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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
OLIN B AND DESTA SCHWAB FOUNDATION
C/O MICHAEL EARLS CPA
Number and street (or P.O. box number if mail is not delivered to street address)
6524 CONSTITUTION DRIVE
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FORT WAYNE
,
IN
46804
A Employer identification number
35-2284008
B
Telephone number (see instructions)
(260) 602-7986
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,523,501
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
185,751
185,751
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
-90,412
b
Gross sales price for all assets on line 6a
3,459,923
7
Capital gain net income (from Part IV, line 2)
...
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
95,339
185,751
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
4,373
4,373
b
Accounting fees (attach schedule)
.......
7,050
7,050
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
87,827
31,650
11,177
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
99,250
31,650
22,600
25
Contributions, gifts, grants paid
.......
301,500
301,500
26
Total expenses and disbursements.
Add lines 24 and 25
400,750
31,650
324,100
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-305,411
b
Net investment income
(if negative, enter -0-)
154,101
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
13,712
14,612
14,612
2
Savings and temporary cash investments
.........
150,331
708,277
708,277
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,035,354
2,744,778
3,322,216
c
Investments—corporate bonds (attach schedule)
.......
1,384,399
862,185
895,546
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
653,990
602,523
582,850
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
5,237,786
4,932,375
5,523,501
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
5,237,786
4,932,375
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
5,237,786
4,932,375
30
Total liabilities and net assets/fund balances
(see instructions)
.
5,237,786
4,932,375
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
5,237,786
2
Enter amount from Part I, line 27a
.....................
2
-305,411
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
4,932,375
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
4,932,375
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
KOHLS CORP
P
2017-10-27
2019-08-16
b
BOEING CO
P
2019-02-05
2019-09-27
c
EXELON CORP
P
2019-06-21
2019-09-27
d
SYSCO CORP
P
2019-06-21
2019-09-27
e
HARTFORD FLOATING RATE FUND
P
2015-04-30
2019-10-13
FEDERATED ULTRASHORT BOND FUND
P
2018-05-18
2019-12-04
AMGEN INC
P
2016-12-23
2019-12-26
DARDEN RESTAURANTS
P
2019-06-21
2019-12-26
JOHNSON & JOHNSON
P
2019-06-21
2019-12-26
PRUDENTIAL FINANCIAL INC
P
2017-05-23
2019-12-26
DODGE & COX STOCK FUND
P
2019-12-19
2020-02-05
WYNDHAM DESTINATIONS
P
2019-12-26
2020-03-05
MFS VALUE FUND
P
2020-03-26
2020-04-28
CHEVRON CORP
P
2017-04-26
2020-04-01
INGERSOLL RAND INC
P
2018-09-20
2020-04-01
MARATHON PETROLEUM CORP
P
2018-05-25
2020-04-01
NETAPP INC
P
2018-05-25
2020-04-01
UNION PACIFIC CORP
P
2019-09-27
2020-04-01
NAVIENT CORP
P
2016-05-24
2020-05-05
CITIZENS FINANCIAL GROUP INC
P
2019-03-26
2020-05-06
HOST HOTELS & RESORTS INC
P
2014-12-26
2020-05-06
PEPSICO INC
P
2019-06-21
2020-05-06
CONESTOGA SMALL CAP FUND
P
2019-12-05
2020-06-29
AES CORP
P
2020-05-06
2020-06-04
HUNTSMAN CORP
P
2019-12-26
2020-06-04
VALERO ENERGY CORP
P
2019-09-27
2020-06-04
PPG INDUSTRIES INC
P
2020-06-04
2020-06-10
GAMING AND LEISURE PROPERTIES INC
P
2020-01-10
2020-06-29
PARKER HANNIFIN CORP
P
2020-04-01
2020-06-29
INGERSOLL RAND INC
P
2020-03-31
2020-03-31
VALERO ENERGY
P
2020-06-04
2020-06-04
KOHLS CORP
P
2019-03-26
2019-08-16
BOEING CO
P
2014-09-23
2019-09-27
EXELON CORP
P
2019-02-05
2019-09-27
TEXAS INSTRUMENTS
P
2018-06-22
2019-09-27
HARTFORD FLOATING RATE FUND
P
2014-09-30
2019-10-13
T ROWE PRICE GROWTH STOCK FUND
P
2018-01-29
2019-12-04
AMGEN INC
P
2016-05-24
2019-12-26
DELTA AIR LINES INC
P
2019-09-27
2019-12-26
KLA CORP
P
2016-12-23
2019-12-26
PRUDENTIAL FINANCIAL INC
P
2017-06-27
2019-12-26
DODGE & COX STOCK FUND
P
2019-12-19
2020-02-05
WYNDHAM DESTINATIONS
P
2019-06-21
2020-03-05
MFS VALUE FUND
P
2019-12-04
2020-04-28
CHEVRON CORP
P
2019-02-05
2020-04-01
INGERSOLL RAND INC
P
2018-06-22
2020-04-01
MARATHON PETROLEUM CORP
P
2018-02-26
2020-04-01
PFIZER INC
P
2017-09-27
2020-04-01
UNION PACIFIC CORP
P
2018-12-26
2020-04-01
NAVIENT CORP
P
2016-03-28
2020-05-05
CITIZENS FINANCIAL GROUP INC
P
2019-09-27
2020-05-06
HOST HOTELS & RESORTS INC
P
2018-12-26
2020-05-06
PEPSICO INC
P
2020-04-01
2020-05-06
CONESTOGA SMALL CAP FUND
P
2018-12-06
2020-06-29
AMDOCS LTD
P
2019-12-26
2020-06-04
KEYCORP
P
2020-05-06
2020-06-04
VALERO ENERGY CORP
P
2020-05-06
2020-06-04
TRANE TECHNOLOGIES PLC
P
2018-06-22
2020-06-10
GAMING AND LEISURE PROPERTIES INC
P
2020-01-10
2020-06-29
QUALCOMM INC
P
2019-12-26
2020-06-29
DELTA AIR LINES INC
P
2020-04-01
2020-04-01
GAMING & LEISURE PROPERTIES
P
2020-06-29
2020-06-29
ABBIVE INC
P
2019-02-05
2019-09-27
BORGWARNER
P
2019-02-05
2019-09-27
KLA CORP
P
2016-12-23
2019-09-27
VERIZON COMMUNICATIONS
P
2019-06-21
2019-09-27
HARTFORD FLOATING RATE FUND
P
2014-06-25
2019-10-13
T ROWE PRICE GROWTH STOCK FUND
P
2018-12-13
2019-12-04
AUTOMATIC DATA PROCESSING INC
P
2019-09-27
2019-12-26
DISCOVER FINANCIAL SERVICES
P
2019-03-26
2019-12-26
KINDER MORGAN INC
P
2019-03-26
2019-12-26
PRUDENTIAL FINANCIAL INC
P
2017-09-27
2019-12-26
DODGE & COX STOCK FUND
P
2019-02-05
2020-02-05
BOEING CO
P
2014-09-23
2020-03-17
MFS VALUE FUND
P
2019-12-19
2020-04-28
CITIGROUP INC
P
2018-03-22
2020-04-01
INGERSOLL RAND INC
P
2016-06-23
2020-04-01
MARATHON PETROLEUM CORP
P
2018-03-22
2020-04-01
PFIZER INC
P
2014-06-25
2020-04-01
VALERO ENERGY CORP
P
2019-12-26
2020-04-01
NAVIENT CORP
P
2016-06-23
2020-05-05
CITIZENS FINANCIAL GROUP INC
P
2018-12-26
2020-05-06
HOST HOTELS & RESORTS INC
P
2015-08-26
2020-05-06
RALPH LAUREN CORP
P
2019-09-27
2020-05-06
CONESTOGA SMALL CAP FUND
P
2018-01-29
2020-06-29
AMERIPRISE FINANCIAL INC
P
2019-06-21
2020-06-04
LAMAR ADVERTISING
P
2019-06-21
2020-06-04
VALERO ENERGY CORP
P
2015-06-24
2020-06-04
TRANE TECHNOLOGIES PLC
P
2018-09-20
2020-06-10
GAMING AND LEISURE PROPERTIES INC
P
2020-06-04
2020-06-29
SYSCO CORP
P
2018-02-21
2020-06-29
WYNDHAM DESTINATIONS INC
P
2020-04-01
2020-04-01
TARGET CORP
P
2020-06-29
2020-06-29
ABBIVE INC
P
2017-05-23
2019-09-27
BRISTOL-MYERS SQUIBB CO
P
2018-03-22
2019-09-27
KLA CORP
P
2018-02-26
2019-09-27
VERIZON COMMUNICATIONS
P
2014-09-23
2019-09-27
HARTFORD FLOATING RATE FUND
P
2014-10-31
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2018-06-21
2019-12-04
AUTOMATIC DATA PROCESSING INC
P
2018-06-22
2019-12-26
DISCOVER FINANCIAL SERVICES
P
2019-09-27
2019-12-26
LAM RESEARCH CORP
P
2019-09-27
2019-12-26
PRUDENTIAL FINANCIAL INC
P
2016-12-23
2019-12-26
DODGE & COX STOCK FUND
P
2019-09-25
2020-02-05
BOEING CO
P
2019-12-26
2020-03-17
AES CORP
P
2017-06-27
2020-04-01
CITIZENS FINANCIAL GROUP INC
P
2018-06-22
2020-04-01
KINDER MORGAN INC
P
2018-09-20
2020-04-01
MARATHON PETROLEUM CORP
P
2017-07-25
2020-04-01
PFIZER INC
P
2017-05-23
2020-04-01
VALERO ENERGY CORP
P
2017-12-21
2020-04-01
NAVIENT CORP
P
2016-01-04
2020-05-05
CITIZENS FINANCIAL GROUP INC
P
2018-09-20
2020-05-06
HUNTSMAN CORP
P
2019-12-26
2020-05-06
RALPH LAUREN CORP
P
2019-06-21
2020-05-06
DODGE & COX STOCK FUND
P
2019-10-30
2020-06-29
APPLIED MATERIALS INC
P
2019-06-21
2020-06-04
NEXSTAR MEDIA GROUP INC
P
2019-09-28
2020-06-04
WESTROCK CO
P
2020-01-08
2020-06-04
TRANE TECHNOLOGIES PLC
P
2016-06-23
2020-06-10
JOHNSON & JOHNSON
P
2020-06-04
2020-06-29
SYSCO CORP
P
2018-03-22
2020-06-29
GAMING & LEISURE PROPERTIES
P
2020-05-06
2020-05-06
ABBIVE INC
P
2019-06-21
2019-09-27
BRISTOL-MYERS SQUIBB CO
P
2018-05-25
2019-09-27
KLA CORP
P
2017-09-27
2019-09-27
WALMART INC
P
2019-03-26
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-10-30
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2018-01-29
2019-12-04
AUTOMATIC DATA PROCESSING INC
P
2018-07-27
2019-12-26
ELI LILLY & CO
P
2018-06-22
2019-12-26
LONDELLBASELL INDUSTRIES
P
2018-06-22
2019-12-26
RALPH LAUREN CORP
P
2019-06-21
2019-12-26
DODGE & COX STOCK FUND
P
2019-12-19
2020-02-05
TRANSAMERICA EMERGING MARKETS DEBT F
P
2019-09-25
2020-04-08
AES CORP
P
2019-09-27
2020-04-01
CITIZENS FINANCIAL GROUP INC
P
2018-09-20
2020-04-01
KINDER MORGAN INC
P
2019-03-26
2020-04-01
MICROSOFT CORP
P
2019-12-26
2020-04-01
PFIZER INC
P
2019-09-27
2020-04-01
VALERO ENERGY CORP
P
2018-09-20
2020-04-01
NEXSTAR MEDIA GROUP INC
P
2019-09-27
2020-05-05
CONOCOPHILLIPS
P
2018-12-26
2020-05-06
JOHNSON & JOHNSON
P
2019-06-21
2020-05-06
WELLS FARGO & CO
P
2019-03-26
2020-05-06
FEDERATED ULTRASHORT BOND FUND
P
2018-05-18
2020-06-29
BANK OF AMERICA CORP
P
2019-09-27
2020-06-04
NEXSTAR MEDIA GROUP INC
P
2020-05-06
2020-06-04
WESTROCK CO
P
2020-05-06
2020-06-04
TYSON FOODS INC
P
2020-04-01
2020-06-10
JOHNSON & JOHNSON
P
2019-03-26
2020-06-29
SYSCO CORP
P
2018-01-28
2020-06-29
NEXSTAR MEDIA
P
2020-05-06
2020-05-06
ABBIVE INC
P
2014-12-12
2019-09-27
CVS HEALTH CORP
P
2017-03-27
2019-09-27
MARATHON PETROLEUM CORP
P
2018-09-20
2019-09-27
WYNDHAM DESTINATIONS
P
2019-06-21
2019-09-27
HARTFORD FLOATING RATE FUND
P
2014-08-29
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2019-03-27
2019-12-04
BANK OF AMERICA CORP
P
2019-09-27
2019-12-26
ELI LILLY & CO
P
2017-12-21
2019-12-26
LONDELLBASELL INDUSTRIES
P
2018-07-27
2019-12-26
WALMART INC
P
2016-03-28
2019-12-26
VANGUARD SHORT-TERM INVESTMENT GRADE
P
2016-12-08
2020-02-05
TRANSAMERICA EMERGING MARKETS DEBT F
P
2018-06-26
2020-04-08
AES CORP
P
2017-04-26
2020-04-01
COMCAST CORP
P
2019-02-26
2020-04-01
KOHLS CORP
P
2019-12-26
2020-04-01
MICROSOFT CORP
P
2014-02-10
2020-04-01
REINSURANCE GROUP OF AMERICA INC
P
2019-09-27
2020-04-01
WELLS FARGO & CO
P
2019-12-26
2020-04-01
SIMON PROPERTY GROUP INC
P
2018-12-26
2020-05-05
CONOCOPHILLIPS
P
2019-09-27
2020-05-06
JOHNSON & JOHNSON
P
2019-03-26
2020-05-06
WELLS FARGO & CO
P
2016-02-19
2020-05-06
INVESCO QQQ TRUST SERIES 1
P
2020-05-06
2020-06-29
BANK OF NEW YORK MELLON CORP
P
2020-05-06
2020-06-04
RALPH LAUREN CORP
P
2020-04-01
2020-06-04
WYNDHAM DESTINATIONS
P
2020-01-22
2020-06-04
BANK OF AMERICA CORP
P
2019-09-27
2020-06-29
LIFE STORAGE INC
P
2020-04-30
2020-06-29
SYSCO CORP
P
2017-03-27
2020-06-29
CITIZENS FINANCIAL GROUP
P
2020-06-04
2020-06-04
ABBIVE INC
P
2014-12-26
2019-09-27
CVS HEALTH CORP
P
2017-04-26
2019-09-27
MARATHON PETROLEUM CORP
P
2018-05-25
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-09-30
2019-10-13
HARTFORD FLOATING RATE FUND
P
2014-07-02
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2019-09-13
2019-12-04
BEST BUY CO INC
P
2018-06-22
2019-12-26
ESSEX PROPERTY TRUST INC
P
2016-06-23
2019-12-26
NAVIENT CORP
P
2019-06-21
2019-12-26
WALMART INC
P
2016-06-23
2019-12-26
VANGUARD SHORT-TERM INVESTMENT GRADE
P
2019-10-30
2020-02-05
TRANSAMERICA EMERGING MARKETS DEBT F
P
2018-12-19
2020-04-08
APPLE INC
P
2014-06-25
2020-04-01
CONOCOPHILLIPS
P
2019-06-21
2020-04-01
KOHLS CORP
P
2019-09-27
2020-04-01
MORGAN STANLEY
P
2019-12-26
2020-04-01
REINSURANCE GROUP OF AMERICA INC
P
2019-12-26
2020-04-01
WELLS FARGO & CO
P
2014-06-25
2020-04-01
SIMON PROPERTY GROUP INC
P
2018-09-20
2020-05-05
CONOCOPHILLIPS
P
2019-06-21
2020-05-06
KINDER MORGAN INC
P
2018-07-27
2020-05-06
WELLS FARGO & CO
P
2014-06-25
2020-05-06
T ROWE PRICE DIVIDEND GROWTH FUND
P
2013-01-18
2020-06-29
BRISTOL-MYERS SQUIBB CO
P
2019-12-26
2020-06-04
RALPH LAUREN CORP
P
2019-09-27
2020-06-04
CONOCOPHILLIPS
P
2019-01-24
2020-06-10
BANK OF AMERICA CORP
P
2020-04-01
2020-06-29
LIFE STORAGE INC
P
2020-06-04
2020-06-29
TARGET CORP
P
2019-12-26
2020-06-29
CONOCOPHILLIPS
P
2020-06-04
2020-06-04
AMEREN CORP
P
2015-12-03
2019-09-27
CENTERPOINT ENERGY INC
P
2019-03-26
2019-09-27
MICROSOFT CORP
P
2014-02-10
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-11-30
2019-10-13
HARTFORD FLOATING RATE FUND
P
2017-04-26
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2018-03-21
2019-12-04
CENTERPOINT ENERGY INC
P
2019-03-26
2019-12-26
ESSEX PROPERTY TRUST INC
P
2016-05-24
2019-12-26
NAVIENT CORP
P
2017-03-27
2019-12-26
WALMART INC
P
2019-03-26
2019-12-26
TYSON FOODS INC
P
2019-12-26
2020-02-24
TRANSAMERICA EMERGING MARKETS DEBT F
P
2020-03-25
2020-04-08
BROADCOM INC
P
2019-03-26
2020-04-01
CYRUSONE INC
P
2019-12-26
2020-04-01
LAMAR ADVERTISING
P
2019-06-21
2020-04-01
NATIONAL RETAIL PROPERTIES INC
P
2019-09-27
2020-04-01
REINSURANCE GROUP OF AMERICA INC
P
2019-06-21
2020-04-01
DELTA AIR LINES INC
P
2017-02-01
2020-05-05
SIMON PROPERTY GROUP INC
P
2019-06-21
2020-05-05
HOST HOTELS & RESORTS INC
P
2018-02-26
2020-05-06
KINDER MORGAN INC
P
2018-09-20
2020-05-06
WELLS FARGO & CO
P
2014-05-06
2020-05-06
VANGUARD EQUITY INCOME FUND
P
2020-05-06
2020-06-29
CVS HEALTH CORP
P
2017-03-27
2020-06-04
RAYTHEON TECHNOLOGIES CORP
P
2020-05-06
2020-06-04
CONOCOPHILLIPS
P
2019-07-20
2020-06-10
BROADCOM INC
P
2019-03-26
2020-06-29
LOWES COS INC
P
2020-06-04
2020-06-29
TEXAS INSTRUMENTS
P
2016-09-01
2020-06-29
GAMING & LEISURE PROPERTIES
P
2020-06-04
2020-06-04
AMEREN CORP
P
2019-06-21
2019-09-27
COMCAST CORP
P
2018-09-20
2019-09-27
OCCIDENTAL PETROLEUM CORP
P
2018-12-26
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-02-27
2019-10-13
HARTFORD FLOATING RATE FUND
P
2016-01-29
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2018-12-21
2019-12-04
CHEVRON CORP
P
2019-02-05
2019-12-26
EXELON CORP
P
2015-08-26
2019-12-26
NAVIENT CORP
P
2017-05-23
2019-12-26
WALMART INC
P
2016-09-01
2019-12-26
ISHARES IBOXX USD HIGH YIELD CORPORA
P
2017-04-26
2020-03-10
TRANSAMERICA EMERGING MARKETS DEBT F
P
2017-10-05
2020-04-08
CF INDUSTRIES HOLDINGS INC
P
2018-02-26
2020-04-01
DARDEN RESTAURANTS
P
2016-05-24
2020-04-01
LOWES COS INC
P
2019-12-26
2020-04-01
NAVIENT CORP
P
2019-09-27
2020-04-01
SIMON PROPERTY GROUP INC
P
2018-09-20
2020-04-01
DELTA AIR LINES INC
P
2019-10-24
2020-05-05
TIMKEN CO
P
2020-04-01
2020-05-05
HOST HOTELS & RESORTS INC
P
2019-09-27
2020-05-06
LIFE STORAGE INC
P
2020-04-01
2020-05-06
WELLS FARGO & CO
P
2019-09-27
2020-05-06
VANGUARD EQUITY INCOME FUND
P
2019-02-06
2020-06-29
CITIGROUP INC
P
2008-03-22
2020-06-04
SYSCO CORP
P
2018-03-22
2020-06-04
EXELON CORP
P
2020-06-04
2020-06-10
BROADCOM INC
P
2019-09-27
2020-06-29
MORGAN STANLEY
P
2019-12-26
2020-06-29
TEXAS INSTRUMENTS
P
2017-01-05
2020-06-29
LAMAR ADVERTISING
P
2020-06-04
2020-06-04
AMEGEN INC
P
2019-06-21
2019-09-27
COMCAST CORP
P
2019-03-29
2019-09-27
OCCIDENTAL PETROLEUM CORP
P
2019-02-05
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-03-31
2019-10-13
HARTFORD FLOATING RATE FUND
P
2014-05-17
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2018-09-27
2019-12-04
CHEVRON CORP
P
2019-09-27
2019-12-26
EXELON CORP
P
2017-12-21
2019-12-26
NAVIENT CORP
P
2017-07-25
2019-12-26
WALMART INC
P
2015-08-26
2019-12-26
ISHARES IBOXX USD HIGH YIELD CORPORA
P
2017-02-08
2020-03-10
TRANSAMERICA EMERGING MARKETS DEBT F
P
2018-03-26
2020-04-08
CENTERPOINT ENERGY INC
P
2019-06-21
2020-04-01
DISCOVER FINANCIAL SERVICES
P
2019-03-26
2020-04-01
LOWES COS INC
P
2019-03-26
2020-04-01
NAVIENT CORP
P
2019-06-21
2020-04-01
SYNCHRONY FINANCIAL
P
2019-09-27
2020-04-01
DELTA AIR LINES INC
P
2020-04-01
2020-05-05
ALASKA AIR GROUP
P
2019-03-26
2020-05-06
HOST HOTELS & RESORTS INC
P
2019-03-26
2020-05-06
MERCK & CO INC
P
2019-06-21
2020-05-06
WELLS FARGO & CO
P
2016-03-28
2020-05-06
VANGUARD GROWTH INDEX FUND
P
2020-06-24
2020-06-29
CITIGROUP INC
P
2019-09-27
2020-06-04
SYSCO CORP
P
2018-02-26
2020-06-04
EXELON CORP
P
2015-08-26
2020-06-10
CISCO SYSTEMS INC
P
2020-04-01
2020-06-29
NRG ENERGY INC
P
2020-04-01
2020-06-29
VERIZON COMMUNICATIONS
P
2019-12-26
2020-06-29
LIFE STORAGE INC
P
2020-06-04
2020-06-04
AMEGEN INC
P
2018-12-26
2019-09-27
ENTERGY CORP
P
2018-05-25
2019-09-27
OCCIDENTAL PETROLEUM CORP
P
2017-12-21
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-12-31
2019-10-13
HARTFORD FLOATING RATE FUND
P
2015-07-31
2019-10-13
VANGUARD MID-CAP VALUE INDEX FUND
P
2019-06-26
2019-12-04
CISCO SYSTEMS INC
P
2019-09-27
2019-12-26
EXELON CORP
P
2017-04-26
2019-12-26
NETAPP INC
P
2018-05-25
2019-12-26
CAMDEN PROPERTY TRUST
P
2019-06-21
2020-01-08
ISHARES IBOXX USD HIGH YIELD CORPORA
P
2020-02-05
2020-03-10
TRANSAMERICA EMERGING MARKETS DEBT F
P
2019-12-19
2020-04-08
CENTERPOINT ENERGY INC
P
2019-03-26
2020-04-01
DISCOVER FINANCIAL SERVICES
P
2016-02-19
2020-04-01
LYONDELLBASELL INDUSTRIES
P
2018-07-27
2020-04-01
NAVIENT CORP
P
2017-12-21
2020-04-01
SYNCHRONY FINANCIAL
P
2018-12-26
2020-04-01
DELTA AIR LINES INC
P
2018-10-17
2020-05-05
ALASKA AIR GROUP
P
2019-09-27
2020-05-06
HOST HOTELS & RESORTS INC
P
2017-07-25
2020-05-06
MICROSOFT CORP
P
2014-02-10
2020-05-06
CALVERT EQUITY FUND
P
2020-02-05
2020-06-29
VANGUARD GROWTH INDEX FUND
P
2019-12-23
2020-06-29
CITIGROUP INC
P
2018-05-25
2020-06-04
TEXAS INSTRUMENTS
P
2019-03-26
2020-06-04
EXELON CORP
P
2015-12-03
2020-06-10
CITIGROUP INC
P
2019-03-26
2020-06-29
NRG ENERGY INC
P
2020-05-06
2020-06-29
HARTFIELD FLOATING RATE FUND
P
2020-02-05
2020-02-05
MOTOROLA SOLUTIONS
P
2020-06-04
2020-06-04
AMEGEN INC
P
2016-05-24
2019-09-27
ENTERGY CORP
P
2019-06-21
2019-09-27
PRUDENTIAL FINANCIAL INC
P
2017-04-26
2019-09-27
HARTFORD FLOATING RATE FUND
P
2015-01-30
2019-10-13
HARTFORD FLOATING RATE FUND
P
2014-07-08
2019-10-13
ISHARES S&P SMALL-CAP 600 VALUE ETF
P
2016-12-23
2019-12-04
CITIGROUP INC
P
2018-03-22
2019-12-26
EXELON CORP
P
2018-09-20
2019-12-26
PFIZER INC
P
2019-06-21
2019-12-26
CAMDEN PROPERTY TRUST
P
2019-12-26
2020-01-08
DELTA AIR LINES INC
P
2016-09-01
2020-03-05
TRANSAMERICA EMERGING MARKETS DEBT F
P
2017-12-20
2020-04-08
CENTERPOINT ENERGY INC
P
2018-12-26
2020-04-01
DISCOVER FINANCIAL SERVICES
P
2013-01-23
2020-04-01
LYONDELLBASELL INDUSTRIES
P
2014-12-26
2020-04-01
NAVIENT CORP
P
2016-05-24
2020-04-01
SYNCHRONY FINANCIAL
P
2019-02-05
2020-04-01
GAMING AND LEISURE PROPERTIES INC
P
2020-01-08
2020-05-05
CAMDEN PROPERTY TRUST
P
2020-04-01
2020-05-06
HOST HOTELS & RESORTS INC
P
2017-05-23
2020-05-06
MOTOROLA SOLUTIONS INC
P
2019-12-26
2020-05-06
CHAMPLAIN MID CAP FUND
P
2019-12-30
2020-06-29
VANGUARD GROWTH INDEX FUND
P
2019-12-04
2020-06-29
COMCAST CORP
P
2018-09-20
2020-06-04
TEXAS INSTRUMENTS
P
2020-04-01
2020-06-04
LAMAR ADVERTISING
P
2019-02-05
2020-06-10
CITIGROUP INC
P
2018-05-25
2020-06-29
NISOURCE INC
P
2020-04-30
2020-06-29
CYRUSONE INC
P
2020-02-03
2020-02-03
NISOURCE INC
P
2020-06-04
2020-06-04
AMEGEN INC
P
2014-12-26
2019-09-27
ESSEX PROPERTY TRUST INC
P
2016-05-24
2019-09-27
PRUDENTIAL FINANCIAL INC
P
2018-02-26
2019-09-27
HARTFORD FLOATING RATE FUND
P
2014-11-28
2019-10-13
HARTFORD FLOATING RATE FUND
P
2015-08-31
2019-10-13
AES CORP
P
2019-06-21
2019-12-26
CITIZENS FINANCIAL GROUP INC
P
2018-06-22
2019-12-26
HOST HOTELS & RESORTS INC
P
2014-12-26
2019-12-26
PFIZER INC
P
2019-02-05
2019-12-26
PARKER HANNIFIN CORP
P
2009-06-21
2020-01-08
DELTA AIR LINES INC
P
2017-01-05
2020-03-05
TRANSAMERICA EMERGING MARKETS DEBT F
P
2019-06-25
2020-04-08
CHEVRON CORP
P
2016-03-28
2020-04-01
GAMING AND LEISURE PROPERTIES INC
P
2020-01-08
2020-04-01
LYONDELLBASELL INDUSTRIES
P
2019-06-21
2020-04-01
NETAPP INC
P
2018-02-26
2020-04-01
SYNCHRONY FINANCIAL
P
2019-03-26
2020-04-01
KEYCORP
P
2020-04-01
2020-05-05
CISCO SYSTEMS INC
P
2020-04-01
2020-05-06
HOST HOTELS & RESORTS INC
P
2016-03-28
2020-05-06
NISOURCE INC
P
2020-04-01
2020-05-06
CHAMPLAIN MID CAP FUND
P
2019-12-19
2020-06-29
ISHARES RUSSELL 1000 GROWTH ETF
P
2020-05-06
2020-06-29
CRANE CO
P
2020-05-06
2020-06-04
TIMKEN CO
P
2020-05-06
2020-06-04
LAMAR ADVERTISING
P
2019-03-26
2020-06-10
COMCAST CORP
P
2018-07-27
2020-06-29
NORTHROP GRUMMAN CORP
P
2020-04-01
2020-06-29
UDR INC
P
2020-02-03
2020-02-03
ORACLE CORP
P
2020-06-04
2020-06-04
AMEGEN INC
P
2018-06-22
2019-09-27
ESSEX PROPERTY TRUST INC
P
2016-12-23
2019-09-27
PRUDENTIAL FINANCIAL INC
P
2017-09-27
2019-09-27
HARTFORD FLOATING RATE FUND
P
2016-02-29
2019-10-13
HARTFORD FLOATING RATE FUND
P
2014-07-31
2019-10-13
AES CORP
P
2019-09-27
2019-12-26
CONOCOPHILLIPS
P
2019-06-21
2019-12-26
INTEL CORP
P
2019-03-26
2019-12-26
PRUDENTIAL FINANCIAL INC
P
2019-03-26
2019-12-26
DODGE & COX STOCK FUND
P
2019-03-26
2020-02-05
DELTA AIR LINES INC
P
2019-09-01
2020-03-05
TRANSAMERICA EMERGING MARKETS DEBT F
P
2019-03-25
2020-04-08
CHEVRON CORP
P
2016-05-24
2020-04-01
GILEAD SCIENCES INC
P
2019-06-21
2020-04-01
MARATHON PETROLEUM CORP
P
2018-12-26
2020-04-01
NETAPP INC
P
2018-12-26
2020-04-01
SYSCO CORP
P
2018-02-26
2020-04-01
NATIONAL RETAIL PROPERTIES INC
P
2019-12-26
2020-05-05
CISCO SYSTEMS INC
P
2019-09-24
2020-05-06
HOST HOTELS & RESORTS INC
P
2018-09-20
2020-05-06
NORTHROP GRUMMAN CORP
P
2020-04-01
2020-05-06
CHAMPLAIN MID CAP FUND
P
2018-07-02
2020-06-29
GAMING AND LEISURE PROPERTIES INC
P
2020-01-09
2020-06-03
DISCOVER FINANCIAL SERVICES
P
2013-01-23
2020-06-04
TYSON FOODS INC
P
2020-04-01
2020-06-04
LAMAR ADVERTISING
P
2019-05-23
2020-06-10
COMCAST CORP
P
2018-09-20
2020-06-29
ORACLE CORP
P
2019-09-27
2020-06-29
KINDER MORGAN
P
2020-02-04
2020-02-04
PEPSICO
P
2020-06-04
2020-06-04
AMEGEN INC
P
2015-12-17
2019-09-27
EXELON CORP
P
2018-09-20
2019-09-27
SYSCO CORP
P
2018-02-26
2019-09-27
HARTFORD FLOATING RATE FUND
P
2014-12-31
2019-10-13
HARTFORD FLOATING RATE FUND
P
2019-10-04
2019-10-13
AMEREN CORP
P
2015-12-03
2019-12-26
DARDEN RESTAURANTS
P
2016-05-24
2019-12-26
INTEL CORP
P
2008-03-12
2019-12-26
PRUDENTIAL FINANCIAL INC
P
2017-03-27
2019-12-26
DODGE & COX STOCK FUND
P
2019-06-25
2020-02-05
DELTA AIR LINES INC
P
2018-09-20
2020-03-05
MFS VALUE FUND
P
2019-12-19
2020-04-28
CHEVRON CORP
P
2002-10-04
2020-04-01
HOST HOTELS & RESORTS INC
P
2014-12-26
2020-04-01
MARATHON PETROLEUM CORP
P
2019-12-26
2020-04-01
NETAPP INC
P
2019-09-27
2020-04-01
SYSCO CORP
P
2019-12-26
2020-04-01
NATIONAL RETAIL PROPERTIES INC
P
2019-09-27
2020-05-05
CITIZENS FINANCIAL GROUP INC
P
2019-06-21
2020-05-06
HOST HOTELS & RESORTS INC
P
2017-06-27
2020-05-06
ORACLE CORP
P
2019-09-27
2020-05-06
CHAMPLAIN MID CAP FUND
P
2019-12-19
2020-06-29
GAMING AND LEISURE PROPERTIES INC
P
2020-05-06
2020-06-03
DISCOVER FINANCIAL SERVICES
P
2020-05-06
2020-06-04
VALERO ENERGY CORP
P
2017-12-21
2020-06-04
LAMAR ADVERTISING
P
2019-06-21
2020-06-10
CRANE CO
P
2020-05-06
2020-06-29
ORACLE CORP
P
2019-10-26
2020-06-29
ENTERGY CORP
P
2020-02-27
2020-02-27
SYSCO CORP
P
2020-06-04
2020-06-04
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
21,443
26,559
-5,116
b
3,838
4,074
-236
c
1,457
1,502
-45
d
2,363
2,122
241
e
1,047
1,100
-53
228,750
227,250
1,500
12,143
7,327
4,816
3,254
3,635
-381
3,634
3,537
97
2,356
2,621
-265
86
84
2
3,852
5,182
-1,330
654
603
51
4,198
6,396
-2,198
201
221
-20
555
1,922
-1,367
3,178
5,381
-2,203
3,357
4,074
-717
3,271
5,753
-2,482
8,828
13,742
-4,914
1,855
4,259
-2,404
2,624
2,685
-61
3,261
3,194
67
2,750
2,575
175
3,293
4,173
-880
1,394
1,693
-299
10,909
11,073
-164
185
244
-59
10,484
7,283
3,201
3
-3
1,047
1,047
2,709
4,132
-1,423
9,594
3,198
6,396
486
472
14
1,287
1,118
169
1,017
1,076
-59
107,910
102,840
5,070
2,429
1,522
907
1,488
1,470
18
7,133
3,157
3,976
942
1,042
-100
6,877
6,765
112
9,631
10,832
-1,201
112,500
131,580
-19,080
2,449
4,163
-1,714
106
102
4
2,222
6,645
-4,423
2,372
2,645
-273
2,014
1,991
23
551
888
-337
1,232
2,127
-895
2,120
3,308
-1,188
6,560
5,869
691
2,035
1,759
276
1,271
1,456
-185
13,421
10,409
3,012
1,394
1,218
176
477
350
127
8,707
11,510
-2,803
4,842
4,872
-30
2,438
2,438
59
59
2,968
3,187
-219
9,070
10,204
-1,134
13,538
6,709
6,829
3,015
2,892
123
132,351
142,571
-10,220
9,426
7,935
1,491
4,265
4,015
250
1,279
1,051
228
2,129
2,007
122
2,356
2,677
-321
116,976
113,664
3,312
11,333
12,790
-1,457
1,403
1,659
-256
1,969
3,610
-1,641
2,126
1,492
634
1,111
3,681
-2,570
5,694
5,258
436
860
1,903
-1,043
735
1,240
-505
4,106
5,782
-1,676
2,650
4,438
-1,788
357
470
-113
24,889
21,287
3,602
3,054
2,986
68
4,326
5,049
-723
5,228
4,539
689
954
801
153
3,078
3,555
-477
4,233
4,218
15
2,531
2,531
216
216
10,388
9,212
1,176
1,006
1,305
-299
3,982
2,864
1,118
3,015
2,505
510
1,022
1,080
-58
541
520
21
11,943
9,728
2,215
2,132
2,051
81
14,719
11,594
3,125
14,133
15,859
-1,726
548
527
21
5,667
16,569
-10,902
2,591
2,338
253
3,941
9,382
-5,441
3,550
4,757
-1,207
3,555
9,059
-5,504
791
804
-13
1,719
3,643
-1,924
367
574
-207
1,848
3,703
-1,855
2,960
4,910
-1,950
3,922
6,441
-2,519
58,080
56,480
1,600
577
430
147
9,352
10,555
-1,203
12,172
16,743
-4,571
9,541
5,105
4,436
3,467
3,647
-180
2,645
3,011
-366
4,552
4,552
742
775
-33
1,006
1,059
-53
7,963
5,024
2,939
3,545
2,950
595
962
967
-5
114,038
115,083
-1,045
13,649
11,008
2,641
7,231
4,739
2,492
943
1,106
-163
4,127
4,099
28
468
460
8
578
677
-99
4,146
5,245
-1,099
2,803
6,584
-3,781
394
593
-199
2,326
2,372
-46
3,163
3,619
-456
430
1,113
-683
6,548
10,091
-3,543
6,030
8,996
-2,966
11,175
10,610
565
2,811
5,356
-2,545
91,100
90,900
200
1,067
1,174
-107
4,676
3,506
1,170
3,043
2,461
582
6,499
5,612
887
3,467
3,461
6
1,058
1,056
2
3,543
3,543
371
326
45
3,707
4,693
-986
1,552
2,062
-510
2,264
2,166
98
999
1,072
-73
570
526
44
1,771
1,467
304
19,064
12,431
6,633
1,415
1,645
-230
2,982
1,705
1,277
161,700
159,900
1,800
638
726
-88
4,275
3,817
458
3,332
4,487
-1,155
663
2,538
-1,875
25,581
6,065
19,516
4,734
9,679
-4,945
2,442
4,883
-2,441
6,490
16,396
-9,906
4,020
5,836
-1,816
2,235
2,076
159
2,044
3,849
-1,805
23,993
21,977
2,016
2,007
1,735
272
13,523
10,307
3,216
3,607
3,377
230
6,546
8,217
-1,671
8,328
9,566
-1,238
2,645
2,631
14
10,356
10,356
371
335
36
618
817
-199
931
1,153
-222
914
922
-8
802
860
-58
489
480
9
4,394
3,847
547
8,976
6,568
2,408
69
67
2
2,982
1,798
1,184
53,900
53,650
250
421
469
-48
17,306
6,320
10,986
1,493
3,050
-1,557
6,632
24,735
-18,103
5,743
9,198
-3,455
1,578
3,258
-1,680
1,900
3,665
-1,765
1,298
3,599
-2,301
6,030
9,149
-3,119
3,794
4,464
-670
2,555
5,235
-2,680
24,650
13,772
10,878
2,419
2,542
-123
1,268
1,411
-143
6,959
9,638
-2,679
1,169
1,013
156
925
1,010
-85
11,745
12,822
-1,077
7,901
7,901
400
211
189
1,497
1,542
-45
5,547
1,470
4,077
946
936
10
41,750
43,520
-1,770
528
508
20
1,615
1,850
-235
1,496
1,120
376
693
691
2
1,193
983
210
18,900
22,891
-3,991
597
582
15
9,273
11,790
-2,517
1,191
1,285
-94
1,909
3,366
-1,457
1,457
2,811
-1,354
5,523
10,858
-5,335
230
298
-68
1,623
4,100
-2,477
2,120
3,818
-1,698
4,377
5,286
-909
7,665
14,778
-7,113
20,091
19,329
762
4,299
5,084
-785
3,358
2,916
442
6,959
9,791
-2,832
3,080
2,948
132
6,520
6,406
114
3,714
2,076
1,638
1,482
1,482
2,000
1,920
80
224
189
35
4,531
5,909
-1,378
986
1,027
-41
1,034
988
46
991
794
197
1,212
1,189
23
6,802
4,726
2,076
347
357
-10
5,964
3,596
2,368
48,810
52,895
-4,085
44,150
54,865
-10,715
1,052
1,705
-653
7,573
9,888
-2,315
2,078
2,998
-920
631
1,175
-544
4,002
14,397
-10,395
115
195
-80
6,674
5,487
1,187
424
680
-256
7,590
8,068
-478
5,110
10,192
-5,082
13,394
14,226
-832
1,383
1,805
-422
4,675
4,817
-142
4,028
3,879
149
3,080
2,784
296
3,320
3,577
-257
2,476
1,463
1,013
603
603
2,926
2,768
158
2,462
2,176
286
2,266
3,358
-1,092
1,074
1,119
-45
1,022
1,098
-76
798
776
22
1,212
1,194
18
9,524
8,230
1,294
277
305
-28
2,982
1,618
1,364
162,700
174,355
-11,655
375
459
-84
426
893
-467
490
1,051
-561
4,572
5,822
-1,250
315
603
-288
672
1,518
-846
4,251
4,842
-591
4,958
9,696
-4,738
1,802
3,238
-1,436
2,335
2,528
-193
1,278
2,436
-1,158
433
434
-1
1,660
2,090
-430
1,169
1,206
-37
1,007
788
219
4,163
3,457
706
9,864
8,006
1,858
4,272
4,905
-633
477
477
3,902
3,709
193
586
399
187
14,500
23,193
-8,693
1,024
995
29
939
971
-32
651
614
37
5,494
5,669
-175
454
352
102
3,143
3,363
-220
10,505
10,546
-41
32,540
35,156
-2,616
820
981
-161
1,561
3,392
-1,831
4,898
6,922
-2,024
2,581
6,033
-3,452
701
1,316
-615
8,587
13,086
-4,499
4,366
7,311
-2,945
3,030
7,126
-4,096
5,936
10,236
-4,300
72,312
14,520
57,792
32,965
33,720
-755
571
522
49
1,107
1,373
-266
2,557
2,154
403
3,021
2,036
985
3,517
4,257
-740
1,273
1,306
-33
351
351
711
711
1,951
1,521
430
2,929
2,575
354
452
541
-89
1,169
1,199
-30
993
1,069
-76
109,448
98,670
10,778
1,983
1,805
178
4,082
3,904
178
1,183
1,313
-130
2,626
2,636
-10
10,362
8,212
2,150
564
694
-130
10,785
20,747
-9,962
490
585
-95
4,692
8,086
-3,394
385
711
-326
1,493
2,991
-1,498
6,744
11,297
-4,553
1,715
1,483
232
265
459
-194
4,151
4,862
-711
68
67
1
29,624
26,162
3,462
8,200
7,559
641
2,557
1,962
595
18,042
18,761
-719
1,507
2,060
-553
6,759
7,648
-889
92
92
310
310
975
816
159
8,136
5,598
2,538
903
1,102
-199
1,027
1,084
-57
958
976
-18
996
838
158
4,067
4,170
-103
2,992
3,894
-902
1,972
2,110
-138
12,392
10,337
2,055
461
497
-36
467
562
-95
5,947
8,037
-2,090
6,186
10,428
-4,242
938
1,734
-796
6,752
10,273
-3,521
4,181
8,828
-4,647
5,365
4,723
642
206
192
14
1,590
2,443
-853
9,300
9,714
-414
1,610
1,600
10
18,689
17,302
1,387
6,255
5,022
1,233
13,695
10,972
2,723
5,773
6,212
-439
4,077
3,684
393
9,143
9,008
135
18
18
49
49
1,951
1,853
98
1,627
1,152
475
3,161
3,748
-587
998
944
54
954
1,024
-70
1,593
1,311
282
3,277
3,050
227
2,382
2,134
248
3,769
3,644
125
4,539
4,269
270
230
294
-64
435
509
-74
4,548
6,542
-1,994
12,786
12,062
724
555
1,422
-867
993
1,413
-420
3,832
5,427
-1,595
1,214
2,102
-888
1,856
2,218
-362
1,961
3,927
-1,966
6,507
6,005
502
12,454
11,414
1,040
9,752
11,234
-1,482
7,873
5,268
2,605
3,185
2,806
379
3,608
3,366
242
1,747
1,701
46
7,045
7,022
23
30
30
61
61
5,853
4,877
976
1,943
1,735
208
4,727
3,618
1,109
1,379
1,424
-45
136
109
27
10,983
6,122
4,861
7,593
4,614
2,979
17,865
6,393
11,472
9,422
10,268
-846
736
698
38
8,750
11,088
-2,338
452
534
-82
3,848
1,969
1,879
1,434
3,408
-1,974
1,444
3,983
-2,539
993
1,357
-364
2,554
5,140
-2,586
4,250
7,871
-3,621
1,437
2,454
-1,017
4,558
8,148
-3,590
2,603
2,701
-98
6,468
6,427
41
6,376
4,369
2,007
11,664
7,853
3,811
2,440
3,187
-747
1,443
1,683
-240
8,599
7,534
1,065
1,355
1,366
-11
9
9
179
179
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-5,116
b
-236
c
-45
d
241
e
-53
1,500
4,816
-381
97
-265
2
-1,330
51
-2,198
-20
-1,367
-2,203
-717
-2,482
-4,914
-2,404
-61
67
175
-880
-299
-164
-59
3,201
-3
1,047
-1,423
6,396
14
169
-59
5,070
907
18
3,976
-100
112
-1,201
-19,080
-1,714
4
-4,423
-273
23
-337
-895
-1,188
691
276
-185
3,012
176
127
-2,803
-30
2,438
59
-219
-1,134
6,829
123
-10,220
1,491
250
228
122
-321
3,312
-1,457
-256
-1,641
634
-2,570
436
-1,043
-505
-1,676
-1,788
-113
3,602
68
-723
689
153
-477
15
2,531
216
1,176
-299
1,118
510
-58
21
2,215
81
3,125
-1,726
21
-10,902
253
-5,441
-1,207
-5,504
-13
-1,924
-207
-1,855
-1,950
-2,519
1,600
147
-1,203
-4,571
4,436
-180
-366
4,552
-33
-53
2,939
595
-5
-1,045
2,641
2,492
-163
28
8
-99
-1,099
-3,781
-199
-46
-456
-683
-3,543
-2,966
565
-2,545
200
-107
1,170
582
887
6
2
3,543
45
-986
-510
98
-73
44
304
6,633
-230
1,277
1,800
-88
458
-1,155
-1,875
19,516
-4,945
-2,441
-9,906
-1,816
159
-1,805
2,016
272
3,216
230
-1,671
-1,238
14
10,356
36
-199
-222
-8
-58
9
547
2,408
2
1,184
250
-48
10,986
-1,557
-18,103
-3,455
-1,680
-1,765
-2,301
-3,119
-670
-2,680
10,878
-123
-143
-2,679
156
-85
-1,077
7,901
189
-45
4,077
10
-1,770
20
-235
376
2
210
-3,991
15
-2,517
-94
-1,457
-1,354
-5,335
-68
-2,477
-1,698
-909
-7,113
762
-785
442
-2,832
132
114
1,638
1,482
80
35
-1,378
-41
46
197
23
2,076
-10
2,368
-4,085
-10,715
-653
-2,315
-920
-544
-10,395
-80
1,187
-256
-478
-5,082
-832
-422
-142
149
296
-257
1,013
603
158
286
-1,092
-45
-76
22
18
1,294
-28
1,364
-11,655
-84
-467
-561
-1,250
-288
-846
-591
-4,738
-1,436
-193
-1,158
-1
-430
-37
219
706
1,858
-633
477
193
187
-8,693
29
-32
37
-175
102
-220
-41
-2,616
-161
-1,831
-2,024
-3,452
-615
-4,499
-2,945
-4,096
-4,300
57,792
-755
49
-266
403
985
-740
-33
351
711
430
354
-89
-30
-76
10,778
178
178
-130
-10
2,150
-130
-9,962
-95
-3,394
-326
-1,498
-4,553
232
-194
-711
1
3,462
641
595
-719
-553
-889
92
310
159
2,538
-199
-57
-18
158
-103
-902
-138
2,055
-36
-95
-2,090
-4,242
-796
-3,521
-4,647
642
14
-853
-414
10
1,387
1,233
2,723
-439
393
135
18
49
98
475
-587
54
-70
282
227
248
125
270
-64
-74
-1,994
724
-867
-420
-1,595
-888
-362
-1,966
502
1,040
-1,482
2,605
379
242
46
23
30
61
976
208
1,109
-45
27
4,861
2,979
11,472
-846
38
-2,338
-82
1,879
-1,974
-2,539
-364
-2,586
-3,621
-1,017
-3,590
-98
41
2,007
3,811
-747
-240
1,065
-11
9
179
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
-90,412
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
-74,991
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,075,013
6,177,209
0.174029
2017
272,721
6,564,879
0.041542
2016
370,781
6,281,119
0.059031
2015
600,295
6,270,690
0.095730
2014
522,581
6,849,696
0.076293
2
Total
of line 1, column (d)
.....................
2
0.446625
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.089325
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,710,011
5
Multiply line 4 by line 3
......................
5
510,047
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,541
7
Add lines 5 and 6
........................
7
511,588
8
Enter qualifying distributions from Part XII, line 4
,.............
8
324,100
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,082
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
3,082
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,082
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
10,178
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
10,178
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
7,096
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
7,096
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.SCHWABFOUNDATION.COM
14
The books are in care of
MICHAEL EARLS
Telephone no.
(260) 602-7986
Located at
6524 CONSTITUTION DRIVE
FORT WAYNE
IN
ZIP+4
46804
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
SUE EHINGER
PRESIDENT
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
GARY SHEARER
VICE PRESIDE
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
MICHAEL EARLS
TREASURER
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
KYLE MARTIN
SECRETARY
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
M JAMES JOHNSTON
DIRECTOR EME
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
BILL ZIELKE
DIRECTOR
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
MARK GIAQUINTA
DIRECTOR
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
TODD ROBERTS
DIRECTOR
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
KELLI PACKNETT
DIRECTOR
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
DR DARYL YOST
DIRECTOR
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
JEFF MCDONALD
DIRECTOR
0.50
0
0
0
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
N/A
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,575,859
b
Average of monthly cash balances
.......................
1b
221,106
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
5,796,965
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
5,796,965
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
86,954
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,710,011
6
Minimum investment return.
Enter 5% of line 5
..................
6
285,501
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
285,501
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,082
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,082
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
282,419
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
282,419
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
282,419
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
324,100
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
324,100
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
324,100
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
282,419
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
59,372
b
From 2015
......
289,332
c
From 2016
......
64,749
d
From 2017
......
e
From 2018
......
771,395
f
Total
of lines 3a through e
........
1,184,848
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
324,100
a
Applied to 2018, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
d
Applied to 2019 distributable amount
.....
282,419
e
Remaining amount distributed out of corpus
41,681
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,226,529
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
59,372
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
1,167,157
10
Analysis of line 9:
a
Excess from 2015
....
289,332
b
Excess from 2016
....
64,749
c
Excess from 2017
....
d
Excess from 2018
....
771,395
e
Excess from 2019
....
41,681
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JIM JOHNSTON
6524 CONSTITUTION DRIVE
FORT WAYNE
,
IN
46804
(260) 602-7986
b
The form in which applications should be submitted and information and materials they should include:
A.COVER PAGE (ONE PAGE) (GRANT APPLICATION DOWNLOADED FROM THE ORGANIZATION'S WEBSITE) B.EXECUTIVE SUMMARY (ONE PAGE) C.PROPOSAL NARRATIVE 1.ORGANIZATIONAL MISSION 2.ORGANIZATIONAL HISTORY/OVERVIEW 3.NEEDS STATEMENT 4.PROJECT GOALS/OBJECTIVES 5.ANTICIPATED OUTCOMES 6.POPULATION SERVED 7.PROJECT DESCRIPTION/STRATEGIES/ACTIVITIES 8.PROJECT TIMELINE 9.ROLES, RESPONSIBILITIES, AND EXPERIENCE OF KEY PERSONNEL (INCLUDING PROJECT STAFF, ADMINISTRATION, AND CONSULTANTS, IF USED) 10.PARTNERSHIPS/COLLABORATIONS 11.EVALUATION PLAN 12.DISSEMINATION PLAN 13.SUSTAINABILITY PLAN D.REQUIRED ATTACHMENTS 1.IRS 501(C)(3) LETTER OF DETERMINATION 2.PROJECT BUDGET WITH BUDGET NARRATIVE 3.ORGANIZATIONAL OPERATING BUDGET 4.YTD FINANCIAL STATEMENTS 5.MOST RECENT FISCAL YEAR-END FINANCIAL STATEMENTS (AUDITED, IF AVAILABLE) 6.MOST RECENT IRS FORM 990 7.LIST OF OTHER FUNDERS 8.BOARD LIST (INCLUDING AFFILIATIONS, CONTACT INFORMATION, AND BOARD TERMS) 9.LETTERS OF COMMITMENT AND/OR SUPPORT
c
Any submission deadlines:
MARCH 31ST AND AUGUST 31ST OF EACH YEAR
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
THE SCHWAB FOUNDATIONS PRIMARY FOCUS IS ORGANIZATIONS AND PROGRAMS THAT SERVE STUDENTS IN MIDDLE AND HIGH SCHOOL IN ALLEN COUNTY AND THE FIVE CONTIGUOUS COUNTIES OF NOBLE, DEKALB, ADAMS, WELLS, HUNTINGTON AND WHITLEY. APPLICANT AGENCIES MUST BE 501(C)(3) ORGANIZATIONS AND AGENCIES, SCHOOLS OR SCHOOL DISTRICTS.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
NORTHEAST INDIANA FUND
200 E MAIN STREET
SUITE 910
FORT WAYNE
,
IN
46802
PC
TRANSFORMATIVE INITIATIVE
45,000
JUNIOR ACHIEVEMENT OF NORTHERN IN
550 E WALLEN ROAD
FORT WAYNE
,
IN
46825
PC
GRANT
86,500
IVY TECH COMMUNITY COLLEGE
3800 N ANTHONY BLVD
FORT WAYNE
,
IN
46805
GOV
GRANT
170,000
Total
.................................
3a
301,500
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
185,751
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
-90,412
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
95,339
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
95,339
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description