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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
06-01-2019
, and ending
05-31-2020
Name of foundation
CARL SHANKS TRUST XXXXX4003
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
75-6177377
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,522,651
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
39,221
39,221
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
44,341
b
Gross sales price for all assets on line 6a
544,581
7
Capital gain net income (from Part IV, line 2)
...
44,341
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
83,562
83,562
13
Compensation of officers, directors, trustees, etc.
24,111
15,637
8,474
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,373
633
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
25,484
16,270
0
8,474
25
Contributions, gifts, grants paid
.......
66,491
66,491
26
Total expenses and disbursements.
Add lines 24 and 25
91,975
16,270
0
74,965
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-8,413
b
Net investment income
(if negative, enter -0-)
67,292
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
7,217
3,520
3,520
2
Savings and temporary cash investments
.........
17,635
43,276
43,276
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
669,158
584,741
775,133
c
Investments—corporate bonds (attach schedule)
.......
544,900
597,002
633,249
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
68,881
70,785
67,473
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,307,791
1,299,324
1,522,651
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,307,791
1,299,324
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,307,791
1,299,324
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,307,791
1,299,324
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,307,791
2
Enter amount from Part I, line 27a
.....................
2
-8,413
3
Other increases not included in line 2 (itemize)
3
16
4
Add lines 1, 2, and 3
..........................
4
1,299,394
5
Decreases not included in line 2 (itemize)
5
70
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,299,324
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
18. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-05
b
7. DELTA AIR LINES INC DEL NEW
2019-06-05
c
1. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-06-05
d
19. PHILIP MORRIS INTERNATIONAL
2017-04-24
2019-06-05
e
6. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
7. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
49. BANK OF AMERICA CORPORATION
2019-06-10
11. DOLLAR TREE INC
2019-06-10
39. WELLS FARGO & CO NEW
2019-06-10
11. DOLLAR TREE INC
2019-06-11
4. DOLLAR TREE INC
2018-12-17
2019-06-11
4. DOLLAR TREE INC
2018-12-17
2019-06-11
541.582 DIAMOND HILL LONG/SHORT-Y
2018-11-26
2019-06-14
2655.624 JPMORGAN CORE PLUS BD FD ULTRA
2019-06-14
993.61 JPMORGAN CORE PLUS BD FD ULTRA
2019-02-08
2019-06-14
4. ADOBE SYS INC
2012-08-03
2019-06-27
232.992 BLACKSTONE ALT MULTI-STRAT-Y
2019-06-14
2019-08-14
20. ISHARES TR 7-10 YR TREAS INDEX FD
2019-02-22
2019-08-14
762.02 JPMORGAN CORE PLUS BD FD ULTRA
2018-07-19
2019-08-14
4. SVB FINANCIAL GROUP
2019-08-14
2. SVB FINANCIAL GROUP
2015-02-05
2019-08-14
106.293 VANGUARD TTL INTL BND-ADM
2018-07-20
2019-08-14
6. APTIV PLC
2019-08-14
3. APTIV PLC
2019-08-14
8. APTIV PLC
2019-08-14
4. SVB FINANCIAL GROUP
2015-02-05
2019-08-15
15. APTIV PLC
2019-08-15
280. ISHARES TR BARCLAYS MBS BD FD
2019-02-08
2019-09-19
400. VANGUARD BD INDEX FD INC
2019-03-11
2019-09-19
19. DISNEY WALT CO
2019-10-25
5. ACCENTURE PLC
2019-10-25
6. ACCENTURE PLC
2019-10-28
12. NISOURCE INC
2019-11-11
16. NISOURCE INC
2019-11-11
13. NISOURCE INC
2019-11-12
32. NISOURCE INC
2019-11-12
3. NISOURCE INC
2013-02-26
2019-11-12
3. NISOURCE INC
2013-02-26
2019-11-13
56. CELGENE CORP.
2019-11-21
19. CELGENE CORP.
2019-11-21
56. SPDR TR UNIT SER 1
2018-12-27
2019-11-21
59. SPDR TR UNIT SER 1
2018-02-07
2019-11-21
29. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
3. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
1. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
36. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
6. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
697.734 EQUINOX IMP SYSTEM MACRO-I
2015-11-17
2019-12-09
5. ABBVIE INC
2019-11-11
2019-12-11
1. ADOBE SYS INC
2012-08-03
2019-12-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-12-11
1. ALPHABET INC-CL C
2019-10-25
2019-12-11
1. ALPHABET INC-CL A
2016-07-11
2019-12-11
4. AMERICAN EXPRESS CO
2019-06-10
2019-12-11
5. APPLE COMPUTER INC
2006-04-06
2019-12-11
2. AUTOMATIC DATA PROCESSING INC
2019-08-14
2019-12-11
18. BANK OF AMERICA CORPORATION
2012-11-08
2019-12-11
3. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2019-12-11
10. BOSTON SCIENTIFIC CORP
2019-12-11
6. BRISTOL MYERS SQUIBB CO
2019-11-21
2019-12-11
2. BROADCOM INC
2013-04-25
2019-12-11
1. CHARTER COMMUNICATIONS INC-A
2016-12-15
2019-12-11
7. CITIGROUP INC NEW
2019-12-11
5. COCA-COLA CO
2018-04-13
2019-12-11
14. COMCAST CORP NEW CL A
2019-05-14
2019-12-11
6. CORTEVA INC
2019-12-11
1. DIAMONDBACK ENERGY INC
2017-05-15
2019-12-11
2. DISNEY WALT CO
2016-10-27
2019-12-11
4. DUPONT DE NEMOURS INC-WI
2019-12-11
4. EOG RESOURCES INC
2016-08-05
2019-12-11
3. ELECTRONIC ARTS
2019-12-11
2. FACEBOOK INC-A
2014-07-25
2019-12-11
4. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2019-12-11
6. FISERV INC
2019-12-11
1. GENERAL DYNAMICS CORP
2018-12-13
2019-12-11
2. HOME DEPOT INC
2011-09-29
2019-12-11
4. HONEYWELL INTL INC
2009-12-16
2019-12-11
5. INTERCONTINENTALEXCHANGE GROUP, INC
2019-12-11
14. KEYCORP NEW
2018-10-19
2019-12-11
4. LILLY ELI & CO
2019-12-11
3. LOWES COS INC
2011-09-28
2019-12-11
7. MARATHON PETROLEUM CORPORATION
2018-07-26
2019-12-11
3. MASTERCARD INC - CLASS A
2009-05-05
2019-12-11
1. MCDONALDS CORP
2019-06-10
2019-12-11
6. MERCK & CO INC
2019-03-14
2019-12-11
12. MICROSOFT CORP
2019-12-11
6. MONDELEZ INTERNATIONAL-W/I
2019-12-11
11. MORGAN STANLEY DEAN WITTER & CO NEW
2019-12-11
1. NETFLIX.COM INC
2018-09-13
2019-12-11
1. NEXTERA ENERGY INC
2018-07-18
2019-12-11
3. NORFOLK SOUTHN CORP
2019-12-11
1. NORTHROP GRUMMAN CORP
2019-05-20
2019-12-11
1. NVIDIA CORP
2018-10-08
2019-12-11
3. PAYPAL HOLDINGS INC
2019-01-23
2019-12-11
4. PEPSICO INC
2018-05-22
2019-12-11
13. PFIZER INC
2019-12-11
2. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-12-11
2. PIONEER NAT RES CO
2019-12-11
3. PROCTER & GAMBLE CO
2019-06-05
2019-12-11
2. QUALCOMM INC
2019-05-01
2019-12-11
3. ROSS STORES INC
2018-12-11
2019-12-11
4. SALESFORCE.COM INC
2018-10-08
2019-12-11
2. STANLEY BLACK & DECKER,INC.
2019-12-11
3. TEXAS INSTRS INC
2016-03-10
2019-12-11
1. TEXAS INSTRS INC
2019-02-19
2019-12-11
3. UNION PAC CORP
2019-12-11
3. UNITED TECHNOLOGIES CORP
2017-12-11
2019-12-11
3. UNITEDHEALTH GROUP INC
2011-09-16
2019-12-11
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2019-12-11
2. VISA INC CLASS A SHARES
2015-10-19
2019-12-11
3. WASTE CONNECTIONS INC
2019-12-11
5. WELLS FARGO & CO NEW
2009-02-05
2019-12-11
1. WEX INC
2016-05-02
2019-12-11
1. YUM BRANDS INC
2018-11-29
2019-12-11
3. ZIMMER HLDGS INC
2018-10-30
2019-12-11
2. ALLEGION PLC
2015-11-19
2019-12-11
1. ACCENTURE PLC
2014-04-22
2019-12-11
5. LINDE PLC
2019-08-14
2019-12-11
2. CHUBB LTD
2011-05-23
2019-12-11
2. NXP SEMICONDUCTORS NV
2019-12-11
711.1 CRM LNG/SHRT OPPORT-INST
2016-12-09
2020-01-09
7. CORTEVA INC
2020-01-13
6. CORTEVA INC
2017-02-22
2020-01-13
6.997 CORTEVA INC
2020-01-14
.003 CORTEVA INC
2017-02-22
2020-01-14
7. CORTEVA INC
2019-06-27
2020-01-14
2. CORTEVA INC
2020-01-14
2. CORTEVA INC
2019-06-27
2020-01-14
1. CORTEVA INC
2019-06-27
2020-01-14
8. CORTEVA INC
2020-01-15
10. CORTEVA INC
2020-01-15
4. CORTEVA INC
2019-06-28
2020-01-15
.333 CORTEVA INC
2019-06-28
2020-01-15
.667 CORTEVA INC
2015-06-18
2020-01-15
5. CORTEVA INC
2020-01-15
6. CORTEVA INC
2020-01-15
654.493 CRM LNG/SHRT OPPORT-INST
2016-12-09
2020-01-16
3. CORTEVA INC
2020-01-16
2. CORTEVA INC
2015-07-15
2020-01-16
1. CORTEVA INC
2015-07-15
2020-01-16
687.85 EQUINOX IMP SYSTEM MACRO-I
2020-01-16
20. QUALCOMM INC
2019-05-01
2020-01-23
1. QUALCOMM INC
2019-05-01
2020-01-23
10. EOG RESOURCES INC
2020-01-28
2. EOG RESOURCES INC
2016-05-02
2020-01-28
1. EOG RESOURCES INC
2016-05-02
2020-01-29
1. EOG RESOURCES INC
2016-05-25
2020-01-29
1. EOG RESOURCES INC
2016-05-25
2020-01-29
8. EOG RESOURCES INC
2020-01-29
7. EOG RESOURCES INC
2020-01-29
8. EOG RESOURCES INC
2020-01-29
10. EOG RESOURCES INC
2016-03-07
2020-01-30
2. EOG RESOURCES INC
2016-03-07
2020-01-30
283.837 AMER FNDS INTL VNTG-F3
2015-11-19
2020-01-31
3. ABBVIE INC
2020-02-12
1. AMAZON COM INC
2020-01-28
2020-02-12
2. AMERICAN EXPRESS CO
2019-06-10
2020-02-12
3. APPLE COMPUTER INC
2006-04-06
2020-02-12
1. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-02-12
8. BANK OF AMERICA CORPORATION
2012-11-08
2020-02-12
1. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2020-02-12
5. BOSTON SCIENTIFIC CORP
2016-09-15
2020-02-12
3. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-02-12
1. BROADCOM INC
2020-02-12
4. CITIGROUP INC NEW
2017-05-02
2020-02-12
2. COCA-COLA CO
2018-04-13
2020-02-12
7. COMCAST CORP NEW CL A
2019-05-14
2020-02-12
3. DIAMONDBACK ENERGY INC
2017-05-15
2020-02-12
2. DISNEY WALT CO
2016-10-27
2020-02-12
2. ELECTRONIC ARTS
2018-09-20
2020-02-12
1. FACEBOOK INC-A
2020-01-08
2020-02-12
2. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2020-02-12
3. FISERV INC
2020-02-12
1. GENERAL DYNAMICS CORP
2018-12-13
2020-02-12
1. HOME DEPOT INC
2011-09-29
2020-02-12
2. HONEYWELL INTL INC
2009-12-16
2020-02-12
7. KEYCORP NEW
2018-10-19
2020-02-12
1. LILLY ELI & CO
2015-06-12
2020-02-12
1. LOWES COS INC
2011-09-28
2020-02-12
4. MARATHON PETROLEUM CORPORATION
2020-02-12
1. MASTERCARD INC - CLASS A
2009-05-05
2020-02-12
1. MCDONALDS CORP
2019-06-10
2020-02-12
3. MERCK & CO INC
2019-03-14
2020-02-12
7. MICROSOFT CORP
2003-03-14
2020-02-12
4. MONDELEZ INTERNATIONAL-W/I
2020-02-12
6. MORGAN STANLEY DEAN WITTER & CO NEW
2016-02-25
2020-02-12
1. NETFLIX.COM INC
2018-09-13
2020-02-12
1. NEXTERA ENERGY INC
2018-07-18
2020-02-12
1. NORFOLK SOUTHN CORP
2018-05-15
2020-02-12
1. NORTHROP GRUMMAN CORP
2019-05-20
2020-02-12
1. NVIDIA CORP
2018-10-08
2020-02-12
1. O'REILLY AUTOMOTIVE INC
2017-05-05
2020-02-12
2. PAYPAL HOLDINGS INC
2019-01-23
2020-02-12
1. PEPSICO INC
2018-05-22
2020-02-12
7. PFIZER INC
2015-04-08
2020-02-12
1. PIONEER NAT RES CO
2015-12-09
2020-02-12
1. PROCTER & GAMBLE CO
2019-06-05
2020-02-12
1. ROSS STORES INC
2018-12-11
2020-02-12
1. SALESFORCE.COM INC
2018-10-08
2020-02-12
1. STANLEY BLACK & DECKER,INC.
2015-11-13
2020-02-12
2. TEXAS INSTRS INC
2020-01-23
2020-02-12
2. UNION PAC CORP
2017-05-18
2020-02-12
1. UNITED TECHNOLOGIES CORP
2017-12-08
2020-02-12
2. UNITEDHEALTH GROUP INC
2020-02-12
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-02-12
1. VISA INC CLASS A SHARES
2015-10-19
2020-02-12
3. WELLS FARGO & CO NEW
2009-02-05
2020-02-12
1. WEX INC
2016-05-02
2020-02-12
1. YUM BRANDS INC
2018-11-29
2020-02-12
2. ZIMMER HLDGS INC
2018-10-30
2020-02-12
1. ALLEGION PLC
2015-11-19
2020-02-12
1. ACCENTURE PLC
2014-04-22
2020-02-12
1. LINDE PLC
2019-08-14
2020-02-12
1. CHUBB LTD
2011-05-23
2020-02-12
2. NXP SEMICONDUCTORS NV
2020-01-23
2020-02-12
175. ISHARES MISCI EAFE INDEX FUND
2020-02-14
552. JPMORGAN BETABUILDERS JAPAN ETF
2020-02-14
116. JPMORGAN BETABUILDERS JAPAN ETF
2018-07-19
2020-02-14
6. ELECTRONIC ARTS
2018-09-20
2020-02-25
9. ELECTRONIC ARTS
2020-02-25
2. ACCENTURE PLC
2014-04-22
2020-02-25
10. ACCENTURE PLC
2020-02-26
25. DISNEY WALT CO
2020-03-04
58. WELLS FARGO & CO NEW
2020-03-04
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. DUPONT DE NEMOURS INC-WI
2020-03-11
31.67 DUPONT DE NEMOURS INC-WI
2020-03-11
8.33 DUPONT DE NEMOURS INC-WI
2019-04-08
2020-03-11
3. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
75. ISHARES MISCI EAFE INDEX FUND
2020-03-12
300. SCHWAB U.S. TIPS ETF
2018-10-01
2020-03-12
5. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-13
153.322 FIDELITY 500 INDEX-INST PRM
2019-12-11
2020-03-17
270. ISHARES MISCI EAFE INDEX FUND
2020-03-18
1545.254 VANGUARD TTL INTL BND-ADM
2020-03-30
15. UNITED TECHNOLOGIES CORP
2020-03-31
9. COMCAST CORP NEW CL A
2019-03-14
2020-04-16
7. COMCAST CORP NEW CL A
2019-05-14
2020-04-16
27. COMCAST CORP NEW CL A
2020-04-16
1. COMCAST CORP NEW CL A
2019-01-29
2020-04-16
18. COMCAST CORP NEW CL A
2020-04-16
3. COMCAST CORP NEW CL A
2018-10-19
2020-04-16
4. ROSS STORES INC
2018-12-11
2020-04-16
5. ROSS STORES INC
2018-12-11
2020-04-16
5. ROSS STORES INC
2018-12-11
2020-04-16
16. ROSS STORES INC
2020-04-16
80. MARATHON PETROLEUM CORPORATION
2020-04-27
9. ABBVIE INC
2020-04-29
2. ADOBE SYS INC
2012-08-03
2020-04-29
2. ALPHABET INC-CL C
2020-04-29
1. AMAZON COM INC
2020-02-25
2020-04-29
4. AMERICAN EXPRESS CO
2020-04-29
7. APPLE COMPUTER INC
2006-04-06
2020-04-29
2. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-04-29
22. BANK OF AMERICA CORPORATION
2012-11-08
2020-04-29
3. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2020-04-29
1. BIOGEN IDEC INC
2020-03-11
2020-04-29
14. BOSTON SCIENTIFIC CORP
2020-04-29
8. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-04-29
2. BROADCOM INC
2013-04-26
2020-04-29
2. CHARTER COMMUNICATIONS INC-A
2020-04-16
2020-04-29
9. CITIGROUP INC NEW
2020-04-29
7. COCA-COLA CO
2018-04-13
2020-04-29
11. COMCAST CORP NEW CL A
2020-04-29
5. DIAMONDBACK ENERGY INC
2020-04-29
3. ELECTRONIC ARTS
2018-11-27
2020-04-29
4. FACEBOOK INC-A
2020-01-08
2020-04-29
2. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2020-04-29
2. FIDELITY NATL INFORMATION SVCS INC
2014-12-19
2020-04-29
9. FISERV INC
2020-04-29
2. GENERAL DYNAMICS CORP
2018-12-13
2020-04-29
3. HOME DEPOT INC
2011-09-29
2020-04-29
5. HONEYWELL INTL INC
2009-12-16
2020-04-29
2. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-04-29
1. INTUIT
2020-02-25
2020-04-29
530. ISHARES MISCI EAFE INDEX FUND
2020-04-29
19. KEYCORP NEW
2020-04-29
5. LILLY ELI & CO
2020-04-29
6. LOWES COS INC
2020-04-16
2020-04-29
4. MASTERCARD INC - CLASS A
2009-05-05
2020-04-29
2. MCDONALDS CORP
2019-06-10
2020-04-29
7. MERCK & CO INC
2020-04-29
16. MICROSOFT CORP
2003-03-14
2020-04-29
9. MONDELEZ INTERNATIONAL-W/I
2014-08-13
2020-04-29
15. MORGAN STANLEY DEAN WITTER & CO NEW
2020-04-29
1. NETFLIX.COM INC
2018-09-13
2020-04-29
2. NEXTERA ENERGY INC
2018-07-18
2020-04-29
3. NORFOLK SOUTHN CORP
2020-04-29
1. NORTHROP GRUMMAN CORP
2017-10-10
2020-04-29
1. NORTHROP GRUMMAN CORP
2019-05-20
2020-04-29
2. NVIDIA CORP
2018-06-12
2020-04-29
2. O'REILLY AUTOMOTIVE INC
2020-04-29
8. PAYPAL HOLDINGS INC
2020-03-04
2020-04-29
5. PEPSICO INC
2020-04-29
18. PFIZER INC
2020-04-29
3. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-04-29
4. PIONEER NAT RES CO
2020-04-29
4. PROCTER & GAMBLE CO
2019-06-05
2020-04-29
1. SALESFORCE.COM INC
2018-10-08
2020-04-29
4. SALESFORCE.COM INC
2019-10-28
2020-04-29
3. STANLEY BLACK & DECKER,INC.
2020-04-29
2. TEXAS INSTRS INC
2020-04-29
5. TEXAS INSTRS INC
2020-01-23
2020-04-29
1. THERMO ELECTRON CORP
2020-01-14
2020-04-29
4. UNION PAC CORP
2017-05-18
2020-04-29
5. UNITEDHEALTH GROUP INC
2010-12-01
2020-04-29
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-04-29
3. VISA INC CLASS A SHARES
2015-10-19
2020-04-29
4. WASTE CONNECTIONS INC
2016-07-26
2020-04-29
3. WEX INC
2020-04-29
4. YUM BRANDS INC
2020-04-29
5. ZIMMER HLDGS INC
2020-04-29
3. ALLEGION PLC
2020-04-29
1. LINDE PLC
2019-04-08
2020-04-29
4. LINDE PLC
2020-04-29
4. CHUBB LTD
2009-04-29
2020-04-29
2. ASML HOLDING NV-NY REG SHS
2020-04-29
3. NXP SEMICONDUCTORS NV
2020-01-23
2020-04-29
1528.197 SIX CIRCLES ULTR SHRT DUR
2018-11-14
2020-04-30
9. ADOBE SYS INC
2012-08-03
2020-05-04
1. ADOBE SYS INC
2012-08-03
2020-05-04
1093.75 DOUBLELINE TTL RTRN BND-I
2020-05-07
65. ISHARES TR 7-10 YR TREAS INDEX FD
2019-09-19
2020-05-07
294.466 AMER FNDS INTL VNTG-F3
2015-11-19
2020-05-15
1446.078 BLACKSTONE ALT MULTI-STRAT-Y
2019-06-14
2020-05-29
156.25 BLACKSTONE ALT MULTI-STRAT-Y
2018-11-14
2020-05-29
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
989
964
25
b
385
375
10
c
77
89
-12
d
1,467
2,133
-666
e
329
321
8
382
374
8
55
53
2
55
53
2
56
53
3
55
53
2
56
53
3
1,382
693
689
1,142
1,014
128
1,810
833
977
1,173
1,007
166
427
346
81
426
346
80
14,292
14,135
157
22,228
21,917
311
8,317
8,078
239
1,175
128
1,047
2,500
2,505
-5
2,262
2,092
170
6,523
6,157
366
763
499
264
380
240
140
2,500
2,330
170
477
522
-45
241
260
-19
639
566
73
747
481
266
1,189
1,062
127
30,230
29,455
775
32,213
31,614
599
2,495
1,892
603
916
419
497
1,102
496
606
315
201
114
418
245
173
339
157
182
833
311
522
78
29
49
79
29
50
6,050
5,233
817
2,053
711
1,342
17,374
13,893
3,481
18,305
15,925
2,380
61
67
-6
6
7
-1
2
2
77
83
-6
13
14
-1
6,775
6,852
-77
436
427
9
304
32
272
112
135
-23
1,346
1,260
86
1,344
727
617
484
492
-8
1,353
49
1,304
335
328
7
605
171
434
664
615
49
440
233
207
377
338
39
640
79
561
465
291
174
532
419
113
270
223
47
594
602
-8
156
196
-40
83
104
-21
295
188
107
258
375
-117
298
361
-63
306
341
-35
402
151
251
538
524
14
680
629
51
179
172
7
426
68
358
699
158
541
465
292
173
276
250
26
483
339
144
349
60
289
410
562
-152
869
55
814
195
201
-6
537
489
48
1,811
314
1,497
325
236
89
547
353
194
298
371
-73
235
169
66
570
450
120
347
313
34
216
268
-52
312
271
41
548
399
149
498
451
47
168
178
-10
270
290
-20
375
320
55
173
173
344
242
102
625
605
20
316
211
105
368
166
202
123
108
15
520
348
172
441
370
71
841
150
691
224
31
193
365
154
211
271
156
115
269
83
186
197
94
103
100
92
8
439
344
95
250
133
117
202
80
122
1,030
931
99
306
137
169
241
188
53
7,175
7,111
64
199
227
-28
171
193
-22
200
208
-8
200
208
-8
57
59
-2
57
59
-2
28
30
-2
230
237
-7
287
295
-8
115
118
-3
10
10
19
18
1
143
138
5
171
165
6
6,571
6,545
26
87
81
6
58
54
4
29
27
2
6,762
6,731
31
1,838
1,730
108
92
87
5
771
835
-64
154
165
-11
77
83
-6
77
83
-6
77
83
-6
604
655
-51
537
567
-30
605
627
-22
743
723
20
150
145
5
4,039
3,287
752
288
256
32
2,167
1,854
313
266
246
20
968
30
938
178
164
14
282
76
206
229
205
24
213
117
96
202
168
34
322
39
283
321
238
83
119
89
30
320
301
19
224
312
-88
284
188
96
218
227
-9
208
214
-6
296
262
34
359
312
47
187
172
15
240
34
206
359
79
280
139
125
14
145
84
61
124
20
104
234
321
-87
331
18
313
216
201
15
252
244
8
1,278
172
1,106
234
149
85
339
148
191
377
371
6
270
169
101
211
150
61
368
313
55
270
268
2
392
252
140
237
181
56
146
100
46
265
243
22
139
143
-4
123
107
16
120
81
39
188
151
37
168
105
63
264
264
369
215
154
154
123
31
607
87
520
244
31
213
206
77
129
145
50
95
218
94
124
104
92
12
318
229
89
137
66
71
212
80
132
216
186
30
165
68
97
274
273
1
12,109
12,033
76
13,331
13,245
86
2,802
2,783
19
636
681
-45
949
807
142
396
159
237
1,977
792
1,185
2,955
2,317
638
2,362
842
1,520
167
269
-102
36
93
-57
1,171
2,683
-1,512
308
699
-391
238
404
-166
153
269
-116
3,765
4,913
-1,148
16,528
16,130
398
399
673
-274
13,500
16,801
-3,301
12,539
17,469
-4,930
35,000
35,648
-648
1,418
1,820
-402
335
358
-23
261
301
-40
1,004
1,038
-34
38
36
2
671
650
21
112
108
4
351
323
28
438
403
35
439
403
36
1,399
1,273
126
2,099
5,435
-3,336
753
769
-16
695
64
631
2,695
1,052
1,643
2,360
1,968
392
378
489
-111
2,010
69
1,941
290
328
-38
549
209
340
574
615
-41
305
298
7
518
321
197
495
447
48
550
79
471
991
1,012
-21
451
491
-40
333
312
21
428
341
87
206
519
-313
339
255
84
782
856
-74
268
262
6
268
127
141
939
913
26
276
344
-68
664
101
563
733
197
536
182
116
66
272
294
-22
30,615
32,035
-1,420
234
309
-75
775
421
354
633
569
64
1,127
73
1,054
377
402
-25
565
553
12
2,810
394
2,416
461
317
144
615
354
261
410
371
39
474
339
135
536
445
91
338
293
45
338
313
25
595
522
73
785
744
41
981
917
64
670
498
172
686
623
63
231
267
-36
343
564
-221
468
427
41
161
151
10
642
605
37
368
303
65
236
111
125
589
661
-72
330
333
-3
655
429
226
1,447
188
1,259
255
31
224
542
231
311
348
198
150
407
381
26
348
366
-18
611
568
43
309
198
111
189
185
4
755
744
11
450
189
261
600
602
-2
319
410
-91
15,175
15,297
-122
3,136
288
2,848
349
32
317
11,550
11,720
-170
7,925
7,244
681
3,725
3,410
315
13,665
15,545
-1,880
1,477
1,664
-187
6,376
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
25
b
10
c
-12
d
-666
e
8
8
2
2
3
2
3
689
128
977
166
81
80
157
311
239
1,047
-5
170
366
264
140
170
-45
-19
73
266
127
775
599
603
497
606
114
173
182
522
49
50
817
1,342
3,481
2,380
-6
-1
-6
-1
-77
9
272
-23
86
617
-8
1,304
7
434
49
207
39
561
174
113
47
-8
-40
-21
107
-117
-63
-35
251
14
51
7
358
541
173
26
144
289
-152
814
-6
48
1,497
89
194
-73
66
120
34
-52
41
149
47
-10
-20
55
102
20
105
202
15
172
71
691
193
211
115
186
103
8
95
117
122
99
169
53
64
-28
-22
-8
-8
-2
-2
-2
-7
-8
-3
1
5
6
26
6
4
2
31
108
5
-64
-11
-6
-6
-6
-51
-30
-22
20
5
752
32
313
20
938
14
206
24
96
34
283
83
30
19
-88
96
-9
-6
34
47
15
206
280
14
61
104
-87
313
15
8
1,106
85
191
6
101
61
55
2
140
56
46
22
-4
16
39
37
63
154
31
520
213
129
95
124
12
89
71
132
30
97
1
76
86
19
-45
142
237
1,185
638
1,520
-102
-57
-1,512
-391
-166
-116
-1,148
398
-274
-3,301
-4,930
-648
-402
-23
-40
-34
2
21
4
28
35
36
126
-3,336
-16
631
1,643
392
-111
1,941
-38
340
-41
7
197
48
471
-21
-40
21
87
-313
84
-74
6
141
26
-68
563
536
66
-22
-1,420
-75
354
64
1,054
-25
12
2,416
144
261
39
135
91
45
25
73
41
64
172
63
-36
-221
41
10
37
65
125
-72
-3
226
1,259
224
311
150
26
-18
43
111
4
11
261
-2
-91
-122
2,848
317
-170
681
315
-1,880
-187
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
44,341
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
77,891
1,526,203
0.051036
2017
70,226
1,554,424
0.045178
2016
71,963
1,449,253
0.049655
2015
68,370
1,441,571
0.047427
2014
85,024
1,544,057
0.055065
2
Total
of line 1, column (d)
.....................
2
0.248361
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049672
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,524,717
5
Multiply line 4 by line 3
......................
5
75,736
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
673
7
Add lines 5 and 6
........................
7
76,409
8
Enter qualifying distributions from Part XII, line 4
,.............
8
74,965
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,346
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,346
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,346
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,120
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,120
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
226
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JPMORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN IL1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JPMORGAN CHASE BANK NA
TRUSTEE
2
24,111
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,516,442
b
Average of monthly cash balances
.......................
1b
31,494
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,547,936
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,547,936
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
23,219
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,524,717
6
Minimum investment return.
Enter 5% of line 5
..................
6
76,236
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
76,236
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,346
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,346
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
74,890
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
74,890
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
74,890
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
74,965
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
74,965
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
74,965
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
74,890
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
66,490
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
74,965
a
Applied to 2018, but not more than line 2a
66,490
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
8,475
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
66,415
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CAL FARLEY'S BOYS RANCH
ATTN TRISH QUARLES
PO BOX 1890
AMARILLO
,
TX
791740001
NONE
PC
GENERAL
16,623
TEXAS SCOTTISH RITE HOSPITAL
ATTN WILLIAM R HUSTON
PO BOX 190567
DALLAS
,
TX
752190567
NONE
PC
GENERAL
16,623
W I COOK FOUNDATION
CORY RHOADES
807 7TH AVE
FORT WORTH
,
TX
761042733
NONE
PC
GENERAL
33,245
Total
.................................
3a
66,491
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
39,221
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
44,341
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
83,562
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
83,562
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description