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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
RUDOLPH C MILLER COMMUNITY FUND
Number and street (or P.O. box number if mail is not delivered to street address)
701 POYDRAS ST STE 3200
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW ORLEANS
,
LA
701397727
A Employer identification number
74-1983753
B
Telephone number (see instructions)
(504) 586-7421
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,660,935
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
101,359
101,359
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
-48,296
b
Gross sales price for all assets on line 6a
2,324,967
7
Capital gain net income (from Part IV, line 2)
...
0
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
37,682
37,682
12
Total.
Add lines 1 through 11
........
90,745
139,041
13
Compensation of officers, directors, trustees, etc.
65,489
36,019
29,470
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
750
0
0
750
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,209
919
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
241
241
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
68,689
37,179
0
30,220
25
Contributions, gifts, grants paid
.......
353,915
353,915
26
Total expenses and disbursements.
Add lines 24 and 25
422,604
37,179
0
384,135
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-331,859
b
Net investment income
(if negative, enter -0-)
101,862
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
561,384
436,657
436,657
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
782,939
622,615
668,549
b
Investments—corporate stock (attach schedule)
.......
3,136,443
2,994,055
3,300,899
c
Investments—corporate bonds (attach schedule)
.......
512,856
605,074
644,957
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
452,911
465,426
609,873
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
5,446,533
5,123,827
5,660,935
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
5,446,533
5,123,827
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
5,446,533
5,123,827
30
Total liabilities and net assets/fund balances
(see instructions)
.
5,446,533
5,123,827
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
5,446,533
2
Enter amount from Part I, line 27a
.....................
2
-331,859
3
Other increases not included in line 2 (itemize)
3
9,153
4
Add lines 1, 2, and 3
..........................
4
5,123,827
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
5,123,827
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
25000. VENTAS 2.7% 04/01/2020-2020
2018-02-27
2019-07-03
b
146. PING AN INSURANCE-ADR
2018-11-15
2019-07-09
c
77. TAL EDUCATION GROUP-ADR
2018-11-15
2019-07-09
d
156. ZALANDO SE UNSP ADR
2019-07-09
e
.3 L3HARRIS TECHNOLOGIES INC
2015-11-20
2019-07-11
.3 L3HARRIS TECHNOLOGIES INC
2015-11-20
2019-07-11
48. ADVANCED DISPOSAL SERVICES, INC.
2019-06-27
2019-07-12
12. CROWDSTRIKE HOLDINGS INC CL A
2019-06-27
2019-07-12
12. EXACT SCIENCES CORP
2019-06-27
2019-07-12
36. RUTH'S HOSPITALITY GROUP, INC.
2018-04-10
2019-07-12
34. TCF FINL CORP
2019-06-27
2019-07-12
85. VISHAY INTERTECHNOLOGY
2019-07-12
69. CHINA PETROLEUM & CHEM-ADR
2019-07-17
54. ARRAY BIOPARMA INC
2019-06-27
2019-07-30
89. MAMMOTH ENERGY SERVICES INC
2019-07-30
7. RELIANCE STEEL & ALUMINUM CO
2019-06-27
2019-07-30
.28 MPLX LP
2015-07-17
2019-07-31
410. ABBVIE INC
2018-11-14
2019-08-08
470. ALLISON
2018-11-14
2019-08-08
75. BOEING CO
2018-11-14
2019-08-08
202. CME GROUP INC
2019-06-27
2019-08-08
256. CNA FINANCIAL CORP
2019-06-27
2019-08-08
552. CHEMOURS CO/THE
2018-11-14
2019-08-08
134. COVETRUS INC COM
2019-06-27
2019-08-08
175. EDGEWELL PERSONAL CARE CO
2019-06-27
2019-08-08
105. GRAINGER W W INC
2018-11-26
2019-08-08
559. HP ENTERPRISE CO
2018-11-14
2019-08-08
54. LEAR CORPORATION
2018-11-14
2019-08-08
148. NEXTERA ENERGY INC
2019-06-27
2019-08-08
135. NVIDIA CORP COM
2019-06-27
2019-08-08
629. SUNTRUST BANKS INC COMMON STOCK
2018-11-14
2019-08-08
190. HERBALIFE NUTRITION LTD.
2018-11-14
2019-08-08
43. ALTRA INDUSTRIAL MOTION CORP
2019-06-27
2019-08-14
8. ASPEN TECHNOLOGY INC. ASPEN TECHNOLOGIES
2016-10-27
2019-08-14
27. CARVANA CO
2019-06-27
2019-08-14
264. DEUTSCHE BOERSE AG-UNSPN ADR
2019-08-14
38. REXNORD CORPORATION
2019-06-27
2019-08-14
15000. US TREASURY 2% 02/28/2021
2019-05-08
2019-08-15
10000. US TREASURY 1.75% 09/30/2019
2019-05-08
2019-08-15
5000. US TREASURY 1.375% 10/31/2020
2019-03-08
2019-08-15
197. DEUTSCHE BOERSE AG-UNSPN ADR
2019-08-30
37. MGIC INVESTMENT CORP
2019-06-27
2019-08-30
20. PALO ALTO NETWORKS, INC
2016-12-16
2019-08-30
2. PALO ALTO NETWORKS, INC
2019-02-06
2019-08-30
128. SHIN-ETSU CHEM-UNSPON ADR
2018-11-15
2019-08-30
20. WELLCARE HEALTH PLANS INC.
2019-01-07
2019-08-30
10. PALO ALTO NETWORKS, INC
2019-09-16
130. SOFTBANK GROUP CORP-UNSP ADR
2018-11-15
2019-09-16
14. WHITING PETROLEUM CORP
2019-07-12
2019-09-16
16. ANAPLAN, INC.
2019-06-27
2019-09-30
21. SMARTSHEET INC CL A
2019-06-27
2019-09-30
15000. US TREASURY 1.75% 09/30/2019
2019-05-08
2019-09-30
55000. US TREASURY 2.875% 07/31/2025
2019-10-02
2019-10-11
93. CRH PLC ADR
2018-11-15
2019-10-15
65. DOUYU INTERNATIONAL HOLDINGS LTD
2019-07-30
2019-10-15
72. OMRON CORP-SPONSORED ADR
2018-11-15
2019-10-15
278. SHIN-ETSU CHEM-UNSPON ADR
2018-11-15
2019-10-15
218. SOFTBANK GROUP CORP-UNSP ADR
2018-11-15
2019-10-15
45000. US TREASURY 2.875% 07/31/2025
2019-10-02
2019-10-15
76. CORE LABRATORIES
2019-10-15
34. CORE LABRATORIES
2019-10-15
47. ASOS PLC
2019-07-30
2019-10-30
58. ALTRA INDUSTRIAL MOTION CORP
2019-06-27
2019-10-30
91. ASSOC BRITISH FOODS-UNSP ADR
2019-10-30
350. ATLANTIA SPA UNSPONSORED ADR
2019-10-30
308. UBISOFT ENTERTAIN UNSPON ADR
2018-11-15
2019-10-30
25000. SOUTHERN CAL EDISON 2.9% 03/01/2021
2018-02-28
2019-10-31
20. BUCKEYE PARTNERS LP COMMON STOCK
2019-11-01
108. BUCKEYE PARTNERS LP COMMON STOCK
2019-11-01
63. ADVANCED DISPOSAL SERVICES, INC.
2019-06-27
2019-11-18
12. CLOVIS ONCOLOGY INC
2019-06-27
2019-11-18
17. LAM RESEARCH CORP. COMMON STOCK
2019-11-18
10. NEVRO CORPORATION
2019-06-27
2019-11-18
23. PALO ALTO NETWORKS, INC
2018-11-05
2019-11-18
26. TAL EDUCATION GROUP-ADR
2019-11-18
70. VESTAS WIND SYSTEM
2019-11-18
1. AMN HEALTHCARE SERVICES INC
2019-08-14
2019-11-26
1. ADDUS HOMECARE CORP
2019-06-27
2019-11-26
3. AEORJET ROCKETDYNE HOLDINGS
2019-07-12
2019-11-26
1. AGREE REALTY CORP
2019-06-27
2019-11-26
1. ALCOA CORP
2019-06-27
2019-11-26
93. APPLE COMPUTER INC COMMON STOCK
2018-11-14
2019-11-26
69. AUTO DATA PROC OR AUD
2019-08-08
2019-11-26
234. AVNET INC
2019-06-27
2019-11-26
3. BJS WHOLESALE CLUB HOLDINGS
2019-06-27
2019-11-26
110. BECTON DICKINSON & CO
2019-06-27
2019-11-26
1. BRINK'S CO/THE
2019-06-27
2019-11-26
325. CNA FINANCIAL CORP
2019-06-27
2019-11-26
984. CALLAWAY GOLF CO
2019-11-26
16. CARVANA CO
2018-11-05
2019-11-26
1. CENTRAL GARDEN & PET CO CL A
2019-06-27
2019-11-26
6. THE COCA-COLA COMPANY COM
2019-06-27
2019-11-26
192. CONOCOPHILLIPS COM
2018-11-26
2019-11-26
2. COUSINS PROPERTIES INC
2019-06-27
2019-11-26
5. DELEK US HOLDING INC
2019-06-27
2019-11-26
1. ELDORADO RESORTS INC
2019-06-27
2019-11-26
1. EXTENDED STAY AMERICA INC
2019-06-27
2019-11-26
150. EXXON MOBIL CORP COM
2019-06-27
2019-11-26
4. GILEAD SCIENCES INC.
2018-11-14
2019-11-26
4. K12 INC
2019-06-27
2019-11-26
72. KIMBERLY CLARK CORP COM
2019-08-08
2019-11-26
20. MGIC INVESTMENT CORP
2019-06-27
2019-11-26
6. MASTEC INC
2019-06-27
2019-11-26
1. MEDIFAST INC
2018-08-22
2019-11-26
1. NATIONAL GENERAL HLDGS
2019-06-27
2019-11-26
4. PARSONS CORPORATION
2019-09-16
2019-11-26
1. PEBBLEBROOK HOTEL TRUST
2019-06-27
2019-11-26
2. ROYAL GOLD INC COM
2019-06-27
2019-11-26
2. SELECT ENERGY SERVICES INC. CLASS A
2019-06-27
2019-11-26
2. SYNEOS HEALTH INC
2018-11-05
2019-11-26
3. T-MOBILE US INC
2018-11-14
2019-11-26
67. ULTA BEAUTY INC
2019-06-27
2019-11-26
3. VALERO REFNG & MARKETING CO
2018-11-14
2019-11-26
60. VESTAS WIND SYSTEM
2019-10-15
2019-11-26
30. XILINX INC COMMON STOCK
2019-08-08
2019-11-26
145. XILINX INC COMMON STOCK
2019-11-26
2. HORIZON THERAPEUTICS PLC
2019-06-27
2019-11-26
1. ONESPAWORLD HOLDINGS LTD
2019-06-27
2019-11-26
. AVID TECHNOLOGY CLASS ACTION LITIGATION PROCEEDS
2019-12-03
48. DXC TECHNOLOGY CO
2019-07-30
2019-12-04
65. FRESENIUS MED CAGE AG
2019-12-05
2. MEDICINES
2019-11-26
2019-12-05
5. NEUROCRINE BIOSCIENCES INC
2019-06-27
2019-12-05
20. TAL EDUCATION GROUP-ADR
2019-08-14
2019-12-05
15000. US TREASURY 1.625% 12/31/2019
2019-09-26
2019-12-10
25000. US TREASURY NOTE 3.625% 02/15/2021
2019-10-02
2019-12-10
. BANK OF AMERICA CLASS ACTION SETTLEMENT PROCEEDS
2019-12-13
1. ADAPTIVE BIOTECHNOLOGIES CORP
2019-07-12
2019-12-20
6. ATLANTIC UNION BANKSHARES CORP
2019-06-27
2019-12-20
1. BJS WHOLESALE CLUB HOLDINGS
2019-06-27
2019-12-20
1. CABOT CORP
2019-06-27
2019-12-20
2. CACI INTERNATIONAL CL A
2019-06-27
2019-12-20
14. CARVANA CO
2018-11-30
2019-12-20
3. CATHAY GENERAL BANCORP
2019-06-27
2019-12-20
26. ENTEGRIS INC
2019-06-27
2019-12-20
36. FERROVIAL SA-UNSPON ADR
2018-11-15
2019-12-20
4. FIRST INDUSTRIAL REALTY TRUST INC COMMON STOCK
2019-06-27
2019-12-20
33. FRESENIUS MED CAGE AG
2018-11-16
2019-12-20
7. FRESENIUS MED CAGE AG
2019-02-05
2019-12-20
4. HANOVER INSURANCE GROUP, INC
2018-11-26
2019-12-20
100. HONG KONG EXCHANGES
2018-11-15
2019-12-20
25. HUAZHU GROUP LTD ADR
2019-03-26
2019-12-20
126. KOSE CORP UNSPONSORED ADR
2019-12-20
1. MASTEC INC
2019-06-27
2019-12-20
120. NN GROUP NV-UNSPON ADR
2019-12-20
1. NEVRO CORPORATION
2019-11-26
2019-12-20
24. NINTENDO LTD ADR
2019-12-20
1. PLANET FITNESS INC - CL A
2019-06-27
2019-12-20
10. SAP AKTIENGESELLSCHAFT SPONSORED ADR
2018-11-15
2019-12-20
8. TENCENT HOLDINGS
2018-11-15
2019-12-20
3. UNITED COMMUNITY BANKS, INC.
2019-06-27
2019-12-20
15. ATLANTIC UNION BANKSHARES CORP
2019-06-27
2020-01-15
188. ENERGY TRANSFER LP
2020-01-15
.429 FERROVIAL SA-UNSPON ADR
2018-11-15
2020-01-15
45. FRESENIUS MED CAGE AG
2020-01-15
131. KINDER MORGAN INC
2020-01-15
105. KOSE CORP UNSPONSORED ADR
2019-01-16
2020-01-15
24. MAGELLAN MIDSTREAM PARTNERS LP
2015-06-04
2020-01-15
80. NN GROUP NV-UNSPON ADR
2019-08-30
2020-01-15
46. PLANTRONICS
2020-01-15
20. PLURALSIGHT INC CL A
2019-06-27
2020-01-15
16. TENABLE HOLDINGS INC
2020-01-15
14. WHITING PETROLEUM CORP
2019-07-12
2020-01-15
107. WILLIAMS COS INC COMMON STOCK
2018-08-10
2020-01-15
4. AGREE REALTY CORP
2020-01-30
29. ALEXANDRIA REAL ESTATE EQUITIES INC
2018-11-05
2020-01-30
13. ALIBABA GROUP HOLDING LTD - SP ADR
2020-01-30
15. AMAZON COM INC COM
2019-06-27
2020-01-30
126. APPLE COMPUTER INC COMMON STOCK
2018-11-14
2020-01-30
44. CDW CORP/DE
2018-11-05
2020-01-30
4. CACI INTERNATIONAL CL A
2019-06-27
2020-01-30
11. CANADIAN PACIFIC RAILWAY LTD
2018-11-15
2020-01-30
19. CATHAY GENERAL BANCORP
2019-06-27
2020-01-30
187. DANONE SPONS ADR
2018-11-15
2020-01-30
14. ELDORADO RESORTS INC
2019-06-27
2020-01-30
9. ENCOMPASS HEALTH CORP
2019-06-27
2020-01-30
19. ENTEGRIS INC
2019-06-27
2020-01-30
46. EVERSOURCE ENERGY
2018-11-05
2020-01-30
102. FACEBOOK INC
2019-06-27
2020-01-30
71. GDS HOLDINGS LTD ADR
2020-01-30
11. IBERIABANK CORP COM
2019-06-27
2020-01-30
164. INTESA SANPAOLO SPA ADR
2019-08-14
2020-01-30
18. INTUITIVE SURGICAL
2019-06-27
2020-01-30
108. J P MORGAN CHASE & CO NT
2019-06-27
2020-01-30
21. L3HARRIS TECHNOLOGIES INC
2020-01-30
76. LIVE NATION ENTERTAINMENT, INC
2018-11-05
2020-01-30
34. LOCKHEED MARTIN CORPORATION
2019-06-27
2020-01-30
28. LONZA GROUP AG-UNSPON ADR
2019-10-30
2020-01-30
31. MACROGENICS INC COM
2019-06-27
2020-01-30
45. MASONITE INTERNATIONAL CORP
2020-01-30
114. MICROSOFT CORP
2018-11-14
2020-01-30
85. NATIONAL GENERAL HLDGS
2019-06-27
2020-01-30
32. PIONEER NATURAL RESOURCES
2018-12-14
2020-01-30
10. PLANET FITNESS INC - CL A
2019-06-27
2020-01-30
5. SEATTLE
2019-06-27
2020-01-30
9. SOUTHWEST GAS HOLDINGS
2019-06-27
2020-01-30
13. TELEDYNE TECHNOLOGIES INC
2018-11-05
2020-01-30
78. TUTOR
2020-01-30
27. UNITED COMMUNITY BANKS, INC.
2019-06-27
2020-01-30
96. VEEVA SYSTEMS INC - CLASS A
2019-06-27
2020-01-30
93. VISA INC
2018-11-26
2020-01-30
65. WESTERN ALLIANCE BANCORP
2018-11-05
2020-01-30
87. WILLIAM LYON HOMES CLASS A
2019-06-27
2020-02-06
.525 PROLOGIS INC
2018-11-05
2020-02-12
.6 TAYLOR MORRISON HOME CORP A
2019-06-27
2020-02-12
17. EXPEDIA GROUP INC
2018-11-26
2020-02-18
148. HONG KONG EXCHANGES
2020-02-18
83.175 PROLOGIS INC
2020-02-18
12.825 PROLOGIS INC
2019-03-07
2020-02-18
9. SPLUNK INC
2020-02-18
41. WHITING PETROLEUM CORP
2020-02-18
177. CELANESE COPR DEL
2018-11-14
2020-02-24
99. CELANESE COPR DEL
2019-08-08
2020-02-24
123. EXPEDITORS INTL WASH INC
2020-02-24
83. SALESFORCE COM INC
2019-06-27
2020-02-24
166. STARBUCKS CORP COM
2019-08-08
2020-02-24
195. VALERO REFNG & MARKETING CO
2018-11-14
2020-02-24
42. BALL CORP
2019-12-04
2020-03-02
50. GDS HOLDINGS LTD ADR
2020-03-02
42. IBERIABANK CORP COM
2020-03-02
25. KUEHNE NAGEL INTL
2019-10-30
2020-03-02
145. PREMIER INC-CLASS A
2018-11-05
2020-03-02
31. RA MEDICAL SYSTEMS INC
2019-06-27
2020-03-02
85. XILINX INC COMMON STOCK
2019-08-08
2020-03-02
48. AMERISOURCEBERGEN CORP COM
2018-11-05
2020-03-16
81. APERGY CORP
2020-03-16
158. APERGY CORP
2020-03-16
856. BARCLAYS PLC
2018-11-15
2020-03-16
25. CASEYS GEN STORES INC
2018-11-05
2020-03-16
164. DXC TECHNOLOGY CO
2020-03-16
90. INGERSOLL RAND INC
2020-03-16
17. L3HARRIS TECHNOLOGIES INC
2020-03-16
19. LEGG MASON INC COMMON STOCK
2020-01-30
2020-03-16
106. NUTRIEN LTD LTD
2020-03-16
76. ORANGE SPONSORED ADR
2019-12-20
2020-03-16
419. TREASURY WINE ESTATES-ADR
2020-03-16
102. TRANE TECHNOLOGIES PLC
2020-03-16
25000. US TREASURY NOTE 3.625% 02/15/2021
2019-01-28
2020-03-23
25000. US TREASURY 2% 09/30/2020
2019-10-02
2020-03-23
25000. US TREASURY 2% 09/30/2020
2018-01-26
2020-03-23
5. ARISTA NETWORKS INC
2019-12-04
2020-03-30
401. BOX INC
2020-03-30
239. BOX INC
2020-03-16
2020-03-30
14. FTI CONSULTING INC
2019-11-18
2020-03-30
127. FOOT LOCKER INC COM
2020-03-30
133. FOOT LOCKER INC COM
2020-03-30
34. LIVE NATION ENTERTAINMENT, INC
2018-11-05
2020-03-30
34. REYNOLDS CONSUMER PRODS INC
2020-02-18
2020-03-30
162. ROLLS-ROYCE HOLDINGS SP ADR
2020-02-18
2020-03-30
63. ROYAL GOLD INC COM
2019-06-27
2020-03-30
8. TELADOC HEALTH INC
2019-06-27
2020-03-30
18. WIRECARD AG ADR
2019-04-23
2020-03-30
39. WIRECARD AG ADR
2020-03-30
132. ONESPAWORLD HOLDINGS LTD
2020-03-30
50. ISHARES MBS ETF
2019-08-15
2020-04-06
110000. FHLMC 2.375% 01/13/2022
2015-06-17
2020-04-07
35000. MCDONALDS CORP 3.7% 01/30/2026
2019-10-15
2020-04-07
20000. US TREASURY 2.625% 02/15/2029
2019-09-05
2020-04-07
20000. US TREASURY 2.375% 05/15/2029
2019-12-10
2020-04-07
50000. US TREASURY 2% 02/28/2021
2020-04-07
40000. US TREASURY 2.25% 11/15/2025
2017-09-26
2020-04-07
25000. US TREASURY NOTE 3.625% 02/15/2021
2019-11-01
2020-04-07
135. ALASKA AIR GROUP
2020-03-30
2020-04-08
135. ALASKA AIR GROUP
2020-04-08
203. CALLON PETROLEUM CO
2020-04-08
44. HUAZHU GROUP LTD ADR
2020-04-08
38. HUAZHU GROUP LTD ADR
2020-04-08
.005 INGERSOLL RAND INC
2017-08-10
2020-04-08
.5 OLD DOMINION FREIGHT LINES INC
2019-03-07
2020-04-08
280. RING ENERGY INC
2020-04-08
37. EXPEDIA GROUP INC
2018-11-26
2020-04-13
89. LIVE NATION ENTERTAINMENT, INC
2020-04-13
149. TRIP.COM GROUP LTD SPON ADS
2020-04-13
15. VAIL VALE RESORTS
2020-04-13
17600.81 VIRTUS VONTOBEL EMERGING MKTS OPPOR-I
2019-06-18
2020-04-13
1. AGREE REALTY CORP
2019-06-27
2020-04-14
4. LINDBLAD EXPEDITIONS HLDGS INC
2019-10-15
2020-04-14
2. PURPLE INNOVATION, INC. COM
2020-04-08
2020-04-14
1. TELADOC HEALTH INC
2020-04-08
2020-04-14
27. AIA GROUP LTD-SP ADR
2019-08-30
2020-04-15
75. AIA GROUP LTD-SP ADR
2020-04-30
174. AIR LEASE CORP
2020-04-30
165. AIR LEASE CORP
2020-03-30
2020-04-30
24. ELDORADO RESORTS INC
2019-06-27
2020-04-30
31. EXPEDIA GROUP INC
2020-04-08
2020-04-30
34. EXPEDIA GROUP INC
2018-11-26
2020-04-30
13. FRANCO NEVADA CORP COM
2020-04-30
431. ING GROEP N V SPONSORED ADR
2020-04-30
19. LIVE NATION ENTERTAINMENT, INC
2020-04-08
2020-04-30
14. LIVE NATION ENTERTAINMENT, INC
2017-05-25
2020-04-30
43. METHANEX CORP
2020-04-30
138. METHANEX CORP
2020-04-30
271. US FOODS HOLDING CORP
2020-04-30
279. US FOODS HOLDING CORP
2020-04-30
87. VORNADO REALTY TRUST
2020-04-30
44. VORNADO REALTY TRUST
2020-04-08
2020-04-30
201. INGERSOLL RAND INC
2020-03-02
2020-05-15
161. BNP PARIBAS-ADR
2020-05-18
226. ING GROEP N V SPONSORED ADR
2020-05-18
280. ING GROEP N V SPONSORED ADR
2020-05-18
44. LONZA GROUP AG-UNSPON ADR
2019-02-25
2020-05-18
58. MGIC INVESTMENT CORP
2019-06-27
2020-05-18
58. ROYAL DUTCH SHELL PLC SPONSORED ADR REPS
2020-03-02
2020-05-18
93. ROYAL DUTCH SHELL PLC SPONSORED ADR REPS
2018-11-15
2020-05-18
10. TELADOC HEALTH INC
2020-05-18
180. VODAFONE GROUP PLC NEW-SP ADR
2020-05-18
11. INTERNATIONAL SEAWAYS INC
2020-04-08
2020-05-18
25000. US TREASURY 2% 05/31/2021
2016-04-22
2020-05-20
. TRANE TECHNOLOGIES PLC
2020-05-21
740. ALLY FINANCIAL INC
2020-05-22
907. ALLY FINANCIAL INC
2018-11-14
2020-05-22
1. HUMANA INC
2019-11-26
2020-05-22
46. HUMANA INC
2018-11-14
2020-05-22
74. MARKETAXESS
2020-05-22
179. NIKE INC CL B
2020-05-22
715. PPL CORP COM
2020-05-22
153. PAYCHEX INC COM
2019-11-26
2020-05-22
469. TJX COS INC NEW
2019-06-27
2020-05-22
188. T-MOBILE US INC
2018-11-14
2020-05-22
30000. US TREASURY 1.625% 11/15/2022
2016-09-28
2020-05-22
107. VEEVA SYSTEMS INC - CLASS A
2019-02-22
2020-05-22
25000. US TREASURY 1.75% 01/31/2023
2019-03-08
2020-05-28
25000. US TREASURY 1.75% 01/31/2023
2020-01-17
2020-05-28
81. ASTRONICS CORP
2020-04-08
2020-06-01
77. CALERES INC
2020-06-01
9. KRATON PERFORMANCE POLYMERS
2020-05-18
2020-06-01
9. AUTODESK INC
2018-11-05
2020-06-15
22. BJS WHOLESALE CLUB HOLDINGS
2019-06-27
2020-06-15
6. BIO-TECHNE CORP
2020-04-30
2020-06-15
9. CABOT OIL & GAS CORP CL A
2020-04-08
2020-06-15
31. CARVANA CO
2020-06-15
2. CONCHO RESOURCES INC
2020-04-08
2020-06-15
276. DANONE SPONS ADR
2018-11-15
2020-06-15
252. DANONE SPONS ADR
2020-06-15
16. IPG PHOTONICS CORP
2020-06-15
69. MGIC INVESTMENT CORP
2020-06-15
192. NN GROUP NV-UNSPON ADR
2020-06-15
73. NESCO HOLDING INC
2019-06-27
2020-06-15
9. SOLAREDGE TECHNOLOGIES INC
2020-04-30
2020-06-15
59. VODAFONE GROUP PLC NEW-SP ADR
2020-06-15
133. VODAFONE GROUP PLC NEW-SP ADR
2020-06-15
8. INTERNATIONAL SEAWAYS INC
2020-04-08
2020-06-15
98. EQM MIDSTREAM PARTNERS LP
2020-06-17
53. EQM MIDSTREAM PARTNERS LP
2020-04-08
2020-06-17
15000. US TREASURY 2.25% 11/15/2025
2019-05-29
2020-06-23
48. AMERICOLD REALTY TRUST
2020-02-18
2020-06-29
28. BIOMARIN PHARMACEUTICAL INC COM
2018-11-05
2020-06-29
15. CERIDIAN HCM HOLDING INC
2019-06-27
2020-06-29
2. CERIDIAN HCM HOLDING INC
2020-04-08
2020-06-29
8. IPG PHOTONICS CORP
2018-11-05
2020-06-29
27. MASONITE INTERNATIONAL CORP
2018-11-05
2020-06-29
447. ORANGE SPONSORED ADR
2020-06-29
19. PLANET FITNESS INC - CL A
2019-06-27
2020-06-29
68. TAYLOR MORRISON HOME CORP A
2019-06-27
2020-06-29
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
25,093
24,948
145
b
3,502
2,892
610
c
2,864
2,249
615
d
3,579
2,930
649
e
58
25
33
59
25
34
1,553
1,543
10
870
770
100
1,368
1,379
-11
793
923
-130
716
699
17
1,341
1,591
-250
4,496
5,729
-1,233
2,592
2,492
100
526
648
-122
706
649
57
8
16
-8
26,692
36,282
-9,590
20,723
22,069
-1,346
25,007
26,146
-1,139
42,393
39,300
3,093
12,335
11,881
454
7,940
17,392
-9,452
3,205
3,197
8
5,506
4,688
818
28,932
32,093
-3,161
7,542
8,605
-1,063
6,326
7,517
-1,191
31,892
30,209
1,683
21,154
21,869
-715
38,588
39,501
-913
7,253
10,519
-3,266
1,049
1,523
-474
1,057
376
681
2,154
1,639
515
3,705
3,305
400
1,003
1,104
-101
15,090
14,927
163
9,996
9,990
6
4,982
4,929
53
2,893
2,459
434
463
485
-22
4,070
2,583
1,487
407
438
-31
3,216
2,778
438
5,411
4,699
712
2,169
1,998
171
2,824
2,624
200
161
243
-82
751
788
-37
751
1,007
-256
15,000
15,000
58,811
59,177
-366
3,227
2,647
580
495
658
-163
4,049
3,019
1,030
7,755
6,034
1,721
4,302
4,400
-98
48,057
48,411
-354
3,441
5,736
-2,295
1,539
3,447
-1,908
2,128
1,444
684
1,790
2,055
-265
2,596
3,025
-429
4,226
4,022
204
3,525
4,950
-1,425
25,191
24,993
198
830
664
166
4,482
7,932
-3,450
2,065
2,025
40
77
157
-80
4,841
2,923
1,918
1,037
641
396
5,674
4,211
1,463
1,157
902
255
2,200
1,878
322
60
54
6
93
73
20
134
138
-4
74
63
11
20
23
-3
24,790
17,468
7,322
11,838
11,667
171
9,668
10,441
-773
71
80
-9
28,044
27,489
555
94
80
14
14,364
15,083
-719
20,495
16,770
3,725
1,491
743
748
30
24
6
322
307
15
11,624
12,457
-833
81
72
9
180
194
-14
54
45
9
15
17
-2
10,317
11,474
-1,157
269
284
-15
79
118
-39
9,654
9,948
-294
285
262
23
398
295
103
89
218
-129
21
23
-2
161
152
9
26
28
-2
233
204
29
15
24
-9
110
92
18
235
204
31
15,737
22,885
-7,148
294
249
45
1,906
1,595
311
2,743
3,264
-521
13,260
10,456
2,804
66
48
18
16
16
40
40
1,766
2,679
-913
2,371
2,614
-243
168
168
591
411
180
914
638
276
14,999
14,998
1
25,565
25,580
-15
40
40
31
38
-7
232
207
25
23
27
-4
48
46
2
499
407
92
1,322
655
667
116
105
11
1,327
981
346
1,059
703
356
164
144
20
1,188
1,316
-128
252
266
-14
552
443
109
3,274
2,959
315
995
1,008
-13
3,700
3,831
-131
64
49
15
2,281
2,025
256
115
111
4
1,181
1,009
172
73
73
1,343
1,056
287
386
300
86
92
84
8
550
518
32
2,546
5,600
-3,054
13
8
5
1,688
1,691
-3
2,802
4,350
-1,548
3,247
2,758
489
1,554
1,847
-293
1,455
1,342
113
1,512
1,539
-27
392
593
-201
423
447
-24
86
243
-157
2,549
3,332
-783
305
259
46
4,776
3,561
1,215
2,689
2,060
629
27,895
28,630
-735
40,606
23,666
16,940
5,872
3,884
1,988
1,112
815
297
2,922
2,304
618
691
668
23
2,970
2,792
178
851
625
226
686
560
126
1,008
717
291
4,261
2,892
1,369
21,241
19,294
1,947
3,680
2,577
1,103
806
818
-12
2,466
2,043
423
10,174
9,285
889
14,486
11,795
2,691
4,688
3,132
1,556
5,340
4,202
1,138
14,774
12,232
2,542
1,160
1,003
157
303
511
-208
3,423
3,251
172
19,617
12,075
7,542
1,874
1,935
-61
4,363
4,384
-21
806
729
77
551
339
212
683
797
-114
4,855
2,962
1,893
867
1,035
-168
761
759
2
14,273
15,055
-782
19,127
12,632
6,495
3,644
3,203
441
1,767
1,550
217
51
33
18
16
13
3
2,072
1,965
107
5,123
4,534
589
8,088
5,136
2,952
1,247
909
338
1,549
911
638
108
573
-465
18,378
17,917
461
10,279
10,930
-651
8,889
9,185
-296
15,174
12,384
2,790
14,137
15,900
-1,763
15,269
16,161
-892
3,077
2,778
299
2,946
1,789
1,157
2,573
3,099
-526
739
812
-73
4,424
6,560
-2,136
44
109
-65
7,071
9,247
-2,176
3,909
4,289
-380
516
1,761
-1,245
1,006
6,503
-5,497
3,565
7,339
-3,774
3,746
3,207
539
2,013
5,706
-3,693
1,882
2,238
-356
2,719
2,625
94
903
751
152
2,964
5,564
-2,600
753
1,126
-373
2,080
4,797
-2,717
9,482
7,661
1,821
25,766
25,267
499
25,240
25,035
205
25,240
24,928
312
982
972
10
5,362
8,200
-2,838
3,196
2,217
979
1,643
1,493
150
2,771
7,022
-4,251
2,902
3,580
-678
1,543
1,880
-337
893
1,058
-165
646
1,462
-816
5,804
6,430
-626
1,340
493
847
965
1,251
-286
2,091
2,663
-572
535
2,059
-1,524
5,491
5,402
89
113,715
110,727
2,988
37,109
37,382
-273
23,206
21,748
1,458
22,852
20,901
1,951
50,818
50,015
803
43,663
40,180
3,483
25,730
25,424
306
4,012
4,012
4,012
8,818
-4,806
85
1,182
-1,097
1,215
1,640
-425
1,049
1,396
-347
67
47
20
160
826
-666
2,169
4,276
-2,107
3,233
3,821
-588
3,571
4,863
-1,292
2,336
3,177
-841
160,871
197,305
-36,434
66
63
3
22
67
-45
14
12
2
155
141
14
972
1,051
-79
2,780
2,832
-52
4,358
6,431
-2,073
4,133
3,591
542
508
1,072
-564
2,256
1,891
365
2,474
3,929
-1,455
1,778
1,235
543
2,304
5,431
-3,127
844
731
113
622
478
144
662
1,374
-712
2,125
7,356
-5,231
5,674
7,530
-1,856
5,841
4,810
1,031
3,761
5,879
-2,118
1,902
1,741
161
5,348
6,799
-1,451
2,425
3,542
-1,117
1,235
1,653
-418
1,531
3,396
-1,865
2,098
1,313
785
409
760
-351
1,862
2,584
-722
2,985
5,739
-2,754
1,840
1,093
747
2,721
3,285
-564
228
232
-4
25,472
25,153
319
1,955
1,955
11,664
23,731
-12,067
14,297
23,186
-8,889
392
345
47
18,032
15,048
2,984
35,453
25,146
10,307
16,877
14,932
1,945
18,223
21,543
-3,320
10,296
13,128
-2,832
25,153
24,617
536
18,109
12,800
5,309
31,065
30,246
819
21,334
12,691
8,643
26,026
24,531
1,495
26,026
25,114
912
762
755
7
576
521
55
142
110
32
2,017
1,204
813
730
588
142
1,470
1,290
180
175
164
11
3,501
1,438
2,063
110
102
8
3,752
4,121
-369
3,426
3,667
-241
2,481
2,278
203
570
856
-286
3,217
2,088
1,129
231
749
-518
1,291
1,051
240
920
900
20
2,073
2,155
-82
153
168
-15
2,159
7,378
-5,219
1,167
712
455
16,488
15,095
1,393
1,743
1,830
-87
3,455
2,760
695
1,173
736
437
156
96
60
1,254
1,136
118
2,071
1,539
532
5,318
6,583
-1,265
1,124
1,384
-260
1,266
1,514
-248
938
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
145
b
610
c
615
d
649
e
33
34
10
100
-11
-130
17
-250
-1,233
100
-122
57
-8
-9,590
-1,346
-1,139
3,093
454
-9,452
8
818
-3,161
-1,063
-1,191
1,683
-715
-913
-3,266
-474
681
515
400
-101
163
6
53
434
-22
1,487
-31
438
712
171
200
-82
-37
-256
-366
580
-163
1,030
1,721
-98
-354
-2,295
-1,908
684
-265
-429
204
-1,425
198
166
-3,450
40
-80
1,918
396
1,463
255
322
6
20
-4
11
-3
7,322
171
-773
-9
555
14
-719
3,725
748
6
15
-833
9
-14
9
-2
-1,157
-15
-39
-294
23
103
-129
-2
9
-2
29
-9
18
31
-7,148
45
311
-521
2,804
18
40
-913
-243
180
276
1
-15
40
-7
25
-4
2
92
667
11
346
356
20
-128
-14
109
315
-13
-131
15
256
4
172
287
86
8
32
-3,054
5
-3
-1,548
489
-293
113
-27
-201
-24
-157
-783
46
1,215
629
-735
16,940
1,988
297
618
23
178
226
126
291
1,369
1,947
1,103
-12
423
889
2,691
1,556
1,138
2,542
157
-208
172
7,542
-61
-21
77
212
-114
1,893
-168
2
-782
6,495
441
217
18
3
107
589
2,952
338
638
-465
461
-651
-296
2,790
-1,763
-892
299
1,157
-526
-73
-2,136
-65
-2,176
-380
-1,245
-5,497
-3,774
539
-3,693
-356
94
152
-2,600
-373
-2,717
1,821
499
205
312
10
-2,838
979
150
-4,251
-678
-337
-165
-816
-626
847
-286
-572
-1,524
89
2,988
-273
1,458
1,951
803
3,483
306
-4,806
-1,097
-425
-347
20
-666
-2,107
-588
-1,292
-841
-36,434
3
-45
2
14
-79
-52
-2,073
542
-564
365
-1,455
543
-3,127
113
144
-712
-5,231
-1,856
1,031
-2,118
161
-1,451
-1,117
-418
-1,865
785
-351
-722
-2,754
747
-564
-4
319
1,955
-12,067
-8,889
47
2,984
10,307
1,945
-3,320
-2,832
536
5,309
819
8,643
1,495
912
7
55
32
813
142
180
11
2,063
8
-369
-241
203
-286
1,129
-518
240
20
-82
-15
-5,219
455
1,393
-87
695
437
60
118
532
-1,265
-260
-248
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
-48,296
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
376,844
5,572,558
0.067625
2017
340,713
5,599,501
0.060847
2016
327,334
5,354,711
0.06113
2015
345,885
5,371,676
0.064391
2014
283,450
5,400,525
0.052486
2
Total
of line 1, column (d)
.....................
2
0.306479
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.061296
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,324,588
5
Multiply line 4 by line 3
......................
5
326,376
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,019
7
Add lines 5 and 6
........................
7
327,395
8
Enter qualifying distributions from Part XII, line 4
,.............
8
384,135
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,019
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,019
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,019
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
5,188
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
5,188
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
4,169
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
4,169
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
HANCOCK WHITNEY BANK
Telephone no.
(504) 586-7421
Located at
701 POYDRAS ST STE 3200
NEW ORLEANS
LA
ZIP+4
70139
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
HANCOCK WHITNEY BANK
TRUSTEE
10
65,489
701 POYDRAS ST STE 3200
NEW ORLEANS
,
LA
70139
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,060,403
b
Average of monthly cash balances
.......................
1b
345,270
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
5,405,673
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
5,405,673
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
81,085
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,324,588
6
Minimum investment return.
Enter 5% of line 5
..................
6
266,229
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
266,229
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,019
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,019
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
265,210
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
265,210
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
265,210
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
384,135
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
384,135
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
1,019
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
383,116
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
265,210
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
21,346
b
From 2015
......
81,378
c
From 2016
......
69,346
d
From 2017
......
69,819
e
From 2018
......
108,588
f
Total
of lines 3a through e
........
350,477
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
384,135
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
265,210
e
Remaining amount distributed out of corpus
118,925
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
469,402
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
21,346
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
448,056
10
Analysis of line 9:
a
Excess from 2015
....
81,378
b
Excess from 2016
....
69,346
c
Excess from 2017
....
69,819
d
Excess from 2018
....
108,588
e
Excess from 2019
....
118,925
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SOUTHEAST TEXAS NONPROFIT DEVELOPMENT
CENTER
700 NORTH ST
BEAUMONT
,
TX
77701
NONE
PC
GENERAL SUPPORT
13,797
CITY OF BEAUMONT ATTN CASH
MANAGEMENT
P O BOX 3827
BEAUMONT
,
TX
77704
NONE
GOV
GENERAL SUPPORT
340,118
Total
.................................
3a
353,915
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
101,359
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
-48,296
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
NET ROYALTY INCOME
14
37,852
b
NET LOSS FROM PART
14
-170
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
90,745
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
90,745
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description