Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 10-01-2018 , and ending 09-30-2019
Name of foundation
HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

13-7102174
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,478,053J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 86,207 86,196  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 139,744
b Gross sales price for all assets on line 6a 1,611,354
7 Capital gain net income (from Part IV, line 2)... 139,744
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 225,951 225,940  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 33,165 19,899   13,266
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 4,588 0 0 4,588
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,289 1,576   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 250     250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 42,292 21,475 0 18,104
25 Contributions, gifts, grants paid....... 156,000 156,000
26 Total expenses and disbursements. Add lines 24 and 25 198,292 21,475 0 174,104
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 27,659
b Net investment income (if negative, enter -0-) 204,465
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 4,032 31,309 31,309
2 Savings and temporary cash investments......... 17,168 42,440 42,440
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,626,405 Click to see attachment1,433,842 1,958,672
c Investments—corporate bonds (attach schedule)....... 1,224,593 Click to see attachment1,216,419 1,272,503
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment175,762 173,129
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,872,198 2,899,772 3,478,053
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 2,872,198 2,899,772
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 2,872,198 2,899,772
31 Total liabilities and net assets/fund balances (see instructions). 2,872,198 2,899,772
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,872,198
2
Enter amount from Part I, line 27a .....................
2
27,659
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,899,857
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
85
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,899,772
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5. GARRETT MOTION INC     2018-10-02
b 720. VANGUARD SHORT-TERM TIPS   2016-12-14 2018-10-02
c 35. BANK OF NEW YORK MELLON CORP     2018-10-08
d 16. BANK OF NEW YORK MELLON CORP   2018-02-22 2018-10-08
e 79. ORACLE CORP     2018-10-08
5. ALLERGAN PLC     2018-10-08
15. HARTFORD FINL SVCS GROUP INC     2018-10-15
8. MASCO CORP   2012-07-30 2018-10-15
16. HARTFORD FINL SVCS GROUP INC     2018-10-16
10. HARTFORD FINL SVCS GROUP INC   2013-05-07 2018-10-16
6. MASCO CORP     2018-10-16
8. MASCO CORP   2012-08-03 2018-10-16
25. MASCO CORP   2012-08-03 2018-10-16
6. MASCO CORP   2012-08-03 2018-10-17
16. MASCO CORP   2012-08-03 2018-10-17
2. MASCO CORP   2012-08-03 2018-10-17
8. MASCO CORP   2012-08-03 2018-10-18
1. AMERICAN INTL GROUP INC NEW   2016-06-03 2018-10-19
4. AMERICAN INTL GROUP INC NEW   2016-06-03 2018-10-19
7. AMERICAN INTL GROUP INC NEW   2016-06-03 2018-10-19
1. WORKDAY INC-CLASS A   2016-08-10 2018-10-19
3. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
3. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
13. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
2. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
3. WORKDAY INC-CLASS A     2018-10-22
1. WORKDAY INC-CLASS A   2016-08-10 2018-10-22
5. WORKDAY INC-CLASS A   2016-08-10 2018-10-22
2. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-23
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-23
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-23
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-23
. GARRETT MOTION INC     2018-10-23
3. WORKDAY INC-CLASS A   2016-08-10 2018-10-23
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-24
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-24
4. O'REILLY AUTOMOTIVE INC   2016-11-16 2018-10-24
1. O'REILLY AUTOMOTIVE INC   2016-11-16 2018-10-24
1. O'REILLY AUTOMOTIVE INC   2017-05-08 2018-10-24
1. O'REILLY AUTOMOTIVE INC   2017-05-05 2018-10-25
20. AGILENT TECHNOLOGIES INC     2018-10-30
9. AGILENT TECHNOLOGIES INC     2018-10-30
1. AGILENT TECHNOLOGIES INC   2016-10-18 2018-10-30
9. RESIDEO TECHNOLOGIES INC     2018-10-30
6054.49 AMG MG PICTET INTL-Z   2016-09-21 2018-10-31
4. ADOBE SYS INC   2012-08-03 2018-10-31
1. ALPHABET INC-CL C   2014-05-08 2018-10-31
1. ALPHABET INC-CL C   2018-05-07 2018-10-31
1. ALPHABET INC-CL A   2012-07-11 2018-10-31
2. AMAZON COM INC   2015-03-12 2018-10-31
3. AMERICAN EXPRESS CO   2018-07-18 2018-10-31
8. ANALOG DEVICES INC   2018-09-13 2018-10-31
14. APPLE COMPUTER INC   2006-04-06 2018-10-31
3. AUTOMATIC DATA PROCESSING INC     2018-10-31
52. BANK OF AMERICA CORPORATION     2018-10-31
6. BERKSHIRE HATHAWAY INC DEL CL B   2018-09-11 2018-10-31
2. BIOGEN IDEC INC   2018-10-08 2018-10-31
26. BOSTON SCIENTIFIC CORP     2018-10-31
12. BRISTOL MYERS SQUIBB CO   2017-02-23 2018-10-31
5. BROADCOM INC   2013-04-25 2018-10-31
5. CELGENE CORP.     2018-10-31
3. CHARTER COMMUNICATIONS INC-A   2018-04-13 2018-10-31
18. CITIGROUP INC NEW     2018-10-31
13. COCA-COLA CO   2018-04-16 2018-10-31
16. COMCAST CORP NEW CL A   2018-10-19 2018-10-31
8. DELTA AIR LINES INC DEL NEW   2017-12-13 2018-10-31
3. DIAMONDBACK ENERGY INC   2017-05-15 2018-10-31
13. DISNEY WALT CO     2018-10-31
5. DOLLAR TREE INC   2017-10-27 2018-10-31
22. DOWDUPONT INC     2018-10-31
11. EOG RESOURCES INC     2018-10-31
5. EASTMAN CHEM CO     2018-10-31
4. ELECTRONIC ARTS   2018-09-20 2018-10-31
5. FACEBOOK INC-A   2014-07-25 2018-10-31
7. FIDELITY NATL INFORMATION SVCS INC   2014-12-19 2018-10-31
3. GENERAL DYNAMICS CORP     2018-10-31
4. GILEAD SCIENCES INC   2015-01-08 2018-10-31
2. GOLDMAN SACHS GROUP INC   2016-02-25 2018-10-31
7. HOME DEPOT INC   2011-09-29 2018-10-31
11. HONEYWELL INTL INC   2009-12-15 2018-10-31
4. INTERCONTINENTALEXCHANGE GROUP, INC     2018-10-31
1352.57 JPMORGAN CORE BOND FUND ULTRA   2016-10-21 2018-10-31
36. KEYCORP NEW   2018-10-08 2018-10-31
3. LAUDER ESTEE COS INC CL A   2018-08-23 2018-10-31
9. LILLY ELI & CO     2018-10-31
7. LOWES COS INC   2011-09-28 2018-10-31
11. MARATHON PETROLEUM CORPORATION     2018-10-31
9. MASTERCARD INC - CLASS A     2018-10-31
11. MERCK & CO INC     2018-10-31
33. MICROSOFT CORP     2018-10-31
17. MONDELEZ INTERNATIONAL-W/I     2018-10-31
30. MORGAN STANLEY DEAN WITTER & CO NEW     2018-10-31
1. NETFLIX.COM INC   2018-09-13 2018-10-31
4. NEXTERA ENERGY INC   2018-07-18 2018-10-31
16. NISOURCE INC     2018-10-31
6. NORFOLK SOUTHN CORP     2018-10-31
3. NORTHROP GRUMMAN CORP   2017-10-10 2018-10-31
4. NVIDIA CORP   2018-10-08 2018-10-31
1. O'REILLY AUTOMOTIVE INC   2017-05-05 2018-10-31
13. OCCIDENTAL PETE CORP     2018-10-31
5. OCCIDENTAL PETE CORP   2014-12-10 2018-10-31
7188.292 PIMCO SHORT TERM FUND INSTL     2018-10-31
2. PVH CORP   2018-01-30 2018-10-31
2. PARKER HANNIFIN CORP   2018-01-11 2018-10-31
6. PAYPAL HOLDINGS INC   2018-07-26 2018-10-31
9. PEPSICO INC   2018-05-22 2018-10-31
13. PFIZER INC     2018-10-31
23. PFIZER INC   2018-10-30 2018-10-31
9. PHILIP MORRIS INTERNATIONAL   2017-04-24 2018-10-31
5. PIONEER NAT RES CO     2018-10-31
2. SVB FINANCIAL GROUP     2018-10-31
6. SALESFORCE.COM INC   2018-10-08 2018-10-31
10. SCHWAB CHARLES CORP NEW     2018-10-31
6. STANLEY BLACK & DECKER,INC.     2018-10-31
9. TEXAS INSTRS INC   2016-03-10 2018-10-31
7. UNION PAC CORP     2018-10-31
4. UNITED TECHNOLOGIES CORP     2018-10-31
9. UNITEDHEALTH GROUP INC     2018-10-31
2. VERTEX PHARMACEUTICALS INC   2011-12-15 2018-10-31
5. VISA INC CLASS A SHARES   2015-10-19 2018-10-31
6. WASTE CONNECTIONS INC     2018-10-31
21. WELLS FARGO & CO NEW     2018-10-31
2. WEX INC   2016-05-02 2018-10-31
6. WORLDPAY INC CL A   2018-10-08 2018-10-31
9. ZIMMER HLDGS INC     2018-10-31
6. ALLEGION PLC     2018-10-31
4. ALLERGAN PLC   2016-08-10 2018-10-31
5. ACCENTURE PLC     2018-10-31
8. MEDTRONIC PLC   2018-07-18 2018-10-31
6. APTIV PLC     2018-10-31
7. CHUBB LTD     2018-10-31
1647.983 CRM LNG/SHRT OPPORT-INST   2018-01-23 2018-11-09
3687.392 EQUINOX CAMPBELL STRAT-I   2014-08-13 2018-11-09
9003.357 PIMCO UNCONSTRAINED BD FD INSTL CL*     2018-11-13
1628.959 CHILTON STRATEGIC EUROPEAN EQUITIES FD   2018-01-23 2018-11-16
2775.645 CHILTON STRATEGIC EUROPEAN EQUITIES FD   2016-12-14 2018-11-16
. RESIDEO TECHNOLOGIES INC     2018-11-19
1. ALLERGAN PLC   2016-08-12 2018-11-27
9. ALLERGAN PLC     2018-11-27
5. ALLERGAN PLC     2018-11-28
3. ALLERGAN PLC   2014-08-14 2018-11-28
1. ALLERGAN PLC   2014-08-14 2018-11-29
504.036 CHILTON STRATEGIC EUROPEAN EQUITIES FD   2016-12-14 2018-11-30
4. EASTMAN CHEM CO   2016-02-23 2018-12-11
1. EASTMAN CHEM CO   2016-02-23 2018-12-11
13. LAUDER ESTEE COS INC CL A   2018-08-23 2018-12-11
2. EASTMAN CHEM CO   2016-02-23 2018-12-12
1. EASTMAN CHEM CO   2016-02-23 2018-12-12
4. EASTMAN CHEM CO   2016-02-23 2018-12-12
4. EASTMAN CHEM CO   2016-02-23 2018-12-13
1. EASTMAN CHEM CO   2016-02-23 2018-12-13
3. EASTMAN CHEM CO   2016-02-23 2018-12-14
2. EASTMAN CHEM CO   2016-02-23 2018-12-17
4. PVH CORP     2018-12-17
1. PVH CORP   2018-01-29 2018-12-17
2. EASTMAN CHEM CO   2016-02-23 2018-12-18
2. EASTMAN CHEM CO   2016-02-23 2018-12-18
3. PVH CORP   2018-01-29 2018-12-18
2. PVH CORP   2018-01-29 2018-12-18
1. PVH CORP   2018-01-26 2018-12-18
1. PVH CORP   2018-01-26 2018-12-19
1. PVH CORP   2018-01-26 2018-12-19
11. GOLDMAN SACHS GROUP INC   2016-02-25 2018-12-21
41. PARSLEY ENERGY INC-CLASS A     2018-12-21
11. PARSLEY ENERGY INC-CLASS A   2018-05-22 2018-12-21
5172.396 JOHN HANCOCK INCOME-R6   2015-09-03 2019-01-10
37.455 DODGE & COX INCOME FUND   2014-02-05 2019-01-16
659.244 DODGE & COX INCOME FUND   2018-01-23 2019-01-16
997.148 DOUBLELINE TTL RTRN BND-I   2012-06-28 2019-01-16
965.325 JPMORGAN CORE BOND FUND ULTRA   2016-10-21 2019-01-16
1. GILEAD SCIENCES INC   2016-02-10 2019-01-23
3. GILEAD SCIENCES INC   2016-02-10 2019-01-23
1. GILEAD SCIENCES INC   2016-02-10 2019-01-23
1. GILEAD SCIENCES INC   2016-02-10 2019-01-23
1. MASTERCARD INC - CLASS A   2009-07-16 2019-01-23
4. WORLDPAY INC CL A   2018-10-08 2019-01-23
4. GILEAD SCIENCES INC   2016-02-10 2019-01-24
1. MASTERCARD INC - CLASS A   2009-07-16 2019-01-24
3. MASTERCARD INC - CLASS A   2009-07-16 2019-01-24
2. WORLDPAY INC CL A   2018-10-08 2019-01-24
5. WORLDPAY INC CL A   2017-09-22 2019-01-24
1. GILEAD SCIENCES INC   2016-02-10 2019-01-25
1. GILEAD SCIENCES INC   2016-02-10 2019-01-25
4. MASTERCARD INC - CLASS A   2009-07-16 2019-01-25
7. WORLDPAY INC CL A   2017-09-22 2019-01-25
1. GILEAD SCIENCES INC   2016-02-10 2019-01-28
4. WORLDPAY INC CL A   2017-09-22 2019-01-28
1. GILEAD SCIENCES INC   2016-02-10 2019-01-29
1. WORLDPAY INC CL A   2017-09-22 2019-01-29
1. GILEAD SCIENCES INC   2016-02-10 2019-01-30
5. WORLDPAY INC CL A   2017-09-22 2019-01-30
1. GILEAD SCIENCES INC   2016-02-10 2019-01-31
7339.519 DODGE & COX INCOME FUND     2019-02-01
3011.634 DOUBLELINE TTL RTRN BND-I   2012-06-28 2019-02-01
1. GILEAD SCIENCES INC   2016-02-10 2019-02-01
5294.44 JOHN HANCOCK INCOME-R6   2015-09-03 2019-02-01
414. VANGUARD BD INDEX FD INC   2019-01-16 2019-02-01
5092.92 PIMCO INVESTMENT GRADE CORPORATE BOND FUND   2018-02-26 2019-02-07
2304.352 MFS EMERG MRKTS DEBT-R5   2016-07-21 2019-02-14
4. ANALOG DEVICES INC   2018-09-13 2019-02-19
2. ANALOG DEVICES INC   2018-09-13 2019-02-19
6. ANALOG DEVICES INC     2019-02-19
2. ANALOG DEVICES INC   2018-09-13 2019-02-19
12. ANALOG DEVICES INC     2019-02-19
2. ANALOG DEVICES INC   2016-11-01 2019-02-19
7. ANALOG DEVICES INC     2019-02-20
3685.08 AMG MG PICTET INTL-Z   2016-09-21 2019-02-27
887.287 DODGE & INTERNATIONAL STOCK FUND   2009-12-10 2019-02-27
4967.734 ISHARES-MSCI EAFE INTL-K     2019-03-04
1087.615 MFS INTL INTRINSIC VALUE-R6     2019-03-04
3847.428 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2016-02-26 2019-03-04
4. BIOGEN IDEC INC   2010-06-18 2019-03-14
1. BIOGEN IDEC INC   2018-10-08 2019-03-14
57. BRISTOL MYERS SQUIBB CO     2019-03-14
13. DISNEY WALT CO     2019-03-14
. PFIZER INC     2019-04-03
10. DOW INC     2019-04-08
2. DOW INC     2019-04-08
1. DOW INC   2017-02-22 2019-04-08
14. DOW INC     2019-04-08
6. DOW INC     2019-04-08
836.292 DODGE & INTERNATIONAL STOCK FUND   2009-12-10 2019-04-09
2. DOW INC   2015-07-15 2019-04-09
481.573 JPM GROWTH ADVANTAG- FD - USD - R6 ISIN US46640W1080 SEDOL BH4   2008-08-22 2019-04-09
845.42 MFS INTL INTRINSIC VALUE-R6   2011-12-01 2019-04-09
682.705 PARNASSUS EQTY INCOME FD-INS   2012-12-03 2019-04-09
. DOW INC     2019-04-23
24. OCCIDENTAL PETE CORP     2019-04-25
25. OCCIDENTAL PETE CORP     2019-04-25
4. OCCIDENTAL PETE CORP   2008-10-15 2019-05-01
1. OCCIDENTAL PETE CORP   2008-10-15 2019-05-01
4. REGENERON PHARMACEUTICALS INC     2019-05-01
17. OCCIDENTAL PETE CORP     2019-05-02
1. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
1. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
3. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
2. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
2. OCCIDENTAL PETE CORP   2007-01-12 2019-05-03
5. OCCIDENTAL PETE CORP   2007-01-12 2019-05-03
1. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
12. PRUDENTIAL FINL INC     2019-05-14
6. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
2. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
2. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
18. SCHWAB CHARLES CORP NEW     2019-05-15
15. SCHWAB CHARLES CORP NEW     2019-05-16
3. SCHWAB CHARLES CORP NEW   2015-01-15 2019-05-16
11. SCHWAB CHARLES CORP NEW     2019-05-16
10. MEDTRONIC PLC   2018-07-18 2019-05-16
4. MEDTRONIC PLC   2018-04-10 2019-05-16
12. MEDTRONIC PLC     2019-05-16
4. MEDTRONIC PLC     2019-05-17
8. MEDTRONIC PLC     2019-05-17
4. PARKER HANNIFIN CORP   2018-01-11 2019-05-20
4. PARKER HANNIFIN CORP   2018-01-11 2019-05-20
2. PARKER HANNIFIN CORP   2018-01-11 2019-05-20
16. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-05
6. DELTA AIR LINES INC DEL NEW     2019-06-05
17. PHILIP MORRIS INTERNATIONAL   2017-04-24 2019-06-05
2. PHILIP MORRIS INTERNATIONAL   2018-10-24 2019-06-05
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-06
5. DELTA AIR LINES INC DEL NEW     2019-06-06
5. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-06
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
48. BANK OF AMERICA CORPORATION     2019-06-10
10. DOLLAR TREE INC     2019-06-10
38. WELLS FARGO & CO NEW     2019-06-10
12. DOLLAR TREE INC     2019-06-11
3. DOLLAR TREE INC   2018-12-17 2019-06-11
4. DOLLAR TREE INC   2018-12-17 2019-06-11
. CORTEVA INC     2019-06-13
. DUPONT DE NEMOURS INC-WI     2019-06-13
2393.717 JPMORGAN CORE BOND FUND ULTRA   2016-10-21 2019-06-14
2955.556 BOSTON PART GL LG/SH EQ-INST   2018-11-16 2019-06-14
2242.46 JPMORGAN CORE BOND FUND ULTRA   2016-10-21 2019-06-18
3. ADOBE SYS INC   2012-08-03 2019-06-27
4. SVB FINANCIAL GROUP     2019-08-14
2. SVB FINANCIAL GROUP   2015-02-05 2019-08-14
5. APTIV PLC     2019-08-14
3. APTIV PLC     2019-08-14
8. APTIV PLC     2019-08-14
4. SVB FINANCIAL GROUP   2015-02-05 2019-08-15
15. APTIV PLC     2019-08-15
136.437 FIDELITY 500 INDEX FD-AI   2018-02-26 2019-09-03
836.697 PARNASSUS EQTY INCOME FD-INS   2012-12-03 2019-09-03
1172.723 VANGUARD TOTAL INTL BND-ADM   2018-07-17 2019-09-03
1532.947 VANGUARD TOTAL INTL BND-ADM     2019-09-03
. GENERAL MOTORS CO     2019-09-05
9.23 FIDELITY 500 INDEX FD-AI   2018-02-26 2019-09-17
93.52 FIDELITY 500 INDEX FD-AI   2019-03-04 2019-09-17
719.057 PARNASSUS EQTY INCOME FD-INS   2012-12-03 2019-09-17
632. ISHARES TR BARCLAYS MBS BD FD   2019-02-01 2019-09-23
869. VANGUARD BD INDEX FD INC   2019-03-04 2019-09-23
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 88   25 63
b 34,813   35,231 -418
c 1,842   1,533 309
d 842   901 -59
e 3,896   4,018 -122
947   1,327 -380
697   510 187
257   94 163
744   467 277
465   292 173
194   70 124
259   91 168
806   285 521
192   68 124
512   183 329
64   23 41
250   91 159
48   57 -9
190   228 -38
333   400 -67
128   83 45
139   165 -26
141   165 -24
598   716 -118
90   110 -20
45   55 -10
387   248 139
126   82 44
641   412 229
88   110 -22
44   55 -11
44   55 -11
44   55 -11
14     14
386   247 139
43   55 -12
42   55 -13
1,317   1,072 245
324   268 56
331   254 77
322   252 70
1,264   909 355
569   409 160
63   45 18
204   68 136
60,000   60,190 -190
989   128 861
1,085   515 570
1,085   1,052 33
1,101   286 815
3,210   747 2,463
310   309 1
669   737 -68
3,074   139 2,935
433   433  
1,443   1,579 -136
1,244   1,284 -40
615   685 -70
945   606 339
613   668 -55
1,119   163 956
359   520 -161
975   918 57
1,186   1,099 87
622   581 41
615   576 39
440   429 11
341   312 29
1,508   1,395 113
423   464 -41
1,187   1,407 -220
1,175   954 221
396   326 70
368   456 -88
762   377 385
728   446 282
524   521 3
273   406 -133
458   293 165
1,244   236 1,008
1,607   433 1,174
307   234 73
15,000   16,150 -1,150
661   737 -76
414   400 14
987   758 229
673   141 532
789   894 -105
1,793   163 1,630
816   707 109
3,550   774 2,776
712   533 179
1,384   746 638
304   371 -67
694   678 16
409   246 163
1,010   903 107
791   880 -89
836   1,073 -237
325   252 73
884   1,009 -125
340   378 -38
71,092   70,984 108
243   313 -70
304   416 -112
506   537 -31
1,018   899 119
565   450 115
999   979 20
794   1,010 -216
747   713 34
485   253 232
826   908 -82
469   291 178
702   594 108
843   497 346
1,031   935 96
498   493 5
2,360   363 1,997
346   63 283
693   385 308
460   307 153
1,127   587 540
352   188 164
550   582 -32
1,033   1,034 -1
517   395 122
634   1,009 -375
794   416 378
724   705 19
458   523 -65
881   419 462
16,562   17,600 -1,038
32,965   36,505 -3,540
96,786   102,294 -5,508
15,214   18,000 -2,786
25,925   27,867 -1,942
20     20
151   250 -99
1,367   2,112 -745
767   1,070 -303
464   640 -176
156   213 -57
4,723   5,061 -338
295   253 42
73   63 10
1,809   1,735 74
146   127 19
74   63 11
293   253 40
290   253 37
72   63 9
214   190 24
145   127 18
366   625 -259
92   156 -64
144   127 17
143   127 16
278   467 -189
185   311 -126
93   154 -61
91   154 -63
93   154 -61
1,809   1,612 197
620   1,304 -684
168   349 -181
31,707   33,451 -1,744
499   514 -15
8,788   9,045 -257
10,390   11,208 -818
10,889   11,526 -637
69   89 -20
205   267 -62
68   89 -21
68   89 -21
198   18 180
329   388 -59
271   356 -85
200   18 182
597   54 543
164   194 -30
411   360 51
68   89 -21
69   89 -20
810   72 738
580   504 76
68   89 -21
333   288 45
69   89 -20
82   72 10
69   89 -20
418   360 58
70   89 -19
98,717   100,158 -1,441
31,381   33,851 -2,470
70   88 -18
32,720   34,240 -1,520
32,596   32,558 38
51,591   52,355 -764
32,722   34,542 -1,820
419   369 50
209   184 25
630   552 78
209   184 25
1,252   765 487
210   127 83
741   443 298
33,018   36,635 -3,617
36,334   28,313 8,021
63,984   62,654 1,330
45,038   27,462 17,576
33,588   31,187 2,401
1,281   184 1,097
320   342 -22
2,804   2,201 603
1,487   1,330 157
134     134
571   643 -72
114   128 -14
57   64 -7
801   800 1
344   320 24
35,082   26,686 8,396
114   106 8
10,850   3,964 6,886
36,133   20,199 15,934
30,544   20,010 10,534
19     19
1,491   1,733 -242
1,552   1,512 40
230   192 38
58   48 10
1,364   1,666 -302
975   778 197
57   42 15
57   42 15
172   126 46
115   84 31
116   84 32
291   209 82
98   80 18
1,181   957 224
593   478 115
195   159 36
198   159 39
770   516 254
654   413 241
130   80 50
478   295 183
882   881 1
353   317 36
1,060   950 110
352   316 36
707   622 85
652   833 -181
653   833 -180
326   416 -90
879   857 22
330   321 9
1,313   1,908 -595
154   178 -24
55   53 2
274   267 7
273   267 6
55   53 2
55   53 2
56   53 3
55   53 2
1,354   535 819
1,038   923 115
1,763   993 770
1,280   1,099 181
320   259 61
426   346 80
9     9
25     25
28,102   28,581 -479
31,565   33,250 -1,685
26,371   26,775 -404
881   96 785
763   487 276
380   240 140
398   435 -37
241   261 -20
639   598 41
747   481 266
1,189   1,062 127
13,824   13,294 530
39,526   24,524 15,002
27,747   25,741 2,006
36,270   34,621 1,649
19     19
968   899 69
9,809   9,109 700
34,716   21,076 13,640
68,315   66,328 1,987
70,125   68,510 1,615
      34,430
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       63
b       -418
c       309
d       -59
e       -122
      -380
      187
      163
      277
      173
      124
      168
      521
      124
      329
      41
      159
      -9
      -38
      -67
      45
      -26
      -24
      -118
      -20
      -10
      139
      44
      229
      -22
      -11
      -11
      -11
      14
      139
      -12
      -13
      245
      56
      77
      70
      355
      160
      18
      136
      -190
      861
      570
      33
      815
      2,463
      1
      -68
      2,935
       
      -136
      -40
      -70
      339
      -55
      956
      -161
      57
      87
      41
      39
      11
      29
      113
      -41
      -220
      221
      70
      -88
      385
      282
      3
      -133
      165
      1,008
      1,174
      73
      -1,150
      -76
      14
      229
      532
      -105
      1,630
      109
      2,776
      179
      638
      -67
      16
      163
      107
      -89
      -237
      73
      -125
      -38
      108
      -70
      -112
      -31
      119
      115
      20
      -216
      34
      232
      -82
      178
      108
      346
      96
      5
      1,997
      283
      308
      153
      540
      164
      -32
      -1
      122
      -375
      378
      19
      -65
      462
      -1,038
      -3,540
      -5,508
      -2,786
      -1,942
      20
      -99
      -745
      -303
      -176
      -57
      -338
      42
      10
      74
      19
      11
      40
      37
      9
      24
      18
      -259
      -64
      17
      16
      -189
      -126
      -61
      -63
      -61
      197
      -684
      -181
      -1,744
      -15
      -257
      -818
      -637
      -20
      -62
      -21
      -21
      180
      -59
      -85
      182
      543
      -30
      51
      -21
      -20
      738
      76
      -21
      45
      -20
      10
      -20
      58
      -19
      -1,441
      -2,470
      -18
      -1,520
      38
      -764
      -1,820
      50
      25
      78
      25
      487
      83
      298
      -3,617
      8,021
      1,330
      17,576
      2,401
      1,097
      -22
      603
      157
      134
      -72
      -14
      -7
      1
      24
      8,396
      8
      6,886
      15,934
      10,534
      19
      -242
      40
      38
      10
      -302
      197
      15
      15
      46
      31
      32
      82
      18
      224
      115
      36
      39
      254
      241
      50
      183
      1
      36
      110
      36
      85
      -181
      -180
      -90
      22
      9
      -595
      -24
      2
      7
      6
      2
      2
      3
      2
      819
      115
      770
      181
      61
      80
      9
      25
      -479
      -1,685
      -404
      785
      276
      140
      -37
      -20
      41
      266
      127
      530
      15,002
      2,006
      1,649
      19
      69
      700
      13,640
      1,987
      1,615
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 139,744
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 180,035 3,550,049 0.050713
2016 169,460 3,342,286 0.050702
2015 166,360 3,370,485 0.049358
2014 148,035 3,529,069 0.041947
2013 181,754 3,587,054 0.050669
2
Total of line 1, column (d) .....................
2
0.243389
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.048678
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
3,411,630
5
Multiply line 4 by line 3......................
5
166,071
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
2,045
7
Add lines 5 and 6........................
7
168,116
8
Enter qualifying distributions from Part XII, line 4,.............
8
174,104
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 2,045
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,045
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,045
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,308
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,308
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 263
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet263 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK N A TRUSTEE
    2     		33,165    
    10 S DEARBORN ST MC IL 1-0111
    CHICAGO,IL606032300
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,394,518
    b
    Average of monthly cash balances.......................
    1b
    69,066
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,463,584
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,463,584
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    51,954
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,411,630
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    170,582
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    170,582
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    2,045
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,045
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    168,537
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    168,537
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    168,537
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    174,104
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    174,104
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    2,045
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    172,059
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 168,537
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 153,886
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 174,104
    a Applied to 2017, but not more than line 2a 153,886
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 20,218
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		148,319
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FOUNTAIN HOUSE INC
    425 WEST 47TH STREET
    NEW YORK,NY100362304     		NONE PC GENERAL SUPPORT 52,000
    GRAHAM WINDHAM
    33 IRVING PLACE
    NEW YORK,NY100032385     		NONE PC GENERAL SUPPORT 52,000
    HENRY STREET SETTLEMENT
    265 HENRY STREET
    NEW YORK,NY100024808     		NONE PC GENERAL SUPPORT 52,000
    Total .................................bullet 3a 156,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 86,207  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 139,744  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   225,951  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    225,951
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Name of Bond End of Year Book Value End of Year Fair Market Value
    552746364 MFS EMERGING MKTS DE    
    922020805 VANGUARD SHORT-TERM    
    256210105 DODGE & COX INCOME F    
    4812C0100 JPM CORE BOND FD - U 293,771 307,061
    258620103 DOUBLELINE TOTL RET 68,082 68,476
    410227813 JOHN HANCOCKINC FD -    
    693390841 PIMCO FD PAC INV MGM    
    92203J308 VANGUARD TOTAL INTL 376,675 405,665
    693390601 PIMCO SHORT TERM FD    
    722005816 PIMCO INVESTMENT GRA 66,949 71,716
    72201M487 PIMCO UNCONSTRAINED    
    464287432 ISHARES BARCLAYS 20+ 70,227 70,825
    464287440 ISHARES BARCLAYS 7-1 138,044 143,512
    808524870 SCHWAB U.S. TIPS ETF 34,740 36,610
    54401E143 LORD ABBETT SHRT DUR 67,769 68,912
    72201F490 PIMCO INCOME FD-INS 35,162 34,726
    83002G108 SIX CIRCLES ULTRA SH 65,000 65,000

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Name of Stock End of Year Book Value End of Year Fair Market Value
    026874784 AMERICAN INTERNATION    
    60505104 BANK OF AMERICA CORP 1,844 5,834
    064058100 BANK OF NEW YORK MEL    
    84670702 BERKSHIRE HATHAWAY IN 5,173 6,033
    172967424 CITIGROUP INC 2,966 6,010
    38141G104 GOLDMAN SACHS GROUP    
    416515104 HARTFORD FINANCIAL S    
    45866F104 INTERCONTINENTAL EXC 1,103 1,753
    493267108 KEYCORP 2,168 3,068
    59156R108 METLIFE INC    
    617446448 MORGAN STANLEY 2,877 5,974
    78486Q101 SVB FINANCIAL GROUP    
    808513105 SCHWAB (CHARLES) COR    
    92826C839 VISA INC-CLASS A SHA 1,913 4,300
    949746101 WELLS FARGO & CO 1,557 3,228
    15351109 ALEXION PHARMACEUTICA 1,751 1,273
    09062X103 BIOGEN INC    
    101137107 BOSTON SCIENTIFIC CO 2,582 5,046
    110122108 BRISTOL-MYERS SQUIBB    
    151020104 CELGENE CORP 5,427 7,150
    16119P108 CHARTER COMMUNICATIO 3,337 5,770
    20030N101 COMCAST CORP-CLASS A 4,483 7,664
    254687106 WALT DISNEY CO/THE 4,337 5,995
    375558103 GILEAD SCIENCES INC    
    437076102 HOME DEPOT INC 980 6,729
    532457108 ELI LILLY & CO 3,042 4,473
    548661107 LOWE'S COS INC 667 3,849
    57636Q104 MASTERCARD INC-CLASS 612 9,233
    58933Y105 MERCK & CO. INC. 4,733 5,808
    65339F101 NEXTERA ENERGY INC 2,688 4,427
    67103H107 O'REILLY AUTOMOTIVE 1,501 2,391
    713448108 PEPSICO INC 4,385 6,307
    717081103 PFIZER INC 5,685 6,072
    91324P102 UNITEDHEALTH GROUP I 1,614 9,345
    92532F100 VERTEX PHARMACEUTICA 408 2,202
    00846U101 AGILENT TECHNOLOGIES    
    277432100 EASTMAN CHEMICAL CO    
    369550108 GENERAL DYNAMICS COR 3,330 3,837
    438516106 HONEYWELL INTERNATIO 1,834 8,122
    574599106 MASCO CORP    
    609207105 MONDELEZ INTERNATION 1,809 4,592
    655844108 NORFOLK SOUTHERN COR 4,202 5,569
    666807102 NORTHROP GRUMMAN COR 3,815 5,622
    718172109 PHILIP MORRIS INTERN 2,048 1,746
    854502101 STANLEY BLACK & DECK 2,455 3,899
    907818108 UNION PACIFIC CORP 3,571 5,831
    910047109 UNITED CONTINENTAL H    
    96208T104 WEX INC 1,288 2,829
    00724F101 ADOBE INC. 415 3,591
    02079K107 ALPHABET INC/CA-CL C 3,198 12,190
    02079K305 ALPHABET INC/CA-CL A 1,142 4,885
    23135106 AMAZON.COM INC 2,558 12,151
    032654105 ANALOG DEVICES INC    
    37833100 APPLE INC 653 14,782
    30303M102 FACEBOOK INC-A 1,649 3,918
    31620M106 FIDELITY NATIONAL IN 2,919 5,178
    594918104 MICROSOFT CORP 2,789 21,550
    882508104 TEXAS INSTRUMENTS IN 3,257 6,720
    98138H101 WORKDAY INC-CLASS A    
    25278X109 DIAMONDBACK ENERGY I 2,389 2,068
    26875P101 EOG RESOURCES INC 4,093 3,859
    65473P105 NISOURCE INC 827 2,304
    674599105 OCCIDENTAL PETROLEUM    
    723787107 PIONEER NATURAL RESO 3,271 3,144
    09253F879 ISHARES MSCI EAFEINT 161,023 176,286
    256206103 DODGE & COX INTL STO    
    701769408 PARNASSUS CORE EQUIT    
    78462F103 SPDR S&P 500 ETF TRU 358,413 552,586
    26078J100 DOWDUPONT INC    
    46640W108 JPM GROWTH ADVANTAG- 25,370 70,243
    G0176J109 ALLEGION PLC 1,615 2,591
    G0177J108 ALLERGAN PLC    
    G1151C101 ACCENTURE PLC-CL A 1,916 4,616
    H1467J104 CHUBB LTD 1,473 5,166
    Y09827109 BROADCOM LTD    
    94106B101 WASTE CONNECTIONS IN 1,483 2,760
    00171A530 AMG MANAGERS PICTET    
    552746349 MFS INTL INTRINSIC V 39,111 72,290
    G27823106 DELPHI AUTOMOTIVE PL    
    25816109 AMERICAN EXPRESS CO 4,747 4,968
    G6095L109 APTIV PLC    
    11135F101 BROADCOM INC 810 6,902
    191216100 COCA-COLA CO/THE 2,672 3,266
    247361702 DELTA AIR LINES INC    
    256746108 DOLLARTREE INC    
    285512109 ELECTRONIC ARTS INC 3,866 3,913
    518439104 ESTEE LAUDER CO CL A    
    315911750 FIDELITY 500 INDEX F 153,621 171,468
    56585A102 MARATHON PETROLEUM C 6,155 5,346
    G5960L103 MEDTRONIC PLC    
    64110L106 NETFLIX INC 3,680 2,676
    67066G104 NVIDIA CORP 4,348 3,481
    68389X105 ORACLE CORP    
    701094104 PARKER HANNIFIN CORP    
    701877102 PARSLEY ENERGY INC C    
    70450Y103 PAYPAL HOLDINGS INC 3,994 4,765
    693656100 PVH CORP    
    79466L302 SALESFORCE.COM INC 3,477 4,008
    913017109 UNITED TECHNOLOGIES 1,944 2,184
    981558109 WORLDPAY INC CL A    
    98956P102 ZIMMER HOLDINGS INC 4,934 6,040
    09253F879 ISHARES MSCI EAFE IN    
    46641Q696 JPMORGAN BETABUILDER 70,601 71,882
    46641Q712 JPMORGAN BETABUILDER 63,894 63,220
    48129C207 JPM GL RES ENH IDX F 123,984 166,915
    00771X435 CHILTON STRATEGIC EU    
    12628J881 CRM LONG/SHORT OPPOR    
    29446A710 EQUINOX FDS TR    
    29446A819 EQUINOX CAMPBELL STR    
    53015103 AUTOMATIC DATA PROCES 3,564 3,874
    337738108 FISERV INC 7,365 8,494
    580135101 MCDONALD'S CORP 2,816 3,006
    742718109 PROCTER & GAMBLE CO/ 4,056 4,726
    747525103 QUALCOMM INC 1,903 1,678
    778296103 ROSS STORES INC 2,569 3,515
    988498101 YUM] BRANDS INC 1,634 2,042
    00287Y109 ABBVIE INC 1,908 2,044
    22052L104 CORTEVA INC 2,240 2,100
    26614N102 DUPONT DE NEMOURS IN 3,701 3,066
    83002G306 SIX CIRCLES U.S. UNC 151,167 159,302
    83002G405 SIX CIRCLES INTERNAT 76,241 77,378
    G5494J103 LINDE PLC 7,779 8,717
    N6596X109 NXP SEMICONDUCTORS N 2,423 2,837

    TY 2018 InvestmentsOtherSchedule2
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    09257V508 BLACKSTONE ALT MULTI AT COST 104,875 105,579
    12628J881 CRM LONG/SHORT OPPOR AT COST 33,328 34,605
    29446A710 EQUINOX FDS TR IPM S AT COST 37,559 32,945

    TY 2018 LegalFeesSchedule
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 4,588     4,588


    TY 2018 OtherDecreasesSchedule
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Description Amount
    RETURN OF CAPITAL ADJUSTMENT 84
    ROUNDING 1


    TY 2018 OtherExpensesSchedule
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NY AG ANNUAL FEE 250 0   250


    TY 2018 TaxesSchedule
    Name:
    HOFMANN ART 3 CHARITABLE TRUST XXXXX8001
    EIN:
    13-7102174
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 44 44   0
    FEDERAL TAX PAYMENT - PRIOR YE 405 0   0
    FEDERAL ESTIMATES - PRINCIPAL 2,308 0   0
    FOREIGN TAXES ON QUALIFIED FOR 1,423 1,423   0
    FOREIGN TAXES ON NONQUALIFIED 109 109   0