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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE AMPHION FOUNDATION INC
C/O LAW OFFICES OF JAMES M KENDRICK LLC
Number and street (or P.O. box number if mail is not delivered to street address)
254 WEST 31ST STREET NO 15 FL
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100012813
A Employer identification number
13-3438528
B
Telephone number (see instructions)
(212) 922-8139
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
15,455,587
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
7,340
2
Check
.............
3
Interest on savings and temporary cash investments
6,483
6,483
4
Dividends and interest from securities
...
313,328
313,328
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
237,620
b
Gross sales price for all assets on line 6a
8,630,060
7
Capital gain net income (from Part IV, line 2)
...
237,620
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
40,438
40,438
12
Total.
Add lines 1 through 11
........
605,209
597,869
13
Compensation of officers, directors, trustees, etc.
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
36,064
0
36,064
b
Accounting fees (attach schedule)
.......
5,400
0
0
c
Other professional fees (attach schedule)
....
75,256
75,256
0
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
4,750
0
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
135,582
0
18,446
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
257,052
75,256
54,510
25
Contributions, gifts, grants paid
.......
691,500
691,500
26
Total expenses and disbursements.
Add lines 24 and 25
948,552
75,256
746,010
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-343,343
b
Net investment income
(if negative, enter -0-)
522,613
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
139,239
130,203
130,203
2
Savings and temporary cash investments
.........
1,473,459
124,246
124,246
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
1,789,092
2,803,886
2,859,955
b
Investments—corporate stock (attach schedule)
.......
1,519,857
1,519,857
2,074,248
c
Investments—corporate bonds (attach schedule)
.......
3,369,808
3,369,920
3,636,716
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
6,004,892
6,004,892
6,630,219
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
14,296,347
13,953,004
15,455,587
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
14,296,347
13,953,004
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
0
0
29
Total net assets or fund balances
(see instructions)
.....
14,296,347
13,953,004
30
Total liabilities and net assets/fund balances
(see instructions)
.
14,296,347
13,953,004
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
14,296,347
2
Enter amount from Part I, line 27a
.....................
2
-343,343
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
13,953,004
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
13,953,004
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
25000 SHS ACTAVIS FUNDING SCS
P
2019-03-08
2019-11-01
b
160 SHS ACTIVISION BLIZZARD INC
P
2018-08-03
2019-02-06
c
20000 SHS ADOBE SYSTEMS INC
P
2019-03-14
2019-05-16
d
15000 SHS ADOBE SYSTEMS INC
P
2019-03-14
2019-06-06
e
2459.52 SHS DREYFUS OPPORT SM CAP-Y
P
2019-05-02
2019-05-02
28 SHS AIR PRODUCTS AND CHEMICALS INC COMMON
P
2019-04-02
2019-04-02
10000 SHS ALEXANDRIA REAL ESTATE
P
2019-09-06
2019-09-06
56 SHS AMERICAN TOWER CORP-CL A
P
2019-09-11
2019-09-11
82 SHS ANALOG DEVICES INC
P
2019-04-29
2019-10-24
14 SHS ANALOG DEVICES INC
P
2019-05-22
2019-10-24
35000 SHS APPLE INC
P
2019-02-28
2019-09-05
10000 SHS APPLE INC
P
2019-04-08
2019-09-05
30 SHS AUTOMATIC DATA PROCESSING INC
P
2018-09-11
2019-01-09
6700 SHS BNY MELLON FOC EQ OPP-M
P
2018-12-12
2019-10-15
146.54 SHS BNY MELLON BOND FD CL M
P
2018-02-28
2019-02-28
184.78 SHS BNY MELLON BOND FD CL M
P
2018-03-29
2019-02-28
175.95 SHS BNY MELLON BOND FD CL M
P
2018-04-30
2019-02-28
175.98 SHS BNY MELLON BOND FD CL M
P
2018-05-31
2019-02-28
176.86 SHS BNY MELLON BOND FD CL M
P
2018-06-29
2019-02-28
155.28 SHS BNY MELLON BOND FD CL M
P
2018-07-31
2019-02-28
127.53 SHS BNY MELLON BOND FD CL M
P
2018-08-31
2019-02-28
145.38 SHS BNY MELLON BOND FD CL M
P
2018-09-28
2019-02-28
164.24 SHS BNY MELLON BOND FD CL M
P
2018-10-31
2019-02-28
164.37 SHS BNY MELLON BOND FD CL M
P
2018-11-30
2019-02-28
266.8 SHS BNY MELLON BOND FD CL M
P
2018-12-06
2019-02-28
139.59 SHS BNY MELLON BOND FD CL M
P
2019-01-31
2019-02-28
112.17 SHS BNY MELLON BOND FD CL M
P
2019-02-28
2019-03-15
221.67 SHS BNY MELLON INTL EQTY-Y
P
2018-12-14
2019-10-15
3087.23 SHS BNYM MIDCAP INDEX
P
2018-12-26
2019-10-15
29.1 SHS BNYM MIDCAP INDEX
P
2019-03-19
2019-10-15
5 SHS BROADCOM INC
P
2019-01-09
2019-05-22
30 SHS BROADCOM INC
P
2019-03-28
2019-05-22
20000 SHS CELGENE CORP 3.25% 2/20/23
P
2019-03-05
2019-06-18
40 SHS CISCO SYS INC
P
2018-03-02
2019-01-09
120 SHS CISCO SYS INC
P
2018-03-02
2019-01-28
60 SHS COMCAST CORP NEW CL A
P
2018-10-30
2019-08-26
140.00 SHS COMCAST CORP NEW CL A
P
2018-11-15
2019-08-26
68.14 SHS DFA EMERG MKTS CORE EQUITY
P
2018-12-17
2019-10-15
13.34 SHS DFA EMERG MKTS CORE EQUITY
P
2019-03-28
2019-10-15
64.4 SHS DFA EMERG MKTS CORE EQUITY
P
2019-06-27
2019-10-15
135.05 SHS DFA EMERG MKTS CORE EQUITY
P
2019-09-27
2019-10-15
31 SHS DARDEN RESTAURANTS INC COM
P
2019-01-22
2019-06-19
38 SHS DARDEN RESTAURANTS INC COM
P
2019-02-07
2019-06-19
35 SHS DARDEN RESTAURANTS INC COM
P
2019-02-14
2019-06-19
0.33 SHS DOW INC.
P
2019-04-02
2019-04-15
0.33 SHS DUPONT DE NEMOURS INC
P
2019-06-10
2019-06-12
70 SHS EXELON CORP
P
2018-10-30
2019-03-12
25000 SHS FIDELITY NATIONAL INF
P
2019-03-11
2019-12-02
10000 SHS FIDELITY NATIONAL INF
P
2019-04-16
2019-12-02
20000 SHS FISERV INC
P
2019-03-13
2019-10-10
10000 SHS FISERV INC
P
2019-04-16
2019-10-10
380 SHS INTEL CORPORATION
P
2019-01-24
2019-04-29
180 SHS INTEL CORPORATION
P
2019-03-14
2019-04-29
5000 SHS MASSACHUSETTS ST
P
2019-06-20
2019-12-01
29 SHS MC DONALDS CORPORATION COMMON
P
2018-10-17
2019-08-22
15 SHS MC DONALDS CORPORATION COMMON
P
2019-02-14
2019-08-22
24 SHS MICROSOFT CORP COM
P
2018-12-14
2019-01-28
89 SHS MICROSOFT CORP COM
P
2018-12-14
2019-01-31
38 SHS MICROSOFT CORP COM
P
2018-11-13
2019-02-01
89 SHS MICROSOFT CORP COM
P
2018-12-14
2019-02-01
180 SHS MICROSOFT CORP COM
P
2018-11-13
2019-02-11
27 SHS MICROSOFT CORP COM
P
2019-05-22
2019-08-16
80 SHS NEW RESIDENTIAL INVESTMENT
P
2018-02-06
2019-01-03
230 SHS NEW RESIDENTIAL INVESTMENT
P
2018-11-01
2019-01-03
250 SHS NORDSTROM INC
P
2018-07-24
2019-02-07
150 SHS NORDSTROM INC
P
2018-07-24
2019-02-14
110 SHS PACWEST BANCORP DEL
P
2018-11-01
2019-07-09
120 SHS PACWEST BANCORP DEL
P
2019-01-03
2019-07-09
60 SHS PAYCHEX INC COM
P
2018-09-11
2019-01-09
70 SHS PAYCHEX INC COM
P
2018-09-11
2019-02-06
90 SHS PAYCHEX INC COM
P
2018-09-11
2019-07-09
40 SHS PAYCHEX INC COM
P
2019-05-28
2019-07-09
30000 SHS PETROLEOS MEXICANOS
P
2019-03-07
2019-09-18
90 SHS PFIZER INC COM
P
2018-06-21
2019-01-24
140 SHS QUALCOMM INC
P
2018-03-02
2019-01-24
150 SHS QUALCOMM INC
P
2018-05-25
2019-01-24
70 SHS QUALCOMM INC
P
2018-06-21
2019-01-24
10 SHS QUALCOMM INC
P
2018-11-21
2019-05-22
110 SHS QUALCOMM INC
P
2019-04-29
2019-05-22
20000 SHS SUMITOMO MITSUI
P
2019-03-11
2019-10-22
240 SHS TAPESTRY INC.
P
2018-11-15
2019-01-16
14 SHS TEXAS INSTRUMENTS INC
P
2018-06-13
2019-03-14
25 SHS TEXAS INSTRUMENTS INC
P
2019-02-06
2019-03-14
6 SHS TEXAS INSTRUMENTS INC
P
2019-02-11
2019-03-14
32 SHS TEXAS INSTRUMENTS INC
P
2019-02-11
2019-03-28
15000 SHS TOYOTA MOTOR CREDIT
P
2019-03-11
2019-09-27
10000 SHS TOYOTA MOTOR CREDIT
P
2019-04-10
2019-09-27
10000 SHS TOYOTA MOTOR CREDIT
P
2019-03-11
2019-10-03
200000 SHS US TREASURY BILL
P
2019-04-08
2019-06-04
50000 SHS UNITED STATES TREAS
P
2019-03-01
2019-03-29
20000 SHS UNITED STATES TREAS
P
2019-03-04
2019-03-05
10000 SHS UNITED STATES TREAS
P
2019-03-04
2019-03-13
35000 SHS UNITED STATES TREAS
P
2019-03-04
2019-03-29
5000 SHS UNITED STATES TREAS
P
2019-03-04
2019-06-28
50000 SHS UNITED STATES TREAS
P
2019-05-01
2019-06-28
60000 SHS UNITED STATES TREAS
P
2019-03-04
2019-07-05
25000 SHS UNITED STATES TREAS
P
2019-03-04
2019-07-25
20000 SHS UNITED STATES TREAS
P
2019-03-04
2019-08-16
43982 SHS US TREAS-CPI
P
2019-03-04
2019-10-29
5000 SHS U S TREASURY NOTE
P
2019-02-28
2019-03-29
25000 SHS U S TREASURY NOTE
P
2019-04-05
2019-08-16
35000 SHS U S TREASURY NOTE
P
2019-02-28
2019-08-29
35000 SHS U S TREASURY NOTE
P
2019-02-28
2019-08-30
50000 SHS U S TREASURY NOTE
P
2019-02-28
2019-10-11
50000 SHS UNITED STATES TREAS
P
2019-04-03
2019-10-11
50000 SHS UNITED STATES TREAS
P
2019-03-04
2019-03-29
75000 SHS UNITED STATES TREAS
P
2019-02-28
2019-03-29
50000 SHS UNITED STATES TREAS
P
2019-04-03
2019-06-28
25000 SHS U S TREASURY NOTE
P
2019-03-07
2019-03-29
15000 SHS UNITED STATES TREAS
P
2019-03-07
2019-10-11
45000 SHS UNITED STATES TREAS
P
2019-03-07
2019-11-07
110 SHS VERIZON COMMUNICATIONS INC
P
2018-10-30
2019-01-31
170 SHS VERIZON COMMUNICATIONS INC
P
2018-11-15
2019-01-31
540 SHS WELLS FARGO & CO NEW
P
2018-05-16
2019-05-14
210 SHS WESTERN DIGITAL CORP
P
2019-01-31
2019-05-28
290 SHS WESTERN DIGITAL CORP
P
2019-02-01
2019-05-28
130 SHS WESTERN DIGITAL CORP
P
2019-02-06
2019-05-28
90 SHS WESTERN DIGITAL CORP
P
2019-01-28
2019-11-04
20 SHS WESTERN DIGITAL CORP
P
2019-01-31
2019-11-04
110 SHS WESTERN DIGITAL CORP
P
2019-07-09
2019-11-04
180 SHS WESTERN DIGITAL CORP
P
2019-08-16
2019-11-04
230 SHS WESTERN DIGITAL CORP
P
2019-01-28
2019-11-08
20 SHS ACCENTURE PLC IRELAND SHS CL A
P
2019-05-28
2019-10-23
50 SHS TE CONNECTIVITY LTD
P
2019-01-31
2019-03-28
50 SHS TE CONNECTIVITY LTD
P
2019-02-06
2019-03-28
60 SHS TE CONNECTIVITY LTD
P
2019-01-31
2019-10-23
50 SHS TE CONNECTIVITY LTD
P
2019-07-09
2019-10-23
70 SHS TE CONNECTIVITY LTD
P
2019-01-31
2019-10-28
50 SHS TE CONNECTIVITY LTD
P
2019-02-11
2019-10-28
5630 SHS DREYFUS OPPORT SM CAP-Y
P
2017-01-26
2019-05-02
170 SHS ALTRIA GROUP INC
P
2015-03-16
2019-01-23
26 SHS AMERICAN TOWER CORP-CL A
P
2015-08-27
2019-09-11
17 SHS AMERICAN TOWER CORP-CL A
P
2015-08-27
2019-09-11
38.65 SHS AMERICAN TOWER CORP-CL A
P
2015-03-17
2019-10-28
10.35 SHS AMERICAN TOWER CORP-CL A
P
2015-08-27
2019-10-28
52 SHS ANALOG DEVICES INC
P
2017-01-27
2019-03-28
620 SHS ARES CAP CORP
P
2013-08-02
2019-01-03
350 SHS ARES CAP CORP
P
2013-08-01
2019-07-25
110 SHS ARES CAP CORP
P
2013-08-02
2019-07-25
1142.42 SHS BNY MELLON INTL EQUITY INCOME FUND
P
2012-08-22
2019-10-15
1539.82 SHS BNY MELLON INTL EQUITY INCOME FUND
P
2013-01-08
2019-10-15
3716.94 SHS BNY MELLON INTL EQUITY INCOME FUND
P
2013-02-26
2019-10-15
428.88 SHS BNY MELLON INTL EQUITY INCOME FUND
P
2013-02-26
2019-10-15
8643.6 SHS BNY MELLON INTL EQUITY INCOME FUND
P
2017-01-26
2019-10-15
3154.57 SHS BNY MELLON FOCUSED EQUITY OPP-M
P
2012-05-08
2019-10-15
11887.07 SHS BNY MELLON FOCUSED EQUITY OPP-M
P
2013-01-08
2019-10-15
15249.27 SHS BNY MELLON FOCUSED EQUITY OPP-M
P
2013-02-26
2019-10-15
537.94 SHS BNY MELLON FOCUSED EQUITY OPP-M
P
2013-04-05
2019-10-15
2542.5 SHS BNY MELLON FOCUSED EQUITY OPP-M
P
2016-12-07
2019-10-15
3741.57 SHS BNY MELLON FOCUSED EQUITY OPP-M
P
2017-12-13
2019-10-15
12165.45 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2013-01-15
2019-02-28
92.82 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2012-12-17
2019-03-01
31686.9 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2013-01-15
2019-03-01
7918.88 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2013-02-26
2019-03-01
15255.53 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2013-05-24
2019-03-01
16410.78 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2014-09-08
2019-03-01
9803.92 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2015-01-13
2019-03-01
826.2 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2013-12-16
2019-03-15
22897.39 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2014-09-08
2019-03-15
39401.1 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2014-09-16
2019-03-15
17585.56 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2016-02-18
2019-03-15
20808.96 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2009-05-08
2019-04-09
19093.91 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2016-02-16
2019-04-09
4309.35 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2016-02-18
2019-04-09
3222 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2008-12-29
2019-05-02
4829.54 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2016-02-16
2019-05-02
28701.39 SHS BNY MELLON INTERMEDIATE BOND FD CL M
P
2008-12-29
2019-06-04
15515.9 SHS BNY MELLON BOND FD CL M
P
2013-08-30
2019-02-28
3888.02 SHS BNY MELLON BOND FD CL M
P
2013-09-17
2019-02-28
44.85 SHS BNY MELLON BOND FD CL M
P
2013-09-30
2019-02-28
44.71 SHS BNY MELLON BOND FD CL M
P
2013-10-31
2019-02-28
44.98 SHS BNY MELLON BOND FD CL M
P
2013-11-29
2019-02-28
322.06 SHS BNY MELLON BOND FD CL M
P
2013-12-16
2019-02-28
40.12 SHS BNY MELLON BOND FD CL M
P
2014-01-31
2019-02-28
40.05 SHS BNY MELLON BOND FD CL M
P
2014-02-28
2019-02-28
46.55 SHS BNY MELLON BOND FD CL M
P
2014-03-31
2019-02-28
49.5 SHS BNY MELLON BOND FD CL M
P
2014-04-30
2019-02-28
52.32 SHS BNY MELLON BOND FD CL M
P
2014-05-30
2019-02-28
52.54 SHS BNY MELLON BOND FD CL M
P
2014-06-30
2019-02-28
51.4 SHS BNY MELLON BOND FD CL M
P
2014-07-31
2019-02-28
45.05 SHS BNY MELLON BOND FD CL M
P
2014-08-29
2019-02-28
42.42 SHS BNY MELLON BOND FD CL M
P
2014-09-30
2019-02-28
42.28 SHS BNY MELLON BOND FD CL M
P
2014-10-31
2019-02-28
43.74 SHS BNY MELLON BOND FD CL M
P
2014-11-28
2019-02-28
91.52 SHS BNY MELLON BOND FD CL M
P
2014-12-15
2019-02-28
3065.13 SHS BNY MELLON BOND FD CL M
P
2015-01-13
2019-02-28
44.76 SHS BNY MELLON BOND FD CL M
P
2015-01-30
2019-02-28
43.44 SHS BNY MELLON BOND FD CL M
P
2015-02-27
2019-02-28
47.04 SHS BNY MELLON BOND FD CL M
P
2015-03-31
2019-02-28
52.86 SHS BNY MELLON BOND FD CL M
P
2015-04-30
2019-02-28
58.73 SHS BNY MELLON BOND FD CL M
P
2015-05-29
2019-02-28
61.43 SHS BNY MELLON BOND FD CL M
P
2015-06-30
2019-02-28
61.44 SHS BNY MELLON BOND FD CL M
P
2015-07-31
2019-02-28
58.14 SHS BNY MELLON BOND FD CL M
P
2015-08-31
2019-02-28
56.18 SHS BNY MELLON BOND FD CL M
P
2015-09-30
2019-02-28
56.31 SHS BNY MELLON BOND FD CL M
P
2015-10-30
2019-02-28
52.89 SHS BNY MELLON BOND FD CL M
P
2015-11-30
2019-02-28
57.15 SHS BNY MELLON BOND FD CL M
P
2015-12-14
2019-02-28
53.04 SHS BNY MELLON BOND FD CL M
P
2016-01-29
2019-02-28
39184.95 SHS BNY MELLON BOND FD CL M
P
2016-02-16
2019-02-28
143 .67 SHS BNY MELLON BOND FD CL M
P
2016-02-29
2019-02-28
152.26 SHS BNY MELLON BOND FD CL M
P
2016-03-31
2019-02-28
147.36 SHS BNY MELLON BOND FD CL M
P
2016-04-29
2019-02-28
148.16 SHS BNY MELLON BOND FD CL M
P
2016-05-31
2019-02-28
156.7 SHS BNY MELLON BOND FD CL M
P
2016-06-30
2019-02-28
156.25 SHS BNY MELLON BOND FD CL M
P
2016-07-29
2019-02-28
152.08 SHS BNY MELLON BOND FD CL M
P
2016-08-31
2019-02-28
137.9 SHS BNY MELLON BOND FD CL M
P
2016-09-30
2019-02-28
149.55 SHS BNY MELLON BOND FD CL M
P
2016-10-31
2019-02-28
158.94 SHS BNY MELLON BOND FD CL M
P
2016-11-30
2019-02-28
315.8 SHS BNY MELLON BOND FD CL M
P
2016-12-08
2019-02-28
155.31 SHS BNY MELLON BOND FD CL M
P
2017-01-31
2019-02-28
144.73 SHS BNY MELLON BOND FD CL M
P
2017-02-28
2019-02-28
171.36 SHS BNY MELLON BOND FD CL M
P
2017-03-31
2019-02-28
160.63 SHS BNY MELLON BOND FD CL M
P
2017-04-28
2019-02-28
165.43 SHS BNY MELLON BOND FD CL M
P
2017-05-31
2019-02-28
161.04 SHS BNY MELLON BOND FD CL M
P
2017-06-30
2019-02-28
155.74 SHS BNY MELLON BOND FD CL M
P
2017-07-31
2019-02-28
155.25 SHS BNY MELLON BOND FD CL M
P
2017-08-31
2019-02-28
146.04 SHS BNY MELLON BOND FD CL M
P
2017-09-29
2019-02-28
162.29 SHS BNY MELLON BOND FD CL M
P
2017-10-31
2019-02-28
174.01 SHS BNY MELLON BOND FD CL M
P
2017-11-30
2019-02-28
160.99 SHS BNY MELLON BOND FD CL M
P
2017-12-07
2019-02-28
155.03 SHS BNY MELLON BOND FD CL M
P
2018-01-31
2019-02-28
6151.59 SHS BNY MELLON INTL EQTY-Y
P
2013-01-15
2019-10-15
604.68 SHS BNY MELLON INTL EQTY-Y
P
2013-02-26
2019-10-15
528.51 SHS BNY MELLON INTL EQTY-Y
P
2013-08-30
2019-10-15
136.8 SHS BNY MELLON INTL EQTY-Y
P
2013-12-12
2019-10-15
570.88 SHS BNY MELLON INTL EQTY-Y
P
2014-02-21
2019-10-15
506 SHS BNY MELLON INTL EQTY-Y
P
2014-12-15
2019-10-15
113.15 SHS BNY MELLON INTL EQTY-Y
P
2015-12-16
2019-10-15
1105.12 SHS BNY MELLON INTL EQTY-Y
P
2016-01-05
2019-10-15
164.87 SHS BNY MELLON INTL EQTY-Y
P
2016-12-16
2019-10-15
558.93 SHS BNYM MIDCAP INDEX
P
2010-11-04
2019-10-15
745.23 SHS BNYM MIDCAP INDEX
P
2010-11-04
2019-10-15
743.29 SHS BNYM MIDCAP INDEX
P
2010-11-29
2019-10-15
697.89 SHS BNYM MIDCAP INDEX
P
2010-12-22
2019-10-15
17.14 SHS BNYM MIDCAP INDEX
P
2010-12-29
2019-10-15
25.06 SHS BNYM MIDCAP INDEX
P
2010-12-29
2019-10-15
3209.5 SHS BNYM MIDCAP INDEX
P
2011-03-15
2019-10-15
0.93 SHS BNYM MIDCAP INDEX
P
2011-03-29
2019-10-15
0.75 SHS BNYM MIDCAP INDEX
P
2011-03-29
2019-10-15
59.79 SHS BNYM MIDCAP INDEX
P
2011-12-28
2019-10-15
141.15 SHS BNYM MIDCAP INDEX
P
2011-12-28
2019-10-15
1390.45 SHS BNYM MIDCAP INDEX
P
2012-02-09
2019-10-15
420.42 SHS BNYM MIDCAP INDEX
P
2012-02-09
2019-10-15
1.58 SHS BNYM MIDCAP INDEX
P
2012-03-27
2019-10-15
2899.59 SHS BNYM MIDCAP INDEX
P
2012-06-12
2019-10-15
900.97 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2012-08-22
2019-10-15
645.01 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2012-12-27
2019-10-15
455.57 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2013-12-27
2019-10-15
10.09 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2014-03-18
2019-10-15
744.62 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2014-12-29
2019-10-15
9.64 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2015-03-24
2019-10-15
1247.48 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2015-05-18
2019-10-15
1778.08 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2015-12-29
2019-10-15
24.44 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2016-03-22
2019-10-15
1601.74 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2016-12-28
2019-10-15
3898.64 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2017-01-26
2019-10-15
20.28 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2017-03-21
2019-10-15
1759.47 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2017-12-27
2019-10-15
18.16 SHS BNYM MIDCAP INDEX FUND, INC.-I
P
2018-03-20
2019-10-15
2179.6 SHS BNYM FLTNG RT INC-Y
P
2017-01-26
2019-10-15
32 SHS BOEING COMPANY
P
2018-04-30
2019-10-24
30 SHS BRISTOL MYERS SQUIBB CO COM
P
2013-05-28
2019-03-12
40 SHS BRISTOL MYERS SQUIBB CO COM
P
2016-01-06
2019-03-12
120 SHS CISCO SYS INC
P
2018-03-02
2019-08-16
20 SHS CISCO SYS INC
P
2018-05-25
2019-08-16
100 SHS CISCO SYS INC
P
2018-05-25
2019-08-26
50 SHS COMCAST CORP NEW
P
2018-01-02
2019-08-26
60 SHS CORNING INC COM
P
2016-04-06
2019-01-28
140 SHS CORNING INC COM
P
2017-06-01
2019-01-28
150 SHS CORNING INC COM
P
2016-04-06
2019-03-14
290 SHS CORNING INC COM
P
2016-04-06
2019-04-10
190 SHS CORNING INC COM
P
2016-04-05
2019-04-16
40 SHS CORNING INC COM
P
2016-04-06
2019-04-16
209.67 SHS CORTEVAINC
P
2013-07-31
2019-06-10
3.33 SHS CORTEVAINC
P
2013-08-28
2019-06-10
0.33 SHS CORTEVAINC
P
2013-07-31
2019-06-13
3810.58 SHS DFA EMERG MKTS CORE EQUITY
P
2013-08-20
2019-10-15
5527.92 SHS DFA EMERG MKTS CORE EQUITY
P
2013-08-30
2019-10-15
147.9 SHS DFA EMERG MKTS CORE EQUITY
P
2014-12-15
2019-10-15
222.25 SHS DFA EMERG MKTS CORE EQUITY
P
2015-09-09
2019-10-15
71.08 SHS DFA EMERG MKTS CORE EQUITY
P
2015-12-15
2019-10-15
31.68 SHS DFA EMERG MKTS CORE EQUITY
P
2016-03-30
2019-10-15
65.39 SHS DFA EMERG MKTS CORE EQUITY
P
2016-06-29
2019-10-15
50.74 SHS DFA EMERG MKTS CORE EQUITY
P
2016-09-29
2019-10-15
47.72 SHS DFA EMERG MKTS CORE EQUITY
P
2016-12-14
2019-10-15
2.38 SHS DFA EMERG MKTS CORE EQUITY
P
2017-03-30
2019-10-15
55.16 SHS DFA EMERG MKTS CORE EQUITY
P
2017-06-29
2019-10-15
89.47 SHS DFA EMERG MKTS CORE EQUITY
P
2017-09-28
2019-10-15
61.72 SHS DFA EMERG MKTS CORE EQUITY
P
2017-12-14
2019-10-15
53.04 SHS DFA EMERG MKTS CORE EQUITY
P
2018-06-28
2019-10-15
105.9 SHS DFA EMERG MKTS CORE EQUITY
P
2018-09-27
2019-10-15
70 SHS EXELON CORP
P
2017-06-01
2019-03-12
90 SHS GILEAD SCIENCES INC
P
2017-06-22
2019-03-12
17 SHS JOHNSON & JOHNSON
P
2015-08-12
2019-01-24
61 SHS JOHNSON & JOHNSON
P
2016-02-08
2019-01-24
120 SHS LAS VEGAS SANDS CORP
P
2017-11-08
2019-08-06
14 SHS ELI LILLY & CO COM
P
2015-08-12
2019-01-24
39 SHS ELI LILLY & CO COM
P
2015-08-12
2019-03-12
77 SHS ELI LILLY & CO COM
P
2015-08-12
2019-06-27
130 SHS ELI LILLY & CO COM
P
2015-10-12
2019-06-27
28 SHS LOCKHEED MARTIN CORP
P
2011-08-15
2019-10-24
100 SHS LOWES COMPANIES INC COM
P
2012-09-24
2019-01-16
11 SHS LOWES COMPANIES INC COM
P
2012-09-24
2019-01-22
29 SHS LOWES COMPANIES INC COM
P
2012-09-24
2019-01-22
11 SHS MC DONALDS CORPORATION COMMON
P
2015-10-15
2019-08-22
20 SHS MERCK & CO INC
P
2014-01-13
2019-01-24
40 SHS MERCK & CO INC
P
2014-01-13
2019-01-24
80 SHS MERCK & CO INC
P
2014-01-13
2019-12-09
70 SHS METLIFE INC
P
2017-06-01
2019-05-22
40 SHS METLIFE INC
P
2017-08-08
2019-05-22
50 SHS METLIFE INC
P
2017-08-30
2019-05-22
60 SHS METLIFE INC
P
2017-08-31
2019-05-22
90 SHS PACWEST BANCORP
P
2016-10-24
2019-02-20
40 SHS PACWEST BANCORP
P
2017-08-30
2019-02-20
60 SHS PACWEST BANCORP
P
2017-08-31
2019-02-20
310 SHS PACWEST BANCORP
P
2016-10-24
2019-07-09
12 SHS PEPSICO INC
P
2012-06-01
2019-12-17
30 SHS PEPSICO INC
P
2018-12-06
2019-12-17
100 .00 SHS PFIZER INC COM
P
2014-12-17
2019-01-24
170 SHS PFIZER INC COM
P
2014-12-17
2019-08-07
170 SHS PFIZER INC COM
P
2014-12-17
2019-08-26
5 SHS STARWOOD PROPERTY TRUST INC
P
2012-06-20
2019-07-15
180 SHS STARWOOD PROPERTY TRUST INC
P
2012-06-21
2019-07-15
110 SHS STARWOOD PROPERTY TRUST INC
P
2014-02-06
2019-07-15
425 SHS STARWOOD PROPERTY TRUST INC
P
2012-06-20
2019-07-16
150 SHS STARWOOD PROPERTY TRUST INC
P
2012-06-20
2019-07-16
15 SHS TEXAS INSTRUMENTS INC
P
2016-04-12
2019-03-28
71 SHS TEXAS INSTRUMENTS INC
P
2016-04-12
2019-10-23
54 SHS TEXAS INSTRUMENTS INC
P
2016-04-12
2019-10-24
25 SHS TEXAS INSTRUMENTS INC
P
2016-04-12
2019-10-24
53 SHS TEXAS INSTRUMENTS INC
P
2016-04-12
2019-10-24
23 SHS UNITED HEALTH GROUP INC
P
2017-06-28
2019-03-12
21 SHS UNITED HEALTH GROUP INC
P
2017-06-28
2019-04-02
40 SHS UNITED HEALTH GROUP INC
P
2016-09-14
2019-04-16
4 SHS UNITED HEALTH GROUP INC
P
2017-06-28
2019-04-16
36 SHS ACCENTURE PLC IRELAND SHS CL A
P
2018-08-01
2019-10-23
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
25,596
22,255
3,341
b
6,818
11,520
-4,702
c
20,293
20,355
-62
d
15,209
15,266
-57
e
66,751
59,594
7,157
5,323
4,667
656
10,703
9,989
714
12,067
9,155
2,912
8,661
9,381
-720
1,479
1,424
55
35,205
34,795
410
10,059
9,962
97
3,928
4,419
-491
105,661
92,998
12,663
1,811
1,817
-6
2,284
2,293
-9
2,175
2,164
11
2,175
2,170
5
2,186
2,175
11
1,919
1,908
11
1,576
1,571
5
1,797
1,779
18
2,030
1,989
41
2,032
1,994
38
3,298
3,239
59
1,725
1,730
-5
1,398
1,386
12
4,487
4,083
404
103,453
87,245
16,208
975
954
21
1,354
1,229
125
8,125
9,044
-919
20,467
19,874
593
1,736
1,741
-5
5,455
5,223
232
2,589
2,254
335
6,042
5,373
669
1,373
1,295
78
269
276
-7
1,298
1,347
-49
2,721
2,664
57
3,596
3,386
210
4,408
4,164
244
4,060
3,916
144
19
19
0
25
25
0
3,465
3,089
376
25,145
24,606
539
10,058
9,895
163
21,516
20,225
1,291
10,758
10,263
495
19,456
18,905
551
9,216
9,709
-493
5,000
5,161
-161
6,334
4,811
1,523
3,276
2,629
647
2,515
2,604
-89
9,264
9,656
-392
3,926
4,115
-189
9,194
9,656
-462
18,954
19,492
-538
3,666
3,447
219
1,148
1,332
-184
3,301
3,949
-648
11,539
13,110
-1,571
6,682
7,866
-1,184
4,098
4,530
-432
4,471
4,039
432
3,978
4,474
-496
5,154
5,219
-65
7,625
6,710
915
3,389
3,477
-88
31,125
29,843
1,282
3,662
3,264
398
7,077
9,059
-1,982
7,583
8,926
-1,343
3,539
4,113
-574
696
561
135
7,660
9,566
-1,906
20,023
19,987
36
8,443
9,786
-1,343
1,488
1,613
-125
2,657
2,657
0
638
629
9
3,367
3,355
12
15,007
14,967
40
10,005
9,980
25
10,013
9,979
34
198,869
198,852
17
49,846
49,780
66
19,802
19,808
-6
9,919
9,905
14
34,813
34,677
136
5,011
4,961
50
50,105
49,755
350
60,033
59,534
499
25,014
24,812
202
20,101
19,857
244
44,635
43,957
678
4,890
4,870
20
24,834
24,537
297
34,733
34,281
452
34,739
34,286
453
49,605
49,057
548
49,541
49,020
521
49,510
49,408
102
74,203
74,072
131
49,777
49,573
204
25,029
24,990
39
15,247
15,054
193
45,686
45,163
523
5,991
6,373
-382
9,259
10,009
-750
25,007
29,575
-4,568
8,443
9,253
-810
11,659
13,549
-1,890
5,226
6,228
-1,002
4,937
3,903
1,034
1,097
881
216
6,034
5,547
487
9,874
10,020
-146
11,874
9,975
1,899
3,665
3,599
66
4,045
4,035
10
4,045
4,146
-101
5,608
4,842
766
4,674
4,694
-20
6,624
5,649
975
4,732
4,009
723
152,800
193,783
-40,983
7,604
8,844
-1,240
5,602
3,056
2,546
3,659
1,998
1,661
8,173
4,345
3,828
2,190
1,217
973
5,404
3,959
1,445
9,511
11,223
-1,712
6,338
6,298
40
1,992
1,991
1
14,417
15,217
-800
19,433
21,835
-2,402
46,908
52,000
-5,092
5,412
6,000
-588
109,082
108,650
432
49,748
40,000
9,748
187,459
160,000
27,459
240,481
208,000
32,481
8,483
7,537
946
40,095
35,493
4,602
59,005
62,147
-3,142
150,000
160,462
-10,462
1,144
1,223
-79
390,383
417,950
-27,567
97,561
104,450
-6,889
187,948
200,000
-12,052
202,181
208,745
-6,564
120,784
125,000
-4,216
10,237
10,484
-247
283,699
291,255
-7,556
488,180
500,000
-11,820
217,885
220,875
-2,990
258,864
261,152
-2,288
237,528
239,438
-1,910
53,608
54,125
-517
40,017
40,372
-355
59,983
60,562
-579
360,202
359,628
574
191,777
200,000
-8,223
48,056
50,000
-1,944
554
582
-28
553
583
-30
556
585
-29
3,981
4,103
-122
496
516
-20
495
517
-22
575
598
-23
612
640
-28
647
681
-34
649
683
-34
635
665
-30
557
586
-29
524
546
-22
523
548
-25
541
569
-28
1,131
1,183
-52
37,885
40,000
-2,115
553
588
-35
537
566
-29
581
614
-33
653
686
-33
726
759
-33
759
784
-25
759
786
-27
719
741
-22
694
719
-25
696
720
-24
654
674
-20
706
723
-17
656
677
-21
484,326
500,000
-15,674
1,776
1,839
-63
1,882
1,970
-88
1,821
1,911
-90
1,831
1,916
-85
1,937
2,048
-111
1,931
2,053
-122
1,880
1,994
-114
1,704
1,805
-101
1,848
1,938
-90
1,965
2,007
-42
3,903
3,973
-70
1,920
1,957
-37
1,789
1,831
-42
2,118
2,163
-45
1,985
2,037
-52
2,045
2,108
-63
1,990
2,047
-57
1,925
1,986
-61
1,919
1,990
-71
1,805
1,862
-57
2,006
2,066
-60
2,151
2,205
-54
1,990
2,043
-53
1,916
1,947
-31
124,508
110,000
14,508
12,239
11,000
1,239
10,697
10,000
697
2,769
2,666
103
11,555
11,526
29
10,242
9,326
916
2,290
2,144
146
22,368
20,500
1,868
3,337
2,882
455
18,730
15,000
3,730
24,973
20,000
4,973
24,908
21,918
2,990
23,386
20,000
3,386
574
481
93
840
739
101
107,550
94,642
12,908
31
28
3
25
22
3
2,003
1,536
467
4,730
4,162
568
46,594
41,001
5,593
14,088
12,095
1,993
53
46
7
97,165
78,600
18,565
30,192
26,000
4,192
21,614
18,497
3,117
15,266
16,669
-1,403
338
384
-46
24,952
28,422
-3,470
323
383
-60
41,803
50,000
-8,197
59,583
58,515
1,068
819
809
10
53,674
56,061
-2,387
130,643
140,000
-9,357
680
722
-42
58,960
65,470
-6,510
608
682
-74
25,000
26,460
-1,460
10,900
10,847
53
1,518
1,438
80
2,024
2,711
-687
5,662
5,223
439
944
870
74
4,692
4,352
340
2,158
2,050
108
1,813
1,247
566
4,230
4,144
86
5,091
3,118
1,973
9,956
6,028
3,928
6,637
3,923
2,714
1,397
831
566
5,396
3,995
1,401
86
68
18
8
6
2
76,783
69,848
6,935
111,388
100,000
11,388
2,980
2,708
272
4,478
3,540
938
1,432
1,102
330
638
533
105
1,318
1,104
214
1,022
932
90
962
831
131
48
47
1
1,112
1,129
-17
1,803
1,921
-118
1,244
1,373
-129
1,069
1,105
-36
2,134
2,205
-71
3,465
2,446
1,019
5,802
6,401
-599
2,151
1,670
481
7,720
6,218
1,502
6,532
8,136
-1,604
1,609
1,163
446
4,797
3,241
1,556
8,607
6,398
2,209
14,532
10,308
4,224
10,487
1,971
8,516
9,454
2,988
6,466
1,015
329
686
2,675
866
1,809
2,403
1,134
1,269
1,453
1,064
389
2,906
2,130
776
7,105
4,255
2,850
3,350
3,219
131
1,914
1,956
-42
2,393
2,356
37
2,872
2,836
36
3,669
3,936
-267
1,631
1,823
-192
2,446
2,742
-296
11,549
13,557
-2,008
1,632
811
821
4,079
3,439
640
4,069
3,107
962
6,184
5,281
903
5,877
5,281
596
116
81
35
4,170
3,174
996
2,548
2,051
497
9,805
6,854
2,951
3,461
2,373
1,088
1,578
875
703
8,438
4,140
4,298
6,419
3,149
3,270
2,971
1,458
1,513
6,258
3,090
3,168
5,617
4,274
1,343
5,134
3,903
1,231
8,776
5,330
3,446
878
743
135
6,597
5,777
820
154,622
154,622
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
3,341
b
-4,702
c
-62
d
-57
e
7,157
656
714
2,912
-720
55
410
97
-491
12,663
-6
-9
11
5
11
11
5
18
41
38
59
-5
12
404
16,208
21
125
-919
593
-5
232
335
669
78
-7
-49
57
210
244
144
0
0
376
539
163
1,291
495
551
-493
-161
1,523
647
-89
-392
-189
-462
-538
219
-184
-648
-1,571
-1,184
-432
432
-496
-65
915
-88
1,282
398
-1,982
-1,343
-574
135
-1,906
36
-1,343
-125
0
9
12
40
25
34
17
66
-6
14
136
50
350
499
202
244
678
20
297
452
453
548
521
102
131
204
39
193
523
-382
-750
-4,568
-810
-1,890
-1,002
1,034
216
487
-146
1,899
66
10
-101
766
-20
975
723
-40,983
-1,240
2,546
1,661
3,828
973
1,445
-1,712
40
1
-800
-2,402
-5,092
-588
432
9,748
27,459
32,481
946
4,602
-3,142
-10,462
-79
-27,567
-6,889
-12,052
-6,564
-4,216
-247
-7,556
-11,820
-2,990
-2,288
-1,910
-517
-355
-579
574
-8,223
-1,944
-28
-30
-29
-122
-20
-22
-23
-28
-34
-34
-30
-29
-22
-25
-28
-52
-2,115
-35
-29
-33
-33
-33
-25
-27
-22
-25
-24
-20
-17
-21
-15,674
-63
-88
-90
-85
-111
-122
-114
-101
-90
-42
-70
-37
-42
-45
-52
-63
-57
-61
-71
-57
-60
-54
-53
-31
14,508
1,239
697
103
29
916
146
1,868
455
3,730
4,973
2,990
3,386
93
101
12,908
3
3
467
568
5,593
1,993
7
18,565
4,192
3,117
-1,403
-46
-3,470
-60
-8,197
1,068
10
-2,387
-9,357
-42
-6,510
-74
-1,460
53
80
-687
439
74
340
108
566
86
1,973
3,928
2,714
566
1,401
18
2
6,935
11,388
272
938
330
105
214
90
131
1
-17
-118
-129
-36
-71
1,019
-599
481
1,502
-1,604
446
1,556
2,209
4,224
8,516
6,466
686
1,809
1,269
389
776
2,850
131
-42
37
36
-267
-192
-296
-2,008
821
640
962
903
596
35
996
497
2,951
1,088
703
4,298
3,270
1,513
3,168
1,343
1,231
3,446
135
820
154,622
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
237,620
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
743,758
14,913,170
0.049873
2017
704,893
15,016,196
0.046942
2016
619,884
14,207,756
0.043630
2015
449,968
14,719,893
0.030569
2014
449,651
14,388,293
0.031251
2
Total
of line 1, column (d)
.....................
2
0.202265
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.040453
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
14,628,918
5
Multiply line 4 by line 3
......................
5
591,784
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
5,226
7
Add lines 5 and 6
........................
7
597,010
8
Enter qualifying distributions from Part XII, line 4
,.............
8
746,010
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
5,226
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
5,226
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
5,226
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
10,027
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
4,000
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
14,027
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
8,801
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
8,801
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.AMPHIONFOUNDATION.ORG
14
The books are in care of
PTF SERVICES LLC
Telephone no.
(914) 286-6900
Located at
1025 WESTCHESTER AVENUE SUITE 301
WHITE PLAINS
NY
ZIP+4
10604
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
VIRGIL BLACKWELL
PRESIDENT
5.00
0
0
0
67 HIGHWAY 1
CARMEL
,
CA
93923
JOHN LINK
SENIOR VICE PRESIDENT
1.00
0
0
0
518 WEST 142ND STREET 2
NEW YORK
,
NY
10031
SUSAN FEDER
VICE PRESIDENT
1.00
0
0
0
53 JAFFRAY COURT
IRVINGTON
,
NY
10533
JAMES KENDRICK
SECRETARY
5.00
0
0
0
254 WEST 31ST STREET 15TH FLOOR
NEW YORK
,
NY
10001
ARA GUZELIMIAN
DIRECTOR
1.00
0
0
0
111 HAMILTON AVENUE
HASTINGSONHUDSON
,
NY
10706
DAVID FULMER
DIRECTOR
1.00
0
0
0
10 BALLARD TERRACE
LEXINGTON
,
MA
02420
URSULA OPPENS
DIRECTOR
1.00
0
0
0
600 WEST 115TH STREET APT 114
NEW YORK
,
NY
10025
FRED SHERRY
DIRECTOR
1.00
0
0
0
215 WEST 91ST STREET 63
NEW YORK
,
NY
10024
ANTHONY SCHMIDT
TREASURER
1.00
0
0
0
475 WALL STREET
PRINCETON
,
NJ
08540
ZIZI MUELLER
DIRECTOR
1.00
0
0
0
30 VALLEY FORGE ROAD
WESTON
,
CT
06883
DANNY STANTON
ASSISTANT TREASURER
1.00
0
0
0
1025 WESTCHESTER AVE
WHITE PLAINS
,
NY
10604
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
14,263,511
b
Average of monthly cash balances
.......................
1b
588,182
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
14,851,693
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
14,851,693
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
222,775
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
14,628,918
6
Minimum investment return.
Enter 5% of line 5
..................
6
731,446
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
731,446
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
5,226
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
5,226
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
726,220
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
726,220
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
726,220
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
746,010
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
746,010
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
5,226
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
740,784
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
726,220
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
15,221
f
Total
of lines 3a through e
........
15,221
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
746,010
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
726,220
e
Remaining amount distributed out of corpus
19,790
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
35,011
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
35,011
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
15,221
e
Excess from 2019
....
19,790
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JAMES KENDRICK ESQ
254 WEST 31ST STREET 15TH FLOOR
NEW YORK
,
NY
10001
(212) 461-6950
b
The form in which applications should be submitted and information and materials they should include:
LETTER
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NONE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
113
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
20TH CENTURY CONSORT
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
AKROPOLIS QUINTET INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
ALARM WILL SOUND INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
ALBANY SYMPHONY ORCHESTRA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
12,000
AMERICAN COMPOSERS FORUM
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
AMERICAN COMPOSERS FORUM
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
AMERICAN COMPOSERS ORCHESTRA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
8,000
AMERICAN LYRIC THEATER CENTER INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
AMERICAN MODERN ENSEMBLE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
AMERICAN OPERA PROJECTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
AMERICAN SYMPHONY ORCHESTRA LEAGUE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
AMERICAS SOCIETY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
ANALOG
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
APERIO
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
ARS NOVA WORKSHOP INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
ART OF ELAN
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
ASSOCIATION FOR PROMOTION OF NEW MUSIC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
BALTIMORE SYMPHONY ORCHESTRA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
BANG ON A CAN INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
BARD COLLEGE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
BETH MORRISON PROJECTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
BLUE SAGE CENTER
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
BOARD OF TRUSTEES OF LELAND STANFORD JR U
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
BOSTON MODERN ORCHESTRA PROJECT
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
20,000
BOSTON MODERN ORCHESTRA PROJECT INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
21,000
BOSTON MUSICA VIVA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
BOSTON SYMPHONY ORCHESTRA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
BOWERBIRD INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
BRITTEN SINFONIA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
BROOKLYN YOUTH CHORUS ACADEMY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
CABRILLO FESTIVAL OF CONTEMPORARY MUSIC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
CABRILLO FESTIVAL OF CONTEMPORARY MUSIC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
8,500
CANTICORUM VIRTUOSI INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
CARNEGIE HALL CORPORATION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
CENTER FOR NEW MUSIC SAN FRANCISCO INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
CHAMBER MUSIC AMERICA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
CHAMBER MUSIC NORTHWEST
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
CHAUTAUQUA INSTITUTION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
CHICAGO OPERA THEATER
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
CLASSICAL 981
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
COLLAGE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
COLLIDE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
COMPOSERS CONF & CHAMBER MUSIC CTR INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
CONCERT ARTISTS GUILD INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
CONCERT ARTISTS GUILD INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
COPLAND HOUSE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
COPLAND HOUSE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
DA CAPO CHAMBER PLAYERS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
DAL NIENTE NEW MUSIC NFP
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
DEL SOL PERFORMING ARTS ORGANIZATION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
DESSOFF CHOIRS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
EAST COAST CONTEMPORARY ENSEMBLE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
EBB & FLOW ARTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
EBB & FLOW ARTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
EIGHTH BLACKBIRD PERFORMING ARTS ASSOC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
10,000
EITHEROR INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
EKMELES INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
ELAINE KAUFMAN CULTURAL CTR - LUCY MOSES
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
ENSEMBLE ECHAPPE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
ENSEMBLE ECHAPPE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
ENSEMBLENEWSRQ
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
EVANGELICAL LUTHERAN CHURCH OF THE ADVENT
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
EXPERIMENTAL SOUND STUDIO
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
EXPLORING THE METROPOLIS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
FAIRBANKS SUMMER ARTS FESTIVAL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
FEAR NO MUSIC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
FIFTH HOUSE ENSEMBLE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
FOUNDATION FOR CONTEMPORARY ARTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
FRACTURED ATLAS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
FROM THE TOP INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
GLIMMERGLASS OPERA THEATRE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
GLIMMERGLASS OPERA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
GOLDEN HORNET PROJECT INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
GUERILLA OPERA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
HALEAKALA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
HEAR NOW MUSIC FESTIVAL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
HOME FOR CONTEMPORARY THEATER AND ART
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
HOUSE FOUNDATION FOR THE ARTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
INDIANA SYMPHONY SOCIETY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
INTERMUSIC SF
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
INTERNATIONAL CONTEMPORARY ENSEMBLE FOUND
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
14,000
INTERSECTION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
ISSUE PROJECT ROOM INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
JACK MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
8,000
JACK MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
10,000
KRONOS PERFORMING ARTS ASSOCIATION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
7,000
LEAGUE OF COMPOSERS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
LEFT COAST CHAMBER ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
LINE UPON LINE PERCUSSION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
LOADBANG INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
LONG BEACH OPERA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
LOOK & LISTEN INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
LORELEI ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
LOS ANGELES OPERA COMPANY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,500
MARLBORO SCHOOL OF MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
MEROLA OPERA PROGRAM
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
MICROFEST
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
MINNESOTA ORCHESTRAL ASSOCIATION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
11,000
MIVOS QUARTET PERFORMING ARTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
MONDAY EVENING CONCERTS
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
MUSIC AT THE ANTHOLOGY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,500
MUSIC FORWARD
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
MUSIC OF REMEMBRANCE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
MUSIQA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
MUZIEKGEBOUW AAN'T IJ
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
NAKEDEYE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
NETWORK FOR NEW MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
NEW CHAMBER BALLET INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
NEW MUSIC CHICAGO
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
NEW MUSIC CONCERTS
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
NEW MUSIC INSTITUTE OF KANSAS CITY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
NEW MUSIC ON THE POINT INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
NEW MUSIC USA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
15,000
NEW OPERA VENTURE FUND
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
NEW WORLD SYMPHONY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
NEW YORK NEW MUSIC ENSEMBLE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
NEW YORK PUBLIC RADIO
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
NIEF-NORF
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
NON-EVENT INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
NOW ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
OJAI FESTIVALS LTD
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,500
OJAI FESTIVALS LTD
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
OPERA AMERICA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
OPERA THEATRE OF SAINT LOUIS
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
ORCHESTRA 2001 INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
ORIGINAL MUSIC WORKSHOP INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
ORPHEUS CHAMBER ORCHESTRA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
OTHER MINDS
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,500
PARALLELE ENSEMBLE CORPORATION
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
PERFORMANCE ZONE INC DBA THE FIELD
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
PERIAPSIS MUSIC AND DANCE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
PIANO SPHERES
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
PITTSBURGH NEW MUSIC ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
PORTLAND CHAMBER MUSIC FESTIVAL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
PRESENT MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
PRESENT MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
PRISM QUARTET INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
QUBIT NEW MUSIC INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
RESONANT BODIES FESTIVAL INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
RIVER OAKS CHAMBER ORCHESTRA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
ROULETTE INTERMEDIUM INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,500
SEM ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
SAN FRANCISCO CONTEMPORARY MUSIC PLAYERS
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
SAN FRANCISCO FRIENDS OF CHAMBER MUSIC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
SAN FRANCISCO SYMPHONY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
SEATTLE SYMPHONY ORCHESTRA INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,500
SHUNPIKE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
SO PERCUSSION INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,500
SOCIETY FOR NEW MUSIC (SYRACUSE NY)
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
ST LUKE'S CHAMBER ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
SYNCHROMY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
TALEA ENSEMBLE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
7,500
TEPE INCORPORATED
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
THE BIG EARS FESTIVAL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
THE ESPRIT ORCHESTRA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
THE FRESH SQUEEZED OPERA COMPANY INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
THE HERMITAGE ARTIST RETREAT INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
THE INDUSTRY PRODUCTIONS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
7,500
THE LIVING EARTH SHOW
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
THE MINNESOTA OPERA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
THE PERFORMANCE ZONE DBA THE FIELD
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
THE REGENTS OF THE UNIV OF CAL AT BERKEL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
THE REGENTS OF THE UNIV OF CAL AT BERKEL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
THE REGENTS OF THE UNIVERSITY OF IDAHO
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
THE SAINT PAUL CHAMBER ORCH SOCIETY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
THE SAINT PAUL CHAMBER ORCHESTRA SOCIETY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
THE SANTA FE OPERA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
6,000
THE UNIVERSITY OF BUFFALO FOUNDATION INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
THE WALDEN SCHOOL
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,500
THEATRE AT BOSTON COURT
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
THIRD ANGLE NEW MUSIC ENSEMBLE
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
THIRD COAST PERCUSSION NFP
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
5,000
TREEFALLS-NEW MUSIC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,500
TRUSTEES OF COLUMBIA UNIVERSITY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
8,000
UNIVERSITY ENTERPRISES INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
UNIVERSITY OF PITTSBURGH
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
VICTORY HALL OPERA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
1,000
VOLCANO NON-PROFIT PRODUCTIONS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
WASHINGTON PERFORMING ARTS SOCIETY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
WEST EDGE OPERA
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
WET INK MUSIC PRODUCTIONS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
WILD UP
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
WORKS AND PROCESS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,500
YARN WIRE INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,500
YELLOW BARN
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
3,000
YOUNG CONCERT ARTISTS INC
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
2,000
YOUNG PEOPLE'S CHORUS OF NEW YORK CITY
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
ZEITGEIST
254 WEST 31ST STREET
NEW YORK
,
NY
10001
NONE
OPERATIONAL
4,000
Total
.................................
3a
691,500
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
6,483
4
Dividends and interest from securities
....
14
313,328
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
01
40,438
8
Gain or (loss) from sales of assets other than
inventory
............
18
237,620
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
597,869
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
597,869
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description