-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THORNBURG FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
2300 N RIDGETOP RD
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SANTA FE
,
NM
87506
A Employer identification number
85-0457010
B
Telephone number (see instructions)
(505) 467-7853
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
130,920,898
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
13,000,000
2
Check
.............
3
Interest on savings and temporary cash investments
5,502
5,502
4
Dividends and interest from securities
...
2,122,475
2,122,475
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
5,345,890
b
Gross sales price for all assets on line 6a
27,111,093
7
Capital gain net income (from Part IV, line 2)
...
5,437,411
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
0
710,685
12
Total.
Add lines 1 through 11
........
20,473,867
8,276,073
13
Compensation of officers, directors, trustees, etc.
202,500
0
162,000
14
Other employee salaries and wages
......
390,312
0
351,401
15
Pension plans, employee benefits
.......
106,715
0
90,182
16a
Legal fees (attach schedule)
.........
11,880
0
9,212
b
Accounting fees (attach schedule)
.......
16,099
0
175
c
Other professional fees (attach schedule)
....
30,481
0
25,800
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
106,000
0
0
19
Depreciation (attach schedule) and depletion
...
3,368
0
20
Occupancy
..............
1,755
0
1,755
21
Travel, conferences, and meetings
.......
49,035
0
43,726
22
Printing and publications
..........
149
0
0
23
Other expenses (attach schedule)
.......
90,677
45,897
18,158
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
1,008,971
45,897
702,409
25
Contributions, gifts, grants paid
.......
5,317,915
5,317,915
26
Total expenses and disbursements.
Add lines 24 and 25
6,326,886
45,897
6,020,324
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
14,146,981
b
Net investment income
(if negative, enter -0-)
8,230,176
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
903,340
2,506
2,506
2
Savings and temporary cash investments
.........
13,496
10,897,028
10,897,028
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
100,237,370
104,387,290
120,004,929
14
Land, buildings, and equipment: basis
12,983
Less: accumulated depreciation (attach schedule)
1,298
2,070
11,685
11,685
15
Other assets (describe
)
0
4,750
4,750
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
101,156,276
115,303,259
130,920,898
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
846
848
23
Total liabilities
(add lines 17 through 22)
.........
846
848
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
101,155,430
115,302,411
29
Total net assets or fund balances
(see instructions)
.....
101,155,430
115,302,411
30
Total liabilities and net assets/fund balances
(see instructions)
.
101,156,276
115,303,259
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
101,155,430
2
Enter amount from Part I, line 27a
.....................
2
14,146,981
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
115,302,411
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
115,302,411
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
21651SH THORNBURG VALUE
2013-11-22
2019-06-04
b
2496SH THORNBURG VALUE
2013-11-22
2019-12-19
c
46075SH THORNBURG VALUE
2013-11-22
2019-12-20
d
602SH THORNBURG VALUE
2013-12-24
2019-12-20
e
839SH THORNBURG VALUE
2014-09-24
2019-12-20
157SH THORNBURG VALUE
2014-12-24
2019-12-20
19395SH THORNBURG VALUE
2015-02-03
2019-12-20
14101SH THORNBURG VALUE
2017-12-13
2019-12-20
154440SH THORNBURG US GOVT
2017-09-11
2019-05-14
14065SH THORNBURG US GOVT
2017-09-11
2019-08-22
46838SH THORNBURG BETTER WORLD
2015-10-01
2019-06-04
36576SH THORNBURG CORE GROWTH
2013-11-07
2019-06-04
72206SH THORNBURG CORE GROWTH
2013-11-07
2019-12-19
7461SH THORNBURG CORE GROWTH
2015-12-09
2019-12-19
66667SH THORNBURG CORE GROWTH
2019-11-30
2019-12-20
3288SH THORNBURG CORE GROWTH
2019-12-19
2019-12-20
32007SH THORNBURG INT'L GROWTH
2012-12-19
2019-06-04
157407SH THORNBURG LONG SHORT
2017-05-17
2019-09-11
185009SH THORNBURG INCOME BUILDER
2012-12-20
2019-06-04
22624SH THORNBURG GLOBAL OPPS
2012-12-19
2019-06-04
CHARLES SCHWAB MBS
2010-11-04
2019-12-31
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,500,000
1,041,145
458,855
b
200,000
158,905
41,095
c
3,689,673
2,933,319
756,354
d
48,208
38,326
9,882
e
67,187
53,414
13,773
12,573
9,995
2,578
1,553,152
1,234,763
318,389
1,129,207
897,776
231,431
2,000,000
2,018,533
-18,533
184,248
183,699
549
600,000
565,340
34,660
1,500,000
893,855
606,145
3,036,262
2,444,534
591,728
313,735
252,592
61,143
2,811,348
2,257,012
554,336
138,655
111,315
27,340
700,000
599,209
100,791
1,700,000
1,723,454
-23,454
3,900,000
3,504,080
395,920
600,000
461,130
138,870
382,807
290,933
91,874
1,043,685
1,043,685
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
458,855
b
41,095
c
756,354
d
9,882
e
13,773
2,578
318,389
231,431
-18,533
549
34,660
606,145
591,728
61,143
554,336
27,340
100,791
-23,454
395,920
138,870
91,874
1,043,685
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
5,437,411
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
5,887,149
115,804,582
0.050837
2017
5,280,511
111,850,353
0.047210
2016
4,814,403
105,475,135
0.045645
2015
6,012,486
107,893,121
0.055726
2014
4,340,225
105,547,564
0.041121
2
Total
of line 1, column (d)
.....................
2
0.240539
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.048108
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
112,640,572
5
Multiply line 4 by line 3
......................
5
5,418,913
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
82,302
7
Add lines 5 and 6
........................
7
5,501,215
8
Enter qualifying distributions from Part XII, line 4
,.............
8
6,020,324
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
82,302
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
82,302
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
82,302
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
109,078
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
109,078
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
26,776
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
26,776
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NM
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.THORNBURGFOUNDATION.ORG
14
The books are in care of
KEVIN HANSEN
Telephone no.
(505) 467-7044
Located at
2300 N RIDGETOP RD
SANTA FE
NM
ZIP+4
87506
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
GARRETT THORNBURG
PRESIDENT
2.00
0
0
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
LLOYD THORNBURG
DIRECTOR
1.00
0
0
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
KEVIN HANSEN
SECRETARY / TREASURER
3.00
0
0
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
ALON KASHA
DIRECTOR
1.00
0
0
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
ALLAN OLIVER
EXECUTIVE DIRECTOR
40.00
202,500
13,229
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
FRED NATHAN
DIRECTOR
1.00
0
0
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
STEVEN M WEINBERG II
POLICY OFFICER
40.00
124,167
18,805
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
HEATHER BALAS
POLICY OFFICER
40.00
92,083
13,210
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
BRYAN CRAWFORD-GARRETT
POLICY OFFICER
40.00
95,640
2,869
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
LESLIE GARCIA
ADMIN DIRECTOR
40.00
78,422
18,689
0
2300 N RIDGETOP RD
SANTA FE
,
NM
87506
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
97,187,085
b
Average of monthly cash balances
.......................
1b
2,721,912
c
Fair market value of all other assets (see instructions)
................
1c
14,446,914
d
Total
(add lines 1a, b, and c)
.........................
1d
114,355,911
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
114,355,911
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
1,715,339
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
112,640,572
6
Minimum investment return.
Enter 5% of line 5
..................
6
5,632,029
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
5,632,029
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
82,302
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
82,302
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
5,549,727
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
5,549,727
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
5,549,727
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
6,020,324
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
6,020,324
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
82,302
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
5,938,022
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
5,549,727
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
2,588,486
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
6,020,324
a
Applied to 2018, but not more than line 2a
2,588,486
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
3,431,838
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
2,117,889
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
GARRETT THORNBURG
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
501CPA
3900 OSUNA RD NE
ALBUQUERQUE
,
NM
871094459
NONE
PC
SUPPORT FOR EARLY CHILDHOOD PROVIDERS
22,000
ALBUQUERQUE COMMUNITY FOUNDATION
PO BOX 25266
ALBUQUERQUE
,
NM
87125
NONE
PC
SUPPORTING CENSUS OUTREACH
80,000
AMERICAN CIVIL LIBERTIES UNION OF NEW MEXICO FOUNDATION
PO BOX 566
ALBUQUERQUE
,
NM
87103
NONE
PC
OPERATING SUPPORT
25,000
APEX ARTS LEAGUE
2140 E SOUTHLAKE BLVD STE L-425
SOUTHLAKE
,
TX
76092
NONE
PC
OPERATING SUPPORT
2,500
AUDUBON NEW MEXICO
PO BOX 9314
SANTA FE
,
NM
875049314
NONE
PC
CONSERVING WORKING GRASSLANDS FOR PEOPLE & BIRDS THROUGH SCIENCE
50,000
BIG BROTHERS BIG SISTERS MOUNTAIN REGION
1229 S ST FRANCIS DR STE C
SANTA FE
,
NM
87505
NONE
PC
OPERATING SUPPORT
5,000
BIG BROTHERS BIG SISTERS OF NORTHERN NM
1229 S ST FRANCIS DR STE C
SANTA FE
,
NM
87505
NONE
PC
OPERATING SUPPORT
1,200
BIRD CONSERVANCY OF THE ROCKIES
230 CHERRY ST STE 150
FORT COLLINS
,
CO
805212074
NONE
PC
GRASSLAND STEWARDSHIP & RESILIENT COMMUNITIES IN NEW MEXICO
40,000
BOARD OF REGENTS NEW MEXICO STATE UNIVERSITY
MSC RAS PO BOX 30002
LAS CRUCES
,
NM
88003
NONE
PC
PUBLIC EDUCATION RANK CHOICE VOTING
14,000
CENTER FOR CHILD AND FAMILY HEALTH
1121 W CHAPEL HILL ST STE 100
DURHAM
,
NC
277013080
NONE
PC
HOME VISITING PLANNING
65,000
CENTER FOR RESPONSIVE POLITICS
1300 L ST NW STE 200
WASHINGTON
,
DC
200054107
NONE
PC
CAMPAIGN FINANCE RESEARCH
25,000
CENTER OF SOUTHWEST CULTURE
505 MARQUETTE AVE NW STE 1610
ALBUQUERQUE
,
NM
871022158
NONE
PC
BUILD NONPROFIT NETWORK OF FAMILY FARMER CO-OPS
30,000
CENTRAL NEW MEXICO COMMUNITY COLLEGE FOUNDATION INC
525 BUENA VISTA DRIVE SE
ALBUQUERQUE
,
NM
871063232
NONE
PC
BUILD A MENTOR NETWORK TO IMPROVE PRACTICUM EXPERIENCES FOR EARLY CHILDHOOD EDUCATION STUDENTS
37,000
CHAMA PEAK LAND ALLIANCE
PO BOX 1544
SANTA FE
,
NM
87504
NONE
PC
OPERATING SUPPORT
50,000
CLAREMONT MCKENNA COLLEGE
400 N CLAREMONT BLVD
CLAREMONT
,
CA
917119845
NONE
PC
OPERATING SUPPORT
25,000
CLIMATE CHANGE LEADERSHIP INSTITUTE
911 STAGECOACH RD
SANTA FE
,
NM
875011160
NONE
PC
NEW MEXICO HEALTHY SOILS PROGRAM START UP
30,000
COMMITTEE FOR ECONOMIC DEVELOPMENT
1530 WILSON BLVD STE 400
ARLINGTON
,
VA
222092447
NONE
PC
POLL OF NEW MEXICO BUSINESS LEADERS
10,000
COMMON CAUSE EDUCATION FUND
805 15TH ST NW STE 800
WASHINGTON
,
DC
200052207
NONE
PC
PUBLIC EDUCATION RANK CHOICE VOTING
15,400
COMMON CAUSE EDUCATION FUND
805 15TH ST NW STE 800
WASHINGTON
,
DC
200052207
NONE
PC
THE NEW MEXICO PLEDGE
328,000
COMMUNITIES IN SCHOOLS OF NM AT SANTA FE
PO BOX 367
SANTA FE
,
NM
875040367
NONE
PC
OPERATING SUPPORT
10,000
COUNCIL FOR STRONG AMERICA
1212 NEW YORK AVE NW
WASHINGTON
,
DC
200053987
NONE
PC
EARLY CHILDHOOD ADVOCACY
40,500
COVENANT PATHWAYS
PO BOX 455
VANDERWAGEN
,
NM
873260455
NONE
PC
REGENERATIVE FOOD PRODUCTION ADVOCACY & APPRENTICESHIP
35,000
CREATIVE SANTA FE
314 READ ST
SANTA FE
,
NM
875012629
NONE
PC
SANTA FE DATA PROGRAM
5,000
CREATIVE SANTA FE
314 READ ST
SANTA FE
,
NM
875012629
NONE
PC
SANTA FE DATA PROGRAM
5,000
CREATIVE SANTA FE
314 READ ST
SANTA FE
,
NM
875012629
NONE
PC
SANTA FE DATA PROGRAM
5,000
CREATIVE SANTA FE
314 READ ST
SANTA FE
,
NM
875012629
NONE
PC
OPERATING SUPPORT
5,000
ESPERANZA SHELTER FOR BATTERED FAMILIES
3130 RUFINA ST
SANTA FE
,
NM
875072933
NONE
PC
OPERATING SUPPORT
10,000
FARM TO TABLE
518 OLD SANTA FE TRAIL STE 1
SANTA FE
,
NM
875050398
NONE
PC
ADVANCING NEW MEXICO FOOD & AGRICULTURE COILITON
25,000
FII-ALBUQUERQUE NM
663 13TH ST STE 200
OAKLAND
,
CA
946121275
NONE
PC
ANTI POVERTY RESEARCH
20,000
FIRST CHOICE COMMUNITY HEALTHCARE
2001 N CENTRO FAMILIAR BLVD SW
ALBUQUERQUE
,
NM
871054592
NONE
PC
FOOD HUB PLANNING
26,000
FJC
520 8TH AVE 20FL
NEW YORK
,
NY
100186507
NONE
PC
RESEARCH & PUBLIC EDUCATION ON PRIMARY REFORM (OPEN PRIMARIES EDUCATION FUND)
87,650
FOOD DEPOT
1222 A SILER RD
SANTA FE
,
NM
875074106
NONE
PC
OPERATING SUPPORT
10,000
FRIENDS OF FONDATION DE FRANCE
275 MADISON AVE FL 6
NEW YORK
,
NY
100161101
NONE
PC
PROJECT SUPPORT
25,000
GERARD'S HOUSE
PO BOX 28693
SANTA FE
,
NM
875928693
NONE
PC
OPERATING SUPPORT
10,000
GIRLS INC OF SANTA FE
301 HILLSIDE AVE
SANTA FE
,
NM
875012217
NONE
PC
OPERATING SUPPORT
10,000
GREATER LAS CRUCES CHAMBER
150 E LOHMAN
LAS CRUCES
,
NM
880013661
NONE
PC
PUBLIC EDUCATION RANK CHOICE VOTING
27,500
HOLISTIC MANAGEMENT INTERNATIONAL
5941 JEFFERSON ST NE STE B
ALBUQUERQUE
,
NM
871093409
NONE
PC
STRENGTHING REGION REGENERATIVE AGRICULTURE COMMUNITY
64,000
INSTITUTE OF AMERICAN ACUPUNCTURE & LIFE MEDICINE
443 N NEW BALLAS RD SUITE 224
ST LOUIS
,
MO
631416858
NONE
PC
OPERATING SUPPORT
5,000
INTERFAITH COMMUNITY SHELTER
PO BOX 22653
SANTA FE
,
NM
875022653
NONE
PC
OPERATING SUPPORT
15,000
INTERFAITH COMMUNITY SHELTER
PO BOX 22653
SANTA FE
,
NM
875022653
NONE
PC
CAPITAL: KITCHEN RENOVATION
25,000
KBFUSAMERICAN FRIENDS OF INSTITUTE CURIE
10 ROCKERFELLER PLAZA 16TH FL
NEW YORK
,
NY
10020
NONE
PC
OPERATING SUPPORT
25,000
KITCHEN ANGELS
1222 SILER RD
SANTA FE
,
NM
875074106
NONE
PC
OPERATING SUPPORT
10,000
KUNM
MSC06 3520 1 UNIVERSITY OF NEW MEXI
ALBUQUERQUE
,
NM
871310001
NONE
PC
OPERATING SUPPORT
5,000
LA FAMILIA MEDICAL CENTER
PO BOX 5395
SANTA FE
,
NM
87502
NONE
PC
OPERATING SUPPORT
10,000
LA SEMILLA FOOD CENTER
PO BOX 2579
ANTHONY
,
NM
880212579
NONE
PC
IMPLEMENTATION & SUPPORT FOR URBAN AG PLAN IN LAS CRUCES
1,000
LEAGUE OF WOMEN VOTERS OF NM
2315 SAN PEDRO DR NE STE F6
ALBUQUERQUE
,
NM
871104158
NONE
PC
NATIVE AMERICAN VOTER GUIDE
43,700
LEARNING POLICY INSTITUTE
1530 PAGE MILL RD STE 200
PALO ALTO
,
CA
953041140
NONE
PC
DEVELOP A LONG-TERM STRATEGIC PLAN FOR EDUCATION IN NEW MEXICO
132,271
LITERACY VOLUNTEERS OF SANTA FE
6401 RICHARDS AVE ROOM 514A
SANTA FE
,
NM
87508
NONE
PC
OPERATING SUPPORT
10,000
LYNN UNIVERSITY
3601 N MILITARY TRL
BOCA RATON
,
FL
334315507
NONE
PC
OPERATING SUPPORT
25,000
MARIA MITCHELL ASSOCIATION
4 VESTAL ST
NANTUCKET
,
MA
025542609
NONE
PC
OPERATING SUPPORT
1,000
MAY CENTER FOR LEARNING
2019 GALISTEO BLDG B
SANTA FE
,
NM
875052143
NONE
PC
OPERATING SUPPORT
5,000
MEDECINS SANS FRONTIERES
40 RECTOR ST FL 16
NEW YORK
,
NY
100061751
NONE
PC
OPERATING SUPPORT
5,000
NANTUCKET HISTORICAL ASSOCIATION
PO BOX 1016
NANTUCKET
,
MA
025541016
NONE
PC
OPERATING SUPPORT
5,000
NASDA
4350 N FAIRFAX DR STE 910
ARLINGTON
,
VA
222031619
NONE
PC
ANNUAL NASDA CONFERENCE SUPPORT
2,500
NATIONAL CONFERENCE OF STATE LEGISTLATORS
7700 E 1ST PL
DENVER
,
CO
802307143
NONE
PC
RESEARCH ON REDISTRICTING
90,000
NATIONAL DANCE INSTITUTE
1140 ALTO ST
SANTA FE
,
NM
875012596
NONE
PC
OPERATING SUPPORT
150,000
NATIONAL YOUNG FARMERS COALITION
PO BOX 1074
HUDSON
,
NY
125349074
NONE
PC
YOUNG, NEW FARMER LEADERSHIP DEVELOPMENT
89,500
NEW MEXICO ACEQUIA ASSOCIATION
805 EARLY ST 203B
SANTA FE
,
NM
875051708
NONE
PC
ACEQUIA FARMERS TRAINING
80,000
NEW MEXICO APPLESEED
600 CENTRAL AVE SE
ALBUQUERQUE
,
NM
871023656
NONE
PC
OPERATING SUPPORT
10,000
NEW MEXICO ASSOCIATION OF CONSERVATION
163 TRAIL CANYON RD
CARLSBAD
,
NM
882209425
NONE
PC
FARM BILL & LOCAL WORK GROUP TRAINING
90,000
NEW MEXICO ASSOCIATION OF CONSERVATION
163 TRAIL CANYON RD
CARLSBAD
,
NM
882209425
NONE
PC
FINANCIAL & TECHNICAL SERVICES TO RANCHERS & FARMERS
85,000
NEW MEXICO CHILDREN'S FOUNDATION
1414 OLD PECOS TRAIL
SANTA FE
,
NM
875054729
NONE
PC
EVENT SUPPORT
5,000
NEW MEXICO COALITION TO END HOMELESSNESS
PO BOX 218
SANTA FE
,
NM
87504
NONE
PC
BUILT FOR ZERO SUPPORT
960
NEW MEXICO COALITION TO END HOMELESSNESS
PO BOX 865
SANTA FE
,
NM
87504
NONE
PC
BUILT FOR ZERO SUPPORT
1,000
NEW MEXICO COALITION TO END HOMELESSNESS
PO BOX 865
SANTA FE
,
NM
87504
NONE
PC
ADVANCING STATE PLAN TO END HOMELESSNESS
25,000
NEW MEXICO COMMUNITY FOUNDATION
8 CALLE MEDICO
SANTA FE
,
NM
875054724
NONE
PC
MEDIA PARTNERSHIP TO COVER GOOD GOVERNMENT ISSUES
60,000
NEW MEXICO COMMUNITY FOUNDATION
8 CALLE MEDICO
SANTA FE
,
NM
875054724
NONE
PC
AGRICULTURAL PROGRAM TO SUPPORT SMALL FARMERS
45,000
NEW MEXICO ENVIRONMENTAL LAW CENTER
1405 LUISA ST STE 5
SANTA FE
,
NM
875054074
NONE
PC
OPERATING SUPPORT
10,000
NEW MEXICO ETHICS WATCH
PO BOX 30586
ALBUQUERQUE
,
NM
871900586
NONE
PC
OPERATING SUPPORT
100,000
NEW MEXICO ETHICS WATCH
PO BOX 30586
ALBUQUERQUE
,
NM
871900586
NONE
PC
RESEARCH & OUTREACH ON LEGISLATIVE ETHICS
100,000
NEW MEXICO FARM & LIVESTOCK BUREAU
2220 N TELSHOR BLVD
LAS CRUCES
,
NM
880118227
NONE
PC
WOMEN IN AGRICULTURE CONFERENCE
500
NEW MEXICO FIRST
PO BOX 56549
ALBUQUERQUE
,
NM
871876549
NONE
PC
ETHICS COMMISSION RESEARCH; INDEPENDENT JOURNALISM RESEARCH
85,000
NEW MEXICO FIRST
PO BOX 56549
ALBUQUERQUE
,
NM
871876549
NONE
PC
RESILIENCE IN NEW MEXICO AGRICULTURE PROJECT
5,000
NEW MEXICO FIRST
PO BOX 56549
ALBUQUERQUE
,
NM
871876549
NONE
PC
CLIFF EFFECTS RESEARCH
75,000
NEW MEXICO FIRST
PO BOX 56549
ALBUQUERQUE
,
NM
871876549
NONE
PC
FACILITATE POST LEGISLATIVE MEETINGS
4,200
NEW MEXICO IN DEPTH
7820 ENCHANTED HILLS BLVD STE A225
RIO RANCHO
,
NM
871448644
NONE
PC
RESEARCH REDISTRICTING IN NEW MEXICO
16,500
NEW MEXICO IN DEPTH
7820 ENCHANTED HILLS BLVD STE A225
RIO RANCHO
,
NM
871448644
NONE
PC
MONEY IN POLITICS COVERAGE
110,000
NEW MEXICO STATE UNIVERSITY FOUNDATION
MSC 3590 PO BOX 30001
LAS CRUCES
,
NM
880033590
NONE
PC
NMSU FARM & RANCH RESOURCE CENTER PROJECT PLANNING GRANT
50,000
NEW MEXICO STATE UNIVERSITY FOUNDATION
MSC 3590 PO BOX 30001
LAS CRUCES
,
NM
880033590
NONE
PC
RESEARCH TO REGENERATE THE DIVERSITY OF LIFE IN SOILS
28,000
NEW MEXICO STATE UNIVERSITY FOUNDATION
MSC 3590 PO BOX 30001
LAS CRUCES
,
NM
880033590
NONE
PC
REGENERATING DIVERSITY OF LIFE IN SOILS
20,000
NEW MEXICO SUICIDE INTERVENSION
PO BOX 6004
SANTA FE
,
NM
875026004
NONE
PC
OPERATING SUPPORT
10,000
NEW VENTURE FUND
1201 CONNECTICUT AVE NW ST 300
WASHINGTON
,
DC
200362656
NONE
PC
SUSTAINABLE AG FUNDERS ASSOCIATION - EVENT SPONSOR
2,500
NM ASSOC FOR THE EDUCATION OF YOUNG CHILDREN
10601 LOMAS NE STE 105
ALBUQUERQUE
,
NM
871125462
NONE
PC
RESEARCH ON EDUCATOR'S NEEDS AS PROFESSIONALS
30,000
NM FOUNDATION FOR OPEN GOVERNMENT
2333 WISCONSIN ST NE
ALBUQUERQUE
,
NM
871104654
NONE
PC
OPEN GOVERNMENT PROJECTS
30,000
NM FOUNDATION FOR OPEN GOVERNMENT
2333 WISCONSIN ST NE
ALBUQUERQUE
,
NM
871104654
NONE
PC
OPERATING SUPPORT
1,000
NM SCHOOL FOR THE ARTS -AI
500 MONTEZUMA AVE 200
SANTA FE
,
NM
875012555
NONE
PC
DEVELOPMENT GRANT
125,000
NM SCHOOL FOR THE ARTS -AI
500 MONTEZUMA AVE 200
SANTA FE
,
NM
875012555
NONE
PC
OPERATING SUPPORT
100,000
NM SCHOOL FOR THE ARTS -AI
500 MONTEZUMA AVE 200
SANTA FE
,
NM
875012555
NONE
PC
OPERATING SUPPORT
100,000
NM SCHOOL FOR THE ARTS -AI
500 MONTEZUMA AVE 200
SANTA FE
,
NM
875012555
NONE
PC
OPERATING SUPPORT
405
NURSE FAMILY PARTNERSHIP
1900 GRANT ST STE 400
DENVER
,
CO
802034304
NONE
PC
EXPAND CAPACITY NURSE FAMILY PARTNERSHIP
60,000
OCEANA INC
1350 CONNECTICUT AVE NW STE 200
WASHINGTON
,
DC
200365425
NONE
PC
OPERATING SUPPORT
5,000
OLE EDUCATION FUND
411 BELLAMAH AVE NW
ALBUQUERQUE
,
NM
871021315
NONE
PC
OPERATING SUPPORT
50,000
PARTNER FOR COMMUNITY ACTION
PO BOX 12320
ALBUQUERQUE
,
NM
871950320
NONE
PC
HOME BASED EARLY CHILDHOOD SUPPORT
50,000
PHS CENTER FOR COMMUNITY HEALTH
8300 CONSTITUTION AVE NE 1ST FL STE
120
ALBUQUERQUE
,
NM
87110
NONE
PC
POWER OF PROCUREMENT CONFERENCE SUPPORT
2,000
PROSPERITY WORKS
909 COPPER AVE NW
ALBUQUERQUE
,
NM
871023029
NONE
PC
LEVERAGING HOME VISITING ENROLLMENT
12,000
PROTEUS FUND
15 RESEARCH DRIVE STE B
AMHERST
,
MA
010022776
NONE
PC
OPERATING SUPPORT
65,000
READING QUEST
991 CAMINO CONSUELO
SANTA FE
,
NM
875075036
NONE
PC
OPERATING SUPPORT
25,000
REGENTS OF THE UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
MSC05-3070
ALBUQUERQUE
,
NM
871310001
NONE
PC
INCREASING HOME VISITING REFERRAL PROGRAMS
85,000
REGENTS OF THE UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
MSC09-5220
ALBUQUERQUE
,
NM
871310001
NONE
GOV
RESEARCH ON CITIZEN STATE LEGISLATURES
31,000
REGENTS OF THE UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
MSC09-5220
ALBUQUERQUE
,
NM
871310001
NONE
GOV
COLLABRATIVE APPRETICESHIP PROGRAM
35,000
RESEARCH & POLLING INC
5140 SAN FRANCISCO RD NE
ALBUQUERQUE
,
NM
871094640
NONE
PC
RESEARCH NEW MEXICO LEGISLATIVE PROCESS
24,379
ROCKY MOUNTAIN PLANNED PARENTHOOD
7155 E 38TH AVE
DENVER
,
CO
802071630
NONE
PC
PROGRAM SUPPORT TO IMPLEMENT LONG ACTING REVERSIBLE CONTRACEPTIVES EXPANSION
25,000
SANTA FE BRIDGE CENTER
3827 THOMAS RD
SANTA FE
,
NM
87507
NONE
PC
OPERATING SUPPORT
5,000
SANTA FE CHILDREN'S MUSEUM
1050 OLD PECOS TRAIL
SANTA FE
,
NM
875052688
NONE
PC
OPERATING SUPPORT
7,000
SANTA FE COMMUNITY COLLEGE FOUNDATION
6401 RICHARDS AVE 111
SANTA FE
,
NM
875084887
NONE
PC
FIRST BORN HOME VISITING PROGRAM
100,000
SANTA FE COMMUNITY COLLEGE FOUNDATION
6401 RICHARDS AVE 111
SANTA FE
,
NM
875084887
NONE
PC
ALIGNING EARLY CHILDHOOD TRAINING WITH DEGREE CREDIT
30,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
EARLY CHILDHOOD ADVOCACY
35,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
"NO SMALL MATTER" CONFERENCE SUPPORT
500
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
GOVERNOR PHILANTHROPY EVENT SUPPORT
1,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
NEW MEXICO LANDRACE CORN PROJECT
25,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
HARVEST FOR IMPACT SUMMIT
5,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
MAYORS VOLUNTEER CELEBRATION SUPPORT
5,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
LOCAL NEWS FUND
49,500
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
SANTA FE DATA PLATFORM DEVELOPMENT
50,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
LOCAL NEWS FUND
25,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
FOOD & AGRICULTURE ZONE GRANT COLLABORATIVE FUND
100,000
SANTA FE COMMUNITY FOUNDATION
501 HALONA ST
SANTA FE
,
NM
875050301
NONE
PC
RESEARCH STATEWIDE DATA COLLABORATION
5,000
SANTA FE MOUNTAIN CENTER
1524 BISHOPS LODGE RD B
SANTA FE
,
NM
87506
NONE
PC
OPERATING SUPPORT
5,000
SANTA FE PREPARATORY SCHOOL
1101 CAMINO DE LA CRUZ BLANCA
SANTA FE
,
NM
875050391
NONE
PC
OPERATING SUPPORT
50,000
SANTA FE SCHOOL FOR THE ARTS & SCIENCES
5912 JAGUAR DR
SANTA FE
,
NM
875071630
NONE
PC
CAPITAL GRANT CAMPAIGN
1,000
SANTA FE VETERANS ALLIANCE
1000 CORDOVA PL 524
SANTA FE
,
NM
875051725
NONE
PC
OPERATING SUPPORT
1,500
SANTA FE VETERANS ALLIANCE
1000 CORDOVA PL 524
SANTA FE
,
NM
875051725
NONE
PC
OPERATING SUPPORT
1,000
SCHOOL YEAR ABROAD
120 WATER ST STE 310
NORTH ANDOVER
,
MA
018452650
NONE
PC
OPERATING SUPPORT
5,000
SHATTUCK - ST MARY'S SCHOOL
PO BOX 218
FARIBAULT
,
MN
550210218
NONE
PC
OPERATING SUPPORT
25,000
SOLACE CRISIS TREATMENT CENTER
6601 VALENTINE WAY
SANTA FE
,
NM
875077301
NONE
PC
OPERATING SUPPORT
10,000
SPANISH COLONIAL ARTS SOCIETY
750 CAMINO LEJO
SANTA FE
,
NM
875057511
NONE
PC
OPERATING SUPPORT
1,000
ST ELIZABETH'S SHELTER
804 ALARID
SANTA FE
,
NM
875053040
NONE
PC
OPERATING SUPPORT
10,000
ST JOHN'S COLLEGE
1101 CAMINO DE LA CRUZ BLANCA
SANTA FE
,
NM
875054584
NONE
PC
OPERATING SUPPORT
20,000
TAOS LAND TRUST
PO BOX 376
TAOS
,
NM
875710376
NONE
PC
MAPPING WORKING LAND RESEARCH
47,500
TEACH PLUS
27 SCHOOL ST 5 FL
BOSTON
,
MA
021084633
NONE
PC
EARLY CHILDHOOD TEACHER ADVOCACY
40,000
THE QUIVIRA COALITION
1413 2ND ST STE 1
SANTA FE
,
NM
875053435
NONE
PC
EVENT SUPPORT
80,000
THE ROADRUNNER FOOD BANK
5840 OFFICE BLVD NE
ALBUQUERQUE
,
NM
871095819
NONE
PC
OPERATING SUPPORT
10,000
THINK NEW MEXICO
1227 PASEO DE PERALTA
SANTA FE
,
NM
875012758
NONE
PC
OPERATING SUPPORT
15,000
THINK NEW MEXICO
1227 PASEO DE PERALTA
SANTA FE
,
NM
875012758
NONE
PC
OPERATING SUPPORT
10,000
TRUE KIDS 1
PO BOX 2301
RANCHOS DE TAOS
,
NM
875572301
NONE
PC
OPERATING SUPPORT
15,000
UNITED WAY OF SANTA FE COUNTY
440 CERRILLOS RD SUITE A
SANTA FE
,
NM
875012644
NONE
PC
SUPPORT PUBLIC EDUCATION AND RESEARCH REGARDING EARLY CHILDHOOD EDUCATION IN NEW MEXICO
750
UNITED WAY OF SANTA FE COUNTY
440 CERRILLOS RD SUITE A
SANTA FE
,
NM
875012644
NONE
PC
EARLY CHILDHOOD DEPARTMENT CONVENING SUPPORT
200,000
UNIVERSITY OF NEW MEXICO FOUNDATION
700 LOMAS BLVD STE 108
ALBUQUERQUE
,
NM
87102
NONE
PC
ENHANCING EARLY CHILDHOOD INSTRUCTION FOR SELF REGULATION
75,000
UNIVERSITY OF NEW MEXICO FOUNDATION
700 LOMAS BLVD STE 108
ALBUQUERQUE
,
NM
87102
NONE
PC
HARNAR AWARD PROGRAM
50,000
UNIVERSITY OF NEW MEXICO FOUNDATION
700 LOMAS BLVD STE 108
ALBUQUERQUE
,
NM
87102
NONE
PC
ASSOCIATE LEVEL EARLY CHILDHOOD RESIDENCY PROGRAM
60,000
UNM CENTER FOR SOCIAL POLICY
1901 LAS LOMAS NE
ALBUQUERQUE
,
NM
871063801
NONE
PC
PUBLIC OPINION RESEARCH: REDISTRICTING
31,500
WESTERN LANDOWNERS ALLIANCE
PO BOX 6278
SANTA FE
,
NM
875026278
NONE
PC
ADVANCE RESEARCH PRACTICES THAT SUSTAIN WORKING LANDS
250,000
WESTERN NEW MEXICO UNIVERSITY
PO BOX 680
SILVER CITY
,
NM
88062
NONE
GOV
SUPPORT EARLY CHILDHOOD PROGRAMS
25,500
WILLIAMS COLLEGE
75 PARK STREET
WILLIAMSTOWN
,
MA
012672141
NONE
PC
OPERATING SUPPORT
25,000
YOUTH SHELTER AND FAMILY SERVICES
PO BOX 28279
SANTA FE
,
NM
875928279
NONE
PC
OPERATING SUPPORT
5,000
Total
.................................
3a
5,317,915
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
5,502
4
Dividends and interest from securities
....
14
2,122,475
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
5,345,890
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
7,473,867
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
7,473,867
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description