-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
05-01-2019
, and ending
04-30-2020
Name of foundation
TR UW A AND AL SINSHEIMER FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
13-6047421
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
9,921,905
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
232,691
232,691
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
145,107
b
Gross sales price for all assets on line 6a
1,517,021
7
Capital gain net income (from Part IV, line 2)
...
145,107
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
576
576
12
Total.
Add lines 1 through 11
........
378,374
378,374
13
Compensation of officers, directors, trustees, etc.
114,506
57,410
57,096
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
15,862
6,597
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
750
750
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
131,118
64,007
0
57,846
25
Contributions, gifts, grants paid
.......
325,000
325,000
26
Total expenses and disbursements.
Add lines 24 and 25
456,118
64,007
0
382,846
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-77,744
b
Net investment income
(if negative, enter -0-)
314,367
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
97,649
74,223
74,223
2
Savings and temporary cash investments
.........
122,194
225,910
225,910
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
6,424,366
5,906,828
6,990,301
c
Investments—corporate bonds (attach schedule)
.......
1,147,732
1,507,244
1,595,603
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
729,961
729,961
1,035,868
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
8,521,902
8,444,166
9,921,905
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
8,521,902
8,444,166
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
8,521,902
8,444,166
30
Total liabilities and net assets/fund balances
(see instructions)
.
8,521,902
8,444,166
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
8,521,902
2
Enter amount from Part I, line 27a
.....................
2
-77,744
3
Other increases not included in line 2 (itemize)
3
8
4
Add lines 1, 2, and 3
..........................
4
8,444,166
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
8,444,166
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
4. OCCIDENTAL PETE CORP
2007-01-12
2019-05-01
b
1. OCCIDENTAL PETE CORP
2007-01-12
2019-05-01
c
2. REGENERON PHARMACEUTICALS INC
2019-05-01
d
1. REGENERON PHARMACEUTICALS INC
2019-01-24
2019-05-01
e
12. OCCIDENTAL PETE CORP
2007-01-12
2019-05-02
1. OCCIDENTAL PETE CORP
2007-01-12
2019-05-02
3. OCCIDENTAL PETE CORP
2007-01-12
2019-05-02
1. OCCIDENTAL PETE CORP
2007-01-12
2019-05-02
1. OCCIDENTAL PETE CORP
2007-01-12
2019-05-03
5. OCCIDENTAL PETE CORP
2007-01-12
2019-05-03
1. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
9. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
5. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
1. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
2. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
13. SCHWAB CHARLES CORP NEW
2019-05-15
12. SCHWAB CHARLES CORP NEW
2019-05-16
3. SCHWAB CHARLES CORP NEW
2019-05-16
8. SCHWAB CHARLES CORP NEW
2019-05-16
9. MEDTRONIC PLC
2019-05-16
2. MEDTRONIC PLC
2018-07-18
2019-05-16
9. MEDTRONIC PLC
2019-05-16
4. MEDTRONIC PLC
2019-05-17
6. MEDTRONIC PLC
2019-05-17
3. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
3. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
2. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
12. DELTA AIR LINES INC DEL NEW
2019-06-05
5. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-05
2. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-06-05
13. PHILIP MORRIS INTERNATIONAL
2017-04-24
2019-06-05
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
4. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
4. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
37. BANK OF AMERICA CORPORATION
2019-06-10
8. DOLLAR TREE INC
2019-06-10
29. WELLS FARGO & CO NEW
2009-03-13
2019-06-10
8. DOLLAR TREE INC
2019-06-11
4. DOLLAR TREE INC
2018-12-17
2019-06-11
3. DOLLAR TREE INC
2018-12-17
2019-06-11
3. ADOBE SYS INC
2012-08-03
2019-06-27
. AMGEN INC
2019-07-17
3. SVB FINANCIAL GROUP
2019-08-14
2. SVB FINANCIAL GROUP
2015-02-05
2019-08-14
4. APTIV PLC
2019-08-14
2. APTIV PLC
2017-05-18
2019-08-14
6. APTIV PLC
2019-08-14
3. SVB FINANCIAL GROUP
2015-02-05
2019-08-15
12. APTIV PLC
2019-08-15
2262. ISHARES CORE MSCI EAFE ETF
2019-08-26
4. ABBVIE INC
2019-09-16
2019-09-23
2. ADOBE SYS INC
2012-08-03
2019-09-23
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-09-23
2. ALPHABET INC-CL C
2019-09-23
1. AMAZON COM INC
2015-03-12
2019-09-23
6. AMERICAN EXPRESS CO
2019-06-10
2019-09-23
9. APPLE COMPUTER INC
2006-04-07
2019-09-23
3. AUTOMATIC DATA PROCESSING INC
2019-08-14
2019-09-23
29. BANK OF AMERICA CORPORATION
2019-09-23
1. BERKSHIRE HATHAWAY INC DEL CL B
2018-09-11
2019-09-23
3. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2019-09-23
17. BOSTON SCIENTIFIC CORP
2019-09-23
3. BROADCOM INC
2013-04-25
2019-09-23
10. CELGENE CORP.
2019-09-23
2. CHARTER COMMUNICATIONS INC-A
2019-09-23
12. CITIGROUP INC NEW
2019-09-23
8. COCA-COLA CO
2018-04-13
2019-09-23
24. COMCAST CORP NEW CL A
2019-09-23
11. CORTEVA INC
2019-09-23
3. DIAMONDBACK ENERGY INC
2019-09-23
6. DISNEY WALT CO
2016-12-05
2019-09-23
6. DUPONT DE NEMOURS INC-WI
2019-09-23
8. EOG RESOURCES INC
2019-09-23
5. ELECTRONIC ARTS
2019-09-23
3. FACEBOOK INC-A
2014-07-25
2019-09-23
6. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2019-09-23
11. FISERV INC
2019-09-23
3. GENERAL DYNAMICS CORP
2018-12-13
2019-09-23
4. HOME DEPOT INC
2019-09-23
7. HONEYWELL INTL INC
2019-09-23
3. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2019-09-23
536. ISHARES TR 7-10 YR TREAS INDEX FD
2019-02-15
2019-09-23
938. ISHARES TR BARCLAYS MBS BD FD
2019-02-08
2019-09-23
24. KEYCORP NEW
2019-09-23
5. LILLY ELI & CO
2019-09-23
5. LOWES COS INC
2011-09-28
2019-09-23
12. MARATHON PETROLEUM CORPORATION
2019-09-23
4. MASTERCARD INC - CLASS A
2009-07-16
2019-09-23
2. MCDONALDS CORP
2019-06-10
2019-09-23
10. MERCK & CO INC
2019-03-14
2019-09-23
22. MICROSOFT CORP
2009-01-29
2019-09-23
11. MONDELEZ INTERNATIONAL-W/I
2019-09-23
19. MORGAN STANLEY DEAN WITTER & CO NEW
2019-09-23
1. NETFLIX.COM INC
2018-09-13
2019-09-23
3. NEXTERA ENERGY INC
2019-09-23
11. NISOURCE INC
2019-09-23
4. NORFOLK SOUTHN CORP
2018-03-09
2019-09-23
2. NORTHROP GRUMMAN CORP
2019-05-20
2019-09-23
2. NVIDIA CORP
2018-10-08
2019-09-23
1. O'REILLY AUTOMOTIVE INC
2017-05-05
2019-09-23
7. PAYPAL HOLDINGS INC
2019-01-23
2019-09-23
6. PEPSICO INC
2019-09-23
23. PFIZER INC
2019-09-23
3. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-09-23
3. PIONEER NAT RES CO
2016-03-22
2019-09-23
6. PROCTER & GAMBLE CO
2019-06-05
2019-09-23
3. QUALCOMM INC
2019-05-01
2019-09-23
4. ROSS STORES INC
2018-12-11
2019-09-23
3. SALESFORCE.COM INC
2018-10-08
2019-09-23
4. STANLEY BLACK & DECKER,INC.
2019-09-23
4. TEXAS INSTRS INC
2016-03-10
2019-09-23
3. TEXAS INSTRS INC
2019-02-19
2019-09-23
5. UNION PAC CORP
2017-05-18
2019-09-23
3. UNITED TECHNOLOGIES CORP
2019-09-23
6. UNITEDHEALTH GROUP INC
2019-09-23
1282. VANGUARD BD INDEX FD INC
2019-09-23
2. VERTEX PHARMACEUTICALS INC
2011-12-15
2019-09-23
3. VISA INC CLASS A SHARES
2015-10-19
2019-09-23
4. WASTE CONNECTIONS INC
2016-07-26
2019-09-23
9. WELLS FARGO & CO NEW
2009-03-13
2019-09-23
2. WEX INC
2016-06-01
2019-09-23
2. YUM BRANDS INC
2019-09-23
4. ZIMMER HLDGS INC
2019-09-23
2. ZIMMER HLDGS INC
2019-09-23
4. ALLEGION PLC
2019-09-23
4. ACCENTURE PLC
2019-09-23
6. LINDE PLC
2019-09-23
4. CHUBB LTD
2012-01-09
2019-09-23
4. NXP SEMICONDUCTORS NV
2019-09-23
12. DISNEY WALT CO
2019-10-25
3. ACCENTURE PLC
2019-10-25
3. ACCENTURE PLC
2014-04-22
2019-10-28
8. NISOURCE INC
2019-11-11
10. NISOURCE INC
2013-10-17
2019-11-11
7. NISOURCE INC
2019-11-12
20. NISOURCE INC
2019-11-12
2. NISOURCE INC
2013-02-26
2019-11-12
2. NISOURCE INC
2013-02-26
2019-11-13
33. CELGENE CORP.
2019-11-21
14. CELGENE CORP.
2009-04-01
2019-11-21
18. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
2. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
1. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
22. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
4. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
268. SPDR TR UNIT SER 1
2016-07-14
2019-11-27
2662.5 AMER FNDS INTL VNTG-F3
2014-01-30
2019-12-30
11. ABBVIE INC
2020-01-09
2. ADOBE SYS INC
2012-08-03
2020-01-09
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-01-09
1. ALPHABET INC-CL C
2019-10-25
2020-01-09
1. ALPHABET INC-CL C
2013-02-08
2020-01-09
1. ALPHABET INC-CL A
2012-07-11
2020-01-09
1. AMAZON COM INC
2015-03-12
2020-01-09
8. AMERICAN EXPRESS CO
2020-01-09
11. APPLE COMPUTER INC
2006-04-07
2020-01-09
1. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-01-09
4. AUTOMATIC DATA PROCESSING INC
2020-01-09
35. BANK OF AMERICA CORPORATION
2009-02-05
2020-01-09
5. BERKSHIRE HATHAWAY INC DEL CL B
2020-01-09
22. BOSTON SCIENTIFIC CORP
2016-12-05
2020-01-09
13. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-01-09
5. BROADCOM INC
2020-01-09
2. CHARTER COMMUNICATIONS INC-A
2020-01-09
16. CITIGROUP INC NEW
2020-01-09
11. COCA-COLA CO
2018-04-13
2020-01-09
30. COMCAST CORP NEW CL A
2020-01-09
.666 CORTEVA INC
2017-02-22
2020-01-09
12.334 CORTEVA INC
2020-01-09
4. DIAMONDBACK ENERGY INC
2017-05-15
2020-01-09
5. DISNEY WALT CO
2020-01-09
5.666 DUPONT DE NEMOURS INC-WI
2017-02-22
2020-01-09
2.334 DUPONT DE NEMOURS INC-WI
2019-04-08
2020-01-09
9. EOG RESOURCES INC
2020-01-09
3. ELECTRONIC ARTS
2019-01-29
2020-01-09
4. ELECTRONIC ARTS
2018-09-20
2020-01-09
7. FACEBOOK INC-A
2020-01-08
2020-01-09
7. FIDELITY NATL INFORMATION SVCS INC
2020-01-09
15. FISERV INC
2020-01-09
3. GENERAL DYNAMICS CORP
2020-01-09
5. HOME DEPOT INC
2011-09-29
2020-01-09
9. HONEYWELL INTL INC
2020-01-09
3. INTERCONTINENTALEXCHANGE GROUP, INC
2020-01-09
30. KEYCORP NEW
2020-01-09
7. LILLY ELI & CO
2020-01-09
6. LOWES COS INC
2011-09-28
2020-01-09
15. MARATHON PETROLEUM CORPORATION
2020-01-09
6. MASTERCARD INC - CLASS A
2009-07-16
2020-01-09
2. MCDONALDS CORP
2019-06-10
2020-01-09
12. MERCK & CO INC
2020-01-09
27. MICROSOFT CORP
2009-01-29
2020-01-09
15. MONDELEZ INTERNATIONAL-W/I
2020-01-09
25. MORGAN STANLEY DEAN WITTER & CO NEW
2020-01-09
2. NETFLIX.COM INC
2018-09-13
2020-01-09
3. NEXTERA ENERGY INC
2016-10-18
2020-01-09
6. NORFOLK SOUTHN CORP
2020-01-09
3. NORTHROP GRUMMAN CORP
2017-09-22
2020-01-09
4. NVIDIA CORP
2020-01-09
1. O'REILLY AUTOMOTIVE INC
2017-05-04
2020-01-09
5. PAYPAL HOLDINGS INC
2018-01-26
2020-01-09
3. PAYPAL HOLDINGS INC
2019-01-23
2020-01-09
8. PEPSICO INC
2020-01-09
30. PFIZER INC
2020-01-09
4. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-01-09
4. PIONEER NAT RES CO
2020-01-09
6. PROCTER & GAMBLE CO
2019-06-05
2020-01-09
4. QUALCOMM INC
2019-05-01
2020-01-09
6. ROSS STORES INC
2020-01-09
3. SALESFORCE.COM INC
2018-10-08
2020-01-09
4. SALESFORCE.COM INC
2019-10-28
2020-01-09
4. STANLEY BLACK & DECKER,INC.
2020-01-09
10. TEXAS INSTRS INC
2016-03-10
2020-01-09
6. UNION PAC CORP
2020-01-09
2. UNITED TECHNOLOGIES CORP
2020-01-09
7. UNITEDHEALTH GROUP INC
2011-09-16
2020-01-09
2. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-01-09
4. VISA INC CLASS A SHARES
2015-10-19
2020-01-09
5. WASTE CONNECTIONS INC
2020-01-09
11. WELLS FARGO & CO NEW
2009-03-13
2020-01-09
3. WEX INC
2020-01-09
3. YUM BRANDS INC
2020-01-09
8. ZIMMER HLDGS INC
2020-01-09
4. ALLEGION PLC
2020-01-09
3. ACCENTURE PLC
2014-04-22
2020-01-09
8. LINDE PLC
2020-01-09
6. CHUBB LTD
2011-05-23
2020-01-09
5. NXP SEMICONDUCTORS NV
2020-01-09
3. CORTEVA INC
2019-06-27
2020-01-13
3. CORTEVA INC
2020-01-13
3. CORTEVA INC
2019-04-08
2020-01-14
4. CORTEVA INC
2020-01-14
1. CORTEVA INC
2019-06-28
2020-01-14
1. CORTEVA INC
2019-06-28
2020-01-14
.001 CORTEVA INC
2015-06-18
2020-01-15
3.999 CORTEVA INC
2019-06-28
2020-01-15
5. CORTEVA INC
2020-01-15
2. CORTEVA INC
2016-08-10
2020-01-15
3. CORTEVA INC
2020-01-15
3. CORTEVA INC
2020-01-15
1. CORTEVA INC
2015-07-15
2020-01-16
1. CORTEVA INC
2015-07-15
2020-01-16
1. CORTEVA INC
2015-07-15
2020-01-16
10. QUALCOMM INC
2019-05-01
2020-01-23
5. EOG RESOURCES INC
2020-01-28
1. EOG RESOURCES INC
2016-05-20
2020-01-28
4. EOG RESOURCES INC
2020-01-29
4. EOG RESOURCES INC
2020-01-29
4. EOG RESOURCES INC
2016-03-07
2020-01-29
5. EOG RESOURCES INC
2016-03-07
2020-01-30
1. EOG RESOURCES INC
2016-03-07
2020-01-30
1935.923 AMER FNDS INTL VNTG-F3
2014-01-30
2020-01-31
12. ABBVIE INC
2020-02-07
3. ADOBE SYS INC
2012-08-03
2020-02-07
3. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-02-07
2. ALPHABET INC-CL C
2020-02-07
1. ALPHABET INC-CL A
2012-07-11
2020-02-07
2. AMAZON COM INC
2020-02-07
7. AMERICAN EXPRESS CO
2020-02-07
1. AMERICAN EXPRESS CO
2018-07-18
2020-02-07
14. APPLE COMPUTER INC
2006-04-07
2020-02-07
5. AUTOMATIC DATA PROCESSING INC
2020-02-07
41. BANK OF AMERICA CORPORATION
2009-02-05
2020-02-07
6. BERKSHIRE HATHAWAY INC DEL CL B
2017-04-20
2020-02-07
25. BOSTON SCIENTIFIC CORP
2016-12-05
2020-02-07
15. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-02-07
5. BROADCOM INC
2020-02-07
3. CHARTER COMMUNICATIONS INC-A
2020-02-07
18. CITIGROUP INC NEW
2020-02-07
13. COCA-COLA CO
2020-02-07
35. COMCAST CORP NEW CL A
2020-02-07
10. DIAMONDBACK ENERGY INC
2020-02-07
6. DISNEY WALT CO
2020-02-07
5.001 DUPONT DE NEMOURS INC-WI
2020-02-07
3.999 DUPONT DE NEMOURS INC-WI
2019-04-08
2020-02-07
9. ELECTRONIC ARTS
2020-02-07
3. FACEBOOK INC-A
2020-01-08
2020-02-07
4. FACEBOOK INC-A
2014-07-25
2020-02-07
8. FIDELITY NATL INFORMATION SVCS INC
2020-02-07
13. FISERV INC
2020-02-07
4. FISERV INC
2020-02-07
5. GENERAL DYNAMICS CORP
2020-02-07
6. HOME DEPOT INC
2011-09-29
2020-02-07
10. HONEYWELL INTL INC
2009-12-16
2020-02-07
4. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-02-07
36. KEYCORP NEW
2020-02-07
9. LILLY ELI & CO
2020-02-07
7. LOWES COS INC
2020-02-07
19. MARATHON PETROLEUM CORPORATION
2020-02-07
7. MASTERCARD INC - CLASS A
2009-07-16
2020-02-07
3. MCDONALDS CORP
2019-06-10
2020-02-07
14. MERCK & CO INC
2016-08-12
2020-02-07
32. MICROSOFT CORP
2009-01-29
2020-02-07
17. MONDELEZ INTERNATIONAL-W/I
2020-02-07
29. MORGAN STANLEY DEAN WITTER & CO NEW
2020-02-07
2. NETFLIX.COM INC
2018-09-13
2020-02-07
4. NEXTERA ENERGY INC
2020-02-07
6. NORFOLK SOUTHN CORP
2020-02-07
3. NORTHROP GRUMMAN CORP
2020-02-07
4. NVIDIA CORP
2017-10-03
2020-02-07
1. O'REILLY AUTOMOTIVE INC
2017-05-04
2020-02-07
9. PAYPAL HOLDINGS INC
2018-01-26
2020-02-07
9. PEPSICO INC
2014-10-13
2020-02-07
35. PFIZER INC
2020-02-07
5. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-02-07
6. PIONEER NAT RES CO
2020-02-07
8. PROCTER & GAMBLE CO
2019-06-05
2020-02-07
7. ROSS STORES INC
2018-12-11
2020-02-07
4. SALESFORCE.COM INC
2019-10-25
2020-02-07
5. SALESFORCE.COM INC
2020-02-07
6. STANLEY BLACK & DECKER,INC.
2020-02-07
9. TEXAS INSTRS INC
2020-02-07
4. TEXAS INSTRS INC
2020-01-23
2020-02-07
2. THERMO ELECTRON CORP
2020-02-07
8. UNION PAC CORP
2020-02-07
4. UNITED TECHNOLOGIES CORP
2020-02-07
9. UNITEDHEALTH GROUP INC
2010-12-01
2020-02-07
3. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-02-07
6. VISA INC CLASS A SHARES
2015-12-11
2020-02-07
6. WASTE CONNECTIONS INC
2016-07-26
2020-02-07
14. WELLS FARGO & CO NEW
2009-03-13
2020-02-07
3. WEX INC
2020-02-07
4. YUM BRANDS INC
2020-02-07
9. ZIMMER HLDGS INC
2020-02-07
5. ALLEGION PLC
2020-02-07
3. ACCENTURE PLC
2014-04-03
2020-02-07
4. LINDE PLC
2018-12-11
2020-02-07
6. LINDE PLC
2019-04-25
2020-02-07
7. CHUBB LTD
2008-11-19
2020-02-07
7. NXP SEMICONDUCTORS NV
2020-02-07
1909. JPMORGAN BETABUILDERS JAPAN ETF
2020-02-10
2122. JPMORGAN BETABUILDERS JAPAN ETF
2018-07-19
2020-02-10
2. ELECTRONIC ARTS
2018-11-27
2020-02-25
2. ELECTRONIC ARTS
2018-11-27
2020-02-25
1. ACCENTURE PLC
2014-04-03
2020-02-25
2. ACCENTURE PLC
2014-04-03
2020-02-26
7. DISNEY WALT CO
2016-10-07
2020-03-04
16. WELLS FARGO & CO NEW
2009-03-13
2020-03-04
4172. ISHARES CORE MSCI EAFE ETF
2020-03-10
11. DUPONT DE NEMOURS INC-WI
2020-03-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-13
1200. ISHARES MISCI EAFE INDEX FUND
2020-03-16
580. ISHARES MISCI EAFE INDEX FUND
2016-01-28
2020-03-16
1671. JPMORGAN BETABUILDERS EUROPE ETF
2018-07-13
2020-03-16
749. SPDR TR UNIT SER 1
2016-07-14
2020-03-16
300. SPDR TR UNIT SER 1
2020-03-16
4. UNITED TECHNOLOGIES CORP
2017-12-05
2020-03-31
4. COMCAST CORP NEW CL A
2009-12-07
2020-04-16
8. COMCAST CORP NEW CL A
2009-12-07
2020-04-16
5. COMCAST CORP NEW CL A
2009-12-07
2020-04-16
1. COMCAST CORP NEW CL A
2009-12-07
2020-04-16
1. ROSS STORES INC
2018-12-11
2020-04-16
1. ROSS STORES INC
2018-12-18
2020-04-16
1. ROSS STORES INC
2018-12-18
2020-04-16
5. ROSS STORES INC
2020-04-16
22. MARATHON PETROLEUM CORPORATION
2020-04-27
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
230
167
63
b
58
42
16
c
682
830
-148
d
340
407
-67
e
688
502
186
57
42
15
172
126
46
57
42
15
58
42
16
291
209
82
98
80
18
886
717
169
494
398
96
98
80
18
198
159
39
556
373
183
523
337
186
130
81
49
347
214
133
793
714
79
176
176
795
712
83
352
313
39
530
466
64
489
625
-136
490
625
-135
326
416
-90
659
642
17
275
267
8
154
178
-24
1,004
1,459
-455
55
53
2
219
214
5
218
214
4
55
53
2
55
53
2
56
53
3
1,043
350
693
831
735
96
1,346
390
956
853
731
122
427
346
81
320
259
61
881
96
785
46
46
573
369
204
380
240
140
318
331
-13
161
142
19
479
425
54
560
361
199
951
850
101
132,372
138,790
-6,418
293
283
10
555
64
491
212
269
-57
2,464
1,017
1,447
1,776
374
1,402
700
738
-38
1,967
89
1,878
480
493
-13
848
188
660
208
214
-6
623
615
8
734
373
361
853
108
745
995
958
37
842
582
260
831
535
296
433
356
77
1,113
1,026
87
315
359
-44
292
312
-20
794
601
193
426
562
-136
647
662
-15
490
568
-78
559
226
333
791
786
5
1,146
1,148
-2
562
515
47
908
182
726
1,172
356
816
278
174
104
60,247
55,987
4,260
101,426
98,675
2,751
425
442
-17
573
411
162
559
101
458
664
944
-280
1,088
72
1,016
423
402
21
846
814
32
3,063
392
2,671
600
348
252
824
492
332
265
371
-106
677
464
213
325
169
156
715
579
136
741
626
115
351
537
-186
401
252
149
735
633
102
813
598
215
837
794
43
217
267
-50
399
421
-22
740
640
100
232
259
-27
426
322
104
460
454
6
563
395
168
510
221
289
383
323
60
830
537
293
408
367
41
1,381
306
1,075
103,433
100,869
2,564
355
63
292
524
231
293
363
198
165
439
121
318
410
185
225
228
184
44
562
451
111
281
226
55
405
263
142
774
334
440
1,159
1,117
42
632
280
352
420
376
44
1,576
1,131
445
549
246
303
551
239
312
210
121
89
261
112
149
182
69
113
521
194
327
52
19
33
52
19
33
3,565
3,058
507
1,512
271
1,241
38
41
-3
4
5
-1
2
2
47
51
-4
8
9
-1
84,320
57,946
26,374
38,340
30,512
7,828
989
940
49
677
64
613
222
269
-47
1,412
1,260
152
1,412
392
1,020
1,412
286
1,126
1,900
374
1,526
1,020
961
59
3,382
109
3,273
170
164
6
682
583
99
1,223
163
1,060
1,142
918
224
1,004
455
549
854
733
121
1,517
174
1,343
1,014
519
495
1,281
625
656
606
490
116
1,358
1,136
222
19
22
-3
351
366
-15
372
415
-43
724
464
260
345
528
-183
142
198
-56
771
742
29
325
261
64
434
454
-20
1,515
1,498
17
997
445
552
1,762
1,419
343
546
460
86
1,123
169
954
1,607
357
1,250
284
174
110
588
427
161
949
546
403
732
121
611
877
1,089
-212
1,851
108
1,743
417
402
15
1,075
764
311
4,352
482
3,870
811
330
481
1,302
526
776
671
741
-70
731
376
355
1,189
852
337
1,116
844
272
968
887
81
437
251
186
560
425
135
336
271
65
1,078
783
295
1,168
1,033
135
350
356
-6
600
561
39
742
640
102
356
346
10
729
484
245
534
454
80
713
605
108
661
370
291
1,305
552
753
1,073
638
435
307
244
63
2,067
349
1,718
456
63
393
772
308
464
471
247
224
578
148
430
647
277
370
310
274
36
1,195
897
298
494
262
232
620
239
381
1,667
1,480
187
922
410
512
646
467
179
85
89
-4
86
89
-3
86
89
-3
115
118
-3
29
30
-1
29
30
-1
115
118
-3
143
138
5
57
55
2
86
83
3
86
82
4
29
27
2
29
27
2
29
27
2
919
865
54
385
406
-21
77
81
-4
302
322
-20
307
305
2
303
289
14
372
362
10
75
72
3
27,548
22,186
5,362
1,111
994
117
1,099
96
1,003
304
404
-100
2,950
703
2,247
1,474
286
1,188
4,165
736
3,429
926
826
100
132
103
29
4,492
138
4,354
896
720
176
1,416
191
1,225
1,364
990
374
1,053
517
536
988
839
149
1,577
172
1,405
1,575
624
951
1,419
620
799
769
579
190
1,561
958
603
743
1,034
-291
846
555
291
262
396
-134
209
339
-130
982
769
213
634
642
-8
846
301
545
1,170
503
667
1,583
1,118
465
487
335
152
936
763
173
1,421
203
1,218
1,755
390
1,365
369
232
137
702
391
311
1,311
671
640
849
135
714
1,042
1,302
-260
2,294
126
2,168
636
603
33
1,189
886
303
5,893
571
5,322
1,000
372
628
1,591
596
995
739
741
-2
1,078
501
577
1,258
765
493
1,086
635
451
1,007
717
290
388
251
137
1,069
765
304
1,305
857
448
1,331
1,176
155
435
446
-11
827
805
22
1,010
854
156
819
564
255
746
602
144
932
603
329
981
547
434
1,164
473
691
517
529
-12
653
665
-12
1,469
765
704
628
484
144
2,608
338
2,270
715
94
621
1,217
458
759
600
297
303
669
188
481
636
275
361
408
364
44
1,408
998
410
670
325
345
635
237
398
854
643
211
1,281
1,057
224
1,141
295
846
929
781
148
46,832
45,800
1,032
52,067
50,904
1,163
212
170
42
211
170
41
198
79
119
395
158
237
827
648
179
652
215
437
230,556
255,221
-24,665
407
861
-454
79
135
-56
77
135
-58
80
135
-55
57,068
67,788
-10,720
27,596
31,638
-4,042
28,241
41,458
-13,217
183,776
161,947
21,829
74,083
62,815
11,268
378
482
-104
149
34
115
298
68
230
186
42
144
37
8
29
88
80
8
88
79
9
88
79
9
437
395
42
577
1,353
-776
11,361
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
63
b
16
c
-148
d
-67
e
186
15
46
15
16
82
18
169
96
18
39
183
186
49
133
79
83
39
64
-136
-135
-90
17
8
-24
-455
2
5
4
2
2
3
693
96
956
122
81
61
785
46
204
140
-13
19
54
199
101
-6,418
10
491
-57
1,447
1,402
-38
1,878
-13
660
-6
8
361
745
37
260
296
77
87
-44
-20
193
-136
-15
-78
333
5
-2
47
726
816
104
4,260
2,751
-17
162
458
-280
1,016
21
32
2,671
252
332
-106
213
156
136
115
-186
149
102
215
43
-50
-22
100
-27
104
6
168
289
60
293
41
1,075
2,564
292
293
165
318
225
44
111
55
142
440
42
352
44
445
303
312
89
149
113
327
33
33
507
1,241
-3
-1
-4
-1
26,374
7,828
49
613
-47
152
1,020
1,126
1,526
59
3,273
6
99
1,060
224
549
121
1,343
495
656
116
222
-3
-15
-43
260
-183
-56
29
64
-20
17
552
343
86
954
1,250
110
161
403
611
-212
1,743
15
311
3,870
481
776
-70
355
337
272
81
186
135
65
295
135
-6
39
102
10
245
80
108
291
753
435
63
1,718
393
464
224
430
370
36
298
232
381
187
512
179
-4
-3
-3
-3
-1
-1
-3
5
2
3
4
2
2
2
54
-21
-4
-20
2
14
10
3
5,362
117
1,003
-100
2,247
1,188
3,429
100
29
4,354
176
1,225
374
536
149
1,405
951
799
190
603
-291
291
-134
-130
213
-8
545
667
465
152
173
1,218
1,365
137
311
640
714
-260
2,168
33
303
5,322
628
995
-2
577
493
451
290
137
304
448
155
-11
22
156
255
144
329
434
691
-12
-12
704
144
2,270
621
759
303
481
361
44
410
345
398
211
224
846
148
1,032
1,163
42
41
119
237
179
437
-24,665
-454
-56
-58
-55
-10,720
-4,042
-13,217
21,829
11,268
-104
115
230
144
29
8
9
9
42
-776
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
145,107
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
370,071
10,122,572
0.036559
2017
514,689
10,220,748
0.050357
2016
643,192
9,442,634
0.068116
2015
623,046
9,773,466
0.063749
2014
480,522
10,573,051
0.045448
2
Total
of line 1, column (d)
.....................
2
0.264229
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052846
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
10,340,709
5
Multiply line 4 by line 3
......................
5
546,465
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
3,144
7
Add lines 5 and 6
........................
7
549,609
8
Enter qualifying distributions from Part XII, line 4
,.............
8
382,846
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
6,287
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
6,287
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
6,287
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
6,948
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
6,948
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
661
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
661
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JPMorgan Chase Bank NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN IL1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE N A
TRUSTEE
10
114,506
10 S DEARBORN IL1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
10,285,295
b
Average of monthly cash balances
.......................
1b
212,887
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
10,498,182
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
10,498,182
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
157,473
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
10,340,709
6
Minimum investment return.
Enter 5% of line 5
..................
6
517,035
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
517,035
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
6,287
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
6,287
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
510,748
4
Recoveries of amounts treated as qualifying distributions
................
4
576
5
Add lines 3 and 4
............................
5
511,324
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
511,324
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
382,846
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
382,846
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
382,846
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
511,324
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
116,483
d
From 2017
......
14,257
e
From 2018
......
0
f
Total
of lines 3a through e
........
130,740
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
382,846
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
382,846
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
128,478
128,478
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
2,262
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
2,262
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
2,262
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
Roman Jackson Associate JPMorgan
270 Park Ave fl 16
New York
,
NY
10017
(212) 464-2073
NONE@JPMORGAN.COM
b
The form in which applications should be submitted and information and materials they should include:
Sinsheimer Scholar Awards Application form
c
Any submission deadlines:
February 15 to be considered by April 30
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
medical students in medical schools in Metropolitan New York
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Albert Einstein College of Medicine
500 W 185TH ST
New York
,
NY
10033
NONE
PC
GENERAL
50,000
SUNY UPSTATE MEDICAL UNIVERSITY
750 E ADAMS ST
Syracuse
,
NY
13210
NONE
PC
GENERAL
100,000
WEILL MEDICAL COLLEGE OF CORNELL UNIVERS
407 E 61ST ST
New York
,
NY
10065
NONE
PC
GENERAL
25,000
ALBANY MEDICAL COLLEGE
43 NEW SCOTLAND AVE
Albany
,
NY
12208
NONE
PC
GENERAL
100,000
COLUMBIA UNIVERSITY COLLEGE OF
PHYSICIANS AND SURGEONS
630 W 168TH ST
New York
,
NY
10032
NONE
PC
GENERAL
25,000
NEW YORK UNIVERSITY SCHOOL OF MEDICINE
550 1ST AVENUE
New York
,
NY
10016
NONE
PC
GENERAL
25,000
Total
.................................
3a
325,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
232,691
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
145,107
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
STATE REFUND
1
576
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
378,374
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
378,374
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description