-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
08-01-2019
, and ending
07-31-2020
Name of foundation
BISHOP FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
BANK OF AMERICA NA PO BOX 831
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DALLAS
,
TX
752831041
A Employer identification number
91-6027252
B
Telephone number (see instructions)
(800) 357-7094
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,847,877
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
83,100
83,149
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
424,613
b
Gross sales price for all assets on line 6a
1,592,034
7
Capital gain net income (from Part IV, line 2)
...
424,613
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
15,107
10,192
12
Total.
Add lines 1 through 11
........
522,820
517,954
13
Compensation of officers, directors, trustees, etc.
48,119
28,871
19,248
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,675
1,005
0
670
c
Other professional fees (attach schedule)
....
2,080
2,080
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,289
1,289
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
425
400
25
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
53,588
33,645
0
19,943
25
Contributions, gifts, grants paid
.......
180,867
180,867
26
Total expenses and disbursements.
Add lines 24 and 25
234,455
33,645
0
200,810
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
288,365
b
Net investment income
(if negative, enter -0-)
484,309
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
104,440
58,238
48,238
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,645,804
3,289,933
3,799,639
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,750,244
3,348,171
3,847,877
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,750,244
3,348,171
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,750,244
3,348,171
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,750,244
3,348,171
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,750,244
2
Enter amount from Part I, line 27a
.....................
2
288,365
3
Other increases not included in line 2 (itemize)
3
89
4
Add lines 1, 2, and 3
..........................
4
4,038,698
5
Decreases not included in line 2 (itemize)
5
690,527
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,348,171
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
11. ASGN INC COM
2015-10-09
2020-06-26
b
10. ASGN INC COM
2015-10-09
2020-06-26
c
3. ABBVIE INC COM
2018-08-17
2020-04-21
d
2. ABBVIE INC COM
2018-11-30
2020-04-21
e
3. ABBVIE INC COM
2018-11-30
2020-05-28
3. ABBVIE INC COM
2019-01-08
2020-05-28
32. ADVANCED MICRO DEVICES INC
2018-07-30
2019-11-22
15. ADVANCED MICRO DEVICES INC
2018-07-30
2019-11-22
28. ADVANCED MICRO DEVICES INC
2018-07-30
2020-01-27
1. ADVANCED MICRO DEVICES INC
2018-07-30
2020-01-27
3. ADVANCED MICRO DEVICES INC
2018-07-30
2020-01-29
1. ADVANCED MICRO DEVICES INC
2018-08-03
2020-01-29
26. ADVANCED MICRO DEVICES INC
2018-08-03
2020-01-29
30. ADVANCED MICRO DEVICES INC
2018-08-03
2020-02-06
22. ADVANCED DISP SVCS INC DEL COM
2017-05-18
2020-06-12
17. ADVANCED DISP SVCS INC DEL COM
2017-05-19
2020-06-12
6. ADVANCED DISP SVCS INC DEL COM
2017-05-19
2020-06-17
41. ADVANCED DISP SVCS INC DEL COM
2017-05-17
2020-06-17
1. ADVANCED DISP SVCS INC DEL COM
2017-05-17
2020-06-17
34. AGILENT TECHNOLOGIES INC
2018-02-05
2019-08-09
29. AGILENT TECHNOLOGIES INC
2017-11-20
2019-08-09
9. ALNYLAM PHARMACEUTICALS INC
2018-01-26
2020-07-16
23. ALTRIA GROUP INC
2016-05-11
2019-09-16
8. ALTRIA GROUP INC
2016-05-11
2020-02-14
1. ALTRIA GROUP INC
2016-10-21
2020-02-14
13. ALTRIA GROUP INC
2016-10-21
2020-04-21
4. ALTRIA GROUP INC
2017-09-22
2020-04-21
7. ALTRIA GROUP INC
2018-08-15
2020-04-21
4. AMEREN CORP
2018-10-05
2019-11-26
1. AMGEN INC COM
2019-10-07
2020-01-22
1. AMGEN INC COM
2019-10-08
2020-01-22
3. AMGEN INC COM
2019-10-04
2020-01-24
3. ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
2015-10-16
2020-06-12
85. ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
2015-10-09
2020-06-12
3. APPLE INC COM
2018-10-05
2019-11-12
5. APPLE INC COM
2018-10-05
2020-02-04
9. APPLE INC COM
2016-05-13
2020-05-27
22. BB&T CORPORATION
2018-10-05
2019-09-17
8. BB&T CORPORATION
2018-10-05
2019-09-18
1. BJS WHSL CLUB HLDGS INC COM
2019-11-20
2020-04-08
22. BJS WHSL CLUB HLDGS INC COM
2019-11-20
2020-04-08
11. BJS WHSL CLUB HLDGS INC COM
2019-11-20
2020-04-08
1. BJS WHSL CLUB HLDGS INC COM
2019-11-20
2020-04-08
1. BP AMOCO P L C SPONSORED ADR
2018-10-01
2020-05-19
9. BP AMOCO P L C SPONSORED ADR
2018-09-19
2020-05-19
9. BP AMOCO P L C SPONSORED ADR
2019-01-29
2020-05-19
2. BP AMOCO P L C SPONSORED ADR
2018-03-22
2020-05-19
3. BP AMOCO P L C SPONSORED ADR
2019-07-29
2020-05-19
9. BP AMOCO P L C SPONSORED ADR
2019-07-29
2020-05-20
8. BP AMOCO P L C SPONSORED ADR
2017-09-18
2020-05-20
1. BP AMOCO P L C SPONSORED ADR
2016-05-11
2020-05-20
7. BAXTER INTERNATIONAL INC
2019-01-09
2019-12-27
10. BECTON DICKINSON & COMPANY
2019-08-09
2019-09-20
26. BECTON DICKINSON & COMPANY
2019-08-09
2020-05-21
25. BOOZ ALLEN HAMILTON HLDG CORP CL A COM
2018-12-28
2020-07-13
9. BOOZ ALLEN HAMILTON HLDG CORP CL A COM
2018-12-28
2020-07-13
28. BOOZ ALLEN HAMILTON HLDG CORP CL A COM
2018-12-28
2020-07-14
5. BOSTON SCIENTIFIC CORPORATION
2017-11-21
2019-08-09
115. BOSTON SCIENTIFIC CORPORATION
2017-11-21
2019-08-09
10. BRUNSWICK CORPORATION
2015-10-09
2019-11-07
9. BRUNSWICK CORPORATION
2015-10-09
2019-11-07
35. BRUNSWICK CORPORATION
2015-10-09
2020-03-17
3. BURLINGTON STORES INC COM
2016-11-09
2019-09-20
4. BURLINGTON STORES INC COM
2016-11-09
2019-09-20
4. BURLINGTON STORES INC COM
2016-11-09
2019-11-25
6. BURLINGTON STORES INC COM
2016-05-17
2020-04-01
3. BURLINGTON STORES INC COM
2016-05-17
2020-06-26
3. BURLINGTON STORES INC COM
2016-05-17
2020-06-26
8. CMS ENERGY CORP COM
2018-10-05
2019-11-26
7. CARLISLE COS INC
2020-03-11
2020-06-26
3. CARLISLE COS INC
2015-10-09
2020-06-26
1. CARLISLE COS INC
2015-10-09
2020-06-26
.66 CENTENE CORP DELAWARE COM
2018-04-18
2020-04-08
35. CHEFS WHSE HLDGS LLC COM
2018-07-18
2020-03-18
16. CHEFS WHSE HLDGS LLC COM
2018-07-25
2020-03-18
20. CHEFS WHSE HLDGS LLC COM
2018-07-25
2020-03-18
2. CHEFS WHSE HLDGS LLC COM
2018-07-25
2020-03-18
19. CHEGG INC COM
2020-02-14
2020-05-06
13. CHEGG INC COM
2020-02-14
2020-06-08
1. CHEGG INC COM
2019-11-20
2020-06-08
7. CHEGG INC COM
2019-11-20
2020-06-08
16. CHEMOURS CO COM
2017-11-03
2019-08-14
18. CHEMOURS CO COM
2017-09-28
2019-08-14
2. CHEMOURS CO COM
2017-11-03
2019-08-14
1. CHEMOURS CO COM
2018-02-07
2019-08-14
16. CHEMOURS CO COM
2018-02-07
2019-08-14
4. CHEMOURS CO COM
2018-02-07
2019-08-14
19. CHEMOURS CO COM
2017-09-07
2019-08-14
26. CHEMOURS CO COM
2017-05-23
2019-08-14
13. CISCO SYSTEMS INCORPORATED
2019-02-19
2019-08-06
10. CINTAS CORPORATION
2015-10-09
2020-06-26
9. COCA COLA CO COM
2019-04-25
2019-09-16
2. COCA COLA CO COM
2019-04-25
2019-12-09
6. COCA COLA CO COM
2019-03-05
2019-12-09
3. COCA COLA CO COM
2019-03-05
2019-12-10
3. COCA COLA CO COM
2020-03-16
2020-06-23
3. COCA COLA CO COM
2020-03-17
2020-06-23
2. COCA COLA CO COM
2019-03-05
2020-06-23
3. COCA COLA CO COM
2017-05-01
2020-06-23
3. COCA COLA CO COM
2017-04-21
2020-06-23
1. COCA COLA CO COM
2017-04-10
2020-06-23
1. COCA COLA CO COM
2016-11-03
2020-06-23
2. COCA COLA CO COM
2016-10-21
2020-06-23
3. COHERENT INC COM
2017-07-05
2019-10-16
4. COHERENT INC COM
2017-08-22
2019-10-16
3. COHERENT INC COM
2017-08-02
2019-10-16
9. COMCAST CORP NEW CL A COM
2019-06-25
2019-11-26
2. COPART INC
2018-03-23
2019-11-20
8. COPART INC
2017-12-12
2019-11-20
4. COPART INC
2017-12-12
2019-11-20
2. COSTAR GROUP INC
2016-07-29
2019-10-23
1. COSTAR GROUP INC
2016-07-29
2020-05-05
1. COSTAR GROUP INC
2016-10-13
2020-05-05
3. COSTAR GROUP INC
2016-10-13
2020-05-13
4. CROWN CASTLE INTL CORP REITS
2016-11-16
2019-08-28
3. CROWN CASTLE INTL CORP REITS
2016-11-16
2019-09-18
5. CROWN CASTLE INTL CORP REITS
2016-11-16
2019-09-30
3. DEXCOM INC COM
2020-04-01
2020-07-28
1. DEXCOM INC COM
2020-01-02
2020-07-28
1. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-07-17
2020-01-29
7. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-07-17
2020-01-30
14. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-07-14
2020-01-30
11. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-10-25
2020-01-30
12. DIAMONDBACK ENERGY INC COM
2015-10-09
2019-08-02
12. DIAMONDBACK ENERGY INC COM
2015-10-09
2020-06-26
18. DISNEY WALT CO
2016-01-12
2019-08-09
5. DISNEY WALT CO
2019-04-30
2019-10-29
2. DISNEY WALT CO
2019-04-30
2020-02-04
2. DISNEY WALT CO
2018-10-05
2020-02-04
24. DISNEY WALT CO
2018-10-05
2020-04-28
7. DISNEY WALT CO
2019-01-09
2020-04-28
18. DOCUSIGN INC COM
2019-02-15
2020-06-08
2. DOCUSIGN INC COM
2019-02-15
2020-06-19
9. DOCUSIGN INC COM
2018-12-12
2020-06-19
14. DOCUSIGN INC COM
2018-12-12
2020-06-26
1. DOCUSIGN INC COM
2018-12-11
2020-06-26
6. DOCUSIGN INC COM
2018-12-11
2020-07-15
7. DOMINION ENERGY INC COM
2016-05-11
2019-09-09
3. DOMINOS PIZZA INC COM
2019-02-26
2020-04-01
1. DOMINOS PIZZA INC COM
2019-02-26
2020-06-26
3. DOMINOS PIZZA INC COM
2017-10-12
2020-06-26
2. DOMINOS PIZZA INC COM
2017-10-12
2020-07-20
1. DOMINOS PIZZA INC COM
2016-09-29
2020-07-20
1927.501 DOUBLELINE TOTAL RETURN BD FUND CL I
2017-06-05
2020-06-17
2801.12 DOUBLELINE TOTAL RETURN BD FUND CL I
2019-08-01
2020-06-17
2982.107 DOUBLELINE LOW DURATION BD FUND CL I
2020-03-06
2020-06-17
.333 DOW INC COM
2018-09-26
2019-11-12
9.667 DOW INC COM
2018-10-05
2019-11-12
9.333 DOW INC COM
2018-10-05
2020-04-02
17.667 DOW INC COM
2019-04-30
2020-04-02
21. DOW INC COM
2019-05-14
2020-04-02
6. DUKE ENERGY CORP NEW COM
2016-05-11
2020-03-04
5. ONEX CORP COM
2015-10-09
2020-03-27
97. ONEX CORP COM
2015-10-09
2020-03-30
43. ONEX CORP COM
2015-10-09
2020-03-31
8. ONEX CORP COM
2015-10-16
2020-03-31
14. DUPONT DE NEMOURS INC COM
2018-10-05
2019-10-15
5. DUPONT DE NEMOURS INC COM
2018-10-05
2019-10-16
3. EOG RESOURCES INC
2018-11-09
2020-02-24
17. EOG RESOURCES INC
2018-11-09
2020-02-24
46. EOG RESOURCES INC
2017-11-03
2020-02-24
17. EOG RESOURCES INC
2017-11-03
2020-02-24
3. EAGLE MTLS INC
2015-10-09
2019-11-18
2. EAGLE MTLS INC
2015-10-16
2019-11-18
7. EAGLE MTLS INC
2015-10-29
2019-11-18
14. EAGLE MTLS INC
2015-10-29
2019-12-18
11. EURONET WORLDWIDE INC COM
2016-05-17
2020-04-03
3. EURONET WORLDWIDE INC COM
2016-05-17
2020-06-18
9. EURONET WORLDWIDE INC COM
2016-07-29
2020-06-18
2. EURONET WORLDWIDE INC COM
2016-07-29
2020-06-26
11. EURONET WORLDWIDE INC COM
2016-07-18
2020-06-26
6. EVERSOURCE ENERGY COM
2018-10-05
2019-11-26
6. EXXON MOBIL CORPORATION
2018-10-05
2019-08-20
4. EXXON MOBIL CORPORATION
2018-10-05
2019-11-12
1. EXXON MOBIL CORPORATION
2018-10-05
2019-11-12
80. EXXON MOBIL CORPORATION
2018-10-05
2020-01-21
10. FIVE BELOW INC COM
2015-10-09
2020-04-08
3. FIVE BELOW INC COM
2015-10-09
2020-04-08
18. FORTUNE BRANDS HOME & SEC INC COM
2015-10-09
2020-03-11
3. GENERAL DYNAMICS CORP
2018-10-05
2019-10-01
14. GENERAL DYNAMICS CORP
2018-10-05
2019-12-10
15. GENERAL DYNAMICS CORP
2018-10-05
2019-12-11
10. GENERAL MTRS CO COM
2018-10-05
2019-09-17
45. GENERAL MTRS CO COM
2018-10-05
2019-12-27
39. GENESEE & WYO INC CL A COM
2015-10-09
2019-12-31
2. GENESEE & WYO INC CL A COM
2015-10-16
2019-12-31
4. GILEAD SCIENCES INC
2015-10-16
2019-08-09
22. GILEAD SCIENCES INC
2015-10-09
2019-08-09
62. GILEAD SCIENCES INC
2015-10-09
2019-08-09
8. GILEAD SCIENCES INC
2015-10-09
2019-08-09
4. GILEAD SCIENCES INC
2015-09-24
2020-03-26
1. GILEAD SCIENCES INC
2015-09-24
2020-04-21
3. GILEAD SCIENCES INC
2015-09-23
2020-04-21
7. GILEAD SCIENCES INC
2015-10-02
2020-04-21
2. GILEAD SCIENCES INC
2015-10-28
2020-04-21
6. GILEAD SCIENCES INC
2015-10-28
2020-04-27
3. GILEAD SCIENCES INC
2015-10-06
2020-04-27
4. GILEAD SCIENCES INC
2015-10-06
2020-05-01
3. GILEAD SCIENCES INC
2019-09-09
2020-05-01
7. GILEAD SCIENCES INC
2019-09-09
2020-05-19
11. GLAXO PLC
2016-05-11
2020-02-20
6. GLAXO PLC
2016-05-11
2020-05-19
7. GLAXO PLC
2016-05-11
2020-05-20
5000. GOLDMAN SACHS GROUP INC SR UNSECD NT CALL 08/15/20 @100
2016-12-06
2020-02-26
9. GRAND CANYON ED INC COM
2018-06-15
2019-11-07
1. GRAND CANYON ED INC COM
2018-03-08
2019-11-07
8. GRAND CANYON ED INC COM
2018-03-08
2019-11-07
1. GRAND CANYON ED INC COM
2018-03-08
2019-11-07
1. GRAND CANYON ED INC COM
2018-04-30
2019-11-07
9. GRAND CANYON ED INC COM
2018-04-30
2019-11-20
1. GRAND CANYON ED INC COM
2019-01-22
2019-11-20
10. GRAND CANYON ED INC COM
2019-01-22
2019-11-20
8. GRUBHUB INC COM
2018-07-26
2019-09-17
8. GRUBHUB INC COM
2018-07-27
2019-09-17
2. GRUBHUB INC COM
2018-08-16
2019-09-17
7. GRUBHUB INC COM
2018-08-16
2019-11-05
3. GRUBHUB INC COM
2018-10-26
2019-11-05
11. GRUBHUB INC COM
2018-11-06
2019-11-05
7. GRUBHUB INC COM
2018-10-26
2019-11-05
18. HEXCEL CORP NEW
2015-10-09
2020-03-06
28. HEXCEL CORP NEW
2015-10-09
2020-06-17
5. HONEYWELL INTERNATIONAL INC
2018-10-05
2019-10-29
28.9 ICICI BK LTD SPONSORED ADR
2015-10-16
2020-01-17
159.1 ICICI BK LTD SPONSORED ADR
2015-10-09
2020-01-17
1. ICICI BK LTD SPONSORED ADR
2015-10-09
2020-01-17
162. ICICI BK LTD SPONSORED ADR
2015-10-09
2020-01-17
430.3 ICICI BK LTD SPONSORED ADR
2015-10-09
2020-04-22
157.3 ICICI BK LTD SPONSORED ADR
2015-11-20
2020-04-22
64.9 ICICI BK LTD SPONSORED ADR
2015-11-24
2020-04-22
104.5 ICICI BK LTD SPONSORED ADR
2015-11-23
2020-04-22
6. IDEX CORP
2018-04-18
2020-06-26
1. IDEX CORP
2018-04-18
2020-06-26
1. IDEX CORP
2018-01-24
2020-06-26
5. IDEXX LABS INC
2015-10-09
2020-01-23
4. IDEXX LABS INC
2015-10-09
2020-01-24
269.03 DIVIDEND INCOME COMMON TRUST FUND
2012-10-31
2020-07-24
16. INGERSOLL RAND INC COM
2018-10-05
2020-03-17
13.119 INGERSOLL RAND INC COM
2018-10-05
2020-03-18
4.881 INGERSOLL RAND INC COM
2019-01-09
2020-03-18
.413 INGERSOLL RAND INC COM
2019-01-09
2020-04-13
17. INTEL CORPORATION
2018-10-05
2020-01-21
93. INTEL CORPORATION
2018-10-05
2020-07-30
15. INTERCEPT PHARMACEUTICALS INC COM
2019-10-28
2020-07-16
15. INTERCEPT PHARMACEUTICALS INC COM
2020-06-12
2020-07-16
1. INTERCEPT PHARMACEUTICALS INC COM
2020-06-12
2020-07-16
500. ISHARES GOLD TRUST
2019-09-25
2020-03-17
200. ISHARES TIPS BOND ETF
2018-03-09
2020-03-27
308. ISHARES TIPS BOND ETF
2018-03-09
2020-05-14
290. ISHARES RUSSELL 2000 VALUE INDEX FUND
2018-09-10
2019-12-17
1780. ISHARES INTL SELECT DIVIDEND ETF
2017-06-05
2019-09-25
1155. ISHARES INTL SELECT DIVIDEND ETF
2015-10-27
2019-09-25
1000. ISHARES CORE MSCI EMERGING MKTS ETF
2019-08-01
2020-06-17
9. JOHNSON & JOHNSON
2018-10-05
2019-10-29
3. KLA-TENCOR CORP COM
2019-02-19
2019-11-26
7. KIMBERLY CLARK CORP COM
2016-05-11
2019-09-09
4. KIMBERLY CLARK CORP COM
2019-01-11
2020-05-01
1. KIMBERLY CLARK CORP COM
2016-11-03
2020-05-05
4. KIMBERLY CLARK CORP COM
2018-08-15
2020-05-05
13. LIFE STORAGE INC REITS
2015-10-09
2020-06-26
20. DASSAULT SYSTEMES EUR1
2015-10-09
2019-08-09
2. LOCKHEED MARTIN CORPORATION
2018-10-05
2019-10-29
5. M & T BANK CORPORATION
2019-01-22
2020-03-17
6. M & T BANK CORPORATION
2019-01-22
2020-03-18
7. M & T BANK CORPORATION
2019-06-25
2020-03-18
8. MGP INGREDIENTS INC NEW COM
2018-08-31
2020-01-17
6. MGP INGREDIENTS INC NEW COM
2018-08-31
2020-01-17
2. MGP INGREDIENTS INC NEW COM
2018-08-30
2020-01-17
7. MGP INGREDIENTS INC NEW COM
2018-08-29
2020-01-17
1. MGP INGREDIENTS INC NEW COM
2018-08-28
2020-01-17
7. MGP INGREDIENTS INC NEW COM
2018-08-28
2020-02-14
3. MGP INGREDIENTS INC NEW COM
2018-12-12
2020-02-14
8. MGP INGREDIENTS INC NEW COM
2018-12-12
2020-02-18
6. MGP INGREDIENTS INC NEW COM
2018-12-12
2020-02-19
3. MARKETAXESS HLDGS INC COM
2015-10-09
2019-09-05
3. MARKETAXESS HLDGS INC COM
2015-10-09
2020-04-29
7. MARKETAXESS HLDGS INC COM
2015-10-09
2020-06-26
3. MARKETAXESS HLDGS INC COM
2015-10-09
2020-07-16
6. MARSH & MCLENNAN COS INC
2018-10-05
2019-11-26
19. MASTEC INC COM
2018-01-08
2019-09-20
3. MASTEC INC COM
2018-01-08
2019-10-29
15. MASTEC INC COM
2018-02-12
2019-10-29
23. MASTERCARD INC CL A COM
2015-10-09
2019-08-09
10. MASTERCARD INC CL A COM
2015-10-09
2020-05-27
2. MCDONALDS CORP
2018-10-05
2020-02-04
6. MERCK & CO INC NEW COM
2019-08-20
2019-12-27
1. MERCK & CO INC NEW COM
2018-10-05
2019-12-27
5. MICROSOFT CORPORATION
2018-10-05
2019-08-06
6. MICROSOFT CORPORATION
2018-10-05
2019-11-12
6. MICROSOFT CORPORATION
2018-10-05
2020-02-04
2. MICROSOFT CORPORATION
2018-10-05
2020-06-23
9. MONDELEZ INTL INC COM
2019-01-29
2020-04-02
5000. MORGAN STANLEY SR UNSECD NT
2016-11-28
2019-10-23
9. NATIONAL GRID PLC SPONSORED ADR NEW 2017
2016-05-11
2020-03-04
2. NEXTERA ENERGY INC COM
2018-10-05
2019-10-29
8. OCCIDENTAL PETROLEUM CORPORATION
2017-10-24
2020-01-22
4. OCCIDENTAL PETROLEUM CORPORATION
2017-04-12
2020-01-22
9. OCCIDENTAL PETROLEUM CORPORATION
2017-04-13
2020-02-24
1. OCCIDENTAL PETROLEUM CORPORATION
2017-04-13
2020-02-25
15. OCCIDENTAL PETROLEUM CORPORATION
2017-03-24
2020-02-25
2. OCCIDENTAL PETROLEUM CORPORATION
2017-04-21
2020-02-25
206. SOFTBANK CORP JPY50
2015-10-13
2020-01-20
13. OLLIES BARGAIN OUTLET HLDGS INC COM
2019-06-25
2020-03-26
14. OLLIES BARGAIN OUTLET HLDGS INC COM
2019-07-10
2020-03-26
25. ON SEMICONDUCTOR CORP COM
2018-09-11
2020-02-12
34. ON SEMICONDUCTOR CORP COM
2018-09-11
2020-02-12
18. ON SEMICONDUCTOR CORP COM
2018-09-11
2020-03-11
1. ON SEMICONDUCTOR CORP COM
2018-12-07
2020-03-11
29. ON SEMICONDUCTOR CORP COM
2018-12-07
2020-03-11
24. ON SEMICONDUCTOR CORP COM
2018-12-07
2020-03-11
3. PNC BK CORP
2019-09-16
2020-01-22
1. PNC BK CORP
2019-09-16
2020-02-14
3. PNC BK CORP
2019-10-04
2020-02-14
17. PPL CORPORATION
2016-05-11
2020-06-23
20. PPL CORPORATION
2016-05-11
2020-06-26
4. PEPSICO INCORPORATED
2019-03-25
2019-10-03
1. PEPSICO INCORPORATED
2018-12-12
2019-10-03
2. PEPSICO INCORPORATED
2018-12-12
2019-10-07
8. PEPSICO INCORPORATED
2018-10-05
2019-10-29
2. PEPSICO INCORPORATED
2018-12-12
2019-12-09
2. PEPSICO INCORPORATED
2018-12-12
2019-12-10
1. PEPSICO INCORPORATED
2018-08-10
2019-12-10
3. PEPSICO INCORPORATED
2018-10-05
2020-07-21
42. PFIZER INC
2018-10-05
2019-08-20
33. PFIZER INC
2018-10-05
2019-08-20
1. PFIZER INC
2018-09-07
2019-09-17
11. PFIZER INC
2018-09-07
2019-09-17
34. PFIZER INC
2018-10-05
2019-09-17
9. PFIZER INC
2018-10-05
2019-09-17
8. PFIZER INC
2018-10-05
2019-11-26
86. PFIZER INC
2018-10-05
2020-03-20
14. PFIZER INC
2018-10-05
2020-03-23
10. PFIZER INC
2019-02-19
2020-03-23
4. PFIZER INC
2018-09-09
2020-03-26
6. PFIZER INC
2018-09-08
2020-03-26
1. PFIZER INC
2018-09-24
2020-03-26
10. PFIZER INC
2018-09-24
2020-05-08
3. PHILIP MORRIS INTL INC COM
2016-05-10
2019-08-28
11. PHILIP MORRIS INTL INC COM
2016-05-11
2019-08-28
8. PHILIP MORRIS INTL INC COM
2018-10-05
2019-11-12
1533.742 PIMCO ALL ASSET FUND INSTL CL
2019-05-15
2020-03-17
5050.981 PIMCO ALL ASSET FUND INSTL CL
2019-05-15
2020-05-14
12. PLAYAGS INC COM
2019-04-25
2020-03-17
1. PLAYAGS INC COM
2019-04-24
2020-03-17
7. PLAYAGS INC COM
2019-04-24
2020-03-17
9. PLAYAGS INC COM
2019-05-09
2020-03-17
22. PLAYAGS INC COM
2019-05-09
2020-03-18
35. PLAYAGS INC COM
2019-06-14
2020-03-18
1. PLAYAGS INC COM
2019-06-14
2020-03-18
12. POLARIS INDUSTRIES INCORPORATED
2015-10-09
2019-10-22
11. POLARIS INDUSTRIES INCORPORATED
2015-10-09
2019-11-04
2. PORTOLA PHARMACEUTICALS INC COM
2015-10-16
2020-07-08
45. PORTOLA PHARMACEUTICALS INC COM
2015-10-09
2020-07-08
22. PORTOLA PHARMACEUTICALS INC COM
2016-08-24
2020-07-08
27. PORTOLA PHARMACEUTICALS INC COM
2016-08-23
2020-07-08
2. PORTOLA PHARMACEUTICALS INC COM
2016-08-23
2020-07-08
10. PRINCIPAL FINL GROUP INC COM
2018-10-05
2020-03-17
33. PRINCIPAL FINL GROUP INC COM
2018-10-05
2020-03-18
4. PROCTER & GAMBLE CO COM
2016-05-11
2019-08-02
4. PROCTER & GAMBLE CO COM
2016-05-11
2019-08-06
10. PUBLIC STORAGE INC COM (REIT)
2018-10-05
2019-11-26
4. PUBLIC STORAGE INC COM (REIT)
2018-10-05
2019-11-27
1. REALTY INCOME CORP COM
2016-05-09
2020-02-24
2. REALTY INCOME CORP COM
2016-05-11
2020-02-24
12. REALTY INCOME CORP COM
2016-05-11
2020-02-25
1. REALTY INCOME CORP COM
2017-04-21
2020-02-25
4. RINGCENTRAL INC CL A COM
2019-07-24
2020-03-30
6. RINGCENTRAL INC CL A COM
2019-07-24
2020-06-19
4. RINGCENTRAL INC CL A COM
2019-06-17
2020-06-26
100.759 ROWE T PRICE BLUE CHIP GROWTH FUND CL I
2019-08-01
2020-07-20
14. ROYAL DUTCH SHELL PLC
2019-09-30
2020-03-20
5. ROYAL DUTCH SHELL PLC
2019-10-01
2020-03-20
9. ROYAL DUTCH SHELL PLC
2020-01-22
2020-03-20
12. ROYAL DUTCH SHELL PLC
2020-02-25
2020-03-20
7500. SPDR OIL & GAS EQUIPMENT & SVCS ETF
2020-03-06
2020-03-27
175. SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF
2015-09-21
2019-09-25
600. SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF
2015-09-21
2020-03-06
1. SVB FINANCIAL GROUP COM
2015-11-06
2020-03-06
4. SVB FINANCIAL GROUP COM
2015-11-09
2020-03-06
1. SVB FINANCIAL GROUP COM
2015-11-09
2020-03-06
5. SAGE THERAPEUTICS INC COM
2018-03-21
2020-07-16
6. SAGE THERAPEUTICS INC COM
2018-06-20
2020-07-16
1. SAGE THERAPEUTICS INC COM
2018-03-20
2020-07-16
8. SAGE THERAPEUTICS INC COM
2018-06-08
2020-07-16
9.927 SALESFORCE.COM INC COMMON
2019-05-06
2019-08-13
.073 SALESFORCE.COM INC COMMON
2019-05-08
2019-08-13
10. SALESFORCE.COM INC COMMON
2019-05-08
2019-08-23
.957 SALESFORCE.COM INC COMMON
2019-05-08
2019-08-28
19. SIX FLAGS ENTMT CORP NEW COM
2017-07-06
2019-08-23
8. SIX FLAGS ENTMT CORP NEW COM
2017-07-06
2019-10-09
17. SIX FLAGS ENTMT CORP NEW COM
2017-07-10
2019-10-09
24. SKYWEST INC COM
2020-02-28
2020-06-17
29. SMITH A O CORP COM
2015-10-09
2020-02-26
23. SMITH A O CORP COM
2015-10-09
2020-02-28
4. SMITH A O CORP COM
2015-10-16
2020-02-28
8. SOUTHERN CO
2016-05-11
2019-08-28
9. SOUTHERN CO
2016-05-11
2019-09-03
4. SOUTHERN CO
2016-05-11
2019-12-09
5. SOUTHERN CO
2016-05-11
2019-12-10
2. SOUTHERN CO
2016-05-11
2020-02-14
5. SOUTHERN CO
2019-01-08
2020-02-14
21. SPIRIT AIRLS INC COM
2015-12-07
2020-02-28
18. SPIRIT AIRLS INC COM
2016-01-20
2020-02-28
26. SQUARE INC CL A
2019-02-22
2019-08-09
31. SQUARE INC CL A
2019-02-22
2019-08-09
36. SUNCOR ENERGY INC NEW COM
2018-10-05
2020-03-20
47. SUNCOR ENERGY INC NEW COM
2018-10-05
2020-03-23
25. SUNCOR ENERGY INC NEW COM
2020-01-21
2020-03-23
4. SUNCOR ENERGY INC NEW COM
2020-01-22
2020-03-23
36. TJX COMPANIES INCORPORATED NEW
2018-10-05
2020-04-06
10. TJX COMPANIES INCORPORATED NEW
2019-05-14
2020-04-06
8. TELADOC HEALTH INC COM
2019-08-30
2020-03-16
19. TELADOC HEALTH INC COM
2019-09-03
2020-03-16
5. TELADOC HEALTH INC COM
2018-06-08
2020-03-16
17. TELADOC HEALTH INC COM
2018-06-08
2020-05-11
10. TELADOC HEALTH INC COM
2018-06-08
2020-07-13
3. TELADOC HEALTH INC COM
2018-05-25
2020-07-13
17. TEXAS CAP BANCSHARES INC COM
2018-08-22
2020-07-16
10. TEXAS ROADHOUSE INC COM
2018-07-20
2019-10-04
6. TEXAS ROADHOUSE INC COM
2018-07-20
2019-10-07
5. TEXAS ROADHOUSE INC COM
2018-07-16
2019-10-07
11. TEXAS ROADHOUSE INC COM
2018-07-16
2020-02-14
9. TEXAS ROADHOUSE INC COM
2019-02-11
2020-02-14
8. TEXAS ROADHOUSE INC COM
2019-02-11
2020-02-20
16. TEXAS ROADHOUSE INC COM
2018-07-31
2020-02-20
3. THE TRADE DESK INC CL A COM
2019-05-15
2020-07-24
3. 3M CO COM
2018-10-05
2019-11-12
19. 3M CO COM
2018-10-05
2020-03-03
4. 3M CO COM
2019-06-25
2020-03-03
8. TOPBUILD CORP COM
2018-07-13
2020-02-14
10000. TORONTO DOMINION BK UNSECD SR MEDIUM TERM BK NT CANADA
2018-07-03
2020-06-04
1. TOTAL S A SPONSORED ADR
2018-10-01
2019-09-30
1. TOTAL S A SPONSORED ADR
2019-03-06
2019-09-30
8. TOTAL S A SPONSORED ADR
2019-03-05
2019-09-30
3. TOTAL S A SPONSORED ADR
2019-07-15
2019-09-30
4. TOTAL S A SPONSORED ADR
2019-07-15
2019-10-01
2. TOTAL S A SPONSORED ADR
2019-07-16
2019-10-01
2. TOTAL S A SPONSORED ADR
2017-02-22
2019-10-01
3. TOTAL S A SPONSORED ADR
2017-02-22
2019-10-04
2. TOTAL S A SPONSORED ADR
2017-04-21
2019-10-04
15. TOTAL S A SPONSORED ADR
2016-10-24
2019-10-04
7. TOTAL S A SPONSORED ADR
2016-10-21
2019-10-04
23. TRUIST FINL CORP COM
2020-01-21
2020-04-07
20. TRUIST FINL CORP COM
2019-11-12
2020-04-07
12. TRUIST FINL CORP COM
2018-10-05
2020-04-07
14. TRUIST FINL CORP COM
2018-10-05
2020-04-07
56. TRUIST FINL CORP COM
2018-10-05
2020-04-08
14. TRUIST FINL CORP COM
2018-09-14
2020-04-08
1. UNITED PARCEL SERVICE CL B
2018-08-15
2019-10-03
2. UNITED PARCEL SERVICE CL B
2018-08-15
2019-10-04
1. UNITED PARCEL SERVICE CL B
2018-12-03
2019-10-04
1. UNITED PARCEL SERVICE CL B
2018-12-03
2019-10-04
3. UNITED PARCEL SERVICE CL B
2018-11-30
2019-11-19
1. UNITED PARCEL SERVICE CL B
2017-07-19
2019-11-19
2. UNITED PARCEL SERVICE CL B
2017-07-19
2019-11-22
1. UNITED PARCEL SERVICE CL B
2017-07-19
2019-11-25
2. UNITED PARCEL SERVICE CL B
2017-07-14
2019-11-25
1. UNITED PARCEL SERVICE CL B
2018-09-10
2020-06-23
2. UNITED PARCEL SERVICE CL B
2018-09-09
2020-06-23
1. UNITED PARCEL SERVICE CL B
2018-12-28
2020-06-23
1. UNITED PARCEL SERVICE CL B
2019-03-26
2020-06-23
9. UNITED RENTALS INC COM
2015-10-09
2020-06-26
5000. UNITED STATES TREAS NT DTD 03/02/15 1.375% DUE 02/29/20
2018-07-09
2019-10-24
5000. UNITED STATES TREAS NT DTD 03/02/15 1.375% DUE 02/29/20
2018-07-09
2019-12-26
15000. UNITED STATES TREAS NT DTD 05/15/13 1.750% DUE 05/15/23
2018-07-17
2020-02-26
5000. UNITED STATES TREAS NT DTD 11/15/13 2.750% DUE 11/15/23
2018-02-23
2020-03-16
5000. UNITED STATES TREAS NT DTD 06/02/14 2.000% DUE 05/31/21
2018-08-03
2020-04-17
5000. UNITED STATES TREAS NT DTD 06/02/14 2.000% DUE 05/31/21
2018-08-03
2020-07-13
10000. UNITEDHEALTH GROUP INC SR UNSECD NT
2016-12-14
2019-10-23
4. VAIL RESORTS INC COM
2018-06-15
2020-03-06
2. VAIL RESORTS INC COM
2018-06-22
2020-03-06
2. VAIL RESORTS INC COM
2018-06-22
2020-03-17
4. VAIL RESORTS INC COM
2018-11-06
2020-03-17
7. VALERO ENERGY CORP - NEW
2018-10-05
2019-11-12
700. VANECK VECTORS AGRIBUSINESS ETF
2015-09-21
2019-10-15
1075. VANECK VECTORS AGRIBUSINESS ETF
2015-09-21
2020-03-17
6. VEEVA SYS INC CL A COM
2018-04-11
2020-05-29
2. VENTAS INC COM
2016-05-11
2019-10-07
4. VENTAS INC COM
2016-05-11
2019-10-08
9. VENTAS INC COM
2017-03-24
2020-03-20
1. VENTAS INC COM
2018-12-06
2020-03-20
6. VENTAS INC COM
2016-05-11
2020-03-20
6. VENTAS INC COM
2016-05-11
2020-03-20
6. VENTAS INC COM
2016-04-17
2020-03-23
6. VENTAS INC COM
2018-12-06
2020-03-23
1. VENTAS INC COM
2018-10-01
2020-03-23
5. VENTAS INC COM
2018-03-05
2020-03-23
1. VENTAS INC COM
2018-03-02
2020-03-23
6. VERIZON COMMUNICATIONS
2019-10-07
2020-03-26
2. VERIZON COMMUNICATIONS
2020-02-20
2020-03-26
7. VERIZON COMMUNICATIONS
2020-02-20
2020-04-27
7. WABCO HLDGS INC COM
2018-04-18
2020-02-12
4. WABCO HLDGS INC COM
2016-06-10
2020-02-12
11. WABCO HLDGS INC COM
2016-06-10
2020-02-14
12. WABCO HLDGS INC COM
2017-06-15
2020-03-18
6. WABCO HLDGS INC COM
2017-06-16
2020-03-18
16. WABCO HLDGS INC COM
2017-04-21
2020-03-18
32. WABCO HLDGS INC COM
2017-04-21
2020-03-18
4. WEC ENERGY GROUP INC COM
2018-10-05
2019-10-29
6. WATSCO INC COM
2018-02-12
2020-06-19
4. WATSCO INC COM
2017-09-18
2020-06-19
2. WATSCO INC COM
2017-09-18
2020-06-22
6. WATSCO INC COM
2017-09-08
2020-06-22
7. WELLCARE GROUP INC COM
2018-04-18
2020-01-23
11. WELLS FARGO COMPANY
2018-10-05
2020-01-07
111. WELLS FARGO COMPANY
2018-10-05
2020-05-13
24. WELLS FARGO COMPANY
2019-06-25
2020-05-13
15. WELLS FARGO COMPANY
2020-04-07
2020-05-13
21. WELLS FARGO COMPANY
2020-03-17
2020-05-13
6. WELLTOWER INC REITS
2020-02-14
2020-05-07
1. WELLTOWER INC REITS
2016-05-11
2020-05-07
8. WELLTOWER INC REITS
2016-05-11
2020-05-08
9. WELLTOWER INC REITS
2016-05-11
2020-05-13
1. WELLTOWER INC REITS
2017-11-01
2020-05-13
1. WELLTOWER INC REITS
2018-10-01
2020-05-13
10. WELLTOWER INC REITS
2018-01-17
2020-05-13
1614.639 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I
2019-05-15
2020-03-17
5154.314 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I
2019-05-15
2020-05-14
3. WEX INC COM
2017-06-19
2020-03-06
4. WEX INC COM
2015-10-09
2020-03-06
7. WEX INC COM
2015-10-09
2020-03-18
10000. WINSTON-SALEM N C LTD OBLIG LTD OBLIG BDS-TAXBL
2016-11-28
2020-06-01
12. WORLD WRESTLING ENTMT INC CL A
2018-09-28
2020-01-31
13. WORLD WRESTLING ENTMT INC CL A
2019-04-26
2020-01-31
11. WORLD WRESTLING ENTMT INC CL A
2019-01-17
2020-01-31
1. WORLD WRESTLING ENTMT INC CL A
2019-01-17
2020-02-06
16. WORLD WRESTLING ENTMT INC CL A
2019-07-10
2020-02-06
17. WORLD WRESTLING ENTMT INC CL A
2019-10-29
2020-02-06
10. DANONE COM
2018-03-27
2020-07-02
99. DANONE COM
2018-03-26
2020-07-02
20. DANONE COM
2018-08-02
2020-07-02
67. NOVOZYMES A/S SER B COM
2015-10-09
2019-08-12
55. NOVOZYMES A/S SER B COM
2015-10-09
2019-08-13
59. NOVOZYMES A/S SER B COM
2015-10-09
2019-08-14
10. NOVOZYMES A/S SER B COM
2015-10-16
2019-08-14
37. AMCOR PLC COM
2019-06-26
2020-03-16
5. AMCOR PLC COM
2019-06-27
2020-03-16
6. AMCOR PLC COM
2019-06-27
2020-03-16
1. AMCOR PLC COM
2019-06-05
2020-03-17
6. AMCOR PLC COM
2019-06-07
2020-03-17
36. AMCOR PLC COM
2019-06-06
2020-03-17
20. AMCOR PLC COM
2019-07-19
2020-03-17
28. AMCOR PLC COM
2019-07-18
2020-03-17
5. INGERSOLL-RAND CO LTD COM
2019-02-19
2019-10-29
1. INGERSOLL-RAND CO LTD COM
2018-10-05
2019-10-29
11. INVESCO LTD COM
2018-06-20
2020-04-23
7. INVESCO LTD COM
2018-06-26
2020-04-23
20. INVESCO LTD COM
2018-07-30
2020-04-23
27. INVESCO LTD COM
2019-05-31
2020-04-23
7. LYONDELLBASELL INDUSTRIES NV CL A COM
2019-09-30
2020-03-16
6. LYONDELLBASELL INDUSTRIES NV CL A COM
2019-09-16
2020-03-16
7. LYONDELLBASELL INDUSTRIES NV CL A COM
2019-09-09
2020-03-16
36. WRIGHT MED GROUP N V COM
2019-06-21
2020-05-29
2. WRIGHT MED GROUP N V COM
2019-06-21
2020-05-29
3. WRIGHT MED GROUP N V COM
2018-10-10
2020-05-29
1. WRIGHT MED GROUP N V COM
2018-10-10
2020-05-29
2. WRIGHT MED GROUP N V COM
2018-10-10
2020-07-16
40. WRIGHT MED GROUP N V COM
2018-10-10
2020-07-16
1. WRIGHT MED GROUP N V COM
2018-10-10
2020-07-16
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
692
427
265
b
635
388
247
c
241
292
-51
d
161
186
-25
e
273
280
-7
273
272
1
1,237
630
607
580
293
287
1,381
547
834
49
20
29
140
59
81
47
19
28
1,215
484
731
1,472
558
914
689
485
204
533
373
160
191
132
59
1,303
897
406
32
22
10
2,331
2,391
-60
1,988
2,029
-41
1,407
1,205
202
956
1,486
-530
362
517
-155
45
64
-19
497
830
-333
153
250
-97
267
416
-149
296
259
37
238
198
40
238
196
42
677
584
93
155
346
-191
4,394
9,495
-5,101
785
668
117
1,594
1,113
481
2,857
815
2,042
1,159
1,083
76
420
394
26
26
26
577
576
1
289
288
1
26
26
23
47
-24
207
396
-189
207
359
-152
46
78
-32
69
117
-48
212
350
-138
188
293
-105
24
32
-8
588
469
119
2,552
2,528
24
6,220
6,574
-354
1,812
1,124
688
660
405
255
2,002
1,259
743
214
144
70
4,915
3,309
1,606
612
507
105
552
456
96
1,109
1,773
-664
601
215
386
803
286
517
833
286
547
901
324
577
586
162
424
586
162
424
491
398
93
815
936
-121
349
279
70
116
93
23
39
40
-1
144
1,107
-963
66
465
-399
82
581
-499
11
58
-47
1,122
764
358
735
523
212
57
37
20
396
257
139
191
819
-628
214
907
-693
24
101
-77
12
49
-37
191
783
-592
48
195
-147
226
921
-695
310
1,119
-809
674
648
26
2,566
894
1,672
485
428
57
108
95
13
324
273
51
162
137
25
137
140
-3
137
138
-1
91
91
137
130
7
137
129
8
46
43
3
46
42
4
91
84
7
456
673
-217
608
878
-270
456
635
-179
390
387
3
168
101
67
673
350
323
340
175
165
1,095
415
680
633
207
426
633
207
426
1,862
620
1,242
585
327
258
421
245
176
696
408
288
1,267
784
483
422
215
207
161
122
39
1,119
852
267
2,238
1,704
534
1,759
1,192
567
1,163
919
244
487
919
-432
2,476
1,822
654
651
686
-35
288
274
14
288
230
58
2,575
2,762
-187
751
785
-34
2,501
969
1,532
326
108
218
1,467
389
1,078
2,435
605
1,830
174
41
133
1,148
246
902
536
498
38
978
763
215
367
254
113
1,102
599
503
778
399
379
389
153
236
20,624
20,721
-97
29,972
30,000
-28
29,374
30,000
-626
18
22
-4
529
615
-86
261
594
-333
494
1,002
-508
587
1,109
-522
597
480
117
174
294
-120
3,465
5,700
-2,235
1,551
2,527
-976
288
468
-180
919
1,307
-388
330
467
-137
210
318
-108
1,190
1,800
-610
3,220
4,811
-1,591
1,196
1,778
-582
280
223
57
187
136
51
654
466
188
1,270
931
339
801
829
-28
305
226
79
914
678
236
180
151
29
989
785
204
495
374
121
415
511
-96
277
341
-64
69
85
-16
5,419
6,814
-1,395
778
353
425
237
106
131
993
907
86
535
618
-83
2,531
2,884
-353
2,682
3,090
-408
381
340
41
1,644
1,532
112
4,368
2,671
1,697
224
133
91
259
411
-152
1,425
2,228
-803
4,016
6,278
-2,262
518
810
-292
287
412
-125
79
103
-24
238
309
-71
555
708
-153
158
201
-43
473
602
-129
236
301
-65
313
401
-88
235
199
36
512
464
48
470
467
3
246
255
-9
291
297
-6
5,021
5,004
17
758
1,030
-272
84
105
-21
680
842
-162
85
105
-20
85
104
-19
778
939
-161
86
94
-8
861
937
-76
513
1,088
-575
513
1,071
-558
128
258
-130
256
904
-648
110
284
-174
402
1,023
-621
256
636
-380
1,129
857
272
1,277
1,334
-57
864
795
69
430
241
189
2,366
1,320
1,046
15
8
7
2,409
1,344
1,065
3,858
3,571
287
1,410
1,163
247
582
477
105
937
767
170
928
873
55
153
145
8
153
138
15
1,420
368
1,052
1,122
294
828
20,000
18,093
1,907
340
418
-78
260
343
-83
97
117
-20
11
10
1
1,032
795
237
4,447
4,347
100
708
1,117
-409
708
1,106
-398
48
74
-26
7,295
7,205
90
23,767
22,427
1,340
37,370
34,537
2,833
36,900
39,167
-2,267
54,200
59,442
-5,242
35,169
34,868
301
47,649
50,441
-2,792
1,163
1,250
-87
485
327
158
932
901
31
550
466
84
138
114
24
550
446
104
1,190
1,238
-48
2,930
1,518
1,412
743
693
50
544
831
-287
630
997
-367
735
1,162
-427
302
615
-313
240
461
-221
80
149
-69
280
510
-230
40
73
-33
238
508
-270
102
180
-78
270
479
-209
201
359
-158
1,237
287
950
1,361
287
1,074
3,429
671
2,758
1,586
287
1,299
648
500
148
1,198
958
240
197
151
46
985
746
239
6,352
2,206
4,146
2,992
959
2,033
430
332
98
548
520
28
91
71
20
672
554
118
880
664
216
1,081
664
417
405
221
184
448
391
57
5,019
5,011
8
609
715
-106
464
344
120
347
526
-179
174
260
-86
356
584
-228
39
65
-26
579
943
-364
77
124
-47
9,121
5,483
3,638
544
1,125
-581
586
1,162
-576
537
480
57
725
653
72
273
346
-73
15
18
-3
440
519
-79
365
429
-64
457
419
38
154
140
14
461
414
47
438
655
-217
504
771
-267
552
484
68
138
117
21
276
234
42
1,090
849
241
275
234
41
274
234
40
137
114
23
407
318
89
1,466
1,887
-421
1,152
1,483
-331
36
53
-17
401
584
-183
1,238
1,528
-290
328
404
-76
307
359
-52
2,503
3,864
-1,361
401
629
-228
287
428
-141
125
212
-87
188
317
-129
31
52
-21
372
524
-152
225
310
-85
825
1,121
-296
673
673
15,000
17,469
-2,469
51,874
57,531
-5,657
24
302
-278
2
25
-23
14
174
-160
18
192
-174
21
469
-448
33
660
-627
1
19
-18
1,181
1,452
-271
1,101
1,331
-230
36
96
-60
810
1,930
-1,120
396
457
-61
486
543
-57
36
40
-4
287
601
-314
870
1,982
-1,112
464
329
135
458
329
129
2,114
1,991
123
844
796
48
82
62
20
165
122
43
973
730
243
81
61
20
985
488
497
1,696
732
964
1,160
473
687
15,000
11,814
3,186
331
836
-505
118
297
-179
213
526
-313
284
567
-283
17,212
32,888
-15,676
19,051
19,325
-274
63,284
66,257
-2,973
174
137
37
697
544
153
177
136
41
219
830
-611
263
996
-733
44
166
-122
351
1,196
-845
1,423
1,122
301
10
8
2
1,567
1,118
449
146
107
39
1,105
1,105
393
465
-72
836
981
-145
833
1,080
-247
1,175
1,039
136
911
824
87
159
139
20
462
400
62
531
450
81
246
200
46
303
250
53
138
100
38
345
227
118
592
904
-312
507
720
-213
1,700
1,975
-275
2,027
2,345
-318
400
1,412
-1,012
504
1,844
-1,340
268
834
-566
43
133
-90
1,660
1,983
-323
461
526
-65
955
463
492
2,268
1,079
1,189
597
265
332
3,205
902
2,303
2,330
531
1,799
699
152
547
477
1,598
-1,121
494
706
-212
300
424
-124
250
339
-89
701
745
-44
573
576
-3
526
512
14
1,052
997
55
1,264
589
675
511
636
-125
2,820
4,025
-1,205
594
688
-94
948
640
308
10,144
9,715
429
52
65
-13
52
58
-6
416
463
-47
156
170
-14
208
227
-19
104
112
-8
104
103
1
147
154
-7
98
100
-2
736
727
9
344
338
6
710
1,297
-587
617
1,087
-470
370
591
-221
432
689
-257
1,771
2,756
-985
443
663
-220
116
118
-2
233
237
-4
117
117
117
117
363
345
18
121
112
9
239
224
15
120
112
8
239
224
15
109
120
-11
219
239
-20
109
118
-9
109
108
1
1,263
641
622
4,995
4,908
87
4,997
4,908
89
15,292
14,326
966
5,375
5,011
364
5,099
4,899
200
5,081
4,899
182
10,054
10,036
18
792
1,133
-341
396
561
-165
319
561
-242
639
1,034
-395
701
818
-117
46,504
33,774
12,730
50,765
51,867
-1,102
1,290
433
857
147
129
18
294
259
35
194
566
-372
22
63
-41
129
388
-259
129
125
4
124
632
-508
124
376
-252
21
54
-33
104
249
-145
21
50
-29
313
362
-49
104
116
-12
402
407
-5
952
976
-24
544
427
117
1,495
1,173
322
1,488
1,470
18
744
734
10
1,984
1,844
140
3,967
3,688
279
369
273
96
1,067
989
78
711
624
87
352
312
40
1,057
918
139
2,420
1,580
840
578
584
-6
2,466
5,896
-3,430
533
1,111
-578
333
439
-106
467
610
-143
251
533
-282
42
71
-29
334
567
-233
348
638
-290
39
67
-28
39
64
-25
387
593
-206
15,000
17,890
-2,890
51,440
57,110
-5,670
500
316
184
666
382
284
694
668
26
10,000
10,000
595
1,165
-570
644
1,076
-432
545
897
-352
44
82
-38
703
1,180
-477
747
1,164
-417
679
802
-123
6,718
7,881
-1,163
1,357
1,577
-220
2,859
2,953
-94
2,286
2,424
-138
2,418
2,600
-182
410
425
-15
221
426
-205
30
58
-28
36
69
-33
6
15
-9
36
93
-57
216
555
-339
120
227
-107
168
313
-145
639
528
111
128
103
25
84
300
-216
54
191
-137
153
535
-382
206
534
-328
256
628
-372
219
530
-311
256
567
-311
1,068
1,088
-20
59
60
-1
89
81
8
30
27
3
60
54
6
1,194
1,082
112
30
27
3
2,849
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
265
b
247
c
-51
d
-25
e
-7
1
607
287
834
29
81
28
731
914
204
160
59
406
10
-60
-41
202
-530
-155
-19
-333
-97
-149
37
40
42
93
-191
-5,101
117
481
2,042
76
26
1
1
-24
-189
-152
-32
-48
-138
-105
-8
119
24
-354
688
255
743
70
1,606
105
96
-664
386
517
547
577
424
424
93
-121
70
23
-1
-963
-399
-499
-47
358
212
20
139
-628
-693
-77
-37
-592
-147
-695
-809
26
1,672
57
13
51
25
-3
-1
7
8
3
4
7
-217
-270
-179
3
67
323
165
680
426
426
1,242
258
176
288
483
207
39
267
534
567
244
-432
654
-35
14
58
-187
-34
1,532
218
1,078
1,830
133
902
38
215
113
503
379
236
-97
-28
-626
-4
-86
-333
-508
-522
117
-120
-2,235
-976
-180
-388
-137
-108
-610
-1,591
-582
57
51
188
339
-28
79
236
29
204
121
-96
-64
-16
-1,395
425
131
86
-83
-353
-408
41
112
1,697
91
-152
-803
-2,262
-292
-125
-24
-71
-153
-43
-129
-65
-88
36
48
3
-9
-6
17
-272
-21
-162
-20
-19
-161
-8
-76
-575
-558
-130
-648
-174
-621
-380
272
-57
69
189
1,046
7
1,065
287
247
105
170
55
8
15
1,052
828
1,907
-78
-83
-20
1
237
100
-409
-398
-26
90
1,340
2,833
-2,267
-5,242
301
-2,792
-87
158
31
84
24
104
-48
1,412
50
-287
-367
-427
-313
-221
-69
-230
-33
-270
-78
-209
-158
950
1,074
2,758
1,299
148
240
46
239
4,146
2,033
98
28
20
118
216
417
184
57
8
-106
120
-179
-86
-228
-26
-364
-47
3,638
-581
-576
57
72
-73
-3
-79
-64
38
14
47
-217
-267
68
21
42
241
41
40
23
89
-421
-331
-17
-183
-290
-76
-52
-1,361
-228
-141
-87
-129
-21
-152
-85
-296
-2,469
-5,657
-278
-23
-160
-174
-448
-627
-18
-271
-230
-60
-1,120
-61
-57
-4
-314
-1,112
135
129
123
48
20
43
243
20
497
964
687
3,186
-505
-179
-313
-283
-15,676
-274
-2,973
37
153
41
-611
-733
-122
-845
301
2
449
39
-72
-145
-247
136
87
20
62
81
46
53
38
118
-312
-213
-275
-318
-1,012
-1,340
-566
-90
-323
-65
492
1,189
332
2,303
1,799
547
-1,121
-212
-124
-89
-44
-3
14
55
675
-125
-1,205
-94
308
429
-13
-6
-47
-14
-19
-8
1
-7
-2
9
6
-587
-470
-221
-257
-985
-220
-2
-4
18
9
15
8
15
-11
-20
-9
1
622
87
89
966
364
200
182
18
-341
-165
-242
-395
-117
12,730
-1,102
857
18
35
-372
-41
-259
4
-508
-252
-33
-145
-29
-49
-12
-5
-24
117
322
18
10
140
279
96
78
87
40
139
840
-6
-3,430
-578
-106
-143
-282
-29
-233
-290
-28
-25
-206
-2,890
-5,670
184
284
26
-570
-432
-352
-38
-477
-417
-123
-1,163
-220
-94
-138
-182
-15
-205
-28
-33
-9
-57
-339
-107
-145
111
25
-216
-137
-382
-328
-372
-311
-311
-20
-1
8
3
6
112
3
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
424,613
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
185,397
3,711,860
0.049947
2017
167,446
3,795,955
0.044112
2016
168,422
3,499,343
0.04813
2015
157,960
3,365,709
0.046932
2014
160,900
3,663,190
0.043923
2
Total
of line 1, column (d)
.....................
2
0.233044
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.046609
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
3,711,860
5
Multiply line 4 by line 3
......................
5
173,006
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
4,843
7
Add lines 5 and 6
........................
7
177,849
8
Enter qualifying distributions from Part XII, line 4
,.............
8
200,810
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,843
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,843
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,843
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
580
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
580
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
4,263
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
WA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
NONE
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(206) 358-0912
Located at
800 5TH AVE FL 32
SEATTLE
WA
ZIP+4
981043176
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
1
47,119
P O BOX 3977
SEATTLE
,
WA
98124
KEVIN CALLAGHAN CHAIRMAN
DIRECTOR
1
200
1420 5TH AVE STE 3200
SEATTLE
,
WA
981012349
DR RICHARD MUNSEN
DIRECTOR
1
200
361 HIGHLAND DRIVE
SEATTLE
,
WA
981093225
DR ROBERT KALINA
DIRECTOR
1
200
325 9TH AVE 359608
SEATTLE
,
WA
981042499
DICK JENSEN
DIRECTOR
1
200
1976 SHENANDOAH DR E
SEATTLE
,
WA
981122326
JON A BARWICK
DIRECTOR
1
200
3825 INTERLAKE AVE N STE A
SEATTLE
,
WA
981038129
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,671,976
b
Average of monthly cash balances
.......................
1b
96,410
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,768,386
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,768,386
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
56,526
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,711,860
6
Minimum investment return.
Enter 5% of line 5
..................
6
185,593
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
185,593
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,843
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,843
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
180,750
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
180,750
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
180,750
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
200,810
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
200,810
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
4,843
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
195,967
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
180,750
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
180,867
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
200,810
a
Applied to 2018, but not more than line 2a
180,867
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
19,943
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
160,807
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
UNIVERSITY OF WASHINGTON
SCHOOL OF MEDICINE
PO BOX 356485
SEATTLE
,
WA
981956485
N/A
PC
UW MEDICINE ADVANCEMENT
180,867
Total
.................................
3a
180,867
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
83,100
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
424,613
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER INCOME
1
7,925
b
OTHER INCOME
1
2,267
c
EXCISE TAX REFUND
1
4,915
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
522,820
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
522,820
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description