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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
RESIDUAL TUW CATHERINE IOLA MICHAEL
Number and street (or P.O. box number if mail is not delivered to street address)
901 SOUTH BOND STREET SUITE 400
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BALTIMORE
,
MD
21231
A Employer identification number
20-6988404
B
Telephone number (see instructions)
(410) 537-5497
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
24,662,219
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
397,530
394,803
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
694,858
b
Gross sales price for all assets on line 6a
4,108,339
7
Capital gain net income (from Part IV, line 2)
...
694,858
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
4,730
25
12
Total.
Add lines 1 through 11
........
1,097,118
1,089,686
13
Compensation of officers, directors, trustees, etc.
47,140
47,140
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
119,224
119,224
0
17
Interest
...............
7
7
0
18
Taxes (attach schedule) (see instructions)
...
60,696
5,492
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,085
1,080
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
228,152
125,803
0
47,140
25
Contributions, gifts, grants paid
.......
1,164,479
1,164,479
26
Total expenses and disbursements.
Add lines 24 and 25
1,392,631
125,803
0
1,211,619
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-295,513
b
Net investment income
(if negative, enter -0-)
963,883
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
515,093
513,167
513,167
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
2,161,446
1,909,969
1,962,322
b
Investments—corporate stock (attach schedule)
.......
11,810,833
11,685,508
18,140,928
c
Investments—corporate bonds (attach schedule)
.......
3,851,791
3,853,800
3,901,646
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
32,857
30,370
30,370
13
Investments—other (attach schedule)
..........
95,727
123,970
113,786
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
18,467,747
18,116,784
24,662,219
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
18,467,747
18,116,784
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
18,467,747
18,116,784
30
Total liabilities and net assets/fund balances
(see instructions)
.
18,467,747
18,116,784
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
18,467,747
2
Enter amount from Part I, line 27a
.....................
2
-295,513
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
18,172,234
5
Decreases not included in line 2 (itemize)
5
55,450
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
18,116,784
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
14000. APACHE CORP 4.375% 10/15/28
2018-10-26
2019-01-02
b
11000. APACHE CORP 4.375% 10/15/28
2018-10-26
2019-01-02
c
25000. NOBLE ENERGY INC 3.850% 1/15/28
2018-11-08
2019-01-02
d
25. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-01-03
e
10. INTUITIVE SURGICAL INC
2007-02-28
2019-01-03
24. ESTEE LAUDER COMPANIES CL A
2018-10-11
2019-01-03
75. VISA INC CLASS A SHARES
2014-01-03
2019-01-03
49. ZOETIS INC
2017-05-30
2019-01-03
25. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-01-04
8. INTUITIVE SURGICAL INC
2007-02-28
2019-01-04
25. ESTEE LAUDER COMPANIES CL A
2018-10-11
2019-01-04
56. ZOETIS INC
2017-05-24
2019-01-04
158. ABBVIE INC
2010-11-04
2019-01-07
680. ALTABA INC
2015-09-29
2019-01-07
18. APPLE COMPUTER INC.
2011-06-28
2019-01-07
49. APPLE COMPUTER INC.
2018-12-14
2019-01-07
399. EBAY INC.
2014-10-29
2019-01-07
25000. LEAR CORP 3.800% 9/15/27
2018-08-29
2019-01-07
2796.61 AMERICREDIT 2.080% 9/08/20
2015-08-04
2019-01-08
3390.92 CONTL AIRLINES 1.38779% 2/02/19
2017-01-13
2019-01-14
14038.08 DRIVE AUTO RECV TR SER 2017-1 CL B
2017-11-02
2019-01-15
8369.1 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-01-15
36. DEXCOM INC
2016-09-28
2019-01-18
10. INTUITIVE SURGICAL INC
2007-02-28
2019-01-18
145008.45666 U S TREASURY NT 1.375% 2/28/19
2018-08-07
2019-01-18
49991.54334 U S TREASURY NT 1.375% 2/28/19
2018-07-23
2019-01-18
11. DEXCOM INC
2016-09-28
2019-01-22
25000. HUNT J B TRANS SVCS INC NOTE
2018-02-20
2019-01-23
33000. ROYAL BANK MTN 2.98313% 2/01/22
2017-08-29
2019-01-23
22000. ROYAL BANK MTN 2.98313% 2/01/22
2018-12-10
2019-01-23
16. FLEETCOR TECHNOLOGIES INC
2015-08-05
2019-01-24
17. FLEETCOR TECHNOLOGIES INC
2015-08-05
2019-01-25
25000. MORGAN STANLEY MTN 2.625% 11/17/21
2018-02-14
2019-02-01
11001.84 CONTL AIRLINES 1.38779% 2/02/19
2017-01-13
2019-02-02
. PROCEEDS FROM SECURITIES LITIGATION
2019-02-04
. PROCEEDS FROM SECURITIES LITIGATION
2019-02-04
74. SALESFORCE COM INC
2009-04-14
2019-02-07
420.61 AMERICREDIT 2.080% 9/08/20
2015-08-04
2019-02-08
39. SALESFORCE COM INC
2009-04-14
2019-02-08
11. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-02-14
13. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-02-15
282.65 DRIVE AUTO RECV TR SER 2017-1 CL B
2017-11-02
2019-02-15
1709.9 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-02-15
8591.29 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-02-15
9. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-02-19
210000. U S TREASURY NT 1.375% 2/28/19
2018-08-07
2019-02-19
4. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-02-20
5. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-02-21
15. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-02-25
39. INTUIT INC.
2018-03-27
2019-02-25
21. ERIE INDEMNITY CO
2010-10-27
2019-03-05
15000. U S TREASURY NT 1.500% 8/15/26
2018-05-24
2019-03-08
10035.45 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-03-15
7861.86 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-03-15
16. ABBVIE INC
2010-10-27
2019-03-22
12. ADOBE SYS INCORP
2016-07-05
2019-03-22
12. ALIBABA GROUP HOLDING LTD A D R
2018-02-24
2019-03-22
16. ALIBABA GROUP HOLDING LTD A D R
2019-01-07
2019-03-22
4. ALPHABET INC CL C
2016-08-24
2019-03-22
2. ALPHABET INC CL C
2018-02-08
2019-03-22
3. ALPHABET INC CL A
2016-10-10
2019-03-22
30. ALTRIA GROUP INC
2010-10-20
2019-03-22
3. AMAZON.COM INC
2018-10-16
2019-03-22
1. AMAZON.COM INC
2018-12-20
2019-03-22
7. AMERN TOWER CORP REIT
2018-09-25
2019-03-22
10. AMERN TOWER CORP REIT
2017-10-05
2019-03-22
27. AMERIPRISE FINL INC
2015-12-11
2019-03-22
18. AMERIPRISE FINL INC
2018-05-02
2019-03-22
36. AMPHENOL CORP - CL A
2010-05-11
2019-03-22
7. ANTHEM INC
2018-04-24
2019-03-22
35. APPLE COMPUTER INC.
2013-04-16
2019-03-22
18. APPLE COMPUTER INC.
2011-06-28
2019-03-22
18. AUTODESK INC
2018-08-27
2019-03-22
34. AUTOMATIC DATA PROCESSING INC.
2010-10-27
2019-03-22
35. BWX TECHNOLOGIES INC
2018-07-16
2019-03-22
116. BANK OF AMERICA CORPORATION
2017-08-03
2019-03-22
102. BANK OF AMERICA CORPORATION
2018-12-14
2019-03-22
23. BERKSHIRE HATHAWAY INC CL B
2016-10-10
2019-03-22
35. BEST BUY COMPANY INC
2013-02-15
2019-03-22
1. BOOKING HOLDINGS INC
2018-03-07
2019-03-22
1. BOOKING HOLDINGS INC
2019-01-17
2019-03-22
11. BROADCOM INC
2018-09-25
2019-03-22
5. BROADCOM INC
2018-04-17
2019-03-22
39. BROWN FORMAN CORP CLASS B
2019-02-28
2019-03-22
14. CANADIAN NATL RAILWAY CO
2016-10-10
2019-03-22
21. CARMAX INC
2018-10-11
2019-03-22
36. CARMAX INC
2018-02-05
2019-03-22
19. CIMAREX ENERGY CO
2018-10-11
2019-03-22
43. CINCINNATI FINANCIAL CORP
2010-10-20
2019-03-22
123. CISCO SYSTEMS
2018-05-17
2019-03-22
13. CISCO SYSTEMS
2015-09-18
2019-03-22
15. CINTAS CORP.
2018-07-16
2019-03-22
85. COCA COLA CO.
2016-01-14
2019-03-22
58. COMCAST CORP NEW CL A
2018-12-20
2019-03-22
43. CONAGRA INC.
2017-12-22
2019-03-22
10. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-03-22
11. CROWN CASTLE INTL CORP
2016-10-10
2019-03-22
27. DANAHER CORP
2008-09-17
2019-03-22
45. DELTA AIR LINES INC
2017-12-08
2019-03-22
23. DEXCOM INC
2016-09-28
2019-03-22
14. WALT DISNEY CO.
2016-09-22
2019-03-22
43. DOWDUPONT INC
2018-09-13
2019-03-22
28. DOWDUPONT INC
2018-11-01
2019-03-22
16. EDWARDS LIFESCIENCES CORP
2018-06-14
2019-03-22
20. EDWARDS LIFESCIENCES CORP
2016-10-10
2019-03-22
32. ELECTRONIC ARTS
2018-07-18
2019-03-22
15. ERIE INDEMNITY CO
2010-10-27
2019-03-22
24. FACEBOOK INC CLASS A
2018-07-26
2019-03-22
6. FLEETCOR TECHNOLOGIES INC
2015-07-30
2019-03-22
40. FORTIVE CORP DISC
2018-10-26
2019-03-22
10. GENERAL DYNAMICS CORP
2018-12-14
2019-03-22
12. GENERAL DYNAMICS CORP
2016-03-03
2019-03-22
16. GILEAD SCIENCES INC.
2018-12-20
2019-03-22
31. HASBRO INC
2017-11-07
2019-03-22
60. HEALTHCARE SVCS GROUP INC
2019-02-06
2019-03-22
12. HOME DEPOT INC.
2016-10-25
2019-03-22
15. INTUIT INC.
2018-03-26
2019-03-22
7. INTUITIVE SURGICAL INC
2007-02-28
2019-03-22
47. J P MORGAN CHASE & CO
2013-02-25
2019-03-22
32. J P MORGAN CHASE & CO
2018-12-14
2019-03-22
23. JOHNSON & JOHNSON
2018-12-14
2019-03-22
53. KKR CO INC A
2018-07-17
2019-03-22
156. KINDER MORGAN INC
2016-10-10
2019-03-22
160. KINDER MORGAN INC
2011-04-04
2019-03-22
18. ESTEE LAUDER COMPANIES CL A
2018-10-11
2019-03-22
20. LOWES COS INC
2018-05-22
2019-03-22
37. LOWES COS INC
2018-12-17
2019-03-22
22. MASTERCARD INC
2016-10-10
2019-03-22
17. MCDONALDS CORP.
2010-10-20
2019-03-22
82. MERCK & CO. INC.
2018-02-07
2019-03-22
20. MERCK & CO. INC.
2010-05-19
2019-03-22
79. MICROSOFT CORP.
2010-10-27
2019-03-22
32. MICROSOFT CORP.
2019-02-25
2019-03-22
47. MICROSOFT CORP.
2017-07-12
2019-03-22
55. NOVARTIS AG ADR
2011-10-31
2019-03-22
41. OCCIDENTAL PETROLEUM CORP.
2014-12-12
2019-03-22
37. PAYPAL HOLDINGS INC
2018-02-08
2019-03-22
26. PAYPAL HOLDINGS INC
2014-11-24
2019-03-22
22. PHILIP MORRIS INTL
2010-10-27
2019-03-22
9. T. ROWE PRICE GROUP INC
2015-05-28
2019-03-22
184. REGIONS FINL CORP
2017-02-09
2019-03-22
3. ROPER INDUSTRIES INC NEW
2016-12-08
2019-03-22
9. ROPER INDUSTRIES INC NEW
2018-10-17
2019-03-22
20. SBA COMMUNICATIONS CORP
2018-04-12
2019-03-22
7. SBA COMMUNICATIONS CORP
2018-02-20
2019-03-22
21. SALESFORCE COM INC
2009-04-14
2019-03-22
103. CHARLES SCHWAB CORP.
2016-10-10
2019-03-22
7. SHERWIN WILLIAMS CO
2018-08-17
2019-03-22
74. SUNCOR ENERGY INC
2018-09-25
2019-03-22
62. SUNCOR ENERGY INC
2018-08-07
2019-03-22
53. TJX COS INC
2017-03-20
2019-03-22
21. TJX COS INC
2016-10-10
2019-03-22
30. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR
2018-10-23
2019-03-22
13. THERMO ELECTRON CORP
2018-07-12
2019-03-22
13. TIFFANY & CO
2018-12-20
2019-03-22
65. UNILEVER N V - NY SHARES
2012-04-12
2019-03-22
8. UNITED RENTALS INC
2018-10-18
2019-03-22
34. UNITED TECHNOLOGIES CORP.
2012-01-05
2019-03-22
20. UNITED TECHNOLOGIES CORP.
2016-10-10
2019-03-22
11. UNITEDHEALTH GROUP INC
2018-05-09
2019-03-22
18. V F CORP.
2010-10-27
2019-03-22
25. VISA INC CLASS A SHARES
2014-01-03
2019-03-22
40. VISA INC CLASS A SHARES
2016-10-10
2019-03-22
33. WP CAREY INC
2018-09-25
2019-03-22
18. WP CAREY INC
2013-11-12
2019-03-22
70. WELLS FARGO & CO-NEW
2014-04-29
2019-03-22
63. WELLS FARGO & CO-NEW
2016-05-05
2019-03-22
73. WEYERHAEUSER CO.
2010-11-04
2019-03-22
27. WEYERHAEUSER CO.
2018-09-25
2019-03-22
45. ZOETIS INC
2017-05-22
2019-03-22
24. ACCENTURE PLC CL A
2012-01-05
2019-03-22
23. ACCENTURE PLC CL A
2016-10-10
2019-03-22
85. GENPACT LIMITED
2018-05-14
2019-03-22
19. LINDE PLC
2012-01-26
2019-03-22
27. MEDTRONIC PLC
2019-01-07
2019-03-22
22. NXP SEMICONDUCTORS NV
2018-09-20
2019-03-22
17000. MPLX LP NOTE CALL MAKE WHOLE
2018-11-08
2019-03-25
8000. MPLX LP NOTE CALL MAKE WHOLE
2018-11-07
2019-03-25
25000. HUNT J B TRANS SVCS INC
2019-01-23
2019-03-26
45000. WEYERHAEUSER CO 7.375% 10/01/19
2018-02-13
2019-03-27
30000. NOBLE ENERGY INC 3.850% 1/15/28
2018-11-08
2019-03-28
17. ADOBE SYS INCORP
2016-07-05
2019-04-03
44. ADOBE SYS INCORP
2016-07-05
2019-04-03
15. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-04-03
34. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-04-03
1. INTUIT INC.
2018-03-26
2019-04-03
4. INTUIT INC.
2018-04-09
2019-04-03
34. INTUIT INC.
2017-05-18
2019-04-03
5. INTUIT INC.
2018-04-09
2019-04-03
5. INTUIT INC.
2017-05-18
2019-04-03
155. T. ROWE PRICE GROUP INC
2015-11-26
2019-04-03
11. ADOBE SYS INCORP
2016-04-28
2019-04-04
27. INTUIT INC.
2017-05-18
2019-04-04
271. KINDER MORGAN INC
2016-10-10
2019-04-04
35. T. ROWE PRICE GROUP INC
2015-10-27
2019-04-04
10000. BOSTON PPTYS LTD PARTNERSHIP NOTE
2018-05-14
2019-04-09
15000. BOSTON PPTYS LTD PARTNERSHIP NOTE
2017-02-10
2019-04-09
9759.72 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-04-15
7974.03 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-04-15
46. APPLE COMPUTER INC.
2011-06-28
2019-04-16
.6667 DOW INC
2018-11-01
2019-04-17
.2 ALCON INC
2011-10-31
2019-04-18
86. ZOETIS INC
2017-05-22
2019-04-22
1. BROWN ADVISORY INVESTORS 2010 - GCMP, LLLP
2018-12-31
2019-04-25
211. HEALTHCARE SVCS GROUP INC
2010-10-27
2019-05-01
232. HEALTHCARE SVCS GROUP INC
2019-02-06
2019-05-01
140. HEALTHCARE SVCS GROUP INC
2010-10-27
2019-05-01
178. OCCIDENTAL PETROLEUM CORP.
2014-12-12
2019-05-01
73. VISA INC CLASS A SHARES
2016-10-10
2019-05-01
13. ERIE INDEMNITY CO
2010-10-27
2019-05-03
4. ERIE INDEMNITY CO
2010-10-27
2019-05-06
16. PAYPAL HOLDINGS INC
2018-02-08
2019-05-06
15. PAYPAL HOLDINGS INC
2018-02-08
2019-05-06
8. ERIE INDEMNITY CO
2010-10-27
2019-05-08
21. PAYPAL HOLDINGS INC
2018-02-08
2019-05-10
164. ALCON INC
2012-05-23
2019-05-10
17. PAYPAL HOLDINGS INC
2016-07-11
2019-05-14
8964.19 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-05-15
38. ERIE INDEMNITY CO
2010-10-27
2019-05-15
17. PAYPAL HOLDINGS INC
2016-07-11
2019-05-15
7130.62 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-05-15
35000. U S TREASURY NT 2.875% 5/15/28
2018-12-26
2019-05-15
47. MASTERCARD INC
2016-10-10
2019-05-16
50000. U S TREASURY NT 1.500% 8/15/26
2018-05-24
2019-05-20
50000. F H L M C MLTCL MTG 3.205% 3/25/25
2016-01-26
2019-05-29
50000. AMERICAN TOWER CORP 2.250% 1/15/22
2017-01-23
2019-05-30
.4286 KONTOOR BRANDS INC W I
2010-10-27
2019-06-05
3000. HCA INC 4.125% 6/15/29
2019-06-05
2019-06-06
35000. TEXAS ST A M UNIV 3.231% 5/15/27
2017-02-10
2019-06-06
2000. EDISON INTERNATIONAL 2.950% 3/15/23
2019-01-14
2019-06-13
35. APPLE COMPUTER INC.
2011-06-22
2019-06-14
7000. EDISON INTERNATIONAL 2.950% 3/15/23
2019-01-14
2019-06-14
8200.2 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-06-15
7161.41 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-06-15
21000. EDISON INTERNATIONAL 2.950% 3/15/23
2019-01-14
2019-06-17
.6667 CORTEVA INC
2018-11-01
2019-06-18
.667 DUPONT DE NEMOURS INC WI
2018-11-01
2019-06-19
337. REGIONS FINL CORP
2017-03-21
2019-06-24
37. REGIONS FINL CORP
2017-03-21
2019-06-24
75000. U S TREASURY NT 0.750% 8/15/19
2019-02-19
2019-06-24
318. REGIONS FINL CORP
2017-04-13
2019-06-25
224. REGIONS FINL CORP
2017-04-18
2019-06-25
456. REGIONS FINL CORP
2017-04-18
2019-06-25
4. CINTAS CORP.
2018-07-16
2019-07-01
40000. FLORIDA ST BRD 2.163% 7/01/19
2019-01-07
2019-07-01
11. CINTAS CORP.
2018-10-10
2019-07-02
16. ADOBE SYS INCORP
2016-04-28
2019-07-03
3. ALPHABET INC CL C
2018-02-08
2019-07-03
2. AMAZON.COM INC
2018-12-18
2019-07-03
1. AMAZON.COM INC
2015-01-14
2019-07-03
32. AMPHENOL CORP - CL A
2010-05-11
2019-07-03
20. AUTODESK INC
2019-04-03
2019-07-03
4. BWX TECHNOLOGIES INC
2018-07-16
2019-07-03
35. BWX TECHNOLOGIES INC
2018-06-21
2019-07-03
2. BOOKING HOLDINGS INC
2018-03-07
2019-07-03
2832.36 BROWN ADVISORY SMALL CAP GROWTH INV
2015-12-31
2019-07-03
2303.861 BROWN ADVISORY SMALL CAP GROWTH INV
2018-12-21
2019-07-03
45. BROWN FORMAN CORP CLASS B
2019-04-16
2019-07-03
13. CINTAS CORP.
2018-10-10
2019-07-03
10. COSTCO WHOLESALE CORPORATION
2009-07-29
2019-07-03
28. DANAHER CORP
2008-09-17
2019-07-03
22. DEXCOM INC
2016-10-14
2019-07-03
1. EDWARDS LIFESCIENCES CORP
2018-06-14
2019-07-03
14. EDWARDS LIFESCIENCES CORP
2018-07-27
2019-07-03
33. ELECTRONIC ARTS
2018-07-10
2019-07-03
6. FLEETCOR TECHNOLOGIES INC
2015-09-18
2019-07-03
10. FORTIVE CORP DISC
2018-04-27
2019-07-03
32. FORTIVE CORP DISC
2018-10-26
2019-07-03
17. INTUIT INC.
2017-04-19
2019-07-03
7. INTUITIVE SURGICAL INC
2019-04-22
2019-07-03
19. ESTEE LAUDER COMPANIES CL A
2018-10-11
2019-07-03
44. MICROSOFT CORP.
2019-04-03
2019-07-03
41. PAYPAL HOLDINGS INC
2016-07-11
2019-07-03
12. ROPER INDUSTRIES INC NEW
2016-12-08
2019-07-03
20. SBA COMMUNICATIONS CORP
2018-04-10
2019-07-03
22. SALESFORCE COM INC
2009-04-14
2019-07-03
7. SHERWIN WILLIAMS CO
2018-08-16
2019-07-03
53. TJX COS INC
2017-03-15
2019-07-03
15. THERMO ELECTRON CORP
2018-07-12
2019-07-03
29. VISA INC CLASS A SHARES
2014-01-03
2019-07-03
45. ZOETIS INC
2017-05-22
2019-07-03
82. GENPACT LIMITED
2019-05-15
2019-07-03
23. NXP SEMICONDUCTORS NV
2018-09-20
2019-07-03
31. CINTAS CORP.
2018-10-17
2019-07-05
7. CINTAS CORP.
2018-10-11
2019-07-08
61. DANAHER CORP
2008-09-17
2019-07-12
21. DANAHER CORP
2008-09-17
2019-07-12
37. DANAHER CORP
2008-09-17
2019-07-12
41. FLEETCOR TECHNOLOGIES INC
2015-09-18
2019-07-12
64. ZOETIS INC
2017-05-15
2019-07-12
8. DANAHER CORP
2008-03-18
2019-07-15
8059.94 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-07-15
21. FLEETCOR TECHNOLOGIES INC
2015-07-29
2019-07-15
23. FLEETCOR TECHNOLOGIES INC
2015-09-10
2019-07-15
2248.04 SANTANDER DRIVE 2.100% 6/15/21
2018-11-06
2019-07-15
20. ZOETIS INC
2017-05-12
2019-07-15
5. FLEETCOR TECHNOLOGIES INC
2015-07-28
2019-07-16
8. FLEETCOR TECHNOLOGIES INC
2015-07-28
2019-07-16
25000. AUTOZONE INC 2.500% 4/15/21
2017-01-25
2019-07-17
9. FLEETCOR TECHNOLOGIES INC
2015-09-11
2019-07-17
15. FLEETCOR TECHNOLOGIES INC
2015-10-21
2019-07-17
28. FLEETCOR TECHNOLOGIES INC
2015-10-07
2019-07-18
211. CORTEVA INC
2018-11-29
2019-07-19
7. FLEETCOR TECHNOLOGIES INC
2015-10-08
2019-07-19
933. REGIONS FINL CORP
2012-11-02
2019-07-19
24. ACCENTURE PLC CL A
2016-10-10
2019-07-19
24. FLEETCOR TECHNOLOGIES INC
2015-10-15
2019-07-22
4. FLEETCOR TECHNOLOGIES INC
2017-08-15
2019-07-22
208. REGIONS FINL CORP
2012-11-20
2019-07-22
47. REGIONS FINL CORP
2012-11-20
2019-07-22
9. REGIONS FINL CORP
2012-11-20
2019-07-22
9. FLEETCOR TECHNOLOGIES INC
2017-08-15
2019-07-23
19. FLEETCOR TECHNOLOGIES INC
2017-04-28
2019-07-23
599. REGIONS FINL CORP
2012-11-20
2019-07-23
8. FLEETCOR TECHNOLOGIES INC
2017-04-28
2019-07-24
5. FLEETCOR TECHNOLOGIES INC
2017-04-28
2019-07-24
189.6667 CORTEVA INC
2018-03-27
2019-07-25
76.3333 CORTEVA INC
2018-10-11
2019-07-25
4. FLEETCOR TECHNOLOGIES INC
2017-08-14
2019-07-25
11. FLEETCOR TECHNOLOGIES INC
2017-08-14
2019-07-25
832. HEALTHCARE SVCS GROUP INC
2011-08-09
2019-07-25
11. ACCENTURE PLC CL A
2016-10-10
2019-07-25
9. ACCENTURE PLC CL A
2016-10-10
2019-07-26
1. CORTEVA INC
2018-10-11
2019-07-30
59. DEXCOM INC
2016-10-26
2019-08-06
135000. U S TREASURY NT 0.750% 8/15/19
2019-02-19
2019-08-06
54. CINCINNATI FINANCIAL CORP
2010-10-20
2019-08-09
24. ERIE INDEMNITY CO
2010-10-27
2019-08-09
8152.1 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-08-15
304. WELLS FARGO & CO-NEW
2016-05-05
2019-08-15
40000. U S TREASURY NT 2.875% 5/15/28
2019-01-18
2019-08-19
22. ADOBE SYS INCORP
2016-04-28
2019-09-06
8. INTUIT INC.
2017-04-19
2019-09-06
13. INTUIT INC.
2017-04-18
2019-09-06
9. ADOBE SYS INCORP
2016-04-28
2019-09-09
22. ADOBE SYS INCORP
2016-04-28
2019-09-09
8. INTUIT INC.
2017-04-18
2019-09-09
22. INTUIT INC.
2017-04-18
2019-09-09
118.49 DRIVE AUTO 2.304% 2/15/22
2018-02-14
2019-09-15
12000. NOBLE ENERGY INC 3.850% 1/15/28
2019-08-14
2019-09-16
13000. NOBLE ENERGY INC 3.850% 1/15/28
2019-08-14
2019-09-16
50000. ASTRAZENECA PLC 1.950% 9/18/19
2016-10-31
2019-09-18
3260. ISHARES MSCI ALL COUNTRY ASIA EX ETF
2018-07-26
2019-09-19
55000. EXPRESS SCRIPTS 4.500% 2/25/26
2018-10-12
2019-09-27
59. ALIBABA GROUP HOLDING LTD A D R
2019-07-05
2019-09-30
24. ALIBABA GROUP HOLDING LTD A D R
2018-02-27
2019-09-30
50000. AMERICAN TOWER CORP 5.000% 2/15/24
2019-05-30
2019-09-30
34. EDWARDS LIFESCIENCES CORP
2018-07-27
2019-09-30
5. INTUITIVE SURGICAL INC
2019-04-22
2019-09-30
64. MICROSOFT CORP.
2011-04-14
2019-09-30
33. ACCENTURE PLC CL A
2012-01-05
2019-09-30
37. ALIBABA GROUP HOLDING LTD A D R
2018-04-09
2019-10-01
2. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-10-01
2. INTUITIVE SURGICAL INC
2019-04-22
2019-10-01
4. INTUITIVE SURGICAL INC
2019-04-22
2019-10-02
4. INTUITIVE SURGICAL INC
2007-02-28
2019-10-02
25000. AUTOZONE INC 3.125% 4/18/24
2019-07-17
2019-10-03
25000. KROGER CO NOTE CALL MAKE WHOLE
2018-01-03
2019-10-03
30000. APACHE CORP 4.375% 10/15/28
2018-10-26
2019-10-04
3000. KEYSIGHT 3.000% 10/30/29
2019-10-07
2019-10-08
65. DANAHER CORP
2008-03-18
2019-10-25
10. ADOBE SYS INCORP
2016-04-28
2019-10-29
19. DANAHER CORP
2008-03-18
2019-10-29
1. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-10-29
6000. ENTERPRISE PRODUCTS 5.250% 8/16/77
2017-10-10
2019-10-29
22000. ENTERPRISE PRODUCTS 5.250% 8/16/77
2017-10-10
2019-10-29
84. MICROSOFT CORP.
2019-09-09
2019-10-29
83. MICROSOFT CORP.
2019-09-09
2019-10-29
12. SALESFORCE COM INC
2009-04-14
2019-10-29
15. VISA INC CLASS A SHARES
2014-01-03
2019-10-29
12. ADOBE SYS INCORP
2016-04-22
2019-10-30
65. EDWARDS LIFESCIENCES CORP
2016-10-10
2019-10-30
6. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-10-30
7000. ENTERPRISE PRODUCTS 5.250% 8/16/77
2017-10-10
2019-10-30
23. SALESFORCE COM INC
2009-04-14
2019-10-30
18. ADOBE SYS INCORP
2016-05-02
2019-10-31
47. DANAHER CORP
2008-03-18
2019-10-31
9. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-10-31
33. SALESFORCE COM INC
2009-04-14
2019-10-31
41. VISA INC CLASS A SHARES
2014-01-03
2019-10-31
7. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-11-01
9. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-11-04
9. EDWARDS LIFESCIENCES CORP
2018-04-25
2019-11-05
59. AMERIPRISE FINL INC
2018-05-02
2019-11-06
131.3333 DOW INC
2018-11-02
2019-11-08
79.6667 DOW INC
2018-11-29
2019-11-08
78. CHARLES SCHWAB CORP.
2016-10-10
2019-11-08
105. CHARLES SCHWAB CORP.
2016-10-10
2019-11-11
65000. U S TREASURY NT 1.375% 2/29/20
2016-09-23
2019-11-13
9055.28 DRIVE AUTO 3.640% 10/17/22
2018-09-11
2019-11-15
20000. U S TREASURY NT 1.375% 2/29/20
2018-05-11
2019-11-15
25. PAYPAL HOLDINGS INC
2016-08-25
2019-11-19
165. PAYPAL HOLDINGS INC
2016-08-25
2019-11-19
31. PAYPAL HOLDINGS INC
2016-07-01
2019-11-20
55000. DUKE ENERGY PROGRESS LLC BOND
2019-03-05
2019-11-21
45. CARMAX INC
2018-02-05
2019-11-25
90. CARMAX INC
2018-02-15
2019-11-26
45000. PORT AUTH NY NJ 5.309% 12/01/19
2011-03-08
2019-12-01
5000. LEAR CORP 3.800% 9/15/27
2019-09-13
2019-12-04
5000. LEAR CORP 3.800% 9/15/27
2019-09-13
2019-12-04
2000. LEAR CORP 3.800% 9/15/27
2019-09-13
2019-12-04
2000. LEAR CORP 3.800% 9/15/27
2019-09-13
2019-12-04
7000. LEAR CORP 3.800% 9/15/27
2019-09-13
2019-12-04
4000. LEAR CORP 3.800% 9/15/27
2018-08-29
2019-12-04
4000. LEAR CORP 3.800% 9/15/27
2019-09-13
2019-12-04
25000. FIDELITY NATL INFORMATION SVCS
2018-05-14
2019-12-05
5000. LEAR CORP 3.800% 9/15/27
2018-08-29
2019-12-06
11000. LEAR CORP 3.800% 9/15/27
2018-08-29
2019-12-06
10000. LEAR CORP 3.800% 9/15/27
2018-08-29
2019-12-06
75. BWX TECHNOLOGIES INC
2018-07-16
2019-12-09
34. BWX TECHNOLOGIES INC
2018-03-29
2019-12-10
50. BWX TECHNOLOGIES INC
2018-04-02
2019-12-10
71. DEXCOM INC
2016-11-28
2019-12-10
4. DEXCOM INC
2016-11-23
2019-12-10
86. BWX TECHNOLOGIES INC
2018-04-02
2019-12-11
143. WELLS FARGO & CO-NEW
2016-07-15
2019-12-11
8894.62 DRIVE AUTO 3.640% 10/17/22
2018-09-11
2019-12-15
105. DUPONT DE NEMOURS INC WI
2018-11-02
2019-12-19
106. DUPONT DE NEMOURS INC WI
2018-11-29
2019-12-19
25000. CIRMAREX ENERGY CO 4.375% 3/15/29
2019-07-18
2019-12-23
25879.917 FEDERATED HERMES ADJUSTABLE RATE SS
2015-12-14
2019-12-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
13,052
13,613
-561
b
10,284
10,696
-412
c
22,695
23,242
-547
d
5,044
1,228
3,816
e
4,547
368
4,179
3,040
3,097
-57
9,692
4,162
5,530
4,014
3,049
965
5,122
1,228
3,894
3,734
294
3,440
3,234
3,226
8
4,671
3,479
1,192
14,248
4,235
10,013
40,566
21,293
19,273
2,656
862
1,794
7,231
8,140
-909
11,737
7,995
3,742
22,607
23,657
-1,050
2,797
2,797
3,391
3,395
-4
14,038
14,055
-17
8,369
8,341
28
5,419
3,244
2,175
5,409
368
5,041
144,850
144,881
-31
49,937
49,948
-11
1,651
972
679
24,858
25,046
-188
33,144
33,188
-44
22,096
21,888
208
3,146
2,465
681
3,397
2,619
778
24,639
24,613
26
11,002
11,002
29
29
26
26
11,485
707
10,778
421
421
6,056
373
5,683
2,355
540
1,815
2,809
639
2,170
283
283
1,710
1,710
8,591
8,562
29
1,969
442
1,527
209,951
209,969
-18
868
197
671
1,075
246
829
3,256
737
2,519
9,663
6,829
2,834
3,905
1,215
2,690
13,933
13,559
374
10,035
10,034
1
7,862
7,835
27
1,287
427
860
3,152
1,138
2,014
2,118
2,202
-84
2,824
2,294
530
4,872
3,181
1,691
2,437
2,046
391
3,665
2,440
1,225
1,684
748
936
5,392
5,362
30
1,795
1,445
350
1,354
1,022
332
1,935
1,398
537
3,353
2,920
433
2,242
2,401
-159
3,436
820
2,616
2,118
1,577
541
6,735
2,125
4,610
3,493
862
2,631
2,813
2,783
30
5,239
1,322
3,917
1,710
2,239
-529
3,123
2,845
278
2,736
2,503
233
4,635
3,345
1,290
2,462
579
1,883
1,722
2,110
-388
1,722
1,724
-2
3,211
2,730
481
1,463
1,261
202
2,007
1,918
89
1,212
938
274
1,303
1,444
-141
2,234
2,366
-132
1,310
1,806
-496
3,649
1,289
2,360
6,524
5,405
1,119
690
332
358
2,929
2,902
27
3,908
3,182
726
2,287
2,023
264
1,137
1,637
-500
2,389
491
1,898
1,402
955
447
3,557
784
2,773
2,243
2,431
-188
3,041
2,033
1,008
1,506
1,307
199
2,315
2,976
-661
1,520
1,619
-99
3,052
2,419
633
3,813
2,423
1,390
3,273
4,753
-1,480
2,631
868
1,763
3,979
4,233
-254
1,431
924
507
3,334
2,955
379
1,663
1,708
-45
1,999
1,624
375
1,026
1,039
-13
2,595
2,786
-191
1,927
2,310
-383
2,273
1,498
775
3,849
2,597
1,252
3,980
257
3,723
4,685
2,279
2,406
3,207
3,213
-6
3,163
3,076
87
1,261
1,425
-164
3,105
3,295
-190
3,192
4,685
-1,493
2,906
2,323
583
2,109
1,731
378
3,927
3,405
522
5,123
2,267
2,856
3,182
1,324
1,858
6,728
4,643
2,085
1,648
655
993
9,299
2,056
7,243
3,792
3,578
214
5,569
3,220
2,349
5,140
3,151
1,989
2,686
3,050
-364
3,787
2,798
989
2,661
861
1,800
2,014
1,292
722
898
679
219
2,513
2,752
-239
994
549
445
2,982
2,556
426
3,942
3,254
688
1,381
1,188
193
3,438
201
3,237
4,310
3,364
946
2,982
3,102
-120
2,488
2,958
-470
2,074
2,567
-493
2,770
2,076
694
1,097
783
314
1,215
1,133
82
3,478
2,753
725
1,339
1,006
333
3,749
2,120
1,629
909
952
-43
4,245
2,521
1,724
2,490
1,997
493
2,730
2,517
213
1,512
372
1,140
3,857
1,387
2,470
6,166
3,331
2,835
2,565
2,131
434
1,399
1,126
273
3,377
3,459
-82
3,051
3,080
-29
1,897
1,726
171
702
892
-190
4,443
2,727
1,716
3,969
1,263
2,706
3,823
2,710
1,113
2,910
2,638
272
3,238
3,106
132
2,444
2,233
211
2,015
2,061
-46
17,891
16,906
985
8,417
7,955
462
25,754
25,068
686
45,996
45,996
29,600
27,946
1,654
4,642
1,612
3,030
11,954
4,169
7,785
3,636
737
2,899
8,240
1,670
6,570
271
173
98
1,086
682
404
9,181
4,286
4,895
1,350
853
497
1,360
626
734
16,042
11,478
4,564
2,939
1,041
1,898
7,097
3,265
3,832
5,377
5,725
-348
3,600
2,580
1,020
10,287
10,042
245
15,430
15,360
70
9,760
9,759
1
7,974
7,947
27
9,175
2,192
6,983
39
38
1
11
7
4
8,567
5,212
3,355
5,393
6,093
-700
6,588
3,340
3,248
7,243
8,933
-1,690
4,342
2,216
2,126
10,357
13,069
-2,712
11,990
6,079
5,911
2,637
752
1,885
800
231
569
1,769
1,185
584
1,662
1,111
551
1,601
463
1,138
2,313
1,055
1,258
10,143
5,456
4,687
1,861
648
1,213
8,964
8,963
1
7,623
2,199
5,424
1,888
648
1,240
7,131
7,107
24
36,486
35,354
1,132
11,901
4,844
7,057
47,330
45,322
2,008
51,791
51,260
531
49,302
48,980
322
13
4
9
3,007
2,985
22
36,568
35,279
1,289
1,878
1,894
-16
6,733
1,635
5,098
6,578
6,630
-52
8,200
8,199
1
7,161
7,137
24
19,478
19,890
-412
17
21
-4
50
57
-7
4,893
4,963
-70
536
537
-1
74,856
74,823
33
4,566
4,571
-5
3,218
3,052
166
6,563
3,758
2,805
957
771
186
40,000
40,000
2,622
2,099
523
4,881
1,515
3,366
3,363
2,870
493
3,875
3,089
786
1,937
292
1,645
3,169
729
2,440
3,422
3,343
79
208
256
-48
1,820
2,384
-564
3,842
4,220
-378
63,417
43,193
20,224
51,583
37,000
14,583
2,578
2,387
191
3,112
2,456
656
2,684
491
2,193
4,056
813
3,243
3,158
1,863
1,295
187
151
36
2,618
1,980
638
3,273
4,750
-1,477
1,734
922
812
820
708
112
2,626
2,361
265
4,588
2,024
2,564
3,757
3,463
294
3,539
2,452
1,087
6,035
5,280
755
4,804
1,563
3,241
4,521
2,196
2,325
4,679
3,231
1,448
3,412
210
3,202
3,269
3,096
173
2,859
2,075
784
4,570
3,173
1,397
5,126
1,609
3,517
5,173
2,717
2,456
3,168
2,956
212
2,242
2,155
87
7,394
5,793
1,601
1,669
1,299
370
8,580
1,771
6,809
2,940
610
2,330
5,172
1,065
4,107
11,962
6,294
5,668
7,237
3,841
3,396
1,129
229
900
8,060
8,059
1
6,139
3,201
2,938
6,679
3,477
3,202
2,248
2,240
8
2,267
1,200
1,067
1,454
755
699
2,338
1,208
1,130
25,058
24,873
185
2,612
1,358
1,254
4,348
2,212
2,136
8,133
4,052
4,081
5,687
6,533
-846
2,040
1,010
1,030
14,200
6,251
7,949
4,686
2,828
1,858
7,000
3,447
3,553
1,167
572
595
3,142
1,386
1,756
709
311
398
136
60
76
2,609
1,284
1,325
5,504
2,698
2,806
9,155
3,965
5,190
2,319
1,136
1,183
1,449
710
739
5,286
6,518
-1,232
2,127
2,687
-560
1,143
568
575
3,151
1,560
1,591
20,092
12,305
7,787
2,146
1,296
850
1,767
1,061
706
29
32
-3
8,623
4,763
3,860
134,958
134,950
8
5,899
1,618
4,281
5,321
1,389
3,932
8,152
8,151
1
13,308
14,861
-1,553
44,198
40,367
3,831
6,318
2,083
4,235
2,323
952
1,371
3,759
1,547
2,212
2,505
852
1,653
6,138
2,083
4,055
2,223
952
1,271
6,041
2,613
3,428
118
118
12,392
12,383
9
13,412
13,384
28
50,000
50,000
220,725
238,052
-17,327
59,997
55,401
4,596
9,862
10,275
-413
4,012
4,253
-241
55,326
53,932
1,394
7,481
4,679
2,802
2,709
2,474
235
8,852
1,635
7,217
6,375
1,737
4,638
6,112
6,377
-265
434
257
177
1,058
990
68
2,054
1,979
75
2,054
147
1,907
26,084
25,569
515
26,528
25,227
1,301
30,695
29,235
1,460
3,013
2,997
16
8,817
1,863
6,954
2,716
946
1,770
2,623
545
2,078
239
129
110
6,120
6,075
45
22,440
22,275
165
12,001
11,661
340
11,895
10,220
1,675
1,862
115
1,747
2,665
832
1,833
3,312
1,135
2,177
15,527
7,876
7,651
1,435
771
664
7,140
7,088
52
3,612
220
3,392
4,993
1,702
3,291
6,474
1,347
5,127
2,142
1,157
985
5,162
315
4,847
7,320
2,275
5,045
1,665
900
765
2,117
1,157
960
2,090
1,042
1,048
9,310
7,316
1,994
7,334
7,334
4,449
4,465
-16
3,396
2,547
849
4,533
3,429
1,104
64,957
65,002
-45
9,055
9,054
1
19,986
19,937
49
2,641
947
1,694
17,353
6,154
11,199
3,236
1,130
2,106
59,257
54,746
4,511
4,395
2,957
1,438
8,831
5,793
3,038
45,000
45,000
5,112
4,965
147
5,109
4,965
144
2,042
1,986
56
2,043
1,986
57
7,145
6,950
195
4,083
3,807
276
4,083
3,972
111
28,620
26,630
1,990
5,083
4,759
324
11,165
10,471
694
10,149
9,518
631
4,533
4,780
-247
2,050
2,143
-93
3,019
3,136
-117
15,363
5,299
10,064
875
280
595
5,248
5,361
-113
7,647
6,938
709
8,895
8,894
1
6,710
9,013
-2,303
6,790
8,994
-2,204
26,325
26,019
306
250,000
252,071
-2,071
123,313
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-561
b
-412
c
-547
d
3,816
e
4,179
-57
5,530
965
3,894
3,440
8
1,192
10,013
19,273
1,794
-909
3,742
-1,050
-4
-17
28
2,175
5,041
-31
-11
679
-188
-44
208
681
778
26
29
26
10,778
5,683
1,815
2,170
29
1,527
-18
671
829
2,519
2,834
2,690
374
1
27
860
2,014
-84
530
1,691
391
1,225
936
30
350
332
537
433
-159
2,616
541
4,610
2,631
30
3,917
-529
278
233
1,290
1,883
-388
-2
481
202
89
274
-141
-132
-496
2,360
1,119
358
27
726
264
-500
1,898
447
2,773
-188
1,008
199
-661
-99
633
1,390
-1,480
1,763
-254
507
379
-45
375
-13
-191
-383
775
1,252
3,723
2,406
-6
87
-164
-190
-1,493
583
378
522
2,856
1,858
2,085
993
7,243
214
2,349
1,989
-364
989
1,800
722
219
-239
445
426
688
193
3,237
946
-120
-470
-493
694
314
82
725
333
1,629
-43
1,724
493
213
1,140
2,470
2,835
434
273
-82
-29
171
-190
1,716
2,706
1,113
272
132
211
-46
985
462
686
1,654
3,030
7,785
2,899
6,570
98
404
4,895
497
734
4,564
1,898
3,832
-348
1,020
245
70
1
27
6,983
1
4
3,355
-700
3,248
-1,690
2,126
-2,712
5,911
1,885
569
584
551
1,138
1,258
4,687
1,213
1
5,424
1,240
24
1,132
7,057
2,008
531
322
9
22
1,289
-16
5,098
-52
1
24
-412
-4
-7
-70
-1
33
-5
166
2,805
186
523
3,366
493
786
1,645
2,440
79
-48
-564
-378
20,224
14,583
191
656
2,193
3,243
1,295
36
638
-1,477
812
112
265
2,564
294
1,087
755
3,241
2,325
1,448
3,202
173
784
1,397
3,517
2,456
212
87
1,601
370
6,809
2,330
4,107
5,668
3,396
900
1
2,938
3,202
8
1,067
699
1,130
185
1,254
2,136
4,081
-846
1,030
7,949
1,858
3,553
595
1,756
398
76
1,325
2,806
5,190
1,183
739
-1,232
-560
575
1,591
7,787
850
706
-3
3,860
8
4,281
3,932
1
-1,553
3,831
4,235
1,371
2,212
1,653
4,055
1,271
3,428
9
28
-17,327
4,596
-413
-241
1,394
2,802
235
7,217
4,638
-265
177
68
75
1,907
515
1,301
1,460
16
6,954
1,770
2,078
110
45
165
340
1,675
1,747
1,833
2,177
7,651
664
52
3,392
3,291
5,127
985
4,847
5,045
765
960
1,048
1,994
-16
849
1,104
-45
1
49
1,694
11,199
2,106
4,511
1,438
3,038
147
144
56
57
195
276
111
1,990
324
694
631
-247
-93
-117
10,064
595
-113
709
1
-2,303
-2,204
306
-2,071
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
694,858
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,130,501
22,493,898
0.050258
2017
997,014
21,273,872
0.046866
2016
914,307
19,847,966
0.046066
2015
846,369
20,607,179
0.041072
2014
748,477
20,725,899
0.036113
2
Total
of line 1, column (d)
.....................
2
0.220375
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.044075
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
23,054,877
5
Multiply line 4 by line 3
......................
5
1,016,144
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
9,639
7
Add lines 5 and 6
........................
7
1,025,783
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,211,619
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
9,639
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
9,639
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
9,639
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
41,518
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
41,518
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
31,879
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
31,879
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MD
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BROWN ADVISORY
Telephone no.
(410) 537-5497
Located at
901 S BOND STREET SUITE 400
BALTIMORE
MD
ZIP+4
21231
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ALBERT J A YOUNG
TRUSTEE
40
47,140
200 SOUTH MAIN STREET
BEL AIR
,
MD
21014
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
22,824,580
b
Average of monthly cash balances
.......................
1b
581,386
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
23,405,966
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
23,405,966
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
351,089
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
23,054,877
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,152,744
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,152,744
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
9,639
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
9,639
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,143,105
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,143,105
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,143,105
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,211,619
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,211,619
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
9,639
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,201,980
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,143,105
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
840,406
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,211,619
a
Applied to 2018, but not more than line 2a
840,406
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
371,213
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
771,892
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ST JOAN OF ARC CATHOLIC CHURCH
ATTN PASTOR
222 S LAW STREET
ABERDEEN
,
MD
210013397
NONE
PC
FINANCIAL SUPPORT
1,164,479
Total
.................................
3a
1,164,479
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
397,530
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
0
8
Gain or (loss) from sales of assets other than
inventory
............
18
694,858
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
PARTNERSHIP INCOME
900099
4,705
18
25
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
4,705
1,092,413
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,097,118
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description