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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
MARTI & STEVE DIAMOND CHARITABLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
6325 S RAINBOW BLVD STE 300
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS
,
NV
89118
A Employer identification number
47-5106683
B
Telephone number (see instructions)
(800) 352-3705
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,562,150
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4,870
4,870
4
Dividends and interest from securities
...
133,077
132,655
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
125,996
b
Gross sales price for all assets on line 6a
1,327,453
7
Capital gain net income (from Part IV, line 2)
...
125,996
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
263,943
263,521
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
924
0
0
924
b
Accounting fees (attach schedule)
.......
1,000
0
0
1,000
c
Other professional fees (attach schedule)
....
56,405
56,405
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,852
3,121
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
136
76
60
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
63,317
59,602
0
1,984
25
Contributions, gifts, grants paid
.......
32,500
32,500
26
Total expenses and disbursements.
Add lines 24 and 25
95,817
59,602
0
34,484
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
168,126
b
Net investment income
(if negative, enter -0-)
203,919
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
7,300
74,338
74,338
2
Savings and temporary cash investments
.........
221,067
220,435
220,435
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
743,609
760,414
763,440
b
Investments—corporate stock (attach schedule)
.......
3,155,619
2,971,048
3,815,766
c
Investments—corporate bonds (attach schedule)
.......
689,471
680,021
688,171
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
4,817,066
4,706,256
5,562,150
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
4,817,066
4,706,256
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
4,817,066
4,706,256
30
Total liabilities and net assets/fund balances
(see instructions)
.
4,817,066
4,706,256
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
4,817,066
2
Enter amount from Part I, line 27a
.....................
2
168,126
3
Other increases not included in line 2 (itemize)
3
1,937
4
Add lines 1, 2, and 3
..........................
4
4,987,129
5
Decreases not included in line 2 (itemize)
5
280,873
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
4,706,256
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
35000. AT&T INC 2.450% 6/30/20
2017-02-17
2019-10-31
b
40. ACTIVISION BLIZZARD INC
2017-05-15
2019-02-12
c
20. ACTIVISION BLIZZARD INC
2017-05-19
2019-02-19
d
20. ACTIVISION BLIZZARD INC
2017-06-01
2019-02-20
e
2. ACTIVISION BLIZZARD INC
2018-03-08
2019-02-21
18. ACTIVISION BLIZZARD INC
2017-06-01
2019-02-21
10. ACTIVISION BLIZZARD INC
2018-07-13
2019-02-22
10. ACTIVISION BLIZZARD INC
2018-07-13
2019-02-25
8. ADIDAS-AG ADR
2019-08-01
2019-12-11
5. ADOBE SYS INC
2016-03-15
2019-07-30
5. ADOBE SYS INC
2016-03-15
2019-08-02
6. ADOBE SYS INC
2016-03-15
2019-12-11
24. AIRBUS SE - UNSP ADR
2019-02-21
2019-12-11
18. ALBEMARLE CORP COM
2017-01-05
2019-01-04
13. ALBEMARLE CORP COM
2017-05-16
2019-01-09
8. ALBEMARLE CORP COM
2017-07-06
2019-01-14
2. ALBEMARLE CORP COM
2018-05-18
2019-01-14
4. ALBEMARLE CORP COM
2018-05-21
2019-01-16
5. ALBEMARLE CORP COM
2018-05-21
2019-01-16
6. ALBEMARLE CORP COM
2018-05-21
2019-01-16
7. ALBEMARLE CORP COM
2018-07-16
2019-01-16
7. ALBEMARLE CORP COM
2018-07-18
2019-01-16
9. ALEXION PHARMACEUTICALS INC
2017-10-09
2019-06-07
8. ALEXION PHARMACEUTICALS INC
2017-12-27
2019-06-10
3. ALEXION PHARMACEUTICALS INC
2017-12-29
2019-06-13
3. ALEXION PHARMACEUTICALS INC
2018-01-03
2019-06-13
6. ALEXION PHARMACEUTICALS INC
2018-01-03
2019-07-25
7. ALEXION PHARMACEUTICALS INC
2018-01-05
2019-07-25
7. ALEXION PHARMACEUTICALS INC
2018-07-12
2019-07-26
6. ALEXION PHARMACEUTICALS INC
2018-07-20
2019-07-26
3. ALEXION PHARMACEUTICALS INC
2018-09-26
2019-07-31
9. ALEXION PHARMACEUTICALS INC
2018-07-20
2019-07-31
12. ALEXION PHARMACEUTICALS INC
2018-09-27
2019-08-01
12. ALEXION PHARMACEUTICALS INC
2019-01-18
2019-08-02
17. ALIBABA GROUP HOLDING LTD ADR
2016-05-24
2019-01-23
17. ALIBABA GROUP HOLDING LTD ADR
2016-06-14
2019-01-23
5. ALIBABA GROUP HOLDING LTD ADR
2016-06-14
2019-05-23
14. ALIBABA GROUP HOLDING LTD ADR
2016-09-13
2019-08-02
12. ALIBABA GROUP HOLDING LTD ADR
2016-09-14
2019-12-11
1. ALPHABET INC CL C
2016-03-15
2019-06-05
1. ALPHABET INC CL C
2016-03-15
2019-12-11
1. ALPHABET INC CL A
2016-03-15
2019-06-05
1. ALPHABET INC CL A
2016-03-15
2019-12-11
4. ALTRIA GROUP INC
2018-01-24
2019-01-02
114. ALTRIA GROUP INC
2018-02-07
2019-03-20
3. AMAZON COM INC COM
2016-03-15
2019-04-02
3. AMAZON COM INC COM
2016-05-24
2019-12-11
35000. AMERICAN EXPRESS CRE 2.600% 9/14/20
2017-02-17
2019-12-03
2. AMERICAN TOWER CORP
2018-12-07
2019-06-12
3. AMERICAN TOWER CORP
2018-12-07
2019-11-07
4. AMERICAN TOWER CORP
2018-12-07
2019-11-07
8. AMERICAN TOWER CORP
2018-12-14
2019-11-08
7. AMERICAN TOWER CORP
2019-07-30
2019-11-22
7. AMERICAN TOWER CORP
2019-08-02
2019-11-27
7. AMERICAN TOWER CORP
2019-08-02
2019-11-27
14. APPLE INC
2016-10-12
2019-01-14
12. APPLE INC
2016-10-12
2019-12-11
27. ASTRAZENECA PLC ADR
2018-05-16
2019-04-30
28. ASTRAZENECA PLC ADR
2018-05-18
2019-04-30
23. ASTRAZENECA PLC ADR
2018-05-21
2019-05-10
9. ASTRAZENECA PLC ADR
2018-05-21
2019-05-13
9. ASTRAZENECA PLC ADR
2018-05-21
2019-05-13
2. ASTRAZENECA PLC ADR
2018-05-21
2019-12-11
6. BIOMARIN PHARMACEUTICAL INC
2016-02-02
2019-06-06
13. BIOMARIN PHARMACEUTICAL INC
2016-03-15
2019-06-07
27. BIOMARIN PHARMACEUTICAL INC
2016-05-24
2019-09-27
20. BIOMARIN PHARMACEUTICAL INC
2017-04-06
2019-10-01
13. BIOMARIN PHARMACEUTICAL INC
2019-01-18
2019-10-01
6. BIOMARIN PHARMACEUTICAL INC
2017-04-10
2019-10-01
1348.289 WILLIAM BLAIR INTL GROWTH FD-I #1747
2015-12-22
2019-12-10
7. BOEING CO
2016-03-15
2019-05-23
8. BOEING CO
2016-05-24
2019-10-21
4. BOEING CO
2016-05-24
2019-12-11
25. BRISTOL MYERS SQUIBB CO
2018-08-13
2019-04-05
18. BRISTOL MYERS SQUIBB CO
2018-09-27
2019-04-08
19. BRISTOL MYERS SQUIBB CO
2018-12-07
2019-04-08
19. BRISTOL MYERS SQUIBB CO
2018-12-07
2019-04-09
19. BRISTOL MYERS SQUIBB CO
2019-01-23
2019-04-10
5. BROADCOM INC
2017-05-22
2019-04-23
4. BROADCOM INC
2017-05-23
2019-04-25
2. BROADCOM INC
2017-07-05
2019-09-17
3. BROADCOM INC
2017-07-05
2019-12-11
2. CIGNA CORP
2016-04-20
2019-01-02
10. CIGNA CORP
2016-05-24
2019-12-11
35000. CATERPILLAR INC 3.900% 5/27/21
2017-12-11
2019-01-25
11. CELGENE CORP COM
2018-07-27
2019-01-17
15. CELGENE CORP COM
2018-08-09
2019-01-18
5. CELGENE CORP COM
2018-08-10
2019-01-22
10. CELGENE CORP COM
2018-08-13
2019-01-23
29000. CELGENE CORP 3.550% 8/15/22
2019-02-01
2019-05-21
30000. CHEVRON CORP 2.419% 11/17/20
2018-03-27
2019-10-24
1. CHIPOTLE MEXICAN GRILL INC
2018-06-08
2019-12-11
12. CITIGROUP INC.
2016-01-13
2019-01-02
36. CITIGROUP INC.
2016-02-03
2019-12-11
25. COMCAST CORP CLASS A
2015-12-29
2019-01-02
46. COMCAST CORP CLASS A
2015-12-29
2019-12-11
8. CONSTELLATION BRANDS INC
2019-02-07
2019-06-24
4. CONSTELLATION BRANDS INC
2019-04-05
2019-07-22
5. CONSTELLATION BRANDS INC
2019-04-05
2019-09-11
6. CONSTELLATION BRANDS INC
2019-04-08
2019-09-12
2. CONSTELLATION BRANDS INC
2019-04-08
2019-12-11
1. COSTCO WHOLESALE CORP
2016-03-15
2019-03-06
4. COSTCO WHOLESALE CORP
2016-05-24
2019-09-17
5. COSTCO WHOLESALE CORP
2016-05-24
2019-12-11
2. COUPA SOFTWARE INC
2019-10-08
2019-12-11
16. CROWN CASTLE INTL CORP
2018-10-08
2019-05-10
12. CROWN CASTLE INTL CORP
2018-10-08
2019-05-20
3. CROWN CASTLE INTL CORP
2018-10-08
2019-10-29
4. CROWN CASTLE INTL CORP
2018-10-29
2019-10-29
1. CROWN CASTLE INTL CORP
2018-11-28
2019-10-31
6. CROWN CASTLE INTL CORP
2018-10-29
2019-10-31
13. CROWN CASTLE INTL CORP
2018-11-28
2019-11-05
4. DXC TECHNOLOGY CO
2017-04-12
2019-01-02
44. DXC TECHNOLOGY CO
2017-05-03
2019-06-19
44. DXC TECHNOLOGY CO
2017-12-13
2019-06-26
5. DANAHER CORP
2015-12-29
2019-01-02
19. DANAHER CORP
2016-02-02
2019-03-06
7. DANAHER CORP
2016-02-02
2019-12-11
5. DANAHER CORP
2019-02-27
2019-12-11
3. DEXCOM INC
2019-08-15
2019-12-11
8. WALT DISNEY CO
2019-05-15
2019-12-11
929.985 DODGE & COX INT'L STOCK FD #1048
2015-12-22
2019-12-10
8. DUKE ENERGY HOLDING CORP. COM
2017-05-17
2019-01-02
25. DUKE ENERGY HOLDING CORP. COM
2017-05-17
2019-02-13
18. DUKE ENERGY HOLDING CORP. COM
2017-05-24
2019-12-11
10. DUPONT DE NEMOURS INC
2019-10-16
2019-12-11
2. EOG RESOURCES, INC
2016-02-24
2019-01-02
7. EOG RESOURCES, INC
2016-02-24
2019-12-11
4. EDWARDS LIFESCIENCES CORP
2018-10-15
2019-07-22
4. EDWARDS LIFESCIENCES CORP
2018-10-15
2019-12-06
2. EDWARDS LIFESCIENCES CORP
2018-10-15
2019-12-09
2. EDWARDS LIFESCIENCES CORP
2018-10-15
2019-12-09
3. EDWARDS LIFESCIENCES CORP
2018-10-16
2019-12-11
6. EDWARDS LIFESCIENCES CORP
2018-10-18
2019-12-12
5. EXACT SCIENCES CORP
2019-05-29
2019-12-11
17. FACEBOOK INC
2016-03-15
2019-03-18
11. FACEBOOK INC
2016-05-24
2019-09-17
12. FACEBOOK INC
2016-05-24
2019-12-11
8. FACEBOOK INC
2016-05-24
2019-12-13
70000. FED NATL MTG ASSN 1.500% 6/22/20
2017-02-17
2019-06-05
4. FIDELITY NATL INFORMATION SVCS INC
2015-12-29
2019-01-02
12. FIDELITY NATL INFORMATION SVCS INC
2016-02-02
2019-12-11
7. FISERV INC
2016-05-11
2019-01-02
14. FISERV INC
2016-05-11
2019-12-11
23. FIRSTENERGY CORP COM
2019-01-23
2019-12-11
6. FLEETCOR TECHNOLOGIES INC
2016-03-15
2019-01-04
5. FLEETCOR TECHNOLOGIES INC
2016-03-15
2019-01-09
5. FLEETCOR TECHNOLOGIES INC
2016-05-24
2019-12-11
2. FLEETCOR TECHNOLOGIES INC
2016-05-24
2019-12-23
25000. GENERAL ELEC CAP COR 5.500% 1/08/20
2016-01-11
2019-03-26
5. GENERAL MILLS INC
2017-09-27
2019-01-02
57. GENERAL MILLS INC
2017-09-27
2019-04-01
63. GENERAL MILLS INC
2017-10-04
2019-05-29
70. GENERAL MILLS INC
2017-10-18
2019-06-05
3. GOLDMAN SACHS GROUP INC
2015-12-29
2019-01-02
19. GOLDMAN SACHS GROUP INC
2015-12-29
2019-01-09
5. GOLDMAN SACHS GROUP INC
2016-12-08
2019-03-06
9. GOLDMAN SACHS GROUP INC
2017-09-28
2019-03-21
13. GOLDMAN SACHS GROUP INC
2018-02-16
2019-03-25
3. GOLDMAN SACHS GROUP INC
2018-03-08
2019-03-26
3. GOLDMAN SACHS GROUP INC
2018-03-09
2019-03-26
2. GOLDMAN SACHS GROUP INC
2018-03-09
2019-03-28
4. GOLDMAN SACHS GROUP INC
2018-11-02
2019-03-28
19. GOLDMAN SACHS GROUP INC
2016-03-15
2019-05-22
5. GOLDMAN SACHS GROUP INC
2016-03-15
2019-12-11
3. GUARDANT HEALTH INC
2019-05-28
2019-12-11
6. HOME DEPOT INC
2017-03-03
2019-02-27
5. HOME DEPOT INC
2017-05-10
2019-02-27
4. HOME DEPOT INC
2017-05-10
2019-12-11
13. HOME DEPOT INC
2017-08-04
2019-12-12
4. HONEYWELL INTERNATIONAL INC
2015-12-29
2019-01-02
9. HONEYWELL INTERNATIONAL INC
2015-12-29
2019-12-11
2. ILLINOIS TOOL WORKS INC
2016-03-15
2019-01-02
9. ILLINOIS TOOL WORKS INC
2016-03-15
2019-12-11
5. ILLUMINA INC
2017-02-28
2019-09-17
3. ILLUMINA INC
2017-03-14
2019-11-07
2. ILLUMINA INC
2017-03-14
2019-11-07
3. ILLUMINA INC
2017-03-16
2019-12-11
35000. INTEL CORP 3.300% 10/01/21
2017-01-12
2019-11-19
2. INTUITIVE SURGICAL INC
2018-07-13
2019-12-11
1110. ISHARES RUSSELL MID-CAP ETF
2015-12-21
2019-12-10
300. ISHARES CORE S&P SMALL-CAP E
2015-12-21
2019-12-10
10. JPMORGAN CHASE & CO
2016-02-02
2019-01-02
27. JPMORGAN CHASE & CO
2017-06-28
2019-02-22
11. JPMORGAN CHASE & CO
2017-06-28
2019-02-28
6. JPMORGAN CHASE & CO
2017-06-28
2019-03-12
20. JPMORGAN CHASE & CO
2017-07-05
2019-08-19
20. JPMORGAN CHASE & CO
2016-03-15
2019-12-11
4. JPMORGAN CHASE & CO
2017-07-07
2019-12-11
35000. JPMORGAN CHASE & CO 4.950% 3/25/20
2016-01-11
2019-05-09
9. JOHNSON & JOHNSON
2015-12-29
2019-01-02
21. JOHNSON & JOHNSON
2015-12-29
2019-12-11
42. KERINGIUNSPONSORED ADR
2017-10-30
2019-04-18
12. KERINGIUNSPONSORED ADR
2017-12-01
2019-05-20
20. KERINGIUNSPONSORED ADR
2017-12-13
2019-12-11
4. KIMBERLY CLARK CORP COM
2018-02-15
2019-01-02
18. KIMBERLY CLARK CORP COM
2018-02-15
2019-09-11
7. KIMBERLY CLARK CORP COM
2018-02-15
2019-12-11
11. ESTEE LAUDER COMPANIES INC
2017-09-25
2019-10-18
4. ESTEE LAUDER COMPANIES INC
2017-09-26
2019-12-05
5. ESTEE LAUDER COMPANIES INC
2017-10-13
2019-12-11
2. LEAR CORP
2018-10-25
2019-01-02
4. LEAR CORP
2018-10-25
2019-12-11
3. ELI LILLY & CO COM
2019-12-09
2019-12-11
1. LOCKHEED MARTIN CORP
2018-04-05
2019-01-02
7. LOCKHEED MARTIN CORP
2018-04-05
2019-05-15
2. LOCKHEED MARTIN CORP
2018-04-05
2019-12-11
21. LOWES COS INC
2019-02-13
2019-05-22
6. LOWES COS INC
2019-02-13
2019-05-24
9. LOWES COS INC
2019-02-27
2019-05-28
9. LOWES COS INC
2019-02-27
2019-05-28
17. LOWES COS INC
2019-04-01
2019-05-29
7. LULULEMON ATHLETICA INC
2018-12-12
2019-12-05
5. LULULEMON ATHLETICA INC
2018-12-12
2019-12-11
7. MARRIOTT INTERNATIONAL INC CLASS A
2016-03-15
2019-01-03
4. MARRIOTT INTERNATIONAL INC CLASS A
2016-03-15
2019-01-04
3. MARRIOTT INTERNATIONAL INC CLASS A
2016-03-15
2019-03-11
3. MARRIOTT INTERNATIONAL INC CLASS A
2016-03-15
2019-03-11
5. MARRIOTT INTERNATIONAL INC CLASS A
2016-03-15
2019-03-12
9. MARRIOTT INTERNATIONAL INC CLASS A
2016-05-24
2019-06-06
9. MARRIOTT INTERNATIONAL INC CLASS A
2016-05-24
2019-09-17
5. MARRIOTT INTERNATIONAL INC CLASS A
2016-05-24
2019-12-11
9. MASTERCARD INC
2016-02-02
2019-04-29
10. MASTERCARD INC
2016-03-15
2019-12-11
7. MCDONALDS CORP
2017-07-07
2019-01-31
14. MCDONALDS CORP
2017-10-11
2019-02-07
14. MCDONALDS CORP
2017-12-08
2019-02-08
13. MCDONALDS CORP
2019-01-24
2019-02-13
5. MCDONALDS CORP
2017-12-08
2019-02-13
3. MCKESSON CORP
2016-07-06
2019-01-02
7. MCKESSON CORP
2016-07-06
2019-12-11
9. MERCK & CO INC NEW
2018-10-18
2019-01-24
6. MERCK & CO INC NEW
2018-10-18
2019-01-25
22. MERCK & CO INC NEW
2018-10-22
2019-04-05
32. MERCK & CO INC NEW
2018-10-29
2019-04-10
11. MERCK & CO INC NEW
2018-10-30
2019-04-12
10. MERCK & CO INC NEW
2018-12-21
2019-04-15
10. MERCK & CO INC NEW
2018-12-21
2019-04-16
30000. MERCK & CO INC 1.850% 2/10/20
2018-03-27
2019-11-22
5. METLIFE INC
2016-02-02
2019-01-02
57. METLIFE INC
2016-05-24
2019-01-23
57. METLIFE INC
2016-05-24
2019-02-13
23. MICROSOFT CORP
2016-03-15
2019-02-12
7. MICROSOFT CORP
2016-03-15
2019-03-06
24. MICROSOFT CORP
2016-03-16
2019-09-11
23. MICROSOFT CORP
2016-05-24
2019-12-11
1. MOODYS CORP
2018-10-17
2019-01-02
19. MOODYS CORP
2018-10-17
2019-04-10
30000. MORGAN STANLEY 2.650% 1/27/20
2017-12-11
2019-05-10
2. NASDAQ, INC
2015-12-29
2019-01-02
9. NASDAQ, INC
2015-12-29
2019-12-11
3. NESTLE S.A. REGISTERED SHARES - ADR
2015-12-29
2019-01-02
16. NESTLE S.A. REGISTERED SHARES - ADR
2015-12-29
2019-12-11
3. NETFLIX.COM INC
2016-05-24
2019-01-16
2. NETFLIX.COM INC
2016-12-12
2019-01-16
7. NETFLIX.COM INC
2016-12-12
2019-06-13
6. NETFLIX.COM INC
2017-01-06
2019-12-11
13. NIKE INC CL B
2018-02-08
2019-03-06
17. NIKE INC CL B
2018-02-14
2019-12-11
2. NORTHROP GRUMMAN CORP
2016-03-15
2019-01-02
4. NORTHROP GRUMMAN CORP
2016-03-15
2019-12-11
10. NVIDIA CORP
2017-05-24
2019-01-22
9. NVIDIA CORP
2017-05-25
2019-12-05
7. NVIDIA CORP
2017-09-08
2019-12-11
5. PNC FINANCIAL SERVICES GROUP
2016-02-02
2019-01-02
25. PNC FINANCIAL SERVICES GROUP
2016-05-24
2019-03-12
7. PNC FINANCIAL SERVICES GROUP
2016-05-24
2019-12-11
6. PPG INDUSTRIES INC
2015-12-29
2019-01-02
25. PPG INDUSTRIES INC
2015-12-29
2019-01-23
12. PPG INDUSTRIES INC
2015-12-29
2019-12-11
12. PAYPAL HOLDINGS INC
2017-10-25
2019-07-22
13. PAYPAL HOLDINGS INC
2017-12-11
2019-07-29
6. PAYPAL HOLDINGS INC
2017-12-11
2019-08-02
11. PAYPAL HOLDINGS INC
2017-12-11
2019-09-27
5. PAYPAL HOLDINGS INC
2018-10-30
2019-09-27
4. PAYPAL HOLDINGS INC
2018-10-30
2019-10-16
27. PAYPAL HOLDINGS INC
2019-01-24
2019-10-23
6. PAYPAL HOLDINGS INC
2019-01-25
2019-12-11
5. PEPSICO INC
2019-05-29
2019-12-11
13. PFIZER INC
2016-02-02
2019-01-02
35. PFIZER INC
2016-03-15
2019-12-11
10. PHILIP MORRIS INTERNATIONAL IN
2015-12-29
2019-01-02
32. PHILIP MORRIS INTERNATIONAL IN
2015-12-29
2019-02-08
32. PHILIP MORRIS INTERNATIONAL IN
2016-02-02
2019-03-28
16. PHILIP MORRIS INTERNATIONAL IN
2016-02-02
2019-12-11
12. QUALCOMM INC
2019-04-17
2019-12-11
8. RED HAT INC
2016-05-24
2019-04-17
14. RED HAT INC
2016-05-24
2019-04-23
7. RED HAT INC
2017-10-10
2019-04-24
22. RED HAT INC
2017-12-21
2019-04-25
25000. REGIONS FINANCIAL CO 3.200% 2/08/21
2018-03-16
2019-12-06
10. ROCHE HOLDINGS LTD - ADR
2018-12-06
2019-01-02
10. ROCHE HOLDINGS LTD - ADR
2018-11-09
2019-12-05
77. ROCHE HOLDINGS LTD - ADR
2018-12-12
2019-12-05
24. ROCHE HOLDINGS LTD - ADR
2019-01-02
2019-12-11
4. S&P GLOBAL INC
2018-09-19
2019-12-11
25. SAFRAN SA-UNSPON ADR
2018-08-29
2019-12-11
16. SAGE THERAPEUTICS INC
2019-02-26
2019-12-05
17. SAGE THERAPEUTICS INC
2019-04-10
2019-12-05
6. SALESFORCE COM INC
2016-03-15
2019-09-17
5. SALESFORCE COM INC
2016-03-15
2019-09-26
18. SALESFORCE COM INC
2016-03-15
2019-12-11
22. SAP SE
2019-06-27
2019-09-26
29. SAP SE
2019-07-03
2019-09-26
6. SCHLUMBERGER LTD
2015-12-29
2019-01-02
108. SCHLUMBERGER LTD
2017-05-31
2019-10-30
51. SCHLUMBERGER LTD
2017-09-06
2019-11-06
51. SCHLUMBERGER LTD
2017-09-20
2019-11-07
6. SERVICENOW INC
2018-10-19
2019-07-30
3. SERVICENOW INC
2018-10-19
2019-12-11
13000. SHERWIN-WILLIAMS CO 2.750% 6/01/22
2018-03-27
2019-08-23
2. SHOPIFY INC - A W/I
2019-09-12
2019-12-11
23. SOUTHERN CO
2019-06-19
2019-12-11
8. SPLUNK INC
2016-03-15
2019-12-11
9. SQUARE INC
2018-01-16
2019-04-24
19. SQUARE INC
2018-01-22
2019-04-25
8. SQUARE INC
2018-01-22
2019-04-26
9. SQUARE INC
2018-01-22
2019-08-12
18. SQUARE INC
2018-12-21
2019-08-12
15. SQUARE INC
2019-01-08
2019-10-31
15. SQUARE INC
2019-01-23
2019-11-01
6. SQUARE INC
2019-01-23
2019-12-11
7. STANLEY BLACK & DECKER,INC.
2019-05-01
2019-12-11
9. STATE STREET CORP
2017-02-08
2019-01-02
43. STATE STREET CORP
2017-11-15
2019-05-01
45. STATE STREET CORP
2018-06-27
2019-11-21
9. STATE STREET CORP
2018-06-27
2019-12-11
23. SUNCOR ENERGY INC NEW F
2019-10-30
2019-12-11
40. TAIWAN SEMICONDUCTOR MANUFACTU - ADR
2019-04-17
2019-05-17
17. TAIWAN SEMICONDUCTOR MANUFACTU - ADR
2019-04-18
2019-05-24
17. TAIWAN SEMICONDUCTOR MANUFACTU - ADR
2019-04-18
2019-05-28
17. TAIWAN SEMICONDUCTOR MANUFACTU - ADR
2019-04-23
2019-05-29
17. TAIWAN SEMICONDUCTOR MANUFACTU - ADR
2019-04-23
2019-05-29
16. TENCENT HOLDINGS LTD-UNS ADR
2017-08-23
2019-01-23
13. TENCENT HOLDINGS LTD-UNS ADR
2017-08-24
2019-01-23
14. TENCENT HOLDINGS LTD-UNS ADR
2017-08-24
2019-01-23
14. TENCENT HOLDINGS LTD-UNS ADR
2017-08-25
2019-01-23
28. TENCENT HOLDINGS LTD-UNS ADR
2017-08-25
2019-05-23
9. TENCENT HOLDINGS LTD-UNS ADR
2017-08-25
2019-06-04
9. TENCENT HOLDINGS LTD-UNS ADR
2017-08-25
2019-06-04
69. TENCENT HOLDINGS LTD-UNS ADR
2017-12-06
2019-06-10
45. TENCENT HOLDINGS LTD-UNS ADR
2017-12-18
2019-06-12
12. TENCENT HOLDINGS LTD-UNS ADR
2017-12-19
2019-06-13
13. TENCENT HOLDINGS LTD-UNS ADR
2017-12-19
2019-06-13
24. TENCENT HOLDINGS LTD-UNS ADR
2018-02-20
2019-08-02
14. TENCENT HOLDINGS LTD-UNS ADR
2018-02-21
2019-10-01
17. TENCENT HOLDINGS LTD-UNS ADR
2018-02-21
2019-10-02
48. TENCENT HOLDINGS LTD-UNS ADR
2018-03-22
2019-10-10
48. TENCENT HOLDINGS LTD-UNS ADR
2018-03-22
2019-10-11
50. TENCENT HOLDINGS LTD-UNS ADR
2018-03-22
2019-10-16
21. TENCENT HOLDINGS LTD-UNS ADR
2018-03-22
2019-10-24
21. TENCENT HOLDINGS LTD-UNS ADR
2018-06-04
2019-10-25
30. TENCENT HOLDINGS LTD-UNS ADR
2018-11-08
2019-10-28
12. TENCENT HOLDINGS LTD-UNS ADR
2018-10-11
2019-10-28
4. TESLA, INC
2016-05-24
2019-04-11
8. TESLA, INC
2017-05-04
2019-04-22
4. TESLA, INC
2017-08-03
2019-12-11
3. TESLA, INC
2017-08-04
2019-12-31
6. TEXAS INSTRUMENTS INC
2016-03-15
2019-01-02
14. TEXAS INSTRUMENTS INC
2016-05-24
2019-12-11
1. THERMO FISHER SCIENTIFIC INC
2016-02-02
2019-01-02
3. THERMO FISHER SCIENTIFIC INC
2016-03-15
2019-12-11
12. THERMO FISHER SCIENTIFIC INC
2016-05-24
2019-12-18
4. TRAVELERS COMPANIES, INC
2015-12-29
2019-01-02
7. TRAVELERS COMPANIES, INC
2015-12-29
2019-12-11
4. TWILIO INC
2019-06-05
2019-12-11
11. US BANCORP
2015-12-29
2019-01-02
25. US BANCORP
2015-12-29
2019-12-11
12. UBER TECHNOLOGIES INC
2019-05-10
2019-12-11
4. UNION PACIFIC CORP
2016-08-03
2019-01-02
9. UNION PACIFIC CORP
2018-10-18
2019-07-22
11. UNION PACIFIC CORP
2018-10-19
2019-09-19
7. UNION PACIFIC CORP
2016-08-03
2019-12-11
4. UNION PACIFIC CORP
2018-10-30
2019-12-11
40000. US TREASURY NOTE 2.125% 9/30/21
2016-12-20
2019-06-05
25000. US TREASURY NOTE 2.125% 9/30/21
2016-12-20
2019-07-09
46000. US TREASURY NOTE 3.625% 2/15/20
2017-02-17
2019-06-05
65000. US TREASURY NOTE 2.000% 2/15/22
2017-06-09
2019-07-10
3. UNITEDHEALTH GROUP INC
2017-07-18
2019-02-08
9. UNITEDHEALTH GROUP INC
2017-07-20
2019-02-28
4. UNITEDHEALTH GROUP INC
2017-07-20
2019-03-05
5. UNITEDHEALTH GROUP INC
2017-07-20
2019-04-17
9. UNITEDHEALTH GROUP INC
2017-09-01
2019-05-15
7. UNITEDHEALTH GROUP INC
2017-10-26
2019-06-13
7. UNITEDHEALTH GROUP INC
2018-06-01
2019-07-03
1. UNIVERSAL DISPLAY CORP
2019-07-09
2019-12-11
6. VERTEX PHARMACEUTICALS INC COM
2017-05-19
2019-11-20
6. VERTEX PHARMACEUTICALS INC COM
2017-05-31
2019-12-09
6. VERTEX PHARMACEUTICALS INC COM
2017-08-31
2019-12-09
3. VERTEX PHARMACEUTICALS INC COM
2017-08-31
2019-12-11
10. VISA INC-CLASS A SHRS
2016-02-02
2019-05-16
13. VISA INC-CLASS A SHRS
2016-03-15
2019-12-11
20000. WILLIAMS PARTNERS LP 5.250% 3/15/20
2016-01-11
2019-11-22
4. WORKDAY INC
2016-02-02
2019-07-30
4. WORKDAY INC
2016-03-01
2019-07-30
5. WORKDAY INC
2016-03-15
2019-10-16
5. WORKDAY INC
2016-03-15
2019-12-11
10. XCEL ENERGY INC
2016-05-24
2019-01-02
49. XCEL ENERGY INC
2016-09-07
2019-07-19
51. XCEL ENERGY INC
2016-12-07
2019-07-31
51. XCEL ENERGY INC
2016-12-14
2019-09-25
56. XCEL ENERGY INC
2018-11-28
2019-10-02
14. XCEL ENERGY INC
2016-12-14
2019-10-02
7. XILINX INC
2019-05-17
2019-12-11
1. AMDOCS LIMITED COM
2017-01-17
2019-01-02
38. AMDOCS LIMITED COM
2017-01-17
2019-02-28
1. AON PLC
2016-06-01
2019-01-02
9. AON PLC
2016-06-01
2019-12-11
5. ACCENTURE PLC
2015-12-29
2019-01-02
12. ACCENTURE PLC
2015-12-29
2019-07-12
13. ACCENTURE PLC
2015-12-29
2019-08-07
13. ACCENTURE PLC
2015-12-29
2019-09-11
9. ACCENTURE PLC
2016-02-02
2019-12-11
8. EATON CORP PLC
2015-12-29
2019-01-02
16. EATON CORP PLC
2016-02-02
2019-12-11
5. INGERSOLL-RAND PLC
2017-11-28
2019-01-02
12. INGERSOLL-RAND PLC
2017-11-28
2019-12-11
12. JOHNSON CONTROLS INTERNATION
2016-09-05
2019-01-02
82. JOHNSON CONTROLS INTERNATION
2016-09-26
2019-05-08
69. JOHNSON CONTROLS INTERNATION
2016-09-28
2019-11-13
20. JOHNSON CONTROLS INTERNATION
2016-09-28
2019-12-11
7. MEDTRONIC PLC
2015-12-29
2019-01-02
18. MEDTRONIC PLC
2016-02-02
2019-12-11
5. CHUBB LTD
2015-12-29
2019-01-02
18. CHUBB LTD
2016-03-15
2019-08-14
8. CHUBB LTD
2016-03-15
2019-12-11
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
35,095
35,332
-237
b
1,638
2,231
-593
c
886
1,123
-237
d
859
1,125
-266
e
85
152
-67
765
1,066
-301
416
778
-362
419
808
-389
1,235
1,304
-69
1,520
434
1,086
1,454
434
1,020
1,814
520
1,294
824
758
66
1,360
1,631
-271
989
1,409
-420
617
863
-246
154
211
-57
297
418
-121
373
520
-147
449
624
-175
518
711
-193
518
669
-151
1,066
1,426
-360
943
1,167
-224
352
361
-9
350
365
-15
713
749
-36
832
868
-36
811
905
-94
696
809
-113
344
408
-64
1,033
1,217
-184
1,400
1,643
-243
1,335
1,479
-144
2,595
1,368
1,227
2,589
1,344
1,245
782
389
393
2,260
1,239
1,021
2,430
1,197
1,233
1,034
726
308
1,345
726
619
1,037
745
292
1,344
745
599
197
287
-90
6,344
7,977
-1,633
5,446
1,711
3,735
5,214
1,981
3,233
35,148
35,724
-576
422
337
85
615
505
110
818
673
145
1,662
1,338
324
1,472
1,413
59
1,497
1,494
3
1,495
1,512
-17
2,101
1,466
635
3,237
1,411
1,826
1,022
986
36
1,056
1,019
37
866
828
38
335
331
4
335
331
4
97
74
23
483
512
-29
1,045
973
72
1,877
2,333
-456
1,330
1,753
-423
843
1,282
-439
389
528
-139
40,031
34,017
6,014
2,426
873
1,553
2,651
1,015
1,636
1,361
509
852
1,171
1,426
-255
840
1,084
-244
886
1,077
-191
873
1,010
-137
877
963
-86
1,579
1,169
410
1,232
948
284
572
469
103
960
696
264
371
284
87
1,910
1,267
643
36,029
36,819
-790
957
958
-1
1,296
1,347
-51
427
455
-28
865
912
-47
29,648
29,258
390
30,174
29,909
265
819
456
363
641
566
75
2,723
1,562
1,161
856
721
135
1,938
1,326
612
1,458
1,391
67
797
712
85
1,037
951
86
1,221
1,147
74
358
383
-25
220
153
67
1,161
581
580
1,470
714
756
285
291
-6
2,003
1,748
255
1,488
1,321
167
420
328
92
560
418
142
139
110
29
835
627
208
1,702
1,434
268
218
259
-41
2,346
2,878
-532
2,367
3,344
-977
502
360
142
2,359
1,309
1,050
1,040
450
590
742
634
108
635
470
165
1,178
1,069
109
40,417
33,851
6,566
676
662
14
2,234
2,069
165
1,598
1,519
79
640
663
-23
180
135
45
522
473
49
780
570
210
970
570
400
469
285
184
465
285
180
683
438
245
1,374
887
487
421
488
-67
2,758
1,859
899
2,046
1,226
820
2,417
1,405
1,012
1,559
936
623
69,517
69,812
-295
405
247
158
1,622
727
895
507
371
136
1,591
742
849
1,098
906
192
1,113
771
342
941
690
251
1,502
738
764
578
295
283
25,463
28,254
-2,791
193
260
-67
2,924
2,966
-42
3,030
3,275
-245
3,593
3,625
-32
513
552
-39
3,328
3,493
-165
979
1,205
-226
1,737
2,031
-294
2,447
3,276
-829
570
799
-229
569
803
-234
380
538
-158
760
918
-158
3,748
3,090
658
1,107
762
345
216
239
-23
1,110
885
225
923
747
176
846
632
214
2,766
2,046
720
525
403
122
1,576
907
669
252
196
56
1,583
881
702
1,501
826
675
881
500
381
588
329
259
953
483
470
35,939
36,663
-724
1,149
1,029
120
64,789
43,940
20,849
24,706
16,424
8,282
992
570
422
2,840
2,365
475
1,148
984
164
624
539
85
2,170
1,864
306
2,682
1,161
1,521
539
375
164
35,676
38,344
-2,668
1,147
935
212
2,956
2,182
774
2,420
1,936
484
678
545
133
1,210
912
298
445
456
-11
2,343
2,054
289
958
799
159
2,033
1,176
857
786
432
354
999
541
458
249
269
-20
504
539
-35
361
360
1
264
342
-78
2,332
2,394
-62
770
684
86
2,075
2,031
44
568
606
-38
842
925
-83
840
956
-116
1,584
1,850
-266
1,595
860
735
1,156
614
542
728
496
232
426
283
143
362
213
149
362
213
149
603
354
249
1,145
593
552
1,175
587
588
710
326
384
2,223
784
1,439
2,888
880
2,008
1,253
1,075
178
2,458
2,194
264
2,445
2,292
153
2,263
2,362
-99
870
866
4
339
563
-224
999
1,314
-315
658
648
10
439
432
7
1,790
1,587
203
2,590
2,311
279
880
797
83
786
733
53
791
742
49
30,002
29,961
41
208
191
17
2,514
2,255
259
2,512
2,316
196
2,458
1,230
1,228
785
372
413
3,245
1,276
1,969
3,476
1,256
2,220
141
162
-21
3,517
3,077
440
29,972
30,173
-201
162
119
43
937
534
403
240
227
13
1,674
1,211
463
1,050
295
755
706
222
484
2,381
863
1,518
1,786
785
1,001
1,108
860
248
1,648
1,115
533
490
384
106
1,387
768
619
1,506
1,390
116
1,881
1,246
635
1,509
1,120
389
593
451
142
3,216
2,169
1,047
1,088
624
464
609
602
7
2,533
2,508
25
1,582
1,204
378
1,419
852
567
1,454
944
510
637
439
198
1,144
805
339
520
404
116
411
323
88
2,595
2,332
263
627
561
66
683
636
47
562
389
173
1,339
1,043
296
672
892
-220
2,480
2,855
-375
2,790
2,851
-61
1,354
1,425
-71
1,034
927
107
1,461
606
855
2,554
1,061
1,493
1,279
656
623
4,015
2,641
1,374
25,370
24,982
388
307
314
-7
384
321
63
2,957
2,489
468
921
770
151
1,086
853
233
1,016
804
212
1,056
2,456
-1,400
1,053
2,690
-1,637
910
407
503
765
358
407
2,801
1,289
1,512
2,596
2,960
-364
3,401
4,006
-605
224
423
-199
3,643
7,862
-4,219
1,846
3,471
-1,625
1,863
3,428
-1,565
1,713
1,111
602
797
556
241
13,307
12,756
551
737
711
26
1,389
1,269
120
1,175
368
807
654
360
294
1,383
819
564
576
351
225
561
395
166
1,122
1,305
-183
923
873
50
936
1,053
-117
390
416
-26
1,109
1,045
64
575
689
-114
2,838
3,497
-659
3,255
4,215
-960
711
862
-151
727
701
26
1,620
1,769
-149
652
763
-111
645
763
-118
635
769
-134
638
771
-133
679
685
-6
552
549
3
592
593
-1
592
593
-1
1,163
1,184
-21
377
380
-3
378
380
-2
3,024
3,139
-115
1,923
2,252
-329
510
613
-103
551
663
-112
1,075
1,331
-256
583
816
-233
692
1,002
-310
1,965
2,575
-610
1,999
2,559
-560
2,102
2,617
-515
851
1,099
-248
845
1,094
-249
1,234
1,109
125
494
549
-55
1,076
866
210
2,113
2,243
-130
1,419
1,330
89
1,243
1,034
209
569
333
236
1,725
791
934
219
128
91
952
393
559
3,802
1,681
2,121
468
460
8
941
805
136
382
517
-135
507
478
29
1,481
1,087
394
337
536
-199
549
337
212
1,555
1,341
214
1,840
1,632
208
1,214
645
569
693
587
106
40,272
40,083
189
25,130
25,052
78
46,453
49,744
-3,291
65,300
65,726
-426
783
555
228
2,229
1,691
538
953
764
189
1,078
954
124
2,127
1,796
331
1,711
1,430
281
1,717
1,660
57
185
191
-6
1,295
712
583
1,323
722
601
1,318
887
431
667
476
191
1,649
736
913
2,363
944
1,419
20,189
19,889
300
855
251
604
848
254
594
800
352
448
811
352
459
482
406
76
3,004
2,056
948
3,065
2,090
975
3,327
2,051
1,276
3,597
2,889
708
899
572
327
650
741
-91
58
60
-2
2,097
2,273
-176
144
109
35
1,843
981
862
702
527
175
2,329
1,264
1,065
2,430
1,369
1,061
2,470
1,368
1,102
1,814
936
878
547
369
178
1,486
684
802
452
434
18
1,587
1,041
546
362
548
-186
3,227
3,748
-521
2,888
3,156
-268
850
912
-62
615
546
69
2,004
1,403
601
633
596
37
2,769
2,099
670
1,214
955
259
9,030
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-237
b
-593
c
-237
d
-266
e
-67
-301
-362
-389
-69
1,086
1,020
1,294
66
-271
-420
-246
-57
-121
-147
-175
-193
-151
-360
-224
-9
-15
-36
-36
-94
-113
-64
-184
-243
-144
1,227
1,245
393
1,021
1,233
308
619
292
599
-90
-1,633
3,735
3,233
-576
85
110
145
324
59
3
-17
635
1,826
36
37
38
4
4
23
-29
72
-456
-423
-439
-139
6,014
1,553
1,636
852
-255
-244
-191
-137
-86
410
284
103
264
87
643
-790
-1
-51
-28
-47
390
265
363
75
1,161
135
612
67
85
86
74
-25
67
580
756
-6
255
167
92
142
29
208
268
-41
-532
-977
142
1,050
590
108
165
109
6,566
14
165
79
-23
45
49
210
400
184
180
245
487
-67
899
820
1,012
623
-295
158
895
136
849
192
342
251
764
283
-2,791
-67
-42
-245
-32
-39
-165
-226
-294
-829
-229
-234
-158
-158
658
345
-23
225
176
214
720
122
669
56
702
675
381
259
470
-724
120
20,849
8,282
422
475
164
85
306
1,521
164
-2,668
212
774
484
133
298
-11
289
159
857
354
458
-20
-35
1
-78
-62
86
44
-38
-83
-116
-266
735
542
232
143
149
149
249
552
588
384
1,439
2,008
178
264
153
-99
4
-224
-315
10
7
203
279
83
53
49
41
17
259
196
1,228
413
1,969
2,220
-21
440
-201
43
403
13
463
755
484
1,518
1,001
248
533
106
619
116
635
389
142
1,047
464
7
25
378
567
510
198
339
116
88
263
66
47
173
296
-220
-375
-61
-71
107
855
1,493
623
1,374
388
-7
63
468
151
233
212
-1,400
-1,637
503
407
1,512
-364
-605
-199
-4,219
-1,625
-1,565
602
241
551
26
120
807
294
564
225
166
-183
50
-117
-26
64
-114
-659
-960
-151
26
-149
-111
-118
-134
-133
-6
3
-1
-1
-21
-3
-2
-115
-329
-103
-112
-256
-233
-310
-610
-560
-515
-248
-249
125
-55
210
-130
89
209
236
934
91
559
2,121
8
136
-135
29
394
-199
212
214
208
569
106
189
78
-3,291
-426
228
538
189
124
331
281
57
-6
583
601
431
191
913
1,419
300
604
594
448
459
76
948
975
1,276
708
327
-91
-2
-176
35
862
175
1,065
1,061
1,102
878
178
802
18
546
-186
-521
-268
-62
69
601
37
670
259
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
125,996
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
280,553
5,522,745
0.0508
2017
227,977
5,475,414
0.041636
2016
38,216
5,000,122
0.007643
2015
0
4,933,984
0.0
2014
2
Total
of line 1, column (d)
.....................
2
0.100079
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.02502
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,407,081
5
Multiply line 4 by line 3
......................
5
135,285
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,039
7
Add lines 5 and 6
........................
7
137,324
8
Enter qualifying distributions from Part XII, line 4
,.............
8
34,484
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,078
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,078
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,078
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,544
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
2,534
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
4,078
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
DE
,
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
WELLS FARGO BANK NA
Telephone no.
(800) 352-3705
Located at
100 NORTH MAIN STREET D4001-065
WINSTON SALEM
NC
ZIP+4
27101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
STEPHEN P DIAMOND
PRES., TREAS.
5
0
2711 CENTERVILLE ROAD STE 400
WILMINGTON
,
DE
19808
MARTI DIAMOND
VICE PRES., SECR.
5
0
2711 CENTERVILLE ROAD STE 400
WILMINGTON
,
DE
19808
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,230,723
b
Average of monthly cash balances
.......................
1b
234,639
c
Fair market value of all other assets (see instructions)
................
1c
24,060
d
Total
(add lines 1a, b, and c)
.........................
1d
5,489,422
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
5,489,422
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
82,341
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,407,081
6
Minimum investment return.
Enter 5% of line 5
..................
6
270,354
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
270,354
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,078
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,078
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
266,276
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
266,276
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
266,276
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
34,484
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
34,484
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
34,484
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
266,276
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
272,997
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
34,484
a
Applied to 2018, but not more than line 2a
34,484
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
0
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
238,513
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
266,276
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
MARTI AND STEVE DIAMOND
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
San Franciso Museum of Modern Art
151 THIRD STREET
San Francisco
,
CA
94115
NONE
PC
CONTRIBUTION
2,500
Schools of the Scred Heart
San Francisco
2222 BROADWAY STREET
San Francisco
,
CA
94115
NONE
PC
CONTRIBUTION
4,000
Monterey Museum of Arts
555 PACIFIC STREET
Monterey
,
CA
93940
NONE
PC
CONTRIBUTION
6,500
The Diocese of Monterey Parish &
School Operating Corporation
485 CHURCH STREET
Monterey
,
CA
93940
NONE
PC
CONTRIBUTION
2,000
St Francis Sailing Fdn
PO BOX 551
San Francisco
,
CA
94104
NONE
PC
CONTRIBUTION
3,000
Corporation of the Fine Arts Museums
50 HAGIWANA TEA GARDEN DR
San Francisco
,
CA
94118
NONE
PC
CONTRIBUTION
2,500
GIVE2ASIA
2201 BROADWAY 4TH FLOOR
Oakland
,
CA
94612
NONE
PC
CONTRIBUTION
10,000
1000 Degrees
1650 LOS GAMOS DR STE 110
San Rafael
,
CA
94903
NONE
PC
CONTRIBUTION
2,000
Total
.................................
3a
32,500
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
4,870
4
Dividends and interest from securities
....
14
133,077
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
125,996
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
263,943
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
263,943
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description