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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
FRANK E PAYNE & SEBA B PAYNE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
135 S LASALLE ST IL4-135-14-19
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
23-7435471
B
Telephone number (see instructions)
(866) 752-2127
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
161,842,012
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
3,549,680
3,528,879
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
4,516,513
b
Gross sales price for all assets on line 6a
36,803,910
7
Capital gain net income (from Part IV, line 2)
...
4,516,513
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
36,149
12
Total.
Add lines 1 through 11
........
8,102,342
8,045,392
13
Compensation of officers, directors, trustees, etc.
541,880
325,128
216,752
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
35,543
0
0
35,543
b
Accounting fees (attach schedule)
.......
3,750
2,250
0
1,500
c
Other professional fees (attach schedule)
....
317,684
162,506
155,178
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
195,127
23,411
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
15
15
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
1,093,999
513,295
0
408,988
25
Contributions, gifts, grants paid
.......
7,656,240
7,656,240
26
Total expenses and disbursements.
Add lines 24 and 25
8,750,239
513,295
0
8,065,228
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-647,897
b
Net investment income
(if negative, enter -0-)
7,532,097
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,591,211
1,607,128
1,607,128
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
72,536,206
74,641,139
128,676,647
c
Investments—corporate bonds (attach schedule)
.......
28,030,867
26,501,376
25,731,367
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
7,766,109
6,495,595
5,826,870
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
109,924,393
109,245,238
161,842,012
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
109,924,393
109,245,238
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
109,924,393
109,245,238
30
Total liabilities and net assets/fund balances
(see instructions)
.
109,924,393
109,245,238
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
109,924,393
2
Enter amount from Part I, line 27a
.....................
2
-647,897
3
Other increases not included in line 2 (itemize)
3
455
4
Add lines 1, 2, and 3
..........................
4
109,276,951
5
Decreases not included in line 2 (itemize)
5
31,713
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
109,245,238
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1246. AT&T INC
2017-07-11
2019-12-05
b
357. AT&T INC
2020-01-08
2020-05-28
c
301. ABBOTT LABORATORIES
2019-10-15
2019-12-05
d
36. ABBOTT LABORATORIES
2020-01-08
2020-05-28
e
365. ABIOMED INC
2018-07-26
2019-10-03
130. ABIOMED INC
2018-03-07
2019-10-03
520. ABIOMED INC
2019-04-09
2019-10-03
925. ABIOMED INC
2018-02-07
2019-10-03
764. ABIOMED INC
2018-02-08
2019-10-03
2565. ACTIVISION BLIZZARD INC COM
2019-10-07
2019-12-04
3371. ACTIVISION BLIZZARD INC COM
2019-09-20
2019-12-04
1555. ACTIVISION BLIZZARD INC COM
2020-01-07
2020-02-04
2012. ACTIVISION BLIZZARD INC COM
2020-01-07
2020-05-27
1956. ACTIVISION BLIZZARD INC COM
2020-01-07
2020-06-05
220. ALEXION PHARMACEUTICALS INC
2016-02-18
2019-08-06
613. ALEXION PHARMACEUTICALS INC
2017-09-11
2019-08-06
747. ALEXION PHARMACEUTICALS INC
2016-06-08
2019-08-06
1504. ALEXION PHARMACEUTICALS INC
2019-04-09
2019-08-06
38. ALEXION PHARMACEUTICALS INC
2019-04-09
2019-08-30
1513. ALEXION PHARMACEUTICALS INC
2018-06-25
2019-08-30
1134. ALEXION PHARMACEUTICALS INC
2018-03-26
2019-08-30
2769. ALEXION PHARMACEUTICALS INC
2013-07-29
2019-08-30
626. ALEXION PHARMACEUTICALS INC
2019-01-03
2019-08-30
2327. ALIBABA GROUP HLDG LTD ADS
2018-01-02
2019-12-04
848. ALIBABA GROUP HLDG LTD ADS
2020-01-07
2020-01-27
976. ALIBABA GROUP HLDG LTD ADS
2020-01-07
2020-05-27
505. ALIGN TECHNOLOGY INC COM
2018-10-12
2019-08-06
300. ALIGN TECHNOLOGY INC COM
2018-10-25
2019-08-06
2199. ALIGN TECHNOLOGY INC COM
2017-05-30
2019-08-06
1000. ALLIANCE DATA SYS CORP COM
2016-05-18
2019-12-04
563. ALLSTATE CORPORATION
2019-11-26
2019-12-05
194. ALPHABET INC CL C COM
2015-07-28
2019-07-05
131. ALPHABET INC CL C COM
2015-07-28
2019-12-04
225.918 ALPHABET INC CL C COM
2014-04-08
2019-12-04
24.082 ALPHABET INC CL C COM
2013-07-29
2019-12-04
364. AMAZON COM INC
2013-07-29
2019-12-04
321. AMEREN CORP
2018-08-21
2019-11-26
87. AMEREN CORP
2018-08-21
2019-12-05
400. AMEREN CORP
2018-04-18
2019-12-05
45. AMEREN CORP
2020-01-08
2020-05-28
509. AMERICAN ELECTRIC POWER CO
2017-09-05
2019-12-05
178. AMERICAN ELECTRIC POWER CO
2020-01-08
2020-05-28
234. APPLE INC COM
2014-06-20
2019-07-23
143. APPLE INC COM
2014-06-20
2019-11-12
49. APPLE INC COM
2014-02-06
2019-11-12
493. APPLE INC COM
2014-02-06
2019-12-05
351. APPLE INC COM
2020-01-08
2020-02-04
38. APPLE INC COM
2020-01-08
2020-05-28
316. AUTOMATIC DATA PROCESSING INC
2009-06-19
2019-12-05
87. AUTOMATIC DATA PROCESSING INC
2020-01-08
2020-05-28
1113. BB&T CORPORATION
2018-08-21
2019-09-17
355. BB&T CORPORATION
2018-04-17
2019-09-17
554. BB&T CORPORATION
2018-04-17
2019-09-18
477. BAXTER INTERNATIONAL INC
2019-01-09
2019-12-05
328. BAXTER INTERNATIONAL INC
2019-01-09
2019-12-27
37. BAXTER INTERNATIONAL INC
2020-01-08
2020-05-28
93. BLACKROCK INC CL A
2011-11-09
2019-12-05
1227. BRISTOL MYERS SQUIBB CO COM
2015-06-29
2019-12-05
159. BRISTOL MYERS SQUIBB CO COM
2015-06-29
2020-05-28
205. BROADCOM INC COM
2019-05-14
2019-12-05
53. BROADCOM INC COM
2019-08-20
2019-12-05
23. BROADCOM INC COM
2020-01-08
2020-05-28
612. BURLINGTON STORES INC COM
2019-09-04
2019-12-04
673. BURLINGTON STORES INC COM
2018-04-10
2019-12-04
545. BURLINGTON STORES INC COM
2018-04-09
2019-12-04
690. BURLINGTON STORES INC COM
2020-01-07
2020-02-10
1218. CME GROUP INC COM
2019-01-15
2019-12-04
276. CME GROUP INC COM
2019-11-26
2019-12-05
61. CME GROUP INC COM
2011-11-16
2019-12-05
1440. CME GROUP INC COM
2019-01-15
2020-01-03
1014. CME GROUP INC COM
2019-03-04
2020-01-03
39. CME GROUP INC COM
2020-01-08
2020-05-28
645. CMS ENERGY CORP COM
2017-01-10
2019-11-26
59. CMS ENERGY CORP COM
2017-01-10
2019-12-05
428. CMS ENERGY CORP COM
2012-02-14
2019-12-05
65. CMS ENERGY CORP COM
2020-01-08
2020-05-28
2675. CANOPY GROWTH CORP COM
2019-04-22
2019-08-23
2258. CANOPY GROWTH CORP COM
2018-08-27
2019-08-23
3390. CANOPY GROWTH CORP COM
2019-07-05
2019-08-23
3359. CANOPY GROWTH CORP COM
2018-11-28
2019-08-23
10000. CENTURYLINK INC COM
2016-05-18
2019-12-04
5000. CHEVRONTEXACO CORP COM
1984-03-20
2019-12-04
595. CHEVRONTEXACO CORP COM
2019-06-25
2019-12-05
363. CHEVRONTEXACO CORP COM
2019-05-14
2019-12-05
67. CHEVRONTEXACO CORP COM
2019-05-14
2020-05-28
3. CHEVRONTEXACO CORP COM
2017-10-17
2020-05-28
709. CISCO SYSTEMS INCORPORATED
2019-02-19
2019-08-06
267. CISCO SYSTEMS INCORPORATED
2018-08-21
2019-08-06
1748. CISCO SYSTEMS INCORPORATED
2018-08-21
2019-12-05
824. CISCO SYSTEMS INCORPORATED
2018-04-17
2019-12-05
534. CISCO SYSTEMS INCORPORATED
2020-01-08
2020-05-28
629. COMCAST CORP NEW CL A COM
2019-06-25
2019-11-26
420. COMCAST CORP NEW CL A COM
2019-06-25
2019-12-05
2091. COMCAST CORP NEW CL A COM
2014-07-17
2019-12-05
298. COMCAST CORP NEW CL A COM
2020-01-08
2020-05-28
910. CONOCOPHILLIPS COM
2018-07-25
2019-12-05
72. CONOCOPHILLIPS COM
2018-07-25
2020-05-28
105.667 CORTEVA INC COM
2018-08-07
2019-07-16
204.333 CORTEVA INC COM
2017-02-22
2019-07-16
314.667 CORTEVA INC COM
2016-10-18
2019-07-16
88.333 CORTEVA INC COM
2016-03-18
2019-07-16
520. CORTEVA INC COM
2016-02-12
2019-07-16
269. COSTAR GROUP INC
2019-08-09
2019-12-04
306. COSTAR GROUP INC
2019-11-25
2019-12-04
153. COSTAR GROUP INC
2019-07-16
2019-12-04
267. COSTAR GROUP INC
2020-01-07
2020-02-25
314. COSTAR GROUP INC
2020-01-07
2020-04-23
78. CROWN CASTLE INTL CORP REITS
2018-02-20
2019-12-05
133. CROWN CASTLE INTL CORP REITS
2015-08-14
2019-12-05
72. CROWN CASTLE INTL CORP REITS
2020-01-08
2020-05-28
181. CUMMINS ENGINE INC
2017-05-02
2019-12-05
39. CUMMINS ENGINE INC
2020-01-08
2020-05-28
155. DEERE & COMPANY
2019-11-26
2019-12-05
12. DEERE & COMPANY
2019-04-30
2019-12-05
27. DEERE & COMPANY
2020-01-08
2020-05-28
31. DIGITAL RLTY TR INC REITS
2019-11-26
2019-12-05
354. DIGITAL RLTY TR INC REITS
2019-11-27
2019-12-05
33. DIGITAL RLTY TR INC REITS
2019-11-18
2020-05-28
301. DISNEY WALT CO
2019-04-30
2019-10-29
136. DISNEY WALT CO
2019-04-30
2019-12-05
260. DISNEY WALT CO
2019-01-09
2019-12-05
287. DISNEY WALT CO
2020-01-08
2020-02-04
95. DISNEY WALT CO
2020-01-08
2020-04-28
198. DISNEY WALT CO
2019-01-09
2020-04-28
1059. DISNEY WALT CO
2017-07-11
2020-04-28
581. DISNEY WALT CO
2017-08-22
2020-04-28
283. DOMINION ENERGY INC COM
2019-08-20
2019-12-05
40. DOMINION ENERGY INC COM
2020-01-08
2020-05-28
105.667 DOW INC COM
2018-08-07
2019-11-12
204.333 DOW INC COM
2017-02-22
2019-11-12
320. DOW INC COM
2019-04-30
2019-11-12
519. DOW INC COM
2019-04-30
2019-12-05
258. DOW INC COM
2019-04-30
2020-04-02
314.667 DOW INC COM
2016-10-18
2020-04-02
1355. DOW INC COM
2019-05-14
2020-04-02
88.333 DOW INC COM
2016-03-18
2020-04-02
508. DOW INC COM
2020-01-08
2020-04-02
520. DOW INC COM
2016-02-12
2020-04-02
105.667 DUPONT DE NEMOURS INC COM
2018-08-07
2019-10-15
204.333 DUPONT DE NEMOURS INC COM
2017-02-22
2019-10-15
314.667 DUPONT DE NEMOURS INC COM
2016-10-18
2019-10-15
88.333 DUPONT DE NEMOURS INC COM
2016-03-18
2019-10-15
157. DUPONT DE NEMOURS INC COM
2016-02-12
2019-10-15
363. DUPONT DE NEMOURS INC COM
2016-02-12
2019-10-16
735. EDWARDS LIFESCIENCES CORP
2019-09-04
2019-12-04
714. EDWARDS LIFESCIENCES CORP
2015-08-26
2019-12-04
785. EPAM SYS INC COM
2019-11-25
2019-12-04
981. EPAM SYS INC COM
2019-03-26
2019-12-04
135. EVERSOURCE ENERGY COM
2018-08-22
2019-11-26
319. EVERSOURCE ENERGY COM
2018-08-21
2019-11-26
208. EVERSOURCE ENERGY COM
2018-08-21
2019-12-05
200. EVERSOURCE ENERGY COM
2015-09-29
2019-12-05
49. EVERSOURCE ENERGY COM
2020-01-08
2020-05-28
408. EXXON MOBIL CORPORATION
2015-11-12
2019-08-20
99. EXXON MOBIL CORPORATION
2015-11-12
2019-11-12
236. EXXON MOBIL CORPORATION
2011-11-04
2019-11-12
3000. EXXON MOBIL CORPORATION
1988-11-29
2019-12-04
155. EXXON MOBIL CORPORATION
2011-11-04
2019-12-05
730. EXXON MOBIL CORPORATION
2015-09-28
2019-12-05
516. EXXON MOBIL CORPORATION
2015-09-28
2020-01-21
861. EXXON MOBIL CORPORATION
2020-01-08
2020-01-21
1144. EXXON MOBIL CORPORATION
2010-02-23
2020-01-21
2507. EXXON MOBIL CORPORATION
2010-02-23
2020-01-21
2399. FACEBOOK INC CL A COM
2013-08-20
2019-12-04
270. GENERAL DYNAMICS CORP
2015-08-17
2019-10-01
333. GENERAL DYNAMICS CORP
2015-08-17
2019-12-05
20. GENERAL DYNAMICS CORP
2015-08-14
2019-12-05
671. GENERAL DYNAMICS CORP
2015-08-14
2019-12-10
28. GENERAL DYNAMICS CORP
2015-08-14
2019-12-11
391. GENERAL DYNAMICS CORP
2015-11-20
2019-12-11
249. GENERAL DYNAMICS CORP
2016-07-22
2019-12-11
129. GENERAL DYNAMICS CORP
2016-07-25
2019-12-11
710. GENERAL MTRS CO COM
2018-04-17
2019-09-17
468. GENERAL MTRS CO COM
2018-04-17
2019-12-05
1916. GENERAL MTRS CO COM
2018-04-17
2019-12-27
489. GENERAL MTRS CO COM
2018-09-04
2019-12-27
340. GILEAD SCIENCES INC
2018-04-17
2019-12-05
96. GILEAD SCIENCES INC
2018-04-17
2020-05-28
187. HERSHEY FOODS CORP
2018-10-16
2019-12-05
50. HERSHEY FOODS CORP
2020-01-08
2020-05-28
72. HOME DEPOT INC
2019-06-25
2019-12-05
382. HOME DEPOT INC
2008-10-10
2019-12-05
35. HOME DEPOT INC
2019-12-27
2020-05-28
342. HONEYWELL INTERNATIONAL INC
2014-09-25
2019-10-29
34. HONEYWELL INTERNATIONAL INC
2011-11-21
2019-10-29
507. HONEYWELL INTERNATIONAL INC
2011-11-21
2019-12-05
48. HONEYWELL INTERNATIONAL INC
2011-09-06
2019-12-05
49. HONEYWELL INTERNATIONAL INC
2020-01-08
2020-05-28
328. ILLUMINA INC
2018-10-31
2019-10-16
198. ILLUMINA INC
2018-06-14
2019-10-16
505. ILLUMINA INC
2019-12-03
2019-12-04
256. ILLUMINA INC
2018-06-14
2019-12-04
7. ILLUMINA INC
2018-05-30
2019-12-04
730. ILLUMINA INC
2020-01-07
2020-03-24
1624. ILLUMINA INC
2018-05-30
2020-03-24
391.786 INGERSOLL RAND INC COM
2020-01-08
2020-03-17
326.488 INGERSOLL RAND INC COM
2017-07-11
2020-03-17
271.726 INGERSOLL RAND INC COM
2016-11-15
2020-03-17
840.098 INGERSOLL RAND INC COM
2016-11-15
2020-03-18
355.902 INGERSOLL RAND INC COM
2016-11-16
2020-03-18
.588 INGERSOLL RAND INC COM
2016-11-16
2020-04-13
1370. INTEL CORPORATION
2018-08-21
2019-12-05
388. INTEL CORPORATION
2017-11-14
2019-12-05
1123. INTEL CORPORATION
2020-01-08
2020-01-21
107. INTEL CORPORATION
2020-01-08
2020-05-28
649. INTERNATIONAL BUSINESS MACHS
2018-04-17
2019-12-05
84. INTERNATIONAL BUSINESS MACHS
2018-04-17
2020-05-28
2500. INVESCO FTSE RAFI US 1000 PORTFOLIO ETF
2011-05-10
2019-12-04
4909. ISHARES EMERGING MKTS INFRA ETF
2011-12-27
2019-12-04
5091. ISHARES EMERGING MKTS INFRA ETF
2011-12-27
2019-12-04
534. J P MORGAN CHASE & CO COM
2019-06-25
2019-12-05
549. J P MORGAN CHASE & CO COM
2014-08-27
2019-12-05
472. J P MORGAN CHASE & CO COM
2014-01-14
2019-12-05
22. JOHNSON & JOHNSON
2018-09-04
2019-07-23
537. JOHNSON & JOHNSON
2018-02-20
2019-07-23
298. JOHNSON & JOHNSON
2018-02-20
2019-10-29
199. JOHNSON & JOHNSON
2018-04-17
2019-10-29
141. JOHNSON & JOHNSON
2016-01-29
2019-10-29
197. JOHNSON & JOHNSON
2016-01-29
2019-12-05
554. JOHNSON & JOHNSON
2015-11-12
2019-12-05
325. JOHNSON & JOHNSON
2015-06-29
2019-12-05
674. KLA-TENCOR CORP COM
2019-10-07
2019-11-25
414. KLA-TENCOR CORP COM
2019-10-08
2019-11-25
725. KLA-TENCOR CORP COM
2019-09-04
2019-11-25
3182. KLA-TENCOR CORP COM
2019-08-23
2019-11-25
241. KLA-TENCOR CORP COM
2019-02-19
2019-11-26
168. KLA-TENCOR CORP COM
2019-02-19
2019-12-05
80. KLA-TENCOR CORP COM
2017-10-11
2019-12-05
140. KLA-TENCOR CORP COM
2017-10-10
2019-12-05
19. KLA-TENCOR CORP COM
2020-01-08
2020-05-28
2509. KEYSIGHT TECHNOLOGIES INC COM
2018-11-01
2019-12-04
361. KIMBERLY CLARK CORP COM
2019-10-29
2019-12-05
206. LAM RESEARCH CORP
2019-04-30
2019-12-05
64. LAM RESEARCH CORP
2018-11-13
2019-12-05
55. LAM RESEARCH CORP
2020-01-08
2020-05-28
328. LILLY ELI & COMPANY
2019-08-20
2019-12-05
110. LILLY ELI & COMPANY
2017-08-08
2019-12-05
34. LILLY ELI & COMPANY
2020-01-08
2020-05-28
176. LOCKHEED MARTIN CORPORATION
2018-02-07
2019-10-29
11. LOCKHEED MARTIN CORPORATION
2018-02-07
2019-12-05
29. LOCKHEED MARTIN CORPORATION
2017-01-10
2019-12-05
229. LOCKHEED MARTIN CORPORATION
2015-11-20
2019-12-05
25. LOCKHEED MARTIN CORPORATION
2020-01-08
2020-05-28
1059. LULULEMON ATHLETICA INC COM
2019-08-09
2019-12-04
1037. LULULEMON ATHLETICA INC COM
2019-03-06
2019-12-04
59. LULULEMON ATHLETICA INC COM
2019-01-03
2019-12-04
959. LULULEMON ATHLETICA INC COM
2020-01-07
2020-01-27
966. LULULEMON ATHLETICA INC COM
2020-01-07
2020-06-02
213. M & T BANK CORPORATION
2019-01-22
2019-12-05
204. M & T BANK CORPORATION
2020-01-08
2020-03-17
76. M & T BANK CORPORATION
2019-01-22
2020-03-17
430. M & T BANK CORPORATION
2019-01-22
2020-03-18
414. M & T BANK CORPORATION
2019-06-25
2020-03-18
891. MSCI INC COM CL A
2019-10-03
2019-12-04
564. MARSH & MCLENNAN COS INC
2015-06-29
2019-11-26
95. MARSH & MCLENNAN COS INC
2015-06-29
2019-12-05
633. MARSH & MCLENNAN COS INC
2012-10-11
2019-12-05
1. MARSH & MCLENNAN COS INC
2012-10-12
2019-12-05
75. MARSH & MCLENNAN COS INC
2020-01-08
2020-05-28
221. MCDONALDS CORP
2008-10-20
2019-12-05
138. MCDONALDS CORP
2020-01-08
2020-02-04
33. MCDONALDS CORP
2020-01-08
2020-05-28
238. MERCK & CO INC NEW COM
2019-08-20
2019-12-05
806. MERCK & CO INC NEW COM
2018-08-21
2019-12-05
153. MERCK & CO INC NEW COM
2015-08-14
2019-12-05
435. MERCK & CO INC NEW COM
2014-01-14
2019-12-05
399. MERCK & CO INC NEW COM
2014-01-14
2019-12-27
358. MICROSOFT CORPORATION
2012-01-05
2019-08-06
378. MICROSOFT CORPORATION
2012-01-05
2019-11-12
96. MICROSOFT CORPORATION
2012-01-05
2019-12-05
962. MICROSOFT CORPORATION
2011-09-19
2019-12-05
422. MICROSOFT CORPORATION
2020-01-08
2020-02-04
51. MICROSOFT CORPORATION
2020-01-08
2020-05-28
104. MICROSOFT CORPORATION
2020-01-08
2020-06-23
662. MONDELEZ INTL INC COM
2019-01-29
2019-12-05
636. MONDELEZ INTL INC COM
2020-01-08
2020-04-02
784. NETFLIX.COM INC COM
2019-03-19
2019-09-20
122. NETFLIX.COM INC COM
2019-03-19
2019-09-23
1994. NETFLIX.COM INC COM
2019-01-03
2019-09-23
156. NEXTERA ENERGY INC COM
2010-07-29
2019-10-29
173. NEXTERA ENERGY INC COM
2010-07-29
2019-12-05
19. NEXTERA ENERGY INC COM
2020-01-08
2020-05-28
274. NORTHERN TRUST CORPORATION
2019-11-12
2019-12-05
269. NVIDIA CORP COM
2018-04-27
2019-12-04
464. NVIDIA CORP COM
2018-10-31
2019-12-04
1178. NVIDIA CORP COM
2017-09-15
2019-12-04
312. NVIDIA CORP COM
2019-08-23
2019-12-04
1394. NVIDIA CORP COM
2020-01-07
2020-01-27
21. NVIDIA CORP COM
2020-03-25
2020-05-27
38. NVIDIA CORP COM
2020-01-07
2020-05-27
208. PNC BK CORP
2019-11-12
2019-12-05
129. PNC BK CORP
2018-06-26
2019-12-05
228. PNC BK CORP
2019-06-25
2019-12-05
20. PNC BK CORP
2006-05-09
2019-12-05
2967. PTC INC COM
2018-08-27
2019-09-13
2483. PTC INC COM
2018-07-16
2019-09-13
653. PTC INC COM
2018-07-16
2019-09-16
1732. PTC INC COM
2018-08-01
2019-09-16
2000. PACKAGING CORP OF AMERICA
2009-08-19
2019-12-04
128. PACKAGING CORP OF AMERICA
2018-08-07
2019-12-05
174. PARKER HANNIFIN CORPORATION
2018-09-04
2019-12-05
23. PARKER HANNIFIN CORPORATION
2009-04-29
2019-12-05
64. PARKER HANNIFIN CORPORATION
2020-01-08
2020-05-28
820. PAYPAL HOLDINGS INC COM
2017-06-05
2019-12-04
2622. PAYPAL HOLDINGS INC COM
2017-05-01
2019-12-04
282. PEPSICO INCORPORATED
2017-05-30
2019-10-29
262. PEPSICO INCORPORATED
2016-02-12
2019-10-29
69. PEPSICO INCORPORATED
2016-02-12
2019-12-05
448. PEPSICO INCORPORATED
2015-03-26
2019-12-05
64. PEPSICO INCORPORATED
2020-01-08
2020-05-28
685. PFIZER INC
2019-07-23
2019-08-20
509. PFIZER INC
2019-02-19
2019-08-20
2101. PFIZER INC
2018-04-17
2019-08-20
1457. PFIZER INC
2011-08-15
2019-08-20
585. PFIZER INC
2011-08-15
2019-09-17
1990. PFIZER INC
2009-07-13
2019-09-17
947. PFIZER INC
2009-07-09
2019-09-17
535. PFIZER INC
2009-07-09
2019-11-26
1225. PFIZER INC
2009-07-09
2019-12-05
1195. PFIZER INC
2020-01-08
2020-03-20
4202. PFIZER INC
2009-07-09
2020-03-20
387. PFIZER INC
2009-07-09
2020-03-23
628. PFIZER INC
2009-07-09
2020-03-23
540. PFIZER INC
2009-07-10
2020-03-23
104. PHILIP MORRIS INTL INC COM
2011-10-12
2019-11-12
332. PHILIP MORRIS INTL INC COM
2009-07-29
2019-11-12
99. PHILIP MORRIS INTL INC COM
2005-07-11
2019-11-12
653. PHILIP MORRIS INTL INC COM
2005-07-11
2019-12-05
69. PHILIP MORRIS INTL INC COM
2020-01-08
2020-05-28
1353.182 PIMCO COMMODITY REALRETURN STRATEGY FUND
2010-05-18
2019-12-04
33557.047 PIMCO COMMODITY REALRETURN STRATEGY FUND
2009-06-05
2019-12-04
35919.54 PIMCO COMMODITY REALRETURN STRATEGY FUND
2018-05-15
2019-12-04
83612.04 PIMCO COMMODITY REALRETURN STRATEGY FUND
2019-03-04
2019-12-04
236. PRICE T ROWE GROUP INC COM
2019-10-29
2019-12-05
66. PRICE T ROWE GROUP INC COM
2009-02-06
2019-12-05
47. PRICE T ROWE GROUP INC COM
2020-01-08
2020-05-28
496. PRINCIPAL FINL GROUP INC COM
2018-08-21
2019-12-05
582. PRINCIPAL FINL GROUP INC COM
2018-08-21
2020-03-17
325. PRINCIPAL FINL GROUP INC COM
2018-08-21
2020-03-18
1082. PRINCIPAL FINL GROUP INC COM
2018-08-22
2020-03-18
472. PRINCIPAL FINL GROUP INC COM
2020-01-08
2020-03-18
284. PRINCIPAL FINL GROUP INC COM
2018-09-04
2020-03-18
454. PROCTER & GAMBLE CO COM
2019-05-14
2019-12-05
341. PROCTER & GAMBLE CO COM
2019-02-19
2019-12-05
161. PROCTER & GAMBLE CO COM
2020-01-08
2020-05-28
482. PROOFPOINT INC COM
2019-10-08
2019-12-04
911. PROOFPOINT INC COM
2019-09-23
2019-12-04
61. PROOFPOINT INC COM
2019-10-07
2019-12-04
498. PROOFPOINT INC COM
2019-10-07
2019-12-04
132978.723 PRUDENTIAL SHORT-TERM CORPORATE BD FUND INC CL Z
2014-05-28
2020-06-23
76. PUBLIC STORAGE INC COM (REIT)
2015-03-26
2019-11-26
217. PUBLIC STORAGE INC COM (REIT)
2014-09-25
2019-11-26
127. PUBLIC STORAGE INC COM (REIT)
2011-11-23
2019-11-26
215. PUBLIC STORAGE INC COM (REIT)
2011-08-10
2019-11-26
290. PUBLIC STORAGE INC COM (REIT)
2011-08-10
2019-11-27
847. SALESFORCE.COM INC COMMON
2018-11-01
2019-08-19
401. SALESFORCE.COM INC COMMON
2016-09-27
2019-08-19
153. SALESFORCE.COM INC COMMON
2015-08-26
2019-08-19
1707. SALESFORCE.COM INC COMMON
2015-08-26
2019-12-04
11646. SCHWAB CHARLES CORP NEW COM
2013-07-29
2019-07-16
288. SERVICENOW INC COM
2019-05-28
2019-12-04
517. SERVICENOW INC COM
2019-08-09
2019-12-04
691. SERVICENOW INC COM
2018-10-12
2019-12-04
123. SERVICENOW INC COM
2018-02-06
2019-12-04
105. SERVICENOW INC COM
2017-10-26
2019-12-04
264. SERVICENOW INC COM
2020-01-07
2020-06-02
372. SONOCO PRODUCTS CO
2018-08-21
2019-12-05
103. SONOCO PRODUCTS CO
2016-07-01
2019-12-05
139. SONOCO PRODUCTS CO
2020-01-08
2020-05-28
425. SUNCOR ENERGY INC NEW COM
2018-02-20
2019-12-05
459. SUNCOR ENERGY INC NEW COM
2017-10-17
2019-12-05
863. SUNCOR ENERGY INC NEW COM
2020-01-08
2020-03-20
595. SUNCOR ENERGY INC NEW COM
2017-10-17
2020-03-20
787. SUNCOR ENERGY INC NEW COM
2020-01-21
2020-03-20
700. SUNCOR ENERGY INC NEW COM
2020-01-21
2020-03-23
2503. SUNCOR ENERGY INC NEW COM
2016-12-13
2020-03-23
1305. SUNCOR ENERGY INC NEW COM
2016-12-14
2020-03-23
298. SUNCOR ENERGY INC NEW COM
2020-01-22
2020-03-23
518. TJX COMPANIES INCORPORATED NEW
2019-05-14
2019-12-05
495. TJX COMPANIES INCORPORATED NEW
2020-01-08
2020-04-06
121. TJX COMPANIES INCORPORATED NEW
2019-05-14
2020-04-06
2318. TJX COMPANIES INCORPORATED NEW
2015-08-14
2020-04-06
376. TARGET CORP
2019-11-12
2019-12-05
70. TARGET CORP
2019-12-27
2020-05-28
160. TEXAS INSTRS INC
2017-10-09
2019-12-05
708. TEXAS INSTRS INC
2013-06-25
2019-12-05
38. TEXAS INSTRS INC
2011-11-16
2019-12-05
99. TEXAS INSTRS INC
2020-01-08
2020-05-28
370. THE TRADE DESK INC CL A COM
2020-01-07
2020-05-08
488. THE TRADE DESK INC CL A COM
2020-01-03
2020-05-08
152. 3M CO COM
2016-09-27
2019-11-12
244. 3M CO COM
2016-09-27
2019-12-05
235. 3M CO COM
2020-01-08
2020-03-03
45. 3M CO COM
2016-09-27
2020-03-03
857. 3M CO COM
2016-09-26
2020-03-03
132. 3M CO COM
2016-11-15
2020-03-03
200. 3M CO COM
2019-06-25
2020-03-03
1395. TRUIST FINL CORP COM
2020-01-21
2020-04-07
1262. TRUIST FINL CORP COM
2019-11-12
2020-04-07
590. TRUIST FINL CORP COM
2018-04-17
2020-04-07
829. TRUIST FINL CORP COM
2018-06-26
2020-04-07
306. TRUIST FINL CORP COM
2018-06-26
2020-04-07
75. TRUIST FINL CORP COM
2018-06-26
2020-04-08
590. TRUIST FINL CORP COM
2018-03-27
2020-04-08
306. TRUIST FINL CORP COM
2018-06-05
2020-04-08
3395. TRUIST FINL CORP COM
2016-11-01
2020-04-08
925. US BANCORP DEL COM NEW
2019-11-12
2019-12-05
354. US BANCORP DEL COM NEW
2018-01-23
2019-12-05
188. US BANCORP DEL COM NEW
2018-04-17
2019-12-05
397. ULTA SALON COSMETICS & FRAGRANCE INC COM
2019-05-31
2019-08-30
243. ULTA SALON COSMETICS & FRAGRANCE INC COM
2017-08-30
2019-08-30
625. ULTA SALON COSMETICS & FRAGRANCE INC COM
2015-05-05
2019-08-30
209. ULTA SALON COSMETICS & FRAGRANCE INC COM
2015-04-02
2019-08-30
597. ULTA SALON COSMETICS & FRAGRANCE INC COM
2015-04-02
2019-12-04
814. ULTA SALON COSMETICS & FRAGRANCE INC COM
2019-12-09
2020-05-14
927. ULTA SALON COSMETICS & FRAGRANCE INC COM
2020-01-07
2020-05-14
1192. ULTA SALON COSMETICS & FRAGRANCE INC COM
2015-04-02
2020-05-14
808. UNION PAC CORP COM
2019-04-22
2019-10-07
158. UNION PAC CORP COM
2019-02-25
2019-10-07
1100. UNION PAC CORP COM
2019-02-25
2019-12-04
334. UNION PAC CORP COM
2019-01-15
2019-12-04
583. UNION PAC CORP COM
2018-02-07
2019-12-05
227. UNION PAC CORP COM
2017-05-16
2019-12-05
1369. UNION PAC CORP COM
2020-01-07
2020-03-10
2761. UNION PAC CORP COM
2019-01-15
2020-03-10
95. UNION PAC CORP COM
2020-01-08
2020-05-28
225. UNITED PARCEL SERVICE CL B
2019-10-29
2019-12-05
107. UNITED PARCEL SERVICE CL B
2019-03-26
2019-12-05
304. UNITED PARCEL SERVICE CL B
2020-01-08
2020-06-23
390. UNITEDHEALTH GROUP INC
2018-06-25
2019-10-07
160. UNITEDHEALTH GROUP INC
2018-05-30
2019-10-07
112. UNITEDHEALTH GROUP INC
2018-05-30
2019-10-07
976. UNITEDHEALTH GROUP INC
2018-05-30
2019-12-04
228. UNITEDHEALTH GROUP INC
2018-04-23
2019-12-04
111. UNITEDHEALTH GROUP INC
2018-04-20
2019-12-04
120. UNITEDHEALTH GROUP INC
2019-11-12
2019-12-05
22. UNITEDHEALTH GROUP INC
2018-05-10
2019-12-05
66. UNITEDHEALTH GROUP INC
2020-01-08
2020-05-28
348. VALERO ENERGY CORP - NEW
2015-11-20
2019-11-12
373. VALERO ENERGY CORP - NEW
2015-11-20
2019-12-05
568. VEEVA SYS INC CL A COM
2019-07-16
2019-12-04
1262. VEEVA SYS INC CL A COM
2019-09-24
2019-12-04
426. VEEVA SYS INC CL A COM
2019-01-15
2019-12-04
602. VEEVA SYS INC CL A COM
2020-01-07
2020-02-04
1017. VEEVA SYS INC CL A COM
2020-01-07
2020-04-23
747. VERIZON COMMUNICATIONS
2019-10-29
2019-12-05
97. VERIZON COMMUNICATIONS
2019-12-11
2020-05-28
2311. VISA INC CL A COM
2016-11-15
2019-12-04
485. VISA INC CL A COM
2013-05-10
2019-12-04
972. VISA INC CL A COM
2011-07-06
2019-12-04
1141. VISA INC CL A COM
2020-01-07
2020-02-10
393. WEC ENERGY GROUP INC COM
2017-09-05
2019-10-29
461. WEC ENERGY GROUP INC COM
2017-09-05
2019-12-05
24. WEC ENERGY GROUP INC COM
2017-01-10
2019-12-05
61. WEC ENERGY GROUP INC COM
2020-01-08
2020-05-28
191. WAL-MART STORES INCORPORATED
2018-03-07
2019-07-23
658. WAL-MART STORES INCORPORATED
2014-08-27
2019-07-23
89. WAL-MART STORES INCORPORATED
2014-08-27
2019-12-05
386. WAL-MART STORES INCORPORATED
2014-08-28
2019-12-05
52. WAL-MART STORES INCORPORATED
2020-04-06
2020-05-28
558. WASTE MANAGEMENT INC
2016-06-28
2019-12-05
71. WASTE MANAGEMENT INC
2020-01-08
2020-05-28
504. WELLS FARGO COMPANY
2018-01-23
2019-12-05
1179. WELLS FARGO COMPANY
2018-06-26
2019-12-05
567. WELLS FARGO COMPANY
2018-04-17
2020-01-07
30. WELLS FARGO COMPANY
2018-06-26
2020-01-07
30. WELLS FARGO COMPANY
2018-06-27
2020-05-13
1407. WELLS FARGO COMPANY
2020-01-08
2020-05-13
568. WELLS FARGO COMPANY
2018-04-17
2020-05-13
1436. WELLS FARGO COMPANY
2019-06-25
2020-05-13
641. WELLS FARGO COMPANY
2012-03-21
2020-05-13
891. WELLS FARGO COMPANY
2020-04-07
2020-05-13
1339. WELLS FARGO COMPANY
2020-03-17
2020-05-13
4400. WELLS FARGO COMPANY
1999-10-01
2020-05-13
677. WORKDAY INC CL A COM
2019-06-20
2019-12-04
859. WORKDAY INC CL A COM
2019-07-16
2019-12-04
259. WORKDAY INC CL A COM
2019-06-13
2019-12-04
853. WORKDAY INC CL A COM
2019-06-13
2020-02-04
2516. WORKDAY INC CL A COM
2019-06-13
2020-03-25
1003. WORKDAY INC CL A COM
2019-08-09
2020-03-25
853. WORKDAY INC CL A COM
2019-05-16
2020-03-25
834. WORKDAY INC CL A COM
2020-01-07
2020-03-25
357. XCEL ENERGY INC COM
2019-04-30
2019-12-05
269. XCEL ENERGY INC COM
2018-08-21
2019-12-05
108. XCEL ENERGY INC COM
2020-01-08
2020-05-28
1987. ZOETIS INC CL A COM
2017-06-26
2019-12-04
1329. ZOETIS INC CL A COM
2017-02-16
2019-12-04
1066. ZOETIS INC CL A COM
2020-01-07
2020-06-05
285. ACCENTURE PLC CL A COM
2019-06-25
2019-12-05
43. ACCENTURE PLC CL A COM
2020-01-08
2020-05-28
360. INGERSOLL-RAND CO LTD COM
2019-02-19
2019-10-29
37. INGERSOLL-RAND CO LTD COM
2019-01-09
2019-10-29
236. INGERSOLL-RAND CO LTD COM
2019-01-09
2019-12-05
219. INGERSOLL-RAND CO LTD COM
2017-07-11
2019-12-05
189. MEDTRONIC PLC COM
2019-08-20
2019-12-05
311. MEDTRONIC PLC COM
2019-08-06
2019-12-05
49. MEDTRONIC PLC COM
2020-01-08
2020-05-28
211. TRANE TECH PUB LTD CO COM
2020-01-08
2020-05-28
343. CHUBB LTD COM
2016-01-14
2019-12-05
205. CHUBB LTD COM
2014-09-25
2019-12-05
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
47,634
45,651
1,983
b
11,172
14,058
-2,886
c
25,682
24,819
863
d
3,325
3,113
212
e
59,445
141,603
-82,158
21,172
37,156
-15,984
84,688
147,008
-62,320
150,647
221,520
-70,873
124,426
182,943
-58,517
138,715
142,184
-3,469
182,303
185,847
-3,544
92,031
92,799
-768
137,959
120,072
17,887
135,852
116,730
19,122
23,848
32,610
-8,762
66,448
87,801
-21,353
80,973
103,543
-22,570
163,031
208,303
-45,272
3,812
5,263
-1,451
151,760
188,979
-37,219
113,745
126,487
-12,742
277,742
307,609
-29,867
62,790
64,009
-1,219
451,404
426,013
25,391
173,466
184,396
-10,930
194,234
212,230
-17,996
94,811
162,384
-67,573
56,323
68,304
-11,981
412,850
316,023
96,827
104,373
214,167
-109,794
61,785
63,138
-1,353
217,005
121,402
95,603
173,145
81,978
91,167
298,601
124,920
173,681
31,830
10,609
21,221
641,339
113,395
527,944
23,745
20,582
3,163
6,519
5,578
941
29,974
22,853
7,121
3,284
3,436
-152
47,047
37,628
9,419
14,999
16,621
-1,622
48,588
21,452
27,136
37,417
13,110
24,307
12,821
3,590
9,231
130,924
36,121
94,803
111,893
104,647
7,246
12,178
11,329
849
53,237
9,844
43,393
12,579
14,733
-2,154
58,639
58,975
-336
18,703
18,398
305
29,062
28,712
350
39,411
31,927
7,484
27,572
21,954
5,618
3,230
3,178
52
45,539
14,588
30,951
73,063
81,731
-8,668
9,597
10,591
-994
63,757
61,766
1,991
16,484
15,054
1,430
6,571
7,181
-610
137,277
123,064
14,213
150,960
92,366
58,594
122,248
74,585
47,663
157,670
161,152
-3,482
249,234
220,691
28,543
57,186
56,579
607
12,639
3,010
9,629
294,291
260,915
33,376
207,230
183,163
24,067
7,043
8,059
-1,016
39,616
26,721
12,895
3,642
2,444
1,198
26,422
9,221
17,201
3,729
4,033
-304
66,599
126,207
-59,608
56,217
105,372
-49,155
84,400
136,675
-52,275
83,628
110,234
-26,606
143,460
272,107
-128,647
584,818
43,156
541,662
69,309
73,935
-4,626
42,284
44,310
-2,026
6,123
8,178
-2,055
274
361
-87
36,744
35,344
1,400
13,837
12,313
1,524
76,056
80,613
-4,557
35,852
36,442
-590
24,359
25,262
-903
27,222
27,024
198
18,485
18,044
441
92,030
57,075
34,955
11,833
13,407
-1,574
54,511
64,873
-10,362
3,171
5,133
-1,962
2,953
3,731
-778
5,711
6,702
-991
8,795
8,712
83
2,469
2,364
105
14,534
12,268
2,266
158,409
168,598
-10,189
180,198
184,775
-4,577
90,099
88,921
1,178
186,457
167,173
19,284
184,268
196,600
-12,332
10,509
8,334
2,175
17,919
11,079
6,840
11,891
10,024
1,867
32,291
29,001
3,290
6,651
6,778
-127
25,497
27,448
-1,951
1,974
1,988
-14
4,126
4,728
-602
3,643
3,738
-95
41,598
42,803
-1,205
4,659
4,091
568
39,163
41,291
-2,128
20,127
18,656
1,471
38,478
29,152
9,326
41,325
41,684
-359
10,192
13,798
-3,606
21,241
22,201
-960
113,609
110,135
3,474
62,329
59,484
2,845
22,929
21,877
1,052
3,326
3,281
45
5,785
7,287
-1,502
11,186
13,087
-1,901
17,519
18,144
-625
26,982
29,428
-2,446
7,208
14,629
-7,421
8,791
17,012
-8,221
37,856
71,571
-33,715
2,468
4,616
-2,148
14,192
26,466
-12,274
14,528
23,958
-9,430
6,935
10,693
-3,758
13,411
19,205
-5,794
20,653
24,965
-4,312
5,798
6,775
-977
10,305
10,615
-310
23,961
24,543
-582
180,609
161,193
19,416
175,448
49,763
125,685
163,227
165,012
-1,785
203,982
165,811
38,171
11,130
8,487
2,643
26,300
20,023
6,277
17,077
13,056
4,021
16,420
9,896
6,524
3,923
4,042
-119
28,203
32,705
-4,502
6,847
7,936
-1,089
16,322
18,518
-2,196
205,081
32,363
172,718
10,613
12,162
-1,549
49,986
53,299
-3,313
34,951
37,674
-2,723
58,319
60,234
-1,915
77,488
74,819
2,669
169,810
163,199
6,611
477,045
91,762
385,283
48,123
41,042
7,081
60,613
50,618
9,995
3,640
3,029
611
121,298
101,639
19,659
5,006
4,241
765
69,908
57,225
12,683
44,519
35,812
8,707
23,064
18,484
4,580
27,042
27,874
-832
16,526
18,373
-1,847
69,991
75,221
-5,230
17,863
17,468
395
22,469
25,566
-3,097
7,276
7,219
57
28,045
19,721
8,324
6,744
7,268
-524
15,351
14,829
522
81,445
7,383
74,062
8,689
7,726
963
59,106
30,245
28,861
5,876
1,649
4,227
88,221
24,594
63,627
8,352
2,053
6,299
7,223
8,695
-1,472
101,506
102,586
-1,080
61,275
57,515
3,760
161,786
162,468
-682
82,014
74,363
7,651
2,243
1,914
329
182,227
239,143
-56,916
405,392
443,981
-38,589
8,332
13,121
-4,789
6,943
7,741
-798
5,778
5,241
537
16,649
16,204
445
7,053
6,826
227
15
11
4
76,803
65,441
11,362
21,752
17,801
3,951
68,147
66,166
1,981
6,738
6,304
434
85,623
103,633
-18,010
10,505
13,413
-2,908
307,558
151,481
156,077
144,837
142,916
1,921
150,207
147,739
2,468
71,143
58,095
13,048
73,142
32,753
40,389
62,883
27,338
35,545
2,834
2,939
-105
69,165
70,598
-1,433
38,500
39,177
-677
25,710
25,743
-33
18,217
14,640
3,577
27,501
20,455
7,046
77,339
55,932
21,407
45,370
32,111
13,259
109,721
108,725
996
67,396
65,599
1,797
118,024
109,540
8,484
518,002
446,755
71,247
38,935
26,283
12,652
27,112
18,322
8,790
12,911
8,356
4,555
22,594
14,587
8,007
3,364
3,353
11
259,765
143,940
115,825
49,276
48,101
1,175
54,471
42,735
11,736
16,923
9,200
7,723
15,066
16,375
-1,309
39,304
36,819
2,485
13,181
9,055
4,126
5,085
4,515
570
65,365
61,226
4,139
4,234
3,827
407
11,162
7,492
3,670
88,141
51,887
36,254
10,015
10,358
-343
239,035
194,135
44,900
234,069
154,261
79,808
13,317
7,363
5,954
227,094
226,484
610
300,778
228,137
72,641
35,216
35,382
-166
22,203
34,016
-11,813
8,272
12,624
-4,352
45,120
71,428
-26,308
43,441
68,718
-25,277
230,311
193,343
36,968
60,931
32,363
28,568
10,208
5,451
4,757
68,015
21,770
46,245
107
34
73
7,994
8,408
-414
42,911
12,275
30,636
29,667
28,039
1,628
6,195
6,705
-510
21,097
20,617
480
71,445
55,952
15,493
13,562
9,097
4,465
38,559
22,994
15,565
36,452
21,091
15,361
48,107
9,847
38,260
55,457
10,397
45,060
14,401
2,641
11,760
144,307
25,802
118,505
76,061
66,822
9,239
9,267
8,076
1,191
21,076
16,468
4,608
35,610
28,764
6,846
31,629
34,291
-2,662
216,312
283,953
-67,641
32,739
44,187
-11,448
535,096
542,929
-7,833
36,213
8,197
28,016
40,553
9,090
31,463
4,712
4,586
126
29,630
29,129
501
56,343
60,848
-4,505
97,186
97,151
35
246,734
209,867
36,867
65,349
50,907
14,442
334,862
333,385
1,477
6,890
5,427
1,463
12,467
9,088
3,379
31,688
31,625
63
19,652
17,650
2,002
34,735
30,488
4,247
3,047
1,419
1,628
199,187
292,240
-93,053
166,694
243,469
-76,775
43,890
64,030
-20,140
116,414
160,263
-43,849
223,713
37,833
185,880
14,379
14,340
39
34,659
30,412
4,247
4,581
1,035
3,546
11,642
13,216
-1,574
86,306
44,182
42,124
275,970
124,539
151,431
38,433
33,248
5,185
35,707
25,760
9,947
9,391
6,784
2,607
60,971
42,858
18,113
8,427
8,586
-159
23,911
29,512
-5,601
17,767
21,800
-4,033
73,337
76,391
-3,054
50,858
26,513
24,345
21,309
10,645
10,664
72,488
28,992
43,496
34,495
13,613
20,882
20,514
7,691
12,823
46,610
17,610
29,000
34,782
46,629
-11,847
122,304
60,405
61,899
11,088
5,563
5,525
17,993
9,020
8,973
15,471
7,657
7,814
8,752
6,888
1,864
27,938
15,402
12,536
8,331
3,459
4,872
53,731
22,815
30,916
5,108
6,014
-906
7,754
20,514
-12,760
192,282
500,000
-307,718
205,819
250,000
-44,181
479,097
500,000
-20,903
29,024
27,722
1,302
8,117
1,889
6,228
5,696
5,967
-271
26,180
28,068
-1,888
16,691
32,935
-16,244
8,571
18,391
-9,820
28,536
60,902
-32,366
12,448
26,253
-13,805
7,490
15,789
-8,299
56,505
48,295
8,210
42,441
34,075
8,366
18,672
19,725
-1,053
57,751
62,325
-4,574
109,151
116,260
-7,109
7,309
7,950
-641
59,668
64,900
-5,232
1,500,000
1,518,617
-18,617
16,067
14,981
1,086
45,877
35,514
10,363
26,850
15,598
11,252
45,454
24,181
21,273
61,184
32,617
28,567
121,880
117,749
4,131
57,703
28,116
29,587
22,016
10,405
11,611
267,030
116,092
150,938
483,358
258,616
224,742
79,003
77,428
1,575
141,821
137,208
4,613
189,552
126,823
62,729
33,741
17,902
15,839
28,803
13,316
15,487
100,745
76,752
23,993
22,314
20,997
1,317
6,178
5,114
1,064
7,201
8,149
-948
13,203
14,801
-1,598
14,259
15,445
-1,186
9,599
29,244
-19,645
6,618
20,021
-13,403
8,753
26,258
-17,505
7,500
23,356
-15,856
26,819
83,391
-56,572
13,983
43,447
-29,464
3,193
9,873
-6,680
30,852
27,246
3,606
22,818
30,762
-7,944
5,578
6,364
-786
106,855
81,748
25,107
46,968
40,667
6,301
8,319
9,033
-714
19,286
14,639
4,647
85,340
24,747
60,593
4,580
1,216
3,364
11,671
12,822
-1,151
116,078
102,724
13,354
153,097
133,057
20,040
25,911
26,826
-915
40,125
43,063
-2,938
34,885
42,063
-7,178
6,680
7,942
-1,262
127,219
150,921
-23,702
19,595
22,842
-3,247
29,689
34,417
-4,728
43,053
78,664
-35,611
38,948
68,619
-29,671
18,209
30,577
-12,368
25,585
42,514
-16,929
9,444
15,693
-6,249
2,372
3,846
-1,474
18,658
29,470
-10,812
9,677
15,118
-5,441
107,361
131,883
-24,522
55,150
54,111
1,039
21,106
20,310
796
11,209
9,709
1,500
94,279
129,084
-34,805
57,707
51,628
6,079
148,424
95,598
52,826
49,633
31,632
18,001
142,999
90,355
52,644
160,075
208,336
-48,261
182,297
235,877
-53,580
234,410
180,407
54,003
125,978
144,695
-18,717
24,634
26,852
-2,218
189,190
186,945
2,245
57,445
51,162
6,283
99,174
76,499
22,675
38,615
25,206
13,409
194,551
245,199
-50,648
392,371
422,929
-30,558
16,378
16,934
-556
25,785
26,423
-638
12,262
11,585
677
33,212
35,441
-2,229
86,369
97,564
-11,195
35,434
38,993
-3,559
24,804
27,295
-2,491
272,720
237,856
34,864
63,709
53,646
10,063
31,016
26,025
4,991
33,842
30,624
3,218
6,204
5,607
597
20,309
19,284
1,025
34,873
25,020
9,853
34,724
26,817
7,907
81,307
97,121
-15,814
180,650
193,972
-13,322
60,980
42,882
18,098
92,929
85,163
7,766
190,418
143,872
46,546
45,441
44,973
468
5,368
5,953
-585
418,407
183,489
234,918
87,809
21,643
66,166
175,981
21,242
154,739
234,551
215,852
18,699
36,299
25,712
10,587
41,164
30,160
11,004
2,143
1,389
754
5,402
5,528
-126
21,338
16,795
4,543
73,509
49,879
23,630
10,562
6,747
3,815
45,807
29,257
16,550
6,444
6,462
-18
62,178
35,706
26,472
7,524
8,254
-730
26,894
32,607
-5,713
62,914
63,045
-131
29,784
28,855
929
1,576
1,604
-28
666
1,619
-953
31,256
74,594
-43,338
12,618
28,905
-16,287
31,900
66,478
-34,578
14,240
21,864
-7,624
19,793
26,088
-6,295
29,745
38,870
-9,125
97,744
85,085
12,659
112,712
146,886
-34,174
143,013
183,467
-40,454
43,120
54,083
-10,963
166,901
178,117
-11,216
348,721
525,373
-176,652
139,017
191,951
-52,934
118,227
157,149
-38,922
115,593
142,682
-27,089
22,145
20,062
2,083
16,687
12,858
3,829
6,824
6,722
102
238,379
124,250
114,129
159,439
70,923
88,516
150,487
141,742
8,745
56,982
52,769
4,213
8,642
8,775
-133
46,006
38,001
8,005
4,728
3,469
1,259
30,443
22,125
8,318
28,250
20,381
7,869
21,219
20,637
582
34,915
31,255
3,660
4,816
5,688
-872
19,208
21,502
-2,294
51,546
38,080
13,466
30,807
21,669
9,138
563,667
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
1,983
b
-2,886
c
863
d
212
e
-82,158
-15,984
-62,320
-70,873
-58,517
-3,469
-3,544
-768
17,887
19,122
-8,762
-21,353
-22,570
-45,272
-1,451
-37,219
-12,742
-29,867
-1,219
25,391
-10,930
-17,996
-67,573
-11,981
96,827
-109,794
-1,353
95,603
91,167
173,681
21,221
527,944
3,163
941
7,121
-152
9,419
-1,622
27,136
24,307
9,231
94,803
7,246
849
43,393
-2,154
-336
305
350
7,484
5,618
52
30,951
-8,668
-994
1,991
1,430
-610
14,213
58,594
47,663
-3,482
28,543
607
9,629
33,376
24,067
-1,016
12,895
1,198
17,201
-304
-59,608
-49,155
-52,275
-26,606
-128,647
541,662
-4,626
-2,026
-2,055
-87
1,400
1,524
-4,557
-590
-903
198
441
34,955
-1,574
-10,362
-1,962
-778
-991
83
105
2,266
-10,189
-4,577
1,178
19,284
-12,332
2,175
6,840
1,867
3,290
-127
-1,951
-14
-602
-95
-1,205
568
-2,128
1,471
9,326
-359
-3,606
-960
3,474
2,845
1,052
45
-1,502
-1,901
-625
-2,446
-7,421
-8,221
-33,715
-2,148
-12,274
-9,430
-3,758
-5,794
-4,312
-977
-310
-582
19,416
125,685
-1,785
38,171
2,643
6,277
4,021
6,524
-119
-4,502
-1,089
-2,196
172,718
-1,549
-3,313
-2,723
-1,915
2,669
6,611
385,283
7,081
9,995
611
19,659
765
12,683
8,707
4,580
-832
-1,847
-5,230
395
-3,097
57
8,324
-524
522
74,062
963
28,861
4,227
63,627
6,299
-1,472
-1,080
3,760
-682
7,651
329
-56,916
-38,589
-4,789
-798
537
445
227
4
11,362
3,951
1,981
434
-18,010
-2,908
156,077
1,921
2,468
13,048
40,389
35,545
-105
-1,433
-677
-33
3,577
7,046
21,407
13,259
996
1,797
8,484
71,247
12,652
8,790
4,555
8,007
11
115,825
1,175
11,736
7,723
-1,309
2,485
4,126
570
4,139
407
3,670
36,254
-343
44,900
79,808
5,954
610
72,641
-166
-11,813
-4,352
-26,308
-25,277
36,968
28,568
4,757
46,245
73
-414
30,636
1,628
-510
480
15,493
4,465
15,565
15,361
38,260
45,060
11,760
118,505
9,239
1,191
4,608
6,846
-2,662
-67,641
-11,448
-7,833
28,016
31,463
126
501
-4,505
35
36,867
14,442
1,477
1,463
3,379
63
2,002
4,247
1,628
-93,053
-76,775
-20,140
-43,849
185,880
39
4,247
3,546
-1,574
42,124
151,431
5,185
9,947
2,607
18,113
-159
-5,601
-4,033
-3,054
24,345
10,664
43,496
20,882
12,823
29,000
-11,847
61,899
5,525
8,973
7,814
1,864
12,536
4,872
30,916
-906
-12,760
-307,718
-44,181
-20,903
1,302
6,228
-271
-1,888
-16,244
-9,820
-32,366
-13,805
-8,299
8,210
8,366
-1,053
-4,574
-7,109
-641
-5,232
-18,617
1,086
10,363
11,252
21,273
28,567
4,131
29,587
11,611
150,938
224,742
1,575
4,613
62,729
15,839
15,487
23,993
1,317
1,064
-948
-1,598
-1,186
-19,645
-13,403
-17,505
-15,856
-56,572
-29,464
-6,680
3,606
-7,944
-786
25,107
6,301
-714
4,647
60,593
3,364
-1,151
13,354
20,040
-915
-2,938
-7,178
-1,262
-23,702
-3,247
-4,728
-35,611
-29,671
-12,368
-16,929
-6,249
-1,474
-10,812
-5,441
-24,522
1,039
796
1,500
-34,805
6,079
52,826
18,001
52,644
-48,261
-53,580
54,003
-18,717
-2,218
2,245
6,283
22,675
13,409
-50,648
-30,558
-556
-638
677
-2,229
-11,195
-3,559
-2,491
34,864
10,063
4,991
3,218
597
1,025
9,853
7,907
-15,814
-13,322
18,098
7,766
46,546
468
-585
234,918
66,166
154,739
18,699
10,587
11,004
754
-126
4,543
23,630
3,815
16,550
-18
26,472
-730
-5,713
-131
929
-28
-953
-43,338
-16,287
-34,578
-7,624
-6,295
-9,125
12,659
-34,174
-40,454
-10,963
-11,216
-176,652
-52,934
-38,922
-27,089
2,083
3,829
102
114,129
88,516
8,745
4,213
-133
8,005
1,259
8,318
7,869
582
3,660
-872
-2,294
13,466
9,138
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
4,516,513
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
7,622,153
158,305,314
0.048148
2017
6,957,207
156,275,394
0.044519
2016
6,801,986
142,362,503
0.047779
2015
6,954,393
136,059,371
0.051113
2014
5,996,637
143,675,118
0.041737
2
Total
of line 1, column (d)
.....................
2
0.233296
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.046659
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
158,943,013
5
Multiply line 4 by line 3
......................
5
7,416,122
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
75,321
7
Add lines 5 and 6
........................
7
7,491,443
8
Enter qualifying distributions from Part XII, line 4
,.............
8
8,065,228
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
75,321
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
75,321
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
75,321
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
207,360
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
207,360
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
132,039
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
37,662
Refunded
11
94,377
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(866) 752-2127
Located at
135 SOUTH LASALLE ST
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Bank of America N A
CO-TRUSTEE
1
481,880
225 FRANKLIN ST
BOSTON
,
MA
60603
L S S BANK OF AMERICA N A
CO-TRUSTEE
4
20,000
225 FRANKLIN ST
BOSTON
,
MA
60603
A G BANK OF AMERIECA N A
CO-TRUSTEE
4
20,000
225 FRANKLIN ST
BOSTON
,
MA
60603
T S BANK OF AMERIECA N A
CO-TRUSTEE
4
20,000
225 FRANKLIN ST
BOSTON
,
MA
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
156,598,831
b
Average of monthly cash balances
.......................
1b
4,764,634
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
161,363,465
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
161,363,465
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
2,420,452
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
158,943,013
6
Minimum investment return.
Enter 5% of line 5
..................
6
7,947,151
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
7,947,151
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
75,321
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
75,321
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
7,871,830
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
7,871,830
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
7,871,830
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
8,065,228
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
8,065,228
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
75,321
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
7,989,907
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
7,871,830
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
7,425,155
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
8,065,228
a
Applied to 2018, but not more than line 2a
7,425,155
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
640,073
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
7,231,757
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SEE ATTACHED SCHEDULE
SEE ATTACHED
SEE ATTACHED
,
IL
11111
N/A
PC
SEE SCHEDULE ATTACHED
7,656,240
Total
.................................
3a
7,656,240
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
3,549,680
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
4,516,513
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
EXCISE TAX REFUND
1
36,149
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
8,102,342
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
8,102,342
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
4
NOT APPLICABLE
7
NOT APPLICABLE
8
NOT APPLICABLE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description