSEE VALLEY AUTHORITY DEBENTURE P 2019-03-01 2020-05-18
VISA INCORPORATED COM CLASS A (V) P 2014-08-28 2019-10-09
NOVO-NORDISK A S ADR (DENMARK) (NVO) P 2019-02-06 2020-04-21
MICROSOFT CORPORATION (MSFT) P 2016-02-22 2020-05-18
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-02-06 2020-05-22
ENSTAR GROUP LIMITED SHS (BERMUDA) ( P 2019-02-06 2019-07-11
FLOOR & DECOR HLDGS INCORPORATED CLA P 2019-02-06 2019-08-01
MERIT MED SYSTEMS INCORPORATED (MMSI P 2015-10-23 2019-10-11
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-06-17 2019-12-12
SAILPOINT TECHNLGIES HLDGS INCORPORA P 2019-02-06 2020-02-28
ATARA BIOTHERAPEUTICS INCORPORATED ( P 2019-02-06 2020-04-07
DRAFTKINGS INCORPORATED COM CLASS A P 2020-01-29 2020-05-18
TELADOC HEALTH INCORPORATED (TDOC) P 2019-02-06 2020-06-24
NEOGENOMICS INCORPORATED COM NEW (NE P 2019-02-06 2020-06-29
DANAHER CORPORATION (DHR) P 2015-10-14 2020-02-19
INGERSOLL RAND INCORPORATED (IR) P 2018-09-13 2020-03-06
JOHNSON CONTROLS INTERNATIONAL PLC S P 2018-09-07 2020-05-21
NASDAQ INCORPORATED (NDAQ) P 2013-12-11 2020-06-29
PPG INDUSTRIES INCORPORATED (PPG) P 2015-03-04 2020-06-10
STANLEY BLACK & DECKER INCORPORATED P 2019-05-01 2020-05-18
TRUIST FINL CORPORATION (TFC) P 2019-03-20 2020-05-18
XCEL ENERGY INCORPORATED (XEL) P 2016-12-14 2019-10-02
BOOZ ALLEN HAMILTON HLDG CORPORATION P 2018-03-19 2019-08-01
UNITED BANKSHARES INCORPORATED WEST P 2018-02-20 2019-11-06
CINEMARK HLDGS INCORPORATED (CNK) P 2018-01-08 2020-02-25
DOLLAR GENERAL CORPORATION NEW (DG) P 2017-04-10 2020-04-27
SOLAREDGE TECHNOLOGIES INCORPORATED P 2020-01-28 2020-05-18
NORTHERN TRUST CORPORATION DEP SHS R P 2019-02-06 2019-07-05
UNIVERSAL HLTH SVCS INCORPORATED CLA P 2019-02-06 2019-08-08
BROWN FORMAN CORPORATION CLASS B (BF P 2019-02-06 2019-09-16
HUNT J B TRANS SVCS INCORPORATED (JB P 2019-04-17 2019-09-30
AMPHENOL CORPORATION NEW CLASS A (AP P 2015-04-15 2019-10-24
NORTHERN TR CORPORATION (NTRS) P 2013-01-24 2019-11-04
LINDSAY CORPORATION (LNN) P 2019-01-10 2019-11-12
SANDERSON FARMS INCORPORATED (SAFM) P 2019-02-06 2019-11-19
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-24 2019-12-04
SCHWAB CHARLES CORPORATION (SCHW) P 2019-08-13 2019-12-13
ABB LIMITED SPONSORED ADR (SWITZERLA P 2019-05-17 2019-12-24
HUNT J B TRANS SVCS INCORPORATED (JB P 2019-05-20 2020-01-16
NORTHWEST NAT HLDG COMPANY (NWN) P 2019-11-07 2020-03-05
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-11-11 2020-03-10
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-10-04 2020-03-13
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-11-15 2020-03-16
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-11-26 2020-03-18
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-10-14 2020-03-23
SYSCO CORPORATION (SYY) P 2019-02-01 2020-03-24
CAL MAINE FOODS INCORPORATED COM NEW P 2019-07-18 2020-03-30
WRIGHT MED GROUP N V ORD SHS (NETHER P 2020-01-02 2020-04-06
SCHWAB CHARLES CORPORATION (SCHW) P 2019-01-12 2020-04-15
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-04-01 2020-04-29
AMPHENOL CORPORATION NEW CLASS A (AP P 2019-02-06 2020-05-18
VARIAN MED SYSTEMS INCORPORATED (VAR P 2020-03-18 2020-05-18
TRAVELERS COMPANIES INCORPORATED (TR P 2019-02-06 2020-05-27
ATLAS COPCO AB SP ADR A NEW (SWEDEN) P 2020-03-24 2020-06-05
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-11 2020-06-16
AMPHENOL CORPORATION NEW CLASS A (AP P 2019-02-06 2020-06-29
REINSURANCE GRP OF AMERICA INCORPORA P 2020-02-03 2020-06-29
RENTOKIL INITIAL PLC SPONSORED ADR ( P 2018-10-31 2019-08-02
SMC CORPORATION JAPAN SPONSORED ADR P 2016-03-09 2019-09-20
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2015-10-05 2019-11-07
INFINEON TECHNOLOGIES AG SPONSORED A P 2018-07-05 2020-02-10
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2015-01-27 2020-02-21
SHIONOGI & COMPANY LIMITED UNSPONSOR P 2019-04-18 2020-03-19
SENSATA TECHNOLOGIES HLDNG PLC SHS ( P 2014-05-27 2020-04-16
SAMSONITE INTERNATIONAL SA UNSPON AD P 2018-10-29 2020-05-13
DBS GROUP HOLDINGS LIMITED SPONSORED P 2017-12-18 2020-05-18
PRUDENTIAL PLC ADR (UNITED KINGDOM) P 2014-04-11 2020-05-18
INFINEON TECHNOLOGIES AG SPONSORED A P 2018-07-06 2020-05-19
HOYA CORPORATION SPONSORED ADR (JAPA P 2019-02-06 2020-06-29
SONOVA HLDG AG UNSPONSORED ADR (SWIT P 2013-06-18 2020-06-29
US TREASURY NOTES 2.75% 02/15/2024 2 P 2019-02-07 2020-01-06
ROGERS COMMUNICATIONS INC. NTS ISIN P 2019-02-20 2020-06-05
YUM CHINA HLDGS INCORPORATED (YUMC) P 2019-02-06 2019-10-09
PROCTER AND GAMBLE COMPANY (PG) P 2019-02-06 2020-04-21
MONSTER BEVERAGE CORPORATION NEW (MN P 2019-02-06 2020-05-18
ALIBABA GROUP HLDG LIMITED SPONSORED P 2019-02-06 2020-06-29
ETSY INCORPORATED (ETSY) P 2019-02-06 2019-07-11
VISTEON CORPORATION COM NEW (VC) P 2019-02-06 2019-08-01
MERIT MED SYSTEMS INCORPORATED (MMSI P 2016-03-22 2019-10-11
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-02-27 2019-12-12
CORNERSTONE ONDEMAND INCORPORATED (C P 2019-02-06 2020-03-03
EXACT SCIENCES CORPORATION (EXAS) P 2019-01-13 2020-04-09
GLACIER BANCORP INCORPORATED NEW (GB P 2019-02-06 2020-05-18
AEROJET ROCKETDYNE HLDGS INCORPORATE P 2019-02-06 2020-06-29
NUVASIVE INCORPORATED (NUVA) P 2018-05-03 2020-06-29
DANAHER CORPORATION (DHR) P 2014-07-31 2020-01-15
INGERSOLL RAND INCORPORATED (IR) P 2018-09-13 2020-03-04
JOHNSON CONTROLS INTERNATIONAL PLC S P 2018-09-07 2020-05-21
NXP SEMICONDUCTORS N V (NETHERLANDS) P 2020-01-22 2020-05-18
PPG INDUSTRIES INCORPORATED (PPG) P 2015-07-22 2020-06-29
STATE STR CORPORATION (STT) P 2018-06-27 2019-11-21
TRUIST FINL CORPORATION (TFC) P 2019-03-20 2020-06-10
XCEL ENERGY INCORPORATED (XEL) P 2016-12-07 2019-09-25
HASBRO INCORPORATED (HAS) P 2013-01-24 2019-08-01
CABOT OIL & GAS CORPORATION (COG) P 2019-02-07 2019-12-05
CINEMARK HLDGS INCORPORATED (CNK) P 2014-04-07 2020-02-25
DENTSPLY SIRONA INCORPORATED (XRAY) P 2018-05-14 2020-05-14
ZIMMER BIOMET HOLDINGS INCORPORATED P 2013-01-24 2020-05-18
METLIFE INCORPORATED (MET) P 2019-02-06 2019-07-10
SJW GROUP (SJW) P 2019-02-06 2019-08-16
MKS INSTRS INCORPORATED (MKSI) P 2019-06-13 2019-09-16
COMMERCE BANCSHARES, INC. PFD NON-CU P 2019-09-11 2019-10-01
ATLAS COPCO AB SP ADR A NEW (SWEDEN) P 2019-07-31 2019-10-25
VALLEY NATL BANCORP (VLY) P 2019-02-06 2019-11-04
GLOBUS MED INCORPORATED CLASS A (GME P 2019-04-23 2019-11-13
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2019-02-06 2019-11-19
SCHWAB CHARLES CORPORATION (SCHW) P 2019-06-28 2019-12-04
METLIFE INCORPORATED (MET) P 2019-02-06 2019-12-17
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2019-12-24
ON SEMICONDUCTOR CORPORATION (ON) P 2019-10-31 2020-01-24
XYLEM INCORPORATED (XYL) P 2019-11-13 2020-03-05
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-11-12 2020-03-10
TD AMERITRADE HLDG CORPORATION (AMTD P 2019-06-27 2020-03-13
CAL MAINE FOODS INCORPORATED COM NEW P 2019-05-13 2020-03-18
CAL MAINE FOODS INCORPORATED COM NEW P 2019-05-13 2020-03-19
METLIFE INCORPORATED (MET) P 2019-02-13 2020-03-23
SYSCO CORPORATION (SYY) P 2020-03-08 2020-03-24
HOST HOTELS & RESORTS INCORPORATED R P 2020-03-18 2020-03-30
NORTHERN TR CORPORATION (NTRS) P 2019-06-06 2020-04-08
SCHWAB CHARLES CORPORATION (SCHW) P 2019-02-17 2020-04-15
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-11 2020-04-30
BECTON DICKINSON & COMPANY (BDX) P 2020-04-16 2020-05-18
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-04-16 2020-05-18
MERIT MED SYSTEMS INCORPORATED (MMSI P 2019-12-17 2020-05-28
LEGRAND S A UNSPONSORED ADR (FRANCE) P 2020-03-17 2020-06-05
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-13 2020-06-16
CAL MAINE FOODS INCORPORATED COM NEW P 2019-07-18 2020-06-29
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2020-03-23 2020-06-29
HOYA CORPORATION SPONSORED ADR (JAPA P 2017-09-29 2019-08-05
SMC CORPORATION JAPAN SPONSORED ADR P 2016-05-17 2019-09-20
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2015-09-11 2019-11-07
ALIBABA GROUP HLDG LIMITED SPONSORED P 2015-10-08 2020-02-12
CORE LABORATORIES N V (NETHERLANDS) P 2018-03-07 2020-03-03
COMPASS GROUP PLC SPONSORED ADR (CMP P 2015-01-27 2020-03-23
GALP ENERGIA SGPS SA UNSPONSORED ADR P 2018-06-29 2020-04-27
SAMSONITE INTERNATIONAL SA UNSPON AD P 2018-08-01 2020-05-13
DEUTSCHE BOERSE UNSPONSORD ADR (GERM P 2017-06-13 2020-05-18
RECKITT BENCKISER GRP PLC SPONSORED P 2018-04-19 2020-05-18
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2017-05-15 2020-05-28
KAO CORPORATION UNSPONSORD ADS (JAPA P 2017-09-05 2020-06-29
SUNCOR ENERGY INCORPORATED NEW (CANA P 2016-12-13 2020-06-29
AMERISOURCEBERGEN CORPORATION NTS IS P 2019-03-12 2020-01-14
US TREASURY NOTES 2.75% 02/15/2028 2 P 2019-02-07 2020-06-08
VARIAN MED SYSTEMS INCORPORATED (VAR P 2019-02-06 2019-11-13
YUM CHINA HLDGS INCORPORATED (YUMC) P 2019-02-06 2020-04-21
NOVARTIS AG SPONSORED ADR (SWITZERLA P 2019-02-06 2020-05-18
FACEBOOK INCORPORATED CLASS A (FB) P 2016-11-07 2020-06-29
AIMMUNE THERAPEUTICS INCORPORATED (A P 2019-02-06 2019-07-17
DYNAVAX TECHNOLOGIES CORPORATION COM P 2019-02-06 2019-08-02
SAGE THERAPEUTICS INCORPORATED (SAGE P 2019-02-06 2019-10-17
KENNAMETAL INCORPORATED (KMT) P 2019-02-06 2020-01-14
GUIDEWIRE SOFTWARE INCORPORATED (GWR P 2019-02-06 2020-03-05
EXACT SCIENCES CORPORATION (EXAS) P 2019-02-06 2020-04-09
JOHN BEAN TECHNOLOGIES CORPORATION ( P 2019-02-06 2020-05-18
AMICUS THERAPEUTICS INCORPORATED (FO P 2019-02-06 2020-06-29
OMNICELL INCORPORATED (OMCL) P 2015-10-30 2020-06-29
DANAHER CORPORATION (DHR) P 2014-12-31 2020-01-15
INGERSOLL RAND INCORPORATED (IR) P 2018-06-06 2020-03-04
JOHNSON CONTROLS INTERNATIONAL PLC S P 2018-09-07 2020-05-20
PFIZER INCORPORATED (PFE) P 2014-09-18 2020-02-12
PPG INDUSTRIES INCORPORATED (PPG) P 2015-03-04 2020-05-18
STATE STR CORPORATION (STT) P 2018-06-27 2019-11-21
UNION PAC CORPORATION (UNP) P 2016-08-03 2020-05-18
XCEL ENERGY INCORPORATED (XEL) P 2016-12-14 2019-09-25
WRIGHT MED GROUP N V ORD SHS (NETHER P 2019-07-26 2019-08-09
CABOT OIL & GAS CORPORATION (COG) P 2017-01-03 2019-12-05
CINEMARK HLDGS INCORPORATED (CNK) P 2019-02-07 2020-02-25
AMDOCS LIMITED SHS (GUERNSEY) (DOX) P 2017-01-13 2020-05-15
BAXTER INTERNATIONAL INCORPORATED (B P 2017-09-27 2020-05-29
DENTSPLY SIRONA INCORPORATED (XRAY) P 2019-02-06 2019-07-15
VALLEY NATL BANCORP (VLY) P 2019-02-06 2019-08-20
REINSURANCE GRP OF AMERICA INCORPORA P 2013-01-24 2019-09-16
CHUBB LIMITED (SWITZERLAND) (CB) P 2019-02-06 2019-10-04
MKS INSTRS INCORPORATED (MKSI) P 2019-06-13 2019-10-25
UMB FINL CORPORATION (UMBF) P 2019-02-06 2019-11-05
GLOBUS MED INCORPORATED CLASS A (GME P 2019-01-22 2019-11-13
UNUM GROUP (UNM) P 2019-02-06 2019-11-19
NORTHERN TR CORPORATION (NTRS) P 2019-02-19 2019-12-05
METLIFE INCORPORATED (MET) P 2019-02-13 2019-12-17
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2019-02-06 2019-12-24
BECTON, DICKINSON AND COMPANY PFD SH P 2019-11-06 2020-01-27
BECTON, DICKINSON AND COMPANY PFD SH P 2019-11-06 2020-03-06
EQUITY COMWLTH COM SH BEN INT (EQC) P 2019-02-06 2020-03-11
UMB FINL CORPORATION (UMBF) P 2019-02-06 2020-03-13
CAL MAINE FOODS INCORPORATED COM NEW P 2019-03-14 2020-03-18
NORTHERN TR CORPORATION (NTRS) P 2019-06-06 2020-03-19
METLIFE INCORPORATED (MET) P 2019-09-16 2020-03-23
WABCO HLDGS INCORPORATED (WBCOLD) P 2019-03-04 2020-03-24
MIDDLESEX WATER COMPANY (MSEX) P 2019-11-21 2020-03-30
NORTHERN TR CORPORATION (NTRS) P 2019-06-21 2020-04-08
SCHWAB CHARLES CORPORATION (SCHW) P 2019-08-13 2020-04-15
ON SEMICONDUCTOR CORPORATION (ON) P 2019-11-13 2020-05-05
BECTON DICKINSON & COMPANY (BDX) P 2020-04-20 2020-05-18
UMB FINL CORPORATION (UMBF) P 2019-02-06 2020-05-19
WABCO HLDGS INCORPORATED (WBCOLD) P 2020-01-02 2020-05-28
MKS INSTRS INCORPORATED (MKSI) P 2020-03-13 2020-06-05
ENVISTA HOLDINGS CORPORATION (NVST) P 2019-09-17 2020-06-16
CAL MAINE FOODS INCORPORATED COM NEW P 2019-10-02 2020-06-29
SCHNEIDER ELECTRIC SE UNSPONSORD ADR P 2020-03-20 2020-06-29
HOYA CORPORATION SPONSORED ADR (JAPA P 2017-07-03 2019-08-05
ASML HOLDING N V N Y REGISTRY SHS (N P 2014-09-17 2019-09-30
FERGUSON PLC NEW SPONSRD ADS NEW (FE P 2018-02-09 2019-11-22
PERNOD RICARD SA ADR (FRANCE) (PDRDY P 2013-01-25 2020-02-18
CORE LABORATORIES N V (NETHERLANDS) P 2018-02-09 2020-03-03
COMPASS GROUP PLC SPONSORED ADR (CMP P 2015-07-30 2020-03-23
GALP ENERGIA SGPS SA UNSPONSORED ADR P 2018-05-14 2020-04-27
SAMSONITE INTERNATIONAL SA UNSPON AD P 2018-06-08 2020-05-13
DIAGEO P L C SPON ADR NEW (UNITED KI P 2020-01-21 2020-05-18
RELX PLC SPONSORED ADR (UNITED KINGD P 2013-04-02 2020-05-18
AERCAP HOLDINGS NV SHS (NETHERLANDS) P 2018-10-25 2020-05-28
KBC GROUP NV UNSPONSORED ADR (BELGIU P 2017-11-24 2020-06-29
SUNCOR ENERGY INCORPORATED NEW (CANA P 2014-04-25 2020-06-29
LOCKHEED MARTIN CORPORATION NTS ISIN P 2019-02-28 2020-01-22
US TREASURY NOTES 2.75% 02/15/2028 2 P 2019-02-07 2020-06-16
ALCON AG ORD SHS (SWITZERLAND) (ALC) P 2019-02-06 2020-01-06
MERCK & COMPANY. INCORPORATED (MRK) P 2019-02-06 2020-04-23
NVIDIA CORPORATION (NVDA) P 2018-02-08 2020-05-18
MEDIDATA SOLUTIONS INCORPORATED (MDS P 2017-11-29 2019-07-01
ALARM COM HLDGS INCORPORATED (ALRM) P 2019-02-06 2019-07-19
POOL CORPORATION (POOL) P 2017-07-20 2019-08-02
TREX COMPANY INCORPORATED (TREX) P 2019-02-06 2019-10-21
ARQULE INCORPORATED (ARQLOLD) P 2019-06-26 2020-01-17
PAGERDUTY INCORPORATED (PD) P 2019-10-08 2020-03-06
EXACT SCIENCES CORPORATION (EXAS) P 2019-01-25 2020-04-09
PENN NATL GAMING INCORPORATED (PENN) P 2019-02-06 2020-05-18
BIOHAVEN PHARMACTL HLDG COMPANY LIMI P 2019-02-06 2020-06-29
PTC THERAPEUTICS INCORPORATED (PTCT) P 2020-02-05 2020-06-29
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 579   246 333
b 79   85 -6
c 133   110 23
d 188   177 11
e 130   122 8
538   467 71
62   96 -34
73   103 -30
63   49 14
210   76 134
505   279 226
64   77 -13
1,428   281 1,147
89   52 37
412   362 50
512   451 61
206   176 30
166   187 -21
369   367 2
534   414 120
199   166 33
36   31 5
107   86 21
144   118 26
261   234 27
133   122 11
56   60 -4
232   326 -94
297   427 -130
215   223 -8
131   151 -20
128   149 -21
642   704 -62
198   251 -53
202   307 -105
34   42 -8
136   193 -57
106   150 -44
41   43 -2
137   135 2
422   459 -37
147   146 1
44   40 4
89   59 30
280   179 101
210   191 19
356   168 188
154   177 -23
81   339 -258
60   239 -179
25   40 -15
225   188 37
32   50 -18
36   23 13
30   35 -5
125   102 23
33   67 -34
1,055   1,009 46
1,162   1,006 156
650   578 72
1,146   954 192
213   205 8
453   245 208
77   76 1
188   119 69
110   272 -162
349   475 -126
533   688 -155
804   572 232
232   231 1
78   73 5
95   85 10
193   82 111
649   877 -228
27   23 4
523   451 72
70   92 -22
269   234 35
510   636 -126
494   490 4
722   472 250
770   564 206
449   274 175
327   395 -68
482   542 -60
1,063   849 214
402   362 40
397   383 14
156   130 26
175   174 1
369   368 1
153   139 14
440   408 32
356   311 45
218   186 32
335   267 68
237   232 5
346   268 78
372   444 -72
265   407 -142
43   87 -44
54   52 2
158   160 -2
455   381 74
195   208 -13
157   191 -34
101   145 -44
309   377 -68
136   193 -57
106   151 -45
167   159 8
546   528 18
408   346 62
101   143 -42
188   170 18
231   217 14
163   110 53
177   88 89
202   68 134
77   87 -10
374   229 145
131   248 -117
266   240 26
118   116 2
59   60 -1
55   46 9
31   33 -2
47   42 5
169   296 -127
1,055   1,011 44
1,000   1,216 -216
859   686 173
643   513 130
159   103 56
598   160 438
87   93 -6
321   483 -162
110   226 -116
174   209 -35
153   521 -368
470   530 -60
169   202 -33
65   45 20
53   74 -21
187   72 115
635   860 -225
290   178 112
168   310 -142
70   90 -20
200   415 -215
67   121 -54
40   44 -4
1,015   837 178
58   25 33
932   287 645
116   131 -15
436   372 64
89   75 14
356   332 24
421   387 34
153   135 18
305   269 36
308   153 155
103   71 32
131   131  
170   130 40
218   174 44
237   215 22
250   231 19
210   226 -16
280   291 -11
365   376 -11
86   157 -71
143   189 -46
119   128 -9
210   216 -6
413   854 -441
169   168 1
202   303 -101
121   154 -33
269   265 4
106   152 -46
54   44 10
410   398 12
112   97 15
239   209 30
402   355 47
113   135 -22
163   118 45
177   68 109
279   101 178
307   207 100
208   129 79
84   334 -250
36   45 -9
87   104 -17
41   40 1
36   43 -7
331   359 -28
64   30 34
135   318 -183
2,136   2,022 114
480   553 -73
863   514 349
88   105 -17
173   152 21
51   42 9
76   68 8
544   407 137
969   1,201 -232
545   341 204
137   511 -374
759   948 -189
120   180 -60
58   34 24
112   113 -1
560   246 314
157   108 49
145   86 59
210   465 -255
506   536 -30
300   701 -401
134   54 80
33   57 -24
734   508 226
230   91 139
285   205 80
395   216 179
540   442 98
570   208 362
452   413 39
550   570 -20
232   213 19
257   221 36
41   44 -3
103   60 43
348   354 -6
143   133 10
146   113 33
185   183 2
219   168 51
420   495 -75
244   215 29
114   130 -16
133   117 16
213   269 -56
113   103 10
140   189 -49
344   723 -379
84   87 -3
163   138 25
91   87 4
135   133 2
204   216 -12
54   49 5
546   537 9
181   132 49
118   104 14
95   98 -3
119   135 -16
22   11 11
254   204 50
45   36 9
123   69 54
124   102 22
60   214 -154
146   183 -37
51   36 15
20   24 -4
31   46 -15
31   45 -14
26   13 13
101   178 -77
1,015   990 25
4,700   4,102 598
4,620   5,126 -506
756   542 214
158   406 -248
51   63 -12
131   141 -10
362   634 -272
61   67 -6
79   38 41
138   268 -130
416   482 -66
572   1,325 -753
66   81 -15
196   120 76
584   216 368
420   230 190
580   343 237
253   465 -212
84   93 -9
234   525 -291
804   347 457
150   131 19
60   42 18
736   173 563
624   269 355
812   1,258 -446
379   264 115
617   232 385
369   354 15
302   251 51
374   349 25
186   190 -4
290   322 -32
103   61 42
44   44  
115   97 18
244   202 42
272   252 20
410   306 104
52   37 15
250   251 -1
478   735 -257
399   420 -21
64   81 -17
650   680 -30
105   194 -89
168   121 47
67   129 -62
176   149 27
630   614 16
110   107 3
280   290 -10
218   213 5
273   267 6
271   189 82
139   161 -22
32   33 -1
356   264 92
219   155 64
85   70 15
11   11  
15   20 -5
106   92 14
48   182 -134
200   274 -74
304   101 203
59   75 -16
80   47 33
146   56 90
52   25 27
56   23 33
2,086   1,980 106
543   664 -121
801   933 -132
672   689 -17
157   150 7
253   313 -60
69   75 -6
149   184 -35
226   568 -342
243   146 97
201   820 -619
460   785 -325
525   529 -4
168   99 69
91   84 7
109   79 30
561   252 309
358   179 179
255   465 -210
253   271 -18
36   59 -23
954   740 214
650   556 94
859   772 87
561   559 2
269   155 114
317   559 -242
126   67 59
689   195 494
428   410 18
172   168 4
263   139 124
1,540   1,486 54
363   320 43
372   375 -3
184   181 3
218   218  
265   332 -67
284   213 71
142   107 35
157   114 43
538   469 69
292   327 -35
146   181 -35
114   165 -51
48   54 -6
247   397 -150
127   187 -60
111   204 -93
189   148 41
79   87 -8
351   374 -23
148   131 17
129   90 39
137   140 -3
253   270 -17
243   248 -5
124   139 -15
22   19 3
66   29 37
106   63 43
23   24 -1
124   159 -35
133   102 31
235   89 146
305   215 90
84   89 -5
38   49 -11
86   37 49
29   50 -21
31   25 6
45   48 -3
2,131   2,022 109
495   513 -18
1,292   1,123 169
272   224 48
153   138 15
51   46 5
77   57 20
445   1,243 -798
196   534 -338
123   64 59
151   610 -459
322   780 -458
1,163   988 175
51   32 19
105   85 20
113   116 -3
139   75 64
107   84 23
225   264 -39
322   594 -272
87   69 18
812   701 111
284   328 -44
281   388 -107
628   325 303
211   371 -160
126   85 41
347   186 161
426   365 61
274   264 10
340   295 45
200   207 -7
246   176 70
336   111 225
225   186 39
143   120 23
88   79 9
250   231 19
775   808 -33
130   135 -5
276   304 -28
158   193 -35
390   444 -54
360   340 20
237   347 -110
189   255 -66
125   121 4
28   80 -52
80   82 -2
59   54 5
222   234 -12
300   209 91
116   137 -21
273   262 11
253   266 -13
104   105 -1
208   151 57
167   67 100
395   182 213
255   101 154
147   106 41
102   97 5
194   123 71
248   89 159
206   68 138
68   82 -14
114   102 12
72   88 -16
37   25 12
43   26 17
126   96 30
1,086   1,011 75
1,371   1,254 117
627   588 39
181   190 -9
575   161 414
304   269 35
65   42 23
613   843 -230
500   531 -31
128   67 61
242   507 -265
215   85 130
389   840 -451
56   23 33
784   426 358
106   53 53
29   42 -13
142   116 26
139   164 -25
179   346 -167
410   240 170
483   547 -64
231   394 -163
421   550 -129
56   46 10
169   292 -123
126   47 79
552   314 238
294   276 18
143   121 22
177   183 -6
295   178 117
196   143 53
200   190 10
225   173 52
48   44 4
139   107 32
167   93 74
484   384 100
260   259 1
360   340 20
157   222 -65
117   133 -16
38   82 -44
172   233 -61
260   294 -34
150   88 62
55   115 -60
399   451 -52
135   140 -5
468   478 -10
232   245 -13
243   306 -63
196   224 -28
149   146 3
69   70 -1
130   110 20
413   254 159
238   172 66
16   11 5
360   402 -42
51   65 -14
191   190 1
217   457 -240
4   17 -13
61   76 -15
43   42 1
80   162 -82
189   65 124
55   51 4
54   40 14
1,086   1,009 77
332   328 4
1,411   1,079 332
825   984 -159
173   189 -16
51   51  
52   47 5
1,022   793 229
70   382 -312
704   514 190
98   566 -468
132   93 39
170   266 -96
75   67 8
226   232 -6
592   316 276
336   500 -164
392   349 43
627   798 -171
324   611 -287
137   83 54
270   257 13
107   169 -62
1,745   1,837 -92
379   252 127
404   726 -322
126   54 72
409   465 -56
245   222 23
135   118 17
667   592 75
200   207 -7
268   356 -88
185   174 11
179   182 -3
108   69 39
294   256 38
273   249 24
204   147 57
173   147 26
407   434 -27
35   46 -11
265   296 -31
128   199 -71
71   163 -92
29   32 -3
100   61 39
96   193 -97
150   134 16
673   662 11
163   159 4
26   28 -2
121   150 -29
89   60 29
294   276 18
374   324 50
143   187 -44
456   201 255
260   133 127
81   61 20
225   120 105
51   70 -19
168   102 66
96   94 2
80   312 -232
90   71 19
50   26 24
206   133 73
61   59 2
32   24 8
1,993   1,948 45
2,098   1,856 242
112   115 -3
2,302   797 1,505
146   142 4
714   836 -122
84   88 -4
741   624 117
491   464 27
160   177 -17
262   238 24
270   1,076 -806
128   108 20
595   595  
77   47 30
153   76 77
99   53 46
111   167 -56
131   106 25
422   558 -136
72   132 -60
413   240 173
242   391 -149
213   396 -183
536   195 341
857   537 320
568   362 206
495   403 92
68   85 -17
375   316 59
174   165 9
202   209 -7
296   270 26
225   187 38
187   187  
164   89 75
108   72 36
229   182 47
147   112 35
261   243 18
204   177 27
185   210 -25
240   273 -33
729   777 -48
178   207 -29
95   217 -122
263   467 -204
47   52 -5
96   199 -103
159   173 -14
25   26 -1
77   83 -6
77   83 -6
76   77 -1
89   64 25
177   170 7
135   145 -10
126   140 -14
36   27 9
342   192 150
162   118 44
230   120 110
109   128 -19
148   287 -139
96   82 14
30   135 -105
150   174 -24
48   25 23
349   111 238
105   77 28
130   82 48
1,055   1,012 43
1,094   990 104
180   175 5
3,464   3,777 -313
428   152 276
2,913   2,481 432
418   114 304
773   949 -176
156   81 75
505   770 -265
348   603 -255
247   524 -277
120   96 24
537   509 28
5   8 -3
131   147 -16
136   97 39
670   738 -68
89   73 16
525   575 -50
36   45 -9
112   80 32
400   617 -217
267   297 -30
282   228 54
689   683 6
505   376 129
457   803 -346
469   449 20
167   149 18
209   208 1
598   484 114
777   995 -218
247   213 34
164   138 26
164   124 40
246   200 46
493   363 130
284   213 71
131   117 14
217   196 21
185   207 -22
63   96 -33
210   530 -320
204   238 -34
167   402 -235
132   232 -100
47   52 -5
69   146 -77
234   209 25
373   390 -17
128   137 -9
141   121 20
228   151 77
45   32 13
180   173 7
270   247 23
76   163 -87
163   100 63
21   11 10
255   152 103
311   209 102
168   199 -31
223   393 -170
196   231 -35
63   206 -143
27   12 15
101   95 6
40   48 -8
47   18 29
37   23 14
2,059   2,006 53
1,089   988 101
2,395   1,931 464
1,125   1,085 40
345   264 81
1,138   838 300
251   244 7
452   477 -25
28   53 -25
265   212 53
371   266 105
267   525 -258
139   127 12
472   539 -67
67   59 8
163   66 97
164   83 81
250   415 -165
76   82 -6
103   89 14
134   304 -170
111   147 -36
167   326 -159
826   1,266 -440
434   251 183
54   61 -7
63   56 7
183   312 -129
408   382 26
424   404 20
151   155 -4
111   97 14
340   329 11
102   70 32
110   92 18
164   142 22
420   516 -96
228   213 15
143   114 29
215   168 47
182   153 29
89   88 1
381   410 -29
79   174 -95
25   29 -4
214   495 -281
247   569 -322
510   293 217
193   584 -391
237   260 -23
402   398 4
123   123  
121   130 -9
109   97 12
134   96 38
239   178 61
370   249 121
76   158 -82
191   234 -43
62   33 29
80   52 28
142   137 5
277   310 -33
37   68 -31
91   116 -25
63   234 -171
339   152 187
58   50 8
20   18 2
46   58 -12
137   77 60
2,136   2,061 75
3,075   3,027 48
175   54 121
3,008   2,295 713
371   105 266
229   266 -37
687   714 -27
437   395 42
140   98 42
206   219 -13
495   609 -114
208   1,088 -880
945   469 476
1,213   384 829
85   50 35
654   270 384
5   5  
116   153 -37
117   39 78
544   590 -46
120   149 -29
102   147 -45
63   41 22
619   349 270
721   667 54
732   912 -180
180   69 111
637   494 143
329   339 -10
582   541 41
255   191 64
111   98 13
915   535 380
612   305 307
90   84 6
325   242 83
196   160 36
253   189 64
48   38 10
240   193 47
203   196 7
208   206 2
412   430 -18
270   295 -25
178   207 -29
71   171 -100
116   177 -61
367   359 8
463   520 -57
203   240 -37
268   265 3
443   451 -8
120   137 -17
422   502 -80
210   143 67
42   80 -38
191   180 11
228   439 -211
346   266 80
41   24 17
59   41 18
24   25 -1
352   245 107
314   463 -149
91   129 -38
8   28 -20
57   74 -17
82   131 -49
120   143 -23
97   61 36
11   6 5
1,045   1,011 34
2,226   2,053 173
86   82 4
5,355   4,408 947
66   57 9
431   342 89
774   628 146
677   880 -203
307   198 109
530   569 -39
1,099   1,565 -466
51   69 -18
116   127 -11
122   121 1
54   48 6
162   56 106
368   318 50
261   345 -84
101   136 -35
104   108 -4
219   289 -70
636   733 -97
65   39 26
970   306 664
81   119 -38
217   227 -10
111   143 -32
989   597 392
455   408 47
460   413 47
280   223 57
181   185 -4
241   217 24
224   197 27
108   91 17
424   322 102
196   162 34
254   226 28
343   260 83
380   306 74
250   228 22
208   206 2
32   50 -18
83   85 -2
146   171 -25
120   222 -102
154   166 -12
188   143 45
166   174 -8
34   38 -4
495   359 136
77   74 3
136   133 3
177   121 56
196   148 48
85   150 -65
44   40 4
44   30 14
151   110 41
124   76 48
238   168 70
449   135 314
54   215 -161
19   30 -11
120   229 -109
34   156 -122
33   21 12
72   68 4
166   225 -59
32   25 7
118   233 -115
2,088   1,930 158
1,151   1,008 143
986   1,063 -77
573   535 38
85   78 7
430   244 186
437   569 -132
101   386 -285
561   595 -34
533   560 -27
925   927 -2
17   22 -5
150   167 -17
78   58 20
67   27 40
648   264 384
107   80 27
288   383 -95
643   519 124
183   236 -53
73   96 -23
160   92 68
781   489 292
1,022   1,310 -288
744   1,009 -265
271   381 -110
472   475 -3
89   63 26
342   260 82
342   342  
317   111 206
477   392 85
217   149 68
204   199 5
54   46 8
384   479 -95
107   93 14
203   177 26
223   161 62
133   121 12
169   182 -13
763   842 -79
235   331 -96
289   311 -22
69   87 -18
241   477 -236
133   140 -7
169   189 -20
83   87 -4
68   76 -8
45   65 -20
188   185 3
139   199 -60
137   136 1
230   163 67
127   226 -99
89   76 13
245   163 82
151   106 45
248   101 147
222   197 25
288   199 89
81   315 -234
178   260 -82
206   421 -215
34   154 -120
140   170 -30
46   24 22
33   50 -17
58   82 -24
68   148 -80
2,072   2,003 69
1,161   1,008 153
458   435 23
1,384   1,317 67
353   224 129
635   455 180
53   64 -11
941   537 404
552   429 123
1,160   617 543
374   489 -115
407   525 -118
225   257 -32
70   42 28
52   55 -3
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       333
b       -6
c       23
d       11
e       8
      71
      -34
      -30
      14
      134
      226
      -13
      1,147
      37
      50
      61
      30
      -21
      2
      120
      33
      5
      21
      26
      27
      11
      -4
      -94
      -130
      -8
      -20
      -21
      -62
      -53
      -105
      -8
      -57
      -44
      -2
      2
      -37
      1
      4
      30
      101
      19
      188
      -23
      -258
      -179
      -15
      37
      -18
      13
      -5
      23
      -34
      46
      156
      72
      192
      8
      208
      1
      69
      -162
      -126
      -155
      232
      1
      5
      10
      111
      -228
      4
      72
      -22
      35
      -126
      4
      250
      206
      175
      -68
      -60
      214
      40
      14
      26
      1
      1
      14
      32
      45
      32
      68
      5
      78
      -72
      -142
      -44
      2
      -2
      74
      -13
      -34
      -44
      -68
      -57
      -45
      8
      18
      62
      -42
      18
      14
      53
      89
      134
      -10
      145
      -117
      26
      2
      -1
      9
      -2
      5
      -127
      44
      -216
      173
      130
      56
      438
      -6
      -162
      -116
      -35
      -368
      -60
      -33
      20
      -21
      115
      -225
      112
      -142
      -20
      -215
      -54
      -4
      178
      33
      645
      -15
      64
      14
      24
      34
      18
      36
      155
      32
       
      40
      44
      22
      19
      -16
      -11
      -11
      -71
      -46
      -9
      -6
      -441
      1
      -101
      -33
      4
      -46
      10
      12
      15
      30
      47
      -22
      45
      109
      178
      100
      79
      -250
      -9
      -17
      1
      -7
      -28
      34
      -183
      114
      -73
      349
      -17
      21
      9
      8
      137
      -232
      204
      -374
      -189
      -60
      24
      -1
      314
      49
      59
      -255
      -30
      -401
      80
      -24
      226
      139
      80
      179
      98
      362
      39
      -20
      19
      36
      -3
      43
      -6
      10
      33
      2
      51
      -75
      29
      -16
      16
      -56
      10
      -49
      -379
      -3
      25
      4
      2
      -12
      5
      9
      49
      14
      -3
      -16
      11
      50
      9
      54
      22
      -154
      -37
      15
      -4
      -15
      -14
      13
      -77
      25
      598
      -506
      214
      -248
      -12
      -10
      -272
      -6
      41
      -130
      -66
      -753
      -15
      76
      368
      190
      237
      -212
      -9
      -291
      457
      19
      18
      563
      355
      -446
      115
      385
      15
      51
      25
      -4
      -32
      42
       
      18
      42
      20
      104
      15
      -1
      -257
      -21
      -17
      -30
      -89
      47
      -62
      27
      16
      3
      -10
      5
      6
      82
      -22
      -1
      92
      64
      15
       
      -5
      14
      -134
      -74
      203
      -16
      33
      90
      27
      33
      106
      -121
      -132
      -17
      7
      -60
      -6
      -35
      -342
      97
      -619
      -325
      -4
      69
      7
      30
      309
      179
      -210
      -18
      -23
      214
      94
      87
      2
      114
      -242
      59
      494
      18
      4
      124
      54
      43
      -3
      3
       
      -67
      71
      35
      43
      69
      -35
      -35
      -51
      -6
      -150
      -60
      -93
      41
      -8
      -23
      17
      39
      -3
      -17
      -5
      -15
      3
      37
      43
      -1
      -35
      31
      146
      90
      -5
      -11
      49
      -21
      6
      -3
      109
      -18
      169
      48
      15
      5
      20
      -798
      -338
      59
      -459
      -458
      175
      19
      20
      -3
      64
      23
      -39
      -272
      18
      111
      -44
      -107
      303
      -160
      41
      161
      61
      10
      45
      -7
      70
      225
      39
      23
      9
      19
      -33
      -5
      -28
      -35
      -54
      20
      -110
      -66
      4
      -52
      -2
      5
      -12
      91
      -21
      11
      -13
      -1
      57
      100
      213
      154
      41
      5
      71
      159
      138
      -14
      12
      -16
      12
      17
      30
      75
      117
      39
      -9
      414
      35
      23
      -230
      -31
      61
      -265
      130
      -451
      33
      358
      53
      -13
      26
      -25
      -167
      170
      -64
      -163
      -129
      10
      -123
      79
      238
      18
      22
      -6
      117
      53
      10
      52
      4
      32
      74
      100
      1
      20
      -65
      -16
      -44
      -61
      -34
      62
      -60
      -52
      -5
      -10
      -13
      -63
      -28
      3
      -1
      20
      159
      66
      5
      -42
      -14
      1
      -240
      -13
      -15
      1
      -82
      124
      4
      14
      77
      4
      332
      -159
      -16
       
      5
      229
      -312
      190
      -468
      39
      -96
      8
      -6
      276
      -164
      43
      -171
      -287
      54
      13
      -62
      -92
      127
      -322
      72
      -56
      23
      17
      75
      -7
      -88
      11
      -3
      39
      38
      24
      57
      26
      -27
      -11
      -31
      -71
      -92
      -3
      39
      -97
      16
      11
      4
      -2
      -29
      29
      18
      50
      -44
      255
      127
      20
      105
      -19
      66
      2
      -232
      19
      24
      73
      2
      8
      45
      242
      -3
      1,505
      4
      -122
      -4
      117
      27
      -17
      24
      -806
      20
       
      30
      77
      46
      -56
      25
      -136
      -60
      173
      -149
      -183
      341
      320
      206
      92
      -17
      59
      9
      -7
      26
      38
       
      75
      36
      47
      35
      18
      27
      -25
      -33
      -48
      -29
      -122
      -204
      -5
      -103
      -14
      -1
      -6
      -6
      -1
      25
      7
      -10
      -14
      9
      150
      44
      110
      -19
      -139
      14
      -105
      -24
      23
      238
      28
      48
      43
      104
      5
      -313
      276
      432
      304
      -176
      75
      -265
      -255
      -277
      24
      28
      -3
      -16
      39
      -68
      16
      -50
      -9
      32
      -217
      -30
      54
      6
      129
      -346
      20
      18
      1
      114
      -218
      34
      26
      40
      46
      130
      71
      14
      21
      -22
      -33
      -320
      -34
      -235
      -100
      -5
      -77
      25
      -17
      -9
      20
      77
      13
      7
      23
      -87
      63
      10
      103
      102
      -31
      -170
      -35
      -143
      15
      6
      -8
      29
      14
      53
      101
      464
      40
      81
      300
      7
      -25
      -25
      53
      105
      -258
      12
      -67
      8
      97
      81
      -165
      -6
      14
      -170
      -36
      -159
      -440
      183
      -7
      7
      -129
      26
      20
      -4
      14
      11
      32
      18
      22
      -96
      15
      29
      47
      29
      1
      -29
      -95
      -4
      -281
      -322
      217
      -391
      -23
      4
       
      -9
      12
      38
      61
      121
      -82
      -43
      29
      28
      5
      -33
      -31
      -25
      -171
      187
      8
      2
      -12
      60
      75
      48
      121
      713
      266
      -37
      -27
      42
      42
      -13
      -114
      -880
      476
      829
      35
      384
       
      -37
      78
      -46
      -29
      -45
      22
      270
      54
      -180
      111
      143
      -10
      41
      64
      13
      380
      307
      6
      83
      36
      64
      10
      47
      7
      2
      -18
      -25
      -29
      -100
      -61
      8
      -57
      -37
      3
      -8
      -17
      -80
      67
      -38
      11
      -211
      80
      17
      18
      -1
      107
      -149
      -38
      -20
      -17
      -49
      -23
      36
      5
      34
      173
      4
      947
      9
      89
      146
      -203
      109
      -39
      -466
      -18
      -11
      1
      6
      106
      50
      -84
      -35
      -4
      -70
      -97
      26
      664
      -38
      -10
      -32
      392
      47
      47
      57
      -4
      24
      27
      17
      102
      34
      28
      83
      74
      22
      2
      -18
      -2
      -25
      -102
      -12
      45
      -8
      -4
      136
      3
      3
      56
      48
      -65
      4
      14
      41
      48
      70
      314
      -161
      -11
      -109
      -122
      12
      4
      -59
      7
      -115
      158
      143
      -77
      38
      7
      186
      -132
      -285
      -34
      -27
      -2
      -5
      -17
      20
      40
      384
      27
      -95
      124
      -53
      -23
      68
      292
      -288
      -265
      -110
      -3
      26
      82
       
      206
      85
      68
      5
      8
      -95
      14
      26
      62
      12
      -13
      -79
      -96
      -22
      -18
      -236
      -7
      -20
      -4
      -8
      -20
      3
      -60
      1
      67
      -99
      13
      82
      45
      147
      25
      89
      -234
      -82
      -215
      -120
      -30
      22
      -17
      -24
      -80
      69
      153
      23
      67
      129
      180
      -11
      404
      123
      543
      -115
      -118
      -32
      28
      -3
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 10,604
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -4,162
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 53,876 944,098 0.057066
2017 54,956 972,954 0.056484
2016 55,081 938,968 0.058661
2015 51,000 946,544 0.053880
2014 42,000 1,012,247 0.041492
2
Total of line 1, column (d) .....................
2
0.267583
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.053517
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
940,731
5
Multiply line 4 by line 3......................
5
50,345
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
96
7
Add lines 5 and 6........................
7
50,441
8
Enter qualifying distributions from Part XII, line 4,.............
8
29,910
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 191
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 191
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 191
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a  
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 191
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNO WEBSITE AT THIS TIME.
    14
    The books are in care ofbulletCHRISTIAN R HOHEB ESQ Telephone no.bullet (860) 677-4697

    Located atbullet322 MAIN STREETFARMINGTONCT ZIP+4bullet06032
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CHRISTIAN R HOHEB ESQ TRUSTEE
    2.00     		15,000 0 0
    322 MAIN STREET
    FARMINGTON,CT06053
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE ACTIVITY PROVIDES FUNDING FOR THE SCHOLARSHIPS AT THE FARMINGTON HIGH SCHOOL, FARMINGTON, CONNECTICUT OR ITS SUCCESSOR REGIONAL SCHOOL RESIDING IN FARMINGTON FROM THE NET INCOME OF THE FOUNDATION. THE SCHOLARSHIPS SHALL BE SELECTED IN A MANNER PURSUANT TO ARTICLE III OF THE TRUST AGREEMENT. IN THE EVENT THE FARMINGTON HIGH SCHOOL IS NO LONGER A VIABLE FINANCIAL ENTITY OR DETERMINED NOT TO BE AN EDUCATIONAL ENTITY UNDER THE INTERNAL REVENUE CODE SECTION 501(C)3 AND 170, THE CORPUS SHALL BE DISTRIBUTED TO THE FARMINGTON FOUNDATION TO ESTABLISH SCHOLARSHIPS TO WORTHY STUDENTS BY UTILIZING THE CRITERIA ESTABLISHED IN ARTICLE III OF THE TRUST AGREEMENT. 24,000
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    928,632
    b
    Average of monthly cash balances.......................
    1b
    26,425
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    955,057
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    955,057
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    14,326
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    940,731
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    47,037
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    47,037
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    191
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    191
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    46,846
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    46,846
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    46,846
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    29,910
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    29,910
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    29,910
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 46,846
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 22,973
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2019:
    a From 2014......  
    b From 2015......  
    c From 2016......  
    d From 2017......  
    e From 2018......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 29,910
    a Applied to 2018, but not more than line 2a 22,973
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2019 distributable amount..... 6,937
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2019.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		39,909
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2015....  
    b Excess from 2016....  
    c Excess from 2017....  
    d Excess from 2018....  
    e Excess from 2019....  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
     
    bThe form in which applications should be submitted and information and materials they should include:
    BAILEY-TAYLOR FOUNDATION SCHOLARSHIP TRUST IS NOT USING ANY SELECTION PROCESS AS THE TRUST PROVIDES FUNDS ORGANIZATION. ACCORDING TO THE TRUST AGREEMENT THE CHAIRMAN OF THE FARMINGTON BOARD OF EDUCATION AND THE CHAIRMAN OF THE FARMINGTON TOWN COUNCIL SELECTED A SPECIAL COMMITTEE THAT WILL CHOOSE CANDIDATES BASED ON ACADEMIC EXCELLENCE AND FINANCIAL NEED (ATHLETIC ACHIEVEMENTS SHALL NOT BE A FACTOR).
    cAny submission deadlines:
     
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE ACTIVITY PROVIDES FUNDING FOR SCHOLARSHIPS ONLY TO THE APPLICANTS WHO ARE ENROLLED IN THE FARMINGTON HIGH SCHOOL, FARMINGTON, CONNECTICUT.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HANNAH ZINK
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 5,000
    GILLIAN FULTON
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 4,000
    LU DOMINGO
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 4,000
    WIKTORIA ADAMSKA
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 2,500
    SOPHIE-MAE KASMAR-LAFOREST
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 2,500
    CAROLINE KUSMIREK
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 2,500
    ABIGEL MANAYE
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 1,500
    CAROLYN IVES
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 1,000
    AKELISH TUMU
    10 MONTEITH DRIVE
    FARMINGTON,CT06032     		    EDUCATIONAL SCHOLARSHIP 1,000
    Total .................................bullet 3a 24,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 4,529  
    4 Dividends and interest from securities....     14 17,214  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 10,604  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   32,347  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    32,347
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description