-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
DORRANCE FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
6263 NORTH SCOTTSDALE ROAD STE 33
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SCOTTSDALE
,
AZ
85250
A Employer identification number
86-0691863
B
Telephone number (see instructions)
(480) 367-7000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
55,262,930
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
24,993,224
2
Check
.............
3
Interest on savings and temporary cash investments
82,268
82,268
4
Dividends and interest from securities
...
403,144
403,144
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
622,583
b
Gross sales price for all assets on line 6a
4,675,106
7
Capital gain net income (from Part IV, line 2)
...
622,583
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
-9,988
-12,061
0
12
Total.
Add lines 1 through 11
........
26,091,231
1,095,934
0
13
Compensation of officers, directors, trustees, etc.
190,000
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
20,634
0
0
20,634
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
6,500
3,250
0
3,250
c
Other professional fees (attach schedule)
....
152,467
147,926
0
2,899
17
Interest
...............
13,842
13,842
0
0
18
Taxes (attach schedule) (see instructions)
...
51,007
22,886
0
12,121
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
20,232
0
0
20,232
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
16,739
0
0
16,739
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
471,421
187,904
0
75,875
25
Contributions, gifts, grants paid
.......
4,479,643
4,479,643
26
Total expenses and disbursements.
Add lines 24 and 25
4,951,064
187,904
0
4,555,518
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
21,140,167
b
Net investment income
(if negative, enter -0-)
908,030
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
2,790,848
2,473,726
2,473,726
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
0
22,773,626
22,773,626
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
26,690,178
30,015,578
30,015,578
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
29,481,026
55,262,930
55,262,930
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
1,846
15,883
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
1,846
15,883
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
29,479,180
55,247,047
29
Total net assets or fund balances
(see instructions)
.....
29,479,180
55,247,047
30
Total liabilities and net assets/fund balances
(see instructions)
.
29,481,026
55,262,930
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
29,479,180
2
Enter amount from Part I, line 27a
.....................
2
21,140,167
3
Other increases not included in line 2 (itemize)
3
4,627,700
4
Add lines 1, 2, and 3
..........................
4
55,247,047
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
55,247,047
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
65000.0 UNITED STATES TREAS NTS 2.125% 8/15/21
P
2019-01-01
2019-05-10
b
70000.0 UNITED STATES TREAS NTS 2.5000% 2/15/22
P
2019-01-01
2019-06-25
c
220000.0 UNITED STATES TREAS NTS 2.125% 8/15/21
P
2019-01-01
2019-06-25
d
243000.0 UNITED STATES TREAS NTS 2.5000% 2/15/22
P
2019-02-28
2019-08-16
e
285000.0 UNITED STATES TREAS NTS 2.2500% 04/15/22
P
2019-01-01
2019-10-21
70000.0 UNITED STATES TREAS NTS 1.625% 11/15/22
P
2019-08-16
2019-10-29
35000.0 CVS HEALTH CORP 2.7500% 12/01/22
P
2019-09-10
2019-12-09
70000.0 UNITED STATES TREAS NTS 1.625% 11/15/22
P
2019-08-16
2019-12-19
35000.0 WESTPAC BANKING CORP 2.8000% 01/11/22
P
2019-05-10
2019-12-19
135000.0 CVS HEALTH CORP 2.8000% 7/20/20
P
2019-01-30
2017-07-25
75000.0 CAPITAL ONE FINL CORP 2.5000% 05/12/20
P
2019-01-30
2017-07-26
300000.0 CAPITAL SERIES 2016-5A 1.6600% 06/17/24
P
2017-09-12
2019-01-30
300000.0 ILLINOIS ST 5.877% 3/01/19
P
2014-11-03
2019-03-01
100000.0 CHICAGO ILL 5.9620% 01/01/21
P
2017-09-11
2019-04-29
150000.0 NEW JERSEY ECONOMIC DEV AUT 4.2710% 06/16/20
P
2016-12-01
2019-04-29
3000.0 CVS HEALTH CORP 2.8000% 07/20/20
P
2017-07-26
2019-06-25
10000.0 CAPITAL ONE FINL CORP 2.5000% 05/12/20
P
2017-07-26
2019-06-25
80000.0 UNITED STATES TREAS NTS 2.125% 8/15/21
P
2018-05-10
2019-06-25
125000.0 BNP PARISBAS/NEW YO 5.000% 01/15/21
P
2018-09-07
2019-09-10
20000.0 BANK OF MONTREAL FR 3.1000% 04/13/21
P
2018-08-29
2019-10-29
55000.0 BANK OF MONTREAL FR 3.1000% 04/13/21
P
2018-08-29
2019-10-30
60000.0 TORONTO DOMINION BANK FR 3.2500% 06/11/21
P
2018-06-05
2019-11-14
50000.0 BANK OF MONTREAL FR 3.1000% 04/13/21
P
2018-08-29
2019-12-11
80000.0 HSBC HLDGS PLC 5.1000% 04/05/21
P
2018-08-29
2019-12-18
40000.0 TORONTO DOMINION BANK FR 3.2500% 06/11/21
P
2018-06-05
2019-12-18
70000.0 WHIRLPOOL CORP 4.8500% 06/15/21
P
2018-09-24
2019-12-18
733.8 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-01-15
1615.98 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-01-15
977.1 FHLMC REMIC SERIES 3132 5.5000% 3/15/26
P
2014-05-12
2019-01-15
688.04 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-02-15
1829.84 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-02-15
1102.44 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-02-15
698.27 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-03-15
1864.04 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-03-15
958.43 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-03-15
865.17 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-04-15
1999.58 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-04-15
875.52 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-04-15
899.59 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-05-15
2081.84 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-05-15
854.62 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-05-15
1016.15 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-06-15
2265.63 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-06-15
849.81 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-06-15
1020.96 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-07-15
1541.29 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-07-15
863.63 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-07-15
1088.81 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-08-15
1493.48 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-08-15
751.12 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-08-15
1221.63 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-09-15
1489.91 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-09-15
896.29 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-09-15
884.77 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-10-15
1562.29 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-10-15
830.15 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-10-15
1142.95 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-11-15
1760.33 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-11-15
863.47 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-11-15
996.19 FHLMC REMIC SERIES 3830 3.5000% 10/15/39
P
2014-05-12
2019-12-15
1560.67 FHLMC REMIC SERIES 2922 5.0000% 02/15/25
P
2014-05-12
2019-12-15
689.47 FHLMC REMIC SERIES 3132 5.5000% 03/15/26
P
2014-05-12
2019-12-15
DFE ASSET MANAGEMENT, LLC
P
DFE ALTERNATIVE INVESTMENTS, LLC
P
HARVEST MLP INCOME FUND II< LLC
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
64,827
64,179
648
b
71,463
70,004
1,459
c
221,813
216,565
5,248
d
248,942
243,008
5,934
e
289,576
284,793
4,783
6,996
7,033
-37
35,536
35,379
157
6,996
7,031
-35
35,541
35,023
518
134,372
136,429
-2,057
74,436
75,263
-827
291,363
296,859
-5,496
300,000
300,000
0
104,845
102,432
2,413
151,416
150,000
1,416
30,075
30,231
-156
100,099
100,241
-142
80,659
79,004
1,655
129,761
127,706
2,055
20,338
19,967
371
55,950
54,910
1,040
61,296
59,986
1,310
50,787
49,924
863
83,026
81,753
1,273
40,802
39,991
811
72,608
71,210
1,398
734
762
-28
1,616
1,800
-184
977
1,076
-99
668
694
-26
1,830
2,038
-208
1,102
1,214
-112
698
725
-27
1,864
2,076
-212
958
1,056
-98
865
899
-34
2,000
2,227
-227
876
964
-88
900
934
-34
2,082
2,319
-237
855
941
-86
1,016
1,056
-40
2,266
2,523
-257
850
936
-86
1,021
1,061
-40
1,541
1,717
-176
864
951
-87
1,089
1,131
-42
1,493
1,663
-170
751
827
-76
1,222
1,269
-47
1,490
1,659
-169
896
987
-91
885
919
-34
1,562
1,740
-178
830
914
-84
1,143
1,187
-44
1,760
1,961
-201
863
951
-88
996
1,035
-39
1,561
1,738
-177
689
759
-70
956,423
956,423
111,645
-111,645
912,347
1,155,248
-242,901
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
648
b
1,459
c
5,248
d
5,934
e
4,783
-37
157
-35
518
-2,057
-827
-5,496
0
2,413
1,416
-156
-142
1,655
2,055
371
1,040
1,310
863
1,273
811
1,398
-28
-184
-99
-26
-208
-112
-27
-212
-98
-34
-227
-88
-34
-237
-86
-40
-257
-86
-40
-176
-87
-42
-170
-76
-47
-169
-91
-34
-178
-84
-44
-201
-88
-39
-177
-70
956,423
-111,645
-242,901
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
622,583
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,454,733
32,717,183
0.105594
2017
7,928,779
35,162,586
0.225489
2016
7,317,310
38,160,358
0.191752
2015
6,745,876
45,071,264
0.149671
2014
5,542,717
50,570,507
0.109604
2
Total
of line 1, column (d)
.....................
2
0.782110
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.156422
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
54,101,746
5
Multiply line 4 by line 3
......................
5
8,462,703
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
9,080
7
Add lines 5 and 6
........................
7
8,471,783
8
Enter qualifying distributions from Part XII, line 4
,.............
8
4,555,518
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
18,161
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
18,161
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
18,161
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
34,013
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
20,000
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
54,013
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
35,852
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
35,852
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
AZ
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
No
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.DORRANCEFAMILYFOUNDATION.ORG
14
The books are in care of
BENNETT DORRANCE
Telephone no.
(480) 367-7000
Located at
6263 NORTH SCOTTSDALE ROAD SUITE
330
SCOTTSDALE
AZ
ZIP+4
85250
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
Yes
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
CA
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BENNETT DORRANCE
PRESIDENT
2.00
0
0
0
6263 NORTH SCOTTSDALE ROAD STE 330
SCOTTSDALE
,
AZ
85250
JACQUELYNN W DORRANCE
SECRETARY
2.00
0
0
0
6263 NORTH SCOTTSDALE ROAD STE 330
SCOTTSDALE
,
AZ
85250
BENNETT DORRANCE JR
VICE PRESIDENT
2.00
0
0
0
6263 NORTH SCOTTSDALE ROAD STE 330
SCOTTSDALE
,
AZ
85250
ASHLEY DORRANCE KAPLAN
TREASURER
2.00
0
0
0
6263 NORTH SCOTTSDALE ROAD STE 330
SCOTTSDALE
,
AZ
85250
CARRIE OSTROSKI
EXECUTIVE DIRECTOR
40.00
190,000
20,634
0
6263 NORTH SCOTTSDALE ROAD STE 330
SCOTTSDALE
,
AZ
85250
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
DFE ALTERNATIVE INVESTMENTS LLC
MANAGEMENT FEES
86,901
6263 NORTH SCOTTSDALE ROAD STE 330
SCOTTSDALE
,
AZ
85250
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
52,051,391
b
Average of monthly cash balances
.......................
1b
2,874,239
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
54,925,630
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
54,925,630
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
823,884
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
54,101,746
6
Minimum investment return.
Enter 5% of line 5
..................
6
2,705,087
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2,705,087
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
18,161
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
225
c
Add lines 2a and 2b
............................
2c
18,386
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
2,686,701
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
2,686,701
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
2,686,701
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
4,555,518
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
4,555,518
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
4,555,518
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
2,686,701
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
3,083,016
b
From 2015
......
4,521,923
c
From 2016
......
5,452,920
d
From 2017
......
6,224,652
e
From 2018
......
1,852,679
f
Total
of lines 3a through e
........
21,135,190
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
4,555,518
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
2,686,701
e
Remaining amount distributed out of corpus
1,868,817
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
23,004,007
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
3,083,016
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
19,920,991
10
Analysis of line 9:
a
Excess from 2015
....
4,521,923
b
Excess from 2016
....
5,452,920
c
Excess from 2017
....
6,224,652
d
Excess from 2018
....
1,852,679
e
Excess from 2019
....
1,868,817
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
BENNETT DORRANCE
JACQUELYNN W DORRANCE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN BIRD CONSERVANCY
4249 LOUDOUN AVE
THE PLAINS
,
VA
20198
N/A
PC
TO SUPPORT RESTORING ECOSYSTEMS AND ADDRESSING AVIAN MALARIA IN HAWAII
95,000
AMERICAN HEART ASSOCIATION
7272 GREENVILLE AVENUE
DALLAS
,
TX
75231
N/A
PC
TO SUPPORT GENERAL OPERATIONS
5,000
ANGEL FLIGHT WEST
3161 DONALD DOUGLAS LOOP SOUTH
SANTA MONICA
,
CA
90405
N/A
PC
TO SUPPORT HEALTH TAKES FLIGHT PROJECT
33,000
AQUARIUM OF THE PACIFIC
100 AQUARIUM WAY
LONG BEACH
,
CA
90802
N/A
PC
TO SUPPORT THE OCEAN SCIENCE EDUCATION PROGRAM
10,000
ARIZONA COMMUNITY FOUNDATION
2201 EAST CAMELBACK ROAD
PHOENIX
,
AZ
85016
N/A
PC
TO SUPPORT THE DORRANCE SCHOLARSHIP PROGRAM
494,073
ARIZONA STATE UNIVERSITY FOUNDATION
PO BOX 2260
TEMPE
,
AZ
852802260
N/A
PC
TO SUPPORT ASU'S EDUCATION AND SUSTAINABILITY WORK IN HAWAII
1,700,000
BALLET ARIZONA
3645 EAST INDIAN SCHOOL ROAD
PHOENIX
,
AZ
85018
N/A
PC
TO SUPPORT MIDSUMMER NIGHT'S DREAM PERFORMANCE THROUGH UNDERWRITING
15,000
BALLET ARIZONA
3645 EAST INDIAN SCHOOL ROAD
PHOENIX
,
AZ
85018
N/A
PC
TO SUPPORT THE DIGITAL MARKETING PROGRAM AND UNDERWRITE GALA
19,714
BANNER ALZHEIMER'S FOUNDATION
2901 N CENTRAL AVENUE SUITE 160
PHOENIX
,
AZ
85012
N/A
PC
TO SUPPORT RESEARCH FOR TREATMENT STUDIES
10,000
BANNER HEALTH FOUNDATION
2901 N CENTRAL AVENUE SUITE 160
PHOENIX
,
AZ
85012
N/A
PC
TO UNDERWRITE THE PULSE OF THE CITY EVENT
50,000
BARNARD COLLEGE
3009 BROADWAY
NEW YORK
,
NY
10027
N/A
PC
TO SUPPORT THE SUSAN DIZON BANZAK SCHOLARSHIP FUND FOR YOUNG WOMEN
10,000
BOYS HOPE GIRLS HOPE
3443 N CENTRAL AVENUE ARCADE 7
PHOENIX
,
AZ
85012
N/A
PC
TO SUPPORT GENERAL OPERATIONS
5,000
BRENTWOOD SCHOOL
100 S BARRINGTON PL
LOS ANGELES
,
CA
90049
N/A
PC
TO SUPPORT GENERAL OPERATIONS
25,000
BRENTWOOD SCHOOL
100 S BARRINGTON PL
LOS ANGELES
,
CA
90049
N/A
PC
TO SUPPORT THE MIDDLE SCHOOL CAMPUS AND EDUCATIONAL MASTER PLAN PROJECT CAMPAIGN
166,667
CRAYON COLLECTION
149 S BARRINGTON AVE 649
LOS ANGELES
,
CA
90049
N/A
PC
TO SUPPORT DIGITAL COMMUNICATIONS MANAGER AND ADMIN COORDINATOR SALARY
31,000
GRAND CANYON CONSERVANCY
4 TONTO ST
GRAND CANYON VILLAGE
,
AZ
86023
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
HABITAT FOR HUMANITY - HAWAII ISLAND
73-4161 ULU WINI PLACE BAY 1
KAILUAKONA
,
HI
96740
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
HAWAII COMMUNITY FOUNDATION
2241 W VINEYARD ST
WAILUKU
,
HI
96793
N/A
PC
TO SUPPORT THE ENVIRONMENTAL FUNDERS GROUP
17,856
HAWAII COMMUNITY FOUNDATION
2241 W VINEYARD ST
WAILUKU
,
HI
96793
N/A
PC
TO SUPPORT THE KUKI'O COMMUNITY FUND
8,500
HAWAII FOREST INSTITUTE
PO BOX 66
OOKALA
,
HI
96774
N/A
PC
TO SUPPORT THE KEAUHOU BIRD CONSERVATION CENTER DISCOVERY FOREST
22,000
HAWAII INSTITUTE OF PACIFIC AGRICULTURE
53-378 PRATT RD
KAPAAU
,
HI
96755
N/A
PC
TO SUPPORT THE CAPACITY BUILDING
17,500
HAWAII ISLAND HUMANE SOCIETY
74-5225 QUEEN KAAHUMANU HWY
KAILUA KONA
,
HI
96740
N/A
PC
TO SUPPORT GENERAL OPERATIONS
10,000
HAWAII PUBLIC RADIO
738 KAHEKA STREET
HONOLULU
,
HI
96814
N/A
PC
TO SUPPORT GENERAL OPERATIONS
500
HAWAII WILDLIFE CENTER
PO BOX 551752
KAPAUA
,
HI
96755
N/A
PC
TO SUPPORT GENERAL OPERATIONS
25,000
HAWAII WILDLIFE CENTER
PO BOX 551752
KAPAUA
,
HI
96755
N/A
PC
TO SUPPORT GENERAL OPERATIONS
1,000
HAWAII WILDFIRE MANAGEMENT ORGANIZATION
65-1279 KAWAIHAE RD STE 211
WAIMEA
,
HI
96743
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
KAHILU THEATRE FOUNDATION
PO BOX 549
KAMUELA
,
HI
96743
N/A
PC
TO SUPPORT UNDERWRITING A PERFORMANCE OF CHOICE
2,500
KAMUELA PHILHARMONIC ORCHESTRA
PO BOX 2597
KAMUELA
,
HI
96743
N/A
PC
TO SUPPORT 2019 YOUTH "EN POINT BRILLIANCE" CONCERTO COMPETITION
25,000
KAWAIHAE CANOE CLUB
PO BOX 3079
KAILUAKONA
,
HI
96745
N/A
PC
TO SUPPORT THE GOING PLASTIC FREE PROJECT
1,000
KAWAIHAE CANOE CLUB
PO BOX 3079
KAILUAKONA
,
HI
96745
N/A
PC
TO SUPPORT THE PURCHASE OF A NEW CANOE
5,000
KISSIDUGU FOUNDATION
PO BOX 263
HAWI
,
HI
96719
N/A
PC
TO SUPPORT 2019 SUMMER ARTS PROGRAM
20,000
KOHALA INSTITUTE
53-580 IOLE RD
KAPAAU
,
HI
96755
N/A
PC
TO SUPPORT LELE O KOHALA LEADERSHIP TRAINING PROGRAM
3,200
LHADRIMA FOUNDATION
3510 CATALPA WAY
BOULDER
,
CO
80304
N/A
PC
TO SUPPORT GRACE LEARNING ART INSTALLMENT
25,000
MAHARISHI FOUNDATION
PO BOX 670
FAIRFIELD
,
IA
52556
N/A
PC
TO SUPPORT TRANSCENDENTAL MEDITATION RETREAT
5,800
MAUI CHAMBER ORCHESTRA
PO BOX 1547
KIHEI
,
HI
96753
N/A
PC
TO SUPPORT GENERAL OPERATIONS
5,000
MAUI POPS ORCHESTRA
95 MAHALANI ST ROOM 6
WAILUKU
,
HI
96793
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
MINI THERAPY HORSES
26500 AGOURA ROAD SUITE 102-460
CALABASAS
,
CA
91302
N/A
PC
TO SUPPORT GENERAL OPERATING FOR SALARIES
60,233
NA KALAI WA'A
64-1032 MAMALAHOA HWY 311
WAIMEA
,
HI
96743
N/A
PC
TO SUPPORT THE MAKALI'I VOYAGING HUI AND GOALS
2,500
NATIONAL DISASTER SEARCH DOG FOUNDATION
501 E OJAI AVENUE
OJAI
,
CA
93023
N/A
PC
TO SUPPORT THE EXPANSION OF DENTAL CARE AND TRAINED TEAMS
25,000
NORTH KOHALA COMMUNITY RESOURCE CENTER
PO BOX 519
HAWI
,
HI
96719
N/A
PC
TO SUPPORT KOHALA RADIO STATION
2,500
NORTH KOHALA COMMUNITY RESOURCE CENTER
PO BOX 519
HAWI
,
HI
96719
N/A
PC
TO SUPPORT WASTE WATER SOLUTIONS INITIATIVE
10,000
NORTH KOHALA COMMUNITY RESOURCE CENTER
PO BOX 519
HAWI
,
HI
96719
N/A
PC
TO SUPPORT KINDERGARTEN PLAYGROUND
2,500
NORTH KOHALA COMMUNITY RESOURCE CENTER
PO BOX 519
HAWI
,
HI
96719
N/A
PC
TO SUPPORT GENERAL OPERATIONS
10,000
NORTH KOHALA COMMUNITY RESOURCE CENTER
PO BOX 519
HAWI
,
HI
96719
N/A
PC
TO SUPPORT KOHALA RIDE WILD CLUB
10,000
NOTMYKID
5230 EAST SHEA BOULEVARD
SCOTTSDALE
,
AZ
85254
N/A
PC
TO SUPPORT GENERAL OPERATIONS
25,000
OCEAN DEFENDERS ALLIANCE
8812 ANCHORAGE DR
HUNTINGTON BEACH
,
CA
92646
N/A
PC
TO SUPPORT MARINE DEBRIS REMOVAL
50,000
OCEAN DEFENDERS ALLIANCE
8812 ANCHORAGE DR
HUNTINGTON BEACH
,
CA
92646
N/A
PC
TO SUPPORT MARINE DEBRIS REMOVAL
50,000
PALI COMMUNITY CENTER COMMITTEE
11030 SANTA MONICA BLVD STE 207
LOS ANGELES
,
CA
90025
N/A
PC
TO SUPPORT THE 2019 FIELD OF DREAMS BANNER
600
PALO VERDE VOLUNTEER FIRE DEPARTMENT
PO BOX 1381
REDWAY
,
CA
95560
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,000
PARKER SCHOOL
65-1224 LINDSEY ROAD
KAMUELA
,
HI
96743
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
PHILLIPS EXETER ACADEMY
20 MAIN STREET
EXETER
,
NH
03833
N/A
PC
TO SUPPORT GENERAL OPERATIONS
5,000
PHOENIX COUNTRY DAY SCHOOL
3901 EAST STANFORD DR
PARADISE VALLEY
,
AZ
85253
N/A
PC
TO SUPPORT THE FUTURE PERFORMING ARTS CENTER, IN HONOR OF THE BANSAK FAMILY
10,000
RANCHO MILAGRO
32905 N 140TH ST
SCOTTSDALE
,
AZ
85262
N/A
PC
GENERAL OPERATIONS
1,000
SBP DISASTER RECOVERY AGENCY
2645 TOULOUSE ST
NEW ORLEANS
,
LA
70119
N/A
PC
UNDERWRITING IN SUPPORT OF REBUILDING HOMES LOST IN HURRICANE
1,500
SEQUOIA PARKS CONSERVANCY
47050 GENERALS HWY UNIT 10
THREE RIVERS
,
CA
93271
N/A
PC
TO SUPPORT THE EFFORTS AND RESOURCES REQUIRED FOR DFF SITE VISITS IN OCTOBER 2019.
1,500
SEQUOIA PARKS CONSERVANCY
47050 GENERALS HWY UNIT 10
THREE RIVERS
,
CA
93271
N/A
PC
TO SUPPORT RECOVERING ENANGERED FROGS AND NATIVE WILDLIFE IN HIGH ELEVATION LAKES
250,000
SEVEN ARROWS ELEMENTARY
15332 ANTIOCH ST PMB 313
PACIFIC PALISADES
,
CA
90272
N/A
PC
TO SUPPORT GENERAL OPERATIONS
37,000
SEVEN ARROWS INC
1812 STANFORD ST
SANTA MONICA
,
CA
90404
N/A
PC
TO SUPPORT GENERAL OPERATIONS FOR LITTLE DOLPHINS BY THE SEA
3,000
SIERRA FOOTHILL CONSERVANCY
PO BOX 691
MARIPOSA
,
CA
95338
N/A
PC
GENERAL OPERATIONS
1,500
SIERRA FOOTHILL CONSERVANCY
PO BOX 691
MARIPOSA
,
CA
95338
N/A
PC
TO SUPPORT BEAN MEADOW WILDLIFE HABITAT ENCHANCEMENT PROJECT
250,000
SOLDIER'S BEST FRIEND
PO BOX 6242
GLENDALE
,
AZ
85312
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
SOLDIER'S BEST FRIEND
PO BOX 6242
GLENDALE
,
AZ
85312
N/A
PC
TO SUPPORT VETERANARY CARE FOR VETERANS' SERVICE DOGS OR THERAPEUTIC COMPANION DOGS
10,000
ST LAWRENCE UNIVERSITY
23 ROMODA DRIVE
CANTON
,
NY
13617
N/A
PC
TO SUPPORT THE CAPITAL CAMPAIGN
5,000
TGEN
445 N FIFTH STREET
PHOENIX
,
AZ
85004
N/A
PC
TO SUPPORT C4RCD
5,000
THE DANIEL M SAYRE MEMORIAL FOUNDATION
PO BOX 1285
KAILUEKONA
,
HI
96745
N/A
PC
TO SUPPORT JAWS OF LIFE FOR NORTH KOHALA FIRE DEPARTMENT
35,000
THE GLACIER NATIONAL PARK CONSERVANCY
402 9TH STREET WEST
COLUMBIA FALLS
,
MT
59912
N/A
PC
TO SUPPORT GENERAL OPERATIONS
2,500
THE LAWRENCEVILLE SCHOOLS
2500 MAIN STREET ROUTE 206 N
LAWRENCEVILLE
,
NJ
08648
N/A
PC
TO SUPPORT GENERAL OPERATIONS
5,000
THE NATURE CONSERVANCY
7600 NORTH 15TH STREET
PHOENIX
,
AZ
85020
N/A
PC
TO SUPPORT THE HYDROLOGY WORK ON THE SAN PEDRO RIVER
10,000
THE NATURE CONSERVANCY - HAWAII
923 NUUANU AVENUE
HANOLULU
,
HI
96817
N/A
PC
TO SUPPORT KONA HEMA PRESERVE
1,000
THE TRUST FOR PUBLIC LAND - HAWAII
1003 BISHOP STREET PAUAHI TOWER STE
740
HONOLULU
,
HI
96813
N/A
PC
TO SUPPORT PROTECTING KIOLAKA'A
45,000
UNIVERSITY OF ARIZONA FOUNDATION
1111 N CHERRY AVENUE
TUCSON
,
AZ
85721
N/A
PC
TO SUPPORT GENERAL OPERATIONS IN SUPPORT OF THE POETRY CENTER
5,000
UNIVERSITY OF MONTANA FOUNDATION
950 ARTHUR AVE
MISSOULA
,
MT
59812
N/A
PC
TO SUPPORT FLATHEAD LAKE BIOLOGICAL STATION
2,000
UNIVERSITY OF MONTANA (FLATHEAD)
950 ARTHUR AVE
MISSOULA
,
MT
59812
N/A
PC
TO SUPPORT FLATHEAD LAKE BIOLOGICAL STATION
5,000
VENICE FAMILY CLINIC
604 ROSE AVE
VENICE
,
CA
90291
N/A
PC
TO SUPPORT ADDRESSING SOCIAL NEEDS
50,000
WAIKOLOA DRY FOREST INITIATIVE
63-3720 LUA HOANA PL
WAIKOLOA
,
HI
96738
N/A
PC
TO SUPPORT LEARN, PLANT, GROW PROJECT
59,000
WHISPERING HOPE RANCH FOUNDATION
7405 E MONTE CRISTO AVE
SCOTTSDALE
,
AZ
85260
N/A
PC
TO SUPPORT CAPITAL IMPROVEMENTS
10,000
WHISPERING HOPE RANCH FOUNDATION
7405 E MONTE CRISTO AVE
SCOTTSDALE
,
AZ
85260
N/A
PC
TO SUPPORT GENERAL OPERATING EXPENSES
15,000
WILD ROCKIES FIELD INSTITUTE
155 N CALIFORNIA ST 101
MISSOULA
,
MT
59801
N/A
PC
GENERAL OPERATIONS
2,000
WILDLIFE ECOLOGY INSTITUTE
PO BOX 4725
HELENA
,
MT
59604
N/A
PC
GENERAL OPERATIONS
1,500
WILDLIFE ECOLOGY INSTITUTE
PO BOX 4725
HELENA
,
MT
59604
N/A
PC
TO SUPPORT SCALING UP CONSERVATION EFFORTS FOR SIERRA NEVADA RED FOXES IN CALIFORNIA
95,000
YALE VETERAN'S ASSOCIATION
24 LORRAINE DR
WOODBRIDGE
,
CT
06525
N/A
PC
TO SUPPORT GENERAL OPERATIONS
5,000
YOSEMITE CONSERVANCY
101 MONTGOMERY STREET SUITE 1700
SAN FRANCISCO
,
CA
94104
N/A
PC
GENERAL OPERATIONS
1,500
YOSEMITE CONSERVANCY
101 MONTGOMERY STREET SUITE 1700
SAN FRANCISCO
,
CA
94104
N/A
PC
TO SUPPORT RECOVERING YOSEMITE'S IMPERILED WILDLIFE
405,000
YOUNG LIFE CHANDLER AZ
2150 E SOUTHERN AVE
TEMPE
,
AZ
85282
N/A
PC
TO SUPPORT GENERAL OPERATIONS
15,000
Total
.................................
3a
4,479,643
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
82,268
4
Dividends and interest from securities
....
14
403,144
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
622,583
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER INCOME FROM PARTNERSHIP INTERESTS
900099
2,073
14
-12,061
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
2,073
1,095,934
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,098,007
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description