-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
YOST ELIZABETH B TR UWO
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 2907 - TRUST TAX DEPT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WILSON
,
NC
278942907
A Employer identification number
56-6355993
B
Telephone number (see instructions)
(910) 687-5123
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,947,784
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
82,904
82,904
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
56,328
b
Gross sales price for all assets on line 6a
453,146
7
Capital gain net income (from Part IV, line 2)
...
56,328
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
549
12
Total.
Add lines 1 through 11
........
139,781
139,232
13
Compensation of officers, directors, trustees, etc.
37,375
37,375
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
20
20
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,002
2,002
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
298
298
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
39,695
39,675
0
20
25
Contributions, gifts, grants paid
.......
140,450
140,450
26
Total expenses and disbursements.
Add lines 24 and 25
180,145
39,675
0
140,470
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-40,364
b
Net investment income
(if negative, enter -0-)
99,557
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
85,560
82,721
82,721
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,113,062
1,104,597
1,627,236
c
Investments—corporate bonds (attach schedule)
.......
1,224,784
1,198,948
1,208,721
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
27,934
27,934
29,106
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,451,340
2,414,200
2,947,784
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,451,340
2,414,200
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,451,340
2,414,200
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,451,340
2,414,200
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,451,340
2
Enter amount from Part I, line 27a
.....................
2
-40,364
3
Other increases not included in line 2 (itemize)
3
4,047
4
Add lines 1, 2, and 3
..........................
4
2,415,023
5
Decreases not included in line 2 (itemize)
5
823
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,414,200
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
109. BBA AVIATION PLC-UNSPON ADR
2017-03-06
2019-01-17
b
16. BBA AVIATION PLC-UNSPON ADR
2019-01-17
c
163. CSL LTD -SPONSORED ADR
2019-01-17
d
497.39 FORWARD SALIENT INTERNTL SMALL CAP CLOSE
2018-12-06
2019-01-17
e
2566.113 FORWARD SALIENT INTERNTL SMALL CAP CLOSE
2019-01-17
1. RESIDEO TECHNOLOGIES INC COMMON
2015-08-17
2019-02-05
1. DELPHI TECHNOLOGIES PLC
2016-05-09
2019-02-05
.159 ENCANA CORP COMMON
2019-02-14
2019-02-28
7. NEWFIELD EXPL CO COM
2018-12-06
2019-02-28
87. NEWFIELD EXPL CO COM
2019-02-28
8. AT&T INC
2018-07-12
2019-03-15
40. AT&T INC
2016-05-09
2019-03-15
16. ABBOTT LABORATORIES
2019-03-15
2. ABIOMED INC COMMON
2018-12-06
2019-03-15
1. AFFILIATED MANAGERS GROUP INC
2018-12-06
2019-03-15
25. AFFILIATED MANAGERS GROUP INC
2019-03-15
299. AIR LIQUIDE COMMON
2019-03-15
13. AIR LIQUIDE COMMON
2018-07-12
2019-03-15
6. ALASKA AIR GROUP INC COMMON
2018-12-06
2019-03-15
2. ALASKA AIR GROUP INC COMMON
2017-03-06
2019-03-15
7. ALEXION PHARMACEUTICALS COMMON
2017-03-06
2019-03-15
16. ALFA LAVAL AB -UNSPON ADR
2016-05-09
2019-03-15
3. ALFA LAVAL AB -UNSPON ADR
2018-07-12
2019-03-15
6. ALIBABA GROUP HLDG LTD
2019-03-15
4. ALLIANCE DATA SYSTEMS COMMON
2018-12-06
2019-03-15
42. ALLIANZ COMMON DELISTED EFFECTIVE 01/06/
2011-08-24
2019-03-15
3. ALTABA INC
2018-07-12
2019-03-15
42. AMBEV SA-ADR
2018-12-06
2019-03-15
14. AMEREN CORPORATION COMMON
2019-03-15
3. AMERISOURCEBERGEN CORP. COMMON
2017-03-06
2019-03-15
15. AMERISOURCEBERGEN CORP. COMMON
2018-12-06
2019-03-15
7. AMETEK INC COMMON
2015-08-17
2019-03-15
26. ANALOG DEVICES INC
2019-03-15
1. ANIKA THERAPEUTICS, INC COMMON
2018-12-06
2019-03-15
64. ARTISAN PARTNERS ASSET MGMT COMMON
2017-03-06
2019-03-15
5. ARTISAN PARTNERS ASSET MGMT COMMON
2018-12-06
2019-03-15
10. ASPEN PHARMACARE HL - UNSP ADR
2018-07-12
2019-03-15
6. ASPEN TECHNOLOGY INC
2015-03-12
2019-03-15
4. AUTODESK, INC. COMMON
2011-08-24
2019-03-15
5. AUTOMATIC DATA PROCESSING INC
2019-03-15
1. BADGER METER INC COMMON
2017-03-06
2019-03-15
4. BAIDU INC SPON ADR
2018-12-06
2019-03-15
62. BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR
2019-03-15
20. BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR
2018-07-12
2019-03-15
1. BANK OF HAWAII CORP
2017-03-06
2019-03-15
10. BAYER A G SPONSORED ADR
2018-07-12
2019-03-15
28. BAYER A G SPONSORED ADR
2018-02-22
2019-03-15
7. BAYERISCHE MOTOREN-SPON ADR
2013-02-25
2019-03-15
3. BAYERISCHE MOTOREN-SPON ADR
2018-07-12
2019-03-15
82. BERRY PLASTICS GROUP IN COMMON
2019-03-15
24. BERRY PLASTICS GROUP IN COMMON
2019-03-15
12. BIOMARIN PHARMACEUTICAL INC
2019-03-15
4. BIOGEN INC COMMON
2018-12-06
2019-03-15
11. BOSTON SCIENTIFIC
2018-02-22
2019-03-15
8. CDW CORP OF DELAWARE COMMON
2019-03-15
27. CANADIAN NATL RY CO
2019-03-15
7. CARVANA CO COMMON
2018-12-06
2019-03-15
5. CASEY'S GENERAL STORES, INC. COMMON
2018-02-22
2019-03-15
1. CHEESECAKE FACTORY INC
2018-12-06
2019-03-15
2. CINEMARK HOLDINGS INC COMMON
2017-03-06
2019-03-15
49. CONAGRA INC
2018-12-06
2019-03-15
8. CROWN CASTLE INTL CORP COMMON
2019-03-15
6. DBS GROUP HOLDINGS LTD SPONS ADR
2018-07-12
2019-03-15
3. DBS GROUP HOLDINGS LTD SPONS ADR
2016-05-09
2019-03-15
4. DEXCOM INC COMMON
2018-12-06
2019-03-15
6. DISCOVER FINL SVCS
2019-03-15
1. DOWDUPONT INC COMMON
2017-12-05
2019-03-15
59. ENBRIDGE INC
2019-03-15
4. EQUINIX INC COMMON
2019-03-15
6. EVERSOURCE ENERGY
2018-02-22
2019-03-15
5. EXPEDIA INC COMMON
2018-07-12
2019-03-15
422. FANUC CORP ADR
2019-03-15
9. FANUC CORP ADR
2018-07-12
2019-03-15
2. FIRST FINANCIAL BANKSHARES INC COMMON
2018-02-22
2019-03-15
7. FIRST REPUBLIC BANK COMMON
2018-02-22
2019-03-15
12. FOOT LOCKER INC. COMMON
2019-03-15
22. FRESENIUS MED CARE
2019-03-15
180. FRESENIUS MED CARE
2019-03-15
8. FUCHS PETROLU SE-PREF ADR
2018-07-12
2019-03-15
17. FUCHS PETROLU SE-PREF ADR
2019-03-15
2. GW PHARMACEUTICALS -ADR
2018-07-12
2019-03-15
24. GENERAL MOTORS CO
2018-07-12
2019-03-15
9. GRIFOLS SA ADR
2019-03-15
164. GRUPO FINANCIERO BANORTE SAB ADR
2017-03-06
2019-03-15
20. GRUPO FINANCIERO BANORTE SAB ADR
2018-12-06
2019-03-15
2. HDFC BANK LTD ADR
2017-12-05
2019-03-15
2. HSBC HLDGS PLC ADR
2018-07-12
2019-03-15
3. HSBC HLDGS PLC ADR
2017-03-06
2019-03-15
1. JACK HENRY & ASSOCIATES INC COMMON
2018-02-22
2019-03-15
1. HONEYWELL INTERNATIONAL INC
2016-05-09
2019-03-15
31. ICICI BANK LTD ADR
2017-03-06
2019-03-15
4. ILLUMINA INC
2018-12-06
2019-03-15
52. ISHARES MSCI EMERGING MKTS INDEX FUND
2016-05-09
2019-03-15
37. ITA UNIBANCO HOLDINGS SPON ADR PFD
2012-10-26
2019-03-15
11. JGC CORPORATION
2019-03-15
10. J P MORGAN CHASE & CO
2017-05-09
2019-03-15
6. JOHNSON & JOHNSON
2019-03-15
1. JONES LANG LA SALLE INC
2017-05-09
2019-03-15
13. KOMATSU LTD SPON ADR
2018-12-06
2019-03-15
16. L'OREAL UNSPONSORED ADR
2011-08-24
2019-03-15
6. L3 TECHNOLOGIES INC COMMON
2018-07-12
2019-03-15
15. LVMH MOET HENNESSY UNSPON ADR
2019-03-15
106. LVMH MOET HENNESSY UNSPON ADR
2011-08-24
2019-03-15
9. LIBERTY PPTY TR SH BEN TR
2019-03-15
14. LIVE NATION COMMON
2019-03-15
82. LOWES COMPANIES INCORPORATED
2017-12-05
2019-03-15
17. LOWES COMPANIES INCORPORATED
2019-03-15
2. MGM GROWTH PROPERTIES LLC-A COMMON
2017-12-05
2019-03-15
5. MASONITE INTERNATIONAL CORP
2018-07-12
2019-03-15
2. MAXIM INTEGRATED PRODUCTS INC COMON
2018-12-06
2019-03-15
8. MCDONALDS CORPORATION
2011-08-24
2019-03-15
11. MERCK & CO INC
2019-03-15
6. METHANEX CORP (OCELOT INDS LTD)
2013-04-01
2019-03-15
1. NASDAQ OMX GROUP INC
2018-12-06
2019-03-15
1. NATIONAL BEVERAGE CO COMMON
2018-07-12
2019-03-15
7. NESTLE SA ADR
2011-08-24
2019-03-15
5. NOVOZYMES A/S UNSPONS ADR
2018-07-12
2019-03-15
6. NVIDIA CORP COMMON
2019-03-15
6. NVIDIA CORP COMMON
2019-03-15
1. OCCIDENTAL PETE CORP
2018-12-06
2019-03-15
2. OLD DOMINION FREIGHT LINE INC.
2018-07-12
2019-03-15
7. PVH CORP
2017-03-06
2019-03-15
6. PALO ALTO NETWORKS INC COMMON
2019-03-15
11. PAYPAL HOLDINGS INC
2018-07-12
2019-03-15
1. PEPSICO INCORPORATED
2009-04-03
2019-03-15
2. PFIZER INCORPORATED
2011-08-24
2019-03-15
11. PREMIER INC CLASS A COMMON
2018-12-06
2019-03-15
42. PREMIER INC CLASS A COMMON
2017-05-09
2019-03-15
1. PRIMERICA INC COMMON
2018-02-22
2019-03-15
19. PROGESSIVE CORP., OHIO COMMON
2019-03-15
1. RLI CORP COMMON
2018-12-06
2019-03-15
1. RE/MAX COMMON HOLDINGS INC CL-A
2017-03-06
2019-03-15
3. ROCKWELL INTERNATIONAL CORP NEW
2012-09-11
2019-03-15
6. ROSS STORES INC COM
2019-03-15
2. ROYAL DUTCH SHELL PLC SPONS ADR B
2018-07-12
2019-03-15
7. ROYAL DUTCH SHELL PLC SPONS ADR B
2016-05-09
2019-03-15
1. S&P GLOBAL INC COMMON
2018-07-12
2019-03-15
1. SALESFORCE.COM INC INC COMMON
2018-02-22
2019-03-15
3. SALLY BEAUTY COMPANY INC COMMON
2018-12-06
2019-03-15
8. SAP AKTIENGESELLSCHAFT
2011-08-24
2019-03-15
5. SAREPTA THERAPEUTICS INC COMMON
2017-12-05
2019-03-15
1. SAREPTA THERAPEUTICS INC COMMON
2018-07-12
2019-03-15
3. SASOL LTD SPONSORED ADR
2018-12-06
2019-03-15
3. SCHLUMBERGER LTD
2019-03-15
1. SERVICE CORP INTL COM
2018-12-06
2019-03-15
12. SERVICE CORP INTL COM
2015-08-17
2019-03-15
2. SITEONE LANDSCAPE SUPPLY INC COMMON
2018-12-06
2019-03-15
7. SONOVA HOLDING AG
2011-08-24
2019-03-15
4. SPLUNK, INC. COMMON
2018-12-06
2019-03-15
32. STARBUCKS CORPORATIONS COMMON
2018-02-22
2019-03-15
17. SYMRISE AG ADR
2019-03-15
14. SYSMEX CORP
2012-09-11
2019-03-15
27. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2011-08-24
2019-03-15
2. TELEDYNE TECHNOLOGIES INC COM
2014-10-06
2019-03-15
3. TEMENOS GROUP AG -SP ADR
2018-07-12
2019-03-15
86. TENARIS S.A.
2017-03-06
2019-03-15
9. TENARIS S.A.
2019-03-15
5. THERMO ELECTRON COMMON
2018-12-06
2019-03-15
1. THOR INDUSTRIES INC
2017-03-06
2019-03-15
9. TIFFANY & CO
2018-12-06
2019-03-15
8. UNILEVER PLC-SPONSORED ADR
2011-08-24
2019-03-15
14. US FOODS HOLDING CORP COMMON
2018-02-22
2019-03-15
3. UNITED TECHNOLOGIES CORPORATION
2018-07-12
2019-03-15
18. UNITED HEALTH GROUP INC
2019-03-15
9. VERTEX PHARMACEUTICALS INC
2017-03-06
2019-03-15
6. VORNADO REALTY TRUST
2018-07-12
2019-03-15
11. VULCAN MATLS CO
2018-07-12
2019-03-15
2. WABCO HOLDINGS INC COMMON
2018-07-12
2019-03-15
71. WEIBO CORP - SPON ADR
2017-12-05
2019-03-15
36. WEIBO CORP - SPON ADR
2019-03-15
9. XILINX INC
2019-03-15
12. ZIMMER HOLDINGS INC
2018-07-12
2019-03-15
23. AMDOCS LTD ORD
2011-08-24
2019-03-15
6. AMDOCS LTD ORD
2018-12-06
2019-03-15
1. INGERSOLL-RAND PLC
2018-02-22
2019-03-15
50. NIELSEN HLDGS PLC COMMON
2018-02-22
2019-03-15
60. NIELSEN HLDGS PLC COMMON
2018-07-12
2019-03-15
16. ARDAGH GROUP SA
2017-05-09
2019-03-15
6. YANDEX NV-A
2018-12-06
2019-03-15
86.469 DODGE & COX INCOME FUND
2015-03-16
2019-03-18
37.619 FEDERATED INST HI YLD BOND-R6
2018-02-22
2019-03-18
117.032 METROPOLITAN WEST T/R BD-PLN
2015-03-16
2019-03-18
.2 MULTICHOICE GROUP LTD
2018-12-06
2019-03-21
.667 DOW INC COMMON
2017-12-05
2019-04-04
7. GRUBHUB, INC COMMON
2019-03-15
2019-04-17
68. BAYER A G SPONSORED ADR
2018-12-06
2019-05-08
546. BAYER A G SPONSORED ADR
2019-05-08
276. MONOTARO CO LTD. UNSP ADR
2014-10-06
2019-05-08
43.8 MULTICHOICE GROUP LTD
2019-05-08
5.2 MULTICHOICE GROUP LTD
2018-12-06
2019-05-08
.667 DUPONT DE NEMOURS INC COMMON
2017-12-05
2019-06-26
.667 CORTEVA INC COMMON
2017-12-05
2019-06-28
.7 L3HARRIS TECHNOLOGIES INC COMMON
2018-02-22
2019-07-10
10. RED HAT INC
2019-03-15
2019-07-10
.234 JONES LANG LA SALLE INC
2017-03-06
2019-07-16
.602 JONES LANG LA SALLE INC
2018-12-06
2019-07-16
205. AIA GROUP LTD
2019-09-25
36. AT&T INC
2016-05-09
2019-09-25
7. AT&T INC
2018-12-06
2019-09-25
5. ABBVIE INC
2019-09-25
30. ABBVIE INC
2019-09-25
251. AIR LIQUIDE COMMON
2011-08-24
2019-09-25
8. AIR LEASE CORP COMMON
2015-08-17
2019-09-25
8. AIR PRODUCTS AND CHEMICALS INC
2019-09-25
5. ALASKA AIR GROUP INC COMMON
2017-03-06
2019-09-25
3. ALEXANDRIA REAL ESTATE
2019-09-25
2. ALEXION PHARMACEUTICALS COMMON
2018-12-06
2019-09-25
2. ALLIANCE DATA SYSTEMS COMMON
2018-12-06
2019-09-25
14. ALLIANCE DATA SYSTEMS COMMON
2019-09-25
44. ALLIANZ COMMON DELISTED EFFECTIVE 01/06/
2011-08-24
2019-09-25
16. ALTABA INC
2019-09-25
61. ALTABA INC
2018-12-06
2019-09-25
1. AMAZON INC COMMON
2016-05-09
2019-09-25
3. AMERISOURCEBERGEN CORP. COMMON
2017-03-06
2019-09-25
3. ANALOG DEVICES INC
2017-12-05
2019-09-25
2. ANIKA THERAPEUTICS, INC COMMON
2017-12-05
2019-09-25
3. APERGY CORP -W/I COMMON
2019-03-15
2019-09-25
28. ASPEN PHARMACARE HL - UNSP ADR
2018-12-06
2019-09-25
219. ASPEN PHARMACARE HL - UNSP ADR
2019-09-25
8. ASPEN TECHNOLOGY INC
2015-03-12
2019-09-25
5. BADGER METER INC COMMON
2018-12-06
2019-09-25
26. BADGER METER INC COMMON
2017-03-06
2019-09-25
2. BANK OF HAWAII CORP
2017-03-06
2019-09-25
17. BAYERISCHE MOTOREN-SPON ADR
2018-12-06
2019-09-25
143. BAYERISCHE MOTOREN-SPON ADR
2019-09-25
3. BIOMARIN PHARMACEUTICAL INC
2018-12-06
2019-09-25
2. BOEING COMPANY
2018-07-12
2019-09-25
16. BOSTON SCIENTIFIC
2018-07-12
2019-09-25
12. BOX INC COMMON
2019-03-15
2019-09-25
6. BROADCOM INC COMMON
2019-03-15
2019-09-25
6. BROADCOM INC COMMON
2018-07-12
2019-09-25
3. BROOKS AUTOMATION INC COMMON
2018-02-22
2019-09-25
5. CDW CORP OF DELAWARE COMMON
2015-08-17
2019-09-25
7. CIGNA CORP COMMON
2019-09-25
36. CVS CORP COMMON
2019-09-25
1. CARVANA CO COMMON
2018-12-06
2019-09-25
11. CELGENE CORP
2019-03-15
2019-09-25
5. CHARTER COMMUNICATIONS INC-A COMMON
2019-09-25
3. CHEESECAKE FACTORY INC
2018-12-06
2019-09-25
2. CINEMARK HOLDINGS INC COMMON
2017-03-06
2019-09-25
3. CINTAS CORP
2018-02-22
2019-09-25
39. CITIGROUP INC
2019-09-25
18. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2019-03-15
2019-09-25
3. CORTEVA INC COMMON
2017-12-05
2019-09-25
13. DANAHER CORP COMMON
2019-09-25
165. DASSAULT SYSTEMS
2011-08-24
2019-09-25
6. DEERE & COMPANY
2019-09-25
1. DISCOVER FINL SVCS
2018-07-12
2019-09-25
3. DOW INC COMMON
2017-12-05
2019-09-25
3. DUPONT DE NEMOURS INC COMMON
2017-12-05
2019-09-25
251. ENCANA CORP COMMON
2019-02-14
2019-09-25
13. ENBRIDGE INC
2018-07-12
2019-09-25
3. EVERSOURCE ENERGY
2018-02-22
2019-09-25
3. EXPEDIA INC COMMON
2018-07-12
2019-09-25
4. FIRST FINANCIAL BANKSHARES INC COMMON
2017-12-05
2019-09-25
3. GRACO INC COMMON
2017-03-06
2019-09-25
4. HASBRO INC
2017-12-05
2019-09-25
18. HONEYWELL INTERNATIONAL INC
2016-05-09
2019-09-25
3. HOULIHAN LOKEY INC COMMON
2019-03-15
2019-09-25
1. IPG PHOTONICS CORP COMMON
2019-03-15
2019-09-25
1. ILLUMINA INC
2018-12-06
2019-09-25
5. ILLUMINA INC
2019-09-25
3. INTERCONTINENTALEXCHANGE COMMON GROUP
2018-07-12
2019-09-25
1. INTUITIVE SURGICAL INC
2018-12-06
2019-09-25
2. INTUITIVE SURGICAL INC
2017-12-05
2019-09-25
188. ITA UNIBANCO HOLDINGS SPON ADR PFD
2019-09-25
88. ITA UNIBANCO HOLDINGS SPON ADR PFD
2018-12-06
2019-09-25
5. JGC CORPORATION
2018-12-06
2019-09-25
118. JGC CORPORATION
2019-09-25
2. JOHNSON & JOHNSON
2018-07-12
2019-09-25
13. JONES LANG LA SALLE INC
2019-09-25
1. L3HARRIS TECHNOLOGIES INC COMMON
2018-02-22
2019-09-25
3. LAM RESH CORP
2018-07-12
2019-09-25
2. LANDSTAR SYSTEM INC COMMON
2017-12-05
2019-09-25
3. LIBERTY PPTY TR SH BEN TR
2015-03-12
2019-09-25
34. LIVE NATION COMMON
2017-12-05
2019-09-25
6. LONZA GROUP AG ADR
2018-07-12
2019-09-25
1. LULULEMON ATHLETICA INC COMMON
2018-12-06
2019-09-25
4. MGM GROWTH PROPERTIES LLC-A COMMON
2018-07-12
2019-09-25
7. MAXIM INTEGRATED PRODUCTS INC COMON
2013-07-25
2019-09-25
5. METHANEX CORP (OCELOT INDS LTD)
2018-12-06
2019-09-25
9. MORGAN STANLEY DEAN WITTER DIS CO
2019-03-15
2019-09-25
3. NASDAQ OMX GROUP INC
2019-09-25
132. NASPERS LIMITED -N SHS SPN ADR
2019-09-25
27. NASPERS LIMITED -N SHS SPN ADR
2018-12-06
2019-09-25
2. NETFLIX INC COMMON
2019-09-25
2. NETFLIX INC COMMON
2019-09-25
4. PALO ALTO NETWORKS INC COMMON
2019-09-25
148. PARK24 CO LTD-SPN ADR
2016-05-09
2019-09-25
4. PAYPAL HOLDINGS INC
2018-07-12
2019-09-25
46. PFIZER INCORPORATED
2019-09-25
20. PINDUODUO INC -ADR
2019-03-15
2019-09-25
6. PROGESSIVE CORP., OHIO COMMON
2018-07-12
2019-09-25
86. QUALCOMM INC COMMON
2019-09-25
1. QUALCOMM INC COMMON
2019-03-15
2019-09-25
1. RLI CORP COMMON
2018-02-22
2019-09-25
1. RBC BEARINGS INC COMMON
2018-02-22
2019-09-25
5. RE/MAX COMMON HOLDINGS INC CL-A
2018-12-06
2019-09-25
61. RE/MAX COMMON HOLDINGS INC CL-A
2019-09-25
1. REGENERON PHARMACUETICALS INC COMMON
2019-03-15
2019-09-25
1. ROCKWELL INTERNATIONAL CORP NEW
2018-12-06
2019-09-25
2. ROPER INDS INC COMMON
2019-03-15
2019-09-25
85. ROYAL DUTCH SHELL PLC SPONS ADR B
2016-05-09
2019-09-25
20. ROYAL DUTCH SHELL PLC SPONS ADR B
2018-12-06
2019-09-25
9. SALLY BEAUTY COMPANY INC COMMON
2018-12-06
2019-09-25
149. SALLY BEAUTY COMPANY INC COMMON
2019-09-25
2. SCOTTS CO CL A
2017-05-09
2019-09-25
8. SERVICE CORP INTL COM
2015-08-17
2019-09-25
3. SITEONE LANDSCAPE SUPPLY INC COMMON
2018-02-22
2019-09-25
1. SPLUNK, INC. COMMON
2018-07-12
2019-09-25
22. SQUARE INC - A COMMON
2019-09-25
1. STARWOOD PROPERTY TRUST INC COMMON
2014-10-06
2019-09-25
15. T-MOBILE US INC COMMON
2019-09-25
1. TELEDYNE TECHNOLOGIES INC COM
2014-10-06
2019-09-25
34. TEMENOS GROUP AG -SP ADR
2018-07-12
2019-09-25
5. TEMENOS GROUP AG -SP ADR
2018-12-06
2019-09-25
5. THERMO ELECTRON COMMON
2018-12-06
2019-09-25
4. UNION PACIFIC CORP
2019-03-15
2019-09-25
5. UNION PACIFIC CORP
2018-07-12
2019-09-25
4. UNITED TECHNOLOGIES CORPORATION
2018-11-27
2019-09-25
17. UNITED HEALTH GROUP INC
2019-09-25
2. VARIAN MED SYS INC
2019-09-25
4. VERIZON COMMUNICATIONS INC
2018-07-12
2019-09-25
1. VERTEX PHARMACEUTICALS INC
2017-03-06
2019-09-25
24. VISA INC
2019-09-25
5. VORNADO REALTY TRUST
2018-12-06
2019-09-25
18. VORNADO REALTY TRUST
2019-09-25
22. VULCAN MATLS CO
2019-09-25
8. WD40 - COMPANY COMMON
2019-09-25
3. WABCO HOLDINGS INC COMMON
2018-12-06
2019-09-25
35. WABCO HOLDINGS INC COMMON
2018-07-12
2019-09-25
3. WASTE CONNECTIONS INC
2019-03-15
2019-09-25
1. WATSCO INC CL A
2017-03-06
2019-09-25
10. WELLS FARGO & COMPANY 5.125 PREFERRED
2019-03-15
2019-09-25
21. WELLS FARGO & CO NEW
2019-09-25
20. WELLS FARGO & CO NEW
2019-09-25
1. WORKDAY INC COMMON
2019-03-15
2019-09-25
7. WYNN RESORTS LTD COMMON
2019-03-15
2019-09-25
2. AMDOCS LTD ORD
2011-08-24
2019-09-25
10. ARCH CAPITAL GROUP LTD
2011-08-24
2019-09-25
6. ACCENTURE PLC IRELAND SHS
2019-09-25
1. ICON PLC
2017-12-05
2019-09-25
4. INGERSOLL-RAND PLC
2018-02-22
2019-09-25
7. MEDTRONIC PLC
2019-09-25
1. CHUBB LTD
2018-07-12
2019-09-25
8. ARDAGH GROUP SA
2017-05-09
2019-09-25
3. CORE LABORATORIES N V
2018-12-06
2019-09-25
37. ROYAL CARIBBEAN CRUISES LTD
2019-09-25
521.387 DODGE & COX INCOME FUND
2015-03-16
2019-09-26
359.092 DOUBLELINE TOTAL RETURN BOND FUND
2012-03-12
2019-09-26
23.808 FEDERATED INST HI YLD BOND-R6
2018-02-22
2019-09-26
42.325 FEDERATED SHORT TERM INC-R6
2014-10-06
2019-09-26
933.887 METROPOLITAN WEST T/R BD-PLN
2015-03-16
2019-09-26
332.471 PIMCO PIMS FOREIGN BOND FUND
2013-04-01
2019-09-26
146.584 PGIM SH/TRM CORP BD-R6
2014-10-06
2019-09-26
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,624
2,106
-482
b
238
238
c
11,523
2,275
9,248
d
7,257
9,112
-1,855
e
37,440
34,765
2,675
24
19
5
19
36
-17
1
1
117
116
1
1,458
2,142
-684
245
257
-12
1,223
1,302
-79
1,280
662
618
664
646
18
109
104
5
2,720
4,110
-1,390
7,675
6,926
749
334
334
334
418
-84
111
194
-83
952
936
16
347
244
103
65
71
-6
1,081
647
434
690
740
-50
951
424
527
221
225
-4
181
173
8
1,024
765
259
241
270
-29
1,206
1,279
-73
565
402
163
2,849
2,232
617
30
33
-3
1,683
1,708
-25
131
120
11
68
193
-125
613
221
392
614
103
511
772
689
83
56
36
20
680
712
-32
376
551
-175
121
142
-21
82
85
-3
192
272
-80
536
844
-308
196
216
-20
84
93
-9
4,553
2,712
1,841
1,332
1,154
178
1,131
1,009
122
1,316
1,281
35
442
296
146
780
350
430
2,365
997
1,368
394
259
135
639
570
69
46
46
81
84
-3
1,131
1,537
-406
999
836
163
448
458
-10
224
130
94
606
509
97
440
376
64
55
72
-17
2,154
2,054
100
1,766
1,658
108
430
346
84
606
639
-33
7,134
5,711
1,423
152
176
-24
122
95
27
726
670
56
708
517
191
864
879
-15
7,073
6,350
723
91
101
-10
194
168
26
338
299
39
917
943
-26
172
184
-12
4,289
4,229
60
523
471
52
225
189
36
83
95
-12
124
122
2
137
120
17
155
109
46
350
233
117
1,239
1,326
-87
2,236
1,698
538
354
248
106
305
361
-56
1,059
873
186
826
658
168
162
123
39
311
319
-8
855
362
493
1,238
1,212
26
1,080
878
202
7,635
3,329
4,306
438
316
122
891
610
281
8,225
7,192
1,033
1,705
1,585
120
62
58
4
262
356
-94
108
109
-1
1,479
717
762
897
607
290
333
242
91
84
90
-6
59
107
-48
655
442
213
235
259
-24
1,018
1,199
-181
1,018
1,120
-102
65
67
-2
294
295
-1
775
632
143
1,444
776
668
1,107
975
132
116
52
64
83
37
46
379
423
-44
1,446
1,370
76
126
101
25
1,391
1,090
301
70
72
-2
38
56
-18
537
216
321
537
354
183
129
147
-18
452
354
98
203
211
-8
161
114
47
53
60
-7
898
419
479
638
272
366
128
137
-9
89
90
-1
127
177
-50
39
45
-6
468
383
85
109
121
-12
276
113
163
508
433
75
2,268
1,788
480
392
238
154
441
161
280
1,072
316
756
455
188
267
447
467
-20
2,386
2,773
-387
250
227
23
1,316
1,197
119
64
115
-51
869
796
73
454
269
185
485
458
27
379
456
-77
4,516
4,719
-203
1,695
820
875
405
444
-39
1,235
1,398
-163
282
242
40
4,448
7,188
-2,740
2,255
2,299
-44
1,121
484
637
1,510
1,368
142
1,252
608
644
326
378
-52
106
91
15
1,341
1,624
-283
1,609
1,868
-259
211
357
-146
216
170
46
1,178
1,199
-21
365
371
-6
1,160
1,204
-44
2
1
1
39
42
-3
465
522
-57
1,137
1,222
-85
9,132
15,486
-6,354
5,899
1,664
4,235
382
165
217
45
30
15
49
92
-43
18
11
7
129
111
18
1,900
1,817
83
32
33
-1
82
85
-3
7,850
3,103
4,747
1,345
1,171
174
262
210
52
360
421
-61
2,163
2,304
-141
7,076
4,809
2,267
341
286
55
1,765
1,137
628
326
484
-158
461
336
125
201
239
-38
257
370
-113
1,797
2,402
-605
1,004
444
560
313
1,186
-873
1,192
3,823
-2,631
1,771
676
1,095
250
270
-20
339
256
83
106
108
-2
85
125
-40
164
291
-127
1,284
4,480
-3,196
995
295
700
270
273
-3
1,404
934
470
173
171
2
393
465
-72
3,303
4,383
-1,080
215
282
-67
774
692
82
674
535
139
206
238
-32
1,658
1,731
-73
1,658
1,259
399
113
78
35
607
199
408
1,087
1,401
-314
2,252
3,523
-1,271
71
37
34
1,084
975
109
2,086
1,632
454
121
139
-18
77
84
-7
802
504
298
2,706
2,453
253
1,087
1,301
-214
85
50
35
1,869
1,252
617
22,564
6,395
16,169
990
920
70
82
71
11
144
189
-45
214
412
-198
1,173
1,574
-401
459
466
-7
254
173
81
402
384
18
135
93
42
138
93
45
475
362
113
3,006
1,957
1,049
134
138
-4
134
154
-20
300
332
-32
1,502
1,206
296
280
225
55
544
511
33
1,089
749
340
1,556
1,272
284
728
781
-53
131
146
-15
3,087
5,785
-2,698
262
255
7
1,819
1,790
29
213
159
54
723
516
207
229
204
25
154
103
51
2,294
1,471
823
205
171
34
193
131
62
123
122
1
412
193
219
178
265
-87
388
390
-2
309
225
84
4,132
3,326
806
845
1,027
-182
532
633
-101
532
345
187
846
666
180
3,380
4,315
-935
417
354
63
1,648
995
653
641
495
146
462
352
110
6,645
4,981
1,664
77
57
20
94
62
32
170
124
46
147
160
-13
1,799
3,379
-1,580
287
414
-127
163
166
-3
712
652
60
4,929
4,304
625
1,160
1,205
-45
135
179
-44
2,231
2,947
-716
205
180
25
379
255
124
227
213
14
118
106
12
1,291
1,440
-149
25
22
3
1,199
1,027
172
320
94
226
5,636
5,297
339
829
606
223
1,410
1,197
213
656
659
-3
820
703
117
548
557
-9
3,789
3,024
765
236
257
-21
241
204
37
172
91
81
4,207
3,192
1,015
317
349
-32
1,142
1,463
-321
3,310
2,722
588
1,469
971
498
402
332
70
4,694
4,234
460
273
254
19
164
150
14
2,665
2,398
267
1,036
1,195
-159
986
1,017
-31
169
186
-17
776
812
-36
132
53
79
419
108
311
1,144
915
229
152
114
38
494
364
130
754
602
152
158
133
25
122
178
-56
139
233
-94
4,055
4,064
-9
7,336
7,232
104
3,867
4,029
-162
234
235
-1
364
363
1
9,722
9,607
115
3,757
3,612
145
1,629
1,658
-29
2,875
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-482
b
c
9,248
d
-1,855
e
2,675
5
-17
1
-684
-12
-79
618
18
5
-1,390
749
-84
-83
16
103
-6
434
-50
527
-4
8
259
-29
-73
163
617
-3
-25
11
-125
392
511
83
20
-32
-175
-21
-3
-80
-308
-20
-9
1,841
178
122
35
146
430
1,368
135
69
-3
-406
163
-10
94
97
64
-17
100
108
84
-33
1,423
-24
27
56
191
-15
723
-10
26
39
-26
-12
60
52
36
-12
2
17
46
117
-87
538
106
-56
186
168
39
-8
493
26
202
4,306
122
281
1,033
120
4
-94
-1
762
290
91
-6
-48
213
-24
-181
-102
-2
-1
143
668
132
64
46
-44
76
25
301
-2
-18
321
183
-18
98
-8
47
-7
479
366
-9
-1
-50
-6
85
-12
163
75
480
154
280
756
267
-20
-387
23
119
-51
73
185
27
-77
-203
875
-39
-163
40
-2,740
-44
637
142
644
-52
15
-283
-259
-146
46
-21
-6
-44
1
-3
-57
-85
-6,354
4,235
217
15
-43
7
18
83
-1
-3
4,747
174
52
-61
-141
2,267
55
628
-158
125
-38
-113
-605
560
-873
-2,631
1,095
-20
83
-2
-40
-127
-3,196
700
-3
470
2
-72
-1,080
-67
82
139
-32
-73
399
35
408
-314
-1,271
34
109
454
-18
-7
298
253
-214
35
617
16,169
70
11
-45
-198
-401
-7
81
18
42
45
113
1,049
-4
-20
-32
296
55
33
340
284
-53
-15
-2,698
7
29
54
207
25
51
823
34
62
1
219
-87
-2
84
806
-182
-101
187
180
-935
63
653
146
110
1,664
20
32
46
-13
-1,580
-127
-3
60
625
-45
-44
-716
25
124
14
12
-149
3
172
226
339
223
213
-3
117
-9
765
-21
37
81
1,015
-32
-321
588
498
70
460
19
14
267
-159
-31
-17
-36
79
311
229
38
130
152
25
-56
-94
-9
104
-162
-1
1
115
145
-29
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
56,328
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
141,618
2,859,200
0.049531
2017
137,297
2,877,863
0.047708
2016
138,819
2,735,108
0.050754
2015
147,111
2,885,732
0.050979
2014
142,670
2,976,212
0.047937
2
Total
of line 1, column (d)
.....................
2
0.246909
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049382
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,794,542
5
Multiply line 4 by line 3
......................
5
138,000
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
996
7
Add lines 5 and 6
........................
7
138,996
8
Enter qualifying distributions from Part XII, line 4
,.............
8
140,470
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
996
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
996
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
996
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,056
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,056
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
60
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
60
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NC
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BRANCH BANKING & TRUST COMPANY
Telephone no.
(910) 693-5123
Located at
50 AVIEMORE DR FL 2
PINEHURST
NC
ZIP+4
28374
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BRANCH BANKING AND TRUST COMPANY
TRUSTEE
12
37,375
50 AVIEMORE DR
PINEHURST
,
NC
28374
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,752,685
b
Average of monthly cash balances
.......................
1b
84,413
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,837,098
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,837,098
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
42,556
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,794,542
6
Minimum investment return.
Enter 5% of line 5
..................
6
139,727
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
139,727
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
996
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
996
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
138,731
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
138,731
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
138,731
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
140,470
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
140,470
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
996
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
139,474
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
138,731
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
140,445
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
140,470
a
Applied to 2018, but not more than line 2a
140,445
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
25
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
138,706
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
BRANCH BANKING TRUST COMPANY
50 AVIEMORE DR FL 2
PINEHURST
,
NC
283748520
(910) 687-5123
b
The form in which applications should be submitted and information and materials they should include:
FORM SHOULD LIST CHARITY NAME, OFFICER, ADDRESS, TAX ID# AND PHONE NUMBER. GIVE PROJECT DESCRIPTION, TITLE OF PROJECT, AND BUDGET REQUEST AMOUNT.
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
LIMITED TO ANSON COUNTY, NC
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ANSON COUNTY SCHOOL SYSTEM
PO BOX 719
WADESBORO
,
NC
28170
NONE
EXEMPT
EDUCATIONAL
7,500
ANSON HIGH SCHOOL
PO BOX 513
WADESBORO
,
NC
28170
NONE
EXEMPT
EDUCATIONAL
55,000
ANSON COUNTY ARTS COUNCIL
ARTS IN EDUCATION SCHOOL
PO BOX 332
WADESBORO
,
NC
28170
NONE
EXEMPT
THEATRE RENOVATION
10,500
ANSON CRISIS MINISTRY
117 N RUTHERFORD ST
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
10,000
ANSON COUNTY 4-H
PO BOX 633
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
2,000
UPTOWN WADESBORO INC
PO BOX 697
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
2,000
PEACHLAND POLKTON ELEMENTARY SCHOOL
9633 HIGHWAY 74 WEST
PEACHLAND
,
NC
28133
NONE
EXEMPT
SMART BOARD FUND
2,000
HEALTHQUEST
415 E FRANKLIN STREET
MONROE
,
NC
28112
NONE
EXEMPT
MEDICAL
23,000
LEADERSHIP ANSON
PO BOX 305
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
1,200
ANSON COUNTY CHAMBER OF COMMERCE
107 E WADE ST A
WADESBORO
,
NC
28170
N/A
EXEMPT
COMMUNITY
750
ANSON COUNTY PARTNERSHIP FOR CHILDREN
117 SOUTH GREENE ST
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
3,000
FEED MY LAMBS INC
PO BOX 91
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
10,000
ANSON COUNTY HOMES OF HOPE
415 LEE AVE
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
5,000
ANSON COUNTY COOPERATIVE EXTENSION
PO BOX 633
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
3,000
WADESBORO PRIMARY SCHOOL
1542 US HWY 52 S
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
3,000
ANSON COUNTY HISTORICAL SOCIETY
206 E WADE ST
WADESBORO
,
NC
28170
NONE
EXEMPT
COMMUNITY
2,500
Total
.................................
3a
140,450
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
82,904
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
56,328
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER REVENUE
1
549
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
139,781
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
139,781
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description