-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
BALL BROTHERS FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
P O BOX 1408
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MUNCIE
,
IN
47308
A Employer identification number
35-0882856
B
Telephone number (see instructions)
(765) 741-5500
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
197,236,890
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
17
17
4
Dividends and interest from securities
...
3,490,550
3,490,550
5a
Gross rents
............
7
7
b
Net rental income or (loss)
-206,781
6a
Net gain or (loss) from sale of assets not on line 10
14,742,910
b
Gross sales price for all assets on line 6a
73,470,671
7
Capital gain net income (from Part IV, line 2)
...
14,742,910
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
607,236
16,321
12
Total.
Add lines 1 through 11
........
18,840,720
18,249,805
13
Compensation of officers, directors, trustees, etc.
246,577
1,423
245,154
14
Other employee salaries and wages
......
331,391
4,044
327,347
15
Pension plans, employee benefits
.......
223,589
2,344
221,245
16a
Legal fees (attach schedule)
.........
7,272
7,272
b
Accounting fees (attach schedule)
.......
138,597
138,597
c
Other professional fees (attach schedule)
....
756,400
753,300
3,100
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
289,555
54,135
19
Depreciation (attach schedule) and depletion
...
25,492
25,492
20
Occupancy
..............
86,721
21,680
65,041
21
Travel, conferences, and meetings
.......
38,097
2,008
36,089
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
666,913
658,937
7,976
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
2,810,604
1,669,232
905,952
25
Contributions, gifts, grants paid
.......
8,149,935
8,149,935
26
Total expenses and disbursements.
Add lines 24 and 25
10,960,539
1,669,232
9,055,887
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
7,880,181
b
Net investment income
(if negative, enter -0-)
16,580,573
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
6,477,191
6,846,135
6,846,135
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
14,056,376
14,562,197
15,255,362
b
Investments—corporate stock (attach schedule)
.......
88,216,861
89,054,196
135,696,523
c
Investments—corporate bonds (attach schedule)
.......
23,428,160
28,187,244
29,114,178
11
Investments—land, buildings, and equipment: basis
283,022
Less: accumulated depreciation (attach schedule)
234,652
58,212
48,370
450,000
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
8,448,751
9,757,339
9,871,690
14
Land, buildings, and equipment: basis
119,591
Less: accumulated depreciation (attach schedule)
116,589
7,291
3,002
3,002
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
140,692,842
148,458,483
197,236,890
17
Accounts payable and accrued expenses
..........
116,296
1,755
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
1
23
Total liabilities
(add lines 17 through 22)
.........
116,296
1,756
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
38,113,446
38,113,446
28
Retained earnings, accumulated income, endowment, or other funds
102,463,100
110,343,281
29
Total net assets or fund balances
(see instructions)
.....
140,576,546
148,456,727
30
Total liabilities and net assets/fund balances
(see instructions)
.
140,692,842
148,458,483
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
140,576,546
2
Enter amount from Part I, line 27a
.....................
2
7,880,181
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
148,456,727
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
148,456,727
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
PUBLICLY TRADED SECURITIES
P
b
TIFF IV FUND K-1 LT
P
2014-01-01
2019-12-31
c
TIFF 2005 FUND K-1 LT
P
2014-01-01
2019-12-31
d
TIFF 2006 FUND K-1 ST
P
2019-01-01
2019-12-01
e
TIFF 2006 FUND K-1 LT
P
2014-01-01
2019-12-31
TIFF 2006 FUND K-1 LT SEC 1231
P
2014-01-01
2019-12-31
TIFF 2007 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2007 FUND K-1 LT
P
2014-01-01
2019-12-31
TIFF 2007 FUND K-1 LT SEC 1231
P
2014-01-01
2019-12-31
TIFF 2008 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2008 FUND K-1 LT
P
2014-01-01
2019-12-31
TIFF 2008 FUND K-1 LT SEC 1231
P
2014-01-01
2019-12-31
TIFF 2009 FUND K-1 LT
P
2014-01-01
2019-12-31
TIFF 2009 FUND K-1 LT SEC 1231
P
2014-01-01
2019-12-31
TIFF 2010 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2010 FUND K-1 LT
P
2014-01-01
2019-12-31
TIFF 2010 FUND K-1 LT SEC 1231
P
2014-01-01
2019-12-31
TIFF 2015 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2015 FUND K-1 LT
P
2015-01-01
2019-12-31
TIFF 2015 FUND K-1 LT SEC 1231
P
2015-01-01
2019-12-31
TIFF 2016 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2016 FUND K-1 LT
P
2016-01-01
2019-12-31
TIFF 2016 FUND K-1 LT SEC 1231
P
2016-01-01
2019-12-31
TIFF 2017 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2017 FUND K-1 LT
P
2017-01-01
2019-12-31
TIFF 2017 FUND K-1 LT SEC 1231
P
2017-01-01
2019-12-31
TIFF 2018 FUND K-1 ST
P
2019-01-01
2019-12-31
TIFF 2018 FUND K-1 LT
P
2018-01-01
2019-12-31
COMMONFUND GPE 2014 K-1 ST
P
2019-01-01
2019-12-31
COMMONFUND GPE 2014 K-1 LT
P
2018-01-01
2019-12-31
COMMONFUND GPE 2014 K-1 SEC 1231
P
2018-01-01
2019-12-31
COMMONFUND GPE II K-1 ST
P
2019-01-01
2019-12-31
COMMONFUND GPE II K-1 LT
P
2018-01-01
2019-12-31
COMMONFUND GPE II K-1 SEC 1231
P
2018-01-01
2019-12-31
COMMONFUND CAPITAL VENTURE XII ST
P
2019-01-01
2019-12-31
COMMONFUND CAPITAL VENTURE XII LT
P
2018-01-01
2019-12-31
BRANZAN ALT OPP K-1 ST
P
2019-01-01
2019-12-31
BRANZAN ALT OPP K-1 LT
P
2018-01-01
2019-12-31
BRANZAN ALT OPP K-1 LT SEC 1231
P
2018-01-01
2019-12-31
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
72,315,697
58,507,657
13,808,040
b
200,849
-200,849
c
250,109
250,109
d
674
674
e
26,694
26,694
18
-18
31
31
17,716
17,716
931
-931
68
-68
377,221
377,221
121
121
6,574
6,574
6,703
-6,703
80
80
63,478
63,478
141
-141
823
-823
6,749
6,749
616
-616
1,442
1,442
11,993
11,993
166
-166
2,132
2,132
1,439
1,439
295
-295
922
-922
3,881
-3,881
4,063
-4,063
201,106
201,106
64,255
64,255
1,250
1,250
25,813
25,813
6,803
6,803
396
396
6,055
6,055
628
-628
35,143
35,143
47,700
47,700
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
13,808,040
b
-200,849
c
250,109
d
674
e
26,694
-18
31
17,716
-931
-68
377,221
121
6,574
-6,703
80
63,478
-141
-823
6,749
-616
1,442
11,993
-166
2,132
1,439
-295
-922
-3,881
-4,063
201,106
64,255
1,250
25,813
6,803
396
6,055
-628
35,143
47,700
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
14,742,910
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
8,420,466
176,631,794
0.04767
2017
8,041,354
169,472,594
0.04745
2016
7,939,219
158,395,005
0.05012
2015
7,552,870
165,258,943
0.04570
2014
7,416,882
162,816,016
0.04555
2
Total
of line 1, column (d)
.....................
2
0.236501
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047300
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
186,825,329
5
Multiply line 4 by line 3
......................
5
8,836,838
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
165,806
7
Add lines 5 and 6
........................
7
9,002,644
8
Enter qualifying distributions from Part XII, line 4
,.............
8
9,055,887
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
165,806
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
165,806
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
165,806
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
368,781
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
368,781
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
202,975
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
202,975
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
www.ballfdn.org
14
The books are in care of
BALL ASSOCIATES
Telephone no.
(765) 741-5500
Located at
P O BOX 1408
MUNCIE
IN
ZIP+4
47308
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
NANCY B KEILTY
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
JAMES A FISHER
Chair/CEO/Dir
4.00
0
PO BOX 1408
MUNCIE
,
IN
47308
ELIZABETH BRACKEN
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
JUDITH F OETINGER
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
DOUGLAS J FOY
Asst Sec&ATreas
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
WILLIAM M BRACKEN
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
STEPHANIE C DUCKMANN
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
TERRY L WALKER
Secretary/Dir
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
TAMARA S PHILLIPS
Treasurer
8.00
0
PO BOX 1408
MUNCIE
,
IN
47308
SCOTT SCHOCKLEY
Ast Sec&A Treas
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
MICHAEL J FISHER
President/COO
40.00
246,577
83,226
1,976
PO BOX 1408
MUNCIE
,
IN
47308
TERRI MATCHETT
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
STACY MCHENRY
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
FRANK B PETTY
Vice Chair/Dir
4.00
0
PO BOX 1408
MUNCIE
,
IN
47308
CHARLES F BALL
Director
1.00
0
PO BOX 1408
MUNCIE
,
IN
47308
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
RICHARD J SPISAK
SR PROGRAM OFFICER
40.00
125,794
19,883
PO BOX 1408
MUNCIE
,
IN
47308
JENNA L WACHTMANN
PROGRAM OFFICER
40.00
86,659
29,744
PO BOX 1408
MUNCIE
,
IN
47308
DONNA K MUNCHEL
GRANT PROCESS MGR
40.00
72,597
27,634
PO BOX 1408
MUNCIE
,
IN
47308
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
189,156,875
b
Average of monthly cash balances
.......................
1b
63,510
c
Fair market value of all other assets (see instructions)
................
1c
450,000
d
Total
(add lines 1a, b, and c)
.........................
1d
189,670,385
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
189,670,385
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
2,845,056
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
186,825,329
6
Minimum investment return.
Enter 5% of line 5
..................
6
9,341,266
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
9,341,266
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
165,806
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
165,806
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
9,175,460
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
9,175,460
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
9,175,460
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
9,055,887
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
9,055,887
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
165,806
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
8,890,081
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
9,175,460
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
7,554,313
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
9,055,887
a
Applied to 2018, but not more than line 2a
7,554,313
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,501,574
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
7,673,886
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
DONNA MUNCHEL
PO BOX 1408
MUNCIE
,
IN
47308
(765) 741-5500
info@ballfdn.org
b
The form in which applications should be submitted and information and materials they should include:
APPLICATIONS CAN BE SUBMITTED ON-LINE AT THE FOUNDATION'S WEBSITE AT WWW.BALLFDN.ORG. SUBMISSION DETAILS, AVAILABLE ON THE WEBSITE, DETAIL REQUIRED ATTACHMENTS.
c
Any submission deadlines:
GRANT DEADLINES VARY BY TYPE. DEADLINES AT WWW.BALLFDN.ORG
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
BALL BROTHERS FOUNDATION ONLY PROVIDES GRANTS TO ORGANIZATIONS OPERATING WITHIN THE STATE OF INDIANA. AREAS OF INTEREST INCLUDE ARTS, CULTURE, HUMANITIES; EDUCATION; ENVIRONMENT; HEALTH; HUMAN SERVICES; PUBLIC/SOCIETY BENEFIT. GRANTS ARE AWARDED FOR PROJECT/PROGRAM-SPECIFIC REQUESTS, GENERAL OPERATIONS, CAPACITY- BUILDING, AND SEED MONEY FOR NEW EFFORTS. ADDITIONAL DETAILS ARE AVAILABLE AT WWW.BALLFDN.ORG
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BALL STATE UNIVERSITY FOUNDATION
PO BOX 672
MUNCIE
,
IN
47308
N/A
PC
MCS CEO - CLINICAL PROFESSOR OF EDUCATIONAL LEADERSHIP AND INNOVATION
50,000
COLLEGE MENTORS FOR KIDS
212 W 10TH ST SUITE B260
INDIANAPOLIS
,
IN
46202
N/A
PC
MUNCIE MENTOR PROGRAM
5,000
DELAWARE ADVANCEMENT CORP
401 S HIGH STREET
MUNCIE
,
IN
47305
N/A
PC
VISION 2021 - NEXT MUNCIE & NEXT LEVEL TRAILS APPLICATION
125,000
DELAWARE COUNTY SOIL & WATER
3641 N BRIARWOOD LANE
MUNCIE
,
IN
47304
N/A
GOV
PUTTING CONSERVATION IN ACTION & IN EDUCATION, STRATEGIC PLAN DEVELOPMENT & PREVENTED PLANT / FLOODED ACRES COVER CROP COST SHARE
50,000
CARDINAL GREENWAY INC
700 E WYSOR STREET
MUNCIE
,
IN
47305
N/A
PC
OPERATING SUPPORT & KITSELMAN BRIDGE
578,000
ECI REGIONAL PARTNERSHIP INC
PO BOX 1912
MUNCIE
,
IN
47308
N/A
PC
REGIONAL MARKETING
90,000
INDIANA YOUTH INSTITUTE
603 E WASHINGTON ST STE 800
INDIANAPOLIS
,
IN
46204
N/A
SO I
ORGANIZATIONAL EFFECTIVENESS
60,000
MINNETRISTA CULTURAL FND
1200 N MINNETRISTA PKWY
MUNCIE
,
IN
47303
N/A
SO I
GENERAL OPERATIONS & NEXT LEVEL TRAILS PROPOSAL
2,705,000
UNITED WAY OF DELAWARE CO
500 N WALNUT ST
MUNCIE
,
IN
47305
N/A
PC
CAMPAIGN MATCHING FUNDS, FUNDRAISING BASICS TRAINING PILOT & COMMUNITY CONVERSATIONS - FUTURE OF MUNCIE COMMUNITY SCHOOLS
82,500
YMCA OF MUNCIE
500 S MULBERRY ST
MUNCIE
,
IN
47305
N/A
PC
INNER CITY EDUCATIONAL LEAGUE & APPLE TREE YMCA GAP FUNDING
105,000
HUFFER MEMORIAL CHILDRENS CENTER
2000 N ELGIN STREET
MUNCIE
,
IN
47302
N/A
PC
WELCOMING, SAFE & HEALTHY, EARLY LEARNING & SAFETY
55,000
SECOND HARVEST FOODBANK EAST CENTRAL IN
6621 N OLD SR 3
MUNCIE
,
IN
47303
N/A
PC
FOOD BANK WAREHOUSE LIGHTING
25,000
COMMUNITY FOUNDATION OF MUNCIE
PO BOX 807
MUNCIE
,
IN
47308
N/A
PC
MUNCIE COMMUNITY SCHOOLS CEO ENDOWMENT, LAND CONSERVATION FUND, CREATING TALENT DEVELOPMENT PIPELINE - BEGIN AT BIRTH, FUNDRAISING TRAINING PILOT PROGRAM, FUNDERS FORUM COLLABORATIVE
205,000
IVY TECH COMMUNITY COLLEGE FOUNDATION
345 S HIGH ST
MUNCIE
,
IN
47305
N/A
PC
MUNCIE CAPITAL PROJECT - NURSING, CNA TO LPN EXPLORATION, IVY TECH FUTURE OF WORK
320,000
UNITED DAY CARE CENTER OF DE COUNTY
312 S VINE ST
MUNCIE
,
IN
47302
N/A
PC
REPAIR ROOFTOP HEATING & COOLING UNIT
3,000
YOUTH OPPORTUNITY CENTER INC
3700 W KILGORE AVE
MUNCIE
,
IN
47304
N/A
PC
BUILDING OUR TEAM
25,000
CORNERSTONE CENTER FOR THE ARTS
520 E MAIN STREET
MUNCIE
,
IN
47305
N/A
PC
OPERATING SUPPORT & AUDITORIUM RESTORATION
250,000
RED TAIL CONSERVANCY
PO BOX 8
MUNCIE
,
IN
47308
N/A
PC
PROTECT, PRESERVE AND CONNECT
40,000
WHITELEY COMMUNITY COUNCIL
PO BOX 665
MUNCIE
,
IN
47308
N/A
PC
WORK COLLABORATION & MEETING SPACE
3,400
INDEPENDENT COLLEGES OF INDIANA INC
3135 N MERIDIAN ST
INDIANAPOLIS
,
IN
46208
N/A
SO I
BALL VENTURE FUND
80,000
INSIDE OUT CDC
300 NORTH MADISON
MUNCIE
,
IN
47305
N/A
PC
COMMUNITY ROOM & FACILITY ENERGY RETROFIT
32,000
MOTIVATE OUR MINDS
2023 E HIGHLAND
MUNCIE
,
IN
47303
N/A
PC
AFTER SCHOOL ENRICHMENT & CLOUD FILE MIGRATION PROJECT
33,750
MUNCIE DOWNTOWN DEVELOPMENT PARTNERSHIP
111 E ADAMS ST
MUNCIE
,
IN
47305
N/A
PC
MUNCIE THREE TRAILS MUSIC SERIES & BRAND REFRESH PHASE I
10,000
MUSIC FOR ALL INC
39 W JACKSON PL SUITE 150
INDIANAPOLIS
,
IN
46225
N/A
PC
SUMMER SYMPOSIUM
30,000
BALL STATE UNIVERSITY FOUNDATION
AD 216
MUNCIE
,
IN
47308
N/A
PC
SPECIAL PROJECTS FUND #31008
50,000
AMERICAN RED CROSS
1510 N MEREDIAN ST
INDIANAPOLIS
,
IN
46202
N/A
PC
INDIANA DISASTER RESPONSE - HURRICANE DORIAN
4,950
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
ONWARD WITH LEARNING - OWL PHASE V
200,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
BSU + COMMUNITY MAKERS HUB
40,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
MUNCIE NONPROFIT VIDEO SERIES
72,000
BOY SCOUTS CROSSROADS OF AMERICA CO
3400 E JACKSON
MUNCIE
,
IN
47303
N/A
PC
SCOUTREACH ASSISTANCE MUNCIE INNER CITY
5,000
DELAWARE COUNTY SHERIFF'S OFFICE
100 W WASHINGTON
MUNCIE
,
IN
47305
N/A
GOV
SUMMER KIDS CAMP
4,355
INDIANA STATE MUSEUM FOUNDATION
650 W WASHINGTON STREET
INDIANAPOLIS
,
IN
46204
N/A
PC
ADDICTION & RECOVERY PROJECT
50,000
MUNCIE ACTION PLAN
720 E 2ND STREET
MUNCIE
,
IN
47305
N/A
PC
MUNCIE ACTION PLAN COORDINATOR & PROJECTS
15,000
MUNCIE CIVIC AND COLLEGE SYMPHONY A
2000 W UNIVERISTY AVE
MUNCIE
,
IN
47306
N/A
PC
TOGETHER IN MUSIC
30,000
MUNCIE COMMUNITY SCHOOLS
2500 N ELGIN ST
MUNCIE
,
IN
47303
N/A
PC
IMPROVEMENT, INNOVATION & ENHANCEMENT & EXCELLENCE IN TEACHING AWARD
367,500
PROJECT LEADERSHIP
118 W 25TH
MARION
,
IN
46953
N/A
PC
CAREER & COLLEGE READINESS INITIATIVE & ICE LEAGUE
390,000
JAMES WHITCOMB RILEY MEMORIAL ASSOC
30 S MERIDIAN
INDIANAPOLIS
,
IN
46204
N/A
PC
LUKE BRACKEN WIESE FUND JUVENILE DIABETES RESEARCH
100,000
ROSS COMMUNITY CENTER INC
1110 W 10TH
MUNCIE
,
IN
47307
N/A
PC
BALL FIELDS PHASE III; FIELD MAINTENANCE & TECHNOLOGY UPGRADES, ICE LEAGUE & OPERATIONAL ASSISTANCE
270,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
EXPANSION FOR HEALTHY LIFESTYLE CENTER
50,000
HOOSIERS FEEDING THE HUNGRY
4490A STATE ROAD 327
GARRETT
,
IN
46738
N/A
PC
MEAT THE NEED
2,500
COWAN COMMUNITY SCHOOLS
9401 S NOTTINGHAM
MUNCIE
,
IN
47302
N/A
PC
7TH GRADE CHALLANGE EDUCATION AT CAMP ADVENTURE & EXCELLENCE IN TEACHING AWARD
3,160
MUNCIE ARTS AND CULTURAL COUNCIL
520 E MAIN ST
MUNCIE
,
IN
47305
N/A
PC
COUNCIL CAPACITY BUILDING
15,000
YWCA CENTRAL INDIANA
310 E CHARLES ST
MUNCIE
,
IN
47305
N/A
PC
EMERGENCY SHELTER & COTS STAY PROGRAM
20,000
SHAFER LEADERSHIP ACADEMY
1208 W WHITE RIVER BLVD STE 127
MUNCIE
,
IN
47303
N/A
PC
SUSTAINING MISSION IMPACT, REDUCING GRANT DEPENDENCY, PROFESSIONAL DEVELOPMENT & CONSULTING & MENTAL HEALTH BREAKROOM
46,000
LIBERTY-PERRY COMMUNITY SCHOOL CORP
105 S CR 650 E PO BOX 337
SELMA
,
IN
47383
N/A
PC
VIRTUAL REALITY IN THE CLASSROOM
4,975
DALEVILLE COMMUNITY SCHOOLS
14300 W 2ND ST
DALEVILLE
,
IN
47334
N/A
PC
DALEVILLE HIGH SCHOOL MEDIA EQUIPMENT
4,999
MONROE TOWNSHIP VOLUNTEER FIRE DEPT
9407 S OLIVE ST
MUNCIE
,
IN
47302
N/A
GOV
RIT-PAK III
5,000
TEENWORKS
PO BOX 40177
INDIANAPOLIS
,
IN
46240
N/A
SO I
SUMMER EMPLOYMENT PROGRAM
30,000
INDIANA PHILANTHROPY ALLIANCE
32 E WASHINGTON ST SUITE 1100
INDIANAPOLIS
,
IN
46204
N/A
PC
PARTICIPATION IN STATEWIDE ALLIANCE OF PHILANTHROPIC ORGANIZATIONS & LEGISLATIVE LUNCHEON SERIES
15,670
BALL STATE UNIVERSITY FOUNDATION
2800 W BETHEL AVE
MUNCIE
,
IN
47304
N/A
PC
EMENS COMMUNITY AUDITORIUM
75,000
ecoREHAB OF MUNCIE INC
PO BOX 137
MUNCIE
,
IN
47308
N/A
PF
GENERAL OPERATING FUNDS
25,000
SUSTAINABLE MUNCIE CORPORATION
515 E MAIN ST
MUNCIE
,
IN
47305
N/A
PC
FUTURE OF WORK - MADJAX
170,000
YOUTH SYMPHONY ORCHESTRAS OF ECI
PO BOX 1463
MUNCIE
,
IN
47308
N/A
PC
PRELUDE PROGRAM AT ROSS CENTER
5,000
BOYS & GIRLS CLUB OF MUNCIE
1710 S MADISON ST
MUNCIE
,
IN
47302
N/A
PC
YEAR ROUND SCHOOL PROGRAM, WEBSITE DESIGN & DEVELOPMENT & ICE LEAGUE AT BULEY CENTER AND MADISON ST LOCATIONS
164,800
BENJAMIN HARRISON PRESIDENTIAL SITE
1230 N DELAWARE ST
INDIANAPOLIS
,
IN
46202
N/A
PC
IN PURSUIT OF STATE PRIDE
2,500
MUNCIE SPORTS COMMISSION INC
3700 S MADISON ST
MUNCIE
,
IN
47302
N/A
PC
BASEBALL/SOFTBALL FIELD - ARTIFICIAL TURF INFIELDS
50,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
CONNECTOR NEIGHBORHOODS & COMMUNITY TRAILS
15,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
WOMEN OF THE BALL FAMILY LEADERSHIP LEGACY FUND
10,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
IMMERSIVE LEARNING SEMINAR SUPPORT
10,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
STEAM INSTITUTE, BURSTING: VISUAL STORY TELLING OF MUNCIE'S WOMEN & UNMASKED RECOVERY TO REDEMPTION
11,400
BURRIS LABORATORY SCHOOL
2201 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
EXCELLANCE IN TEACHING AWARD
1,500
IU HEALTH BALL MEMORIAL HOSPITAL FDN
2401 W UNIVERSITY
MUNCIE
,
IN
47304
N/A
SO I
NEXT MUNCIE - IUHBMH
15,000
JAY-RANDOLPH DEVELOPMENTAL SERVICES INC
901 E WATER ST
PORTLAND
,
IN
47371
N/A
PC
JRDS AED PROJECT
2,000
GREATER MUNCIE IN HABITAT FOR HUMANITY
PO BOX 1119
MUNCIE
,
IN
47308
N/A
PC
GROWTH & IMPACT & 8TWELVE COALITION - BUILDING CAPACITY & SUSTAINABILITY
200,000
BALL STATE UNIVERSITY
2000 W UNIVERSITY AVE
MUNCIE
,
IN
47306
N/A
PC
BALL STATE & MUNCIE COMMUNITY SCHOOLS - BETTER TOGETHER
250,000
MUNCIE LAND BANK INC
2000 W UNIVERSITY AB 327
MUNCIE
,
IN
47306
N/A
PC
OPERATIONAL FUNDING
60,000
URBAN LIGHT CDC
PO BOX 3185
MUNCIE
,
IN
47307
N/A
PC
MARKETING PROPOSAL
5,000
ALNO CLUB INC
827 W RIVERSIDE AVE
MUNCIE
,
IN
47303
N/A
PC
BASEMENT WATERPROOF & REPAIR
5,000
AMERICAN LEGION CHARITIES
418 N WALNUT ST
MUNCIE
,
IN
47305
N/A
PC
BUILDING REPAIRS
59,000
THE ARC OF INDIANA FOUNDATION
143 W MARKET ST STE 200
INDIANAPOLIS
,
IN
46204
N/A
SO I
EGTI EXPANSION PROJECT
50,000
BRIDGES COMMUNITY SERVICES INC
318 W 8TH
MUNCIE
,
IN
47302
N/A
PC
EMERGENCY PLUMBING REPAIR FOR VETERANS/ SENIOR HOUSING
3,250
CONNOR PRAIRIE MUSEUM INC
13400 ALLISONVILLE RD
FISHERS
,
IN
46038
N/A
PC
DELAWARE COUNTY SCHOOLS OUTREACH
10,000
DESTINY CHRISTIAN ACADEMY-CENTRAL
700 N JEFFERSON ST
MUNCIE
,
IN
47305
N/A
PC
VIDEO SURVEILLANCE CAMERA
4,803
ECI REGIONAL PLANNING DISTRICT
1208 W WHITE RIVER BLVD STE 112
MUNCIE
,
IN
47303
N/A
PC
RDA GRANT ADMINISTRATION FUNDING
5,000
GASTON VOLUNTEER FIRE COMPANY
105 N SYCAMORE ST
GASTON
,
IN
47342
N/A
GOV
RAPID INTERVENTION TEAM EQUIPMENT
4,023
INNOVATION CONNECTOR
1208 W WHITE RIVER BLVD
MUNCIE
,
IN
47303
N/A
PC
GENERAL OPERATIONS & PROGRAMMING & DISNEY CUSTOMER SERVICE INSTITUTE
51,000
INSPIRE ACADEMY
2801 E 16TH ST
MUNCIE
,
IN
47302
N/A
PC
INCLUSIVE PLAYGROUND
11,000
INDIANA UNIVERSITY FOUNDATION
301 UNIVERSITY BLVD RM 1031
INDIANAPOLIS
,
IN
46202
N/A
SO I
OPTIMUS PRIMARY: ENHANCING PHYSICIAN TRAINING & IMPROVING COMMUNITY HEALTH
50,000
MIDDLETOWN PARKS BOARD
653 LOCUST ST
MIDDLETOWN
,
IN
47356
N/A
GOV
MIDDLETOWN HONEY CREEK TRAIL - TRESTLE GUARDRAILS
5,000
MUNCIE CHILDREN'S MUSEUM
515 S HIGH ST
MUNCIE
,
IN
47305
N/A
PC
FEASIBILITY STUDY
2,500
MUNCIE MISSION
1725 S LIBERTY ST
MUNCIE
,
IN
47302
N/A
PC
IT-MICROSOFT OFFICE MIGRATION & FISHER GOVERNANCE AWARD
15,000
PATHSTONE CORPORATION
420 S HIGH ST STE 101
MUNCIE
,
IN
47305
N/A
PC
RENTAL ADVOCACY PROGRAM
5,000
PURDUE EXTENSION BUSINESS OFFICE
615 W STATE ST AGAD RM 108
WEST LAFAYETTE
,
IN
47907
N/A
PC
3D PRINTER CAMP
5,000
PURDUE POLYTECHNIC INSTITUTE
401 N GRANT ST
WEST LAFAYETTE
,
IN
47907
N/A
PC
FUTURE OF WORK
30,000
PURDUE UNIVERSITY
155 S GRANT ST
WEST LAFAYETTE
,
IN
47907
N/A
PC
MULTISPECTRAL SENSOR FOR AG DRONE
3,400
Total
.................................
3a
8,149,935
b
Approved for future payment
MINNETRISTA CULTURAL FOUNDATION
1200 N MINNETRISTA PARKWAY
MUNCIE
,
IN
47303
N/A
SO I
GENERAL OPERATIONS
2,700,000
CARDINAL GREENWAY INC
700 E WYSOR
MUNCIE
,
IN
47305
N/A
PC
OPERATING SUPPORT
125,000
CARDINAL GREENWAY INC
700 E WYSOR ST
MUNCIE
,
IN
47305
N/A
PC
KITSELMAN TRAILHEAD PROJECT
300,000
GREATER MUNCIE IN HABITAT FOR HUMAN
PO BOX 1119
MUNCIE
,
IN
47308
N/A
PC
GROWTH & IMPACT (HOUSING & NEIGHBORHOODS)
175,000
ROSS COMMUNITY CENTER INC
1110 W 10TH
MUNCIE
,
IN
47307
N/A
PC
OPERATING SUPPORT
75,000
MUNCIE LAND BANK INC
2000 W UNIVERSITY AB 327
MUNCIE
,
IN
47306
N/A
PC
OPERATIONAL FUNDING
40,000
Total
.................................
3b
3,415,000
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
17
4
Dividends and interest from securities
....
14
3,490,550
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
16
-206,781
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
14,742,910
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
BRANZAN ALT INVESTK1 UBTI
523000
41,120
b
MISCELLANEOUS
14
16,321
c
OIL ROYALTIES
15
49,215
d
PTSHP K1 CARDINAL ETHANOL
110000
49,175
14
-65,014
e
TIFF & COMMONFD K-1s UBTI
525990
-11,749
f
TIFF & COMMONFUND K-1s
525990
14
528,168
12
Subtotal. Add columns (b), (d), and (e)
..
78,546
18,555,386
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
18,633,932
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
19009920
Software Version:
2019v5.0
Form 990PF - Special Condition Description:
Special Condition Description