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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
05-01-2019
, and ending
04-30-2020
Name of foundation
HUGH GRANT TRUST UWO REGIS HIGH SCHOOL
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
13-6807003
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,949,728
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
115,795
115,578
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
126,063
b
Gross sales price for all assets on line 6a
1,273,017
7
Capital gain net income (from Part IV, line 2)
...
126,063
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
241,858
241,641
13
Compensation of officers, directors, trustees, etc.
57,653
36,545
21,109
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
1,816
1,816
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
5,547
2,668
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
261
11
250
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
65,277
41,040
0
21,359
25
Contributions, gifts, grants paid
.......
170,441
170,441
26
Total expenses and disbursements.
Add lines 24 and 25
235,718
41,040
0
191,800
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
6,140
b
Net investment income
(if negative, enter -0-)
200,601
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
12,818
11,230
11,230
2
Savings and temporary cash investments
.........
51,375
153,888
153,888
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
2,607,925
2,444,724
2,739,055
c
Investments—corporate bonds (attach schedule)
.......
922,862
991,300
1,045,555
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,594,980
3,601,142
3,949,728
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,594,980
3,601,142
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,594,980
3,601,142
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,594,980
3,601,142
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,594,980
2
Enter amount from Part I, line 27a
.....................
2
6,140
3
Other increases not included in line 2 (itemize)
3
40
4
Add lines 1, 2, and 3
..........................
4
3,601,160
5
Decreases not included in line 2 (itemize)
5
18
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,601,142
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
16. MONDELEZ INTERNATIONAL-W/I
2019-05-01
b
1. OCCIDENTAL PETE CORP
2018-04-30
2019-05-01
c
7. OCCIDENTAL PETE CORP
2018-04-30
2019-05-01
d
1. OCCIDENTAL PETE CORP
2018-04-30
2019-05-01
e
6. OCCIDENTAL PETE CORP
2018-04-30
2019-05-01
1. OCCIDENTAL PETE CORP
2018-04-30
2019-05-01
18. OCCIDENTAL PETE CORP
2018-04-30
2019-05-02
2. OCCIDENTAL PETE CORP
2018-04-30
2019-05-02
1. OCCIDENTAL PETE CORP
2018-04-30
2019-05-02
4. OCCIDENTAL PETE CORP
2018-04-30
2019-05-02
2. OCCIDENTAL PETE CORP
2018-04-30
2019-05-02
2. OCCIDENTAL PETE CORP
2018-04-30
2019-05-03
6. OCCIDENTAL PETE CORP
2018-04-30
2019-05-03
4. OCCIDENTAL PETE CORP
2018-04-30
2019-05-10
1. OCCIDENTAL PETE CORP
2018-04-30
2019-05-10
21. OCCIDENTAL PETE CORP
2018-04-30
2019-05-10
855.836 PIMCO SHORT TERM FUND INSTL
2018-02-16
2019-05-15
10. PHILIP MORRIS INTERNATIONAL
2018-10-11
2019-05-22
3. OCCIDENTAL PETE CORP
2018-04-30
2019-05-31
1. OCCIDENTAL PETE CORP
2018-04-30
2019-05-31
4. OCCIDENTAL PETE CORP
2018-04-30
2019-05-31
8. OCCIDENTAL PETE CORP
2018-04-30
2019-05-31
25. ALTRIA GROUP INC
2016-06-24
2019-06-03
1. OCCIDENTAL PETE CORP
2018-04-30
2019-06-03
6. OCCIDENTAL PETE CORP
2018-04-30
2019-06-03
2. OCCIDENTAL PETE CORP
2018-04-30
2019-06-03
1. OCCIDENTAL PETE CORP
2018-04-30
2019-06-04
3. OCCIDENTAL PETE CORP
2018-04-30
2019-06-04
6. OCCIDENTAL PETE CORP
2018-04-30
2019-06-04
1299.336 VANGUARD TOT BD MKT IDX-ADM
2018-01-18
2019-06-04
2. OCCIDENTAL PETE CORP
2018-04-30
2019-06-05
2. OCCIDENTAL PETE CORP
2018-04-30
2019-06-05
7. OCCIDENTAL PETE CORP
2018-04-30
2019-06-05
. KONTOOR BRANDS INC
2019-06-06
45. WELLTOWER INC
2016-06-24
2019-06-06
1. AIR PRODS & CHEMS INC
2018-10-11
2019-06-07
2. AIR PRODS & CHEMS INC
2018-10-11
2019-06-07
1. AIR PRODS & CHEMS INC
2018-10-11
2019-06-07
1. KONTOOR BRANDS INC
2018-10-11
2019-06-07
1. KONTOOR BRANDS INC
2018-10-11
2019-06-07
1. KONTOOR BRANDS INC
2018-10-11
2019-06-07
1. AIR PRODS & CHEMS INC
2018-10-11
2019-06-10
2. KONTOOR BRANDS INC
2019-06-10
1. KONTOOR BRANDS INC
2018-12-04
2019-06-11
. CORTEVA INC
2019-06-13
. DUPONT DE NEMOURS INC-WI
2019-06-13
2. OCCIDENTAL PETE CORP
2018-04-30
2019-06-17
1. OCCIDENTAL PETE CORP
2018-04-30
2019-06-17
1. OCCIDENTAL PETE CORP
2018-04-30
2019-06-17
5. OCCIDENTAL PETE CORP
2018-04-30
2019-06-17
9. OCCIDENTAL PETE CORP
2018-04-30
2019-06-17
1. OCCIDENTAL PETE CORP
2018-04-30
2019-06-18
3. OCCIDENTAL PETE CORP
2019-04-01
2019-06-18
18. OCCIDENTAL PETE CORP
2018-04-30
2019-06-18
7. STARBUCKS CORP
2018-10-11
2019-06-18
4. STARBUCKS CORP
2018-10-11
2019-06-18
1. STARBUCKS CORP
2018-10-11
2019-06-18
4. ALCON INC
2018-08-16
2019-06-18
24. ALCON INC
2019-06-18
4. OCCIDENTAL PETE CORP
2019-04-01
2019-06-19
1. STARBUCKS CORP
2018-10-11
2019-06-19
2. ALTRIA GROUP INC
2018-10-11
2019-06-21
13. ALTRIA GROUP INC
2018-10-11
2019-06-21
1. ALTRIA GROUP INC
2018-10-11
2019-06-24
4. ALTRIA GROUP INC
2018-10-11
2019-06-24
2. ALTRIA GROUP INC
2018-10-11
2019-06-24
1. ALTRIA GROUP INC
2018-10-11
2019-06-25
2. ALTRIA GROUP INC
2018-10-11
2019-06-25
7. DOW INC
2016-06-24
2019-06-27
3. DOW INC
2016-06-24
2019-06-28
4. DOW INC
2016-06-24
2019-06-28
15. MICROSOFT CORP
2003-02-26
2019-06-28
1. THE TRAVELERS COMPANIES INC.
2018-10-11
2019-06-28
8. THE TRAVELERS COMPANIES INC.
2018-10-11
2019-06-28
1. DOW INC
2016-06-24
2019-07-01
2. DOW INC
2016-06-24
2019-07-01
4. DOW INC
2016-06-24
2019-07-01
1. DOW INC
2016-06-24
2019-07-01
16. HARTFORD FINL SVCS GROUP INC
2019-07-01
50. MICROSOFT CORP
2003-02-26
2019-07-01
3. DOW INC
2016-06-24
2019-07-02
5. DOW INC
2016-06-24
2019-07-02
277.896 ARTISAN INTERNATIONAL-INST
2014-01-14
2019-07-08
52.333 CORTEVA INC
2016-06-24
2019-07-10
16.667 CORTEVA INC
2018-11-15
2019-07-10
25. NEXTERA ENERGY INC
2016-06-24
2019-07-10
5. WELLTOWER INC
2016-06-24
2019-07-10
18. CORTEVA INC
2016-06-24
2019-07-11
6. LILLY ELI & CO
2018-10-11
2019-07-25
14. MERCK & CO INC
2016-06-24
2019-07-25
4. LILLY ELI & CO
2018-04-30
2019-07-26
5. LILLY ELI & CO
2018-10-11
2019-07-26
7. MERCK & CO INC
2016-06-24
2019-07-26
370.105 WCM FOCUSED INTL GROWTH-INS
2016-03-02
2019-07-31
4.796 WCM FOCUSED INTL GROWTH-INS
2019-04-11
2019-07-31
4. AIR PRODS & CHEMS INC
2018-10-11
2019-08-01
4. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
1. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
5. COMCAST CORP NEW CL A
2019-05-07
2019-08-01
1. COMCAST CORP NEW CL A
2019-05-07
2019-08-02
4. COMCAST CORP NEW CL A
2019-03-01
2019-08-02
1. COMCAST CORP NEW CL A
2019-03-01
2019-08-02
3. COMCAST CORP NEW CL A
2019-03-01
2019-08-02
32. PFIZER INC
2019-08-02
1. COMCAST CORP NEW CL A
2019-03-01
2019-08-05
2. COMCAST CORP NEW CL A
2019-03-01
2019-08-05
4. COMCAST CORP NEW CL A
2019-03-01
2019-08-05
1. PFIZER INC
2019-04-09
2019-08-05
1. PFIZER INC
2019-04-09
2019-08-05
7. PFIZER INC
2019-04-09
2019-08-05
2. PFIZER INC
2019-08-05
4. PFIZER INC
2019-04-09
2019-08-05
8. PFIZER INC
2019-08-05
4. PFIZER INC
2019-04-18
2019-08-05
730.371 VANGUARD TOT BD MKT IDX-ADM
2018-01-18
2019-08-05
43. NISOURCE INC
2018-08-02
2019-08-06
15. NISOURCE INC
2018-08-02
2019-08-07
1. CHEVRON CORP
2018-06-21
2019-08-13
3. CHEVRON CORP
2018-06-21
2019-08-13
7. CHEVRON CORP
2018-06-21
2019-08-13
85. HSBC HLDGS PLC SPONS ADR NEW
2016-06-24
2019-08-15
418.245 VANGUARD TOT BD MKT IDX-ADM
2018-01-18
2019-08-20
1615. JPMORGAN BETABUILDERS EUROPE ETF
2019-04-11
2019-08-23
150. JPMORGAN BETABUILDERS EUROPE ETF
2019-04-11
2019-08-23
2. GENUINE PARTS CO
2018-08-02
2019-08-28
8. GENUINE PARTS CO
2018-08-02
2019-08-29
5. GENUINE PARTS CO
2018-08-02
2019-08-30
2. GENUINE PARTS CO
2018-08-02
2019-09-03
16. COMCAST CORP NEW CL A
2019-09-04
6. ILLINOIS TOOL WKS INC
2018-04-30
2019-09-04
1358.305 VANGUARD TOT BD MKT IDX-ADM
2018-01-18
2019-09-04
1. CME GROUP INC
2018-12-19
2019-09-10
8. MICROSOFT CORP
2003-02-26
2019-09-10
3. MICROSOFT CORP
2019-04-10
2019-09-10
3. CME GROUP INC
2019-09-11
15. ALTRIA GROUP INC
2018-10-11
2019-09-13
4. ALTRIA GROUP INC
2018-10-11
2019-09-13
3. ALTRIA GROUP INC
2018-10-11
2019-09-13
2. ALTRIA GROUP INC
2018-10-11
2019-09-13
1. ALTRIA GROUP INC
2018-10-11
2019-09-13
4. ALTRIA GROUP INC
2018-10-11
2019-09-13
388. ISHARES TR BARCLAYS MBS BD FD
2019-02-04
2019-09-20
530. VANGUARD BD INDEX FD INC
2019-09-20
1. GENUINE PARTS CO
2018-08-02
2019-09-23
1. GENERAL DYNAMICS CORP
2018-04-24
2019-09-24
1. GENERAL DYNAMICS CORP
2018-04-24
2019-09-24
2. GENUINE PARTS CO
2018-08-02
2019-09-24
2. GENERAL DYNAMICS CORP
2018-04-24
2019-09-25
2. GENUINE PARTS CO
2018-08-02
2019-09-25
1. GENERAL DYNAMICS CORP
2018-04-24
2019-09-26
2. GENUINE PARTS CO
2018-08-02
2019-09-26
1. GENERAL DYNAMICS CORP
2018-04-24
2019-09-27
2. GENUINE PARTS CO
2018-08-02
2019-09-27
1. GENUINE PARTS CO
2018-08-02
2019-09-30
3.312 CORTEVA INC
2019-03-01
2019-10-01
21.688 CORTEVA INC
2019-10-01
4. HONEYWELL INTL INC
2018-03-28
2019-10-01
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-01
7. STARBUCKS CORP
2018-10-11
2019-10-01
4. THE TRAVELERS COMPANIES INC.
2018-10-11
2019-10-01
2. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-02
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-03
15. ABBOTT LABS
2018-10-11
2019-10-04
937.407 WCM FOCUSED INTL GROWTH-INS
2016-03-02
2019-10-04
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-04
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-07
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-07
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-10-08
3. APPLE COMPUTER INC
2019-04-10
2019-10-17
5. APPLE COMPUTER INC
2011-10-03
2019-10-17
6. MICROSOFT CORP
2003-02-26
2019-10-17
2. MICROSOFT CORP
2003-02-26
2019-10-17
6. MICROSOFT CORP
2003-02-26
2019-10-17
2. MICROSOFT CORP
2003-02-26
2019-10-17
2. TEXAS INSTRS INC
2016-06-24
2019-10-17
1. TEXAS INSTRS INC
2016-06-24
2019-10-17
1. TEXAS INSTRS INC
2016-06-24
2019-10-17
2. TEXAS INSTRS INC
2016-06-24
2019-10-18
2. TEXAS INSTRS INC
2016-06-24
2019-10-18
4. TEXAS INSTRS INC
2016-06-24
2019-10-21
2. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-22
3. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-22
3. MICROSOFT CORP
2003-02-26
2019-10-22
5. MICROSOFT CORP
2003-02-26
2019-10-22
1. MICROSOFT CORP
2003-02-26
2019-10-22
1. MICROSOFT CORP
2003-02-26
2019-10-22
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-23
5. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-23
2. MICROSOFT CORP
2003-02-26
2019-10-23
1. MICROSOFT CORP
2003-02-26
2019-10-23
3. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-24
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-25
2. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-25
16.667 DUPONT DE NEMOURS INC-WI
2018-11-15
2019-10-28
33.333 DUPONT DE NEMOURS INC-WI
2016-06-24
2019-10-28
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-28
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-28
2. TIFFANY & CO NEW
2018-11-08
2019-10-28
5. TIFFANY & CO NEW
2019-10-28
2. TIFFANY & CO NEW
2018-11-07
2019-10-28
3. TIFFANY & CO NEW
2019-10-28
3. TIFFANY & CO NEW
2018-11-12
2019-10-28
3875.599 ARTISAN INTERNATIONAL-INST
2014-01-14
2019-10-29
1. BECTON DICKINSON & CO
2019-05-07
2019-10-29
1. BECTON DICKINSON & CO
2018-03-28
2019-10-29
2. BECTON DICKINSON & CO
2018-03-28
2019-10-29
37. DUPONT DE NEMOURS INC-WI
2016-06-24
2019-10-29
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-29
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2019-10-29
6619.517 WCM FOCUSED INTL GROWTH-INS
2016-03-02
2019-10-29
2. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
9. TIFFANY & CO NEW
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-31
2. EDISON INTL
2019-07-31
2019-10-31
1. EDISON INTL
2019-07-31
2019-10-31
2. EDISON INTL
2019-07-31
2019-10-31
1. EDISON INTL
2019-08-07
2019-10-31
2. ILLINOIS TOOL WKS INC
2018-04-30
2019-11-01
1. ILLINOIS TOOL WKS INC
2018-04-30
2019-11-01
1. ILLINOIS TOOL WKS INC
2018-04-30
2019-11-01
2. ILLINOIS TOOL WKS INC
2018-04-30
2019-11-01
5. MICROSOFT CORP
2003-02-26
2019-11-01
38. NISOURCE INC
2018-08-02
2019-11-01
2. CHUBB LTD
2019-05-07
2019-11-01
4. CHUBB LTD
2018-03-28
2019-11-01
2. HOME DEPOT INC
2016-06-24
2019-11-05
1. HOME DEPOT INC
2019-05-07
2019-11-05
30. MERCK & CO INC
2016-06-24
2019-11-06
20. THE TRAVELERS COMPANIES INC.
2016-06-24
2019-11-06
776.414 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2019-11-12
2. MERCK & CO INC
2016-06-24
2019-11-15
1. MERCK & CO INC
2016-06-24
2019-11-15
4. MERCK & CO INC
2016-06-24
2019-11-15
14. PFIZER INC
2019-04-18
2019-11-15
9. PFIZER INC
2017-09-20
2019-11-15
28. PFIZER INC
2019-11-15
2. MERCK & CO INC
2016-06-24
2019-11-18
2. MERCK & CO INC
2016-06-24
2019-11-18
7. MERCK & CO INC
2016-06-24
2019-11-18
5. MERCK & CO INC
2016-06-24
2019-11-19
1. TIFFANY & CO NEW
2018-10-30
2019-11-22
2. TIFFANY & CO NEW
2019-11-22
1. TIFFANY & CO NEW
2018-10-29
2019-11-25
3. TIFFANY & CO NEW
2019-07-01
2019-11-25
10. TIFFANY & CO NEW
2019-11-25
4. HOME DEPOT INC
2016-06-24
2019-12-03
253.927 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2016-11-23
2019-12-03
3. PPG INDS INC
2016-06-24
2019-12-03
2. PPG INDS INC
2019-05-07
2019-12-03
3. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2018-03-28
2019-12-03
541.931 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2016-11-23
2019-12-05
9. NISOURCE INC
2018-08-02
2019-12-11
5. CORNING INC
2016-06-24
2019-12-12
45. CORNING INC
2019-06-04
2019-12-12
4. NISOURCE INC
2018-08-02
2019-12-12
8. NISOURCE INC
2018-08-02
2019-12-12
21. NISOURCE INC
2019-12-13
4. ILLINOIS TOOL WKS INC
2018-04-30
2019-12-18
2. ILLINOIS TOOL WKS INC
2018-04-30
2019-12-18
30. ROYAL DUTCH SHELL PLC
2016-06-24
2019-12-18
65. CORNING INC
2016-06-24
2019-12-19
1. ILLINOIS TOOL WKS INC
2018-04-30
2019-12-19
20. LILLY ELI & CO
2016-06-24
2019-12-26
. TRUIST FINANCIAL CORP
2019-12-30
4. APPLE COMPUTER INC
2011-10-03
2020-01-02
3. DOVER CORP
2018-08-02
2020-01-02
6. DOVER CORP
2019-11-01
2020-01-02
1. TIFFANY & CO NEW
2019-02-01
2020-01-03
2. TIFFANY & CO NEW
2019-02-01
2020-01-03
3. TIFFANY & CO NEW
2019-01-04
2020-01-06
2. TIFFANY & CO NEW
2019-02-01
2020-01-06
3. TIFFANY & CO NEW
2019-01-04
2020-01-06
1. TIFFANY & CO NEW
2019-01-04
2020-01-07
1. V F CORP
2019-05-31
2020-01-07
1. V F CORP
2019-05-31
2020-01-08
2. V F CORP
2019-05-31
2020-01-08
1. V F CORP
2019-05-31
2020-01-09
1. V F CORP
2019-05-31
2020-01-09
1. V F CORP
2019-05-31
2020-01-10
2. V F CORP
2019-05-31
2020-01-10
6. CORTEVA INC
2016-06-24
2020-01-15
1. CORTEVA INC
2016-06-24
2020-01-15
6. CORTEVA INC
2016-06-24
2020-01-15
8. CORTEVA INC
2016-06-24
2020-01-15
4. CORTEVA INC
2016-06-24
2020-01-16
3. CORTEVA INC
2016-06-24
2020-01-16
1. CORTEVA INC
2016-06-24
2020-01-16
95. HSBC HLDGS PLC SPONS ADR NEW
2016-06-24
2020-01-23
55. HSBC HLDGS PLC SPONS ADR NEW
2016-06-24
2020-01-27
170. CORNING INC
2016-06-24
2020-01-28
1. LILLY ELI & CO
2018-04-30
2020-01-30
1. LILLY ELI & CO
2018-04-30
2020-01-30
1. LILLY ELI & CO
2018-04-30
2020-01-30
1. LILLY ELI & CO
2018-04-30
2020-01-30
4. THE TRAVELERS COMPANIES INC.
2020-01-30
2. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-01-30
6. APPLE COMPUTER INC
2011-10-03
2020-01-31
1. FIDELITY NATL INFORMATION SVCS INC
2019-05-07
2020-01-31
3. FIDELITY NATL INFORMATION SVCS INC
2019-05-07
2020-01-31
1. ILLINOIS TOOL WKS INC
2018-04-30
2020-01-31
1. ILLINOIS TOOL WKS INC
2018-04-30
2020-01-31
2. ILLINOIS TOOL WKS INC
2018-04-30
2020-01-31
1. LILLY ELI & CO
2018-04-30
2020-01-31
3. LILLY ELI & CO
2018-04-30
2020-01-31
1. LILLY ELI & CO
2018-04-30
2020-01-31
6. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-01-31
8. ANALOG DEVICES INC
2018-06-21
2020-02-03
8. COCA-COLA CO
2020-02-03
2. COCA-COLA CO
2019-05-07
2020-02-03
1. FIDELITY NATL INFORMATION SVCS INC
2018-08-02
2020-02-03
1. FIDELITY NATL INFORMATION SVCS INC
2018-08-02
2020-02-03
2. ILLINOIS TOOL WKS INC
2018-04-30
2020-02-03
4. LILLY ELI & CO
2018-04-30
2020-02-03
1. LILLY ELI & CO
2018-04-30
2020-02-03
8. MERCK & CO INC
2016-06-24
2020-02-03
5. MICROSOFT CORP
2003-02-26
2020-02-03
2. NEXTERA ENERGY INC
2019-04-10
2020-02-03
1. FIDELITY NATL INFORMATION SVCS INC
2018-08-02
2020-02-04
1. FIDELITY NATL INFORMATION SVCS INC
2018-08-02
2020-02-04
1. FIDELITY NATL INFORMATION SVCS INC
2018-08-02
2020-02-05
22. MERCK & CO INC
2016-06-24
2020-02-05
65. ROYAL DUTCH SHELL PLC
2016-06-24
2020-02-07
1354.509 EDGEWOOD GROWTH FUND
2009-07-07
2020-02-11
756. ISHARES MSCI JAPAN ETF
2020-02-11
2490.749 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2016-11-23
2020-02-11
10. MICROSOFT CORP
2003-02-26
2020-02-12
3. EXXON MOBIL CORP
2019-03-07
2020-02-27
19. EXXON MOBIL CORP
2020-02-27
1. EXXON MOBIL CORP
2019-05-01
2020-02-27
1. EXXON MOBIL CORP
2019-05-01
2020-02-27
1. BLACKROCK INC
2019-05-07
2020-02-28
1. BLACKROCK INC
2019-03-01
2020-02-28
1. BLACKROCK INC
2016-12-01
2020-02-28
3. EXXON MOBIL CORP
2019-05-01
2020-02-28
5. ACCENTURE PLC
2020-02-28
100. CORNING INC
2016-06-24
2020-03-02
610.192 DOUBLELINE TTL RTRN BND-I
2020-03-02
950.065 VANGUARD TOT BD MKT IDX-ADM
2018-01-18
2020-03-04
90. BANK OF AMERICA CORPORATION
2020-03-05
80. BANK OF AMERICA CORPORATION
2020-03-06
1. PRUDENTIAL FINL INC
2018-03-28
2020-03-06
4. PRUDENTIAL FINL INC
2018-03-28
2020-03-06
1. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-03-06
2. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-03-06
4. WELLS FARGO & CO NEW
2018-06-05
2020-03-06
5. WELLS FARGO & CO NEW
2018-06-05
2020-03-06
5. WELLS FARGO & CO NEW
2018-06-05
2020-03-06
30. WELLS FARGO & CO NEW
2018-06-05
2020-03-06
3. EDISON INTL
2020-03-09
2. EDISON INTL
2020-03-09
3. EXXON MOBIL CORP
2020-03-09
9. EXXON MOBIL CORP
2020-03-09
12. EXXON MOBIL CORP
2020-03-09
5. EXXON MOBIL CORP
2020-03-09
2. EXXON MOBIL CORP
2020-03-09
6. EXXON MOBIL CORP
2020-03-09
6599.179 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2020-03-09
7. PRUDENTIAL FINL INC
2018-03-28
2020-03-09
5. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-03-09
1. WELLS FARGO & CO NEW
2018-06-05
2020-03-09
8. WELLS FARGO & CO NEW
2018-06-05
2020-03-09
40. WELLS FARGO & CO NEW
2018-06-05
2020-03-09
1. WELLS FARGO & CO NEW
2018-06-05
2020-03-09
11. EDISON INTL
2020-03-10
9. EXXON MOBIL CORP
2019-06-17
2020-03-10
2. EXXON MOBIL CORP
2019-06-17
2020-03-10
3. EXXON MOBIL CORP
1981-03-21
2020-03-10
2. EXXON MOBIL CORP
2020-03-10
1. EXXON MOBIL CORP
1981-03-21
2020-03-10
4. PRUDENTIAL FINL INC
2018-03-28
2020-03-10
11. PRUDENTIAL FINL INC
2018-03-28
2020-03-10
60. ROYAL DUTCH SHELL PLC
2016-06-24
2020-03-10
2. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-03-10
7. WELLS FARGO & CO NEW
2018-06-05
2020-03-10
7. EDISON INTL
2020-03-11
7. PRUDENTIAL FINL INC
2018-03-28
2020-03-11
55. ROYAL DUTCH SHELL PLC
2016-06-24
2020-03-12
2. EXXON MOBIL CORP
1981-03-21
2020-03-13
33. EXXON MOBIL CORP
1981-03-21
2020-03-13
4. EXXON MOBIL CORP
1981-03-21
2020-03-13
6. EXXON MOBIL CORP
1981-03-21
2020-03-13
4249. JPMORGAN BETABUILDERS EUROPE ETF
2020-03-16
281. SPDR TR UNIT SER 1
2020-03-09
2020-03-16
1. AIR PRODS & CHEMS INC
2018-10-11
2020-03-18
3. AIR PRODS & CHEMS INC
2018-06-21
2020-03-18
2. LAS VEGAS SANDS CORP
2019-04-01
2020-03-18
1. LAS VEGAS SANDS CORP
2019-04-01
2020-03-18
6. LAS VEGAS SANDS CORP
2019-04-01
2020-03-18
1. LAS VEGAS SANDS CORP
2019-04-01
2020-03-18
6. LAS VEGAS SANDS CORP
2020-03-18
4. RPM INC OHIO
2018-10-11
2020-03-18
1. AIR PRODS & CHEMS INC
2018-06-21
2020-03-19
4. LAS VEGAS SANDS CORP
2020-03-19
4. LAS VEGAS SANDS CORP
2020-03-19
2. AIR PRODS & CHEMS INC
2018-06-21
2020-03-20
1. RPM INC OHIO
2018-10-11
2020-03-20
7. RPM INC OHIO
2018-10-11
2020-03-20
1. RPM INC OHIO
2018-10-11
2020-03-20
15. BOEING CO
2016-06-24
2020-03-23
4. RPM INC OHIO
2018-10-11
2020-03-23
1. DUPONT DE NEMOURS INC-WI
2017-09-11
2020-03-24
1. DUPONT DE NEMOURS INC-WI
2017-09-11
2020-03-24
2. DUPONT DE NEMOURS INC-WI
2017-09-11
2020-03-24
3. DUPONT DE NEMOURS INC-WI
2017-09-11
2020-03-24
14. DUPONT DE NEMOURS INC-WI
2020-03-24
12. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-25
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-25
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-25
6. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-25
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-25
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-25
9. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-26
1. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-26
4. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-26
11. THE TRAVELERS COMPANIES INC.
2020-03-26
2. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-03-26
8. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-03-26
4. CHEVRON CORP
2018-06-21
2020-03-27
3. CHEVRON CORP
2018-06-21
2020-03-27
22. CHEVRON CORP
2018-06-21
2020-03-27
3. HARTFORD FINL SVCS GROUP INC
2018-10-11
2020-03-27
6. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-03-27
1. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-30
2. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-30
3. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-30
1. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-30
1. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-30
1. RPM INC OHIO
2018-10-11
2020-03-30
1. RPM INC OHIO
2018-10-11
2020-03-30
4. RPM INC OHIO
2018-10-11
2020-03-30
4. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-03-30
8. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-31
1. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-03-31
2. RPM INC OHIO
2018-10-11
2020-03-31
4. DUPONT DE NEMOURS INC-WI
2016-06-24
2020-04-01
4. ILLINOIS TOOL WKS INC
2018-04-30
2020-04-01
4. MICROSOFT CORP
2003-02-26
2020-04-01
1. RPM INC OHIO
2018-10-11
2020-04-01
7. STANLEY BLACK & DECKER,INC.
2018-03-28
2020-04-01
7. THE TRAVELERS COMPANIES INC.
2008-12-15
2020-04-01
1. RPM INC OHIO
2018-10-11
2020-04-02
1. LAS VEGAS SANDS CORP
2019-01-22
2020-04-03
1. LAS VEGAS SANDS CORP
2019-01-22
2020-04-03
4. LAS VEGAS SANDS CORP
2019-05-31
2020-04-03
2. LAS VEGAS SANDS CORP
2019-05-31
2020-04-03
6. LAS VEGAS SANDS CORP
2019-05-31
2020-04-03
1. LAS VEGAS SANDS CORP
2019-05-31
2020-04-06
1. LAS VEGAS SANDS CORP
2019-05-31
2020-04-06
1. LAS VEGAS SANDS CORP
2018-12-18
2020-04-06
5. LAS VEGAS SANDS CORP
2020-04-06
3. RPM INC OHIO
2018-10-11
2020-04-06
13. GILEAD SCIENCES INC
2018-06-05
2020-04-07
2402.616 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2013-07-29
2020-04-07
35. TRUIST FINANCIAL CORP
2018-02-15
2020-04-07
1. SIMON PPTY GROUP INC NEW
2019-05-07
2020-04-08
7. SIMON PPTY GROUP INC NEW
2018-06-05
2020-04-08
2. SIMON PPTY GROUP INC NEW
2019-05-07
2020-04-08
5. SIMON PPTY GROUP INC NEW
2018-06-05
2020-04-08
1. DISCOVER FINL SVCS
2020-01-24
2020-04-09
7. DISCOVER FINL SVCS
2020-04-09
3. DISCOVER FINL SVCS
2020-01-24
2020-04-09
1. DISCOVER FINL SVCS
2020-01-24
2020-04-09
2. DISCOVER FINL SVCS
2018-10-15
2020-04-13
2. DISCOVER FINL SVCS
2020-01-24
2020-04-13
18. DISCOVER FINL SVCS
2020-04-13
6. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-04-13
4. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-04-13
15. CHEVRON CORP
2020-04-14
2. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-04-14
10. WYNDHAM HOTELS & RESORTS INC
2018-09-13
2020-04-14
9. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-04-14
1. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-04-14
1. WYNDHAM HOTELS & RESORTS INC
2018-10-11
2020-04-14
15. DISCOVER FINL SVCS
2018-06-05
2020-04-16
43. WELLS FARGO & CO NEW
2018-06-05
2020-04-16
19. DISCOVER FINL SVCS
2018-06-05
2020-04-17
13. GILEAD SCIENCES INC
2018-06-05
2020-04-17
4. HONEYWELL INTL INC
2020-02-28
2020-04-17
1. HONEYWELL INTL INC
2018-03-28
2020-04-17
1. HONEYWELL INTL INC
2018-03-28
2020-04-17
4. DISCOVER FINL SVCS
2018-06-05
2020-04-20
43. CONOCOPHILLIPS
2016-06-24
2020-04-22
10. CONOCOPHILLIPS
2019-09-24
2020-04-22
9. DISCOVER FINL SVCS
2018-06-05
2020-04-23
10. DISCOVER FINL SVCS
2020-02-28
2020-04-23
13. EDISON INTL
2020-04-23
20. LAS VEGAS SANDS CORP
2020-04-23
19. VALERO REFNG & MARKETING CO
2018-09-13
2020-04-23
21. COCA-COLA CO
2020-04-24
6. COCA-COLA CO
2019-05-07
2020-04-24
24. CONOCOPHILLIPS
2016-06-24
2020-04-24
1. ABBOTT LABS
2018-10-11
2020-04-27
8. ABBOTT LABS
2018-10-11
2020-04-27
1. ABBOTT LABS
2018-10-11
2020-04-27
1. ABBOTT LABS
2018-10-11
2020-04-27
84. ISHARES TR 20+ TREAS INDEX FD
2019-09-20
2020-04-27
394. ISHARES TR 7-10 YR TREAS INDEX FD
2020-04-27
4. MCDONALDS CORP
2020-04-27
4. MCDONALDS CORP
2020-04-27
1010.084 VANGUARD TOT BD MKT IDX-ADM
2018-01-18
2020-04-27
1. ABBOTT LABS
2018-10-11
2020-04-28
18. LAS VEGAS SANDS CORP
2020-04-28
2. LAS VEGAS SANDS CORP
2018-12-20
2020-04-28
2. RPM INC OHIO
2018-10-11
2020-04-28
1. RPM INC OHIO
2018-10-11
2020-04-28
1. RPM INC OHIO
2018-10-11
2020-04-28
4. LAS VEGAS SANDS CORP
2018-12-20
2020-04-29
4. RPM INC OHIO
2018-10-11
2020-04-29
3. RPM INC OHIO
2018-10-11
2020-04-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
826
684
142
b
59
77
-18
c
409
542
-133
d
58
77
-19
e
346
465
-119
58
77
-19
1,032
1,395
-363
115
155
-40
57
77
-20
230
310
-80
115
155
-40
116
155
-39
349
465
-116
220
310
-90
55
77
-22
1,150
1,627
-477
8,387
8,447
-60
856
834
22
152
232
-80
50
77
-27
202
310
-108
399
620
-221
1,247
1,697
-450
49
77
-28
296
465
-169
100
155
-55
50
77
-27
149
232
-83
300
465
-165
14,072
13,838
234
96
155
-59
96
155
-59
333
542
-209
12
12
3,683
3,289
394
223
160
63
446
320
126
223
160
63
29
40
-11
28
40
-12
29
40
-11
222
160
62
60
78
-18
30
38
-8
9
9
25
25
100
155
-55
50
77
-27
50
77
-27
251
387
-136
450
697
-247
50
77
-27
151
201
-50
903
1,395
-492
583
387
196
332
221
111
83
55
28
235
201
34
1,408
1,085
323
202
268
-66
82
55
27
96
124
-28
626
809
-183
49
62
-13
195
249
-54
97
124
-27
48
62
-14
96
124
-28
357
371
-14
151
159
-8
197
212
-15
2,008
360
1,648
150
126
24
1,196
1,007
189
50
53
-3
100
106
-6
200
212
-12
50
53
-3
890
783
107
6,754
1,200
5,554
147
159
-12
244
265
-21
9,126
8,439
687
1,388
1,405
-17
442
499
-57
5,209
3,115
2,094
431
365
66
477
483
-6
649
659
-10
1,146
790
356
434
326
108
543
550
-7
568
395
173
6,425
4,371
2,054
83
77
6
906
640
266
175
170
5
44
43
1
216
213
3
43
43
170
156
14
42
39
3
128
117
11
1,214
1,374
-160
42
39
3
83
78
5
167
156
11
37
43
-6
37
43
-6
256
299
-43
73
85
-12
147
171
-24
297
320
-23
147
157
-10
8,093
7,778
315
1,207
1,131
76
413
395
18
122
124
-2
367
372
-5
855
868
-13
3,054
2,639
415
4,672
4,454
218
36,531
39,036
-2,505
3,394
3,626
-232
177
196
-19
717
784
-67
452
490
-38
180
196
-16
713
586
127
876
858
18
15,254
14,466
788
206
187
19
1,085
192
893
407
361
46
608
559
49
636
934
-298
171
249
-78
128
187
-59
86
124
-38
42
62
-20
169
249
-80
41,933
40,679
1,254
42,738
41,788
950
98
98
186
221
-35
185
221
-36
193
196
-3
372
442
-70
194
196
-2
186
221
-35
195
196
-1
185
221
-36
197
196
1
100
98
2
91
90
1
594
669
-75
659
551
108
139
152
-13
608
387
221
585
503
82
272
304
-32
137
152
-15
1,225
1,036
189
16,077
11,071
5,006
139
152
-13
139
152
-13
140
152
-12
135
152
-17
704
602
102
1,173
269
904
840
144
696
278
48
230
838
144
694
279
48
231
262
122
140
130
61
69
129
61
68
260
122
138
260
122
138
522
245
277
116
95
21
173
143
30
414
72
342
685
120
565
138
24
114
137
24
113
58
48
10
289
238
51
273
48
225
136
24
112
172
143
29
57
48
9
114
95
19
1,129
1,429
-300
2,257
2,565
-308
57
48
9
56
48
8
254
232
22
634
580
54
260
230
30
387
342
45
388
328
60
130,143
117,685
12,458
254
233
21
254
213
41
510
427
83
2,489
2,847
-358
57
48
9
57
48
9
116,040
78,176
37,864
124
149
-25
62
75
-13
62
75
-13
62
75
-13
62
75
-13
1,112
980
132
63
74
-11
126
149
-23
63
74
-11
125
149
-24
63
74
-11
343
286
57
172
143
29
171
143
28
346
286
60
717
120
597
1,051
1,000
51
300
286
14
601
545
56
464
255
209
232
194
38
2,506
1,686
820
2,643
2,228
415
17,555
15,279
2,276
170
113
57
85
56
29
340
226
114
520
548
-28
336
323
13
1,045
1,095
-50
168
113
55
168
113
55
589
395
194
423
282
141
125
108
17
252
216
36
133
107
26
398
283
115
1,331
919
412
859
509
350
5,726
4,751
975
380
316
64
253
229
24
453
457
-4
152
152
150
152
-2
12,324
10,140
2,184
242
237
5
143
100
43
1,288
1,325
-37
108
105
3
213
211
2
561
551
10
712
572
140
355
286
69
1,780
1,562
218
1,837
1,298
539
178
143
35
2,625
1,496
1,129
27
27
1,194
215
979
348
245
103
696
637
59
134
88
46
267
176
91
401
248
153
267
176
91
401
248
153
134
83
51
99
82
17
97
82
15
195
164
31
96
82
14
96
82
14
95
82
13
191
164
27
172
163
9
29
27
2
172
163
9
228
217
11
115
109
6
86
81
5
29
27
2
3,579
2,949
630
2,007
1,707
300
4,803
3,395
1,408
143
82
61
143
82
61
143
82
61
143
82
61
534
414
120
266
81
185
1,902
322
1,580
146
116
30
431
347
84
175
143
32
176
143
33
355
286
69
141
82
59
419
245
174
140
82
58
793
242
551
880
802
78
470
388
82
118
96
22
145
103
42
145
103
42
355
286
69
563
326
237
141
82
59
697
451
246
870
120
750
534
378
156
148
103
45
148
103
45
146
103
43
1,882
1,242
640
3,378
3,385
-7
55,305
11,771
43,534
45,109
42,813
2,296
54,846
46,602
8,244
1,839
240
1,599
157
240
-83
968
1,517
-549
51
80
-29
51
80
-29
458
462
-4
455
443
12
455
378
77
145
239
-94
899
791
108
2,395
1,997
398
6,657
6,653
4
10,907
10,118
789
2,427
3,025
-598
2,034
2,408
-374
70
103
-33
280
411
-131
125
40
85
249
81
168
148
218
-70
185
272
-87
184
272
-88
1,108
1,634
-526
188
222
-34
126
148
-22
129
238
-109
385
705
-320
513
946
-433
212
380
-168
86
151
-65
251
451
-200
118,785
112,713
6,072
437
719
-282
579
201
378
32
54
-22
260
436
-176
1,327
2,179
-852
33
54
-21
691
811
-120
388
676
-288
85
150
-65
130
13
117
87
150
-63
43
4
39
250
411
-161
677
1,130
-453
2,110
3,125
-1,015
233
81
152
236
381
-145
421
513
-92
411
719
-308
1,584
2,864
-1,280
73
9
64
1,201
142
1,059
152
17
135
215
26
189
71,810
105,744
-33,934
69,771
77,062
-7,291
192
160
32
607
470
137
75
126
-51
36
63
-27
210
378
-168
36
63
-27
218
348
-130
234
240
-6
199
157
42
164
232
-68
152
228
-76
371
314
57
52
60
-8
363
421
-58
50
60
-10
1,592
1,908
-316
188
240
-52
32
99
-67
31
99
-68
62
199
-137
96
298
-202
453
1,171
-718
403
934
-531
34
48
-14
33
48
-15
207
286
-79
34
48
-14
35
48
-13
310
429
-119
35
48
-13
133
191
-58
1,044
1,154
-110
72
113
-41
285
451
-166
286
496
-210
206
372
-166
1,547
2,728
-1,181
99
143
-44
193
338
-145
33
78
-45
67
156
-89
100
233
-133
33
78
-45
33
78
-45
60
60
60
60
241
240
1
126
225
-99
278
623
-345
36
78
-42
119
120
-1
132
311
-179
545
572
-27
613
96
517
57
60
-3
629
1,065
-436
678
282
396
58
60
-2
39
57
-18
38
57
-19
151
221
-70
76
110
-34
225
331
-106
40
55
-15
41
55
-14
41
53
-12
203
276
-73
179
180
-1
965
907
58
41,373
39,139
2,234
1,074
1,907
-833
62
173
-111
425
1,151
-726
122
347
-225
313
822
-509
39
78
-39
278
544
-266
122
233
-111
39
78
-39
72
148
-76
72
153
-81
655
1,331
-676
192
338
-146
129
225
-96
1,274
1,807
-533
66
110
-44
332
563
-231
301
493
-192
34
55
-21
34
50
-16
475
1,109
-634
1,153
2,342
-1,189
658
1,404
-746
1,079
907
172
550
629
-79
138
138
138
138
137
296
-159
1,503
1,867
-364
350
593
-243
315
665
-350
349
648
-299
764
946
-182
914
1,052
-138
993
2,214
-1,221
951
1,002
-51
272
288
-16
871
1,042
-171
95
69
26
760
552
208
95
69
26
95
69
26
14,082
11,920
2,162
47,862
41,180
6,682
745
764
-19
745
658
87
11,606
10,757
849
94
69
25
821
919
-98
92
101
-9
136
120
16
67
60
7
67
60
7
197
203
-6
271
240
31
198
180
18
21,809
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
142
b
-18
c
-133
d
-19
e
-119
-19
-363
-40
-20
-80
-40
-39
-116
-90
-22
-477
-60
22
-80
-27
-108
-221
-450
-28
-169
-55
-27
-83
-165
234
-59
-59
-209
12
394
63
126
63
-11
-12
-11
62
-18
-8
9
25
-55
-27
-27
-136
-247
-27
-50
-492
196
111
28
34
323
-66
27
-28
-183
-13
-54
-27
-14
-28
-14
-8
-15
1,648
24
189
-3
-6
-12
-3
107
5,554
-12
-21
687
-17
-57
2,094
66
-6
-10
356
108
-7
173
2,054
6
266
5
1
3
14
3
11
-160
3
5
11
-6
-6
-43
-12
-24
-23
-10
315
76
18
-2
-5
-13
415
218
-2,505
-232
-19
-67
-38
-16
127
18
788
19
893
46
49
-298
-78
-59
-38
-20
-80
1,254
950
-35
-36
-3
-70
-2
-35
-1
-36
1
2
1
-75
108
-13
221
82
-32
-15
189
5,006
-13
-13
-12
-17
102
904
696
230
694
231
140
69
68
138
138
277
21
30
342
565
114
113
10
51
225
112
29
9
19
-300
-308
9
8
22
54
30
45
60
12,458
21
41
83
-358
9
9
37,864
-25
-13
-13
-13
-13
132
-11
-23
-11
-24
-11
57
29
28
60
597
51
14
56
209
38
820
415
2,276
57
29
114
-28
13
-50
55
55
194
141
17
36
26
115
412
350
975
64
24
-4
-2
2,184
5
43
-37
3
2
10
140
69
218
539
35
1,129
27
979
103
59
46
91
153
91
153
51
17
15
31
14
14
13
27
9
2
9
11
6
5
2
630
300
1,408
61
61
61
61
120
185
1,580
30
84
32
33
69
59
174
58
551
78
82
22
42
42
69
237
59
246
750
156
45
45
43
640
-7
43,534
2,296
8,244
1,599
-83
-549
-29
-29
-4
12
77
-94
108
398
4
789
-598
-374
-33
-131
85
168
-70
-87
-88
-526
-34
-22
-109
-320
-433
-168
-65
-200
6,072
-282
378
-22
-176
-852
-21
-120
-288
-65
117
-63
39
-161
-453
-1,015
152
-145
-92
-308
-1,280
64
1,059
135
189
-33,934
-7,291
32
137
-51
-27
-168
-27
-130
-6
42
-68
-76
57
-8
-58
-10
-316
-52
-67
-68
-137
-202
-718
-531
-14
-15
-79
-14
-13
-119
-13
-58
-110
-41
-166
-210
-166
-1,181
-44
-145
-45
-89
-133
-45
-45
1
-99
-345
-42
-1
-179
-27
517
-3
-436
396
-2
-18
-19
-70
-34
-106
-15
-14
-12
-73
-1
58
2,234
-833
-111
-726
-225
-509
-39
-266
-111
-39
-76
-81
-676
-146
-96
-533
-44
-231
-192
-21
-16
-634
-1,189
-746
172
-79
-159
-364
-243
-350
-299
-182
-138
-1,221
-51
-16
-171
26
208
26
26
2,162
6,682
-19
87
849
25
-98
-9
16
7
7
-6
31
18
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
126,063
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
205,461
4,170,804
0.049262
2017
204,433
4,270,746
0.047868
2016
211,110
3,923,177
0.053811
2015
211,398
4,001,373
0.052831
2014
199,533
4,313,636
0.046256
2
Total
of line 1, column (d)
.....................
2
0.250028
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.050006
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
4,206,168
5
Multiply line 4 by line 3
......................
5
210,334
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,006
7
Add lines 5 and 6
........................
7
212,340
8
Enter qualifying distributions from Part XII, line 4
,.............
8
191,800
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,012
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,012
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,012
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
4,992
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
4,992
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
980
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
980
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
n/a
14
The books are in care of
JPMORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN IL1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
TRUSTEE
2
51,025
10 S DEARBORN IL1-0111
Chicago
,
IL
60603
HUGH J SHEVLIN
CO-TRUSTEE
1
6,628
1 WAGON WHEEL ROAD
MAMARONECK
,
NY
10543
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,197,687
b
Average of monthly cash balances
.......................
1b
72,534
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
4,270,221
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,270,221
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
64,053
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,206,168
6
Minimum investment return.
Enter 5% of line 5
..................
6
210,308
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
210,308
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,012
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,012
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
206,296
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
206,296
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
206,296
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
191,800
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
191,800
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
191,800
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
206,296
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
170,441
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
191,800
a
Applied to 2018, but not more than line 2a
170,441
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
21,359
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
184,937
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
REGIS HIGH SCHOOL
55 EAST 84TH STREET
NEW YORK
,
NY
10028
NONE
PC
GENERAL
170,441
Total
.................................
3a
170,441
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
115,795
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
126,063
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
241,858
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
241,858
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description