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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE TITLE FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
CO NSSA 5777 W CENTURY BLVD 1160
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOS ANGELES
,
CA
90045
A Employer identification number
95-3155651
B
Telephone number (see instructions)
(310) 273-4550
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
9,615,979
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
232,543
232,543
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
-36,543
b
Gross sales price for all assets on line 6a
4,491,072
7
Capital gain net income (from Part IV, line 2)
...
0
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
322,956
322,956
12
Total.
Add lines 1 through 11
........
518,956
555,499
13
Compensation of officers, directors, trustees, etc.
50,000
12,500
37,500
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
17,050
12,788
4,262
c
Other professional fees (attach schedule)
....
18,332
13,749
4,583
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
6,257
3,193
1,064
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
91,639
42,230
47,409
25
Contributions, gifts, grants paid
.......
499,654
499,654
26
Total expenses and disbursements.
Add lines 24 and 25
591,293
42,230
547,063
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-72,337
b
Net investment income
(if negative, enter -0-)
513,269
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
236,908
588,062
588,062
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
43,035
37,963
42,536
b
Investments—corporate stock (attach schedule)
.......
7,385,444
6,173,723
6,285,425
c
Investments—corporate bonds (attach schedule)
.......
1,329,683
1,915,169
1,872,722
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
565,933
771,762
822,851
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
2,396
4,383
4,383
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
9,563,399
9,491,062
9,615,979
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
6,657,370
6,657,370
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
2,906,029
2,833,692
29
Total net assets or fund balances
(see instructions)
.....
9,563,399
9,491,062
30
Total liabilities and net assets/fund balances
(see instructions)
.
9,563,399
9,491,062
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
9,563,399
2
Enter amount from Part I, line 27a
.....................
2
-72,337
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
9,491,062
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
9,491,062
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
3 SHS CALL ACTIVISION BLIZZARD
P
2019-01-16
2019-02-20
b
4 SHS CALL ACTIVISION BLIZZARD
P
2019-04-29
2019-05-13
c
2 SHS CALL ACTIVISION BLIZZARD
P
2019-02-13
2019-05-20
d
1 SHS CALL ACTIVISION BLIZZARD
P
2019-04-01
2019-11-05
e
3 SHS CALL ACTIVISION BLIZZARD
P
2019-09-12
2019-11-07
1 SHS CALL AMERICAN TOWER CORP
P
2018-07-03
2019-01-08
5 SHS CALL AT&T INC
P
2018-09-18
2019-01-02
7 SHS CALL AT&T INC
P
2018-08-15
2019-01-22
4 SHS CALL AT&T INC
P
2018-12-04
2019-04-24
5 SHS CALL AT&T INC
P
2019-01-04
2019-06-05
5 SHS CALL AT&T INC
P
2019-06-05
2019-11-12
1 SHS CALL CITIGROUP INC
P
2019-01-24
2019-08-07
1 SHS CALL CITIGROUP INC
P
2019-04-17
2019-08-14
1 SHS CALL DIGITAL REALTY TRUS
P
2019-05-01
2019-06-04
2 SHS CALL DIGITAL REALTY TRUS
P
2019-02-21
2019-10-07
2 SHS CALL DIGITAL REALTY TRUS
P
2019-06-05
2019-11-08
1 SHS CALL EOG RESOURCES INC
P
2018-09-19
2019-01-02
2 SHS CALL EOG RESOURCES INC
P
2019-01-10
2019-01-29
1 SHS CALL FACEBOOK INC CL A
P
2018-10-31
2019-01-08
1 SHS CALL FACEBOOK INC CL A
P
2019-01-10
2019-04-09
1 SHS CALL FACEBOOK INC CL A
P
2019-02-15
2019-04-29
2 SHS CALL FACEBOOK INC CL A
P
2019-02-15
2019-05-15
1 SHS CALL FACEBOOK INC CL A
P
2019-04-29
2019-08-22
1 SHS CALL FACEBOOK INC CL A
P
2019-04-09
2019-08-22
2 SHS CALL FACEBOOK INC CL A
P
2019-05-15
2019-09-26
1 SHS CALL FACEBOOK INC CL A
P
2019-10-11
2019-12-18
1 SHS CALL FITBIT INC CL A
P
2018-09-19
2019-01-02
3 SHS CALL FITBIT INC CL A
P
2018-11-01
2019-04-25
2 SHS CALL FITBIT INC CL A
P
2019-01-08
2019-05-03
2 SHS CALL INTEL CORP
P
2018-09-07
2019-01-02
1 SHS CALL INTEL CORP
P
2018-10-30
2019-01-03
3 SHS CALL INTEL CORP
P
2018-10-03
2019-01-25
3 SHS CALL INTEL CORP
P
2019-01-08
2019-01-31
2 SHS CALL INTEL CORP
P
2018-12-17
2019-05-01
6 SHS CALL INTEL CORP
P
2019-02-14
2019-05-09
3 SHS CALL INTEL CORP
P
2019-05-13
2019-08-20
2 SHS CALL INTEL CORP
P
2019-06-27
2019-10-03
1 SHS CALL ISHARES GLOBAL
P
2018-12-04
2019-01-03
1 SHS CALL ISHARES GLOBAL
P
2019-01-07
2019-06-19
1 SHS CALL ISHARES GLOBAL
P
2019-03-05
2019-09-17
1 SHS CALL ISHARES GLOBAL
P
2019-06-19
2019-09-23
1 SHS CALL ISHARES U.S. FINANC
P
2018-11-15
2019-02-19
3 SHS CALL ISHARES U.S. FINANC
P
2018-12-04
2019-04-30
3 SHS CALL ISHARES U.S. FINANC
P
2019-04-30
2019-11-13
4 SHS CALL JPMORGAN CHASE & CO
P
2019-02-13
2019-05-30
5 SHS CALL PULTE GROUP INC
P
2018-10-30
2019-01-29
1 SHS CALL SLACK TECHNOLOGIES
P
2019-06-28
2019-08-20
1 SHS CALL SLACK TECHNOLOGIES
P
2019-07-24
2019-10-21
1 SHS CALL SOUTHWEST AIRLINES
P
2019-01-24
2019-05-31
1 SHS CALL SOUTHWEST AIRLINES
P
2019-07-16
2019-08-05
1 SHS CALL SOUTHWEST AIRLINES
P
2019-09-03
2019-12-19
1 SHS CALL SPDR S&P 500 ETF TR
P
2019-02-13
2019-04-24
1 SHS CALL SPDR S&P 500 ETF TR
P
2019-04-24
2019-05-31
1 SHS CALL SPDR S&P 500 ETF TR
P
2019-01-04
2019-06-04
1 SHS CALL SPDR S&P 500 ETF TR
P
2019-06-04
2019-12-06
1 SHS CALL SPDR S&P 500 ETF TR
P
2019-08-19
2019-12-18
1 SHS CALL STRYKER CORP
P
2018-12-11
2019-01-02
1 SHS CALL STRYKER CORP
P
2019-01-04
2019-01-29
1 SHS CALL WALT DISNEY CO (HOL
P
2018-10-03
2019-01-02
2 SHS CALL WALT DISNEY CO (HOL
P
2018-11-27
2019-02-11
1 SHS CALL WALT DISNEY CO (HOL
P
2019-02-14
2019-06-19
1 SHS CALL WALT DISNEY CO (HOL
P
2019-06-19
2019-09-20
2 SHS CALL WALT DISNEY CO (HOL
P
2019-02-20
2019-10-07
2 SHS CALL YUM CHINA HLDGS INC
P
2018-10-31
2019-01-02
2 SHS CALL YUM CHINA HLDGS INC
P
2018-10-31
2019-03-18
2 SHS CALL YUM CHINA HLDGS INC
P
2019-03-18
2019-05-22
3 SHS CALL YUM CHINA HLDGS INC
P
2019-01-24
2019-07-16
2 SHS CALL YUM CHINA HLDGS INC
P
2019-02-21
2019-08-23
3 SHS CALL YUM CHINA HLDGS INC
P
2019-07-16
2019-09-04
1 SHS CALL YUM CHINA HLDGS INC
P
2019-09-12
2019-10-31
1 SHS CALL ZOETIS INC
P
2018-08-02
2019-01-02
6359 SHS ALERIAN MLP ETF
P
2019-10-09
2019-11-14
30.744 SHS AMG YACKTMAN FOCUSED
P
2018-12-27
2019-12-03
313.983 SHS AMG YACKTMAN FOCUSED
P
2018-12-27
2019-12-03
94 SHS ELECTRONIC ARTS
P
2018-12-10
2019-01-16
577 SHS FITBIT INC CL A
P
2018-05-09
2019-05-03
1.165 SHS GUGGENHEIM MACRO
P
2018-12-20
2019-10-09
1.302 SHS GUGGENHEIM MACRO
P
2018-12-20
2019-10-09
1.799 SHS GUGGENHEIM MACRO
P
2019-09-30
2019-10-09
1.885 SHS GUGGENHEIM MACRO
P
2019-08-30
2019-10-09
2.169 SHS GUGGENHEIM MACRO
P
2019-07-31
2019-10-09
2.887 SHS GUGGENHEIM MACRO
P
2018-12-31
2019-10-09
3.144 SHS GUGGENHEIM MACRO
P
2019-06-28
2019-10-09
3.189 SHS GUGGENHEIM MACRO
P
2019-02-28
2019-10-09
3.57 SHS GUGGENHEIM MACRO
P
2019-03-29
2019-10-09
4.037 SHS GUGGENHEIM MACRO
P
2019-01-31
2019-10-09
4.058 SHS GUGGENHEIM MACRO
P
2019-04-30
2019-10-09
4.119 SHS GUGGENHEIM MACRO
P
2019-05-31
2019-10-09
4.415 SHS GUGGENHEIM MACRO
P
2018-11-30
2019-10-09
4.544 SHS GUGGENHEIM MACRO
P
2018-10-31
2019-10-09
191 SHS HARTFORD MULTIFACTOR
P
2018-12-10
2019-02-14
688 SHS HARTFORD MULTIFACTOR
P
2018-12-10
2019-02-14
154 SHS HARTFORD MULTIFACTOR
P
2018-12-10
2019-04-01
2 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-03-05
63 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-03-05
186 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-03-19
106 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-03-21
143 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-04-01
81 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-04-02
24 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-04-17
68 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-04-17
90 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-04-17
137 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-04-25
102 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-06-24
139 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-06-27
170 SHS INVESCO CHINA TECHNOLOGY
P
2018-12-18
2019-06-28
0.519 SHS LORD ABBETT FLOATING
P
2018-06-29
2019-06-24
0.641 SHS LORD ABBETT FLOATING
P
2018-09-28
2019-06-24
0.644 SHS LORD ABBETT FLOATING
P
2018-07-31
2019-06-24
0.649 SHS LORD ABBETT FLOATING
P
2018-08-31
2019-06-24
0.657 SHS LORD ABBETT FLOATING
P
2019-02-28
2019-06-24
0.682 SHS LORD ABBETT FLOATING
P
2018-10-31
2019-06-24
0.696 SHS LORD ABBETT FLOATING
P
2019-04-30
2019-06-24
0.698 SHS LORD ABBETT FLOATING
P
2018-11-30
2019-06-24
0.738 SHS LORD ABBETT FLOATING
P
2019-05-31
2019-06-24
0.74 SHS LORD ABBETT FLOATING
P
2019-03-29
2019-06-24
0.741 SHS LORD ABBETT FLOATING
P
2018-12-31
2019-06-24
0.757 SHS LORD ABBETT FLOATING
P
2019-01-31
2019-06-24
21.536 SHS MAINSTAY CUSHING MLP
P
2019-02-28
2019-10-09
29.333 SHS MAINSTAY CUSHING MLP
P
2019-03-29
2019-10-09
33.139 SHS MAINSTAY CUSHING MLP
P
2019-04-30
2019-10-09
34.718 SHS MAINSTAY CUSHING MLP
P
2019-05-31
2019-10-09
36.788 SHS MAINSTAY CUSHING MLP
P
2019-06-28
2019-10-09
37.75 SHS MAINSTAY CUSHING MLP
P
2019-07-31
2019-10-09
39.934 SHS MAINSTAY CUSHING MLP
P
2019-09-30
2019-10-09
39.991 SHS MAINSTAY CUSHING MLP
P
2019-08-30
2019-10-09
410.924 SHS MAINSTAY CUSHING MLP
P
2019-06-24
2019-10-09
447.581 SHS MAINSTAY CUSHING MLP
P
2019-04-05
2019-10-09
489.173 SHS MAINSTAY CUSHING MLP
P
2019-03-21
2019-10-09
793.006 SHS MAINSTAY CUSHING MLP
P
2019-03-19
2019-10-09
3190.198 SHS MAINSTAY CUSHING MLP
P
2019-02-04
2019-10-09
211 SHS SLACK TECHNOLOGIES INC
P
2019-06-28
2019-10-17
653 SHS SLACK TECHNOLOGIES INC
P
2019-07-24
2019-10-17
99 SHS SOUTHWEST AIRLINES CO
P
2018-04-27
2019-02-08
119 SHS ZOETIS INC
P
2018-05-10
2019-04-16
25 SHS AMERICAN TOWER CORP REIT
P
2017-06-08
2019-01-31
100 SHS AMERICAN TOWER CORP REIT
P
2017-06-08
2019-04-09
100 SHS AMERICAN TOWER CORP REIT
P
2017-06-08
2019-06-17
0.901 SHS AMG YACKTMAN FOCUSED
P
2016-12-27
2019-12-03
4.89 SHS AMG YACKTMAN FOCUSED
P
2013-12-26
2019-12-03
5.755 SHS AMG YACKTMAN FOCUSED
P
2014-12-26
2019-12-03
5.808 SHS AMG YACKTMAN FOCUSED
P
2017-12-27
2019-12-03
6.032 SHS AMG YACKTMAN FOCUSED
P
2013-12-26
2019-12-03
6.148 SHS AMG YACKTMAN FOCUSED
P
2014-12-26
2019-12-03
10.946 SHS AMG YACKTMAN FOCUSED
P
2015-12-28
2019-12-03
11.693 SHS AMG YACKTMAN FOCUSED
P
2015-12-28
2019-12-03
13.346 SHS AMG YACKTMAN FOCUSED
P
2017-12-27
2019-12-03
18.689 SHS AMG YACKTMAN FOCUSED
P
2016-12-27
2019-12-03
21.088 SHS AMG YACKTMAN FOCUSED
P
2013-12-26
2019-12-03
57.08 SHS AMG YACKTMAN FOCUSED
P
2014-12-26
2019-12-03
123.862 SHS AMG YACKTMAN FOCUSED
P
2016-12-27
2019-12-03
142.611 SHS AMG YACKTMAN FOCUSED
P
2017-12-27
2019-12-03
215.771 SHS AMG YACKTMAN FOCUSED
P
2015-12-28
2019-12-03
333.625 SHS AMG YACKTMAN FOCUSED
P
2013-08-23
2019-12-03
548.564 SHS AMG YACKTMAN FOCUSED
P
2013-05-28
2019-12-03
500 SHS AT&T INC
P
2017-07-13
2019-10-08
100 SHS BANK OF AMER CORP
P
2014-01-09
2019-12-17
200 SHS BANK OF AMER CORP
P
2013-08-23
2019-12-17
3.133 SHS COLUMBIA CONVERTIBLE
P
2017-06-22
2019-07-02
8.88 SHS COLUMBIA CONVERTIBLE
P
2017-08-08
2019-07-02
161.409 SHS COLUMBIA CONVERTIBLE
P
2017-04-27
2019-07-02
1500 SHS DEUTSCHE BANK AG
P
2016-03-24
2019-05-31
43 SHS EOG RESOURCES INC
P
2016-05-16
2019-01-29
215 SHS EOG RESOURCES INC
P
2017-08-17
2019-01-29
3.476 SHS FEDERATED KAUFMANN SMALL
P
2012-12-05
2019-02-26
26.58 SHS FEDERATED KAUFMANN SMALL
P
2012-07-19
2019-02-26
45.725 SHS FEDERATED KAUFMANN SMALL
P
2012-12-05
2019-02-26
79.897 SHS FEDERATED KAUFMANN SMALL
P
2013-01-22
2019-02-26
19.923 SHS FEDERATED KAUFMANN SMALL
P
2013-12-27
2019-03-21
51.247 SHS FEDERATED KAUFMANN SMALL
P
2013-12-27
2019-03-21
68.939 SHS FEDERATED KAUFMANN SMALL
P
2013-01-22
2019-03-21
29.859 SHS FEDERATED KAUFMANN SMALL
P
2013-12-27
2019-04-05
40.43 SHS FEDERATED KAUFMANN SMALL
P
2014-12-29
2019-04-05
55.809 SHS FEDERATED KAUFMANN SMALL
P
2014-12-29
2019-04-05
2.169 SHS FEDERATED KAUFMANN SMALL
P
2015-12-03
2019-07-02
47.376 SHS FEDERATED KAUFMANN SMALL
P
2014-12-29
2019-07-02
63.944 SHS FEDERATED KAUFMANN SMALL
P
2015-12-03
2019-07-02
695.242 SHS GUGGENHEIM MACRO
P
2016-06-21
2019-06-24
1.745 SHS GUGGENHEIM MACRO
P
2016-06-30
2019-10-09
2.869 SHS GUGGENHEIM MACRO
P
2018-02-28
2019-10-09
3.052 SHS GUGGENHEIM MACRO
P
2018-01-31
2019-10-09
3.129 SHS GUGGENHEIM MACRO
P
2018-03-29
2019-10-09
3.133 SHS GUGGENHEIM MACRO
P
2017-12-29
2019-10-09
3.418 SHS GUGGENHEIM MACRO
P
2017-09-29
2019-10-09
3.44 SHS GUGGENHEIM MACRO
P
2017-07-31
2019-10-09
3.478 SHS GUGGENHEIM MACRO
P
2017-11-30
2019-10-09
3.686 SHS GUGGENHEIM MACRO
P
2018-05-31
2019-10-09
3.713 SHS GUGGENHEIM MACRO
P
2017-04-28
2019-10-09
3.821 SHS GUGGENHEIM MACRO
P
2017-06-30
2019-10-09
3.876 SHS GUGGENHEIM MACRO
P
2018-04-30
2019-10-09
3.951 SHS GUGGENHEIM MACRO
P
2017-10-31
2019-10-09
4.005 SHS GUGGENHEIM MACRO
P
2018-09-28
2019-10-09
4.096 SHS GUGGENHEIM MACRO
P
2017-03-31
2019-10-09
4.123 SHS GUGGENHEIM MACRO
P
2018-08-31
2019-10-09
4.158 SHS GUGGENHEIM MACRO
P
2018-06-29
2019-10-09
4.308 SHS GUGGENHEIM MACRO
P
2017-08-31
2019-10-09
4.49 SHS GUGGENHEIM MACRO
P
2017-05-31
2019-10-09
4.625 SHS GUGGENHEIM MACRO
P
2017-01-31
2019-10-09
4.63 SHS GUGGENHEIM MACRO
P
2016-09-30
2019-10-09
4.786 SHS GUGGENHEIM MACRO
P
2018-07-31
2019-10-09
4.981 SHS GUGGENHEIM MACRO
P
2017-02-28
2019-10-09
5.319 SHS GUGGENHEIM MACRO
P
2016-12-30
2019-10-09
5.715 SHS GUGGENHEIM MACRO
P
2016-10-31
2019-10-09
6.088 SHS GUGGENHEIM MACRO
P
2016-07-29
2019-10-09
6.309 SHS GUGGENHEIM MACRO
P
2016-11-30
2019-10-09
8.553 SHS GUGGENHEIM MACRO
P
2016-08-31
2019-10-09
542.459 SHS GUGGENHEIM MACRO
P
2016-06-21
2019-10-09
878 SHS HARTFORD MULTIFACTOR
P
2018-12-10
2019-12-17
13 SHS ISHARES EUROPE ETF
P
2016-04-15
2019-11-07
187 SHS ISHARES EUROPE ETF
P
2016-04-20
2019-11-07
200 SHS ISHARES EUROPE ETF
P
2016-05-16
2019-11-07
621 SHS ISHARES EUROPE ETF
P
2016-07-26
2019-11-07
24 SHS ISHARES U.S. FINANCIALS
P
2017-12-19
2019-08-16
76 SHS ISHARES U.S. FINANCIALS
P
2017-10-05
2019-08-16
144.207 SHS LORD ABBETT FLOATING
P
2018-06-05
2019-06-24
1000 SHS MORGAN STANLEY
P
2016-03-16
2019-09-16
1500 SHS NATIONAL GEN HLDGS CORP
P
2015-04-08
2019-12-17
400 SHS PULTE GROUP INC
P
2016-12-08
2019-01-18
567 SHS PULTE GROUP INC
P
2016-12-08
2019-01-29
1000 SHS REGIONS FINL CORP SER B
P
2015-02-04
2019-12-17
125 SHS STRYKER CORP
P
2017-04-27
2019-01-29
100 SHS ZIONS BANCORPORATION N A
P
2015-02-19
2019-12-17
900 SHS ZIONS BANCORPORATION N A
P
2014-06-13
2019-12-17
85 SHS ZOETIS INC
P
2016-09-01
2019-02-15
81 SHS ZOETIS INC
P
2016-09-01
2019-04-16
300 SHS ZOETIS INC
P
2018-05-10
2019-07-17
150000 SHS GENERAL ELEC CO B/E
P
2019-07-30
2019-08-15
10000 SHS JPMORGAN CHASE FINANCIAL
P
2019-02-26
2019-08-29
75 SHS ROYAL BANK OF CANADA
P
2019-09-24
2019-12-27
10000 SHS UBS AG
P
2019-06-14
2019-12-18
1000 SHS AMTRUST FINANCIAL SERVIC
P
2014-06-27
2019-04-09
1000 SHS AMTRUST FINANCIAL SERVIC
P
2014-06-27
2019-08-16
1000 SHS AMTRUST FINANCIAL SERVIC
P
2014-06-27
2019-08-20
500 SHS BANK OF AMER CORP 6.625%
P
2014-09-03
2019-04-09
1500 SHS BANK OF AMER CORP 6.625%
P
2014-09-15
2019-09-09
2500 SHS BANK OF AMER CORP 6.625%
P
2014-09-03
2019-09-09
10000 SHS BARCLAYS BANK PLC
P
2018-06-15
2019-09-18
4000 SHS CAPITAL ONE FINL CORP
P
2014-10-29
2019-12-02
10000 SHS CREDIT SUISSE AG
P
2017-03-29
2019-10-02
5000 SHS DIGITAL REALTY TRUST INC
P
2014-03-21
2019-04-01
10000 SHS GS FINANCE CORP
P
2018-02-16
2019-05-20
10000 SHS GS FINANCE CORP
P
2018-06-27
2019-07-01
5000 SHS GS FINANCE CORP
P
2018-10-29
2019-10-31
20000 SHS GS FINANCE CORP
P
2017-05-12
2019-11-14
7500 SHS GS FINANCE CORP
P
2018-05-29
2019-12-03
20000 SHS GS FINANCE CORP
P
2017-06-16
2019-12-18
150000 SHS ICAHN ENTERPRISES/FIN
P
2014-07-31
2019-08-01
5000 SHS JPMORGAN CHASE FINANCIAL
P
2016-05-06
2019-05-13
15000 SHS JPMORGAN CHASE FINANCIAL
P
2017-09-15
2019-09-18
20000 SHS JPMORGAN CHASE FINANCIAL
P
2017-07-14
2019-10-17
20000 SHS JPMORGAN CHASE FINANCIAL
P
2017-05-26
2019-11-29
7000 SHS MORGAN STANLEY
P
2015-10-16
2019-02-21
120000 SHS MORGAN STANLEY
P
2015-10-16
2019-06-24
6000 SHS MORGAN STANLEY
P
2015-10-16
2019-09-26
100000 SHS MORGAN STANLEY DEAN
P
2015-10-16
2019-06-19
15000 SHS MORGAN STANLEY FINANCE
P
2018-09-14
2019-09-18
20000 SHS MORGAN STANLEY FINANCE
P
2017-06-28
2019-10-02
20000 SHS MORGAN STANLEY FINANCE
P
2018-03-16
2019-12-18
10000 SHS MORGAN STANLEY FINANCE
P
2017-09-27
2019-12-31
5000 SHS ROYAL BANK OF CANADA
P
2018-06-27
2019-12-31
10000 SHS UBS AG
P
2018-02-09
2019-02-13
10000 SHS UBS AG
P
2017-12-27
2019-12-31
ESCROW LEHMAN BROS
P
2006-12-21
2019-04-04
ESCROW LEHMAN BROS
P
2006-12-21
2019-07-18
ESCROW LEHMAN BROS
P
2006-12-21
2019-10-09
68.03 SHS GNMA PL 001717M RATE 7.5% MATURES 5/20/24
P
71.61 SHS GNMA PL 002604M RATE 7.% MATURES 6/20/28
P
30.25 SHS GNMA PL 002605M RATE 7.5% MATURES 6/20/28
P
72.72 SHS GNMA PL 002266M RATE 7% MATURES 8/20/26
P
50.34 SHS GNMA PL 002444M RATE 7.5% MATURES 6/20/27
P
53.73 SHS GNMA PL 002456M RATE 7% MATURES 7/20/27
P
115.32 SHS GNMA PL 002714M RATE 6.5% MATURES 2/20/29
P
56.47 SHS GNMA PL 002743M RATE 7.5% MATURES 4/20/29
P
72.55 SHS GNMA PL 002783M RATE 7% MATURES 7/20/29
P
38.43 SHS GNMA PL 002798M RATE 7.5% MATURES 8/20/29
P
28.62 SHS GNMA PL 002854M RATE 8% MATURES 12/20/29
P
65.23 SHS GNMA PL 003052M RATE 6% MATURES 3/20/31
P
257.34 SHS GNMA PL 003040M RATE 7% MATURES 2/20/31
P
1196.58 SHS GNMA PL 003080M RATE 6.5% MATURES 5/20/31
P
154.28 SHS GNMA PL 003107M RATE 6.5% MATURES 7/20/31
P
361.40 SHS GNMA PL 003120M RATE 6.5% MATURES 8/20/31
P
63.78 SHS GNMA PL 003173M RATE 6.5% MATURES 12/20/31
P
278.91 SHS GNMA PL 003200M RATE 6% MATURES 2/20/32
P
150.54 SHS GNMA PL 003238M RATE 6% MATURES 5/20/32
P
512.79 SHS GNMA PL 003249M RATE 6% MATURES 6/20/32
P
134.29 SHS GNMA PL 003260M RATE 6% MATURES 7/20/32
P
186.88 SHS GNMA PL 390282X RATE 8% MATURES 8/15/24
P
75.37 SHS GNMA PL 417239X RATE 7% MATURES 2/15/26
P
46.06 SHS GNMA PL 516121X RATE 7.5% MATURES 12/15/29
P
29.43 SHS GNMA PL 527070X RATE 7.75% MATURES 2/15/30
P
816.58 SHS GNMA PL 565708X RATE 6% MATURES 9/15/31
P
4.55 SHS GNMA PL337419X RATE 7% MATURES 6/15/23
P
26.74 SHS GNMA PL 780631X RATE 7% MATURES 9/15/27
P
FROM BLACKSTONE LP
P
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
300
72
228
b
560
160
400
c
320
90
230
d
103
10
93
e
285
51
234
200
206
-6
230
20
210
399
399
220
8
212
315
41
274
355
2,705
-2,350
206
50
156
183
22
161
125
40
85
220
16
204
232
40
192
165
1
164
264
200
64
159
1
158
236
938
-702
289
922
-633
578
820
-242
898
241
657
1,024
550
474
910
114
796
216
100
116
28
1
27
150
12
138
80
4
76
196
8
188
146
10
136
456
42
414
210
30
180
202
30
172
792
66
726
363
90
273
200
30
170
140
25
115
70
65
5
125
15
110
50
50
100
100
300
45
255
570
420
150
424
60
364
540
310
230
160
25
135
100
10
90
230
30
200
139
30
109
119
14
105
348
918
-570
692
100
592
355
519
-164
727
2,525
-1,798
275
984
-709
200
16
184
235
174
61
142
25
117
168
18
150
115
1,470
-1,355
1,386
652
734
370
552
-182
140
10
130
180
380
-200
430
80
350
255
618
-363
380
100
280
771
450
321
100
10
90
173
3
170
50,519
55,028
-4,509
618
542
76
6,314
5,539
775
8,372
7,830
542
2,965
2,987
-22
30
30
0
34
34
0
47
47
0
49
49
0
56
56
0
75
75
0
81
82
-1
82
83
-1
92
93
-1
104
105
-1
105
105
0
107
107
0
114
116
-2
118
120
-2
5,268
5,056
212
18,975
18,214
761
4,367
4,077
290
98
82
16
3,094
2,582
512
9,117
7,635
1,482
5,071
4,351
720
7,195
5,870
1,325
4,051
3,325
726
1,236
985
251
3,512
2,791
721
4,632
3,695
937
6,894
5,624
1,270
4,585
4,187
398
6,279
5,706
573
7,697
6,979
718
5
5
0
6
6
0
6
6
0
6
6
0
6
6
0
6
6
0
6
6
0
6
6
0
7
7
0
7
7
0
7
6
1
7
7
0
215
228
-13
293
324
-31
331
360
-29
347
365
-18
368
400
-32
377
406
-29
399
417
-18
400
411
-11
4,105
4,430
-325
4,471
4,995
-524
4,887
5,467
-580
7,922
8,743
-821
31,870
34,295
-2,425
4,938
7,671
-2,733
15,283
22,264
-6,981
5,649
5,285
364
11,588
10,014
1,574
4,316
3,256
1,060
17,755
13,022
4,733
18,262
13,022
5,240
18
18
0
98
122
-24
116
151
-35
117
122
-5
121
151
-30
124
161
-37
220
217
3
235
232
3
268
281
-13
376
369
7
424
527
-103
1,148
1,496
-348
2,491
2,448
43
2,868
3,001
-133
4,339
4,277
62
6,709
8,142
-1,433
11,032
13,354
-2,322
17,290
18,110
-820
3,495
1,675
1,820
6,990
2,911
4,079
68
60
8
194
172
22
3,524
3,038
486
15,000
11,175
3,825
4,262
3,474
788
21,308
18,225
3,083
138
80
58
1,054
653
401
1,813
1,047
766
3,168
1,999
1,169
817
557
260
2,102
1,432
670
2,828
1,724
1,104
1,232
834
398
1,668
994
674
2,303
1,372
931
93
52
41
2,031
1,165
866
2,741
1,543
1,198
18,055
17,624
431
45
44
1
74
77
-3
79
82
-3
81
84
-3
81
84
-3
88
91
-3
89
92
-3
90
93
-3
95
98
-3
96
99
-3
99
102
-3
100
103
-3
102
106
-4
104
106
-2
106
109
-3
107
110
-3
108
110
-2
111
115
-4
116
119
-3
120
123
-3
120
121
-1
124
127
-3
129
133
-4
138
140
-2
148
150
-2
157
157
0
163
165
-2
221
222
-1
14,028
13,751
277
25,988
23,243
2,745
590
518
72
8,483
7,620
863
9,072
7,845
1,227
28,169
23,799
4,370
2,952
2,871
81
9,348
8,669
679
1,282
1,321
-39
18,450
10,160
8,290
38,121
38,030
91
10,736
7,912
2,824
14,516
11,215
3,301
27,619
25,491
2,128
20,183
16,975
3,208
2,920
2,756
164
26,277
24,295
1,982
7,969
4,342
3,627
7,888
4,137
3,751
30,455
25,245
5,210
133,202
147,620
-14,418
100,000
100,000
0
75,000
75,000
0
100,000
100,000
0
11,077
25,301
-14,224
15,084
25,301
-10,217
15,332
25,301
-9,969
12,785
12,701
84
37,500
37,877
-377
62,500
63,505
-1,005
100,000
100,000
0
100,000
102,247
-2,247
100,000
100,000
0
125,000
125,504
-504
100,000
100,000
0
100,000
100,000
0
50,000
50,000
0
200,000
200,000
0
75,000
75,000
0
200,000
200,000
0
150,000
158,543
-8,543
50,000
50,000
0
150,000
150,000
0
200,000
200,000
0
200,000
200,000
0
90,281
78,970
11,311
94,383
149,124
-54,741
82,423
69,105
13,318
80,886
104,471
-23,585
150,000
150,000
0
200,000
200,000
0
200,000
200,000
0
100,000
100,000
0
50,000
50,000
0
100,000
100,000
0
100,000
100,000
0
134
134
0
290
290
0
205
205
0
68
68
0
72
72
0
30
30
0
73
73
0
50
50
0
54
54
0
115
115
0
56
56
0
73
73
0
38
38
0
29
29
0
65
65
0
257
257
0
1,197
1,197
0
154
154
0
361
361
0
64
64
0
279
279
0
151
151
0
513
513
0
134
134
0
187
187
0
75
75
0
46
46
0
29
29
0
817
817
0
5
5
0
27
27
0
28
25
3
5,800
5,800
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
228
b
400
c
230
d
93
e
234
-6
210
399
212
274
-2,350
156
161
85
204
192
164
64
158
-702
-633
-242
657
474
796
116
27
138
76
188
136
414
180
172
726
273
170
115
5
110
50
100
255
150
364
230
135
90
200
109
105
-570
592
-164
-1,798
-709
184
61
117
150
-1,355
734
-182
130
-200
350
-363
280
321
90
170
-4,509
76
775
542
-22
0
0
0
0
0
0
-1
-1
-1
-1
0
0
-2
-2
212
761
290
16
512
1,482
720
1,325
726
251
721
937
1,270
398
573
718
0
0
0
0
0
0
0
0
0
0
1
0
-13
-31
-29
-18
-32
-29
-18
-11
-325
-524
-580
-821
-2,425
-2,733
-6,981
364
1,574
1,060
4,733
5,240
0
-24
-35
-5
-30
-37
3
3
-13
7
-103
-348
43
-133
62
-1,433
-2,322
-820
1,820
4,079
8
22
486
3,825
788
3,083
58
401
766
1,169
260
670
1,104
398
674
931
41
866
1,198
431
1
-3
-3
-3
-3
-3
-3
-3
-3
-3
-3
-3
-4
-2
-3
-3
-2
-4
-3
-3
-1
-3
-4
-2
-2
0
-2
-1
277
2,745
72
863
1,227
4,370
81
679
-39
8,290
91
2,824
3,301
2,128
3,208
164
1,982
3,627
3,751
5,210
-14,418
0
0
0
-14,224
-10,217
-9,969
84
-377
-1,005
0
-2,247
0
-504
0
0
0
0
0
0
-8,543
0
0
0
0
11,311
-54,741
13,318
-23,585
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
3
5,800
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
-36,543
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
482,645
9,237,896
0.052246
2017
449,624
9,490,007
0.047379
2016
575,152
9,315,533
0.061741
2015
483,802
9,468,312
0.051097
2014
463,926
9,720,824
0.047725
2
Total
of line 1, column (d)
.....................
2
0.260188
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052038
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
9,269,043
5
Multiply line 4 by line 3
......................
5
482,342
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
5,133
7
Add lines 5 and 6
........................
7
487,475
8
Enter qualifying distributions from Part XII, line 4
,.............
8
547,063
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
5,133
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
5,133
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
5,133
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
6,698
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
4,000
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
10,698
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
5,565
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
5,565
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
DAVID SAENZ
Telephone no.
(310) 273-4550
Located at
5777 W CENTURY BLVD SUITE 1160
LOS ANGELES
CA
ZIP+4
90045
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
MARILYN D TITLE
PRESIDENT
10.00
50,000
0
0
5808 WIDGEON POINT LANE
OXFORD
,
MD
21654
CAROLYN MCKENZIE
SECRETARY
0.00
0
0
0
5808 WIDGEON POINT LANE
OXFORD
,
MD
21654
SCOTT MCKENZIE
CHIEF FINANCIAL OFFICER
0.00
0
0
0
5645 WIDGEON POINT LANE
OXFORD
,
MD
21654
GILBERT VILLANUEVA
BOARD MEMBER
0.00
0
0
0
5645 WIDGEON POINT LANE
OXFORD
,
MD
21654
GREGORY STRONG
BOARD MEMBER
0.00
0
0
0
PO BOX 2408
EASTON
,
MD
21601
CARLA VIGGIANO
BOARD MEMBER
0.00
0
0
0
PO BOX 2408
EASTON
,
MD
21601
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
MARILYN TITLE
PRESIDENT/SECRETARY
10.00
50,000
0
0
5808 WIDGEON POINT LANE
OXFORD
,
MD
21654
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
9,215,791
b
Average of monthly cash balances
.......................
1b
194,405
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
9,410,196
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
9,410,196
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
141,153
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
9,269,043
6
Minimum investment return.
Enter 5% of line 5
..................
6
463,452
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
463,452
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
5,133
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
5,133
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
458,319
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
458,319
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
458,319
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
547,063
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
547,063
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
5,133
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
541,930
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
458,319
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
123,671
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
547,063
a
Applied to 2018, but not more than line 2a
123,671
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
423,392
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
34,927
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AKC CANINE HEALTH FOUNDATION
PO BOX 900061
RALEIGH
,
NC
27675
PC
ADVANCE HEALTH FOR ALL DOGS
10,000
ALS ASSOCIATION
7507 STANDISH PL
ROCKVILLE
,
MD
20855
PC
ALS RESERACH
35,000
ALZHEIMERS ASSOCIATION
225 N MICHIGAN AVE FLR 17
CHICAGO
,
IL
60601
PC
ALZHEIMERS RESEARCH
250
AMERICAN CANCER SOCIETY
PO BOX 22718
OKLAHOMA
,
OK
73123
PC
CANCER RESEARCH
250
AMERICAN DIABETES ASSOCIATION
2451 CRYSTAL DR STE 900
ARLINGTON
,
VA
22202
PC
MEDICAL RESEARCH
500
AMERICAN HEART ASSOCIATION
7272 GREENVILLE AVE
DALLAS
,
TX
75231
PC
MEDICAL RESEARCH
200
AMERICAN KIDNEY FUND
11921 ROCKVILLE PIKE 300
ROCKVILLE
,
MD
20852
PC
MEDICAL RESEARCH
250
AMERICAN PARKINSON DISEASE ASSOCIATION
135 PARKINSON AVE
STATEN ISLAND
,
NY
10305
PC
MEDICAL RESEARCH
200
AMERICAN RED CROSS
PO BOX 37839
BOONE
,
IA
50037
PC
DISASTER RELIEF
200
ANIMAL WELFARE INSTITUTE
900 PENNSYLVANIA AVE SE
WASHINGTON
,
DC
20003
PC
PROMOTE WELFARE OF ANIMALS
250
GARY SINISE FOUNDATION
PO BOX 368
WOODLAND HILLS
,
CA
91365
PC
SUPPORT FOR ARMED SERVICES VETERANS
200
BTCA HEALTH & SCHOLARSHIP FOUNDATION
5373 US HIGHWAY 68 STE D277
GOLDEN VALLEY
,
AZ
86413
PC
MEDICAL TESTING HELP
5,000
CHESAPEAKE BAY FOUNDATION
6 HERNDON AVE
ANNAPOLIS
,
MD
21403
PC
RESTORATION OF WILDLIFE
100
CHESAPEAKE BAY MARITIME MUSEUM
213 N TALBOT ST
ST MICHAELS
,
MD
21663
PC
PROVIDING INNOVATIVE EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS
200
CITY OF HOPE
1500 E DUARTE RD
DUARTE
,
CA
91010
PC
MEDICAL RESEARCH
325,000
DELMARVA NESTING FOUNDATION
6480 LOCUST GROVE DR
EASTON
,
MD
21601
PC
INCREASE THE POPULATION OF WILDLIFE ON THE DELMARVA PENINSULA
824
DOCTORS WITHOUT BORDERS USA
PO BOX 5030
HAGERSTOWN
,
MD
21741
PC
PROVIDE LIFESAVING MEDICAL CARE TO THOSE MOST IN NEED
1,000
FRIENDS OF THE SMITHSONIANS
PO BOX 37012 MRC 712
WASHINGTON
,
DC
20013
PC
INCREASE AND DIFFUSION OF KNOWLEDGE
250
GUIDING EYES FOR THE BLIND
611 GRANITE SPRINGS RD
YORKTOWN HEIGHTS
,
NY
10598
PC
ENRICHING THE LIVES OF BLIND AND VISUALLY IMPAIRED
200
HERO DOGS
1275 YORK AVE
NEW YORK
,
NY
10065
PC
PLACING SERVICES DOGS FOR THOSE IN NEED
5,000
ISCA FOUNDATION
34553 DEERWOOD DR
EUGENE
,
OR
97405
PC
SUPPORT FOR SCHOOL COUNSELING
10,000
PETSMART CHARITIES
19601 N 27TH AVE
PHOENIX
,
AZ
85027
PC
IMPROVE THE QUALITY OF LIFE FOR ALL PETS AND SAVES THE LIVES OF HOMELESS PETS
500
LEUKEMIA & LYMPHOMA SOCIETY
3 INTERNATIONAL DR 200
RYE BROOK
,
NY
10573
PC
MEDICAL RESERACH
100
MAKE A WISH MID-ATLANTIC
5272 RIVER RD STE 700
BETHESDA
,
MD
20816
PC
PROVIDING WISHES FOR SICK CHILDREN
100
OXFORD COMMUNITY CENTER
200 OXFORD RD
OXFORD
,
MD
21654
PC
EDCUATIONAL ASSISTANCE
100
MARYLAND PUBLIC TELEVISION
11767 OWINGS MILLS BLVD
OWINGS MILLS
,
MD
21117
PC
COMMUNITY OUTREACH
75
MEMORIAL SLOAN KETTERING CANCER CENTER
1275 YORK AVE
NEW YORK
,
NY
10065
PC
CANCER RESERACH
200
THE MICHAEL J FOX FOUNDATION
PO BOX 5014
HAGERSTOWN
,
MD
21741
PC
PARKINSONS RESERACH
250
JEWISH FREE LOAN-ROSE WEISSTEIN PROGRAM
6505 WILSHIRE BLVD 715
LOS ANGELES
,
CA
90048
PC
INTEREST FREE LOANS TO PEOPLE IN NEED
15,000
THE DIAN FOSSEY GORILLA FUND
800 CHEROKEE AVE SE
ATLANTA
,
GA
30315
PC
PRESRVATION OF GORILLA HABITAT
1,000
NATIONAL PARK FOUNDATION
1110 VERMONT AVE NW STE 200
WASHINGTON
,
DC
20005
PC
PRESERVATION NATURAL AND CULTURAL RESCOURCES
100
SEMESTER AT SEA
2243 CENTER AVE STE 300
FORT COLLINS
,
CO
80526
PC
EDUCATIONAL SERVICES
250
SPECIAL OLYMPICS
3701 COMMERCE DR 103
ARBUSTUS
,
MD
21227
PC
SPORTS FOR CHILDREN AND ADULTS WITH INTELLECTUAL DISABILITIES
400
ST JUDE CHILDREN'S RESEARCH HOSPITAL
262 DANNY THOMAS PL
MEMPHIS
,
TN
38105
PC
CANCER RESERACH
1,000
SUSAN KOMEN FOUNDATION
9841 AIRPORT BLVD STE 800
LOS ANGELES
,
CA
90045
PC
BREAST CANCER RESERACH
1,000
TAKE THE LEAD
PO BOX 6353
WATERTOWN
,
NY
13601
PC
SUPPORT FOR PEOPLE WITH LIFE-THREATENING OR TERMINAL ILLNESS
10,000
TALBOT HUMANE
7894 OCEAN GATEWAY PO BOX 1143
EASTON
,
MD
21601
PC
PLACING ALL ADOPTABLE AND TREATABLE ANIMALS, PROVIDING A SAFE HAVEN FOR ANIMALS IN NEED
10,000
TEMPLE BNAI ISRAEL
101 W EARLE AVE
EASTON
,
MD
21601
PC
PROMOTE WORSHIP, STUDY, OR DEVELOP CULTURAL OR SOCIAL TIES TO JUDAISM.
56,305
THE NATURE CONSERVANCY
4245 N FAIRFAX DR STE 100
ARLINGTON
,
VA
22203
PC
CONSERVERVATION THE LANDS AND WATERS ON WHICH ALL LIFE DEPENDS
250
THE SEEING EYE
10 WASHINGTON VALLEY RD
MORRISTOWN
,
NJ
07960
PC
ENHANCE THE INDEPENDENCE, DIGNITY, AND SELF-CONFIDENCE OF BLIND PEOPLE
100
UNIVERSITY OF WISCONSIN FOUNDATION
UW FOUNDATION US BANK LOCKBOX 78236
MILWAUKEE
,
WI
53278
PC
DEVELOP HUMAN RESOURCES, TO DISCOVER AND DISSEMINATE KNOWLEDGE
500
US HOLOCAUST MEMORIAL MUSEUM
100 RAOUL WALLENBERG PLSW
WASHINGTON
,
DC
20024
PC
KEEPING HOLOCAUST MEMORY ALIVE WHILE INSPIRING CITIZENS AND LEADERS TO CONFRONT HATRED
500
VIETNAM VETERANS MEMORIAL FUND
1235 S CLARK ST 910
ARLINGTON
,
VA
22202
PC
TO HONOR AND PRESERVE THE LEGACY OF SERVICE AND EDUCATE ALL GENERATIONS ABOUT THE IMPACT OF THE VIETNAM WAR.
50
WOMEN'S GUILD - CEDARS SINAI
8700 BEVERLY BLVD 2416
LOS ANGELES
,
CA
90048
PC
HEALTH CARE RESERACH
5,000
WOUNDED WARRIOR PROJECT
827 PLUMOSA AVE
VISTA
,
CA
92081
PC
TO HONOR AND EMPOWER WOUNDED WARRIORS
1,000
THE JANE GOODALL INSTITUTE
1595 SPRING HILL RD 550
VIENNA
,
VA
22182
PC
TO PROMOTE UNDERSTANDING AND PROTECTION OF GREAT APES AND THEIR HABITAT
1,000
Total
.................................
3a
499,654
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
232,543
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
322,956
8
Gain or (loss) from sales of assets other than
inventory
............
18
-36,543
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
518,956
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
518,956
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description