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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THOMAS W PANGBORN
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 609
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
152309738
A Employer identification number
52-6073332
B
Telephone number (see instructions)
(216) 257-6118
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
28,639,773
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
590,562
590,562
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
3,245,189
b
Gross sales price for all assets on line 6a
25,786,722
7
Capital gain net income (from Part IV, line 2)
...
3,245,189
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
38,233
42,245
12
Total.
Add lines 1 through 11
........
3,873,984
3,877,996
13
Compensation of officers, directors, trustees, etc.
52,047
49,444
2,602
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
3,645
0
0
3,645
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
91,401
1,960
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
6,329
6,329
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
153,422
57,733
0
6,247
25
Contributions, gifts, grants paid
.......
1,301,135
1,301,135
26
Total expenses and disbursements.
Add lines 24 and 25
1,454,557
57,733
0
1,307,382
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
2,419,427
b
Net investment income
(if negative, enter -0-)
3,820,263
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,199,666
646,115
646,115
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
22,955,937
25,921,399
27,993,658
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
24,155,603
26,567,514
28,639,773
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
24,155,603
26,567,514
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
24,155,603
26,567,514
30
Total liabilities and net assets/fund balances
(see instructions)
.
24,155,603
26,567,514
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
24,155,603
2
Enter amount from Part I, line 27a
.....................
2
2,419,427
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
26,575,030
5
Decreases not included in line 2 (itemize)
5
7,516
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
26,567,514
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1. MERCK & CO XXX-XX-XXXX
2001-01-01
2019-01-07
b
65. APPLE INC
2013-09-24
2019-01-09
c
6. APPLE INC
2018-03-01
2019-01-09
d
4. CATERPILLAR INC
2018-01-19
2019-01-09
e
65. CATERPILLAR INC
2018-01-19
2019-01-09
354. CAPITAL ONE FINANCIAL CORP
2018-09-21
2019-01-24
16. MCCORMICK & CO INC COM NON VTG
2018-07-09
2019-01-29
70. MCCORMICK & CO INC COM NON VTG
2018-08-09
2019-01-29
164. MCCORMICK & CO INC COM NON VTG
2018-07-09
2019-01-29
980. MORGAN STANLEY
2016-10-27
2019-01-29
230. TOTAL FINA S A
2016-02-23
2019-01-29
15. ABBOTT LABORATORIES INC
2016-06-07
2019-02-07
250. ABBVIE INC
2017-07-12
2019-02-07
10. AMERICAN WATER WORKS CO INC
2015-12-17
2019-02-07
5. AMGEN INC
2013-12-23
2019-02-07
15. BB&T CORP
2018-02-07
2019-02-07
50. BANK OF AMERICA CORP
2017-08-22
2019-02-07
20. CARNIVAL CORP SEDOL 2523044
2016-05-10
2019-02-07
35. CISCO SYS INC COM
2013-04-15
2019-02-07
5. HOME DEPOT INC COM
2011-06-24
2019-02-07
50. HUNTINGTON BANCSHARES INC
2014-07-24
2019-02-07
20. J P MORGAN CHASE & CO COM
2011-11-18
2019-02-07
25. KIMBERLY-CLARK CORP COM
2017-02-22
2019-02-07
15. MERCK & CO INC
2014-01-27
2019-02-07
5. NEXTERA ENERGY INC
2011-06-24
2019-02-07
10. PEPSICO INC COM
2011-10-06
2019-02-07
40. PFIZER INC COM
2012-08-03
2019-02-07
15. ROYAL DUTCH SHELL PLC ADR A
2017-11-02
2019-02-07
380. SERVICE CORP INTL COM
2018-04-05
2019-02-07
10. TEXAS INSTRS INC COM
2015-04-17
2019-02-07
15. TOTAL FINA S A
2015-08-07
2019-02-07
30. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2016-09-15
2019-02-07
470. ALTRIA GROUP INC
2018-02-20
2019-02-11
23.469 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P.
2011-07-01
2019-02-12
1. COUNTRYWIDE CAPITAL PFD 7.0% 11/01/36
2001-01-01
2019-02-20
490. ARCHER DANIELS MIDLAND CO
2018-08-09
2019-02-21
122. ARCHER DANIELS MIDLAND CO
2018-10-10
2019-02-21
18. ARCHER DANIELS MIDLAND CO
2018-10-10
2019-02-21
50. OCCIDENTAL PETE CORP COM
2018-01-16
2019-02-21
1. OCCIDENTAL PETE CORP COM
2019-02-04
2019-02-21
160. OCCIDENTAL PETE CORP COM
2018-05-31
2019-02-21
250. OCCIDENTAL PETE CORP COM
2018-01-16
2019-02-21
36. SERVICE CORP INTL COM
2018-04-05
2019-02-21
434. SERVICE CORP INTL COM
2018-04-05
2019-02-21
320. MORGAN STANLEY
2016-10-03
2019-02-25
6. MORGAN STANLEY
2018-03-01
2019-02-25
81. PRICE T ROWE GROUP INC COM
2016-12-21
2019-02-25
9. PRICE T ROWE GROUP INC COM
2017-01-17
2019-02-25
40. PRUDENTIAL FINANCIAL INC COM
2016-11-28
2019-02-25
340. PRICE T ROWE GROUP INC COM
2017-08-25
2019-02-26
176. EOG RES INC
2018-10-03
2019-03-01
193. OCCIDENTAL PETE CORP COM
2018-01-17
2019-03-12
1. PFIZER INC XXX-XX-XXXX
2001-01-01
2019-03-20
1. BANK OF AMERICA XXX-XX-XXXX
2001-01-01
2019-03-28
161.153 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2014-12-10
2019-03-28
30819. MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2013-11-14
2019-03-28
.559 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2014-12-10
2019-03-28
23.106 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P.
2011-07-01
2019-03-31
265. CISCO SYS INC COM
2013-04-15
2019-04-05
5. EASTMAN CHEM CO
2019-02-04
2019-04-08
220. EASTMAN CHEM CO
2018-02-15
2019-04-08
90. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-07-09
2019-04-08
34. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-07-09
2019-04-08
2. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2019-02-04
2019-04-09
76. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-07-09
2019-04-09
50. BOEING CO
2019-02-07
2019-04-15
295. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2016-09-15
2019-04-16
115. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-05-11
2019-04-16
7. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2019-02-06
2019-04-16
35. BOEING CO
2017-12-19
2019-04-17
4. BOEING CO
2018-03-01
2019-04-17
4. BOEING CO
2019-02-06
2019-04-17
5. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2017-01-30
2019-04-17
48. MARATHON PETROLEUM CORP
2018-09-05
2019-04-18
222. MARATHON PETROLEUM CORP
2018-09-05
2019-04-18
40. UNITEDHEALTH GROUP INC COM
2016-11-28
2019-04-18
660. BANK NEW YORK MELLON CORP COM
2016-04-27
2019-04-23
79. BANK NEW YORK MELLON CORP COM
2018-05-03
2019-04-23
91. BANK NEW YORK MELLON CORP COM
2018-05-03
2019-04-23
130. RAYTHEON COMPANY
2016-02-04
2019-04-23
1. AMERICAN INTERNATIONAL GROUP, INC., SECURITIES LITIGATION
2001-01-01
2019-05-02
740. AT&T INC
2015-07-30
2019-05-09
620. AT&T INC
2018-10-03
2019-05-09
2. AT&T INC
2019-02-04
2019-05-09
170. CLOROX CO
2019-02-21
2019-05-09
13127.909 AQR LONG-SHORT EQUITY-I
2018-05-21
2019-05-15
13215.429 AQR MANAGED FUTURES STRATEGY FUND CLASS I
2018-05-21
2019-05-15
26083.084 BLACKROCK EVENT DRIVEN EQ-IS
2018-05-21
2019-05-15
21051.127 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND
2018-05-21
2019-05-15
12211.382 GOTHAM ABSOLUTE RETURN-INS
2018-05-21
2019-05-15
22983.356 BRANDYWINE GLOBAL ALTERNATIVE CREDIT FUND CLASS I
2018-05-21
2019-05-15
6.813 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO
2017-12-15
2019-05-17
17395.932 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO
2017-04-25
2019-05-17
25495.148 PNC SMALL CAP FUND MERGED 11/15/19
2013-11-06
2019-05-17
51056.075 PNC TOTAL RETURN ADVANTAGE FUND MERGED 11/15/19
2013-07-09
2019-05-17
8139.154 T ROWE PR GROWTH STOCK-I
2011-06-21
2019-05-17
15945.758 ROWE T PRICE VALUE FD INC COM
2017-05-03
2019-05-17
500. INTEL CORP
2015-12-22
2019-05-20
270. BP PLC SPONSORED ADR
2019-02-21
2019-05-23
9. KOHLS CORP COM
2019-02-06
2019-05-23
190. KOHLS CORP COM
2018-03-23
2019-05-23
55. KOHLS CORP COM
2018-05-24
2019-05-23
540. KOHLS CORP COM
2018-03-13
2019-05-23
130. SIMON PROPERTY GROUP INC
2018-06-01
2019-06-04
160. SIMON PROPERTY GROUP INC
2018-07-09
2019-06-04
400. CENTENE CORP
2018-04-19
2019-06-10
390. CISCO SYS INC COM
2013-03-18
2019-06-10
500. INTEL CORP
2016-07-19
2019-06-10
235. BRISTOL MYERS SQUIBB CO
2018-10-26
2019-06-11
8. BRISTOL MYERS SQUIBB CO
2019-02-06
2019-06-11
15. BRISTOL MYERS SQUIBB CO
2019-02-04
2019-06-11
550. BRISTOL MYERS SQUIBB CO
2018-10-15
2019-06-11
240. DUKE ENERGY HOLDING CORP
2018-12-11
2019-06-11
181. DUKE ENERGY HOLDING CORP
2019-02-04
2019-06-11
273. INTEL CORP
2011-06-29
2019-06-11
24. INTEL CORP
2011-06-29
2019-06-11
1510. REGIONS FINANCIAL CORP
2018-03-16
2019-06-11
110. TEXAS INSTRS INC COM
2015-04-17
2019-06-11
250. PHILIP MORRIS INTERNAT-W/I
2019-02-11
2019-06-18
49. BROADCOM INC
2017-12-11
2019-06-21
60. CISCO SYS INC COM
2013-04-15
2019-06-21
30. JOHNSON & JOHNSON COM
2016-04-26
2019-06-21
120. MERCK & CO INC
2014-01-27
2019-06-21
19.951 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P.
2011-07-01
2019-06-30
298. CARNIVAL CORP SEDOL 2523044
2016-05-10
2019-07-08
122. CISCO SYS INC COM
2013-04-15
2019-07-08
129. DUKE ENERGY HOLDING CORP
2018-12-10
2019-07-08
3. DUKE ENERGY HOLDING CORP
2019-02-06
2019-07-08
99. CARNIVAL CORP SEDOL 2523044
2016-08-17
2019-07-09
78. CISCO SYS INC COM
2014-06-11
2019-07-09
90. BROADCOM INC
2018-11-05
2019-07-10
72. CULLEN FROST BANKERS INC
2018-05-31
2019-07-10
118. CULLEN FROST BANKERS INC
2018-05-31
2019-07-11
2. CULLEN FROST BANKERS INC
2019-02-04
2019-07-11
579. ZIONS BANCORP
2017-08-25
2019-07-23
191. ZIONS BANCORP
2017-08-25
2019-07-23
230. M&T BK CORP
2019-01-24
2019-07-29
5. M&T BK CORP
2019-02-04
2019-07-29
390. BERRY GLOBAL GROUP INC
2019-04-08
2019-07-31
151. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-01-29
2019-08-07
1475. MARATHON OIL CORP COM
2019-04-18
2019-08-07
95. MARATHON OIL CORP COM
2019-04-18
2019-08-07
40. MARATHON OIL CORP COM
2019-04-18
2019-08-07
130. PIONEER NAT RES CO
2019-05-23
2019-08-07
38. PRUDENTIAL FINANCIAL INC COM
2017-04-19
2019-08-08
1. PRUDENTIAL FINANCIAL INC COM
2019-02-04
2019-08-08
282. PRUDENTIAL FINANCIAL INC COM
2017-04-19
2019-08-08
1. AMGEN INC XXX-XX-XXXX
2001-01-01
2019-08-23
5. ABBVIE INC
2017-06-20
2019-08-26
5. AMERICAN ELECTRIC POWER INC
2015-12-17
2019-08-26
5. CELANESE CORP
2018-06-28
2019-08-26
5. CONOCOPHILLIPS
2018-05-11
2019-08-26
5. CULLEN FROST BANKERS INC
2017-05-24
2019-08-26
5. EXTRA SPACE STORAGE INC
2014-11-18
2019-08-26
5. HONEYWELL INTL INC
2015-01-13
2019-08-26
5. LILLY ELI & CO
2018-10-15
2019-08-26
5. MCDONALDS CORP COM
2015-10-28
2019-08-26
5. NASDAQ INC
2018-12-10
2019-08-26
15. OMNICOM GROUP INC
2017-06-27
2019-08-26
5. PAYCHEX INC COM
2015-12-02
2019-08-26
10. PROCTER & GAMBLE CO
2018-12-18
2019-08-26
10. SUNTRUST BANKS INC COM
2016-07-26
2019-08-26
5. VERIZON COMMUNICATIONS COM
2014-11-14
2019-08-26
5. XCEL ENERGY INC COM
2015-03-13
2019-08-26
5. ZIONS BANCORP
2018-11-19
2019-08-26
5. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-04-05
2019-08-26
5. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-01-09
2019-08-26
140. NORFOLK SOUTHN CORP COM
2018-11-30
2019-08-27
163. PRUDENTIAL FINANCIAL INC COM
2016-11-28
2019-09-06
75. SIMON PROPERTY GROUP INC
2018-06-18
2019-09-06
2. SIMON PROPERTY GROUP INC
2019-02-06
2019-09-06
38. PRUDENTIAL FINANCIAL INC COM
2017-02-22
2019-09-09
2. PRUDENTIAL FINANCIAL INC COM
2019-02-06
2019-09-09
660. DISCOVERY INC CLASS A
2018-07-05
2019-09-17
330. DISCOVERY INC CLASS A
2019-07-10
2019-09-17
430. E*TRADE FINANCIAL CORP
2019-04-23
2019-09-17
20. S&P GLOBAL INC
2016-07-08
2019-09-17
100. AIR PRODUCTS & CHEMICALS INC
2019-08-07
2019-09-24
360. ALLSTATE CORP
2019-02-26
2019-09-24
400. AMERICAN WATER WORKS CO INC
2014-08-14
2019-09-24
230. AMERIPRISE FINANCIAL INC
2019-06-10
2019-09-24
120. AMGEN INC
2018-01-11
2019-09-24
38. AUTOZONE INC
2018-10-12
2019-09-24
500. BP PLC SPONSORED ADR
2019-02-21
2019-09-24
3120. BANK OF AMERICA CORP
2016-12-01
2019-09-24
420. BAXTER INTERNATIONAL INC
2018-01-11
2019-09-24
260. CDW CORP/DE
2014-07-10
2019-09-24
162. CSX CORP COM
2018-10-26
2019-09-24
320. CSX CORP COM
2018-07-25
2019-09-24
112. CELANESE CORP
2018-10-26
2019-09-24
200. CELANESE CORP
2018-05-17
2019-09-24
2. CHEVRON CORPORATION
2019-02-04
2019-09-24
100. CHEVRON CORPORATION
2019-06-11
2019-09-24
280. CHEVRON CORPORATION
2018-06-12
2019-09-24
460. CHURCH & DWIGHT INC
2018-11-07
2019-09-24
270. CISCO SYS INC COM
2014-04-11
2019-09-24
310. CISCO SYS INC COM
2018-10-22
2019-09-24
140. CITIZENS FINANCIAL GROUP
2019-04-23
2019-09-24
1000. CITIZENS FINANCIAL GROUP
2016-10-04
2019-09-24
736. COMCAST CORPORATION CL A
2011-10-13
2019-09-24
210. COMCAST CORPORATION CL A
2018-10-22
2019-09-24
240. COMCAST CORPORATION CL A
2019-05-09
2019-09-24
600. CONOCOPHILLIPS
2017-11-06
2019-09-24
220. DANAHER CORP
2018-08-21
2019-09-24
90. DANAHER CORP
2018-10-15
2019-09-24
400. DISCOVER FINANCIAL W/I
2019-07-29
2019-09-24
70. ESSEX PPTY TR INC REIT
2019-08-07
2019-09-24
270. FMC CORPORATION NEW
2019-04-08
2019-09-24
170. HERSHEY FOODS CORP COM
2019-06-10
2019-09-24
190. HOME DEPOT INC COM
2016-05-13
2019-09-24
200. HONEYWELL INTL INC
2019-04-23
2019-09-24
1290. INVITATION HOMES INC
2019-06-04
2019-09-24
822. J P MORGAN CHASE & CO COM
2013-05-31
2019-09-24
60. J P MORGAN CHASE & CO COM
2019-04-23
2019-09-24
110. L3 HARRIS TECHNOLOGIES INC
2019-08-27
2019-09-24
250. LILLY ELI & CO
2018-07-09
2019-09-24
1. LILLY ELI & CO
2019-02-04
2019-09-24
78. LOCKHEED MARTIN CORP
2018-11-30
2019-09-24
220. MARSH & MCLENNAN COS INC COM
2019-05-20
2019-09-24
110. MCDONALDS CORP COM
2018-10-26
2019-09-24
390. MERCK & CO INC
2016-11-01
2019-09-24
80. MICROSOFT CORP
2018-10-26
2019-09-24
220. MICROSOFT CORP
2018-07-05
2019-09-24
500. MONDELEZ INTERNATIONAL
2019-05-09
2019-09-24
160. MOTOROLA SOLUTIONS INC
2018-03-12
2019-09-24
270. NASDAQ INC
2019-09-17
2019-09-24
90. NORTHROP GRUMMAN CORPORATION
2015-05-18
2019-09-24
320. OMNICOM GROUP INC
2019-05-09
2019-09-24
240. PEPSICO INC COM
2019-06-18
2019-09-24
1155. PFIZER INC COM
2015-11-30
2019-09-24
120. PFIZER INC COM
2018-10-10
2019-09-24
250. PRICE T ROWE GROUP INC COM
2019-08-08
2019-09-24
560. PROCTER & GAMBLE CO
2018-10-26
2019-09-24
477. PROGRESSIVE CORP OHIO
2019-01-29
2019-09-24
680. REALTY INCOME CORP COM
2019-06-04
2019-09-24
360. ROYAL DUTCH SHELL PLC ADR A
2017-11-03
2019-09-24
90. ROYAL DUTCH SHELL PLC ADR A
2019-05-09
2019-09-24
7. ROYAL DUTCH SHELL PLC ADR A
2019-02-04
2019-09-24
80. S&P GLOBAL INC
2016-07-08
2019-09-24
290. SEMPRA ENERGY
2019-06-11
2019-09-24
630. SUNTRUST BANKS INC COM
2016-05-23
2019-09-24
150. T-MOBILE US INC
2019-06-10
2019-09-24
300. T-MOBILE US INC
2017-05-12
2019-09-24
420. TARGET CORP
2019-05-23
2019-09-24
180. TEXAS INSTRS INC COM
2019-07-31
2019-09-24
500. TOTAL FINA S A
2016-02-23
2019-09-24
18. TOTAL FINA S A
2019-02-04
2019-09-24
590. US BANCORP DEL COM NEW
2019-07-23
2019-09-24
230. UNITED RENTALS INC COM
2017-02-03
2019-09-24
140. UNITEDHEALTH GROUP INC COM
2016-11-28
2019-09-24
520. VERIZON COMMUNICATIONS COM
2019-09-17
2019-09-24
300. WEC ENERGY GROUP INC
2009-05-12
2019-09-24
290. WASTE MANAGEMENT INC
2018-03-12
2019-09-24
460. XCEL ENERGY INC COM
2015-02-26
2019-09-24
190. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-15
2019-09-24
240. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868
2019-02-21
2019-09-24
7. ALTRIA GROUP INC
2019-02-06
2019-09-30
201. ALTRIA GROUP INC
2015-01-13
2019-09-30
110160.966 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO
2017-12-11
2019-09-30
123094.414 DODGE & COX INCOME FUND
2014-09-29
2019-09-30
9922. ISHARES TR RUSSELL 1000 GROWTH INDEX FD
2013-06-13
2019-09-30
5320. ISHARES TR RUSSELL 2000
2019-05-17
2019-09-30
8258. ISHARES TR RUSSELL 2000
2017-11-07
2019-09-30
25. NORFOLK SOUTHN CORP COM
2019-04-17
2019-09-30
76. NORFOLK SOUTHN CORP COM
2018-12-10
2019-09-30
77647.369 PNC TOTAL RETURN ADVANTAGE FUND MERGED 11/15/19
2013-07-09
2019-09-30
59965.487 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2007-07-10
2019-09-30
419.572 T ROWE PR GROWTH STOCK-I
2014-12-15
2019-09-30
28870.448 T ROWE PR GROWTH STOCK-I
2011-06-21
2019-09-30
45588.718 PRINCIPAL MIDCAP FUND-R6
2015-10-19
2019-09-30
12807. SCHWAB INTERNATIONAL SMALL CAP EQUITY
2019-05-17
2019-09-30
19.23 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P.
2011-07-01
2019-09-30
226. ABBOTT LABORATORIES INC
2016-06-07
2019-10-01
162. ABBVIE INC
2017-06-20
2019-10-01
42. AIR PRODUCTS & CHEMICALS INC
2018-10-26
2019-10-01
65. AIR PRODUCTS & CHEMICALS INC
2016-03-31
2019-10-01
130. ALLSTATE CORP
2019-02-25
2019-10-01
16. AMERICAN ELECTRIC POWER INC
2019-02-06
2019-10-01
153. AMERICAN ELECTRIC POWER INC
2015-12-17
2019-10-01
194. AMERICAN WATER WORKS CO INC
2015-12-17
2019-10-01
101. AMERIPRISE FINANCIAL INC
2017-03-31
2019-10-01
3. AMERIPRISE FINANCIAL INC
2019-02-06
2019-10-01
25. AMERIPRISE FINANCIAL INC
2019-06-11
2019-10-01
124. AMGEN INC
2013-12-23
2019-10-01
282. BB&T CORP
2018-02-07
2019-10-01
290. BP PLC SPONSORED ADR
2019-03-12
2019-10-01
1186. BANK OF AMERICA CORP
2017-08-22
2019-10-01
320. BANK OF AMERICA CORP
2019-07-08
2019-10-01
64. CELANESE CORP
2018-10-26
2019-10-01
105. CELANESE CORP
2018-06-28
2019-10-01
115. CHEVRON CORPORATION
2018-06-28
2019-10-01
1. CHEVRON CORPORATION
2019-02-06
2019-10-01
442. CISCO SYS INC COM
2014-06-11
2019-10-01
270. COMCAST CORPORATION CL A
2018-11-19
2019-10-01
370. COMCAST CORPORATION CL A
2018-09-17
2019-10-01
145. COMCAST CORPORATION CL A
2019-06-11
2019-10-01
3. CONOCOPHILLIPS
2019-02-06
2019-10-01
245. CONOCOPHILLIPS
2018-05-11
2019-10-01
85. CROWN CASTLE INTL CORP
2019-09-06
2019-10-01
117. CULLEN FROST BANKERS INC
2017-05-24
2019-10-01
150. DARDEN RESTAURANTS INC W I
2019-07-08
2019-10-01
200. DISCOVER FINANCIAL W/I
2019-09-06
2019-10-01
2. ESSEX PPTY TR INC REIT
2019-02-06
2019-10-01
55. ESSEX PPTY TR INC REIT
2018-02-23
2019-10-01
175. EXTRA SPACE STORAGE INC
2014-11-18
2019-10-01
160. FMC CORPORATION NEW
2019-04-16
2019-10-01
95. GENERAL DYNAMICS CORP
2019-09-30
2019-10-01
95. HERSHEY FOODS CORP COM
2019-07-08
2019-10-01
112. HOME DEPOT INC COM
2011-06-24
2019-10-01
1. HONEYWELL INTL INC
2019-02-06
2019-10-01
159. HONEYWELL INTL INC
2015-01-13
2019-10-01
1590. HUNTINGTON BANCSHARES INC
2014-07-24
2019-10-01
25. J P MORGAN CHASE & CO COM
2019-06-11
2019-10-01
423. J P MORGAN CHASE & CO COM
2011-11-18
2019-10-01
88. JOHNSON & JOHNSON COM
2016-04-26
2019-10-01
8. JOHNSON & JOHNSON COM
2019-02-06
2019-10-01
110. KIMBERLY-CLARK CORP COM
2017-02-22
2019-10-01
106. LILLY ELI & CO
2018-10-15
2019-10-01
3. LOCKHEED MARTIN CORP
2019-02-06
2019-10-01
20. LOCKHEED MARTIN CORP
2019-06-21
2019-10-01
51. LOCKHEED MARTIN CORP
2014-10-14
2019-10-01
77. M&T BK CORP
2019-01-09
2019-10-01
130. MARSH & MCLENNAN COS INC COM
2019-02-25
2019-10-01
110. MCDONALDS CORP COM
2015-10-28
2019-10-01
4. MCDONALDS CORP COM
2019-02-06
2019-10-01
299. MERCK & CO INC
2016-08-17
2019-10-01
131. NASDAQ INC
2018-12-10
2019-10-01
118. NEXTERA ENERGY INC
2011-06-24
2019-10-01
14. OMNICOM GROUP INC
2019-02-06
2019-10-01
75. OMNICOM GROUP INC
2019-06-11
2019-10-01
160. OMNICOM GROUP INC
2017-06-27
2019-10-01
181. PAYCHEX INC COM
2015-12-02
2019-10-01
217. PEPSICO INC COM
2011-10-06
2019-10-01
788. PFIZER INC COM
2012-08-03
2019-10-01
110. PHILIP MORRIS INTERNAT-W/I
2019-09-30
2019-10-01
120. PRICE T ROWE GROUP INC COM
2017-01-17
2019-10-01
5. PRICE T ROWE GROUP INC COM
2019-02-06
2019-10-01
238. PROCTER & GAMBLE CO
2018-12-18
2019-10-01
160. PROCTER & GAMBLE CO
2019-04-16
2019-10-01
175. REALTY INCOME CORP COM
2019-06-21
2019-10-01
422. ROYAL DUTCH SHELL PLC ADR A
2017-11-02
2019-10-01
13. ROYAL DUTCH SHELL PLC ADR A
2019-02-06
2019-10-01
7. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2019-02-06
2019-10-01
385. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2018-03-13
2019-10-01
467. SUNTRUST BANKS INC COM
2016-07-26
2019-10-01
10. SUNTRUST BANKS INC COM
2019-02-06
2019-10-01
285. SYNOVUS FINANCIAL CORP
2018-06-04
2019-10-01
9. SYNOVUS FINANCIAL CORP
2019-02-06
2019-10-01
220. TARGET CORP
2019-05-23
2019-10-01
264. TC ENERGY CORPORATION SEDOL BJMY6F9
2017-01-30
2019-10-01
109. TEXAS INSTRS INC COM
2015-12-02
2019-10-01
435. TOTAL FINA S A
2015-08-07
2019-10-01
13. TOTAL FINA S A
2019-02-06
2019-10-01
415. US BANCORP DEL COM NEW
2011-09-09
2019-10-01
60. US BANCORP DEL COM NEW
2019-06-11
2019-10-01
3. US BANCORP DEL COM NEW
2019-02-06
2019-10-01
46. UNITEDHEALTH GROUP INC COM
2018-12-27
2019-10-01
234. VERIZON COMMUNICATIONS COM
2014-11-14
2019-10-01
140. VERIZON COMMUNICATIONS COM
2018-11-19
2019-10-01
135. WASTE MANAGEMENT INC
2018-08-13
2019-10-01
50. WASTE MANAGEMENT INC
2019-04-17
2019-10-01
5. WASTE MANAGEMENT INC
2019-02-06
2019-10-01
335. XCEL ENERGY INC COM
2015-03-13
2019-10-01
3. XCEL ENERGY INC COM
2019-02-06
2019-10-01
301. ZIONS BANCORP
2018-11-19
2019-10-01
70. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-04-05
2019-10-01
160. EATON CORP PLC SEDOL B8KQN82
2019-06-11
2019-10-01
121. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-01-09
2019-10-01
90. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-17
2019-10-01
456. BHP GROUP PLC ADR
2019-10-07
2019-10-11
16. ECOLAB INC
2019-10-02
2019-10-14
24. PROCTER & GAMBLE CO
2019-10-02
2019-10-14
14. STRYKER CORP
2019-10-02
2019-10-14
2137. TESCO PLC SPON ADR
2019-10-07
2019-10-15
17057.569 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2013-11-14
2019-10-22
41491.846 PRINCIPAL MIDCAP FUND-R6
2015-10-19
2019-10-22
17. ECOLAB INC
2019-10-02
2019-10-23
30. PEPSICO INC COM
2019-10-02
2019-10-23
14. STRYKER CORP
2019-10-02
2019-10-23
453. LLOYDS TSB GROUP PLC SPONSORED ADR
2019-10-07
2019-10-24
3. SAP SE SPONSORED ADR
2019-10-07
2019-10-24
51. AMPHENOL CORP NEW CL A
2019-10-02
2019-10-28
11890.756 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2016-08-29
2019-10-28
55978.15 PACIFIC FUNDS FLOATING RATE INCOME
2018-04-13
2019-10-28
33. PROCTER & GAMBLE CO
2019-10-02
2019-10-28
81. TJX COS INC NEW COM
2019-10-02
2019-10-28
1201. VANGUARD REAL ESTATE ETF
2012-03-19
2019-10-28
194. ANIXTER INTL INC
2019-10-02
2019-10-30
171. ROYAL DUTCH SHELL PLC ADR A
2019-10-07
2019-11-01
18. AIR PRODUCTS & CHEMICALS INC
2019-10-24
2019-11-05
20. MARTIN MARIETTA MATLS INC
2019-10-24
2019-11-05
31. MURATA MFG CO LTD ADR UNSPON ADR
2019-10-07
2019-11-05
105491.918 BLACKROCK HIGH YIELD BOND PORTFOLIO CL INSTL
2011-03-17
2019-11-08
44. PAYPAL HOLDINGS INC-W/I
2019-10-09
2019-11-12
1494. TORAY INDUSTRIES - ADR ISIN US8908802064
2019-10-07
2019-11-15
188.395 ISHARES S&P 500 INDEX FUND CLASS K
2016-11-08
2019-11-18
23. ECOLAB INC
2019-10-02
2019-11-18
804. ISHARES TR S&P SMLCAP 600
2019-09-30
2019-11-18
25. PROCTER & GAMBLE CO
2019-10-02
2019-11-18
1646. VANGUARD MID CAP ETF
2019-05-17
2019-11-18
86. ADIDAS AG SPONSORED ADR
2019-10-07
2019-11-19
44. AMPHENOL CORP NEW CL A
2019-10-02
2019-11-25
944. SECOM LTD UNSPON ADR
2019-10-07
2019-11-26
1378. UBI SOFT ENTERTAIN UNSPON ADR
2019-10-07
2019-11-29
16. ECOLAB INC
2019-10-02
2019-12-03
24. PROCTER & GAMBLE CO
2019-10-02
2019-12-04
1. PETROBRAS 71654V408
2001-01-01
2019-12-09
895. CHR HANSEN HOLDING -SPON ADR ADR SEDOL BJBQFW6
2019-10-07
2019-12-10
27. NXP SEMICONDUCTORS ISIN NL0009538784 SEDOL B505PN7
2019-10-07
2019-12-12
5029. BANCO BILBAO VIZCAYA ARGENTARIA S A
2019-10-09
2019-12-13
110. EMERSON ELEC CO COM
2019-10-02
2019-12-13
243. HALLIBURTON CO
2019-10-09
2019-12-13
50. MICROSOFT CORP
2019-10-02
2019-12-13
270. ORACLE CORP
2019-10-02
2019-12-13
57. UNITEDHEALTH GROUP INC COM
2019-10-02
2019-12-13
.6 COMMERCE BANCSHARES INC
2019-10-18
2019-12-19
40. AMPHENOL CORP NEW CL A
2019-10-02
2019-12-23
21. PROCTER & GAMBLE CO
2019-10-02
2019-12-24
13. WATERS CORP
2019-10-02
2019-12-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
3,301
25
3,276
b
9,975
4,970
5,005
c
921
1,071
-150
d
527
675
-148
e
8,519
10,916
-2,397
28,328
34,069
-5,741
1,931
1,913
18
8,454
8,956
-502
19,806
19,606
200
41,528
39,088
2,440
12,438
10,120
2,318
1,086
588
498
19,671
17,980
1,691
965
595
370
919
565
354
755
808
-53
1,405
1,193
212
1,133
996
137
1,629
744
885
916
176
740
695
499
196
2,040
614
1,426
2,832
3,380
-548
1,146
798
348
904
284
620
1,128
599
529
1,657
972
685
941
957
-16
16,510
14,495
2,015
1,034
575
459
817
753
64
1,262
1,406
-144
22,892
30,364
-7,472
2,831
2,223
608
10
10
20,805
24,535
-3,730
5,180
6,266
-1,086
762
855
-93
3,387
3,792
-405
67
68
-1
10,709
13,461
-2,752
16,733
18,959
-2,226
1,531
1,373
158
18,367
16,444
1,923
13,589
10,188
3,401
255
334
-79
7,988
6,051
1,937
888
658
230
3,836
3,993
-157
33,541
28,580
4,961
16,867
22,687
-5,820
12,395
14,550
-2,155
1,580
25
1,555
834
25
809
2,947
3,125
-178
563,680
594,584
-30,904
10
11
-1
2,792
2,188
604
14,637
5,634
9,003
409
413
-4
18,005
21,987
-3,982
8,216
9,844
-1,628
3,113
3,719
-606
180
175
5
6,857
8,313
-1,456
18,780
20,366
-1,586
13,720
13,862
-142
10,523
12,961
-2,438
641
608
33
13,290
10,378
2,912
1,520
1,433
87
1,520
1,646
-126
234
236
-2
2,897
3,974
-1,077
13,316
18,381
-5,065
8,686
6,061
2,625
31,836
27,260
4,576
3,811
4,231
-420
4,344
4,874
-530
24,329
16,420
7,909
1,560
1,560
22,439
25,751
-3,312
18,801
20,647
-1,846
61
60
1
25,022
26,867
-1,845
140,337
178,408
-38,071
113,388
118,939
-5,551
251,963
237,878
14,085
204,827
214,090
-9,263
175,844
178,408
-2,564
237,878
237,878
148
152
-4
377,144
352,880
24,264
468,091
540,583
-72,492
546,300
543,237
3,063
546,300
266,183
280,117
557,145
567,031
-9,886
21,916
16,247
5,669
11,133
11,415
-282
460
606
-146
9,706
11,957
-2,251
2,810
3,513
-703
27,585
34,778
-7,193
20,995
20,903
92
25,839
28,115
-2,276
21,970
22,331
-361
22,005
8,803
13,202
23,446
21,376
2,070
11,002
11,855
-853
375
404
-29
702
759
-57
25,749
31,833
-6,084
20,688
21,616
-928
15,602
16,104
-502
12,771
5,875
6,896
1,122
779
343
21,762
29,664
-7,902
12,385
6,332
6,053
19,219
19,814
-595
13,549
12,731
818
3,454
1,276
2,178
4,241
3,385
856
10,105
6,674
3,431
2,538
1,890
648
13,835
14,345
-510
6,861
2,869
3,992
11,528
11,600
-72
268
265
3
4,551
4,675
-124
4,397
1,956
2,441
24,839
19,691
5,148
6,661
8,329
-1,668
10,855
13,650
-2,795
184
199
-15
24,634
25,897
-1,263
8,150
8,868
-718
37,903
38,703
-800
824
820
4
17,569
21,849
-4,280
17,887
20,949
-3,062
17,422
26,027
-8,605
1,119
1,676
-557
471
706
-235
15,537
18,821
-3,284
3,267
3,973
-706
86
93
-7
24,213
30,958
-6,745
893
25
868
331
358
-27
450
288
162
536
546
-10
256
347
-91
410
470
-60
604
291
313
783
472
311
556
555
1
1,082
562
520
491
429
62
1,138
1,248
-110
400
270
130
1,191
927
264
597
424
173
281
257
24
315
169
146
201
244
-43
973
890
83
575
472
103
23,850
23,979
-129
13,406
16,838
-3,432
11,314
12,362
-1,048
302
367
-65
3,186
4,189
-1,003
168
186
-18
17,901
18,221
-320
8,951
10,436
-1,485
19,356
21,793
-2,437
5,048
2,171
2,877
22,214
22,194
20
39,207
34,024
5,183
49,730
24,644
25,086
33,434
33,106
328
23,690
21,860
1,830
41,878
29,293
12,585
19,115
21,193
-2,078
90,883
74,742
16,141
36,338
28,876
7,462
30,837
11,243
19,594
11,208
10,653
555
22,140
22,364
-224
13,642
10,734
2,908
24,360
22,793
1,567
248
238
10
12,408
12,272
136
34,742
35,424
-682
34,021
30,169
3,852
13,395
6,100
7,295
15,380
13,936
1,444
4,970
4,991
-21
35,497
25,820
9,677
33,800
15,253
18,547
9,644
7,525
2,119
11,022
10,270
752
35,269
34,283
986
31,843
22,192
9,651
13,027
9,282
3,745
33,219
36,687
-3,468
22,808
21,030
1,778
23,802
21,784
2,018
26,438
23,350
3,088
43,169
27,162
16,007
33,382
34,515
-1,133
37,473
33,696
3,777
97,021
50,315
46,706
7,082
6,794
288
23,619
23,222
397
28,237
22,012
6,225
113
120
-7
30,539
23,291
7,248
22,246
21,085
1,161
23,389
19,095
4,294
32,876
23,485
9,391
11,094
8,551
2,543
30,509
21,859
8,650
27,519
25,710
1,809
27,368
17,512
9,856
27,372
27,625
-253
33,482
14,228
19,254
25,257
25,417
-160
32,474
31,886
588
42,075
39,062
3,013
4,371
5,458
-1,087
28,731
27,423
1,308
69,692
50,702
18,990
36,475
31,330
5,145
51,590
48,121
3,469
20,869
23,084
-2,215
5,217
5,686
-469
406
442
-36
20,256
8,683
11,573
41,786
38,909
2,877
42,414
26,747
15,667
11,932
11,595
337
23,865
19,721
4,144
45,464
34,622
10,842
22,690
22,913
-223
26,173
23,639
2,534
942
999
-57
32,853
32,999
-146
29,187
29,548
-361
31,652
23,229
8,423
31,631
31,054
577
28,541
5,815
22,726
33,402
25,160
8,242
30,093
16,307
13,786
23,530
21,658
1,872
26,323
29,359
-3,036
286
341
-55
8,207
11,054
-2,847
1,091,695
1,095,000
-3,305
1,734,400
1,706,790
27,610
1,585,465
1,005,598
579,867
806,283
818,482
-12,199
1,251,557
1,254,440
-2,883
4,510
4,920
-410
13,711
11,799
1,912
861,886
826,168
35,718
1,390,000
1,313,988
76,012
28,531
21,375
7,156
1,963,190
1,022,076
941,114
1,390,000
1,014,256
375,744
407,439
410,841
-3,402
2,441
1,821
620
18,982
9,416
9,566
12,310
11,923
387
9,346
6,418
2,928
14,464
8,751
5,713
14,168
12,360
1,808
1,493
1,267
226
14,279
9,091
5,188
23,999
12,392
11,607
14,931
13,180
1,751
443
378
65
3,696
3,794
-98
23,953
17,629
6,324
15,124
15,283
-159
11,037
12,320
-1,283
34,904
28,598
6,306
9,418
9,352
66
7,823
6,115
1,708
12,835
11,597
1,238
13,717
14,461
-744
119
119
22,007
11,940
10,067
12,196
10,321
1,875
16,713
13,705
3,008
6,550
6,003
547
172
206
-34
14,085
16,960
-2,875
11,805
12,481
-676
10,453
11,032
-579
17,740
18,675
-935
16,340
16,451
-111
652
552
100
17,940
12,440
5,500
20,387
10,900
9,487
14,073
12,873
1,200
17,464
17,421
43
14,704
13,168
1,536
26,096
6,203
19,893
170
149
21
26,956
15,696
11,260
22,802
16,114
6,688
2,960
2,767
193
50,078
22,884
27,194
11,441
11,709
-268
1,040
1,065
-25
15,582
14,019
1,563
11,864
11,811
53
1,174
906
268
7,828
7,206
622
19,962
10,680
9,282
12,245
11,736
509
13,067
12,080
987
23,199
14,074
9,125
844
707
137
25,167
18,672
6,495
13,008
11,447
1,561
27,393
11,761
15,632
1,102
1,096
6
5,905
5,938
-33
12,598
12,928
-330
15,048
9,800
5,248
29,711
20,617
9,094
28,305
25,153
3,152
8,382
8,350
32
13,689
9,914
3,775
570
472
98
29,595
22,115
7,480
19,896
17,189
2,707
13,408
12,660
748
24,767
26,924
-2,157
763
827
-64
221
229
-8
12,154
12,562
-408
32,316
22,589
9,727
692
588
104
10,271
15,854
-5,583
324
329
-5
23,610
17,808
5,802
13,635
12,431
1,204
14,169
6,818
7,351
22,728
20,639
2,089
679
726
-47
23,074
11,744
11,330
3,336
3,190
146
167
154
13
10,082
11,097
-1,015
14,131
11,716
2,415
8,455
8,439
16
15,544
12,146
3,398
5,757
5,265
492
576
484
92
21,688
11,654
10,034
194
157
37
13,472
14,629
-1,157
13,481
12,456
1,025
13,425
12,700
725
14,970
11,461
3,509
11,135
10,773
362
19,659
19,038
621
3,105
3,075
30
2,878
2,913
-35
2,978
2,918
60
19,725
19,126
599
400,000
327,150
72,850
1,262,182
1,091,093
171,089
3,225
3,267
-42
4,113
4,039
74
2,951
2,918
33
1,354
1,155
199
396
344
52
5,168
4,756
412
283,000
228,593
54,407
553,064
568,738
-15,674
4,065
4,006
59
4,743
4,434
309
112,510
76,227
36,283
16,138
13,130
3,008
10,009
9,843
166
3,871
3,812
59
5,116
5,304
-188
439
404
35
809,123
811,442
-2,319
4,473
4,418
55
21,021
22,125
-1,104
70,000
48,325
21,675
4,382
4,420
-38
64,690
62,752
1,938
3,049
3,035
14
284,716
266,861
17,855
12,960
12,891
69
4,518
4,103
415
20,605
21,743
-1,138
16,534
17,920
-1,386
2,960
3,075
-115
2,983
2,913
70
119
25
94
17,355
18,808
-1,453
3,340
2,929
411
27,283
25,195
2,088
8,371
6,998
1,373
5,844
4,435
1,409
7,700
6,717
983
14,830
14,291
539
16,252
12,398
3,854
41
36
5
4,314
3,730
584
2,628
2,549
79
3,031
2,885
146
20,001
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
3,276
b
5,005
c
-150
d
-148
e
-2,397
-5,741
18
-502
200
2,440
2,318
498
1,691
370
354
-53
212
137
885
740
196
1,426
-548
348
620
529
685
-16
2,015
459
64
-144
-7,472
608
10
-3,730
-1,086
-93
-405
-1
-2,752
-2,226
158
1,923
3,401
-79
1,937
230
-157
4,961
-5,820
-2,155
1,555
809
-178
-30,904
-1
604
9,003
-4
-3,982
-1,628
-606
5
-1,456
-1,586
-142
-2,438
33
2,912
87
-126
-2
-1,077
-5,065
2,625
4,576
-420
-530
7,909
1,560
-3,312
-1,846
1
-1,845
-38,071
-5,551
14,085
-9,263
-2,564
-4
24,264
-72,492
3,063
280,117
-9,886
5,669
-282
-146
-2,251
-703
-7,193
92
-2,276
-361
13,202
2,070
-853
-29
-57
-6,084
-928
-502
6,896
343
-7,902
6,053
-595
818
2,178
856
3,431
648
-510
3,992
-72
3
-124
2,441
5,148
-1,668
-2,795
-15
-1,263
-718
-800
4
-4,280
-3,062
-8,605
-557
-235
-3,284
-706
-7
-6,745
868
-27
162
-10
-91
-60
313
311
1
520
62
-110
130
264
173
24
146
-43
83
103
-129
-3,432
-1,048
-65
-1,003
-18
-320
-1,485
-2,437
2,877
20
5,183
25,086
328
1,830
12,585
-2,078
16,141
7,462
19,594
555
-224
2,908
1,567
10
136
-682
3,852
7,295
1,444
-21
9,677
18,547
2,119
752
986
9,651
3,745
-3,468
1,778
2,018
3,088
16,007
-1,133
3,777
46,706
288
397
6,225
-7
7,248
1,161
4,294
9,391
2,543
8,650
1,809
9,856
-253
19,254
-160
588
3,013
-1,087
1,308
18,990
5,145
3,469
-2,215
-469
-36
11,573
2,877
15,667
337
4,144
10,842
-223
2,534
-57
-146
-361
8,423
577
22,726
8,242
13,786
1,872
-3,036
-55
-2,847
-3,305
27,610
579,867
-12,199
-2,883
-410
1,912
35,718
76,012
7,156
941,114
375,744
-3,402
620
9,566
387
2,928
5,713
1,808
226
5,188
11,607
1,751
65
-98
6,324
-159
-1,283
6,306
66
1,708
1,238
-744
10,067
1,875
3,008
547
-34
-2,875
-676
-579
-935
-111
100
5,500
9,487
1,200
43
1,536
19,893
21
11,260
6,688
193
27,194
-268
-25
1,563
53
268
622
9,282
509
987
9,125
137
6,495
1,561
15,632
6
-33
-330
5,248
9,094
3,152
32
3,775
98
7,480
2,707
748
-2,157
-64
-8
-408
9,727
104
-5,583
-5
5,802
1,204
7,351
2,089
-47
11,330
146
13
-1,015
2,415
16
3,398
492
92
10,034
37
-1,157
1,025
725
3,509
362
621
30
-35
60
599
72,850
171,089
-42
74
33
199
52
412
54,407
-15,674
59
309
36,283
3,008
166
59
-188
35
-2,319
55
-1,104
21,675
-38
1,938
14
17,855
69
415
-1,138
-1,386
-115
70
94
-1,453
411
2,088
1,373
1,409
983
539
3,854
5
584
79
146
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
3,245,189
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,264,539
26,918,494
0.046977
2017
1,192,043
25,880,769
0.046059
2016
1,232,879
24,118,894
0.051117
2015
1,243,241
25,329,330
0.049083
2014
1,124,198
25,491,373
0.044101
2
Total
of line 1, column (d)
.....................
2
0.237337
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047467
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
24,582,133
5
Multiply line 4 by line 3
......................
5
1,166,840
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
38,203
7
Add lines 5 and 6
........................
7
1,205,043
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,307,382
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
38,203
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
38,203
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
38,203
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
79,441
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
79,441
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
41,238
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
19,102
Refunded
11
22,136
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MD
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
PNC BANK NA
Telephone no.
(216) 257-6118
Located at
PO BOX 609
PITTSBURGH
PA
ZIP+4
152309738
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
PNC BANK N A
TRUSTEE
9
52,047
PO BOX 609
PITTSBURGH
,
PA
152309738
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
24,956,480
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
24,956,480
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
24,956,480
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
374,347
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
24,582,133
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,229,107
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,229,107
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
38,203
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
38,203
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,190,904
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,190,904
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,190,904
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,307,382
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,307,382
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
38,203
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,269,179
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,190,904
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
1,301,126
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,307,382
a
Applied to 2018, but not more than line 2a
1,301,126
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
6,256
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
1,184,648
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
GIRL SCOUTS INC
ATTN HARRIET HESSAM
420 FIFTH AVENUE 11TH FLOOR
NEW YORK
,
NY
100182729
NONE
PC
GENERAL SUPPORT
6,506
BUCKS COUNTY CANCER SOCIETY
ATTN BILL ROBERTS
PO BOX 720366
OKLAHOMA CITY
,
OK
731720366
NONE
PC
GENERAL SUPPORT
6,506
MARCH OF DIMES FOUNDATION
1275 MAMARONECK AVENUE
WHITE PLAINS
,
NY
106055201
NONE
PC
GENERAL SUPPORT
6,506
BOYS CLUB OF AMERICA
ATTN SAM UNGLO
1275 PEACHTREE ST NE
ATLANTA
,
GA
303093580
NONE
PC
GENERAL SUPPORT
6,506
AMERICAN HEART ASSOCIATION
NATIONAL BEQUEST CENTER
7272 GREENVILLE DRIVE
ST PETERSBURG
,
FL
337422249
NONE
PC
GENERAL SUPPORT
6,506
ASSOCIATION OF KNIGHTS AND
LADIES FOR THE EQUESTRIAN ORDER
OF HOLY SEPULCHRE OF JERUSALEM
NEW YORK
,
NY
100224112
NONE
PC
GENERAL SUPPORT
13,011
THE SCHOOL SISTERS OF NOTRE DAME
PROVINCIAL LEADER
6401 N CHARLES STREET
BALTIMORE
,
MD
212121016
NONE
PC
GENERAL SUPPORT
26,023
SACRED HEART FREE HOME
SACRED HEART HOME
PHILADELPHIA
,
PA
191402094
NONE
PC
GENERAL SUPPORT
13,011
HAGERSTOWN GIRLS CLUB
626 WASHINGTON AVENUE
HAGERSTOWN
,
MD
217404636
NONE
PC
GENERAL SUPPORT
6,506
AMERICAN LUNG ASSOCIATION
ATTN MARINA TANZER
OF THE MID-ATLANTIC
BROOKFIELD
,
WI
53005
NONE
PC
GENERAL SUPPORT
6,506
UNIVERSITY OF NOTRE DAME DU LAC
ATTN MR JASON LITTLE
804 GRACE HALL
NOTRE DAME
,
IN
465566031
NONE
PC
GENERAL SUPPORT
52,045
NATIONAL SOCIETY TO PREVENT
BLINDNESS IN AMERICA
211 W WICKER DR SUITE 1700
CHICAGO
,
IL
60606
NONE
PC
GENERAL SUPPORT
26,023
DOMINICAN SISTERS OF THE
ATTN MOTHER JOANNA HASTINGS
217 NORTH 68TH STREET
MILWAUKEE
,
WI
532133928
NONE
PC
GENERAL SUPPORT
13,011
ST MARYS ROMAN CATHOLIC CHURCH
224 W WASHINGTON STREET
HAGERSTOWN
,
MD
217404712
NONE
PC
GENERAL SUPPORT
6,506
THE CATHEDRAL FOUNDATION INC
CATHOLIC REVIEW
880 PARK AVENUE
BALTIMORE
,
MD
212014822
NONE
PC
GENERAL SUPPORT
13,011
ARCHDIOCESE OF BALTIMORE
ST MARYS ST ANN
BALTIMORE
,
MD
212014421
NONE
PC
GENERAL SUPPORT
500,935
LOYOLA UNIVERSITY MARYLAND INC
C/O ADVANCEMENT SERVICES
2034 GREENSPRING DRIVE
BALTIMORE
,
MD
210934114
NONE
PC
GENERAL SUPPORT
26,023
MERCY MEDICAL CENTER
301 ST PAUL PLACE
BALTIMORE
,
MD
212022102
NONE
PC
GENERAL SUPPORT
26,023
MOUNT SAINT MARY'S UNIVERSITY
ATTN LYNN M OTT ACCTG SUPV
16300 OLD EMMITSBURG RD
EMMITSBURG
,
MD
21727
NONE
PC
GENERAL SUPPORT
65,057
LEAGUELITTLE FLOWERCNTRY SCHLS
MS RUTH A PULS
BALTIMORE
,
MD
212014421
NONE
PC
GENERAL SUPPORT
39,034
MASON DIXON COUNCIL - BSA
18600 CRESTWOOD DRIVE
HAGERSTOWN
,
MD
217422799
NONE
PC
GENERAL SUPPORT
6,506
ST VINCENT DE PAUL SOCIETY
2305 N CHARLES STREET
BALTIMORE
,
MD
21218
NONE
PC
GENERAL SUPPORT
13,011
MERITUS MEDICAL CENTER
ATTN HOLLY SPICKLER
11116 MEDICAL CAMPUS ROAD
HAGERSTOWN
,
MD
217426710
NONE
PC
GENERAL SUPPORT
65,057
WASH CNTY MUS OF FINE ARTS
ATTN DIRECTOR
P O BOX 423
HAGERSTOWN
,
MD
217410423
NONE
PC
GENERAL SUPPORT
19,517
THE UNITED WAY FUND OF
WASHINGTON COUNTY
33 W FRANKLIN ST SUITE 203
HAGERSTOWN
,
MD
21740
NONE
PC
GENERAL SUPPORT
13,011
LITTLE SISTERS OF THE POOR BALTO
601 MAIDEN CHOICE LANE
BALTIMORE
,
MD
212283630
NONE
PC
GENERAL SUPPORT
26,023
PASTOR
CATHOLIC CONGREGATION INC
HAGERSTOWN
,
MD
217422909
NONE
PC
GENERAL SUPPORT
6,506
ASSOCIATION OF MASTER KNIGHTS
MALTA IN THE U S OF AMERICA
NEW YORK
,
NY
100224112
NONE
PC
GENERAL SUPPORT
13,011
STELLA MARIS INC
C/O MARGE WEBSTER
2300 DULANEY VALLEY ROAD
TIMONIUM
,
MD
210932739
NONE
PC
GENERAL SUPPORT
32,528
KENNEDY KRIEGER FOUNDATION IN
OFFICE OF DEVELOPMENT
BALTIMORE
,
MD
21205
NONE
PC
GENERAL SUPPORT
6,506
WASHINGTON COUNTY FREE LIBRARY
OF HAGERSTOWN
100 SOUTH POTOMAC STREET
HAGERSTOWN
,
MD
21740
NONE
PC
GENERAL SUPPORT
13,011
TRUSTEES OF THE ENDOWMENT FUND
ATTN GEORGE M BOYER M D
655 W BALTIMORE ST SUITE 190
BALTIMORE
,
MD
212011559
NONE
PC
GENERAL SUPPORT
39,034
ISABEL DE LA PUENTEDIR PLN GIV
CATHOLIC UNIV OF AMERICA
620 MICHAGAN AVENUE NE
WASHINGTON
,
DC
20064
NONE
PC
GENERAL SUPPORT
91,079
THE NATIONAL SHRINE OF THE
IMMACULATE CONCEPTION
400 MICHIGAN AVENUE NE
WASHINGTON
,
DC
200171517
NONE
PC
GENERAL SUPPORT
26,023
LOYOLA RETREAT HOUSE
9270 LOYOLA RETREAT ROAD
FAULKNER
,
MD
206320009
NONE
PC
GENERAL SUPPORT
26,023
LITTLE SISTERS OF THE POOR
WASHINGTON DC
4200 HAREWOOD ROAD NE
WASHINGTON
,
DC
200171511
NONE
PC
GENERAL SUPPORT
26,023
SALVATION ARMY OF WASH COUNTY
P O BOX 747
HAGERSTOWN
,
MD
217410747
NONE
PC
GENERAL SUPPORT
13,011
Total
.................................
3a
1,301,135
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
590,562
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
3,245,189
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
STAR MOUNTAIN DIVE
14
38,233
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
3,873,984
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
3,873,984
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description