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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
CHENSTEINO'MALLEYSVEN FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
C/O BANK OF AMERICA NA PO BOX
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DALLAS
,
TX
752831041
A Employer identification number
91-6498586
B
Telephone number (see instructions)
(800) 357-7094
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,581,530
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
44,573
44,368
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
75,465
b
Gross sales price for all assets on line 6a
377,432
7
Capital gain net income (from Part IV, line 2)
...
75,465
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
120,038
119,833
13
Compensation of officers, directors, trustees, etc.
19,721
11,833
7,888
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,000
1,200
0
800
c
Other professional fees (attach schedule)
....
2,008
2,008
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
644
535
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
25
25
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
24,398
15,576
0
8,713
25
Contributions, gifts, grants paid
.......
94,800
94,800
26
Total expenses and disbursements.
Add lines 24 and 25
119,198
15,576
0
103,513
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
840
b
Net investment income
(if negative, enter -0-)
104,257
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
93,112
114,334
114,334
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,191,439
1,172,346
1,467,196
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,284,551
1,286,680
1,581,530
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,284,551
1,286,680
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,284,551
1,286,680
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,284,551
1,286,680
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,284,551
2
Enter amount from Part I, line 27a
.....................
2
840
3
Other increases not included in line 2 (itemize)
3
1,571
4
Add lines 1, 2, and 3
..........................
4
1,286,962
5
Decreases not included in line 2 (itemize)
5
282
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,286,680
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
31. AT&T INC
2017-07-11
2019-09-26
b
7. AT&T INC
2019-10-30
2020-02-18
c
16. AT&T INC
2017-07-11
2020-02-18
d
2. ABBOTT LABORATORIES
2019-10-30
2020-02-18
e
4. ABBOTT LABORATORIES
2019-10-15
2020-02-18
10. AGILENT TECHNOLOGIES INC
2018-02-05
2019-08-09
8. AGILENT TECHNOLOGIES INC
2017-11-20
2019-08-09
6. ALLSTATE CORPORATION
2019-06-25
2019-09-26
9. ALLSTATE CORPORATION
2020-01-07
2020-02-18
3. ALLSTATE CORPORATION
2019-11-26
2020-02-18
1. ALLSTATE CORPORATION
2019-11-26
2020-02-24
6. AMEREN CORP
2018-08-21
2019-09-26
8. AMEREN CORP
2018-04-18
2019-09-26
3. AMEREN CORP
2019-10-30
2019-11-26
5. AMEREN CORP
2018-04-18
2019-11-26
9. AMEREN CORP
2018-04-18
2020-02-18
12. AMERICAN ELECTRIC POWER CO
2017-09-05
2019-09-26
3. AMERICAN ELECTRIC POWER CO
2019-10-30
2020-02-18
7. AMERICAN ELECTRIC POWER CO
2012-02-01
2020-02-18
26. ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
2015-10-30
2020-06-12
7. APPLE INC COM
2014-02-06
2019-07-23
13. APPLE INC COM
2014-02-06
2019-09-26
3. APPLE INC COM
2019-10-30
2019-11-12
2. APPLE INC COM
2014-02-06
2019-11-12
9. APPLE INC COM
2014-02-06
2020-02-04
7. APPLE INC COM
2014-02-06
2020-02-18
1. APPLE INC COM
2014-02-06
2020-02-24
3. APPLE INC COM
2016-05-13
2020-05-27
9. AUTOMATIC DATA PROCESSING INC
2009-06-19
2019-09-26
3. AUTOMATIC DATA PROCESSING INC
2019-10-30
2020-02-18
3. AUTOMATIC DATA PROCESSING INC
2009-06-19
2020-02-18
1. AUTOMATIC DATA PROCESSING INC
2009-06-19
2020-02-24
2. AVALONBAY CMNTYS INC COM
2020-02-19
2020-02-24
13. BB&T CORPORATION
2018-08-21
2019-09-17
32. BB&T CORPORATION
2018-04-17
2019-09-17
15. BB&T CORPORATION
2018-04-17
2019-09-18
1. BB&T CORPORATION
2018-06-26
2019-09-18
24. BB&T CORPORATION
2018-06-26
2019-09-26
13. BAXTER INTERNATIONAL INC
2019-01-09
2019-09-26
4. BAXTER INTERNATIONAL INC
2019-10-30
2019-12-27
6. BAXTER INTERNATIONAL INC
2019-01-09
2019-12-27
1. BAXTER INTERNATIONAL INC
2018-12-11
2019-12-27
7. BAXTER INTERNATIONAL INC
2018-12-11
2020-02-18
1. BAXTER INTERNATIONAL INC
2018-12-11
2020-02-24
2. BECTON DICKINSON & COMPANY
2019-08-09
2019-09-20
8. BECTON DICKINSON & COMPANY
2019-08-09
2020-05-21
1. BLACKROCK INC CL A
2011-11-09
2019-09-26
1. BLACKROCK INC CL A
2011-11-09
2019-09-26
1. BLACKROCK INC CL A
2011-11-09
2020-02-18
1. BOSTON SCIENTIFIC CORPORATION
2017-11-21
2019-08-09
34. BOSTON SCIENTIFIC CORPORATION
2017-11-21
2019-08-09
31. BRISTOL MYERS SQUIBB CO COM
2015-06-29
2019-09-26
9. BRISTOL MYERS SQUIBB CO COM
2015-06-29
2020-02-18
13. BRISTOL MYERS SQUIBB CO COM
2015-06-20
2020-02-18
5. BROADCOM INC COM
2019-05-14
2019-09-26
2. BROADCOM INC COM
2020-01-21
2020-02-18
1. BROADCOM INC COM
2019-05-14
2020-02-18
1. BROADCOM INC COM
2019-05-19
2020-02-18
1. BROADCOM INC COM
2019-05-19
2020-02-24
7. CME GROUP INC COM
2011-11-16
2019-09-26
3. CME GROUP INC COM
2019-10-30
2020-02-18
3. CME GROUP INC COM
2019-11-26
2020-02-18
13. CMS ENERGY CORP COM
2017-01-10
2019-09-26
3. CMS ENERGY CORP COM
2012-02-14
2019-09-26
5. CMS ENERGY CORP COM
2019-10-30
2019-11-26
10. CMS ENERGY CORP COM
2012-02-14
2019-11-26
10. CMS ENERGY CORP COM
2012-02-14
2020-02-18
17. CHEVRONTEXACO CORP COM
2019-06-25
2019-09-26
5. CHEVRONTEXACO CORP COM
2019-05-14
2019-09-26
6. CHEVRONTEXACO CORP COM
2017-10-17
2020-02-18
11. CHEVRONTEXACO CORP COM
2018-11-27
2020-02-18
2. CHEVRONTEXACO CORP COM
2019-04-22
2020-02-18
3. CHEVRONTEXACO CORP COM
2019-10-30
2020-02-18
1. CHEVRONTEXACO CORP COM
2019-03-25
2020-02-24
30. CISCO SYSTEMS INCORPORATED
2018-08-21
2019-08-06
20. CISCO SYSTEMS INCORPORATED
2018-08-21
2019-09-26
44. CISCO SYSTEMS INCORPORATED
2018-04-17
2019-09-26
11. CISCO SYSTEMS INCORPORATED
2019-10-30
2020-02-18
21. CISCO SYSTEMS INCORPORATED
2018-04-17
2020-02-18
19. CISCO SYSTEMS INCORPORATED
2016-02-12
2020-02-18
4. CISCO SYSTEMS INCORPORATED
2016-02-12
2020-02-24
31. COMCAST CORP NEW CL A COM
2019-06-25
2019-09-26
28. COMCAST CORP NEW CL A COM
2014-07-17
2019-09-26
9. COMCAST CORP NEW CL A COM
2019-10-30
2019-11-26
8. COMCAST CORP NEW CL A COM
2014-07-17
2019-11-26
13. COMCAST CORP NEW CL A COM
2020-02-04
2020-02-18
37. COMCAST CORP NEW CL A COM
2014-07-17
2020-02-18
18. CONOCOPHILLIPS COM
2018-07-25
2019-09-26
5. CONOCOPHILLIPS COM
2018-08-21
2019-09-26
1. CONOCOPHILLIPS COM
2018-08-01
2020-02-18
21. CONOCOPHILLIPS COM
2018-08-21
2020-02-18
.667 CORTEVA INC COM
2018-08-07
2019-07-12
2.333 CORTEVA INC COM
2018-08-07
2019-07-16
6.667 CORTEVA INC COM
2017-02-22
2019-07-16
.667 CORTEVA INC COM
2019-04-22
2019-07-16
9.667 CORTEVA INC COM
2016-10-18
2019-07-16
3.333 CORTEVA INC COM
2016-03-18
2019-07-16
16.333 CORTEVA INC COM
2016-02-12
2019-07-16
6. CROWN CASTLE INTL CORP REITS
2015-08-14
2019-09-26
2. CROWN CASTLE INTL CORP REITS
2019-10-30
2020-02-18
2. CROWN CASTLE INTL CORP REITS
2015-08-14
2020-02-18
1. CROWN CASTLE INTL CORP REITS
2015-08-14
2020-02-24
4. CUMMINS ENGINE INC
2017-05-02
2019-09-26
1. CUMMINS ENGINE INC
2019-10-30
2020-02-18
3. CUMMINS ENGINE INC
2017-05-02
2020-02-18
4. DEERE & COMPANY
2019-04-30
2019-09-26
3. DEERE & COMPANY
2019-11-26
2020-02-18
3. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-07-17
2020-01-30
4. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-07-14
2020-01-30
3. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-10-25
2020-01-30
5. DIGITAL RLTY TR INC REITS
2018-06-26
2019-09-26
1. DIGITAL RLTY TR INC REITS
2016-12-13
2019-09-26
2. DIGITAL RLTY TR INC REITS
2019-10-30
2020-02-18
7. DIGITAL RLTY TR INC REITS
2019-11-27
2020-02-18
5. DISNEY WALT CO
2016-01-12
2019-08-09
8. DISNEY WALT CO
2019-04-30
2019-09-26
2. DISNEY WALT CO
2019-01-09
2019-09-26
9. DISNEY WALT CO
2019-01-09
2019-10-29
3. DISNEY WALT CO
2019-10-30
2020-02-04
3. DISNEY WALT CO
2019-01-09
2020-02-04
2. DISNEY WALT CO
2017-07-11
2020-02-04
6. DISNEY WALT CO
2017-07-11
2020-02-18
1. DISNEY WALT CO
2017-07-11
2020-02-24
26. DISNEY WALT CO
2017-07-11
2020-04-28
18. DISNEY WALT CO
2017-08-22
2020-04-28
8. DOMINION ENERGY INC COM
2019-08-20
2019-09-26
2. DOMINION ENERGY INC COM
2019-10-30
2020-02-18
4. DOMINION ENERGY INC COM
2019-08-20
2020-02-18
4.667 DOW INC COM
2017-02-22
2019-09-26
1. DOW INC COM
2019-04-22
2019-09-26
13.333 DOW INC COM
2019-04-30
2019-09-26
14. DOW INC COM
2019-04-30
2019-11-12
3. DOW INC COM
2019-04-30
2019-11-12
4.667 DOW INC COM
2019-04-30
2020-02-18
3.333 DOW INC COM
2016-10-18
2020-02-18
2. DOW INC COM
2016-10-18
2020-02-24
4.334 DOW INC COM
2016-10-18
2020-04-02
43. DOW INC COM
2019-05-14
2020-04-02
3. DOW INC COM
2019-04-17
2020-04-02
3.333 DOW INC COM
2016-03-18
2020-04-02
16.333 DOW INC COM
2016-02-12
2020-04-02
1. ONEX CORP COM
2015-10-30
2020-03-27
29. ONEX CORP COM
2015-10-30
2020-03-30
15. ONEX CORP COM
2015-10-30
2020-03-31
.667 DUPONT DE NEMOURS INC COM
2018-08-07
2019-07-12
.333 DUPONT DE NEMOURS INC COM
2018-08-07
2019-09-26
5.667 DUPONT DE NEMOURS INC COM
2017-02-22
2019-09-26
1. DUPONT DE NEMOURS INC COM
2017-02-22
2019-10-15
.667 DUPONT DE NEMOURS INC COM
2019-04-22
2019-10-15
9.667 DUPONT DE NEMOURS INC COM
2016-10-18
2019-10-15
3.333 DUPONT DE NEMOURS INC COM
2016-03-18
2019-10-15
7.333 DUPONT DE NEMOURS INC COM
2016-02-12
2019-10-15
9. DUPONT DE NEMOURS INC COM
2016-02-12
2019-10-16
1. EOG RESOURCES INC
2018-11-09
2020-02-24
5. EOG RESOURCES INC
2018-11-09
2020-02-24
13. EOG RESOURCES INC
2017-11-03
2020-02-24
5. EOG RESOURCES INC
2017-11-03
2020-02-24
13. EVERSOURCE ENERGY COM
2018-08-21
2019-09-26
4. EVERSOURCE ENERGY COM
2019-10-30
2019-11-26
1. EVERSOURCE ENERGY COM
2018-08-21
2019-11-26
7. EVERSOURCE ENERGY COM
2015-09-29
2019-11-26
5. EVERSOURCE ENERGY COM
2015-09-29
2020-02-18
4. EVERSOURCE ENERGY COM
2015-09-28
2020-02-18
13. EXXON MOBIL CORPORATION
2015-11-12
2019-08-20
15. EXXON MOBIL CORPORATION
2015-11-12
2019-09-26
10. EXXON MOBIL CORPORATION
2011-11-04
2019-09-26
3. EXXON MOBIL CORPORATION
2011-11-04
2019-11-12
5. EXXON MOBIL CORPORATION
2011-11-04
2019-11-12
6. EXXON MOBIL CORPORATION
2011-11-04
2020-01-21
5. EXXON MOBIL CORPORATION
2011-10-22
2020-01-21
39. EXXON MOBIL CORPORATION
2015-09-28
2020-01-21
83. EXXON MOBIL CORPORATION
2010-02-23
2020-01-21
10. GENERAL DYNAMICS CORP
2015-08-17
2019-09-26
4. GENERAL DYNAMICS CORP
2015-08-17
2019-10-01
2. GENERAL DYNAMICS CORP
2015-08-14
2019-10-01
2. GENERAL DYNAMICS CORP
2019-10-30
2019-12-10
20. GENERAL DYNAMICS CORP
2015-08-14
2019-12-10
1. GENERAL DYNAMICS CORP
2015-08-14
2019-12-11
12. GENERAL DYNAMICS CORP
2015-11-20
2019-12-11
9. GENERAL DYNAMICS CORP
2016-07-22
2019-12-11
4. GENERAL DYNAMICS CORP
2016-07-25
2019-12-11
20. GENERAL MTRS CO COM
2018-04-17
2019-09-17
15. GENERAL MTRS CO COM
2018-04-17
2019-09-26
54. GENERAL MTRS CO COM
2018-04-17
2019-12-27
4. GENERAL MTRS CO COM
2019-10-30
2019-12-27
17. GENERAL MTRS CO COM
2018-09-04
2019-12-27
28. GILEAD SCIENCES INC
2015-10-30
2019-08-09
9. GILEAD SCIENCES INC
2018-04-17
2019-09-26
5. GILEAD SCIENCES INC
2018-04-17
2020-02-18
5. HERSHEY FOODS CORP
2018-10-16
2019-09-26
1. HERSHEY FOODS CORP
2019-10-30
2020-02-18
3. HERSHEY FOODS CORP
2018-10-16
2020-02-18
2. HOME DEPOT INC
2019-06-25
2019-09-26
10. HOME DEPOT INC
2008-10-10
2019-09-26
3. HOME DEPOT INC
2019-10-30
2020-02-18
3. HOME DEPOT INC
2019-12-27
2020-02-18
3. HOME DEPOT INC
2008-10-10
2020-02-18
8. HONEYWELL INTERNATIONAL INC
2014-09-25
2019-09-26
9. HONEYWELL INTERNATIONAL INC
2012-02-01
2019-09-26
9. HONEYWELL INTERNATIONAL INC
2012-02-01
2019-10-29
3. HONEYWELL INTERNATIONAL INC
2019-10-30
2020-02-18
1. HONEYWELL INTERNATIONAL INC
2012-02-01
2020-02-18
6. HONEYWELL INTERNATIONAL INC
2011-11-21
2020-02-18
55. ICICI BK LTD SPONSORED ADR
2015-10-30
2020-01-17
47. ICICI BK LTD SPONSORED ADR
2015-10-30
2020-01-17
124.2 ICICI BK LTD SPONSORED ADR
2015-10-30
2020-04-22
46.2 ICICI BK LTD SPONSORED ADR
2015-11-20
2020-04-22
19.8 ICICI BK LTD SPONSORED ADR
2015-11-24
2020-04-22
30.8 ICICI BK LTD SPONSORED ADR
2015-11-23
2020-04-22
3.53 INGERSOLL RAND INC COM
2017-07-11
2020-03-17
19.47 INGERSOLL RAND INC COM
2016-11-15
2020-03-17
16.708 INGERSOLL RAND INC COM
2016-11-15
2020-03-18
10.292 INGERSOLL RAND INC COM
2016-11-16
2020-03-18
.297 INGERSOLL RAND INC COM
2016-11-16
2020-04-13
21. INTEL CORPORATION
2018-08-21
2019-09-26
26. INTEL CORPORATION
2017-11-14
2019-09-26
10. INTEL CORPORATION
2019-10-30
2020-01-21
19. INTEL CORPORATION
2017-11-14
2020-01-21
27. INTEL CORPORATION
2017-11-14
2020-02-18
4. INTEL CORPORATION
2017-11-14
2020-02-24
17. INTERNATIONAL BUSINESS MACHS
2018-04-17
2019-09-26
11. INTERNATIONAL BUSINESS MACHS
2019-07-23
2020-02-18
3. INTERNATIONAL BUSINESS MACHS
2018-04-17
2020-02-18
6. J P MORGAN CHASE & CO COM
2018-07-30
2019-09-26
8. J P MORGAN CHASE & CO COM
2019-06-25
2019-09-26
10. J P MORGAN CHASE & CO COM
2014-08-27
2019-09-26
12. J P MORGAN CHASE & CO COM
2014-01-14
2019-09-26
3. J P MORGAN CHASE & CO COM
2016-02-12
2019-09-26
9. J P MORGAN CHASE & CO COM
2019-10-30
2020-02-18
12. J P MORGAN CHASE & CO COM
2016-02-12
2020-02-18
7. J P MORGAN CHASE & CO COM
2007-11-13
2020-02-18
3. J P MORGAN CHASE & CO COM
2007-11-13
2020-02-24
9. JOHNSON & JOHNSON
2018-02-20
2019-07-23
4. JOHNSON & JOHNSON
2018-04-17
2019-07-23
5. JOHNSON & JOHNSON
2016-08-10
2019-07-23
2. JOHNSON & JOHNSON
2016-08-10
2019-09-26
13. JOHNSON & JOHNSON
2016-01-29
2019-09-26
13. JOHNSON & JOHNSON
2015-11-12
2019-09-26
5. JOHNSON & JOHNSON
2015-11-12
2019-10-29
14. JOHNSON & JOHNSON
2015-06-29
2019-10-29
7. JOHNSON & JOHNSON
2019-10-30
2020-02-18
3. JOHNSON & JOHNSON
2015-06-29
2020-02-18
10. JOHNSON & JOHNSON
2013-01-04
2020-02-18
2. JOHNSON & JOHNSON
2013-01-04
2020-02-24
7. KLA-TENCOR CORP COM
2019-02-19
2019-09-26
2. KLA-TENCOR CORP COM
2017-10-11
2019-09-26
2. KLA-TENCOR CORP COM
2017-10-10
2019-09-26
3. KLA-TENCOR CORP COM
2019-10-30
2019-11-26
3. KLA-TENCOR CORP COM
2017-10-10
2019-11-26
5. KLA-TENCOR CORP COM
2017-10-10
2020-02-18
2. KLA-TENCOR CORP COM
2017-10-10
2020-02-24
4. KIMBERLY CLARK CORP COM
2019-02-19
2019-09-26
4. KIMBERLY CLARK CORP COM
2011-11-14
2019-09-26
1. KIMBERLY CLARK CORP COM
2011-11-14
2019-09-26
2. KIMBERLY CLARK CORP COM
2019-10-30
2020-02-18
5. KIMBERLY CLARK CORP COM
2019-10-29
2020-02-18
1. KIMBERLY CLARK CORP COM
2019-10-29
2020-02-24
3. LAM RESEARCH CORP
2019-04-30
2019-09-26
4. LAM RESEARCH CORP
2018-11-13
2019-09-26
2. LAM RESEARCH CORP
2019-10-30
2020-02-18
2. LAM RESEARCH CORP
2018-11-13
2020-02-18
1. LAM RESEARCH CORP
2018-11-13
2020-02-24
10. LILLY ELI & COMPANY
2019-08-20
2019-09-26
2. LILLY ELI & COMPANY
2017-08-08
2019-09-26
3. LILLY ELI & COMPANY
2019-12-11
2020-02-18
3. LILLY ELI & COMPANY
2019-12-10
2020-02-18
3. LILLY ELI & COMPANY
2019-10-30
2020-02-18
6. DASSAULT SYSTEMES EUR1
2015-10-30
2019-08-09
3. LOCKHEED MARTIN CORPORATION
2017-01-10
2019-09-26
5. LOCKHEED MARTIN CORPORATION
2015-11-20
2019-09-26
4. LOCKHEED MARTIN CORPORATION
2015-11-20
2019-10-29
6. LOCKHEED MARTIN CORPORATION
2019-12-27
2020-02-18
1. LOCKHEED MARTIN CORPORATION
2019-12-27
2020-02-24
5. M & T BANK CORPORATION
2019-01-22
2019-09-26
4. M & T BANK CORPORATION
2019-01-22
2020-02-18
7. M & T BANK CORPORATION
2019-01-22
2020-03-17
6. M & T BANK CORPORATION
2019-01-22
2020-03-18
12. M & T BANK CORPORATION
2019-06-25
2020-03-18
1. M & T BANK CORPORATION
2019-10-30
2020-03-18
12. MARSH & MCLENNAN COS INC
2015-06-29
2019-09-26
11. MARSH & MCLENNAN COS INC
2012-10-11
2019-09-26
4. MARSH & MCLENNAN COS INC
2019-10-30
2019-11-26
3. MARSH & MCLENNAN COS INC
2012-10-11
2019-11-26
2. MARSH & MCLENNAN COS INC
2012-10-12
2019-11-26
14. MARSH & MCLENNAN COS INC
2012-10-12
2020-02-18
7. MASTERCARD INC CL A COM
2015-10-30
2019-08-09
3. MASTERCARD INC CL A COM
2015-10-30
2020-05-27
6. MCDONALDS CORP
2008-10-20
2019-09-26
1. MCDONALDS CORP
2019-10-30
2020-02-04
2. MCDONALDS CORP
2008-10-20
2020-02-04
4. MCDONALDS CORP
2008-10-20
2020-02-18
10. MERCK & CO INC NEW COM
2019-08-20
2019-09-26
6. MERCK & CO INC NEW COM
2015-08-14
2019-09-26
29. MERCK & CO INC NEW COM
2014-01-14
2019-09-26
12. MERCK & CO INC NEW COM
2019-10-30
2019-12-27
31. MERCK & CO INC NEW COM
2012-02-01
2020-02-18
1. MERCK & CO INC NEW COM
2012-02-01
2020-02-24
10. MICROSOFT CORPORATION
2010-05-17
2019-08-06
27. MICROSOFT CORPORATION
2010-05-17
2019-09-26
3. MICROSOFT CORPORATION
2012-01-05
2019-09-26
8. MICROSOFT CORPORATION
2019-10-30
2019-11-12
3. MICROSOFT CORPORATION
2012-01-05
2019-11-12
10. MICROSOFT CORPORATION
2012-01-05
2020-02-04
13. MICROSOFT CORPORATION
2012-01-05
2020-02-18
8. MICROSOFT CORPORATION
2011-09-19
2020-02-18
2. MICROSOFT CORPORATION
2011-09-19
2020-06-23
17. MONDELEZ INTL INC COM
2019-01-29
2019-09-26
5. MONDELEZ INTL INC COM
2019-10-30
2020-02-18
8. MONDELEZ INTL INC COM
2019-01-29
2020-02-18
14. MONDELEZ INTL INC COM
2019-01-29
2020-04-02
5. NEXTERA ENERGY INC COM
2010-07-29
2019-09-26
4. NEXTERA ENERGY INC COM
2010-07-29
2019-10-29
1. NEXTERA ENERGY INC COM
2019-10-30
2020-02-18
2. NEXTERA ENERGY INC COM
2010-07-29
2020-02-18
5. NORTHERN TRUST CORPORATION
2019-11-12
2020-02-18
1. NORTHERN TRUST CORPORATION
2019-11-12
2020-02-24
2. NORTHROP CORPORATION
2019-12-11
2020-02-18
60. SOFTBANK CORP JPY50
2015-11-02
2020-01-20
6. PNC BK CORP
2019-06-25
2019-09-26
8. PNC BK CORP
2006-09-25
2019-09-26
6. PNC BK CORP
2019-11-12
2020-02-18
3. PNC BK CORP
2019-10-30
2020-02-18
1. PNC BK CORP
2006-09-25
2020-02-18
2. PNC BK CORP
2006-09-25
2020-02-24
4. PACKAGING CORP OF AMERICA
2018-08-07
2019-09-26
2. PACKAGING CORP OF AMERICA
2018-08-07
2020-02-18
2. PARKER HANNIFIN CORPORATION
2018-09-04
2019-09-26
2. PARKER HANNIFIN CORPORATION
2012-02-01
2019-09-26
1. PARKER HANNIFIN CORPORATION
2019-10-30
2020-02-18
3. PARKER HANNIFIN CORPORATION
2012-02-01
2020-02-18
13. PEPSICO INCORPORATED
2016-02-12
2019-09-26
7. PEPSICO INCORPORATED
2015-03-26
2019-09-26
9. PEPSICO INCORPORATED
2015-03-26
2019-10-29
3. PEPSICO INCORPORATED
2019-10-30
2020-02-18
7. PEPSICO INCORPORATED
2015-03-26
2020-02-18
1. PEPSICO INCORPORATED
2015-03-26
2020-02-24
25. PFIZER INC
2019-07-23
2019-08-20
43. PFIZER INC
2018-04-17
2019-08-20
54. PFIZER INC
2012-02-01
2019-08-20
20. PFIZER INC
2011-08-30
2019-08-20
38. PFIZER INC
2011-08-30
2019-09-17
12. PFIZER INC
2011-08-15
2019-09-17
54. PFIZER INC
2009-07-09
2019-09-17
35. PFIZER INC
2009-07-09
2019-09-26
8. PFIZER INC
2019-10-30
2019-11-26
6. PFIZER INC
2009-07-09
2019-11-26
24. PFIZER INC
2009-07-09
2020-02-18
119. PFIZER INC
2009-07-09
2020-03-20
6. PFIZER INC
2009-07-09
2020-03-20
16. PFIZER INC
2009-07-09
2020-03-23
19. PFIZER INC
2009-07-10
2020-03-23
16. PHILIP MORRIS INTL INC COM
2011-11-09
2019-09-26
5. PHILIP MORRIS INTL INC COM
2011-10-12
2019-09-26
5. PHILIP MORRIS INTL INC COM
2019-10-30
2019-11-12
9. PHILIP MORRIS INTL INC COM
2011-10-12
2019-11-12
4. PHILIP MORRIS INTL INC COM
2011-10-12
2020-02-18
7. PHILIP MORRIS INTL INC COM
2006-09-25
2020-02-18
1. PHILIP MORRIS INTL INC COM
2006-09-25
2020-02-24
2. PRICE T ROWE GROUP INC COM
2012-02-01
2019-09-26
4. PRICE T ROWE GROUP INC COM
2011-10-21
2019-09-26
5. PRICE T ROWE GROUP INC COM
2019-12-11
2020-02-18
2. PRICE T ROWE GROUP INC COM
2019-12-10
2020-02-18
13. PRINCIPAL FINL GROUP INC COM
2018-08-21
2019-09-26
8. PRINCIPAL FINL GROUP INC COM
2018-08-21
2020-02-18
14. PRINCIPAL FINL GROUP INC COM
2018-08-21
2020-03-17
2. PRINCIPAL FINL GROUP INC COM
2018-08-21
2020-03-18
34. PRINCIPAL FINL GROUP INC COM
2018-08-22
2020-03-18
9. PRINCIPAL FINL GROUP INC COM
2018-09-04
2020-03-18
3. PRINCIPAL FINL GROUP INC COM
2019-04-22
2020-03-18
2. PRINCIPAL FINL GROUP INC COM
2019-10-30
2020-03-18
5. PROCTER & GAMBLE CO COM
2019-05-14
2019-09-26
16. PROCTER & GAMBLE CO COM
2019-02-19
2019-09-26
6. PROCTER & GAMBLE CO COM
2019-10-30
2020-02-18
8. PROCTER & GAMBLE CO COM
2019-02-19
2020-02-18
1. PROCTER & GAMBLE CO COM
2019-02-19
2020-02-24
1. PUBLIC STORAGE INC COM (REIT)
2015-03-26
2019-09-26
3. PUBLIC STORAGE INC COM (REIT)
2014-09-25
2019-09-26
1. PUBLIC STORAGE INC COM (REIT)
2019-10-30
2019-11-26
4. PUBLIC STORAGE INC COM (REIT)
2014-09-25
2019-11-26
4. PUBLIC STORAGE INC COM (REIT)
2012-02-01
2019-11-26
4. PUBLIC STORAGE INC COM (REIT)
2011-11-23
2019-11-26
4. PUBLIC STORAGE INC COM (REIT)
2011-08-10
2019-11-26
7. PUBLIC STORAGE INC COM (REIT)
2011-08-10
2019-11-27
5. SONOCO PRODUCTS CO
2018-08-21
2019-09-26
7. SONOCO PRODUCTS CO
2016-07-01
2019-09-26
3. SONOCO PRODUCTS CO
2019-10-30
2020-02-18
7. SONOCO PRODUCTS CO
2016-07-01
2020-02-18
7. SQUARE INC CL A
2019-02-22
2019-08-09
9. SQUARE INC CL A
2019-02-22
2019-08-09
22. SUNCOR ENERGY INC NEW COM
2017-10-17
2019-09-26
9. SUNCOR ENERGY INC NEW COM
2017-10-17
2020-02-18
3. SUNCOR ENERGY INC NEW COM
2019-04-22
2020-02-18
5. SUNCOR ENERGY INC NEW COM
2020-01-21
2020-02-18
8. SUNCOR ENERGY INC NEW COM
2020-01-21
2020-02-18
9. SUNCOR ENERGY INC NEW COM
2017-09-19
2020-03-20
3. SUNCOR ENERGY INC NEW COM
2019-03-25
2020-03-20
8. SUNCOR ENERGY INC NEW COM
2019-12-25
2020-03-20
15. SUNCOR ENERGY INC NEW COM
2020-01-21
2020-03-20
17. SUNCOR ENERGY INC NEW COM
2016-12-13
2020-03-20
64. SUNCOR ENERGY INC NEW COM
2016-12-13
2020-03-23
41. SUNCOR ENERGY INC NEW COM
2016-12-14
2020-03-23
5. SUNCOR ENERGY INC NEW COM
2019-10-30
2020-03-23
12. TJX COMPANIES INCORPORATED NEW
2019-05-14
2019-09-26
2. TJX COMPANIES INCORPORATED NEW
2019-10-30
2020-02-18
4. TJX COMPANIES INCORPORATED NEW
2019-05-14
2020-02-18
4. TJX COMPANIES INCORPORATED NEW
2015-08-14
2020-02-18
67. TJX COMPANIES INCORPORATED NEW
2015-08-14
2020-04-06
7. TARGET CORP
2019-07-23
2019-09-26
5. TARGET CORP
2020-02-04
2020-02-18
4. TARGET CORP
2019-12-27
2020-02-18
2. TELADOC HEALTH INC COM
2019-08-30
2020-03-16
6. TELADOC HEALTH INC COM
2019-09-03
2020-03-16
1. TELADOC HEALTH INC COM
2018-06-08
2020-03-16
5. TELADOC HEALTH INC COM
2018-06-08
2020-05-11
16. TEXAS INSTRS INC
2013-06-25
2019-09-26
7. TEXAS INSTRS INC
2012-02-01
2019-09-26
5. TEXAS INSTRS INC
2019-10-30
2020-02-18
8. TEXAS INSTRS INC
2012-02-01
2020-02-18
1. TEXAS INSTRS INC
2012-02-01
2020-02-24
1. 3M CO COM
2019-04-28
2019-09-26
2. 3M CO COM
2016-10-03
2019-09-26
5. 3M CO COM
2016-09-27
2019-09-26
2. 3M CO COM
2016-09-27
2019-11-12
2. 3M CO COM
2016-09-27
2019-11-12
1. 3M CO COM
2016-09-27
2020-02-18
4. 3M CO COM
2016-09-26
2020-02-18
24. 3M CO COM
2016-09-26
2020-03-03
2. 3M CO COM
2016-09-14
2020-03-03
5. 3M CO COM
2016-11-15
2020-03-03
3. 3M CO COM
2019-06-25
2020-03-03
2. TRUIST FINL CORP COM
2020-01-21
2020-02-18
22. TRUIST FINL CORP COM
2020-01-21
2020-02-18
5. TRUIST FINL CORP COM
2020-01-21
2020-02-24
9. TRUIST FINL CORP COM
2020-01-21
2020-04-07
33. TRUIST FINL CORP COM
2019-11-12
2020-04-07
6. TRUIST FINL CORP COM
2019-10-30
2020-04-07
15. TRUIST FINL CORP COM
2018-06-26
2020-04-07
6. TRUIST FINL CORP COM
2019-04-22
2020-04-07
32. TRUIST FINL CORP COM
2016-11-01
2020-04-07
78. TRUIST FINL CORP COM
2016-11-01
2020-04-08
22. TRUIST FINL CORP COM
2020-02-18
2020-04-08
22. US BANCORP DEL COM NEW
2018-04-17
2019-09-26
6. US BANCORP DEL COM NEW
2019-04-22
2019-09-26
5. US BANCORP DEL COM NEW
2018-06-26
2019-09-26
16. US BANCORP DEL COM NEW
2019-11-12
2020-02-18
9. US BANCORP DEL COM NEW
2019-11-12
2020-02-18
4. US BANCORP DEL COM NEW
2019-10-30
2020-02-24
7. UNION PAC CORP COM
2018-02-07
2019-09-26
16. UNION PAC CORP COM
2017-05-16
2019-09-26
5. UNION PAC CORP COM
2019-10-30
2020-02-18
7. UNION PAC CORP COM
2017-05-16
2020-02-18
1. UNION PAC CORP COM
2017-05-16
2020-02-24
8. UNITED PARCEL SERVICE CL B
2019-03-26
2019-09-26
6. UNITED PARCEL SERVICE CL B
2019-10-29
2020-02-18
1. UNITED PARCEL SERVICE CL B
2019-10-30
2020-02-18
1. UNITED PARCEL SERVICE CL B
2019-10-30
2020-06-23
6. UNITED PARCEL SERVICE CL B
2019-03-26
2020-06-23
2. UNITEDHEALTH GROUP INC
2019-09-17
2019-09-26
3. UNITEDHEALTH GROUP INC
2019-11-12
2020-02-18
10. VALERO ENERGY CORP - NEW
2015-11-20
2019-09-26
2. VALERO ENERGY CORP - NEW
2019-10-30
2019-11-12
10. VALERO ENERGY CORP - NEW
2015-11-20
2019-11-12
11. VALERO ENERGY CORP - NEW
2020-01-21
2020-02-18
3. VERIZON COMMUNICATIONS
2019-10-29
2020-02-18
4. VERIZON COMMUNICATIONS
2019-10-30
2020-02-18
5. VERIZON COMMUNICATIONS
2019-12-10
2020-02-18
8. VERIZON COMMUNICATIONS
2019-12-11
2020-02-18
2. VERIZON COMMUNICATIONS
2019-11-27
2020-02-24
3. WABCO HLDGS INC COM
2017-06-15
2020-03-18
2. WABCO HLDGS INC COM
2017-06-16
2020-03-18
5. WABCO HLDGS INC COM
2017-04-21
2020-03-18
9. WABCO HLDGS INC COM
2017-04-21
2020-03-18
14. WEC ENERGY GROUP INC COM
2017-09-05
2019-09-26
5. WEC ENERGY GROUP INC COM
2017-09-05
2019-10-29
4. WEC ENERGY GROUP INC COM
2017-01-10
2019-10-29
3. WEC ENERGY GROUP INC COM
2019-10-30
2020-02-18
7. WEC ENERGY GROUP INC COM
2017-01-10
2020-02-18
23. WAL-MART STORES INCORPORATED
2014-08-27
2019-07-23
2. WAL-MART STORES INCORPORATED
2014-08-28
2019-07-23
13. WAL-MART STORES INCORPORATED
2014-08-28
2019-09-26
3. WAL-MART STORES INCORPORATED
2019-10-30
2020-02-18
7. WAL-MART STORES INCORPORATED
2014-08-28
2020-02-18
15. WASTE MANAGEMENT INC
2016-06-28
2019-09-26
1. WASTE MANAGEMENT INC
2012-02-01
2019-09-26
4. WASTE MANAGEMENT INC
2019-10-30
2020-02-18
6. WASTE MANAGEMENT INC
2012-02-01
2020-02-18
17. WELLS FARGO COMPANY
2018-07-02
2019-09-26
22. WELLS FARGO COMPANY
2018-06-26
2019-09-26
4. WELLS FARGO COMPANY
2018-04-17
2019-09-26
9. WELLS FARGO COMPANY
2019-10-30
2020-01-07
10. WELLS FARGO COMPANY
2018-04-17
2020-01-07
21. WELLS FARGO COMPANY
2018-04-17
2020-02-18
3. WELLS FARGO COMPANY
2019-04-22
2020-02-18
7. WELLS FARGO COMPANY
2019-04-22
2020-02-24
1. WELLS FARGO COMPANY
2019-04-22
2020-05-13
24. WELLS FARGO COMPANY
2019-06-25
2020-05-13
77. WELLS FARGO COMPANY
2006-09-25
2020-05-13
58. WELLS FARGO COMPANY
2012-03-21
2020-05-13
21. WELLS FARGO COMPANY
2018-05-15
2020-05-13
34. WELLS FARGO COMPANY
2012-02-01
2020-05-13
7. WELLS FARGO COMPANY
2019-05-14
2020-05-13
3. WELLS FARGO COMPANY
2019-05-20
2020-05-13
21. WELLS FARGO COMPANY
2020-04-07
2020-05-13
3. XCEL ENERGY INC COM
2019-04-30
2019-09-26
13. XCEL ENERGY INC COM
2018-08-21
2019-09-26
4. XCEL ENERGY INC COM
2019-10-30
2020-02-18
2. XCEL ENERGY INC COM
2018-08-21
2020-02-18
7. XCEL ENERGY INC COM
2018-08-07
2020-02-18
19. NOVOZYMES A/S SER B COM
2015-10-30
2019-08-12
16. NOVOZYMES A/S SER B COM
2015-10-30
2019-08-13
21. NOVOZYMES A/S SER B COM
2015-10-30
2019-08-14
7. ACCENTURE PLC CL A COM
2019-06-25
2019-09-26
6. ACCENTURE PLC CL A COM
2019-06-25
2020-02-18
4. INGERSOLL-RAND CO LTD COM
2019-02-19
2019-09-26
9. INGERSOLL-RAND CO LTD COM
2019-01-09
2019-09-26
1. INGERSOLL-RAND CO LTD COM
2017-07-11
2019-09-26
9. INGERSOLL-RAND CO LTD COM
2017-07-11
2019-10-29
2. INGERSOLL-RAND CO LTD COM
2019-10-30
2020-02-18
5. INGERSOLL-RAND CO LTD COM
2017-07-11
2020-02-18
1. INGERSOLL-RAND CO LTD COM
2017-07-11
2020-02-24
5. MEDTRONIC PLC COM
2019-08-20
2019-09-26
7. MEDTRONIC PLC COM
2019-08-06
2019-09-26
5. MEDTRONIC PLC COM
2019-12-11
2020-02-18
3. MEDTRONIC PLC COM
2019-12-10
2020-02-18
1. MEDTRONIC PLC COM
2019-12-10
2020-02-24
2. MEDTRONIC PLC COM
2019-10-30
2020-02-24
5. CHUBB LTD COM
2016-01-14
2019-09-26
10. CHUBB LTD COM
2014-09-25
2019-09-26
3. CHUBB LTD COM
2019-12-27
2020-02-18
4. CHUBB LTD COM
2019-10-30
2020-02-18
4. CHUBB LTD COM
2015-06-29
2020-02-18
1. CHUBB LTD COM
2015-06-29
2020-02-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,160
1,136
24
b
268
269
-1
c
613
586
27
d
178
166
12
e
356
330
26
686
703
-17
549
560
-11
650
613
37
1,121
1,012
109
374
336
38
122
112
10
482
385
97
643
457
186
222
230
-8
370
286
84
780
514
266
1,132
887
245
313
281
32
731
280
451
1,344
3,108
-1,764
1,453
513
940
2,862
952
1,910
785
730
55
523
147
376
2,869
659
2,210
2,236
513
1,723
302
73
229
952
272
680
1,471
280
1,191
541
477
64
541
93
448
177
31
146
457
455
2
685
689
-4
1,686
1,658
28
787
777
10
52
51
1
1,272
1,231
41
1,139
870
269
336
310
26
504
402
102
84
66
18
645
463
182
91
66
25
510
506
4
1,914
2,023
-109
446
157
289
446
157
289
565
157
408
43
29
14
1,453
978
475
1,546
2,065
-519
595
599
-4
860
865
-5
1,385
1,506
-121
621
617
4
310
301
9
310
299
11
294
299
-5
1,508
345
1,163
640
619
21
640
615
25
846
539
307
195
65
130
307
316
-9
614
215
399
689
215
474
2,050
2,112
-62
603
610
-7
661
721
-60
1,211
1,268
-57
220
242
-22
330
353
-23
106
124
-18
1,555
1,384
171
977
922
55
2,150
1,946
204
513
521
-8
979
929
50
886
476
410
179
100
79
1,392
1,332
60
1,258
764
494
390
404
-14
346
218
128
602
570
32
1,714
1,010
704
1,037
1,283
-246
288
356
-68
58
71
-13
1,226
1,496
-270
18
24
-6
65
82
-17
186
219
-33
19
20
-1
270
268
2
93
89
4
457
385
72
855
500
355
332
279
53
332
166
166
168
83
85
639
641
-2
166
176
-10
498
481
17
664
663
1
499
531
-32
480
365
115
640
487
153
480
325
155
643
548
95
129
95
34
266
252
14
930
846
84
688
506
182
1,049
1,097
-48
262
224
38
1,171
1,009
162
432
390
42
432
336
96
288
208
80
835
624
211
134
104
30
2,789
2,704
85
1,931
1,843
88
646
618
28
177
163
14
355
309
46
220
299
-79
47
58
-11
628
756
-128
766
794
-28
164
170
-6
223
265
-42
159
180
-21
93
108
-15
121
234
-113
1,201
2,271
-1,070
84
158
-74
93
174
-81
456
753
-297
35
60
-25
1,036
1,752
-716
541
906
-365
47
68
-21
23
34
-11
397
533
-136
66
94
-28
44
57
-13
634
767
-133
219
256
-37
481
496
-15
594
609
-15
70
106
-36
350
529
-179
910
1,360
-450
352
523
-171
1,110
816
294
330
332
-2
82
63
19
577
346
231
474
247
227
379
196
183
899
1,042
-143
1,066
1,202
-136
711
785
-74
207
235
-28
346
392
-46
406
471
-65
339
387
-48
2,642
2,847
-205
5,622
5,403
219
1,864
1,520
344
713
608
105
356
303
53
362
355
7
3,615
3,029
586
179
151
28
2,146
1,756
390
1,609
1,294
315
715
573
142
762
785
-23
564
589
-25
1,973
2,120
-147
146
151
-5
621
607
14
1,814
3,051
-1,237
569
677
-108
335
376
-41
772
527
245
160
144
16
481
316
165
461
412
49
2,305
193
2,112
732
702
30
732
662
70
732
58
674
1,342
707
635
1,509
508
1,001
1,555
508
1,047
540
522
18
180
56
124
1,081
291
790
818
429
389
699
367
332
1,113
970
143
414
341
73
178
145
33
276
226
50
75
84
-9
414
376
38
331
322
9
204
197
7
8
6
2
1,069
1,003
66
1,324
1,193
131
607
562
45
1,153
872
281
1,787
1,239
548
250
184
66
2,438
2,715
-277
1,663
1,649
14
454
479
-25
704
707
-3
939
870
69
1,173
597
576
1,408
695
713
352
171
181
1,223
1,132
91
1,631
685
946
952
316
636
397
136
261
1,159
1,183
-24
515
517
-2
644
617
27
258
247
11
1,676
1,350
326
1,676
1,312
364
646
505
141
1,809
1,383
426
1,048
927
121
449
296
153
1,497
715
782
296
143
153
1,133
763
370
324
209
115
324
208
116
485
512
-27
485
313
172
848
521
327
311
208
103
560
478
82
560
273
287
140
68
72
288
267
21
719
666
53
141
133
8
730
622
108
974
575
399
650
556
94
650
287
363
301
144
157
1,121
1,123
-2
224
165
59
423
363
60
423
361
62
423
336
87
879
474
405
1,181
775
406
1,968
1,133
835
1,486
906
580
2,613
2,362
251
423
394
29
785
831
-46
668
664
4
762
1,163
-401
630
997
-367
1,259
1,992
-733
105
156
-51
1,205
689
516
1,104
378
726
432
408
24
324
103
221
216
69
147
1,668
481
1,187
1,933
699
1,234
898
300
598
1,278
333
945
215
193
22
430
111
319
865
222
643
838
866
-28
503
357
146
2,431
1,533
898
1,096
1,022
74
2,564
1,206
1,358
82
39
43
1,344
288
1,056
3,773
777
2,996
419
83
336
1,174
1,146
28
440
83
357
1,802
275
1,527
2,439
358
2,081
1,501
215
1,286
405
54
351
947
739
208
298
260
38
477
348
129
696
608
88
1,161
263
898
929
210
719
282
235
47
564
105
459
504
532
-28
99
106
-7
742
693
49
2,657
1,679
978
842
802
40
1,122
587
535
909
912
-3
455
440
15
152
73
79
298
147
151
420
448
-28
197
224
-27
360
350
10
360
165
195
211
192
19
632
248
384
1,768
1,278
490
952
670
282
1,227
861
366
438
409
29
1,022
670
352
146
96
50
873
1,077
-204
1,501
1,563
-62
1,885
1,153
732
698
379
319
1,384
721
663
437
218
219
1,967
776
1,191
1,254
503
751
307
310
-3
230
86
144
875
345
530
3,464
1,711
1,753
175
86
89
458
230
228
544
269
275
1,207
1,113
94
377
331
46
421
407
14
757
596
161
351
265
86
614
287
327
88
41
47
225
116
109
450
217
233
690
616
74
276
246
30
735
736
-1
443
453
-10
402
792
-390
53
113
-60
897
1,914
-1,017
237
500
-263
79
165
-86
53
108
-55
623
532
91
1,994
1,599
395
750
743
7
1,000
799
201
125
100
25
247
197
50
740
491
249
211
221
-10
846
655
191
846
557
289
846
491
355
846
450
396
1,477
787
690
292
282
10
409
348
61
170
175
-5
396
348
48
458
532
-74
589
681
-92
695
740
-45
270
303
-33
90
101
-11
150
167
-17
240
267
-27
100
333
-233
33
111
-78
89
292
-203
167
500
-333
189
566
-377
686
2,132
-1,446
439
1,365
-926
54
151
-97
664
631
33
127
115
12
254
210
44
254
141
113
3,089
2,363
726
743
617
126
589
570
19
471
516
-45
239
116
123
716
341
375
119
53
66
943
265
678
2,051
559
1,492
897
231
666
657
595
62
1,051
264
787
124
33
91
164
220
-56
327
355
-28
818
882
-64
341
353
-12
341
353
-12
159
176
-17
636
704
-68
3,563
4,226
-663
297
347
-50
742
865
-123
445
516
-71
108
113
-5
1,188
1,241
-53
269
282
-13
278
508
-230
1,018
1,794
-776
185
322
-137
463
769
-306
185
295
-110
988
1,243
-255
2,467
3,030
-563
696
690
6
1,224
1,136
88
334
309
25
278
251
27
871
936
-65
490
526
-36
213
229
-16
1,150
919
231
2,628
1,777
851
913
841
72
1,278
777
501
176
111
65
947
866
81
639
705
-66
107
116
-9
109
116
-7
656
650
6
432
465
-33
907
766
141
833
719
114
200
199
1
1,002
719
283
910
993
-83
174
181
-7
232
243
-11
290
306
-16
465
491
-26
117
123
-6
372
368
4
248
245
3
620
576
44
1,116
1,037
79
1,348
916
432
462
327
135
369
231
138
309
280
29
720
405
315
2,569
1,743
826
223
152
71
1,541
985
556
360
352
8
839
531
308
1,732
960
772
115
35
80
506
449
57
758
210
548
835
916
-81
1,080
1,176
-96
196
204
-8
473
466
7
525
509
16
988
1,069
-81
141
142
-1
327
331
-4
22
47
-25
533
1,111
-578
1,711
2,799
-1,088
1,288
1,978
-690
467
691
-224
755
1,020
-265
156
207
-51
67
88
-21
467
615
-148
197
169
28
853
621
232
285
252
33
143
96
47
499
330
169
811
884
-73
665
744
-79
861
977
-116
1,348
1,296
52
1,284
1,111
173
495
422
73
1,114
844
270
124
93
31
1,150
838
312
291
254
37
727
465
262
143
93
50
537
546
-9
752
703
49
566
558
8
339
334
5
113
111
2
225
216
9
804
555
249
1,608
1,057
551
490
467
23
654
601
53
654
410
244
162
103
59
2,529
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
24
b
-1
c
27
d
12
e
26
-17
-11
37
109
38
10
97
186
-8
84
266
245
32
451
-1,764
940
1,910
55
376
2,210
1,723
229
680
1,191
64
448
146
2
-4
28
10
1
41
269
26
102
18
182
25
4
-109
289
289
408
14
475
-519
-4
-5
-121
4
9
11
-5
1,163
21
25
307
130
-9
399
474
-62
-7
-60
-57
-22
-23
-18
171
55
204
-8
50
410
79
60
494
-14
128
32
704
-246
-68
-13
-270
-6
-17
-33
-1
2
4
72
355
53
166
85
-2
-10
17
1
-32
115
153
155
95
34
14
84
182
-48
38
162
42
96
80
211
30
85
88
28
14
46
-79
-11
-128
-28
-6
-42
-21
-15
-113
-1,070
-74
-81
-297
-25
-716
-365
-21
-11
-136
-28
-13
-133
-37
-15
-15
-36
-179
-450
-171
294
-2
19
231
227
183
-143
-136
-74
-28
-46
-65
-48
-205
219
344
105
53
7
586
28
390
315
142
-23
-25
-147
-5
14
-1,237
-108
-41
245
16
165
49
2,112
30
70
674
635
1,001
1,047
18
124
790
389
332
143
73
33
50
-9
38
9
7
2
66
131
45
281
548
66
-277
14
-25
-3
69
576
713
181
91
946
636
261
-24
-2
27
11
326
364
141
426
121
153
782
153
370
115
116
-27
172
327
103
82
287
72
21
53
8
108
399
94
363
157
-2
59
60
62
87
405
406
835
580
251
29
-46
4
-401
-367
-733
-51
516
726
24
221
147
1,187
1,234
598
945
22
319
643
-28
146
898
74
1,358
43
1,056
2,996
336
28
357
1,527
2,081
1,286
351
208
38
129
88
898
719
47
459
-28
-7
49
978
40
535
-3
15
79
151
-28
-27
10
195
19
384
490
282
366
29
352
50
-204
-62
732
319
663
219
1,191
751
-3
144
530
1,753
89
228
275
94
46
14
161
86
327
47
109
233
74
30
-1
-10
-390
-60
-1,017
-263
-86
-55
91
395
7
201
25
50
249
-10
191
289
355
396
690
10
61
-5
48
-74
-92
-45
-33
-11
-17
-27
-233
-78
-203
-333
-377
-1,446
-926
-97
33
12
44
113
726
126
19
-45
123
375
66
678
1,492
666
62
787
91
-56
-28
-64
-12
-12
-17
-68
-663
-50
-123
-71
-5
-53
-13
-230
-776
-137
-306
-110
-255
-563
6
88
25
27
-65
-36
-16
231
851
72
501
65
81
-66
-9
-7
6
-33
141
114
1
283
-83
-7
-11
-16
-26
-6
4
3
44
79
432
135
138
29
315
826
71
556
8
308
772
80
57
548
-81
-96
-8
7
16
-81
-1
-4
-25
-578
-1,088
-690
-224
-265
-51
-21
-148
28
232
33
47
169
-73
-79
-116
52
173
73
270
31
312
37
262
50
-9
49
8
5
2
9
249
551
23
53
244
59
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
75,465
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
91,970
1,592,051
0.057768
2017
91,272
1,648,330
0.055372
2016
113,764
1,559,100
0.072968
2015
99,054
1,506,359
0.065757
2014
118,246
1,614,494
0.07324
2
Total
of line 1, column (d)
.....................
2
0.325105
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.065021
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,591,803
5
Multiply line 4 by line 3
......................
5
103,501
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,043
7
Add lines 5 and 6
........................
7
104,544
8
Enter qualifying distributions from Part XII, line 4
,.............
8
103,513
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,085
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,085
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,085
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,324
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,324
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
761
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
WA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
NONE
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(206) 358-0912
Located at
800 FIFTH AVE FL 33
SEATTLE
WA
ZIP+4
981043176
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JOHN YUN-KUANG CHEN
CO-TRUSTEE
1
0
18326 CORLESS AVE N
SHORELINE
,
WA
981334624
WHITTNEE BROOKE LaCHAPELLE
C0-TRUSTEE
1
0
16515 NE 99TH ST
REDMOND
,
WA
98052
BANK OF AMERICA N A
AGENT
1
19,721
800 FIFTH AVE FL 33
SEATTLE
,
WA
98104
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
NONE
2
NONE
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,526,568
b
Average of monthly cash balances
.......................
1b
89,476
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,616,044
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,616,044
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
24,241
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,591,803
6
Minimum investment return.
Enter 5% of line 5
..................
6
79,590
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
79,590
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,085
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,085
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
77,505
4
Recoveries of amounts treated as qualifying distributions
................
4
1,500
5
Add lines 3 and 4
............................
5
79,005
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
79,005
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
103,513
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
103,513
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
103,513
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
79,005
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
39,537
b
From 2015
......
25,896
c
From 2016
......
36,831
d
From 2017
......
11,388
e
From 2018
......
13,688
f
Total
of lines 3a through e
........
127,340
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
103,513
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
79,005
e
Remaining amount distributed out of corpus
24,508
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
151,848
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
39,537
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
112,311
10
Analysis of line 9:
a
Excess from 2015
....
25,896
b
Excess from 2016
....
36,831
c
Excess from 2017
....
11,388
d
Excess from 2018
....
13,688
e
Excess from 2019
....
24,508
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
JOHN YUN-KUANG CHEN
WHITTNEE BROOKE LACHAPELLE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
LEUKEMIA & LYMPHOMA SOCIETY INC
WA/AK CHAPTERS
123 NW 36TH ST 100
SEATTLE
,
WA
98107
N/A
PC
SUPPORT ALL IN TO BEAT
2,000
SANCA dba SCHOOL OF ACROBATICS
AND NEW CIRCUS ARTS
674 S ORCAS ST
SEATTLE
,
WA
98108
N/A
PC
UNRESTRICTED GENERAL
3,000
STELLA SCHOLA PTO
13505 NE 75TH ST
REDMOND
,
WA
98052
N/A
PC
UNRESTRICTED GENERAL
5,000
C057 BELLEVUE
17622 NE 12TH ST
BELLEVUE
,
WA
98008
N/A
PC
SOCIETY PRESERVATION OF
1,200
MACALESTER COLLEGE
1600 GRAND AVE
ST PAUL
,
MN
55105
N/A
PC
SUPPORT THE ANNUAL FUND &
4,600
PI BETA PHI FOUNDATION
1154 TOWN COUNTRY COMMONS
TOWN COUNTRY
,
MO
63017
N/A
PC
SUPPORT FOR THE EMMA HARPER
1,000
FEED WASHINGTON
16398 NE 85TH ST
REDMOND
,
WA
98052
N/A
PC
UNRESTRICTED GENERAL
4,000
INTREPID EVENTS INC
PO BOX 3658
KETCHUM
,
ID
83340
N/A
PC
SUPPORT SUN VALLEY TOUR DE
5,000
UNIVERSITY OF PUGET SOUND
1500 N WARNER ST
TACOMA
,
WA
98416
N/A
PC
LACHAPELLE POSSE FUND;
14,000
SEATTLE ACADEMY OF ARTS &
SCIENCES
1201 E UNION ST
SEATTLE
,
WA
98122
N/A
PC
SUPPORT SAAS RISING CAPITAL
11,000
WOMEN'S FUNDING ALLIANCE
500 UNION ST 1000
SEATTLE
,
WA
98101
N/A
PC
UNRESTRICTED GENERAL
2,500
ROBERT CHINN FOUNDATION
PO BOX 14084
SEATTLE
,
WA
98114
N/A
PC
UNRESTRICTED GENERAL
5,000
URBAN IMPACT
7728 RANIER AVE S
SEATTLE
,
WA
98118
N/A
PC
UNRESTRICTED GENERAL
6,000
PAGE AHEAD CHILDRENS LITERACY
PROGRAM
1130 NW 85TH ST
SEATTLE
,
WA
98117
N/A
PC
UNRESTRICTED GENERAL
4,000
NORTHWEST ASIAN WEEKLY FOUNDATION
PO BOX 3468
SEATTLE
,
WA
98114
N/A
PC
SUPPORT FOR 35TH
1,500
EXECUTIVE DEVELOPMENT
INSTITUTE
40 LAKE BELLEVUE DR
BELLEVUE
,
WA
98005
N/A
PC
UNRESTRICTED GENERAL
20,000
MPI - OREGON CHAPTER
PO BOX 4346
PORTLAND
,
WA
97208
N/A
PC
GRANT FOR CASCADIA
5,000
Total
.................................
3a
94,800
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
44,573
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
75,465
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
120,038
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
120,038
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description