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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
08-01-2019
, and ending
07-31-2020
Name of foundation
RIDGEWAY EM-CHARITTUW
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 2907 - TRUST TAX DEPT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WILSON
,
NC
278942907
A Employer identification number
54-6202908
B
Telephone number (see instructions)
(540) 665-4345
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,583,737
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
40,495
40,495
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
32,871
b
Gross sales price for all assets on line 6a
561,776
7
Capital gain net income (from Part IV, line 2)
...
32,871
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
354
12
Total.
Add lines 1 through 11
........
73,720
73,366
13
Compensation of officers, directors, trustees, etc.
20,905
20,905
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
1,534
1,534
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
779
779
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
143
143
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
23,361
21,827
0
1,534
25
Contributions, gifts, grants paid
.......
80,682
80,682
26
Total expenses and disbursements.
Add lines 24 and 25
104,043
21,827
0
82,216
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-30,323
b
Net investment income
(if negative, enter -0-)
51,539
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
117,486
75,819
75,819
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
520,435
606,899
812,054
c
Investments—corporate bonds (attach schedule)
.......
731,274
656,146
695,864
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,369,195
1,338,864
1,583,737
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,369,195
1,338,864
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,369,195
1,338,864
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,369,195
1,338,864
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,369,195
2
Enter amount from Part I, line 27a
.....................
2
-30,323
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
1,338,872
5
Decreases not included in line 2 (itemize)
5
8
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,338,864
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
.88 ACS ACTIVIDADES CONS -UNS ADR
2017-11-02
2019-09-05
b
1. ANTHEM INC COMMON
2019-07-09
2019-09-12
c
2. AUTODESK, INC. COMMON
2019-04-29
2019-09-12
d
20. BAIDU INC SPON ADR
2017-07-05
2019-09-12
e
2. BROADRIDGE FINANCIAL SOLUTIONS INC
2011-11-21
2019-09-12
8. CVS CORP COMMON
2017-07-05
2019-09-12
142. CENTENE CORP
2011-11-21
2019-09-12
5. CISCO SYSTEMS
2015-10-02
2019-09-12
15. COCA COLA COMPANY
2015-10-02
2019-09-12
1. COLGATE PALMOLIVE COMPANY
2018-07-09
2019-09-12
181. DAIMLER AG - UNSPONSORED ADR
2019-04-29
2019-09-12
27. DAIMLER AG - UNSPONSORED ADR
2018-07-09
2019-09-12
18. DANONE SPONS ADR
2015-10-02
2019-09-12
560.361 DOUBLELINE TOTAL RETURN BOND FUND
2011-11-21
2019-09-12
13. ENBRIDGE INC
2013-07-11
2019-09-12
22. EXPEDITORS INTERNATIONAL
2015-10-02
2019-09-12
23. FACEBOOK INC CL A
2015-10-02
2019-09-12
1. FACTSET RESH SYS INC
2015-10-02
2019-09-12
213.716 FIDELITY SHORT TERM TREASURY BOND INDEX
2019-09-12
3. GENERAL MOTORS CO
2018-02-07
2019-09-12
45. IDEX CORP
2011-11-21
2019-09-12
5. ISHARES RUSSELL MIDCAP INDEX FUND
2015-12-01
2019-09-12
12. MERCK & CO INC
2019-07-09
2019-09-12
1179.895 METROPOLITAN WEST T/R BD-PLN
2019-09-12
21. MICROSOFT CORPORATION
2015-10-02
2019-09-12
30. MONSTER BEVERAGE CORP COMMON
2019-07-09
2019-09-12
520.679 NEUBERGER BERMAN STRATEGIC INCOME FUND-I
2015-08-19
2019-09-12
1. NOVARTIS AG
2013-07-11
2019-09-12
61. ORACLE SYSTEM CORPORATION
2019-09-12
186. ORANGE S.A.
2019-09-12
11. OTSUKA HOLDINGS LTD
2017-07-05
2019-09-12
4. PHILLIPS 66
2019-07-09
2019-09-12
16. PROCTOR AND GAMBLE COMPANY
2015-10-02
2019-09-12
922.823 PGIM TOTAL RETURN BD-R6
2017-11-03
2019-09-12
31. QUALCOMM INC COMMON
2013-07-11
2019-09-12
4. REGENERON PHARMACUETICALS INC COMMON
2018-09-13
2019-09-12
2. SEI INVESTMENTS CO
2015-10-02
2019-09-12
2. SCHLUMBERGER LTD
2016-10-11
2019-09-12
34. STARBUCKS CORPORATIONS COMMON
2018-02-07
2019-09-12
375. SUMITOMO MITSUI SPONS ADR
2017-07-05
2019-09-12
146. THE TIMKEN COMPANY COMMON
2019-09-12
6. VARIAN MED SYS INC
2019-04-29
2019-09-12
32. VISA INC
2019-09-12
24. WELLS FARGO & CO NEW
2019-09-12
1. YUM! BRANDS, INC. COMMON
2015-10-02
2019-09-12
2. YUM CHINA HOLDINGS INC -W/I COMMON
2018-02-07
2019-09-12
1. AMAZON INC COMMON
2015-10-02
2019-12-09
1. AMGEN INCORPORATED
2015-10-02
2019-12-09
2. BHP BILLITON PLC
2017-07-05
2019-12-09
5. BROADRIDGE FINANCIAL SOLUTIONS INC
2011-11-21
2019-12-09
6. CVS CORP COMMON
2017-07-05
2019-12-09
97. CARNIVAL CORP PAIRED CTF 1 COM
2019-01-18
2019-12-09
4. CERNER CORP COMMON
2016-05-10
2019-12-09
3. COCA COLA COMPANY
2015-10-02
2019-12-09
2. COLGATE PALMOLIVE COMPANY
2018-09-13
2019-12-09
10. DANONE SPONS ADR
2019-09-18
2019-12-09
3. DEERE & COMPANY
2016-10-11
2019-12-09
8. DELTA AIR LINES INC
2019-09-18
2019-12-09
1644.638 DODGE & COX INCOME FUND
2018-09-13
2019-12-09
141.053 DOUBLELINE TOTAL RETURN BOND FUND
2011-11-21
2019-12-09
4. ENBRIDGE INC
2013-07-11
2019-12-09
4. EXPEDITORS INTERNATIONAL
2015-10-02
2019-12-09
2. FACEBOOK INC CL A
2015-10-02
2019-12-09
4. FANUC CORP ADR
2019-04-29
2019-12-09
1. GENERAL MOTORS CO
2018-02-07
2019-12-09
1. HOME DEPOT INCORPORATED
2019-04-29
2019-12-09
12. INDITEX -UNSPON ADR
2019-04-29
2019-12-09
5. ISHARES RUSSELL MIDCAP INDEX FUND
2015-12-01
2019-12-09
1. MERCK & CO INC
2015-10-02
2019-12-09
943.233 METROPOLITAN WEST T/R BD-PLN
2019-12-09
3. MONSTER BEVERAGE CORP COMMON
2019-07-09
2019-12-09
1. MONSTER BEVERAGE CORP COMMON
2015-10-02
2019-12-09
117.256 NEUBERGER BERMAN STRATEGIC INCOME FUND-I
2015-08-19
2019-12-09
1. NOVARTIS AG
2013-07-11
2019-12-09
6. NOVO-NORDISK A S ADR
2015-10-02
2019-12-09
1. NVIDIA CORP COMMON
2019-04-29
2019-12-09
4. OCCIDENTAL PETE CORP
2019-09-18
2019-12-09
13. OTSUKA HOLDINGS LTD
2019-12-09
4. PALO ALTO NETWORKS INC COMMON
2019-01-18
2019-12-09
766.615 PGIM TOTAL RETURN BD-R6
2017-11-03
2019-12-09
78. REPSOL S A
2019-01-18
2019-12-09
3. SEI INVESTMENTS CO
2015-10-02
2019-12-09
5. SCHLUMBERGER LTD
2013-04-11
2019-12-09
2. SECOM LTD ADR
2013-07-11
2019-12-09
8. STARBUCKS CORPORATIONS COMMON
2019-09-18
2019-12-09
332. TESCO PLC SPON ADR
2019-07-09
2019-12-09
197. TORAY INDUSTRIES - UNSPON ADR
2018-02-07
2019-12-09
6. VARIAN MED SYS INC
2013-07-11
2019-12-09
8. WELLS FARGO & CO NEW
2015-02-12
2019-12-09
2. YUM! BRANDS, INC. COMMON
2019-04-29
2019-12-09
2. YUM CHINA HOLDINGS INC -W/I COMMON
2018-02-07
2019-12-09
1. ALCON INC
2013-07-11
2019-12-09
30. AERCAP HOLDINGS NV
2019-12-09
19. ABBOTT LABORATORIES
2020-02-28
22. ABBVIE INC
2015-12-01
2020-02-28
18. AMERICAN EXPRESS COMPANY
2020-02-28
3. ANALOG DEVICES INC
2019-07-09
2020-02-28
130. BHP BILLITON PLC
2020-02-28
60. BROADRIDGE FINANCIAL SOLUTIONS INC
2011-11-21
2020-02-28
7. CARNIVAL CORP PAIRED CTF 1 COM
2019-01-18
2020-02-28
13. CARNIVAL CORP PAIRED CTF 1 COM
2019-09-18
2020-02-28
13. CROWN CASTLE INTL CORP COMMON
2020-02-28
55. DANONE SPONS ADR
2020-02-28
4. DEERE & COMPANY
2019-12-11
2020-02-28
585.924 DODGE & COX INCOME FUND
2018-09-13
2020-02-28
310.192 DOUBLELINE TOTAL RETURN BOND FUND
2011-11-21
2020-02-28
17. ENBRIDGE INC
2013-07-11
2020-02-28
13. ENGIE-SPON ADR
2018-02-07
2020-02-28
45. ESSILOR INTERNATIONAL SA ADR
2020-02-28
8. FACEBOOK INC CL A
2019-09-18
2020-02-28
625.258 FIDELITY SHORT TERM TREASURY BOND INDEX
2019-12-11
2020-02-28
1. HOME DEPOT INCORPORATED
2019-12-11
2020-02-28
9. INDITEX -UNSPON ADR
2019-04-29
2020-02-28
5. ISHARES RUSSELL MIDCAP INDEX FUND
2015-12-01
2020-02-28
660.664 METROPOLITAN WEST T/R BD-PLN
2011-08-18
2020-02-28
10. MICROSOFT CORPORATION
2020-02-28
29.09 NEUBERGER BERMAN STRATEGIC INCOME FUND-I
2015-08-19
2020-02-28
168.966 NEUBERGER BERMAN STRATEGIC INCOME FUND-I
2019-12-11
2020-02-28
16. NOVO-NORDISK A S ADR
2015-10-02
2020-02-28
1. NVIDIA CORP COMMON
2019-01-18
2020-02-28
6. ORACLE SYSTEM CORPORATION
2019-01-18
2020-02-28
21. ORACLE SYSTEM CORPORATION
2019-09-18
2020-02-28
150. OTSUKA HOLDINGS LTD
2020-02-28
1091.394 PIMCO FDS PAC INVT MGMT REAL RETURN BD FD INSTL CL
2020-02-28
4. PEPSICO INCORPORATED
2019-09-18
2020-02-28
103. PFIZER INCORPORATED
2020-02-28
2. PHILLIPS 66
2019-09-18
2020-02-28
13. PROCTOR AND GAMBLE COMPANY
2020-02-28
22. PROSUS N V SPON ADR
2019-12-11
2020-02-28
230.587 PGIM TOTAL RETURN BD-R6
2019-12-11
2020-02-28
23. QUALCOMM INC COMMON
2020-02-28
211. REPSOL S A
2019-01-18
2020-02-28
148. ROYAL DSM NV SPON ADR
2020-02-28
57. ROYAL DUTCH SHELL PLC SPONSORED
2020-02-28
180. SECOM LTD ADR
2020-02-28
2. SIEMENS HEALTHINEE-UNSP ADR
2019-04-29
2020-02-28
7. SMITH & NEPHEW PLC - SPON ADR
2015-04-27
2020-02-28
6. STARBUCKS CORPORATIONS COMMON
2019-09-18
2020-02-28
46. STARBUCKS CORPORATIONS COMMON
2020-02-28
13. VERIZON COMMUNICATIONS INC
2014-05-12
2020-02-28
14. VISA INC
2019-01-18
2020-02-28
6. ALCON INC
2013-07-11
2020-02-28
2. ASML HOLDING N.V.
2019-07-09
2020-02-28
6. NXP SEMICONDUCTORS N V
2019-01-18
2020-02-28
1. ROYAL CARIBBEAN CRUISES LTD
2019-12-11
2020-02-28
.149 ACS ACTIVIDADES CONS -UNS ADR
2017-11-02
2020-03-31
.824 INGERSOLL-RAND INC COM
2019-01-18
2020-03-31
418. ACS ACTIVIDADES CONS -UNS ADR
2017-11-02
2020-05-06
439. ACCOR SA -SPONSORED ADR
2020-05-06
116. ADECCO SA ADR
2020-02-28
2020-05-06
42. AIR LEASE CORP COMMON
2020-05-06
137. AIRBUS SE UNSP ADR
2017-02-14
2020-05-06
13. ALASKA AIR GROUP INC COMMON
2019-01-18
2020-05-06
19. ALASKA AIR GROUP INC COMMON
2020-05-06
1. ALEXANDRIA REAL ESTATE
2019-12-11
2020-05-06
27. ALIBABA GROUP HLDG LTD
2020-05-06
1. ALPHABET INC CL C
2014-05-12
2020-05-06
1. ALPHABET INC CL A
2014-05-12
2020-05-06
3. AMAZON INC COMMON
2015-10-02
2020-05-06
1. AMEREN CORPORATION COMMON
2020-02-28
2020-05-06
4. AMERISOURCEBERGEN CORP. COMMON
2019-07-09
2020-05-06
2. AMETEK INC COMMON
2019-07-09
2020-05-06
4. AMGEN INCORPORATED
2015-10-02
2020-05-06
269. ANGLO AMERICAN PLC -SPON ADR
2020-02-28
2020-05-06
16. AUTODESK, INC. COMMON
2020-05-06
115. ADR AXA-UAP F/K/A AXA SA SPONSORED ADR
2017-02-14
2020-05-06
20. ADR AXA-UAP F/K/A AXA SA SPONSORED ADR
2020-02-28
2020-05-06
4. BAE SYSTEMS PLC SPON ADR
2020-02-28
2020-05-06
96. BAE SYSTEMS PLC SPON ADR
2017-11-02
2020-05-06
51. BASF AG SPONSORED ADR COMMON
2020-02-28
2020-05-06
164. BASF AG SPONSORED ADR COMMON
2019-01-18
2020-05-06
1. BIOMARIN PHARMACEUTICAL INC
2019-01-18
2020-05-06
141. CAPGEMINI SE CAPGEMINI SE
2020-02-28
2020-05-06
156. CARLSBERG A/S
2020-05-06
105. CISCO SYSTEMS
2015-10-02
2020-05-06
69. COCA COLA COMPANY
2020-05-06
12. COCA COLA COMPANY
2019-07-09
2020-05-06
446. COMPAGNIE DE SAINT-GOBAIN
2020-02-28
2020-05-06
11. DNB ASA -SPONSOR ADR
2020-02-28
2020-05-06
176. DNB ASA -SPONSOR ADR
2017-02-14
2020-05-06
17. DANONE SPONS ADR
2019-12-11
2020-05-06
575. DANONE SPONS ADR
2020-05-06
24. DELTA AIR LINES INC
2020-05-06
87. DELTA AIR LINES INC
2019-04-29
2020-05-06
256. DEUTSCHE BOERSE ADR
2020-05-06
3. DEUTSCHE POST AG SPON ADR
2020-02-28
2020-05-06
102. DEUTSCHE POST AG SPON ADR
2019-01-18
2020-05-06
371.522 DODGE & COX INCOME FUND
2019-12-11
2020-05-06
432.385 DODGE & COX INCOME FUND
2019-04-29
2020-05-06
515.596 DOUBLELINE TOTAL RETURN BOND FUND
2011-11-21
2020-05-06
306. E ON AG SPONSORED ADR
2020-05-06
122. ENBRIDGE INC
2020-05-06
191. ENGIE-SPON ADR
2020-05-06
202. EQUINOR ASA - SPON ADR
2020-02-28
2020-05-06
5. EXPEDIA INC COMMON
2020-02-28
2020-05-06
7. EXPEDIA INC COMMON
2019-01-18
2020-05-06
2. FACEBOOK INC CL A
2019-01-18
2020-05-06
22. FANUC CORP ADR
2020-02-28
2020-05-06
92. FANUC CORP ADR
2019-04-29
2020-05-06
563.873 FIDELITY SHORT TERM TREASURY BOND INDEX
2019-12-11
2020-05-06
3378.337 FIDELITY SHORT TERM TREASURY BOND INDEX
2019-04-29
2020-05-06
23. GENERAL MOTORS CO
2020-02-28
2020-05-06
151. GENERAL MOTORS CO
2020-05-06
68. HSBC HLDGS PLC ADR
2020-05-06
26. HSBC HLDGS PLC ADR
2020-02-28
2020-05-06
47. HITACHI LTD
2020-05-06
203. INDITEX -UNSPON ADR
2019-04-29
2020-05-06
8. INGERSOLL-RAND INC COM
2019-01-18
2020-05-06
460. ISHARES RUSSELL MIDCAP INDEX FUND
2020-05-06
256. JAPAN AIRLINES CO -UNP ADR
2020-02-28
2020-05-06
98. JULIUS BAER GROUP LTD
2020-02-28
2020-05-06
283. JULIUS BAER GROUP LTD
2020-05-06
5. LIVE NATION COMMON
2020-02-28
2020-05-06
948. LLOYDS TSB GRP PLC SPONSORED ADR
2017-11-02
2020-05-06
286. LLOYDS TSB GRP PLC SPONSORED ADR
2020-02-28
2020-05-06
3. MASONITE INTERNATIONAL CORP
2020-02-28
2020-05-06
4. MERCK & CO INC
2019-07-09
2020-05-06
13. MERCK & CO INC
2015-10-02
2020-05-06
879.219 METROPOLITAN WEST T/R BD-PLN
2020-05-06
19. MORGAN STANLEY DEAN WITTER DIS CO
2020-02-28
2020-05-06
111. MORGAN STANLEY DEAN WITTER DIS CO
2019-01-18
2020-05-06
285. MURATA MANUFACTURING COMPANY LTD
2019-01-18
2020-05-06
3.953 NEUBERGER BERMAN STRATEGIC INCOME FUND-I
2019-07-09
2020-05-06
44. NORDEA BANK ABP - SPON ADR
2020-02-28
2020-05-06
360. NORDEA BANK ABP - SPON ADR
2019-01-18
2020-05-06
59. NOVO-NORDISK A S ADR
2020-05-06
79. NUTRIEN LTD
2020-05-06
63. OCCIDENTAL PETE CORP
2017-07-05
2020-05-06
41. OCCIDENTAL PETE CORP
2020-05-06
10. ORACLE SYSTEM CORPORATION
2019-01-18
2020-05-06
10. PROCTOR AND GAMBLE COMPANY
2019-07-09
2020-05-06
32. PROCTOR AND GAMBLE COMPANY
2020-05-06
1. PROGESSIVE CORP., OHIO COMMON
2019-01-18
2020-05-06
338. PROSUS N V SPON ADR
2019-12-11
2020-05-06
261.399 PGIM TOTAL RETURN BD-R6
2020-05-06
60. QUALCOMM INC COMMON
2020-05-06
207. RECKITT BENCKISER GROUP PLC
2020-02-28
2020-05-06
385. ROLLS ROYCE PLC ADR
2020-05-06
1. ROSS STORES INC COM
2020-02-28
2020-05-06
67. SANDS CHINA LTD
2019-12-11
2020-05-06
66. SANOFI-AVENTIS SPONSORED ADR
2020-02-28
2020-05-06
2. SERVICE CORP INTL COM
2020-02-28
2020-05-06
156. SIEMENS HEALTHINEE-UNSP ADR
2019-04-29
2020-05-06
70. SMITH & NEPHEW PLC - SPON ADR
2020-05-06
3. STARBUCKS CORPORATIONS COMMON
2018-02-07
2020-05-06
3. STARWOOD PROPERTY TRUST INC COMMON
2020-02-28
2020-05-06
50. US FOODS HOLDING CORP COMMON
2020-02-28
2020-05-06
24. US FOODS HOLDING CORP COMMON
2019-01-18
2020-05-06
2. VAIL RESORTS COMMON
2020-02-28
2020-05-06
2. VISA INC
2013-07-11
2020-05-06
12. WELLS FARGO & CO NEW
2020-02-28
2020-05-06
82. WELLS FARGO & CO NEW
2020-05-06
2. WESTERN ALLIANCE BANCORP COMMON
2020-02-28
2020-05-06
1. WESTERN DIGITAL CORP COM
2019-09-18
2020-05-06
10. YUM CHINA HOLDINGS INC -W/I COMMON
2020-05-06
3. ARCH CAPITAL GROUP LTD
2020-02-28
2020-05-06
55. AERCAP HOLDINGS NV
2016-03-28
2020-05-06
4. AERCAP HOLDINGS NV
2020-02-28
2020-05-06
12. ASML HOLDING N.V.
2019-07-09
2020-05-06
28. NXP SEMICONDUCTORS N V
2019-01-18
2020-05-06
28. ROYAL CARIBBEAN CRUISES LTD
2019-12-11
2020-05-06
.333 SONOVA HOLDING AG
2020-05-06
2020-07-22
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
7
6
1
b
250
284
-34
c
310
355
-45
d
2,232
3,693
-1,461
e
249
44
205
511
640
-129
6,395
1,288
5,107
250
127
123
827
595
232
72
65
7
2,375
2,940
-565
354
461
-107
321
225
96
6,013
6,254
-241
452
471
-19
1,655
1,038
617
4,326
2,038
2,288
278
158
120
2,248
2,237
11
118
128
-10
7,624
1,531
6,093
284
208
76
1,002
1,021
-19
12,224
11,756
468
2,899
926
1,973
1,724
1,938
-214
5,717
5,657
60
89
65
24
3,281
2,411
870
2,848
3,037
-189
232
233
-1
408
392
16
1,968
1,143
825
13,759
13,455
304
2,463
1,901
562
1,143
1,558
-415
122
96
26
74
163
-89
3,147
1,860
1,287
2,584
2,976
-392
6,471
4,322
2,149
724
811
-87
5,713
2,018
3,695
1,169
1,340
-171
114
56
58
96
90
6
1,750
512
1,238
233
138
95
90
63
27
607
109
498
451
480
-29
4,405
5,284
-879
286
222
64
162
119
43
137
136
1
164
177
-13
500
260
240
446
471
-25
23,305
22,137
1,168
1,506
1,574
-68
155
145
10
296
189
107
403
177
226
78
75
3
35
43
-8
217
202
15
190
178
12
292
208
84
89
49
40
9,800
9,379
421
181
194
-13
60
44
16
1,293
1,273
20
93
65
28
341
324
17
212
179
33
149
179
-30
290
274
16
904
811
93
11,476
11,177
299
1,238
1,338
-100
193
144
49
186
386
-200
43
28
15
691
728
-37
3,166
2,927
239
2,666
3,704
-1,038
831
361
470
432
439
-7
198
207
-9
90
90
56
45
11
1,819
1,355
464
1,424
752
672
1,828
1,295
533
1,944
1,206
738
319
340
-21
4,705
4,019
686
6,246
1,307
4,939
227
381
-154
422
635
-213
1,853
1,172
681
763
918
-155
613
676
-63
8,426
7,887
539
3,387
3,462
-75
620
616
4
214
209
5
3,019
2,905
114
1,491
1,507
-16
6,703
6,584
119
215
212
3
138
133
5
266
208
58
7,016
6,566
450
1,575
948
627
320
316
4
1,859
1,865
-6
921
864
57
258
156
102
291
296
-5
1,018
1,101
-83
2,717
2,313
404
12,627
12,227
400
521
542
-21
3,367
2,952
415
148
205
-57
1,443
1,535
-92
305
289
16
3,438
3,461
-23
1,757
1,792
-35
2,347
3,619
-1,272
4,108
2,130
1,978
2,457
2,749
-292
3,480
2,559
921
40
42
-2
312
250
62
464
546
-82
3,556
2,683
873
690
628
62
2,472
1,930
542
361
268
93
544
413
131
667
485
182
79
123
-44
1
1
18
20
-2
2,071
3,016
-945
2,158
3,724
-1,566
2,360
3,067
-707
990
1,842
-852
1,988
2,389
-401
359
838
-479
524
1,065
-541
151
160
-9
5,293
2,761
2,532
1,364
526
838
1,361
537
824
7,045
1,535
5,510
71
78
-7
344
352
-8
164
181
-17
954
551
403
2,284
3,055
-771
2,941
2,098
843
1,986
2,807
-821
345
460
-115
97
124
-27
2,320
2,959
-639
616
740
-124
1,982
3,085
-1,103
96
98
-2
2,716
3,070
-354
3,791
2,670
1,121
4,361
2,671
1,690
3,109
2,877
232
541
620
-79
2,266
3,089
-823
125
182
-57
1,992
2,997
-1,005
224
282
-58
7,587
7,740
-153
506
1,166
-660
1,833
5,010
-3,177
4,008
2,690
1,318
85
89
-4
2,894
3,008
-114
5,261
5,276
-15
6,123
5,924
199
5,434
5,754
-320
2,973
2,908
65
3,730
4,050
-320
1,962
2,595
-633
2,616
3,082
-466
319
488
-169
446
830
-384
421
301
120
352
353
-1
1,473
1,718
-245
6,141
5,938
203
36,790
35,033
1,757
512
683
-171
3,360
4,560
-1,200
1,687
2,583
-896
645
859
-214
2,735
3,481
-746
2,423
3,007
-584
220
196
24
22,300
18,859
3,441
2,223
3,124
-901
734
815
-81
2,120
2,312
-192
195
302
-107
1,356
3,455
-2,099
409
724
-315
182
214
-32
312
340
-28
1,015
639
376
9,346
8,758
588
712
836
-124
4,157
4,813
-656
3,906
3,036
870
40
43
-3
258
342
-84
2,113
3,307
-1,194
3,687
3,060
627
2,811
3,879
-1,068
876
3,763
-2,887
570
1,731
-1,161
522
493
29
1,144
1,127
17
3,660
2,564
1,096
77
64
13
5,056
4,442
614
3,707
3,901
-194
4,782
3,201
1,581
3,416
3,079
337
1,376
3,803
-2,427
90
108
-18
2,680
3,146
-466
3,295
3,037
258
74
93
-19
3,490
3,311
179
2,834
2,458
376
222
164
58
39
66
-27
927
1,667
-740
445
808
-363
336
423
-87
359
95
264
308
485
-177
2,107
4,205
-2,098
64
91
-27
41
64
-23
471
293
178
72
121
-49
1,530
2,100
-570
111
206
-95
3,529
2,479
1,050
2,853
2,265
588
1,023
3,445
-2,422
14
13
1
4,948
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
1
b
-34
c
-45
d
-1,461
e
205
-129
5,107
123
232
7
-565
-107
96
-241
-19
617
2,288
120
11
-10
6,093
76
-19
468
1,973
-214
60
24
870
-189
-1
16
825
304
562
-415
26
-89
1,287
-392
2,149
-87
3,695
-171
58
6
1,238
95
27
498
-29
-879
64
43
1
-13
240
-25
1,168
-68
10
107
226
3
-8
15
12
84
40
421
-13
16
20
28
17
33
-30
16
93
299
-100
49
-200
15
-37
239
-1,038
470
-7
-9
11
464
672
533
738
-21
686
4,939
-154
-213
681
-155
-63
539
-75
4
5
114
-16
119
3
5
58
450
627
4
-6
57
102
-5
-83
404
400
-21
415
-57
-92
16
-23
-35
-1,272
1,978
-292
921
-2
62
-82
873
62
542
93
131
182
-44
-2
-945
-1,566
-707
-852
-401
-479
-541
-9
2,532
838
824
5,510
-7
-8
-17
403
-771
843
-821
-115
-27
-639
-124
-1,103
-2
-354
1,121
1,690
232
-79
-823
-57
-1,005
-58
-153
-660
-3,177
1,318
-4
-114
-15
199
-320
65
-320
-633
-466
-169
-384
120
-1
-245
203
1,757
-171
-1,200
-896
-214
-746
-584
24
3,441
-901
-81
-192
-107
-2,099
-315
-32
-28
376
588
-124
-656
870
-3
-84
-1,194
627
-1,068
-2,887
-1,161
29
17
1,096
13
614
-194
1,581
337
-2,427
-18
-466
258
-19
179
376
58
-27
-740
-363
-87
264
-177
-2,098
-27
-23
178
-49
-570
-95
1,050
588
-2,422
1
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
32,871
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
84,728
1,504,628
0.056312
2017
77,272
1,575,671
0.049041
2016
78,466
1,518,470
0.051674
2015
82,048
1,497,935
0.054774
2014
78,233
1,611,736
0.04854
2
Total
of line 1, column (d)
.....................
2
0.260341
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052068
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,498,427
5
Multiply line 4 by line 3
......................
5
78,020
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
515
7
Add lines 5 and 6
........................
7
78,535
8
Enter qualifying distributions from Part XII, line 4
,.............
8
82,216
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
515
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
515
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
515
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
316
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
316
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
199
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
VA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BRANCH BANKING & TRUST COMPANY
Telephone no.
(540) 665-4345
Located at
115 N CAMERON ST FL 2
WINSCHESTER
VA
ZIP+4
22601
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BRANCH BANKING & TRUST
TRUSTEE
12
20,905
115 N CAMERON ST FL 2
WINCHESTER
,
VA
22601
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,438,569
b
Average of monthly cash balances
.......................
1b
82,677
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,521,246
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,521,246
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
22,819
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,498,427
6
Minimum investment return.
Enter 5% of line 5
..................
6
74,921
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
74,921
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
515
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
515
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
74,406
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
74,406
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
74,406
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
82,216
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
82,216
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
515
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
81,701
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
74,406
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
3,870
f
Total
of lines 3a through e
........
3,870
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
82,216
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
74,406
e
Remaining amount distributed out of corpus
7,810
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
11,680
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
11,680
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
3,870
e
Excess from 2019
....
7,810
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
MARTIN KEESECKER
115 N CAMERON ST FL 2
WINCHESTER
,
VA
226014738
(540) 665-4345
b
The form in which applications should be submitted and information and materials they should include:
WRITTEN REQUEST - MUST DEMONSTRATE NEED AND QUALIFICATIONS WITHIN PARAMETERS OF FOUNDATION PURPOSE.
c
Any submission deadlines:
MAY 31, ANNUALLY
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
CHARITIES MUST BE IN WINCHESTER AND SURROUNDING AREAS. EMPHASIS IS PLACED ON PERSONAL SERVICES.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
VA UNITED METHODIST HOMES INC
7113 THREE CHOPT RD STE 30
RICHMOND
,
VA
23226
NONE
EXEMPT
GENERAL FUNDS
10,147
AMERICAN CANCER SOCIETY
PO BOX 720366
OKLAHOMA CITY
,
OK
73162
NONE
PUBLIC CHARITY
GENERAL FUNDS
400
BILLY GRAHAM EVANGELISTIC ASSN
1 BILLY GRAHAM PARKWAY
CHARLOTTE
,
NC
28201
NONE
PUBLIC CHARITY
GENERAL FUNDS
10,147
FERRUM COLLEGE
COLLEGE RELATIONS OFFICE
FERRUM
,
VA
24088
NONE
PUBLIC CHARITY
SCHOLARSHIP FUNDS
10,147
DAUGHTERS OF THE
AMERICAN REVOLUTION
1776 D STREET NW - ADM BLDG
WASHINGTON
,
DC
20006
NONE
PUBLIC CHARITY
GENERAL FUNDS
10,147
ADULT CARE CENTER OF THE NORTHERN
SHENANDOAH VALLEY INC
115 WOLFE ST
WINCHESTER
,
VA
22601
NONE
PUBLIC CHARITY
TO ASSIST NEEDY ELDERLY
1,500
BIG BROTHERSBIG SISTERS OF
WINCHESTER FREDERICK & CLARKE CNTY
121 YOUTH DEVELOPMENT COURT
WINCHESTER
,
VA
22601
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,000
BLUE RIDGE AREA FOOD BANK
P O BOX 937
VERONA
,
VA
24482
NONE
PUBLIC CHARITY
PUBLIC ASSISTANCE FOR NEEDY
1,200
BLUE RIDGE HOSPICE INC
333 WEST CORK ST
WINCHESTER
,
VA
22604
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,200
C-CAP OF WINCHESTER
PO BOX 2112
WINCHESTER
,
VA
22604
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,100
CONCERN HOTLINE
P O BOX 2032
WINCHESTER
,
VA
22601
NONE
PUBLIC CHARITY
GENERAL FUNDS
3,000
FREE MEDICAL CLINIC OF WINCHESTER
301 N CAMERON ST SUITE 100
WINCHESTER
,
VA
22601
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,500
UNITED WAY OF WINCHESTER
FREDERICK & CLARKE COUNTIES
PO BOX 460
WINCHESTER
,
VA
22604
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,000
WILLIAM AND HENRY EVANS HOME INC
330 EAST LEICESTER ST
WINCHESTER
,
VA
22601
NONE
PUBLIC CHARITY
GENERAL FUNDS
400
HEALTHY FAMILIES OF THE
NORTHERN SHENANDOAH VALLEY
P O BOX 146
GORE
,
VA
22637
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,000
SALVATION ARMY OF WINCHESTER
P O BOX 2745
WINCHESTER
,
VA
22604
NONE
PUBLIC CHARITY
GENERAL FUNDS
1,200
VIRGINIA UNITED METHODIST FAMILY
SERVICES
3900 WEST BROAD ST
RICHMOND
,
VA
23230
NONE
PUBLIC CHARITY
ASSIST NEEDY FAMILIES
10,147
THE LAUREL CENTER
POST OFFICE BOX 14
WINCHESTER
,
VA
22604
NONE
EXEMPT
GENERAL FUNDS
1,400
WINCHESTER EDUCATION FOUNDATION
14 NORTH BRADDOCK STREET
WINCHESTER
,
VA
22601
NONE
EXEMPT
EDUCATIONAL
2,500
GENERAL BOARD OF GLOBAL MINISTR
ATTN CASH MGMT
ATLANTA
,
GA
30308
NONE
PUBLIC CHARITY
GENERAL FUNDS
10,147
TIMBER RIDGE SCHOOL
PO BOX 3160
WINCHESTER
,
VA
22604
NONE
EXEMPT
EDUCATIONAL
500
THE KIDS CLUB
2400 ROOSEVELT BLVD
WINCHESTER
,
VA
22601
NONE
PC
CHARITABLE
900
Total
.................................
3a
80,682
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
40,495
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
32,871
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER REVENUE
1
354
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
73,720
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
73,720
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description