Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 04-01-2019 , and ending 03-31-2020
Name of foundation
AL ELKS TRUST INC
 
Number and street (or P.O. box number if mail is not delivered to street address)REGIONS BANK TRUST DEPT PO BOX 1164
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202
A Employer identification number

63-6056725
B Telephone number (see instructions)

(205) 420-7753
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,011,697J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 76,407 76,017  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -8,071
b Gross sales price for all assets on line 6a 915,756
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 68,336 76,017  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 17,726 14,181   3,545
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 800 0 0 800
c Other professional fees (attach schedule).... Click to see attachment 2 2   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 5,910 626   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 1,174 1,174    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 25,612 15,983 0 4,345
25 Contributions, gifts, grants paid....... 124,000 124,000
26 Total expenses and disbursements. Add lines 24 and 25 149,612 15,983 0 128,345
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -81,276
b Net investment income (if negative, enter -0-) 60,034
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 89,823 76,726 76,726
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 2,055,197 Click to see attachment1,988,287 1,934,971
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,145,020 2,065,013 2,011,697
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 2,145,020 2,065,013
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 2,145,020 2,065,013
30 Total liabilities and net assets/fund balances (see instructions). 2,145,020 2,065,013
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,145,020
2
Enter amount from Part I, line 27a .....................
2
-81,276
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,372
4
Add lines 1, 2, and 3 ..........................
4
2,065,116
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
103
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,065,013
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 35.46 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-04-01
b 18.08 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-04-01
c 52.28 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-04-01
d 44.57 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-04-01
e 14.43 FHLMC POOL G0-8344   2012-04-06 2019-04-01
54.29 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-04-01
7.04 FHLMC POOL G0-8463   2012-05-07 2019-04-01
209.89 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-04-01
146.6 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-04-01
56.56 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-04-01
88.39 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-04-01
128.38 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-04-01
34.95 FG J18357 3% 01 MAR 2027   2017-08-09 2019-04-01
53.47 FG A97420 4% 01 MAR 2041   2017-08-07 2019-04-01
214.69 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-04-01
84.11 FHLMC POOL #G6-0080   2017-08-08 2019-04-01
38.68 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-04-01
168.06 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-04-01
72.25 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-04-01
10.96 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-04-01
214.44 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-04-01
24.46 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-04-01
28.14 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-04-01
43.36 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-04-01
74.02 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-04-01
235.87 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-04-01
92.18 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-04-01
166.83 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-04-01
54.37 FNMA POOL 0AU3735   2014-11-07 2019-04-01
68.9 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-04-01
16.34 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-04-01
27.45 FNMA POOL 0735500   2015-08-10 2019-04-01
31.63 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-04-01
38.23 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-04-01
8.78 FN 872463 6% 01 JUN 2036   2009-09-08 2019-04-01
119.32 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-04-01
29.93 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-04-01
157.72 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-04-01
43.79 FNMA POOL 0888021   2011-06-07 2019-04-01
2.08 FN 928480 6% 01 JUL 2037   2009-10-08 2019-04-01
19.83 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-04-01
6.07 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-04-01
11.13 FNMA POOL 0995203   2014-01-08 2019-04-01
23.49 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-04-01
57.06 FNMA POOL 0AB1600   2017-08-08 2019-04-01
104.58 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-04-01
81.82 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-04-01
68.85 FNMA POOL 0AC6693   2017-08-07 2019-04-01
14.25 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-04-01
25.94 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-04-01
44.22 FNMA POOL 0AE0981   2013-03-06 2019-04-01
62.96 FNMA POOL 0AE3066   2011-08-09 2019-04-01
175. KRAFT HEINZ CO   2016-07-07 2019-04-02
92. PRUDENTIAL FINANCIAL INC COM   2009-08-31 2019-04-02
50. DOW INC   2019-01-16 2019-04-04
.6667 DOW INC   2019-01-16 2019-04-16
10000. US TREASURY N/B 1.625% 15 MAY 2026   2018-01-05 2019-04-18
1000. US TREASURY N/B 1.625% 15 MAY 2026   2019-02-06 2019-04-18
5000. CISCO SYSTEMS INC 2.5% 20 SEP 2026   2016-09-14 2019-04-30
6000. CISCO SYSTEMS INC 2.5% 20 SEP 2026   2017-12-07 2019-04-30
30.64 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-05-01
16.23 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-05-01
48.29 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-05-01
44.72 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-05-01
14.02 FHLMC POOL G0-8344   2012-04-06 2019-05-01
79.12 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-05-01
36.7 FHLMC POOL G0-8463   2012-05-07 2019-05-01
247.17 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-05-01
180.42 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-05-01
68.68 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-05-01
60.18 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-05-01
156.45 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-05-01
40.35 FG J18357 3% 01 MAR 2027   2017-08-09 2019-05-01
6.95 FG A97420 4% 01 MAR 2041   2017-08-07 2019-05-01
264.67 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-05-01
76.61 FHLMC POOL #G6-0080   2017-08-08 2019-05-01
96.69 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-05-01
166.93 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-05-01
89.87 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-05-01
36.34 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-05-01
186.31 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-05-01
140.21 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-05-01
272.02 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-05-01
17.73 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-05-01
47.72 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-05-01
112.05 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-05-01
315.15 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-05-01
98.76 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-05-01
206.01 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-05-01
61.14 FNMA POOL 0AU3735   2014-11-07 2019-05-01
56.63 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-05-01
14.53 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-05-01
31.9 FNMA POOL 0735500   2015-08-10 2019-05-01
30.05 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-05-01
15.97 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-05-01
8.95 FN 872463 6% 01 JUN 2036   2009-09-08 2019-05-01
144.76 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-05-01
27.7 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-05-01
179.78 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-05-01
21.86 FNMA POOL 0888021   2011-06-07 2019-05-01
33.98 FN 928480 6% 01 JUL 2037   2009-10-08 2019-05-01
27.1 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-05-01
6.24 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-05-01
10.6 FNMA POOL 0995203   2014-01-08 2019-05-01
16.12 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-05-01
80.88 FNMA POOL 0AB1600   2017-08-08 2019-05-01
104.05 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-05-01
43.05 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-05-01
54.11 FNMA POOL 0AC6693   2017-08-07 2019-05-01
25.42 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-05-01
32.29 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-05-01
43.63 FNMA POOL 0AE0981   2013-03-06 2019-05-01
61.88 FNMA POOL 0AE3066   2011-08-09 2019-05-01
10000. IBM CREDIT LLC 3.6% 30 NOV 2021   2018-11-28 2019-05-09
10000. BRITISH COLUMBIA PROV OF 2.65% 22 SEP   2018-04-25 2019-05-16
10000. AIR LEASE CORP 2.125% 15 JAN 2020   2018-03-12 2019-05-17
1000. AIR LEASE CORP 2.125% 15 JAN 2020   2019-02-06 2019-05-17
77. CORTEVA INC   2019-04-05 2019-06-05
30.38 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-06-17
27.15 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-06-17
42.43 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-06-17
49.99 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-06-17
22.69 FHLMC POOL G0-8344   2012-04-06 2019-06-17
51.77 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-06-17
48.65 FHLMC POOL G0-8463   2012-05-07 2019-06-17
273.57 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-06-17
195.34 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-06-17
76.45 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-06-17
155.74 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-06-17
155.83 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-06-17
42.88 FG J18357 3% 01 MAR 2027   2017-08-09 2019-06-17
12.76 FG A97420 4% 01 MAR 2041   2017-08-07 2019-06-17
329.07 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-06-17
91.62 FHLMC POOL #G6-0080   2017-08-08 2019-06-17
47.85 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-06-25
125.27 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-06-25
74.27 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-06-25
26.7 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-06-25
215.93 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-06-25
64.26 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-06-25
347.69 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-06-25
46.08 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-06-25
76.74 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-06-25
121.97 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-06-25
672.51 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-06-25
98.94 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-06-25
202.75 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-06-25
75.23 FNMA POOL 0AU3735   2014-11-07 2019-06-25
63.99 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-06-25
16.62 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-06-25
20.55 FNMA POOL 0735500   2015-08-10 2019-06-25
42.32 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-06-25
39.3 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-06-25
8.81 FN 872463 6% 01 JUN 2036   2009-09-08 2019-06-25
281.02 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-06-25
35.24 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-06-25
114.06 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-06-25
25.61 FNMA POOL 0888021   2011-06-07 2019-06-25
2.18 FN 928480 6% 01 JUL 2037   2009-10-08 2019-06-25
11.36 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-06-25
7.86 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-06-25
12.45 FNMA POOL 0995203   2014-01-08 2019-06-25
15.44 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-06-25
90.3 FNMA POOL 0AB1600   2017-08-08 2019-06-25
82.56 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-06-25
77.96 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-06-25
62.39 FNMA POOL 0AC6693   2017-08-07 2019-06-25
16.31 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-06-25
27.65 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-06-25
49.63 FNMA POOL 0AE0981   2013-03-06 2019-06-25
74.16 FNMA POOL 0AE3066   2011-08-09 2019-06-25
10000. INTEL CORP   2011-09-15 2019-07-09
11000. VERIZON COMMUNICATIONS 2.625% 15 AUG 2026   2017-12-07 2019-07-09
35.18 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-07-15
19.97 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-07-15
43.72 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-07-15
48.77 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-07-15
18.92 FHLMC POOL G0-8344   2012-04-06 2019-07-15
45.15 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-07-15
11.89 FHLMC POOL G0-8463   2012-05-07 2019-07-15
288.82 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-07-15
191.8 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-07-15
67.31 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-07-15
73.99 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-07-15
122.16 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-07-15
39.44 FG J18357 3% 01 MAR 2027   2017-08-09 2019-07-15
17.39 FG A97420 4% 01 MAR 2041   2017-08-07 2019-07-15
280.83 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-07-15
93.05 FHLMC POOL #G6-0080   2017-08-08 2019-07-15
11000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-08 2019-07-15
10000. BANK OF MONTREAL 1.5% 7/18/19   2018-02-05 2019-07-18
1000. BANK OF MONTREAL 1.5% 7/18/19   2019-03-06 2019-07-18
48.67 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-07-25
146.83 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-07-25
85.47 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-07-25
43.7 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-07-25
181.95 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-07-25
81.96 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-07-25
274.9 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-07-25
90.15 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-07-25
68.01 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-07-25
78.22 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-07-25
475.06 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-07-25
91.39 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-07-25
129.38 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-07-25
87.91 FNMA POOL 0AU3735   2014-11-07 2019-07-25
32.72 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-07-25
12.93 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-07-25
29.34 FNMA POOL 0735500   2015-08-10 2019-07-25
40.73 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-07-25
12.28 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-07-25
9.17 FN 872463 6% 01 JUN 2036   2009-09-08 2019-07-25
131.09 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-07-25
35.67 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-07-25
258.03 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-07-25
37.68 FNMA POOL 0888021   2011-06-07 2019-07-25
2.17 FN 928480 6% 01 JUL 2037   2009-10-08 2019-07-25
24.09 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-07-25
6.12 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-07-25
11.24 FNMA POOL 0995203   2014-01-08 2019-07-25
24.34 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-07-25
88.54 FNMA POOL 0AB1600   2017-08-08 2019-07-25
104.11 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-07-25
115.56 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-07-25
59.69 FNMA POOL 0AC6693   2017-08-07 2019-07-25
15.78 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-07-25
26.24 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-07-25
54.18 FNMA POOL 0AE0981   2013-03-06 2019-07-25
60.31 FNMA POOL 0AE3066   2011-08-09 2019-07-25
11000. UNITED STATES TREASURY NOTE DTD 09/15/20   2019-07-19 2019-08-14
1000. CVS HEALTH CORP 3.125% 09 MAR 2020   2019-04-04 2019-08-15
10000. CVS HEALTH CORP 3.125% 09 MAR 2020   2018-03-07 2019-08-15
33.39 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-08-15
15.6 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-08-15
54.65 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-08-15
35.84 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-08-15
26.61 FHLMC POOL G0-8344   2012-04-06 2019-08-15
75.52 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-08-15
36.36 FHLMC POOL G0-8463   2012-05-07 2019-08-15
322.13 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-08-15
212.91 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-08-15
67.77 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-08-15
34.71 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-08-15
118.27 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-08-15
36.07 FG J18357 3% 01 MAR 2027   2017-08-09 2019-08-15
42.38 FG A97420 4% 01 MAR 2041   2017-08-07 2019-08-15
342.71 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-08-15
91.46 FHLMC POOL #G6-0080   2017-08-08 2019-08-15
656.934 PRUDENTIAL HIGH YIELD FUND-Z   2018-10-02 2019-08-23
14000. US TREASURY N/B 1.25% 31 JAN 2020   2018-07-06 2019-08-23
1000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-08 2019-08-23
1000. US TREASURY N/B 1.25% 31 JAN 2020   2019-02-06 2019-08-23
2000. US TREASURY N/B 2.625% 15 NOV 2020   2019-08-06 2019-08-23
28000. US TREASURY N/B 2.625% 15 NOV 2020   2015-08-06 2019-08-23
48.9 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-08-26
158.72 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-08-26
73.89 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-08-26
45.22 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-08-26
207.61 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-08-26
95.36 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-08-26
306.74 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-08-26
36.4 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-08-26
49.22 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-08-26
154.55 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-08-26
422.7 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-08-26
102.2 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-08-26
192.93 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-08-26
77.51 FNMA POOL 0AU3735   2014-11-07 2019-08-26
65.65 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-08-26
15.35 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-08-26
35.45 FNMA POOL 0735500   2015-08-10 2019-08-26
32.54 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-08-26
12.35 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-08-26
9.07 FN 872463 6% 01 JUN 2036   2009-09-08 2019-08-26
186.22 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-08-26
36.25 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-08-26
240.26 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-08-26
314.52 FN FM1000 3% 01 APR 2047   2019-07-10 2019-08-26
18.51 FNMA POOL 0888021   2011-06-07 2019-08-26
30.88 FN 928480 6% 01 JUL 2037   2009-10-08 2019-08-26
13.51 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-08-26
6.09 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-08-26
11.66 FNMA POOL 0995203   2014-01-08 2019-08-26
83.04 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-08-26
81.08 FNMA POOL 0AB1600   2017-08-08 2019-08-26
110.88 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-08-26
112.13 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-08-26
53.73 FNMA POOL 0AC6693   2017-08-07 2019-08-26
17.13 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-08-26
19.79 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-08-26
50.76 FNMA POOL 0AE0981   2013-03-06 2019-08-26
62.43 FNMA POOL 0AE3066   2011-08-09 2019-08-26
40. AIR PRODUCTS & CHEMICALS INC   2017-05-26 2019-08-29
8. AIR PRODUCTS & CHEMICALS INC   2019-03-12 2019-08-29
81. HELMERICH & PAYNE INC   2019-03-12 2019-08-29
78. HELMERICH & PAYNE INC   2016-10-06 2019-08-29
1. LOCKHEED MARTIN CORP COM   2019-03-12 2019-08-29
28. LOCKHEED MARTIN CORP COM   2017-01-10 2019-08-29
30. MCCORMICK & CO INC NON-VOTING   2018-09-06 2019-08-29
114. PPL CORP   2017-05-26 2019-08-29
10000. US TREASURY N/B 1.75% 30 APR 2022   2019-08-06 2019-08-29
1000. AIR LEASE CORP 3.75% 01 JUN 2026   2019-05-17 2019-09-06
1000. APPLE INC 2.3% 11 MAY 2022   2017-05-05 2019-09-06
1000. APPLE INC 2.1% 12 SEP 2022   2017-09-15 2019-09-06
1000. BANK OF AMERICA CORP 3.559% 23 APR 2027   2019-05-06 2019-09-06
1000. BIOGEN INC 2.9% 9/15/20   2017-08-24 2019-09-06
1000. BP CAP MARKETS AMERICA 3.796% 21 SEP   2019-04-04 2019-09-06
1000. EXXON MOBIL CORPORATION 2.44% 16 AUG   2019-08-14 2019-09-06
1000. FED NATL MTG ASSN 2.125% 4/24/26   2018-05-17 2019-09-06
1000. GILEAD SCIENCES INC 3.65% 3/01/26   2019-04-04 2019-09-06
1000. HSBC HOLDINGS PLC 3.973% 22 MAY 2030   2019-06-06 2019-09-06
1000. I B M CORP 3.45% 2/19/26   2016-02-16 2019-09-06
1000. KROGER CO 2.65% 15 OCT 2026   2016-09-27 2019-09-06
1000. LLOYDS BANKING GROUP PLC 4.375% 22 MAR 2   2018-03-16 2019-09-06
1000. MITSUBISHI UFJ FIN GRP 2.801% 18 JUL   2019-07-15 2019-09-06
1000. MORGAN STANLEY 3.7% 23 OCT 2024   2014-10-20 2019-09-06
1000. ORACLE CORP 2.625% 15 FEB 2023   2018-01-10 2019-09-06
1000. PHILIP MORRIS INTL INC 3.375% 15 AUG   2019-04-30 2019-09-06
1000. THE CHARLES SCHWAB CORP 3.25% 5/21/21   2019-07-09 2019-09-06
1000. TD AMERITRADE HOLDING CO 3.75% 01 APR   2018-10-30 2019-09-06
1000. TOYOTA MOTOR CREDIT CORP 2.95% 13 APR   2019-06-06 2019-09-06
1000. US TREASURY N/B 2.75% 15 FEB 2028   2019-04-04 2019-09-06
4000. US TREASURY N/B 2% 15 FEB 2025   2016-11-16 2019-09-06
5000. US TREASURY N/B 1.625% 15 MAY 2026   2017-03-06 2019-09-06
1000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-15 2019-09-06
2000. US TREASURY N/B 1.75% 30 APR 2022   2019-04-04 2019-09-06
1000. VALERO ENERGY CORP 3.4% 15 SEP 2026   2016-10-13 2019-09-06
1000. WALGREENS BOOTS ALLIANCE 3.8% 18 NOV 2024   2014-11-10 2019-09-06
10000. PHILIP MORRIS INTL INC 3.375% 15 AUG   2019-04-29 2019-09-10
32.1 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-09-16
22.71 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-09-16
44.12 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-09-16
52.53 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-09-16
23.73 FHLMC POOL G0-8344   2012-04-06 2019-09-16
59.59 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-09-16
58.18 FHLMC POOL G0-8463   2012-05-07 2019-09-16
362.56 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-09-16
208.6 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-09-16
68.25 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-09-16
47.64 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-09-16
144.12 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-09-16
36.41 FG J18357 3% 01 MAR 2027   2017-08-09 2019-09-16
6.61 FG A97420 4% 01 MAR 2041   2017-08-07 2019-09-16
357.34 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-09-16
94.38 FHLMC POOL #G6-0080   2017-08-08 2019-09-16
60.79 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-09-25
127.18 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-09-25
89.93 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-09-25
47.6 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-09-25
188.31 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-09-25
35.07 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-09-25
451.46 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-09-25
16.09 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-09-25
76.27 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-09-25
72.04 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-09-25
528.75 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-09-25
102.08 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-09-25
212.69 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-09-25
95.06 FNMA POOL 0AU3735   2014-11-07 2019-09-25
67.94 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-09-25
16.2 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-09-25
37.64 FNMA POOL 0735500   2015-08-10 2019-09-25
33.88 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-09-25
12.39 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-09-25
9.09 FN 872463 6% 01 JUN 2036   2009-09-08 2019-09-25
177.33 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-09-25
41.3 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-09-25
285.48 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-09-25
344.92 FN FM1000 3% 01 APR 2047   2019-07-10 2019-09-25
44.27 FNMA POOL 0888021   2011-06-07 2019-09-25
1.9 FN 928480 6% 01 JUL 2037   2009-10-08 2019-09-25
12.75 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-09-25
11.67 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-09-25
11.56 FNMA POOL 0995203   2014-01-08 2019-09-25
8.39 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-09-25
79.13 FNMA POOL 0AB1600   2017-08-08 2019-09-25
89.74 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-09-25
134.61 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-09-25
148.72 FNMA POOL 0AC6693   2017-08-07 2019-09-25
17.25 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-09-25
34.48 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-09-25
62.17 FNMA POOL 0AE0981   2013-03-06 2019-09-25
50.83 FNMA POOL 0AE3066   2011-08-09 2019-09-25
50000. US TREASURY N/B 2% 15 FEB 2025   2018-03-06 2019-09-25
1000. US TREASURY N/B 2% 15 FEB 2025   2019-03-06 2019-09-25
1000. AMGEN INC 2.25% 8/19/23   2016-08-11 2019-10-07
1000. CITIGROUP INC 2.65% 10/26/20   2015-10-19 2019-10-07
1000. DUKE ENERGY CORP 2.4% 15 AUG 2022   2018-01-18 2019-10-07
1000. GOLDMAN SACHS GROUP INC 2.905% 24 JUL   2018-01-12 2019-10-07
1000. ROYAL BANK OF CANADA 2.5% 19 JAN 2021   2018-01-10 2019-10-07
1000. SUNTRUST BANKS INC 2.7% 27 JAN 2022   2016-12-08 2019-10-07
1000. WELLS FARGO BANK NA 2.6% 1/15/21   2018-01-17 2019-10-07
33.61 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-10-15
19.46 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-10-15
42.51 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-10-15
33.09 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-10-15
18.36 FHLMC POOL G0-8344   2012-04-06 2019-10-15
59.24 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-10-15
57.62 FHLMC POOL G0-8463   2012-05-07 2019-10-15
385.85 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-10-15
177.36 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-10-15
73.46 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-10-15
32.82 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-10-15
142.31 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-10-15
39.61 FG J18357 3% 01 MAR 2027   2017-08-09 2019-10-15
33.59 FG A97420 4% 01 MAR 2041   2017-08-07 2019-10-15
243.77 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-10-15
89.4 FHLMC POOL #G6-0080   2017-08-08 2019-10-15
49.6 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-10-25
143.57 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-10-25
71.41 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-10-25
36.61 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-10-25
197.2 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-10-25
89.07 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-10-25
372.53 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-10-25
44.65 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-10-25
68.68 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-10-25
126.94 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-10-25
569.32 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-10-25
87.31 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-10-25
141.24 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-10-25
83.87 FNMA POOL 0AU3735   2014-11-07 2019-10-25
71.69 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-10-25
15.86 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-10-25
31.22 FNMA POOL 0735500   2015-08-10 2019-10-25
43.4 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-10-25
12.48 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-10-25
9. FN 872463 6% 01 JUN 2036   2009-09-08 2019-10-25
326.45 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-10-25
32.82 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-10-25
265.92 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-10-25
333.76 FN FM1000 3% 01 APR 2047   2019-07-10 2019-10-25
26.25 FNMA POOL 0888021   2011-06-07 2019-10-25
2.22 FN 928480 6% 01 JUL 2037   2009-10-08 2019-10-25
13.98 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-10-25
6.35 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-10-25
11.4 FNMA POOL 0995203   2014-01-08 2019-10-25
8.79 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-10-25
95.41 FNMA POOL 0AB1600   2017-08-08 2019-10-25
95.63 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-10-25
88.5 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-10-25
44.18 FNMA POOL 0AC6693   2017-08-07 2019-10-25
16.19 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-10-25
27.33 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-10-25
67.72 FNMA POOL 0AE0981   2013-03-06 2019-10-25
65.48 FNMA POOL 0AE3066   2011-08-09 2019-10-25
244.663 DOUBLELINE EMG MKTS INC-I   2019-03-12 2019-10-31
155.511 PRUDENTIAL HIGH YIELD FUND-Z   2018-10-02 2019-10-31
5401.636 TEMPLETON GLOBAL BOND FUND/UNITED STATES   2015-07-31 2019-10-31
338.594 TEMPLETON GLOBAL BOND FUND/UNITED STATES   2019-03-12 2019-10-31
1000. WALGREENS BOOTS ALLIANCE 3.8% 18 NOV 2024   2019-01-08 2019-11-06
9000. WALGREENS BOOTS ALLIANCE 3.8% 18 NOV 2024   2015-08-06 2019-11-06
36.54 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-11-15
25.37 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-11-15
49.01 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-11-15
40.59 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-11-15
23.04 FHLMC POOL G0-8344   2012-04-06 2019-11-15
100.29 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-11-15
47.79 FHLMC POOL G0-8463   2012-05-07 2019-11-15
433.97 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-11-15
190.66 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-11-15
83.82 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-11-15
53.49 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-11-15
129.76 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-11-15
37.37 FG J18357 3% 01 MAR 2027   2017-08-09 2019-11-15
15.19 FG A97420 4% 01 MAR 2041   2017-08-07 2019-11-15
342.45 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-11-15
95.77 FHLMC POOL #G6-0080   2017-08-08 2019-11-15
49.7 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-11-25
124.48 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-11-25
63.74 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-11-25
61.31 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-11-25
183. FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-11-25
88.94 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-11-25
225.6 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-11-25
45.46 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-11-25
98.27 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-11-25
195.75 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-11-25
866.7 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-11-25
91.93 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-11-25
177.23 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-11-25
101.37 FNMA POOL 0AU3735   2014-11-07 2019-11-25
90.38 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-11-25
18.43 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-11-25
39.73 FNMA POOL 0735500   2015-08-10 2019-11-25
43.09 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-11-25
22.55 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-11-25
9.07 FN 872463 6% 01 JUN 2036   2009-09-08 2019-11-25
249.76 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-11-25
32.93 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-11-25
183.92 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-11-25
363.93 FN FM1000 3% 01 APR 2047   2019-07-10 2019-11-25
170.41 FN FM1155 2.5% 01 JUN 2032   2019-10-08 2019-11-25
146.2 FN FM1239 3.5% 01 NOV 2048   2019-10-08 2019-11-25
37.11 FNMA POOL 0888021   2011-06-07 2019-11-25
59.56 FN 928480 6% 01 JUL 2037   2009-10-08 2019-11-25
21.07 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-11-25
10.32 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-11-25
12.76 FNMA POOL 0995203   2014-01-08 2019-11-25
36.99 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-11-25
62.6 FNMA POOL 0AB1600   2017-08-08 2019-11-25
61.84 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-11-25
50.43 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-11-25
139.39 FNMA POOL 0AC6693   2017-08-07 2019-11-25
15.61 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-11-25
28.32 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-11-25
70.15 FNMA POOL 0AE0981   2013-03-06 2019-11-25
50.72 FNMA POOL 0AE3066   2011-08-09 2019-11-25
285. AT&T INC   2009-08-31 2019-12-05
23. CLOROX CO/THE   2018-09-06 2019-12-05
205. SABRE CORP   2017-05-26 2019-12-05
76. SCHLUMBERGER LTD   2015-07-29 2019-12-05
73. WILLIAMS-SONOMA INC   2018-10-18 2019-12-05
34. CHUBB LIMITED COM   2015-12-01 2019-12-06
9000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-15 2019-12-11
2000. US TREASURY N/B 1.75% 30 APR 2022   2019-11-08 2019-12-11
10000. US TREASURY N/B 2.875% 31 JUL 2025   2019-11-06 2019-12-11
30.41 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2019-12-16
21.96 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2019-12-16
40.14 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2019-12-16
39.15 FG G14450 3.5% 01 OCT 2026   2017-08-08 2019-12-16
21.54 FHLMC POOL G0-8344   2012-04-06 2019-12-16
60.2 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2019-12-16
27.17 FHLMC POOL G0-8463   2012-05-07 2019-12-16
418.1 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2019-12-16
166.27 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2019-12-16
70.98 FG G18600 2.5% 01 MAY 2031   2017-08-09 2019-12-16
35.3 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2019-12-16
104.49 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2019-12-16
41.05 FG J18357 3% 01 MAR 2027   2017-08-09 2019-12-16
35.31 FG A97420 4% 01 MAR 2041   2017-08-07 2019-12-16
304.36 FG G67709 3.5% 01 MAR 2048   2018-11-09 2019-12-16
88.96 FHLMC POOL #G6-0080   2017-08-08 2019-12-16
58.59 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2019-12-26
142.91 FN AJ7715 3% 01 DEC 2026   2016-11-07 2019-12-26
69.45 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2019-12-26
52.31 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2019-12-26
169.64 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2019-12-26
53.34 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2019-12-26
282.28 FN AL9554 3% 01 DEC 2031   2019-04-08 2019-12-26
28.14 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2019-12-26
84. FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2019-12-26
95.23 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2019-12-26
566.57 FN AS9585 4% 01 MAY 2047   2018-08-10 2019-12-26
78.43 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2019-12-26
153.45 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2019-12-26
66.63 FNMA POOL 0AU3735   2014-11-07 2019-12-26
79.15 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2019-12-26
12.35 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2019-12-26
28.8 FNMA POOL 0735500   2015-08-10 2019-12-26
50.62 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2019-12-26
11.49 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2019-12-26
9.24 FN 872463 6% 01 JUN 2036   2009-09-08 2019-12-26
287.94 FN BH9288 4% 01 FEB 2048   2018-04-10 2019-12-26
27.6 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2019-12-26
304.37 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2019-12-26
297.84 FN FM1000 3% 01 APR 2047   2019-07-10 2019-12-26
556.75 FN FM1148 3.5% 01 DEC 2048   2019-11-08 2019-12-26
142.64 FN FM1155 2.5% 01 JUN 2032   2019-10-08 2019-12-26
138.75 FN FM1239 3.5% 01 NOV 2048   2019-10-08 2019-12-26
35.38 FNMA POOL 0888021   2011-06-07 2019-12-26
1.78 FN 928480 6% 01 JUL 2037   2009-10-08 2019-12-26
10.53 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2019-12-26
5.91 FN 995082 5.5% 01 AUG 2037   2014-01-08 2019-12-26
13.28 FNMA POOL 0995203   2014-01-08 2019-12-26
38.08 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2019-12-26
66.37 FNMA POOL 0AB1600   2017-08-08 2019-12-26
83.21 FN AB2046 3% 01 JAN 2026   2017-08-08 2019-12-26
114.3 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2019-12-26
59.79 FNMA POOL 0AC6693   2017-08-07 2019-12-26
14.89 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2019-12-26
29.5 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2019-12-26
61.3 FNMA POOL 0AE0981   2013-03-06 2019-12-26
54.04 FNMA POOL 0AE3066   2011-08-09 2019-12-26
11000. US TREASURY N/B 1.75% 30 APR 2022   2017-03-08 2020-01-08
25. APPLE INC   2019-02-11 2020-01-13
578.02 DOUBLELINE EMG MKTS INC-I   2018-10-02 2020-01-13
323.348 DOUBLELINE EMG MKTS INC-I   2019-03-12 2020-01-13
104. DUPONT DE NEMOURS INC   2019-06-05 2020-01-13
119. GILEAD SCIENCES INC   2018-10-18 2020-01-13
17. GILEAD SCIENCES INC   2019-03-12 2020-01-13
7. MICROSOFT CORP COM   2016-07-07 2020-01-13
3593.144 PGIM HIGH YIELD FUND   2018-10-02 2020-01-13
23. QUALCOMM INC   2015-12-29 2020-01-13
16000. US TREASURY N/B 1.25% 31 JAN 2020   2019-11-08 2020-01-13
1000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-22 2020-01-13
30000. US TREASURY N/B 2.625% 15 NOV 2020   2019-11-08 2020-01-13
3000. US TREASURY N/B 2.625% 15 NOV 2020   2011-02-14 2020-01-13
4000. US TREASURY N/B 1.625% 15 MAY 2026   2019-11-08 2020-01-13
52000. US TREASURY N/B 1.625% 15 MAY 2026   2018-06-06 2020-01-13
6000. US TREASURY N/B 1.75% 30 APR 2022   2018-05-04 2020-01-13
35000. US TREASURY N/B 1.625% 15 AUG 2029   2019-09-25 2020-01-13
3. CVS HEALTH CORP   2019-01-17 2020-01-15
48.105 DOUBLELINE EMG MKTS INC-I   2018-10-02 2020-01-15
33.12 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2020-01-15
20.39 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2020-01-15
49.43 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2020-01-15
42.32 FG G14450 3.5% 01 OCT 2026   2017-08-08 2020-01-15
22.57 FHLMC POOL G0-8344   2012-04-06 2020-01-15
80.24 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2020-01-15
41.86 FHLMC POOL G0-8463   2012-05-07 2020-01-15
380.92 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2020-01-15
162.19 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2020-01-15
77.6 FG G18600 2.5% 01 MAY 2031   2017-08-09 2020-01-15
51.29 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2020-01-15
111.7 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2020-01-15
45.4 FG J18357 3% 01 MAR 2027   2017-08-09 2020-01-15
38.8 FG A97420 4% 01 MAR 2041   2017-08-07 2020-01-15
304.02 FG G67709 3.5% 01 MAR 2048   2018-11-09 2020-01-15
91.89 FHLMC POOL #G6-0080   2017-08-08 2020-01-15
5. JPMORGAN CHASE & CO   2019-03-12 2020-01-15
179.496 PGIM HIGH YIELD FUND   2018-09-06 2020-01-15
7000. US TREASURY N/B 2.75% 15 FEB 2028   2018-09-19 2020-01-15
7.604 VANGUARD MID-CAP INDEX FUND-ADM   2020-01-13 2020-01-15
24.012 VANGUARD SMALL CAP INDEX FUND-ADM   2020-01-13 2020-01-15
42.71 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2020-01-27
139.4 FN AJ7715 3% 01 DEC 2026   2016-11-07 2020-01-27
80.19 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2020-01-27
42.02 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2020-01-27
201.54 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2020-01-27
171.18 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2020-01-27
286.16 FN AL9554 3% 01 DEC 2031   2019-04-08 2020-01-27
33.89 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2020-01-27
60.24 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2020-01-27
136.45 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2020-01-27
541.19 FN AS9585 4% 01 MAY 2047   2018-08-10 2020-01-27
93.75 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2020-01-27
112.35 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2020-01-27
88.28 FNMA POOL 0AU3735   2014-11-07 2020-01-27
40.57 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2020-01-27
12.55 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2020-01-27
34.76 FNMA POOL 0735500   2015-08-10 2020-01-27
39.46 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2020-01-27
17.88 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2020-01-27
9.16 FN 872463 6% 01 JUN 2036   2009-09-08 2020-01-27
160.02 FN BH9288 4% 01 FEB 2048   2018-04-10 2020-01-27
32.56 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2020-01-27
297.6 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2020-01-27
290.54 FN FM1000 3% 01 APR 2047   2019-07-10 2020-01-27
539.4 FN FM1148 3.5% 01 DEC 2048   2019-11-08 2020-01-27
169.39 FN FM1155 2.5% 01 JUN 2032   2019-10-08 2020-01-27
95.69 FN FM1239 3.5% 01 NOV 2048   2019-10-08 2020-01-27
476.3 FN FM1456 2.5% 01 SEP 2028   2019-12-11 2020-01-27
28.61 FNMA POOL 0888021   2011-06-07 2020-01-27
2. FN 928480 6% 01 JUL 2037   2009-10-08 2020-01-27
7.99 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2020-01-27
5.7 FN 995082 5.5% 01 AUG 2037   2014-01-08 2020-01-27
12.49 FNMA POOL 0995203   2014-01-08 2020-01-27
19.97 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2020-01-27
94.1 FNMA POOL 0AB1600   2017-08-08 2020-01-27
77.02 FN AB2046 3% 01 JAN 2026   2017-08-08 2020-01-27
67.91 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2020-01-27
85.54 FNMA POOL 0AC6693   2017-08-07 2020-01-27
15.45 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2020-01-27
26.64 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2020-01-27
59.51 FNMA POOL 0AE0981   2013-03-06 2020-01-27
51.51 FNMA POOL 0AE3066   2011-08-09 2020-01-27
1000. AIR LEASE CORP 3.75% 01 JUN 2026   2019-05-17 2020-02-06
1000. AMERICAN EXPRESS CREDI 2.6% 9/14/20   2019-06-06 2020-02-06
2000. AMERICAN HONDA FINANCE 2.65% 12 FEB 2021   2018-02-12 2020-02-06
1000. AMGEN INC 2.25% 8/19/23   2016-08-11 2020-02-06
1000. AMGEN INC 2.25% 8/19/23   2019-11-08 2020-02-06
1000. APPLE INC 2.3% 11 MAY 2022   2019-11-08 2020-02-06
1000. APPLE INC 2.1% 12 SEP 2022   2019-11-08 2020-02-06
2000. BANK OF AMERICA CORP 3.559% 23 APR 2027   2019-11-08 2020-02-06
1000. BANK OF NOVA SCOTIA 2.2% 03 FEB 2025   2020-01-07 2020-02-06
1000. BANK OF NOVA SCOTIA 1.85% 14 APR 2020   2019-01-08 2020-02-06
1000. BIOGEN INC 2.9% 9/15/20   2019-11-08 2020-02-06
2000. BIOGEN INC 2.9% 9/15/20   2017-08-23 2020-02-06
1000. BP CAP MARKETS AMERICA 3.796% 21 SEP   2018-09-19 2020-02-06
1000. CAPITAL ONE FINANCIAL CO 2.5% 12 MAY   2017-05-10 2020-02-06
1000. CITIGROUP INC 2.65% 10/26/20   2019-11-08 2020-02-06
1000. DOWDUPONT INC 4.205% 15 NOV 2023   2018-11-15 2020-02-06
1000. DUKE ENERGY CORP 2.4% 15 AUG 2022   2019-11-08 2020-02-06
1000. DUKE ENERGY CORP 2.4% 15 AUG 2022   2018-01-18 2020-02-06
2000. EXXON MOBIL CORPORATION 2.44% 16 AUG   2019-08-14 2020-02-06
1000. FED NATL MTG ASSN 2.125% 4/24/26   2018-05-17 2020-02-06
1000. FED NATL MTG ASSN 2.125% 4/24/26   2019-11-08 2020-02-06
17089.26 FN BH9288 4% 01 FEB 2048   2018-04-10 2020-02-06
7377.7 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2020-02-06
24487.75 FN FM1000 3% 01 APR 2047   2019-07-10 2020-02-06
1000. FIFTH THIRD BANK 2.25% 6/14/21   2016-06-10 2020-02-06
1000. FORD MOTOR CREDIT CO LLC 3.157% 04 AUG 2020   2017-11-01 2020-02-06
1000. GENERAL ELEC CAP CORP   2019-11-08 2020-02-06
1000. GENERAL ELEC CAP CORP   2011-02-09 2020-02-06
1000. GILEAD SCIENCES INC 3.65% 3/01/26   2015-08-14 2020-02-06
1000. GOLDMAN SACHS GROUP INC 2.905% 24 JUL   2019-11-08 2020-02-06
1000. HSBC HOLDINGS PLC 3.973% 22 MAY 2030   2019-05-16 2020-02-06
1000. I B M CORP 3.45% 2/19/26   2016-02-16 2020-02-06
1000. IBM CORP 3.5% 15 MAY 2029   2019-05-09 2020-02-06
2000. KROGER CO 2.65% 15 OCT 2026   2016-09-27 2020-02-06
1000. LLOYDS BANKING GROUP PLC 4.375% 22 MAR 2   2018-03-16 2020-02-06
2000. MITSUBISHI UFJ FIN GRP 2.801% 18 JUL   2019-11-08 2020-02-06
1000. MOLSON COORS BREWING CO 3.5% 01 MAY 2022   2014-09-23 2020-02-06
1000. MOLSON COORS BREWING CO 3.5% 01 MAY 2022   2019-11-08 2020-02-06
1000. MORGAN STANLEY 3.7% 23 OCT 2024   2019-11-08 2020-02-06
2000. MORGAN STANLEY 3.7% 23 OCT 2024   2014-10-20 2020-02-06
1000. ORACLE CORP 2.625% 15 FEB 2023   2018-01-10 2020-02-06
1000. ORACLE CORP 2.625% 15 FEB 2023   2019-11-08 2020-02-06
1000. PRUDENTIAL FINANCIAL INC 4.5% 15 NOV 2020   2010-11-16 2020-02-06
1000. PRUDENTIAL FINANCIAL INC 4.5% 15 NOV 2020   2019-11-08 2020-02-06
1000. ROYAL BANK OF CANADA 2.5% 19 JAN 2021   2019-11-08 2020-02-06
1000. THE CHARLES SCHWAB CORP 3.25% 5/21/21   2018-05-18 2020-02-06
1000. THE CHARLES SCHWAB CORP 3.25% 5/21/21   2019-11-08 2020-02-06
1000. STATOIL ASA   2018-04-27 2020-02-06
1000. SUNTRUST BANKS INC 2.7% 27 JAN 2022   2019-11-08 2020-02-06
1000. TD AMERITRADE HOLDING CO 3.75% 01 APR   2018-10-30 2020-02-06
1000. TOYOTA MOTOR CREDIT CORP 3.4% 15 SEP 2021   2019-11-08 2020-02-06
1000. TOYOTA MOTOR CREDIT CORP 3.4% 15 SEP 2021   2011-09-08 2020-02-06
1000. TOYOTA MOTOR CREDIT CORP 2.95% 13 APR   2018-04-11 2020-02-06
1000. TOYOTA MOTOR CREDIT CORP 2.95% 13 APR   2019-11-08 2020-02-06
1000. VALERO ENERGY CORP 3.4% 15 SEP 2026   2016-10-13 2020-02-06
1000. VALERO ENERGY CORP 3.4% 15 SEP 2026   2019-11-08 2020-02-06
1000. WALMART INC 3.55% 26 JUN 2025   2018-06-21 2020-02-06
1000. WELLS FARGO BANK NA 2.6% 1/15/21   2019-11-08 2020-02-06
27.79 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2020-02-18
18.37 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2020-02-18
42.27 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2020-02-18
36.47 FG G14450 3.5% 01 OCT 2026   2017-08-08 2020-02-18
24.97 FHLMC POOL G0-8344   2012-04-06 2020-02-18
65.11 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2020-02-18
25.3 FHLMC POOL G0-8463   2012-05-07 2020-02-18
307.71 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2020-02-18
188.3 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2020-02-18
65.02 FG G18600 2.5% 01 MAY 2031   2017-08-09 2020-02-18
75.51 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2020-02-18
157.17 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2020-02-18
32.59 FG J18357 3% 01 MAR 2027   2017-08-09 2020-02-18
36.84 FG A97420 4% 01 MAR 2041   2017-08-07 2020-02-18
284.95 FG G67709 3.5% 01 MAR 2048   2018-11-09 2020-02-18
79.64 FHLMC POOL #G6-0080   2017-08-08 2020-02-18
404.59 FR ZS4778 4% 01 JUL 2048   2020-01-08 2020-02-25
58.26 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2020-02-25
135.02 FN AJ7715 3% 01 DEC 2026   2016-11-07 2020-02-25
67.82 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2020-02-25
8.77 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2020-02-25
176.91 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2020-02-25
58.68 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2020-02-25
278.03 FN AL9554 3% 01 DEC 2031   2019-04-08 2020-02-25
45.3 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2020-02-25
50.54 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2020-02-25
86.62 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2020-02-25
347.37 FN AS9585 4% 01 MAY 2047   2018-08-10 2020-02-25
88.56 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2020-02-25
151.94 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2020-02-25
59.49 FNMA POOL 0AU3735   2014-11-07 2020-02-25
41.09 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2020-02-25
14.99 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2020-02-25
22.93 FNMA POOL 0735500   2015-08-10 2020-02-25
39.21 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2020-02-25
9.84 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2020-02-25
9.21 FN 872463 6% 01 JUN 2036   2009-09-08 2020-02-25
251.04 FN BH9288 4% 01 FEB 2048   2018-04-10 2020-02-25
30.61 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2020-02-25
157.559 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2020-02-25
261.213 FN FM1000 3% 01 APR 2047   2019-07-10 2020-02-25
513.75 FN FM1148 3.5% 01 DEC 2048   2019-11-08 2020-02-25
137.35 FN FM1155 2.5% 01 JUN 2032   2019-10-08 2020-02-25
85.28 FN FM1239 3.5% 01 NOV 2048   2019-10-08 2020-02-25
383.72 FN FM1456 2.5% 01 SEP 2028   2019-12-11 2020-02-25
15.47 FNMA POOL 0888021   2011-06-07 2020-02-25
1.82 FN 928480 6% 01 JUL 2037   2009-10-08 2020-02-25
17.4 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2020-02-25
5.4 FN 995082 5.5% 01 AUG 2037   2014-01-08 2020-02-25
11.41 FNMA POOL 0995203   2014-01-08 2020-02-25
21.86 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2020-02-25
82.97 FNMA POOL 0AB1600   2017-08-08 2020-02-25
77.46 FN AB2046 3% 01 JAN 2026   2017-08-08 2020-02-25
39.59 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2020-02-25
49.11 FNMA POOL 0AC6693   2017-08-07 2020-02-25
11.13 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2020-02-25
26.91 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2020-02-25
58.51 FNMA POOL 0AE0981   2013-03-06 2020-02-25
65.12 FNMA POOL 0AE3066   2011-08-09 2020-02-25
2000. US TREASURY N/B 1.625% 15 AUG 2029   2019-09-22 2020-03-05
36. BROADCOM INC   2020-01-15 2020-03-12
14. ONEOK INC NEW   2020-01-15 2020-03-12
60. ONEOK INC NEW   2018-09-06 2020-03-12
17. SCHLUMBERGER LTD   2020-01-15 2020-03-12
127. SCHLUMBERGER LTD   2015-12-29 2020-03-12
27.73 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2020-03-16
25.64 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2020-03-16
41.91 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2020-03-16
36.16 FG G14450 3.5% 01 OCT 2026   2017-08-08 2020-03-16
21.71 FHLMC POOL G0-8344   2012-04-06 2020-03-16
53.02 FHLMC GOLD POOL G08368 4.5% 10/01/39   2017-08-09 2020-03-16
31.75 FHLMC POOL G0-8463   2012-05-07 2020-03-16
338.64 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2020-03-16
148.5 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2020-03-16
57.75 FG G18600 2.5% 01 MAY 2031   2017-08-09 2020-03-16
33.23 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2020-03-16
118.1 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2020-03-16
38.29 FG J18357 3% 01 MAR 2027   2017-08-09 2020-03-16
9.9 FG A97420 4% 01 MAR 2041   2017-08-07 2020-03-16
291.6 FG G67709 3.5% 01 MAR 2048   2018-11-09 2020-03-16
74.57 FHLMC POOL #G6-0080   2017-08-08 2020-03-16
10000. US TREASURY N/B 2.625% 15 NOV 2020   2020-02-06 2020-03-16
9000. US TREASURY N/B 1.625% 15 AUG 2029   2019-09-22 2020-03-16
451.65 FR ZS4778 4% 01 JUL 2048   2020-01-08 2020-03-25
39.7 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2020-03-25
108.43 FN AJ7715 3% 01 DEC 2026   2016-11-07 2020-03-25
78.99 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2020-03-25
18.83 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2020-03-25
154.28 FN AL1860 3.5% 01 JUN 2027   2018-08-09 2020-03-25
114.46 FN AL2897 3.5% 01 JAN 2043   2017-08-07 2020-03-25
234.69 FN AL9554 3% 01 DEC 2031   2019-04-08 2020-03-25
85.92 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2020-03-25
62.81 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2020-03-25
74.49 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2020-03-25
314.05 FN AS9585 4% 01 MAY 2047   2018-08-10 2020-03-25
81.82 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2020-03-25
145.95 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2020-03-25
66.65 FNMA POOL 0AU3735   2014-11-07 2020-03-25
47.74 FNMA POOL # AV2359 4.0% 1/01/44   2017-08-07 2020-03-25
9.39 FNMA POOL 725228 6.0% 3/01/34   2011-01-07 2020-03-25
23.84 FNMA POOL 0735500   2015-08-10 2020-03-25
28.77 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2020-03-25
9.84 FNMA POOL 811499 5.0% 9/01/20   2009-09-08 2020-03-25
9.36 FN 872463 6% 01 JUN 2036   2009-09-08 2020-03-25
27.09 FN BM1423 2.5% 01 MAY 2032   2017-08-08 2020-03-25
112.16 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2020-03-25
673.43 FN FM1148 3.5% 01 DEC 2048   2019-11-08 2020-03-25
134.19 FN FM1155 2.5% 01 JUN 2032   2019-10-08 2020-03-25
106.73 FN FM1239 3.5% 01 NOV 2048   2019-10-08 2020-03-25
377.28 FN FM1456 2.5% 01 SEP 2028   2019-12-11 2020-03-25
31.97 FNMA POOL 0888021   2011-06-07 2020-03-25
1.83 FN 928480 6% 01 JUL 2037   2009-10-08 2020-03-25
8.62 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2020-03-25
5.8 FN 995082 5.5% 01 AUG 2037   2014-01-08 2020-03-25
10.1 FNMA POOL 0995203   2014-01-08 2020-03-25
36.56 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2020-03-25
93.68 FNMA POOL 0AB1600   2017-08-08 2020-03-25
82.97 FN AB2046 3% 01 JAN 2026   2017-08-08 2020-03-25
84.33 FNMA POOL AB8881 3.0% 4/01/43   2017-08-07 2020-03-25
71.56 FNMA POOL 0AC6693   2017-08-07 2020-03-25
16.37 FNMA POOL AD7151 4.0% 7/01/25   2012-12-07 2020-03-25
23.78 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2020-03-25
57.62 FNMA POOL 0AE0981   2013-03-06 2020-03-25
51.09 FNMA POOL 0AE3066   2011-08-09 2020-03-25
10000. APPLE INC 2.3% 11 MAY 2022   2018-02-05 2020-03-26
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 35   37 -2
b 18   19 -1
c 52   53 -1
d 45   46 -1
e 14   15 -1
54   58 -4
7   7  
210   216 -6
147   149 -2
57   57  
88   89 -1
128   132 -4
35   36 -1
53   56 -3
215   209 6
84   87 -3
39   39  
168   172 -4
72   73 -1
11   11  
214   216 -2
24   25 -1
28   29 -1
43   43  
74   76 -2
236   241 -5
92   92  
167   170 -3
54   54  
69   72 -3
16   17 -1
27   29 -2
32   33 -1
38   38  
9   9  
119   123 -4
30   30  
158   157 1
44   46 -2
2   2  
20   21 -1
6   6  
11   12 -1
23   24 -1
57   59 -2
105   107 -2
82   83 -1
69   73 -4
14   15 -1
26   27 -1
44   46 -2
63   64 -1
5,660   13,974 -8,314
8,791   4,645 4,146
2,983   2,723 260
37   36 1
9,453   9,453  
945   937 8
4,856   5,000 -144
5,828   5,970 -142
31   32 -1
16   17 -1
48   49 -1
45   46 -1
14   14  
79   84 -5
37   38 -1
247   254 -7
180   183 -3
69   69  
60   61 -1
156   161 -5
40   41 -1
7   7  
265   258 7
77   79 -2
97   98 -1
167   171 -4
90   91 -1
36   37 -1
186   188 -2
140   144 -4
272   274 -2
18   18  
48   48  
112   116 -4
315   321 -6
99   99  
206   210 -4
61   61  
57   59 -2
15   15  
32   34 -2
30   31 -1
16   16  
9   9  
145   149 -4
28   28  
180   179 1
22   23 -1
34   35 -1
27   28 -1
6   7 -1
11   11  
16   17 -1
81   83 -2
104   106 -2
43   43  
54   57 -3
25   26 -1
32   33 -1
44   45 -1
62   62  
10,187   9,999 188
10,077   9,937 140
9,951   9,943 8
995   994 1
2,065   2,663 -598
30   31 -1
27   28 -1
42   43 -1
50   51 -1
23   23  
52   55 -3
49   50 -1
274   281 -7
195   198 -3
76   77 -1
156   158 -2
156   160 -4
43   44 -1
13   13  
329   321 8
92   94 -2
48   48  
125   128 -3
74   75 -1
27   27  
216   218 -2
64   66 -2
348   351 -3
46   47 -1
77   76 1
122   126 -4
673   685 -12
99   99  
203   207 -4
75   75  
64   67 -3
17   17  
21   22 -1
42   44 -2
39   39  
9   9  
281   289 -8
35   36 -1
114   113 1
26   27 -1
2   2  
11   12 -1
8   8  
12   13 -1
15   16 -1
90   93 -3
83   84 -1
78   79 -1
62   66 -4
16   17 -1
28   28  
50   51 -1
74   75 -1
10,241   9,962 279
10,827   10,886 -59
35   36 -1
20   21 -1
44   44  
49   50 -1
19   19  
45   48 -3
12   12  
289   297 -8
192   195 -3
67   68 -1
74   75 -1
122   125 -3
39   40 -1
17   18 -1
281   274 7
93   96 -3
10,951   11,015 -64
10,000   9,994 6
1,000   1,000  
49   49  
147   150 -3
85   86 -1
44   45 -1
182   183 -1
82   84 -2
275   277 -2
90   92 -2
68   68  
78   81 -3
475   484 -9
91   91  
129   132 -3
88   88  
33   34 -1
13   13  
29   31 -2
41   42 -1
12   12  
9   9  
131   135 -4
36   36  
258   256 2
38   39 -1
2   2  
24   25 -1
6   6  
11   12 -1
24   25 -1
89   91 -2
104   106 -2
116   117 -1
60   63 -3
16   16  
26   27 -1
54   56 -2
60   61 -1
10,988   10,988  
1,006   1,002 4
10,059   10,005 54
33   34 -1
16   16  
55   55  
36   37 -1
27   27  
76   80 -4
36   37 -1
322   331 -9
213   216 -3
68   68  
35   35  
118   121 -3
36   37 -1
42   44 -2
343   334 9
91   94 -3
3,600   3,587 13
13,961   13,955 6
997   1,001 -4
997   994 3
2,023   2,012 11
28,325   27,787 538
49   49  
159   163 -4
74   75 -1
45   46 -1
208   209 -1
95   98 -3
307   309 -2
36   37 -1
49   49  
155   160 -5
423   430 -7
102   102  
193   196 -3
78   77 1
66   69 -3
15   16 -1
35   38 -3
33   33  
12   12  
9   9  
186   191 -5
36   37 -1
240   239 1
315   319 -4
19   19  
31   31  
14   14  
6   6  
12   12  
83   85 -2
81   83 -2
111   113 -2
112   113 -1
54   57 -3
17   17  
20   20  
51   52 -1
62   63 -1
8,984   5,757 3,227
1,797   1,477 320
3,010   4,473 -1,463
2,899   5,451 -2,552
384   303 81
10,756   7,231 3,525
4,894   3,838 1,056
3,330   4,548 -1,218
10,075   9,879 196
1,049   990 59
1,013   998 15
1,009   992 17
1,062   1,007 55
1,007   1,008 -1
1,082   1,033 49
1,020   1,006 14
1,036   935 101
1,073   1,018 55
1,073   1,023 50
1,067   997 70
996   998 -2
1,087   1,003 84
1,023   1,003 20
1,068   1,002 66
1,022   998 24
1,050   989 61
1,021   1,016 5
1,068   998 70
1,017   1,011 6
1,095   1,020 75
4,113   3,945 168
5,039   4,729 310
1,007   991 16
2,014   1,972 42
1,032   989 43
1,059   1,005 54
10,438   9,867 571
32   33 -1
23   23  
44   45 -1
53   54 -1
24   24  
60   63 -3
58   60 -2
363   373 -10
209   212 -3
68   69 -1
48   48  
144   148 -4
36   37 -1
7   7  
357   348 9
94   97 -3
61   61  
127   130 -3
90   91 -1
48   49 -1
188   190 -2
35   36 -1
451   455 -4
16   16  
76   76  
72   74 -2
529   538 -9
102   102  
213   216 -3
95   95  
68   71 -3
16   17 -1
38   40 -2
34   35 -1
12   12  
9   9  
177   182 -5
41   42 -1
285   284 1
345   349 -4
44   46 -2
2   2  
13   13  
12   12  
12   12  
8   9 -1
79   81 -2
90   91 -1
135   136 -1
149   157 -8
17   18 -1
34   35 -1
62   64 -2
51   51  
51,115   49,192 1,923
1,022   972 50
1,011   1,000 11
1,009   999 10
1,011   986 25
1,018   988 30
1,008   1,000 8
1,014   1,001 13
1,009   1,000 9
34   35 -1
19   20 -1
43   43  
33   34 -1
18   19 -1
59   63 -4
58   59 -1
386   396 -10
177   180 -3
73   74 -1
33   33  
142   146 -4
40   40  
34   35 -1
244   238 6
89   92 -3
50   50  
144   147 -3
71   72 -1
37   38 -1
197   199 -2
89   92 -3
373   376 -3
45   45  
69   68 1
127   131 -4
569   580 -11
87   87  
141   144 -3
84   84  
72   75 -3
16   16  
31   33 -2
43   45 -2
12   13 -1
9   9  
326   335 -9
33   33  
266   264 2
334   338 -4
26   27 -1
2   2  
14   14  
6   7 -1
11   12 -1
9   9  
95   98 -3
96   97 -1
89   89  
44   47 -3
16   16  
27   28 -1
68   70 -2
65   66 -1
2,574   2,510 64
852   849 3
57,419   65,252 -7,833
3,599   3,880 -281
1,022   987 35
9,200   8,972 228
37   38 -1
25   26 -1
49   50 -1
41   42 -1
23   24 -1
100   106 -6
48   49 -1
434   445 -11
191   193 -2
84   84  
53   54 -1
130   133 -3
37   38 -1
15   16 -1
342   334 8
96   98 -2
50   50  
124   127 -3
64   64  
61   63 -2
183   184 -1
89   91 -2
226   227 -1
45   46 -1
98   98  
196   201 -5
867   883 -16
92   92  
177   180 -3
101   101  
90   94 -4
18   19 -1
40   42 -2
43   44 -1
23   23  
9   9  
250   256 -6
33   33  
184   183 1
364   368 -4
170   173 -3
146   151 -5
37   39 -2
60   61 -1
21   22 -1
10   11 -1
13   13  
37   38 -1
63   64 -1
62   63 -1
50   51 -1
139   147 -8
16   16  
28   29 -1
70   72 -2
51   51  
10,881   10,047 834
3,465   3,391 74
4,520   4,637 -117
2,714   6,350 -3,636
4,971   4,453 518
5,166   3,917 1,249
9,020   8,930 90
2,005   2,004 1
10,623   10,628 -5
30   31 -1
22   23 -1
40   41 -1
39   40 -1
22   22  
60   64 -4
27   28 -1
418   428 -10
166   169 -3
71   72 -1
35   36 -1
104   107 -3
41   42 -1
35   37 -2
304   297 7
89   91 -2
59   59  
143   146 -3
69   70 -1
52   54 -2
170   171 -1
53   55 -2
282   285 -3
28   29 -1
84   84  
95   98 -3
567   577 -10
78   78  
153   156 -3
67   67  
79   83 -4
12   13 -1
29   31 -2
51   52 -1
11   12 -1
9   9  
288   295 -7
28   28  
304   302 2
298   302 -4
557   576 -19
143   145 -2
139   143 -4
35   37 -2
2   2  
11   11  
6   6  
13   14 -1
38   39 -1
66   68 -2
83   85 -2
114   115 -1
60   63 -3
15   15  
30   30  
61   63 -2
54   54  
11,040   10,905 135
7,820   4,248 3,572
6,191   5,913 278
3,463   3,318 145
6,191   8,116 -1,925
7,685   8,973 -1,288
1,098   1,101 -3
1,133   359 774
20,086   19,542 544
2,089   1,173 916
15,998   15,995 3
1,000   1,002 -2
30,248   30,225 23
3,025   2,972 53
3,975   3,953 22
51,675   49,127 2,548
6,023   5,932 91
34,346   35,141 -795
226   192 34
516   492 24
33   34 -1
20   21 -1
49   50 -1
42   43 -1
23   23  
80   85 -5
42   43 -1
381   390 -9
162   165 -3
78   78  
51   52 -1
112   114 -2
45   46 -1
39   40 -1
304   296 8
92   94 -2
686   520 166
1,005   975 30
7,533   6,839 694
1,709   1,702 7
1,932   1,921 11
43   43  
139   143 -4
80   81 -1
42   43 -1
202   203 -1
171   176 -5
286   288 -2
34   34  
60   60  
136   140 -4
541   551 -10
94   94  
112   114 -2
88   88  
41   42 -1
13   13  
35   37 -2
39   40 -1
18   18  
9   9  
160   164 -4
33   33  
298   296 2
291   294 -3
539   558 -19
169   172 -3
96   99 -3
476   481 -5
29   30 -1
2   2  
8   8  
6   6  
12   13 -1
20   20  
94   96 -2
77   78 -1
68   69 -1
86   90 -4
15   16 -1
27   27  
60   61 -1
52   52  
1,063   990 73
1,004   1,001 3
2,017   1,997 20
1,012   1,000 12
1,012   1,001 11
1,014   1,010 4
1,011   1,007 4
2,147   2,048 99
1,006   998 8
1,000   998 2
1,006   1,006  
2,012   2,009 3
1,089   1,002 87
1,001   1,000 1
1,006   1,005 1
1,077   1,000 77
1,013   1,007 6
1,013   987 26
2,044   2,012 32
1,030   939 91
1,030   1,016 14
18,067   17,488 579
7,687   7,332 355
25,257   24,781 476
1,006   1,001 5
1,004   1,014 -10
1,034   1,028 6
1,034   1,001 33
1,085   1,011 74
1,022   1,012 10
1,095   1,003 92
1,081   997 84
1,097   998 99
2,039   1,996 43
1,122   1,003 119
2,061   2,018 43
1,030   1,003 27
1,030   1,024 6
1,073   1,056 17
2,147   2,003 144
1,026   998 28
1,026   1,016 10
1,020   994 26
1,020   1,020  
1,007   1,006 1
1,018   1,001 17
1,018   1,015 3
1,073   1,010 63
1,016   1,010 6
1,069   998 71
1,027   1,024 3
1,027   997 30
1,015   1,000 15
1,015   1,012 3
1,054   989 65
1,054   1,029 25
1,083   999 84
1,008   1,006 2
28   29 -1
18   19 -1
42   43 -1
36   37 -1
25   26 -1
65   69 -4
25   26 -1
308   315 -7
188   191 -3
65   66 -1
76   76  
157   161 -4
33   33  
37   38 -1
285   278 7
80   82 -2
405   423 -18
58   59 -1
135   138 -3
68   68  
9   9  
177   178 -1
59   60 -1
278   280 -2
45   46 -1
51   50 1
87   89 -2
347   354 -7
89   89  
152   155 -3
59   59  
41   43 -2
15   15  
23   24 -1
39   40 -1
10   10  
9   9  
251   257 -6
31   31  
158   157 1
261   264 -3
514   531 -17
137   140 -3
85   88 -3
384   388 -4
15   16 -1
2   2  
17   18 -1
5   6 -1
11   12 -1
22   22  
83   85 -2
77   79 -2
40   40  
49   52 -3
11   11  
27   28 -1
59   60 -1
65   66 -1
2,125   2,053 72
8,105   10,304 -2,199
434   1,022 -588
1,862   3,942 -2,080
273   693 -420
2,040   9,002 -6,962
28   29 -1
26   26  
42   42  
36   37 -1
22   22  
53   56 -3
32   33 -1
339   347 -8
149   151 -2
58   58  
33   34 -1
118   121 -3
38   39 -1
10   10  
292   284 8
75   77 -2
10,135   10,069 66
9,705   9,236 469
452   472 -20
40   40  
108   111 -3
79   80 -1
19   19  
154   155 -1
114   118 -4
235   237 -2
86   87 -1
63   63  
74   76 -2
314   319 -5
82   82  
146   149 -3
67   67  
48   50 -2
9   10 -1
24   25 -1
29   29  
10   10  
9   10 -1
27   27  
112   111 1
673   696 -23
134   137 -3
107   110 -3
377   381 -4
32   33 -1
2   2  
9   9  
6   6  
10   10  
37   37  
94   96 -2
83   84 -1
84   85 -1
72   76 -4
16   17 -1
24   24  
58   59 -1
51   51  
10,202   9,973 229
      214
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -2
b       -1
c       -1
d       -1
e       -1
      -4
       
      -6
      -2
       
      -1
      -4
      -1
      -3
      6
      -3
       
      -4
      -1
       
      -2
      -1
      -1
       
      -2
      -5
       
      -3
       
      -3
      -1
      -2
      -1
       
       
      -4
       
      1
      -2
       
      -1
       
      -1
      -1
      -2
      -2
      -1
      -4
      -1
      -1
      -2
      -1
      -8,314
      4,146
      260
      1
       
      8
      -144
      -142
      -1
      -1
      -1
      -1
       
      -5
      -1
      -7
      -3
       
      -1
      -5
      -1
       
      7
      -2
      -1
      -4
      -1
      -1
      -2
      -4
      -2
       
       
      -4
      -6
       
      -4
       
      -2
       
      -2
      -1
       
       
      -4
       
      1
      -1
      -1
      -1
      -1
       
      -1
      -2
      -2
       
      -3
      -1
      -1
      -1
       
      188
      140
      8
      1
      -598
      -1
      -1
      -1
      -1
       
      -3
      -1
      -7
      -3
      -1
      -2
      -4
      -1
       
      8
      -2
       
      -3
      -1
       
      -2
      -2
      -3
      -1
      1
      -4
      -12
       
      -4
       
      -3
       
      -1
      -2
       
       
      -8
      -1
      1
      -1
       
      -1
       
      -1
      -1
      -3
      -1
      -1
      -4
      -1
       
      -1
      -1
      279
      -59
      -1
      -1
       
      -1
       
      -3
       
      -8
      -3
      -1
      -1
      -3
      -1
      -1
      7
      -3
      -64
      6
       
       
      -3
      -1
      -1
      -1
      -2
      -2
      -2
       
      -3
      -9
       
      -3
       
      -1
       
      -2
      -1
       
       
      -4
       
      2
      -1
       
      -1
       
      -1
      -1
      -2
      -2
      -1
      -3
       
      -1
      -2
      -1
       
      4
      54
      -1
       
       
      -1
       
      -4
      -1
      -9
      -3
       
       
      -3
      -1
      -2
      9
      -3
      13
      6
      -4
      3
      11
      538
       
      -4
      -1
      -1
      -1
      -3
      -2
      -1
       
      -5
      -7
       
      -3
      1
      -3
      -1
      -3
       
       
       
      -5
      -1
      1
      -4
       
       
       
       
       
      -2
      -2
      -2
      -1
      -3
       
       
      -1
      -1
      3,227
      320
      -1,463
      -2,552
      81
      3,525
      1,056
      -1,218
      196
      59
      15
      17
      55
      -1
      49
      14
      101
      55
      50
      70
      -2
      84
      20
      66
      24
      61
      5
      70
      6
      75
      168
      310
      16
      42
      43
      54
      571
      -1
       
      -1
      -1
       
      -3
      -2
      -10
      -3
      -1
       
      -4
      -1
       
      9
      -3
       
      -3
      -1
      -1
      -2
      -1
      -4
       
       
      -2
      -9
       
      -3
       
      -3
      -1
      -2
      -1
       
       
      -5
      -1
      1
      -4
      -2
       
       
       
       
      -1
      -2
      -1
      -1
      -8
      -1
      -1
      -2
       
      1,923
      50
      11
      10
      25
      30
      8
      13
      9
      -1
      -1
       
      -1
      -1
      -4
      -1
      -10
      -3
      -1
       
      -4
       
      -1
      6
      -3
       
      -3
      -1
      -1
      -2
      -3
      -3
       
      1
      -4
      -11
       
      -3
       
      -3
       
      -2
      -2
      -1
       
      -9
       
      2
      -4
      -1
       
       
      -1
      -1
       
      -3
      -1
       
      -3
       
      -1
      -2
      -1
      64
      3
      -7,833
      -281
      35
      228
      -1
      -1
      -1
      -1
      -1
      -6
      -1
      -11
      -2
       
      -1
      -3
      -1
      -1
      8
      -2
       
      -3
       
      -2
      -1
      -2
      -1
      -1
       
      -5
      -16
       
      -3
       
      -4
      -1
      -2
      -1
       
       
      -6
       
      1
      -4
      -3
      -5
      -2
      -1
      -1
      -1
       
      -1
      -1
      -1
      -1
      -8
       
      -1
      -2
       
      834
      74
      -117
      -3,636
      518
      1,249
      90
      1
      -5
      -1
      -1
      -1
      -1
       
      -4
      -1
      -10
      -3
      -1
      -1
      -3
      -1
      -2
      7
      -2
       
      -3
      -1
      -2
      -1
      -2
      -3
      -1
       
      -3
      -10
       
      -3
       
      -4
      -1
      -2
      -1
      -1
       
      -7
       
      2
      -4
      -19
      -2
      -4
      -2
       
       
       
      -1
      -1
      -2
      -2
      -1
      -3
       
       
      -2
       
      135
      3,572
      278
      145
      -1,925
      -1,288
      -3
      774
      544
      916
      3
      -2
      23
      53
      22
      2,548
      91
      -795
      34
      24
      -1
      -1
      -1
      -1
       
      -5
      -1
      -9
      -3
       
      -1
      -2
      -1
      -1
      8
      -2
      166
      30
      694
      7
      11
       
      -4
      -1
      -1
      -1
      -5
      -2
       
       
      -4
      -10
       
      -2
       
      -1
       
      -2
      -1
       
       
      -4
       
      2
      -3
      -19
      -3
      -3
      -5
      -1
       
       
       
      -1
       
      -2
      -1
      -1
      -4
      -1
       
      -1
       
      73
      3
      20
      12
      11
      4
      4
      99
      8
      2
       
      3
      87
      1
      1
      77
      6
      26
      32
      91
      14
      579
      355
      476
      5
      -10
      6
      33
      74
      10
      92
      84
      99
      43
      119
      43
      27
      6
      17
      144
      28
      10
      26
       
      1
      17
      3
      63
      6
      71
      3
      30
      15
      3
      65
      25
      84
      2
      -1
      -1
      -1
      -1
      -1
      -4
      -1
      -7
      -3
      -1
       
      -4
       
      -1
      7
      -2
      -18
      -1
      -3
       
       
      -1
      -1
      -2
      -1
      1
      -2
      -7
       
      -3
       
      -2
       
      -1
      -1
       
       
      -6
       
      1
      -3
      -17
      -3
      -3
      -4
      -1
       
      -1
      -1
      -1
       
      -2
      -2
       
      -3
       
      -1
      -1
      -1
      72
      -2,199
      -588
      -2,080
      -420
      -6,962
      -1
       
       
      -1
       
      -3
      -1
      -8
      -2
       
      -1
      -3
      -1
       
      8
      -2
      66
      469
      -20
       
      -3
      -1
       
      -1
      -4
      -2
      -1
       
      -2
      -5
       
      -3
       
      -2
      -1
      -1
       
       
      -1
       
      1
      -23
      -3
      -3
      -4
      -1
       
       
       
       
       
      -2
      -1
      -1
      -4
      -1
       
      -1
       
      229
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -8,071
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018      
2017      
2016      
2015      
2014      
2
Total of line 1, column (d) .....................
2
 
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
 
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
 
5
Multiply line 4 by line 3......................
5
 
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
 
7
Add lines 5 and 6........................
7
 
8
Enter qualifying distributions from Part XII, line 4,.............
8
 
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,201
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,201
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,201
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 3,123
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,123
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,922
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet1,204 RefundedBullet 11 718
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletREGIONS BANK Telephone no.bullet (205) 420-7753

    Located atbullet201 MILAN PARKWAYBIRMINGHAMAL ZIP+4bullet35211
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    REGIONS BANK TRUST DEPARTMENT TRUSTEE
    1     		17,726    
    201 MILAN PARKWAY
    BIRMINGHAM,AL35211
    MIKE THRASHER AEA PRESIDENT
    1     		0    
    4210 PARADISE LANE
    BESSEMER,AL35022
    GWEN B PARKER CHAIRMAN
    1     		0    
    P O BOX 134
    CULLMAN,AL35056
    DANNY MCCALLISTER AEA TREASURER
    1     		0    
    926 SOUTH OATS STREET
    DOTHAN,AL36301
    BOB BERGH DIRECTOR AT LARGE - N AEA
    1     		0    
    108 JASPER DRIVE
    GURLEY,AL35748
    DARLENE PUGH SECRETARY
    1     		0    
    PO BOX 1047
    WINFIELD,AL35594
    MIKE BENNETT DIRECTOR AT LARGE - CENTRAL
    1     		0    
    674 DEE HENDRIX ROAD
    BESSEMER,AL35023
    TOM FORSMAN DIRECTOR AT LARGE - SOUTH
    1     		0    
    PO BOX 423
    SILVERHILL,AL36576
    JIM GORDON TRUST TREASURER
    1     		0    
    2452 BATTLES ROAD
    ASHFORD,AL36312
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,270,963
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,270,963
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,270,963
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    34,064
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,236,899
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    111,845
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    111,845
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    1,201
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,201
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    110,644
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    110,644
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    110,644
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    128,345
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    128,345
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    128,345
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 110,644
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 106,009
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 128,345
    a Applied to 2018, but not more than line 2a 106,009
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 22,336
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		88,308
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 0
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALABAMA ELKS ASSOCIATION INC
    PO BOX 134
    CULLMAN,AL350560134     		NONE NC GENERAL OPERATING 124,000
    Total .................................bullet 3a 124,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 76,407  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -8,071  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   68,336  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    68,336
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
    Yes
     
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    1a(1) 124,000 ALABAMA ELKS ASSOCIATION INC CASH
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description