-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
11-01-2019
, and ending
10-31-2020
Name of foundation
RUTH EDRINGTON CHARITABLE REMAINDER TR
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 75000
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DETROIT
,
MI
482757874
A Employer identification number
04-3792853
B
Telephone number (see instructions)
(877) 405-1091
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
412,602
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
10,558
10,219
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
115
b
Gross sales price for all assets on line 6a
226,377
7
Capital gain net income (from Part IV, line 2)
...
115
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
10,673
10,334
13
Compensation of officers, directors, trustees, etc.
3,000
2,700
300
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,000
500
0
500
c
Other professional fees (attach schedule)
....
4,758
4,758
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
356
356
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
108
108
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
9,222
8,422
0
800
25
Contributions, gifts, grants paid
.......
22,200
22,200
26
Total expenses and disbursements.
Add lines 24 and 25
31,422
8,422
0
23,000
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-20,749
b
Net investment income
(if negative, enter -0-)
1,912
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
13,243
8,873
8,873
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
235,775
220,585
249,156
c
Investments—corporate bonds (attach schedule)
.......
149,466
146,061
154,573
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
398,484
375,519
412,602
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
398,484
375,519
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
398,484
375,519
30
Total liabilities and net assets/fund balances
(see instructions)
.
398,484
375,519
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
398,484
2
Enter amount from Part I, line 27a
.....................
2
-20,749
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
377,735
5
Decreases not included in line 2 (itemize)
5
2,216
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
375,519
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
.642 ACS ACTIV DE CONSTRUC Y SERV ADR
2019-11-05
2020-04-01
b
46.194 ACS ACTIV DE CONSTRUC Y SERV ADR
2016-12-16
2020-05-15
c
29.806 ACS ACTIV DE CONSTRUC Y SERV ADR
2020-02-21
2020-05-15
d
1. ACS ACTIV DE CONSTRUC Y SERV ADR
2016-12-16
2020-05-20
e
.938 ACS ACTIV DE CONSTRUC Y SERV ADR
2016-12-16
2020-07-30
25. ACS ACTIV DE CONSTRUC Y SERV ADR
2016-12-16
2020-10-20
12.813 ACS ACTIV DE CONSTRUC Y SERV ADR
2020-03-18
2020-10-28
10.187 ACS ACTIV DE CONSTRUC Y SERV ADR
2016-12-16
2020-10-28
35. ACS ACTIV DE CONSTRUC Y SERV ADR
2020-03-18
2020-10-29
20. ACS ACTIV DE CONSTRUC Y SERV ADR
2020-03-18
2020-10-30
1. AIA GROUP LTD ADR
2019-11-05
2020-05-20
7. AIA GROUP LTD ADR
2019-11-05
2020-05-20
1. AIA GROUP LTD ADR
2019-11-05
2020-05-28
5. AIA GROUP LTD ADR
2016-09-21
2020-05-28
1. AIA GROUP LTD ADR
2019-11-05
2020-05-28
6. AIA GROUP LTD ADR
2016-09-21
2020-10-20
.598 ABBVIE INC
2020-05-12
2020-05-11
10. ACCOR S A SPONSORED ADR
2019-11-05
2020-05-20
8. ADECCO SA SPON ADR
2019-12-04
2020-05-20
4. ADECCO SA SPON ADR
2019-12-04
2020-10-20
1. ADIDAS AG ADR
2018-03-28
2020-05-20
1. ADVANCE AUTO PARTS
2019-05-22
2020-10-20
225.946 PINEBRIDGE GQG PARTNERS EMERGING MARKETS
2020-05-20
2020-10-20
1. ADVANSIX INC
2019-11-05
2020-05-20
4. ADVANSIX INC
2018-09-05
2020-08-13
6. AIRBUS GROUP ADR
2016-10-17
2020-05-20
8. AIRBUS GROUP ADR
2016-10-17
2020-10-20
1. ALIBABA GROUP HLDG LTD ADR
2018-03-28
2020-05-20
1. ALIBABA GROUP HLDG LTD ADR
2017-09-13
2020-10-20
1. ALIBABA GROUP HLDG LTD ADR
2017-09-13
2020-10-20
1. ALPHABET INC CL C
2017-06-22
2020-08-03
1. ALPHABET INC CL A
2017-06-22
2020-06-18
23.368 AMERICAN BEACON AHL MGD -Y
2018-06-15
2020-03-06
61.574 AMERICAN BEACON AHL MGD -Y
2019-11-05
2020-03-06
141.085 AMERICAN BEACON AHL MGD -Y
2018-06-15
2020-03-16
39.044 AMERICAN BEACON AHL MGD -Y
2018-06-15
2020-03-18
1. AMERICAN EXPRESS CO
2018-06-15
2020-05-20
2. AMERICAN EXPRESS CO
2018-06-19
2020-10-20
3. AMERICAN HOMES 4 RENT
2018-07-27
2020-02-03
2. AMERICAN INTL GROUP INC
2018-06-15
2020-01-02
27. ANGLO AMERICAN PLC SPONSORED ADR
2019-11-05
2020-05-20
1. ANHEUSER BUSCH INBEV SA/NV ADR
2019-11-05
2020-03-09
2. ARROW ELECTRONICS INC
2018-06-15
2019-11-19
1. AXA-UAP SPON ADR ONE ADR REPRESENTS 1/2 SHR
2019-11-05
2020-02-27
25. AXA-UAP SPON ADR ONE ADR REPRESENTS 1/2 SHR
2018-07-27
2020-02-27
2. BAE SYSTEMS PLC
2017-09-21
2020-05-20
10. BASF AG SPONSORED ADR
2019-12-31
2020-03-10
29. BASF AG SPONSORED ADR
2017-09-13
2020-03-10
2. BALL CORP
2018-06-15
2020-05-04
1. BALL CORP
2018-06-15
2020-05-12
8. BANCO BILBAO VIZCAYA SP ADR
2020-03-18
2020-05-20
18. BANCO BILBAO VIZCAYA SP ADR
2018-03-28
2020-05-20
4. BAYERISCHE MOTOREN WERKE A G ADR
2017-09-13
2020-05-20
2. BHP LIMITED SPONS ADR
2018-05-16
2020-05-20
1. BLACKROCK INC
2017-06-22
2020-01-10
179.981 BLACKSTONE ALTERNATIVE INVT FDS MULTI-ST
2019-11-05
2020-03-06
60.299 BLACKSTONE ALTERNATIVE INVT FDS MULTI-ST
2019-12-31
2020-03-18
10.875 BLACKSTONE ALTERNATIVE INVT FDS MULTI-ST
2019-03-12
2020-03-18
635.971 BLACKROCK FDS V LOW DURATION BOND PORTFO
2014-10-09
2020-03-06
467.437 BLACKROCK FDS V LOW DURATION BOND PORTFO
2019-12-31
2020-03-16
125.453 BLACKROCK FDS V LOW DURATION BOND PORTFO
2019-11-05
2020-03-18
53.462 BLACKROCK FDS IV GLOBAL LONG/SHORT CREDI
2015-08-14
2020-03-18
125.284 BLACKROCK FDS IV GLOBAL LONG/SHORT CREDI
2019-12-31
2020-03-18
33. BRAMBLES LTD SPONSORED ADR
2018-07-27
2019-11-21
44. BRIDGESTONE CORP UNSPONS ADR
2018-07-13
2020-01-28
2. BRINKER INTL INC
2020-02-03
2020-05-04
1. BRINKER INTL INC
2018-06-15
2020-05-20
1. BRINKER INTL INC
2020-03-18
2020-07-02
4. BRINKER INTL INC
2018-06-15
2020-07-02
1. BRISTOL MYERS SQUIBB CO
2019-12-31
2020-07-28
2. BRIXMOR PPTY GROUP INC
2018-06-15
2020-01-06
2. BRIXMOR PPTY GROUP INC
2019-11-05
2020-01-06
1. BRIXMOR PPTY GROUP INC
2019-04-18
2020-05-20
4479.344 BROOKFIELD INVT FDS CENTER COAST BROOKFIELD MIDSTREAM FOCUS F
2020-03-18
2020-04-08
2555.57 BROOKFIELD INVT FDS CENTER COAST BROOKFIELD MIDSTREAM FOCUS FU
2017-09-13
2020-04-08
5. BUNZL PLC ADR
2019-07-16
2020-05-20
8. BUNZL PLC ADR
2019-07-16
2020-07-30
4. BURBERRY GROUP PLC ADR
2019-11-21
2020-05-20
1. CBRE GROUP INC
2018-07-27
2020-02-03
1. C H ROBINSON WORLDWIDE INC
2019-05-23
2020-10-06
1. C H ROBINSON WORLDWIDE INC
2019-05-01
2020-10-26
3. CABOT OIL & GAS CORP CL A
2020-03-18
2020-05-04
1. CABOT OIL & GAS CORP CL A
2019-12-06
2020-05-20
14. CAPGEMINI S E ADR
2019-10-09
2020-05-20
6. CAPGEMINI S E ADR
2019-10-09
2020-10-20
1. CAPITAL ONE FINANCIAL CORP
2019-09-04
2020-04-02
3. CARLSBERG AS ADR
2016-02-05
2020-05-20
2. CARLSBERG AS ADR
2019-11-05
2020-05-20
2. CARRIER GLOBAL CORPORATION COM
2020-03-02
2020-04-09
1. CARRIER GLOBAL CORPORATION COM
2018-07-27
2020-04-09
1. CARRIER GLOBAL CORPORATION COM
2020-03-13
2020-04-09
3. CARRIER GLOBAL CORPORATION COM
2018-06-15
2020-05-21
3. CARRIER GLOBAL CORPORATION COM
2020-03-19
2020-05-21
21.875 CAUSEWAY EMERGING MKTS FD INSTL CLASS
2019-11-05
2020-03-18
57.314 CAUSEWAY EMERGING MKTS FD INSTL CLASS
2020-03-31
2020-05-20
1483.492 CAUSEWAY EMERGING MKTS FD INSTL CLASS
2016-03-24
2020-05-20
1. CHEVRONTEXACO CORP
2019-10-17
2020-08-05
1. CHEVRONTEXACO CORP
2019-04-17
2020-08-10
3. CHEVRONTEXACO CORP
2019-05-20
2020-09-15
1. CISCO SYS INC
2018-06-15
2020-06-24
1. CLOROX CO
2018-06-15
2020-01-31
1. COMCAST CORP CL A
2020-01-15
2020-10-20
1. COMCAST CORP CL A
2017-06-22
2020-10-20
1. COMMSCOPE HLDG CO INC
2019-11-05
2020-05-20
44. COMPAGNIE DE ST GOBAIN ADR
2019-12-10
2020-05-20
34. COMPAGNIE DE ST GOBAIN ADR
2019-12-10
2020-10-20
3. COMPAGNIE FINANCIERE RICHEMONT A ADR
2018-08-22
2020-05-20
18. COMPAGNIE FINANCIERE RICHEMONT A ADR
2019-11-05
2020-05-20
3. CONOCOPHILLIPS
2019-12-31
2020-04-21
10. CONTINENTAL AG ADR
2019-11-05
2020-05-20
31. CONTINENTAL AG ADR
2017-09-13
2020-08-27
14. CONTINENTAL AG ADR
2020-03-18
2020-08-27
1. DBS GROUP HLDGS LTD SPONSORED ADR
2016-09-21
2020-05-20
3. DBS GROUP HLDGS LTD SPONSORED ADR
2020-06-10
2020-07-24
11. DNB NOR ASA ADR
2016-10-18
2020-05-20
3. DNB NOR ASA ADR
2019-11-05
2020-05-20
2. DANONE SPONSORED ADR
2019-06-03
2020-03-18
5. DANONE SPONSORED ADR
2019-06-03
2020-05-20
5. DANONE SPONSORED ADR
2019-11-05
2020-08-04
14. DANONE SPONSORED ADR
2019-06-03
2020-08-04
1. DELTA AIR LINES INC
2020-03-18
2020-04-02
2. DELTA AIR LINES INC
2020-03-18
2020-05-04
1. DELTA AIR LINES INC
2018-06-15
2020-05-04
13. DELTA AIR LINES INC
2018-07-27
2020-05-06
17. DEUTSCHE BOERSE ADR
2017-10-17
2020-05-20
8. DEUTSCHE POST AG ADR
2018-06-18
2020-05-20
2. DEUTSCHE POST AG ADR
2018-06-18
2020-07-10
4. DEUTSCHE POST AG ADR
2018-06-18
2020-10-20
30.92 DEUTSCHE SECS TR ENH COMMODITY STR-I
2020-05-20
2020-10-20
8. DEUTSCHE WOHNEN SE ADR
2019-11-21
2020-05-20
1. DIAGEO PLC SPNSRD ADR NEW
2017-09-13
2020-10-20
1. DIAMONDBACK ENERGY INC
2019-06-12
2020-06-03
1. WALT DISNEY CO
2017-06-22
2020-05-20
1. DISCOVERY COMMUNICATIONS INC NEW SER C
2020-02-06
2020-05-20
2. DISH NETWORK CORP A
2020-03-04
2020-06-26
5. E.ON AG SPON ADR
2018-01-12
2020-03-18
8. E.ON AG SPON ADR
2019-11-05
2020-03-18
6. E.ON AG SPON ADR
2018-01-12
2020-05-20
7. EQT CORP
2018-07-27
2020-05-04
1. EQT CORP
2019-11-05
2020-05-04
13. ENEL SOCIETA PER AZIONI ADR
2020-03-31
2020-05-20
15. ENEL SOCIETA PER AZIONI ADR
2020-03-31
2020-10-20
2. ENGIE ADR
2016-08-15
2020-01-30
38. ENGIE ADR
2016-12-06
2020-04-02
12. ENGIE ADR
2020-03-18
2020-04-02
8. ENTERCOM COMMUNICATIONS CORP CL A
2019-11-05
2020-07-02
28. ENTERCOM COMMUNICATIONS CORP CL A
2018-07-27
2020-07-02
33. EQUINOR ASA ADR
2020-02-25
2020-03-10
11. EQUINOR ASA ADR
2020-02-25
2020-03-11
3. ERSTE BK DER OESTERREICHISCHEN SPONSORED ADR
2019-11-05
2020-05-20
3. ERSTE BK DER OESTERREICHISCHEN SPONSORED ADR
2018-03-28
2020-05-20
2. ESSILOR INTL ADR
2017-09-13
2020-01-29
6. ESSILOR INTL ADR
2017-10-20
2020-01-29
2. ESSILOR INTL ADR
2017-02-02
2020-05-20
8. ESSILOR INTL ADR
2017-02-02
2020-07-30
4. EVERSOURCE ENERGY
2018-07-27
2019-12-06
1. EXPEDIA INC DEL
2019-06-18
2019-11-14
1. EXPEDIA INC DEL
2019-06-18
2020-01-02
2. EXPEDIA INC DEL
2018-07-27
2020-01-02
2. FACEBOOK INC
2017-06-22
2020-05-20
8. FANUC LTD ADR
2018-08-10
2020-05-20
5. FANUC LTD ADR
2019-12-31
2020-05-20
1. FIRST REPUBLIC BANK/SF COM
2018-06-15
2020-08-05
4. GEA GROUP AG ADR
2019-03-29
2020-05-20
3. GEA GROUP AG ADR
2019-07-16
2020-10-20
12. GAP INC
2020-03-19
2020-04-08
2. GENUINE PARTS CO
2018-07-27
2019-12-03
4. GLAXO WELLCOME PLC ADR
2018-08-28
2020-05-20
1. GLAXO WELLCOME PLC ADR
2019-11-05
2020-05-20
2. GLAXO WELLCOME PLC ADR
2018-08-28
2020-10-20
3. GRUBHUB INC
2019-03-19
2019-11-01
2. HDFC BANK LTD ADR
2020-04-14
2020-05-20
2. HDFC BANK LTD ADR
2017-09-13
2020-10-20
17. HSBC HOLDINGS PLC-SPONS ADR
2019-03-12
2020-06-05
5. HSBC HOLDINGS PLC-SPONS ADR
2020-04-08
2020-06-05
35.437 HARDING LOEVNER FDS INC EMERGING MARKETS
2019-04-18
2020-10-20
12.563 HARDING LOEVNER FDS INC EMERGING MARKETS
2019-11-05
2020-10-20
259.289 HARTFORD MIDCAP FD CL I
2019-03-12
2020-08-26
296.421 HARTFORD MIDCAP FD CL I
2020-05-20
2020-08-26
1. HEWLETT PACKARD ENTERPRISE CO
2020-03-18
2020-04-21
8. HEWLETT PACKARD ENTERPRISE CO
2018-06-15
2020-04-21
3. HILTON WORLDWIDE HLDGS INC
2018-07-27
2020-03-27
1. HITACHI LTD 10 COM ADR
2019-05-31
2020-05-20
1. HONEYWELL INTERNATIONAL INC
2018-06-15
2020-05-19
1. HONEYWELL INTERNATIONAL INC
2017-06-22
2020-06-02
1. HONEYWELL INTERNATIONAL INC
2017-06-22
2020-06-09
1. HONEYWELL INTERNATIONAL INC
2017-06-22
2020-06-16
2. HONG KONG EXCHANGES & CLEARING L ADR
2019-11-21
2020-05-20
3. HONG KONG EXCHANGES & CLEARING L ADR
2019-11-21
2020-10-20
2. IBERDROLA S A SPONSORED ADR REPSTG 1 ORD
2020-02-21
2020-05-20
.3409 IBERDROLA S A SPONSORED ADR REPSTG 1 ORD
2020-02-21
2020-09-04
2. IBERDROLA S A SPONSORED ADR REPSTG 1 ORD
2020-02-21
2020-10-20
1. ILLINOIS TOOL WKS INC
2019-04-18
2020-07-02
3. INDUSTRIA DE DISENO TEXTIL INDIT ADR
2018-08-29
2020-05-20
4. INDUSTRIA DE DISENO TEXTIL INDIT ADR
2019-11-05
2020-05-20
6. INFINEON TECHNOLOGIES AG SPONSORED ADR
2018-01-12
2020-05-20
4. INFINEON TECHNOLOGIES AG SPONSORED ADR
2018-06-29
2020-10-20
10. ISHARES BARCLAYS US TREASURY INFLATION PROTECTED SECURITY FUND
2015-04-17
2020-03-06
3. ISHARES BARCLAYS US TREASURY INFLATION PROTECTED SECURITY FUND
2019-12-31
2020-03-16
1. ISHARES BARCLAYS US TREASURY INFLATION PROTECTED SECURITY FUND
2019-11-05
2020-03-18
4. ISHARES BARCLAYS US TREASURY INFLATION PROTECTED SECURITY FUND
2019-11-05
2020-04-08
59. ISHARES BARCLAYS US TREASURY INFLATION PROTECTED SECURITY FUND
2017-07-07
2020-04-08
62. ISHARES LEHMAN 20+ YR TREAS
2019-12-31
2020-03-06
13. ISHARES LEHMAN 20+ YR TREAS
2019-04-18
2020-03-16
158. ISHARES LEHMAN 20+ YR TREAS
2019-04-18
2020-03-18
12. ISHARES MSCI JAPAN ETF
2019-12-31
2020-05-20
141. ISHARES MSCI JAPAN ETF
2019-03-12
2020-05-20
6. JAPAN AIRLS LTD ADR
2020-01-08
2020-05-20
33. JAPAN AIRLS LTD ADR
2020-01-08
2020-06-16
30. JAPAN AIRLS LTD ADR
2020-05-15
2020-06-17
22. JARDINE STRATEGIC UNSPON ADR
2017-09-13
2020-03-02
1. JOHNSON & JOHNSON
2020-01-31
2020-03-19
1. JOHNSON & JOHNSON
2017-06-22
2020-03-24
38. JULIUS BAER GROUP LTD ADR
2019-03-12
2020-05-20
2. KBC GROUP NV ADR
2020-03-11
2020-05-20
4. KINDER MORGAN INC
2018-07-27
2020-01-31
4. KNORR BREMSE ADR
2019-07-17
2020-05-20
2. KOHLS CORP
2018-07-27
2020-09-02
2. KONINKLIJKE AHOLD NV SPON ADR SPONSORED
2020-03-25
2020-05-20
3. KONINKLIJKE (ROYAL) PHILIPS ELECTRONICS NY SHR
2019-09-10
2020-05-20
.304 KONINKLIJKE (ROYAL) PHILIPS ELECTRONICS NY SHR
2019-09-10
2020-07-08
7. LLOYDS TSB GROUP PLC SPON ADR
2019-04-23
2020-03-10
201. LLOYDS TSB GROUP PLC SPON ADR
2019-04-23
2020-03-10
88. LLOYDS TSB GROUP PLC SPON ADR
2019-11-05
2020-03-18
202. LLOYDS TSB GROUP PLC SPON ADR
2018-07-27
2020-03-18
5. LONDON STK EXCHANGE GROUP ADR
2020-03-25
2020-05-20
3. LONZA GROUP AG UNSPON ADR
2018-05-16
2020-05-20
4. LONZA GROUP AG UNSPON ADR
2018-05-16
2020-06-05
2. LONZA GROUP AG UNSPON ADR
2018-05-16
2020-10-20
55.978 MFS MID CAP GROWTH FUND - I
2020-08-26
2020-10-20
3. MAKITA CORP ADR NEW
2017-09-13
2020-05-20
6. MAKITA CORP ADR NEW
2020-03-18
2020-05-26
9. MAKITA CORP ADR NEW
2017-09-13
2020-05-26
1. MARSH & MCLENNAN COS INC
2019-03-12
2020-09-28
1. MC CORMICK & CO
2017-08-09
2020-03-18
7. MERCK KGAA ADR
2020-02-20
2020-05-20
1. MERCK & CO INC NEW
2018-07-27
2019-12-03
1. MERCK & CO INC NEW
2018-06-15
2020-01-31
1. MERCK & CO INC NEW
2018-06-15
2020-06-17
1. MERCK & CO INC NEW
2018-06-15
2020-08-05
259.965 METROPOLITAN WEST FDS TOTAL RETURN BD FD
2011-10-07
2020-03-06
1. MICROSOFT CORP
2018-06-15
2020-01-22
1. MICROSOFT CORP
2017-06-22
2020-03-04
1. MICROSOFT CORP
2017-06-22
2020-07-02
1. MICROSOFT CORP
2017-06-22
2020-10-20
1. MID-AMER APARTMENT CMNTYS INC
2018-07-27
2020-01-02
1. MOLSON COORS BREWING CO CL B
2018-06-15
2019-11-05
3. MOLSON COORS BREWING CO CL B
2018-07-27
2019-12-26
12. MURATA MFG CO LTD ADR
2018-11-13
2020-05-20
1. MURATA MFG CO LTD ADR
2019-11-05
2020-05-20
1. NATIONAL GRID PLC ADR
2020-03-10
2020-05-20
2.986 NATIONWIDE GENEVA S/C GR-INS SV
2020-08-26
2020-10-20
1. NESTLE SA SPONSORED ADR
2016-09-21
2020-03-31
1. NESTLE SA SPONSORED ADR
2016-09-21
2020-05-20
2. NESTLE SA SPONSORED ADR
2016-09-21
2020-10-20
18.597 NEUBERGER BERMAN EQUITY FDS INTRINSIC VA
2019-12-31
2020-05-20
13.003 NEUBERGER BERMAN EQUITY FDS INTRINSIC VA
2017-12-29
2020-05-20
37.951 NEUBERGER BERMAN EQUITY FDS INTRINSIC VA
2019-04-18
2020-10-20
1. NINTENDO CO LTD ADR
2017-10-04
2020-03-19
5. NINTENDO CO LTD ADR
2017-10-04
2020-03-25
4. NINTENDO CO LTD ADR
2017-09-19
2020-04-14
5. NINTENDO CO LTD ADR
2017-09-19
2020-04-24
1. NINTENDO CO LTD ADR
2017-09-19
2020-05-20
1. NINTENDO CO LTD ADR
2020-03-18
2020-05-22
8. NINTENDO CO LTD ADR
2019-01-18
2020-05-22
6. NISOURCE INC
2018-09-17
2020-03-04
13. NORDEA BANK ABP ADR
2019-11-05
2020-05-20
9. NORDEA BANK ABP ADR
2018-08-31
2020-05-20
17. NORDEA BANK ABP ADR
2018-08-31
2020-10-20
1. NORDSTROM INC
2018-07-27
2019-11-05
1. NORDSTROM INC
2019-06-11
2020-03-18
1. NORDSTROM INC
2019-06-11
2020-05-20
2. NORSK HYDRO AS ADR
2019-11-05
2020-05-20
32. NORSK HYDRO AS ADR
2017-09-13
2020-05-20
3. NORSK HYDRO AS ADR
2020-03-18
2020-05-26
129. NORSK HYDRO AS ADR
2019-04-25
2020-05-26
1. NOVOZYMES A/S UNSPONSORED ADR
2020-03-31
2020-05-20
2. NOVOZYMES A/S UNSPONSORED ADR
2020-03-31
2020-10-20
7. NUTANIX INC A
2020-03-18
2020-05-15
5. NUTANIX INC A
2019-03-01
2020-05-15
1. NVIDIA CORP
2018-11-16
2020-05-15
1. NUTRIEN LTD
2019-06-21
2020-05-20
4. NUTRIEN LTD
2019-06-21
2020-05-20
1. NUTRIEN LTD
2019-11-05
2020-07-06
1. NUTRIEN LTD
2019-12-31
2020-07-06
7. NUTRIEN LTD
2019-06-20
2020-07-06
12. NUTRIEN LTD
2017-12-08
2020-07-29
6. NUTRIEN LTD
2020-03-18
2020-07-29
3. OCADO GROUP PLC -SP ADR
2018-11-08
2020-05-20
4. OCADO GROUP PLC -SP ADR
2018-11-08
2020-07-07
2. ORACLE CORPORATION
2017-12-15
2020-01-15
1. ORACLE CORPORATION
2017-12-15
2020-03-03
1. ORACLE CORPORATION
2017-12-15
2020-03-05
2. ORACLE CORPORATION
2017-12-15
2020-03-16
4. ORACLE CORPORATION
2018-03-20
2020-03-25
.5 OTIS WORLDWIDE CORP COM
2020-02-27
2020-04-08
.5 OTIS WORLDWIDE CORP COM
2020-03-02
2020-04-08
2. OTIS WORLDWIDE CORP COM
2018-07-27
2020-06-01
1. OTSUKA HLDGS CO LTD ADR
2019-11-05
2020-03-09
10. OTSUKA HLDGS CO LTD ADR
2018-01-12
2020-03-09
12. OTSUKA HLDGS CO LTD ADR
2016-01-22
2020-03-10
11. OTSUKA HLDGS CO LTD ADR
2016-01-22
2020-03-11
1. OUTFRONT MEDIA INC
2019-03-12
2020-05-20
2. OUTFRONT MEDIA INC
2018-09-13
2020-09-02
11. OVERSEA-CHINESE BKG CORP LTD ADR
2020-03-18
2020-03-19
2. OVERSEA-CHINESE BKG CORP LTD ADR
2017-09-13
2020-03-19
8. OVERSEA-CHINESE BKG CORP LTD ADR
2017-09-13
2020-05-20
35. OVERSEA-CHINESE BKG CORP LTD ADR
2017-09-13
2020-08-04
2. PBF ENERGY INC
2020-03-18
2020-08-05
6. PBF ENERGY INC
2019-06-11
2020-08-05
1. PNC FINANCIAL SERVICES GROUP
2018-07-27
2020-10-16
1. PNC FINANCIAL SERVICES GROUP
2018-07-27
2020-10-20
1. PERNOD RICARD S A ADR
2020-03-17
2020-05-20
2. PFIZER INC
2018-06-15
2019-12-03
2. PFIZER INC
2018-06-15
2020-01-06
2. PFIZER INC
2018-06-15
2020-02-03
1. PFIZER INC
2018-06-15
2020-05-20
4. PFIZER INC
2018-06-15
2020-07-01
1. PHILLIPS 66
2018-07-27
2019-11-21
308.97 PIMCO SHORT TERM FUND I-2
2018-07-27
2020-03-06
248.914 PIMCO SHORT TERM FUND I-2
2019-11-05
2020-03-16
71.294 PIMCO SHORT TERM FUND I-2
2019-12-31
2020-03-18
1062.497 PIMCO SHORT TERM FUND I-2
2018-07-27
2020-04-08
1.197 PIMCO SHORT TERM FUND I-2
2019-12-31
2020-04-08
318.934 PIMCO COMMODITY REALRETURN STRATEGY FUND
2020-05-20
2020-10-20
1. PIONEER NATURAL RESOURCES
2017-06-22
2020-04-20
1. PIONEER NATURAL RESOURCES
2017-09-13
2020-04-27
1. PIONEER NATURAL RESOURCES
2020-03-18
2020-04-30
1. T ROWE PRICE GROUP INC
2018-06-15
2020-07-07
1. T ROWE PRICE GROUP INC
2018-06-15
2020-09-02
1. T ROWE PRICE GROUP INC
2018-06-15
2020-10-20
24. PROSUS NV - SPON ADR
2019-10-18
2020-05-06
13. PROSUS NV - SPON ADR
2019-10-18
2020-05-07
11. PROSUS NV - SPON ADR
2019-11-05
2020-05-20
1. PRUDENTIAL FINL INC
2020-03-31
2020-05-11
1. PRUDENTIAL FINL INC
2018-06-15
2020-05-11
2. QUALCOMM INC
2018-05-07
2020-07-29
2. QUALCOMM INC
2019-08-01
2020-10-20
3. RWE AKTIENGESELLSCHAF-SP ADR
2019-11-05
2020-01-30
5. RWE AKTIENGESELLSCHAF-SP ADR
2019-08-01
2020-05-20
2. RWE AKTIENGESELLSCHAF-SP ADR
2019-08-01
2020-08-12
4. RECKITT BENCKISER GROUP PLC SPONSORED AD
2019-12-02
2020-03-18
7. RECKITT BENCKISER GROUP PLC SPONSORED AD
2020-04-30
2020-05-20
18. RECKITT BENCKISER GROUP PLC SPONSORED AD
2020-04-30
2020-10-21
9. REPSOL S A SPON ADR
2019-12-31
2020-02-28
37. REPSOL S A SPON ADR
2018-11-09
2020-02-28
2. ROCHE HLDG LTD SPON ADR
2019-02-25
2020-03-18
2. ROCHE HLDG LTD SPON ADR
2019-11-05
2020-03-25
4. ROCHE HLDG LTD SPON ADR
2019-02-25
2020-03-25
2. ROCHE HLDG LTD SPON ADR
2019-02-25
2020-03-31
1. ROCHE HLDG LTD SPON ADR
2019-02-25
2020-05-20
3. ROCHE HLDG LTD SPON ADR
2019-02-25
2020-05-29
9. ROCHE HLDG LTD SPON ADR
2019-02-25
2020-07-29
46. ROLLS-ROYCE PLC ADR
2019-05-20
2020-04-03
92. ROLLS-ROYCE PLC ADR
2020-03-18
2020-04-06
7.046 T. ROWE PRICE QM U.S. SMALL-CAP GROWTH E
2019-12-31
2020-05-20
4.834 T. ROWE PRICE QM U.S. SMALL-CAP GROWTH E
2019-04-18
2020-05-20
102.911 T. ROWE PRICE QM U.S. SMALL-CAP GROWTH E
2017-07-07
2020-08-26
8.271 T. ROWE PRICE QM U.S. SMALL-CAP GROWTH E
2020-03-18
2020-08-26
9. ROYAL DSM N V KONINKLIJKE DSM NV-SPONS A
2016-01-22
2020-01-16
10. ROYAL DSM N V KONINKLIJKE DSM NV-SPONS A
2016-01-22
2020-02-20
4. ROYAL DSM N V KONINKLIJKE DSM NV-SPONS A
2016-01-22
2020-02-21
11. ROYAL DSM N V KONINKLIJKE DSM NV-SPONS A
2019-06-03
2020-02-21
2. ROYAL DUTCH SHELL PLC-ADR A
2019-06-05
2019-11-04
2. ROYAL DUTCH SHELL PLC-ADR A
2019-06-05
2019-11-05
11. ROYAL DUTCH SHELL PLC-ADR A
2017-09-13
2020-02-19
1. ROYAL DUTCH SHELL PLC-ADR A
2019-06-05
2020-02-19
10. SMC CORPORATION ADR
2017-09-13
2020-05-20
5. SMC CORPORATION ADR
2017-09-13
2020-10-20
1. SANDS CHINA LTD UNSPONSORED ADR
2019-11-07
2020-05-20
2. SANOFI-SYNTHELABO ADR
2020-01-15
2020-05-20
3. SAP AG SPONSORED ADR SAP AKTIENGESELLSCHAFT
2019-05-20
2020-05-20
1. SAP AG SPONSORED ADR SAP AKTIENGESELLSCHAFT
2019-05-20
2020-07-10
1. SAP AG SPONSORED ADR SAP AKTIENGESELLSCHAFT
2019-05-20
2020-10-20
11. SCHNEIDER ELEC SA ADR
2018-01-12
2019-12-23
1. SCHNEIDER ELEC SA ADR
2019-11-05
2020-05-20
14. SCHNEIDER ELEC SA ADR
2017-09-13
2020-05-20
7. SCHNEIDER ELEC SA ADR
2017-09-13
2020-10-20
3. SCHWAB CHARLES CORP NEW
2018-06-15
2019-11-22
1. SCHWAB CHARLES CORP NEW
2020-01-06
2020-03-09
1. SCHWAB CHARLES CORP NEW
2020-01-06
2020-06-05
2. SCHWAB CHARLES CORP NEW
2019-03-11
2020-06-05
1. SCHWAB CHARLES CORP NEW
2019-06-11
2020-06-16
2. SCHWAB CHARLES CORP NEW
2019-06-11
2020-06-16
1. SCHWAB CHARLES CORP NEW
2017-06-22
2020-06-24
29. SECOM LTD
2016-01-22
2019-11-29
1. SHISEIDO LTD ADR
2020-03-11
2020-05-20
9. SHISEIDO LTD ADR
2020-03-11
2020-08-14
11. SIEMENS HEALTHINEERS AG ADR
2019-04-04
2020-05-20
1. SIEMENS HEALTHINEERS AG ADR
2020-03-18
2020-08-26
21. SIEMENS HEALTHINEERS AG ADR
2019-04-04
2020-08-26
1. SMITH & NEPHEW PLC ADR
2019-11-05
2020-05-20
4. SMITH & NEPHEW PLC ADR
2016-01-22
2020-05-20
3. SONY CORP AMERN SH NEW ADR
2019-08-16
2020-05-20
2. SONY CORP AMERN SH NEW ADR
2019-08-16
2020-10-20
1. SOUTHWEST AIRLINES CO
2019-12-31
2020-09-02
1. SOUTHWEST AIRLINES CO
2018-06-15
2020-09-02
2. SOUTHWEST AIRLINES CO
2018-06-15
2020-10-21
1. SPLUNK INC
2017-07-11
2020-10-20
1. T-MOBILE US INC 07/31/2020
2020-07-21
2020-07-21
4. TAIWAN SEMICONDUCTOR SPON ADR
2020-04-29
2020-05-20
1. TAIWAN SEMICONDUCTOR SPON ADR
2018-01-12
2020-07-24
3. TAIWAN SEMICONDUCTOR SPON ADR
2018-01-12
2020-07-24
5. TAIWAN SEMICONDUCTOR SPON ADR
2018-07-12
2020-08-17
2. TAIWAN SEMICONDUCTOR SPON ADR
2018-07-12
2020-10-20
2. TAKEDA PHARMACEUTICAL CO ADR
2019-11-05
2020-05-20
8. TAKEDA PHARMACEUTICAL CO ADR
2019-01-30
2020-05-20
1. TECHTRONIC INDS LTD SPON ADR
2020-05-26
2020-10-20
3. TENCENT HLDGS LTD ADR
2017-09-13
2020-05-20
3. TENCENT HLDGS LTD ADR
2019-09-23
2020-10-20
1. TEXAS INSTRS INC
2017-06-22
2020-10-20
3. TIFFANY & CO
2019-02-14
2020-03-17
23. TORAY INDUSTRIES INC ADR
2018-01-12
2019-11-18
16. TORAY INDUSTRIES INC ADR
2017-12-29
2019-11-19
4. TORAY INDUSTRIES INC ADR
2019-03-12
2019-11-19
6. TOTAL S A SPONSORED ADR
2018-03-01
2020-02-21
20. TOTAL S A SPONSORED ADR
2018-10-22
2020-02-26
5. TOTAL S A SPONSORED ADR
2020-07-27
2020-10-30
1. TOYOTA MTR CORP ADR
2018-01-12
2020-05-20
1. TOYOTA MTR CORP ADR
2018-03-28
2020-05-22
4. TOYOTA MTR CORP ADR
2017-11-08
2020-06-24
.655 TRUIST FINANCIAL CORP COM
2018-07-27
2019-12-10
4. UBER TECHNOLOGIES INC
2019-05-10
2020-05-15
5. UBER TECHNOLOGIES INC
2019-11-05
2020-05-15
1. UBER TECHNOLOGIES INC
2019-11-05
2020-05-20
4. UMICORE GROUP ADR
2017-09-13
2020-05-20
4. UMICORE GROUP ADR
2019-11-05
2020-05-20
29. UMICORE GROUP ADR
2017-09-13
2020-06-25
5. VESTAS WIND SYS A/S UTD KINGDOM ADR
2019-02-20
2020-05-20
4. VESTAS WIND SYS A/S UTD KINGDOM ADR
2019-02-20
2020-10-20
21.974 VIRTUS KAR SMALL-CAP VALUE FUND-I
2020-05-20
2020-10-20
2. WALGREENS BOOTS ALLIANCE INC
2020-03-19
2020-10-19
3. WELLS FARGO & CO NEW
2018-07-27
2019-12-06
14.343 WELLS FARGO ADVANTAGE SPECIAL MID CAP VA
2019-12-31
2020-05-20
3.28 WELLS FARGO ADVANTAGE SPECIAL MID CAP VA
2019-11-05
2020-10-20
25.72 WELLS FARGO ADVANTAGE SPECIAL MID CAP VA
2017-07-07
2020-10-20
215.948 WESTERN ASSET CORE PLUS BD I
2018-09-28
2020-03-06
1. WHITBREAD PLC ADR
2019-12-31
2020-05-20
9. WHITBREAD PLC ADR
2018-05-10
2020-05-20
3. WILLIAMS COS INC
2020-01-06
2020-09-02
3. WILLIAMS COS INC
2018-07-27
2020-10-02
1. XCEL ENERGY INC
2020-03-18
2020-03-19
1. XCEL ENERGY INC
2018-07-27
2020-03-19
3. ALLERGAN PLC
2018-07-27
2020-05-12
1. IHS MARKIT LTD
2019-04-02
2020-10-20
1. LINDE PUBLIC LIMITED COMPANY
2018-02-09
2020-03-04
1. LINDE PUBLIC LIMITED COMPANY
2017-11-15
2020-03-09
1. ALCON INC
2020-02-26
2020-05-20
1. ALCON INC
2020-02-26
2020-05-20
1. UBS GROUP AG
2019-11-05
2020-03-18
3. UBS GROUP AG
2019-11-05
2020-05-20
7. UBS GROUP AG
2018-01-12
2020-05-20
43. UBS GROUP AG
2018-01-12
2020-08-27
2. AERCAP HOLDINGS NV
2020-03-09
2020-03-24
12. AERCAP HOLDINGS NV
2019-03-12
2020-03-24
1. ASML HOLDING NV NY REG SHS
2019-03-22
2020-05-20
3. NXP SEMICONDUCTORS NV
2018-12-27
2020-04-20
4. NXP SEMICONDUCTORS NV
2018-12-27
2020-04-29
9. DNB ASA
2019-11-05
2020-05-20
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1
5
-4
b
217
251
-34
c
140
208
-68
d
4
5
-1
e
4
5
-1
135
128
7
61
30
31
49
52
-3
164
83
81
94
48
46
37
42
-5
257
294
-37
33
42
-9
166
131
35
33
42
-9
242
158
84
52
51
1
47
87
-40
178
248
-70
113
124
-11
121
120
1
155
167
-12
3,744
2,772
972
11
24
-13
56
156
-100
90
87
3
160
116
44
220
181
39
311
176
135
311
176
135
1,473
958
515
1,436
977
459
246
241
5
648
657
-9
1,559
1,455
104
439
403
36
90
99
-9
209
180
29
83
66
17
103
110
-7
271
358
-87
49
79
-30
159
158
1
24
27
-3
598
590
8
49
69
-20
135
182
-47
392
745
-353
131
73
58
64
37
27
23
31
-8
51
138
-87
77
134
-57
92
103
-11
513
423
90
1,908
1,953
-45
557
644
-87
100
117
-17
6,182
6,207
-25
4,413
4,502
-89
1,165
1,206
-41
496
559
-63
1,163
1,262
-99
542
480
62
777
939
-162
41
83
-42
24
50
-26
22
8
14
89
200
-111
59
64
-5
42
35
7
42
44
-2
11
18
-7
11,019
10,549
470
6,287
18,415
-12,128
113
137
-24
232
219
13
68
106
-38
62
50
12
104
81
23
99
81
18
61
55
6
19
16
3
268
346
-78
154
138
16
45
86
-41
74
52
22
50
56
-6
29
44
-15
15
23
-8
15
17
-2
57
63
-6
57
39
18
202
277
-75
630
704
-74
16,304
14,331
1,973
88
115
-27
88
121
-33
232
361
-129
45
44
1
158
128
30
44
46
-2
44
40
4
10
12
-2
238
367
-129
293
284
9
17
26
-9
101
143
-42
101
183
-82
88
125
-37
333
745
-412
150
149
1
57
45
12
179
200
-21
137
154
-17
37
55
-18
25
33
-8
68
82
-14
66
81
-15
184
226
-42
23
24
-1
44
49
-5
22
55
-33
283
708
-425
280
188
92
248
280
-32
77
70
7
196
140
56
270
242
28
170
153
17
138
136
2
47
98
-51
117
104
13
20
29
-9
65
66
-1
47
54
-7
75
79
-4
62
65
-3
103
213
-110
15
11
4
89
91
-2
134
105
29
34
33
1
364
606
-242
115
156
-41
12
47
-35
41
212
-171
397
537
-140
126
179
-53
30
56
-26
30
76
-46
152
128
24
456
366
90
123
117
6
544
468
76
327
222
105
94
128
-34
111
128
-17
222
262
-40
459
307
152
136
158
-22
85
95
-10
114
100
14
113
101
12
109
75
34
93
92
1
206
192
14
167
165
2
42
44
-2
72
83
-11
101
232
-131
76
83
-7
118
100
18
448
693
-245
132
147
-15
2,026
2,029
-3
718
720
-2
8,432
6,460
1,972
9,640
7,280
2,360
9
8
1
73
126
-53
210
243
-33
61
68
-7
134
144
-10
148
129
19
159
129
30
150
129
21
69
63
6
142
94
48
79
97
-18
18
17
1
104
97
7
175
157
18
38
47
-9
51
62
-11
127
162
-35
129
105
24
1,227
1,153
74
339
348
-9
110
116
-6
482
460
22
7,114
6,784
330
10,294
8,008
2,286
2,071
1,599
472
22,999
19,431
3,568
638
714
-76
7,502
8,825
-1,323
53
93
-40
332
512
-180
298
320
-22
311
493
-182
128
150
-22
117
136
-19
304
356
-52
50
64
-14
84
70
14
96
107
-11
43
148
-105
49
44
5
136
139
-3
15
14
1
15
24
-9
434
678
-244
135
270
-135
309
711
-402
128
108
20
149
79
70
192
105
87
128
53
75
1,533
1,467
66
98
125
-27
199
180
19
298
376
-78
115
92
23
141
96
45
163
187
-24
87
63
24
86
62
24
76
62
14
82
62
20
2,984
2,701
283
166
102
64
167
70
97
207
70
137
217
70
147
129
99
30
55
67
-12
160
198
-38
169
149
20
14
14
57
61
-4
220
215
5
103
79
24
109
79
30
237
159
78
239
290
-51
167
212
-45
580
607
-27
44
47
-3
215
233
-18
213
186
27
273
232
41
52
46
6
52
41
11
417
323
94
175
155
20
79
97
-18
55
98
-43
134
184
-50
37
53
-16
19
33
-14
15
33
-18
5
8
-3
77
238
-161
7
6
1
309
694
-385
52
46
6
131
91
40
141
125
16
101
196
-95
322
166
156
32
55
-23
129
219
-90
33
50
-17
33
48
-15
232
383
-151
398
570
-172
199
154
45
147
69
78
203
92
111
110
97
13
50
48
2
49
48
1
90
96
-6
190
190
21
34
-13
21
33
-12
107
131
-24
18
20
-2
180
209
-29
214
195
19
199
179
20
15
22
-7
34
41
-7
121
140
-19
22
33
-11
100
131
-31
436
572
-136
18
15
3
55
219
-164
110
143
-33
114
143
-29
29
27
2
76
73
3
78
73
5
75
73
2
38
36
2
136
145
-9
118
119
-1
3,034
3,053
-19
2,395
2,435
-40
679
695
-16
10,136
10,426
-290
11
12
-1
1,745
1,431
314
72
157
-85
75
135
-60
89
56
33
124
124
139
124
15
148
124
24
359
362
-3
196
194
2
202
162
40
57
52
5
57
98
-41
184
106
78
258
143
115
105
87
18
158
137
21
78
55
23
55
64
-9
122
119
3
333
298
35
100
146
-46
411
702
-291
75
69
6
73
74
-1
146
138
8
81
69
12
45
35
10
129
104
25
402
311
91
146
560
-414
328
591
-263
254
277
-23
174
157
17
4,208
3,263
945
338
215
123
274
109
165
310
121
189
125
48
77
343
315
28
119
125
-6
120
125
-5
553
631
-78
50
63
-13
253
180
73
138
90
48
41
52
-11
96
103
-7
362
376
-14
153
125
28
152
125
27
224
193
31
18
19
-1
258
243
15
179
121
58
143
169
-26
31
47
-16
44
47
-3
87
86
1
37
43
-6
74
86
-12
34
42
-8
616
468
148
61
64
-3
477
573
-96
277
229
48
23
17
6
480
434
46
41
43
-2
163
131
32
191
167
24
152
112
40
38
54
-16
38
52
-14
79
104
-25
213
58
155
207
217
-10
75
41
34
225
123
102
402
191
211
178
67
111
38
38
152
163
-11
69
45
24
171
128
43
220
129
91
152
80
72
335
364
-29
316
458
-142
218
313
-95
54
54
288
340
-52
886
977
-91
150
192
-42
120
137
-17
118
129
-11
509
511
-2
36
37
-1
129
172
-43
161
202
-41
34
28
6
40
40
40
44
-4
336
291
45
155
140
15
236
112
124
466
389
77
75
112
-37
162
168
-6
475
605
-130
124
138
-14
975
960
15
2,667
2,423
244
9
16
-7
79
131
-52
63
70
-7
55
87
-32
61
62
-1
61
47
14
581
525
56
82
55
27
202
147
55
176
147
29
62
63
-1
62
63
-1
8
12
-4
30
37
-7
71
135
-64
529
723
-194
38
85
-47
226
477
-251
324
189
135
262
221
41
418
284
134
110
159
-49
1,425
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-4
b
-34
c
-68
d
-1
e
-1
7
31
-3
81
46
-5
-37
-9
35
-9
84
1
-40
-70
-11
1
-12
972
-13
-100
3
44
39
135
135
515
459
5
-9
104
36
-9
29
17
-7
-87
-30
1
-3
8
-20
-47
-353
58
27
-8
-87
-57
-11
90
-45
-87
-17
-25
-89
-41
-63
-99
62
-162
-42
-26
14
-111
-5
7
-2
-7
470
-12,128
-24
13
-38
12
23
18
6
3
-78
16
-41
22
-6
-15
-8
-2
-6
18
-75
-74
1,973
-27
-33
-129
1
30
-2
4
-2
-129
9
-9
-42
-82
-37
-412
1
12
-21
-17
-18
-8
-14
-15
-42
-1
-5
-33
-425
92
-32
7
56
28
17
2
-51
13
-9
-1
-7
-4
-3
-110
4
-2
29
1
-242
-41
-35
-171
-140
-53
-26
-46
24
90
6
76
105
-34
-17
-40
152
-22
-10
14
12
34
1
14
2
-2
-11
-131
-7
18
-245
-15
-3
-2
1,972
2,360
1
-53
-33
-7
-10
19
30
21
6
48
-18
1
7
18
-9
-11
-35
24
74
-9
-6
22
330
2,286
472
3,568
-76
-1,323
-40
-180
-22
-182
-22
-19
-52
-14
14
-11
-105
5
-3
1
-9
-244
-135
-402
20
70
87
75
66
-27
19
-78
23
45
-24
24
24
14
20
283
64
97
137
147
30
-12
-38
20
-4
5
24
30
78
-51
-45
-27
-3
-18
27
41
6
11
94
20
-18
-43
-50
-16
-14
-18
-3
-161
1
-385
6
40
16
-95
156
-23
-90
-17
-15
-151
-172
45
78
111
13
2
1
-6
-13
-12
-24
-2
-29
19
20
-7
-7
-19
-11
-31
-136
3
-164
-33
-29
2
3
5
2
2
-9
-1
-19
-40
-16
-290
-1
314
-85
-60
33
15
24
-3
2
40
5
-41
78
115
18
21
23
-9
3
35
-46
-291
6
-1
8
12
10
25
91
-414
-263
-23
17
945
123
165
189
77
28
-6
-5
-78
-13
73
48
-11
-7
-14
28
27
31
-1
15
58
-26
-16
-3
1
-6
-12
-8
148
-3
-96
48
6
46
-2
32
24
40
-16
-14
-25
155
-10
34
102
211
111
-11
24
43
91
72
-29
-142
-95
-52
-91
-42
-17
-11
-2
-1
-43
-41
6
-4
45
15
124
77
-37
-6
-130
-14
15
244
-7
-52
-7
-32
-1
14
56
27
55
29
-1
-1
-4
-7
-64
-194
-47
-251
135
41
134
-49
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
115
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
2017
2016
2015
2014
2
Total
of line 1, column (d)
.....................
2
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5
Multiply line 4 by line 3
......................
5
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
7
Add lines 5 and 6
........................
7
8
Enter qualifying distributions from Part XII, line 4
,.............
8
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
38
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
38
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
38
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
12
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
12
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
26
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MI
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
COMERICA BANK
Telephone no.
(313) 222-3568
Located at
411 WEST LAFAYETTE M/C 3420
DETROIT
MI
ZIP+4
48226
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
COMERICA BANK TRUST
TRUSTEE
1
3,000
PO BOX 75000
DETROIT
,
MI
48275
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
415,814
b
Average of monthly cash balances
.......................
1b
3,586
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
419,400
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
419,400
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
6,291
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
413,109
6
Minimum investment return.
Enter 5% of line 5
..................
6
20,655
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
20,655
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
38
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
38
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
20,617
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
20,617
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
20,617
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
23,000
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
23,000
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
23,000
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
20,617
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
2,161
d
From 2017
......
1,589
e
From 2018
......
1,810
f
Total
of lines 3a through e
........
5,560
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
23,000
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
20,617
e
Remaining amount distributed out of corpus
2,383
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
7,943
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
7,943
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
2,161
c
Excess from 2017
....
1,589
d
Excess from 2018
....
1,810
e
Excess from 2019
....
2,383
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
HOME OF THE INNOCENTS
ATTENTION PAUL ROBINSON CEO
LOUISVILLE
,
KY
40206
NONE
PC
DAILY OPERATING SUPPORT
4,440
EASTERN STAR HOME IN KENTUCKY
923 EASTERN STAR CT
LOUISVILLE
,
KY
40204
NONE
PC
DAILY OPERATING SUPPORT
1,110
IMMANUEL UNITED CHURCH OF CHRIST
2300 TAYLORSVILLE RD
LOUISVILLE
,
KY
40205
NONE
PC
DAILY OPERATING SUPPORT
6,660
KOSAIR CHARITIES COMMITTEE INC
PO BOX 37370
LOUISVILLE
,
KY
40233
NONE
PC
DAILY OPERATING SUPPORT
9,990
Total
.................................
3a
22,200
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
10,558
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
115
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
10,673
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
10,673
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description