-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
DIAMONDSTON FOUNDATION INC
% DIAMONDSTON FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
610 SHACKAMAXON DRIVE
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WESTFIELD
,
NJ
07090
A Employer identification number
13-4112479
B
Telephone number (see instructions)
(908) 272-6302
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,373,660
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
0
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
63,591
63,591
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
95,938
b
Gross sales price for all assets on line 6a
1,252,805
7
Capital gain net income (from Part IV, line 2)
...
95,938
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
63
63
12
Total.
Add lines 1 through 11
........
159,592
159,592
13
Compensation of officers, directors, trustees, etc.
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
4,000
4,000
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
4,668
4,418
250
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
1,023
1,023
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
19,305
19,305
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
28,996
23,723
5,273
25
Contributions, gifts, grants paid
.......
102,728
102,728
26
Total expenses and disbursements.
Add lines 24 and 25
131,724
23,723
108,001
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
27,868
b
Net investment income
(if negative, enter -0-)
135,869
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
74,119
13,826
13,826
2
Savings and temporary cash investments
.........
43,871
52,619
52,619
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,916,456
1,995,869
2,307,215
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,034,446
2,062,314
2,373,660
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
2,034,446
2,062,314
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,034,446
2,062,314
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,034,446
2,062,314
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,034,446
2
Enter amount from Part I, line 27a
.....................
2
27,868
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
2,062,314
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,062,314
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
8 ACCENTURE PLC IRELAND
P
2018-01-09
2019-09-09
b
10 ACCENTURE PLC IRELAND
P
2018-01-09
2019-09-09
c
4 ACCENTURE PLC IRELAND
P
2018-01-09
2019-06-11
d
9 ACCENTURE PLC IRELAND
P
2018-11-06
2019-06-11
e
7 ACCENTURE PLC IRELAND
P
2018-11-21
2019-11-18
4 ACCENTURE PLC IRELAND
P
2018-11-21
2019-09-09
6 ACCENTURE PLC IRELAND
P
2019-06-25
2019-09-09
20.2 ALCON INC CHF
P
2016-05-31
2019-04-10
0.2 ALCON INC CHF
P
2016-05-31
2019-04-09
1.6 ALCON INC CHF
P
2017-01-04
2019-04-10
1.4 ALCON INC CHF
P
2018-04-11
2019-04-10
2 ALCON INC CHF
P
2018-11-06
2019-04-10
1.2 ALCON INC CHF
P
2018-11-21
2019-04-10
0.8 ALCON INC CHF
P
2019-01-22
2019-04-10
7.8 ALCON INC CHF
P
2019-01-22
2019-04-10
6000 AMAZON.COM INC B/E
P
2018-11-01
2019-11-05
4 AMER ELECTRIC POWER CO
P
2019-09-09
2019-11-18
250 BERKSHIRE HATHAWAY INC
P
2005-08-05
2019-01-22
2 BLACKROCK INC
P
2018-11-06
2019-11-18
2 BLACKROCK INC
P
2019-01-22
2019-06-11
6 BLACKROCK INC
P
2019-01-22
2019-02-05
1 BLACKROCK INC
P
2019-06-25
2019-11-18
10 CHEVRON CORP
P
2017-01-19
2019-11-18
32 CHEVRON CORP
P
2017-01-19
2019-09-09
3 CHEVRON CORP
P
2017-01-19
2019-06-11
7 CHEVRON CORP
P
2018-01-09
2019-02-05
32 CHEVRON CORP
P
2018-10-11
2019-04-08
11 CHEVRON CORP
P
2018-11-06
2019-04-08
6 CHEVRON CORP
P
2018-11-21
2019-06-11
1 CHEVRON CORP
P
2018-11-21
2019-04-08
4 CHEVRON CORP
P
2019-06-25
2019-09-09
2 CHUBB LTD CHF
P
2018-04-11
2019-06-11
2 CHUBB LTD CHF
P
2018-04-11
2019-02-05
3 CHUBB LTD CHF
P
2018-11-21
2019-06-11
1 CHUBB LTD CHF
P
2019-01-22
2019-11-18
1 CHUBB LTD CHF
P
2019-01-22
2019-06-11
4 CHUBB LTD CHF
P
2019-06-25
2019-11-18
36 COCA COLA CO COM
P
2018-11-06
2019-06-11
29 COCA COLA CO COM
P
2018-11-06
2019-02-05
11 COCA COLA CO COM
P
2019-06-25
2019-11-18
383.281 COHEN & STEERS LOW
P
2019-11-18
2019-12-04
1.398 COHEN & STEERS LOW
P
2019-11-29
2019-12-04
274.158 COHEN & STEERS PREFERRED
P
2019-11-18
2019-12-04
1.207 COHEN & STEERS PREFERRED
P
2019-11-29
2019-12-04
11 COMCAST CORP NEW CL A
P
2018-11-06
2019-11-18
67 COMCAST CORP NEW CL A
P
2018-11-06
2019-06-11
28 COMCAST CORP NEW CL A
P
2018-11-06
2019-02-05
4 COMCAST CORP NEW CL A
P
2018-11-06
2019-02-05
11 COMCAST CORP NEW CL A
P
2019-06-25
2019-11-18
4 CRANE CO
P
2018-11-06
2019-02-05
5 CRANE CO
P
2018-11-06
2019-02-05
17 CRANE CO
P
2018-11-21
2019-02-05
4 CRANE CO
P
2018-11-21
2019-06-11
3 CRANE CO
P
2019-01-22
2019-06-11
14 CRANE CO
P
2019-01-22
2019-11-18
2 CRANE CO
P
2019-01-22
2019-11-18
2 CRANE CO
P
2019-06-25
2019-11-18
3 CRANE CO
P
2019-06-25
2019-11-18
2 DIAGEO PLC NEW GB SPON
P
2018-11-21
2019-06-11
3 DIAGEO PLC NEW GB SPON
P
2018-11-21
2019-02-05
5 DIAGEO PLC NEW GB SPON
P
2019-01-22
2019-06-11
3 DIAGEO PLC NEW GB SPON
P
2019-06-25
2019-11-18
19000 FIRST SOURCE BANK IN US
P
2016-06-10
2019-11-18
15000 FORD MOTOR CREDIT CO LLC
P
2016-06-06
2019-02-20
25000 GOLDMAN SACHS BANK NY US
P
2016-06-08
2019-06-17
11000 GOLDMAN SACHS BANK NY US
P
2016-06-08
2019-11-07
20000 GOLDMAN SACHS BK U NY US
P
2016-06-07
2019-08-08
31000 GOLDMAN SACHS BK U NY US
P
2016-06-10
2019-08-08
6000 GOLDMAN SACHS GROUP, INC
P
2018-11-01
2019-10-23
285.422 GUGGENHEIM TOTAL RETURN
P
2019-11-18
2019-12-04
0.23 GUGGENHEIM TOTAL RETURN
P
2019-11-29
2019-12-04
6 HOME DEPOT INC
P
2018-01-09
2019-11-18
8 HOME DEPOT INC
P
2018-01-09
2019-06-11
5 HOME DEPOT INC
P
2018-01-09
2019-02-05
2 HOME DEPOT INC
P
2019-06-25
2019-11-18
21 INTEL CORP
P
2019-01-22
2019-11-18
58 INTEL CORP
P
2019-01-22
2019-06-11
20 INTEL CORP
P
2019-01-22
2019-02-05
21 INTEL CORP
P
2019-06-25
2019-11-18
123 INVESCO QQQ TRUST ETF
P
2019-06-03
2019-06-06
865 ISHARES CORE S&P TOTAL
P
2018-12-27
2019-01-22
171 ISHARES CORE S&P TOTAL
P
2019-08-01
2019-09-03
1150 ISHARES GOLD TRUST ETF
P
2019-06-06
2019-11-08
30 ISHARES GOLD TRUST ETF
P
2019-06-06
2019-06-25
292 ISHARES GOLD TRUST ETF
P
2019-06-06
2019-06-11
11 ISHARES GOLD TRUST ETF
P
2019-10-11
2019-11-18
269 ISHARES IBONDS DEC 2020
P
2019-11-18
2019-12-04
272 ISHARES IBONDS DEC 2021
P
2019-11-18
2019-12-04
269 ISHARES IBONDS DEC 2022
P
2019-11-18
2019-12-04
266 ISHARES IBONDS DEC 2023
P
2019-11-18
2019-12-04
265 ISHARES IBONDS DEC 2024
P
2019-11-18
2019-12-04
537 ISHARES IBONDS DEC 2025
P
2018-12-28
2019-02-14
3 ISHARES MSCI EAFE SMALL
P
2019-02-05
2019-11-18
8 ISHARES MSCI EAFE SMALL
P
2019-02-05
2019-06-11
32 ISHARES MSCI EAFE SMALL
P
2019-06-25
2019-11-18
5 ISHARES RUSSELL 2000 ETF
P
2018-01-09
2019-02-05
3 ISHARES RUSSELL 2000 ETF
P
2018-11-06
2019-02-05
27 JOHNSON & JOHNSON COM
P
2018-01-09
2019-04-08
7 JOHNSON & JOHNSON COM
P
2018-01-09
2019-02-05
5 JOHNSON & JOHNSON COM
P
2018-04-11
2019-11-18
2 JOHNSON & JOHNSON COM
P
2018-04-11
2019-06-11
13 JOHNSON & JOHNSON COM
P
2018-11-06
2019-04-08
1 JOHNSON & JOHNSON COM
P
2018-11-21
2019-04-08
15 JOHNSON & JOHNSON COM
P
2018-11-21
2019-06-11
5 JOHNSON & JOHNSON COM
P
2019-06-25
2019-11-18
28 JPMORGAN CHASE & CO
P
2019-02-05
2019-11-18
35 JPMORGAN CHASE & CO
P
2019-02-05
2019-06-27
20 JPMORGAN CHASE & CO
P
2019-02-05
2019-06-11
18 JPMORGAN CHASE & CO
P
2019-06-25
2019-06-27
11.5717 KONTOOR BRANDS INC
P
2017-02-13
2019-05-24
0.9991 KONTOOR BRANDS INC
P
2017-02-13
2019-05-23
1.1428 KONTOOR BRANDS INC
P
2018-11-06
2019-05-24
2.5713 KONTOOR BRANDS INC
P
2018-11-21
2019-05-24
1.1428 KONTOOR BRANDS INC
P
2019-01-22
2019-05-24
1.5714 KONTOOR BRANDS INC
P
2019-02-05
2019-05-24
5 LINDE PLC EUR
P
2016-09-12
2019-06-11
3 LINDE PLC EUR
P
2019-06-25
2019-11-18
5 LINDE PLC EUR
P
2019-10-07
2019-11-18
1 LOCKHEED MARTIN CORP
P
2018-04-11
2019-02-05
1 LOCKHEED MARTIN CORP
P
2018-11-06
2019-12-09
7 LOCKHEED MARTIN CORP
P
2018-11-06
2019-12-09
6 LOCKHEED MARTIN CORP
P
2018-11-06
2019-11-18
1 LOCKHEED MARTIN CORP
P
2018-11-06
2019-11-18
2 LOCKHEED MARTIN CORP
P
2018-11-06
2019-06-11
5 LOCKHEED MARTIN CORP
P
2019-04-08
2019-12-09
5004.926 LORD ABBETT SHORT
P
2019-02-21
2019-11-18
6133.826 LORD ABBETT SHORT
P
2019-02-21
2019-10-11
3 MARSH & MCLENNAN COS INC
P
2018-11-06
2019-02-05
8 MARSH & MCLENNAN COS INC
P
2018-11-06
2019-06-11
4 MARSH & MCLENNAN COS INC
P
2018-11-21
2019-06-11
4 MARSH & MCLENNAN COS INC
P
2018-11-21
2019-11-18
9 MARSH & MCLENNAN COS INC
P
2019-06-25
2019-11-18
2 MCDONALDS CORP
P
2019-01-22
2019-11-18
6 MCDONALDS CORP
P
2019-01-22
2019-06-11
2 MCDONALDS CORP
P
2019-01-22
2019-02-05
4 MCDONALDS CORP
P
2019-06-25
2019-11-18
13 MEDTRONIC PLC
P
2018-11-06
2019-06-11
13 MEDTRONIC PLC
P
2018-11-21
2019-02-05
2 MEDTRONIC PLC
P
2018-11-21
2019-06-11
11 MEDTRONIC PLC
P
2019-01-22
2019-11-18
14 MEDTRONIC PLC
P
2019-01-22
2019-10-07
7 MEDTRONIC PLC
P
2019-04-08
2019-06-11
17 MEDTRONIC PLC
P
2019-04-08
2019-10-07
39 MEDTRONIC PLC
P
2019-04-08
2019-10-07
9 MEDTRONIC PLC
P
2019-06-25
2019-10-07
12 MICROSOFT CORP
P
2018-11-06
2019-02-05
10 MICROSOFT CORP
P
2018-11-06
2019-06-11
24 MICROSOFT CORP
P
2019-01-22
2019-06-11
11 MICROSOFT CORP
P
2019-01-22
2019-11-18
11 MICROSOFT CORP
P
2019-06-25
2019-11-18
901.577 MORTGAGE SECURITIES
P
2019-11-18
2019-12-04
0.566 MORTGAGE SECURITIES
P
2019-11-26
2019-12-04
4 NEXTERA ENERGY INC COM
P
2019-01-22
2019-06-11
1 NEXTERA ENERGY INC COM
P
2019-01-22
2019-02-05
2 NEXTERA ENERGY INC COM
P
2019-06-25
2019-11-04
12 NEXTERA ENERGY INC COM
P
2019-06-27
2019-11-04
5 NEXTERA ENERGY INC COM
P
2019-06-27
2019-11-18
10 NEXTERA ENERGY INC COM
P
2019-06-27
2019-11-04
4 NOVARTIS AG SPON ADR
P
2018-11-21
2019-02-05
13 NOVARTIS AG SPON ADR
P
2019-04-10
2019-06-11
1 NOVARTIS AG SPON ADR
P
2019-04-10
2019-06-25
10 NOVARTIS AG SPON ADR
P
2019-09-09
2019-11-18
349.846 PGIM SHORT-TERM
P
2019-11-18
2019-12-04
0.322 PGIM SHORT-TERM
P
2019-11-29
2019-12-04
63 PIMCO ACTIVE BOND
P
2019-11-18
2019-12-04
13 PROCTER & GAMBLE CO
P
2019-04-08
2019-06-11
751 PROSHARES SHORT
P
2019-03-27
2019-06-03
2 REPUBLIC SERVICES INC
P
2019-01-22
2019-11-18
10 REPUBLIC SERVICES INC
P
2019-01-22
2019-06-11
2 REPUBLIC SERVICES INC
P
2019-01-22
2019-02-05
5 REPUBLIC SERVICES INC
P
2019-06-25
2019-11-18
4 ROCKWELL AUTOMATION INC
P
2018-11-06
2019-06-11
6 ROCKWELL AUTOMATION INC
P
2018-11-21
2019-11-18
1 ROCKWELL AUTOMATION INC
P
2019-02-05
2019-11-18
1 ROCKWELL AUTOMATION INC
P
2019-02-05
2019-06-11
1 ROCKWELL AUTOMATION INC
P
2019-06-25
2019-11-18
1 ROCKWELL AUTOMATION INC
P
2019-06-25
2019-11-18
2000 SOUTHERN CALIF EDISON CO
P
2018-11-01
2019-07-31
2000 SOUTHERN CALIF EDISON CO
P
2018-11-01
2019-04-15
1000 SOUTHERN CALIF EDISON CO
P
2018-11-01
2019-04-04
1000 SOUTHERN CALIF EDISON CO
P
2018-11-01
2019-03-01
10 SPDR S&P 500 ETF TR
P
2018-10-16
2019-11-18
10 SPDR S&P 500 ETF TR
P
2018-10-16
2019-06-11
75 SPDR S&P 500 ETF TR
P
2018-10-16
2019-03-27
8 SPDR S&P 500 ETF TR
P
2018-10-16
2019-02-05
2 SPDR S&P 500 ETF TR
P
2018-11-06
2019-11-18
17 SPDR S&P 500 ETF TR
P
2019-06-25
2019-11-18
1 SPDR S&P MIDCAP 400 ETF
P
2018-01-09
2019-02-05
2 SPDR S&P MIDCAP 400 ETF
P
2018-04-11
2019-02-05
1 SPDR S&P MIDCAP 400 ETF
P
2018-04-11
2019-06-11
1 SPDR S&P MIDCAP 400 ETF
P
2018-11-06
2019-06-11
6 SUNCOR ENERGY INC NEW
P
2017-02-13
2019-08-01
31 SUNCOR ENERGY INC NEW
P
2017-02-13
2019-06-11
91 SUNCOR ENERGY INC NEW
P
2017-02-13
2019-04-08
105 SUNCOR ENERGY INC NEW
P
2017-04-03
2019-08-01
29 SUNCOR ENERGY INC NEW
P
2017-07-05
2019-08-01
24 SUNCOR ENERGY INC NEW
P
2018-11-06
2019-04-08
49 SUNCOR ENERGY INC NEW
P
2018-11-21
2019-04-08
123 SUNCOR ENERGY INC NEW
P
2018-12-10
2019-08-01
132 SUNCOR ENERGY INC NEW
P
2019-01-22
2019-08-01
6 SUNCOR ENERGY INC NEW
P
2019-02-05
2019-04-08
10 SUNCOR ENERGY INC NEW
P
2019-06-25
2019-08-01
16 SUNCOR ENERGY INC NEW
P
2019-09-03
2019-11-18
39 SUNTRUST BANKS INC
P
2019-02-05
2019-11-18
66 SUNTRUST BANKS INC
P
2019-02-05
2019-06-27
24 SUNTRUST BANKS INC
P
2019-02-05
2019-06-11
29 SUNTRUST BANKS INC
P
2019-06-25
2019-06-27
1176.562 T. ROWE PRICE GLOBAL
P
2019-02-14
2019-11-18
1.399 T. ROWE PRICE GLOBAL
P
2019-02-28
2019-11-18
4.321 T. ROWE PRICE GLOBAL
P
2019-03-29
2019-11-18
4.257 T. ROWE PRICE GLOBAL
P
2019-04-30
2019-11-18
4.103 T. ROWE PRICE GLOBAL
P
2019-05-31
2019-11-18
2.699 T. ROWE PRICE GLOBAL
P
2019-06-28
2019-11-18
2.76 T. ROWE PRICE GLOBAL
P
2019-07-31
2019-11-18
2.799 T. ROWE PRICE GLOBAL
P
2019-08-30
2019-11-18
2.975 T. ROWE PRICE GLOBAL
P
2019-09-30
2019-11-18
3.443 T. ROWE PRICE GLOBAL
P
2019-10-31
2019-11-18
664.142 T. ROWE PRICE GLOBAL
P
2019-11-08
2019-11-18
5 TEXAS INSTRUMENTS
P
2016-05-31
2019-06-11
10 TEXAS INSTRUMENTS
P
2018-11-06
2019-02-05
16 TEXAS INSTRUMENTS
P
2018-11-21
2019-02-05
6 TEXAS INSTRUMENTS
P
2019-01-22
2019-06-11
27 TEXAS INSTRUMENTS
P
2019-01-22
2019-02-05
46 TEXAS INSTRUMENTS
P
2019-06-27
2019-09-09
2 TEXAS INSTRUMENTS
P
2019-11-04
2019-11-18
0.18 TRUIST FINL CORP
P
2019-02-05
2019-12-10
6 UNION PACIFIC CORP
P
2016-05-31
2019-11-18
5 UNION PACIFIC CORP
P
2018-11-06
2019-09-09
5 UNION PACIFIC CORP
P
2018-11-21
2019-09-09
4 UNION PACIFIC CORP
P
2018-11-21
2019-11-18
9 UNION PACIFIC CORP
P
2019-01-22
2019-09-09
1 UNION PACIFIC CORP
P
2019-02-05
2019-09-09
5 UNION PACIFIC CORP
P
2019-02-05
2019-06-11
8 UNION PACIFIC CORP
P
2019-06-25
2019-09-09
6 UNTD TECHNOLOGIES CORP
P
2018-11-06
2019-11-18
1 UNTD TECHNOLOGIES CORP
P
2018-11-06
2019-06-11
8 UNTD TECHNOLOGIES CORP
P
2018-11-21
2019-11-18
1 UNTD TECHNOLOGIES CORP
P
2019-06-25
2019-11-18
207 VANGUARD FINANCIALS ETF
P
2018-12-20
2019-02-05
498 VANGUARD FINANCIALS ETF
P
2018-12-20
2019-02-05
360 VANGUARD FINANCIALS ETF
P
2018-12-20
2019-01-22
11 VANGUARD FTSE ALL WORLD
P
2018-01-09
2019-02-05
12 VANGUARD FTSE ALL WORLD
P
2018-04-11
2019-06-11
6 VANGUARD FTSE ALL WORLD
P
2018-04-11
2019-02-05
15 VANGUARD FTSE ALL WORLD
P
2018-11-06
2019-06-11
57 VANGUARD FTSE ALL WORLD
P
2019-06-25
2019-11-18
145 VANGUARD FTSE ALL WORLD
P
2018-10-16
2019-02-05
14 VANGUARD FTSE ALL WORLD
P
2018-11-06
2019-02-05
49 VANGUARD FTSE ALL WORLD
P
2018-11-21
2019-02-05
55 VANGUARD FTSE ALL WORLD
P
2019-01-22
2019-02-05
5 VANGUARD FTSE EMERGING
P
2018-04-11
2019-02-05
10 VANGUARD FTSE EMERGING
P
2019-01-22
2019-02-05
10 VANGUARD FTSE EMERGING
P
2019-06-25
2019-11-18
6 VF CORP
P
2019-02-05
2019-06-11
8 VF CORP
P
2019-05-24
2019-06-11
19 VF CORP
P
2019-09-09
2019-11-18
400 WASH REAL EST INV TR SBI
P
1995-07-19
2019-01-22
293 WELLS FARGO & CO 6.000%
P
2016-10-12
2019-11-18
75 WELLS FARGO & CO 6.000%
P
2016-10-12
2019-11-18
632 WELLS FARGO & CO 6.000%
P
2016-10-12
2019-11-18
1617 WEYERHAEUSER CO
P
2011-01-01
2019-01-22
194 WISDOMTREE FLOATING RATE
P
2019-11-18
2019-12-04
23 ISHARES CORE S&P SMALL CAP ETF
P
2018-12-24
2019-02-13
30 ISHARES CORE S&P SMALL CAP ETF
P
2018-12-24
2019-08-27
459.477 LORD ABBETT BOND DEBTURE FD
P
2019-02-13
2019-04-17
526.702 MFS STRATEGIC INCOME FD
P
2019-02-14
2019-04-17
1162 SPDR BLOOMBERG BARCLAYS 1-3 YR ETF
P
2018-12-24
2019-02-13
2 VANGUARD S&P 500 GROWTH ETF
P
2019-04-17
2019-08-27
104 VANGUARD TOTAL BOND MKT ETF
P
2019-02-13
2019-04-17
5 VANGUARD HIGH DIVIDEND YIELD EFT
P
2018-12-26
2019-02-13
2 VANGUARD HIGH DIVIDEND YIELD EFT
P
2018-12-26
2019-04-17
0.302 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-05-04
2019-04-17
0.336 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-06-06
2019-04-17
0.34 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-07-06
2019-04-17
0.354 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-08-06
2019-04-17
23 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-08-30
2019-04-17
0.382 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-09-07
2019-04-17
0.381 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-10-04
2019-04-17
0.409 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-11-06
2019-04-17
0.388 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-12-06
2019-04-17
78 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-12-26
2019-04-17
8.33 VANGUARD TOTAL INTL BOND INDEX ETF
P
2018-12-28
2019-04-17
0.49 VANGUARD TOTAL INTL BOND INDEX ETF
P
2019-02-06
2019-04-17
23 VANGUARD TOTAL INTL BOND INDEX ETF
P
2019-02-13
2019-04-17
0.439 VANGUARD TOTAL INTL BOND INDEX ETF
P
2019-03-06
2019-04-17
0.498 VANGUARD TOTAL INTL BOND INDEX ETF
P
2019-04-04
2019-04-17
7 JP MORGAN DIVERSIFIED RETURN INTL
P
2017-07-06
2019-02-13
74 JP MORGAN DIVERSIFIED RETURN INTL
P
2017-07-06
2019-08-27
3 SPDR INDEX MSCI EAFE STRATEGIC
P
2017-07-06
2019-02-13
49 SPDR INDEX MSCI EAFE STRATEGIC
P
2017-07-06
2019-08-27
6 SPDR SERIES TRUST S&P DIV ETF
P
2017-07-06
2019-02-13
1 SPDR SERIES TRUST S&P DIV ETF
P
2017-07-06
2019-04-17
379 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-07-06
2019-04-17
0.333 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-08-07
2019-04-17
0.338 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-09-08
2019-04-17
0.341 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-10-05
2019-04-17
0.331 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-11-06
2019-04-17
0.331 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-12-06
2019-04-17
4.843 VANGUARD TOTAL INTL BOND INDEX EFT
P
2017-12-29
2019-04-17
0.347 VANGUARD TOTAL INTL BOND INDEX EFT
P
2018-02-06
2019-04-17
0.308 VANGUARD TOTAL INTL BOND INDEX EFT
P
2018-03-06
2019-04-17
0.368 VANGUARD TOTAL INTL BOND INDEX EFT
P
2018-04-05
2019-04-17
26 VANGUARD S&P 500 INDEX ETF
P
2017-07-06
2019-02-13
109 VANGUARD S&P 500 INDEX ETF
P
2017-07-06
2019-08-27
12 VANGUARD MID CAP ETF
P
2017-07-06
2019-02-13
21 VANGUARD MID CAP ETF
P
2017-07-06
2019-08-27
66 AT&T INC
P
2018-04-11
2019-02-08
4.879 AT&T INC
P
2018-05-01
2019-02-08
6.086 AT&T INC
P
2018-08-01
2019-02-08
6.408 AT&T INC
P
2018-11-01
2019-02-08
6.793 AT&T INC
P
2019-02-01
2019-02-08
0.91 AMERICAN WATER WORKS
P
2018-06-01
2019-04-18
0.87 AMERICAN WATER WORKS
P
2018-09-04
2019-04-18
0.801 AMERICAN WATER WORKS
P
2018-12-04
2019-04-18
0.759 AMERICAN WATER WORKS
P
2019-03-01
2019-04-18
0.27 APPLE INC
P
2018-08-16
2019-07-18
0.305 APPLE INC
P
2018-11-15
2019-07-18
1 APPLE INC
P
2019-02-08
2019-07-18
0.34 APPLE INC
P
2019-02-14
2019-07-18
0.326 APPLE INC
P
2019-05-16
2019-07-18
260 BB&T CORP XXX
P
2018-04-11
2019-02-28
1.828 BB&T CORP XXX
P
2018-06-01
2019-02-28
2.053 BB&T CORP XXX
P
2018-09-04
2019-02-28
2.07 BB&T CORP XXX
P
2018-12-03
2019-02-28
6 BB&T CORP XXX
P
2019-02-08
2019-02-28
15 DOMINION ENERGY INC
P
2019-04-18
2019-07-18
198 EMERSON ELECTRIC CO
P
2018-07-02
2019-06-06
1.259 EMERSON ELECTRIC CO
P
2018-09-10
2019-06-06
1.562 EMERSON ELECTRIC CO
P
2018-12-10
2019-06-06
5 EMERSON ELECTRIC CO
P
2019-02-08
2019-06-06
1.519 EMERSON ELECTRIC CO
P
2019-03-11
2019-06-06
3.096 INTERNATIONAL PAPER CO
P
2018-12-14
2019-10-03
30 INTERNATIONAL PAPER CO
P
2019-02-08
2019-10-03
3.201 INTERNATIONAL PAPER CO
P
2019-03-15
2019-10-03
16 INTERNATIONAL PAPER CO
P
2019-06-06
2019-10-03
3.488 INTERNATIONAL PAPER CO
P
2019-06-14
2019-10-03
3.585 INTERNATIONAL PAPER CO
P
2019-09-16
2019-10-03
0.2 INTERNATIONAL PAPER CO
P
2019-09-16
2019-10-08
1.95099 INVESTCO SENIOR LOAN ETF
P
2018-02-28
2019-02-08
2.12 INVESTCO SENIOR LOAN ETF
P
2018-03-29
2019-02-08
1.825 INVESTCO SENIOR LOAN ETF
P
2018-04-30
2019-02-08
1.90606 INVESTCO SENIOR LOAN ETF
P
2018-05-31
2019-02-08
2.05 INVESTCO SENIOR LOAN ETF
P
2018-06-29
2019-02-08
2.066 INVESTCO SENIOR LOAN ETF
P
2018-07-31
2019-02-08
2.072 INVESTCO SENIOR LOAN ETF
P
2018-08-31
2019-02-08
2.045 INVESTCO SENIOR LOAN ETF
P
2018-09-28
2019-02-08
2.097 INVESTCO SENIOR LOAN ETF
P
2018-10-31
2019-02-08
2.268 INVESCO SENIOR LOAN ETF
P
2018-11-30
2019-02-08
3.946 INVESCO SENIOR LOAN ETF
P
2018-12-31
2019-02-08
2.493 INVESCO SENIOR LOAN ETF
P
2019-01-31
2019-02-08
9.207 ISHARES HIGH YIELD CORP BOND ETF
P
2019-04-18
2019-07-18
0.466 ISHARES FLOATING RATE BOND ETF
P
2018-05-07
2019-04-18
0.51 ISHARES FLOATING RATE BOND ETF
P
2018-06-07
2019-04-18
0.558 ISHARES FLOATING RATE BOND ETF
P
2018-07-09
2019-04-18
0.598 ISHARES FLOATING RATE BOND ETF
P
2018-08-07
2019-04-18
0.599 ISHARES FLOATING RATE BOND ETF
P
2018-09-10
2019-04-18
0.586 ISHARES FLOATING RATE BOND ETF
P
2018-10-05
2019-04-18
0.606 ISHARES FLOATING RATE BOND ETF
P
2018-11-07
2019-04-18
0.624 ISHARES FLOATING RATE BOND ETF
P
2018-12-07
2019-04-18
0.669 ISHARES FLOATING RATE BOND ETF
P
2018-12-24
2019-04-18
0.677 ISHARES FLOATING RATE BOND ETF
P
2019-02-07
2019-04-18
0.654 ISHARES FLOATING RATE BOND ETF
P
2019-03-07
2019-04-18
0.696 ISHARES FLOATING RATE BOND ETF
P
2019-04-05
2019-04-18
19 KIMCO REALTY CORP
P
2019-06-06
2019-07-18
1.625 PROLOGIS INC
P
2018-06-29
2019-04-18
1.601 PROLOGIS INC
P
2018-09-28
2019-04-18
1.83 PROLOGIS INC
P
2018-12-31
2019-04-18
1.408 PROLOGIS INC
P
2019-03-29
2019-04-18
2.612 QUALCOMM INC
P
2018-06-20
2019-06-06
2.144 QUALCOMM INC
P
2018-09-26
2019-06-06
2.802 QUALCOMM INC
P
2018-12-20
2019-06-06
15 QUALCOMM INC
P
2019-02-08
2019-06-06
2.951 QUALCOMM INC
P
2019-03-28
2019-06-06
7 VANGUARD LONG TERM BOND IDX ETF
P
2019-06-06
2019-07-18
309 AT&T INC
P
2017-07-06
2019-02-08
5.694 AT&T INC
P
2017-11-01
2019-02-08
5.11 AT&T INC
P
2018-02-01
2019-02-08
30 AMERICAN WATER WORKS
P
2017-07-06
2019-02-08
134 AMERICAN WATER WORKS
P
2017-07-06
2019-04-18
0.957 AMERICAN WATER WORKS
P
2017-09-01
2019-04-18
0.823 AMERICAN WATER WORKS
P
2017-12-01
2019-04-18
0.889 AMERICAN WATER WORKS
P
2018-03-01
2019-04-18
77 APPLE INC
P
2017-07-06
2019-07-18
.401 APPLE INC
P
2017-08-17
2019-07-18
.377 APPLE INC
P
2017-11-16
2019-07-18
.381 APPLE INC
P
2018-02-15
2019-07-18
.303 APPLE INC
P
2018-05-17
2019-07-18
37 DARDEN RESTAURANTS INC
P
2018-01-11
2019-02-08
13 DARDEN RESTAURANTS INC
P
2018-01-11
2019-07-18
9 DIGITAL REALTY TRUST
P
2017-07-06
2019-02-08
7 DIGITAL REALTY TRUST
P
2017-07-06
2019-07-18
196 INTERNATIONAL PAPER CO
P
2017-07-06
2019-10-03
2.132 INTERNATIONAL PAPER CO
P
2017-09-15
2019-10-03
2.216 INTERNATIONAL PAPER CO
P
2017-12-15
2019-10-03
1.736 INTERNATIONAL PAPER CO
P
2018-03-15
2019-10-03
58 INTERNATIONAL PAPER CO
P
2018-04-11
2019-10-03
2.206 INTERNATIONAL PAPER CO
P
2018-06-15
2019-10-03
2.34 INTERNATIONAL PAPER CO
P
2018-09-17
2019-10-03
23 INVESCO PFD ETF
P
2017-07-06
2019-02-08
51 INVESCO PFD ETF
P
2017-07-06
2019-07-18
572 INVESCO SENIOR LOAN ETF
P
2017-07-06
2019-02-08
1.74399 INVESCO SENIOR LOAN ETF
P
2017-07-31
2019-02-08
1.88799 INVESCO SENIOR LOAN ETF
P
2017-08-31
2019-02-08
1.92299 INVESCO SENIOR LOAN ETF
P
2017-09-29
2019-02-08
1.92599 INVESCO SENIOR LOAN ETF
P
2017-10-31
2019-02-08
1.74 INVESCO SENIOR LOAN ETF
P
2017-11-30
2019-02-08
2.155 INVESCO SENIOR LOAN ETF
P
2017-12-29
2019-02-08
1.82799 INVESCO SENIOR LOAN ETF
P
2018-01-31
2019-02-08
5 ISHARES 7-10YR TREASURY BOND ETF
P
2017-07-06
2019-02-08
5 ISHARES 7-10YR TREASURY BOND ETF
P
2017-07-06
2019-07-18
1 ISHARES JPMORGAN USD EMG MKT
P
2018-01-11
2019-02-08
7 ISHARES JPMORGAN USD EMG MKT
P
2018-01-11
2019-07-18
8 ISHARES INTERMEDIATE TERM CORP
P
2017-07-06
2019-02-08
12 ISHARES INTERMEDIATE TERM CORP
P
2017-07-06
2019-07-18
5 ISHARES FLOATING RATE BOND ETF
P
2017-10-03
2019-02-08
260 ISHARES FLOATING RATE BOND ETF
P
2017-10-03
2019-04-18
0.4 ISHARES FLOATING RATE BOND ETF
P
2017-11-07
2019-04-18
0.394 ISHARES FLOATING RATE BOND ETF
P
2017-12-07
2019-04-18
0.376 ISHARES FLOATING RATE BOND ETF
P
2017-12-28
2019-04-18
0.386 ISHARES FLOATING RATE BOND ETF
P
2018-02-07
2019-04-18
0.401 ISHARES FLOATING RATE BOND ETF
P
2018-03-07
2019-04-18
0.44 ISHARES FLOATING RATE BOND ETF
P
2018-04-06
2019-04-18
33 PROLOGIS INC
P
2017-07-06
2019-02-08
177 PROLOGIS INC
P
2017-07-06
2019-04-18
1.757 PROLOGIS INC
P
2017-09-29
2019-04-18
1.728 PROLOGIS INC
P
2017-12-29
2019-04-18
1.63 PROLOGIS INC
P
2018-03-29
2019-04-18
5 PROLOGIS INC
P
2018-04-11
2019-04-18
241 QUALCOMM INC
P
2017-07-06
2019-06-06
2.881 QUALCOMM INC
P
2017-09-20
2019-06-06
2.339 QUALCOMM INC
P
2017-12-15
2019-06-06
2.678 QUALCOMM INC
P
2018-03-21
2019-06-06
14 SPDR BLOOMBERG BARCLAYS S/T H/Y
P
2017-07-06
2019-02-08
5.777 SPDR BLOOMBERG BARCLAYS S/T H/Y
P
2017-07-06
2019-07-18
41 UNILEVER PLC
P
2017-07-06
2019-07-18
6 VANGUARD INTERMEDIATE TERM BOND ETF
P
2017-10-03
2019-02-08
6 VANGUARD INTERMEDIATE TERM BOND ETF
P
2017-10-03
2019-07-18
6 VANGUARD INTERMEDIATE TERM BOND ETF
P
2017-07-06
2019-02-08
8 VANGUARD INTERMEDIATE TERM BOND ETF
P
2017-07-06
2019-07-18
14 TE CONNECTIVITY LTD
P
2018-01-11
2019-07-18
SEC V. FEDERAL HOME DISTRIB
P
2019-01-02
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,606
1,273
333
b
2,004
1,591
413
c
734
636
98
d
1,651
1,434
217
e
1,386
1,100
286
801
629
172
1,205
1,109
96
1,159
988
171
11
10
1
92
71
21
80
69
11
115
108
7
69
65
4
46
43
3
448
420
28
6,000
5,982
18
361
363
-2
50,064
14,058
36,006
982
826
156
882
830
52
2,507
2,490
17
491
458
33
1,184
1,155
29
3,801
3,697
104
365
347
18
831
831
4,059
3,865
194
1,395
1,297
98
731
707
24
127
118
9
475
496
-21
297
268
29
267
267
446
399
47
153
131
22
149
131
18
610
605
5
1,850
1,763
87
1,433
1,420
13
583
571
12
3,890
3,890
14
14
3,893
3,889
4
17
17
490
418
72
2,770
2,543
227
1,040
1,040
149
149
490
471
19
333
333
416
416
1,414
1,414
320
334
-14
240
240
1,155
1,163
-8
165
173
-8
165
177
-12
247
253
-6
345
287
58
460
431
29
862
714
148
481
519
-38
19,000
18,975
25
15,000
15,000
25,000
25,000
11,000
11,000
19,978
20,030
-52
30,966
31,047
-81
6,000
5,966
34
7,789
7,781
8
6
6
1,432
1,159
273
1,577
1,546
31
929
929
477
410
67
1,222
1,010
212
2,713
2,762
-49
1,001
962
39
1,222
1,013
209
21,700
21,252
448
51,754
47,679
4,075
11,224
11,665
-441
16,102
14,714
1,388
409
384
25
3,709
3,740
-31
155
156
-1
6,803
6,810
-7
6,786
6,796
-10
6,798
6,807
-9
6,802
6,799
3
6,803
6,796
7
13,054
12,727
327
182
169
13
462
451
11
1,944
1,818
126
757
757
454
454
3,666
3,891
-225
934
934
675
648
27
280
259
21
1,765
1,854
-89
136
142
-6
2,102
2,119
-17
675
675
3,651
2,899
752
3,828
3,624
204
2,213
2,071
142
1,968
1,949
19
438
252
186
36
22
14
43
42
1
97
88
9
43
40
3
59
58
1
1,008
817
191
627
610
17
1,044
934
110
298
298
385
307
78
2,696
2,150
546
2,352
1,843
509
392
308
84
689
615
74
1,926
1,510
416
21,071
20,871
200
25,823
25,578
245
274
258
16
789
688
101
394
342
52
424
342
82
954
892
62
388
367
21
1,220
1,101
119
357
367
-10
777
823
-46
1,267
1,202
65
1,148
1,148
195
186
9
1,224
950
274
1,507
1,209
298
682
617
65
1,831
1,499
332
4,197
3,440
757
969
893
76
1,277
1,277
1,319
1,071
248
3,167
2,530
637
1,652
1,160
492
1,652
1,465
187
7,790
7,781
9
5
5
807
702
105
178
176
2
467
415
52
2,806
2,449
357
1,160
1,020
140
2,335
2,041
294
356
356
1,147
1,063
84
93
82
11
903
894
9
3,894
3,890
4
4
4
6,837
6,814
23
1,422
1,355
67
21,350
20,983
367
174
152
22
861
760
101
156
152
4
435
436
-1
639
686
-47
1,186
1,019
167
198
170
28
160
160
198
177
21
198
172
26
2,042
2,123
-81
2,018
2,123
-105
983
1,061
-78
992
1,061
-69
3,117
2,805
312
2,889
2,805
84
20,974
21,036
-62
2,182
2,182
623
548
75
5,299
4,953
346
339
339
679
679
348
342
6
348
341
7
174
190
-16
952
972
-20
3,062
2,882
180
3,039
3,222
-183
839
839
807
818
-11
1,649
1,650
-1
3,560
3,803
-243
3,820
4,158
-338
202
197
5
289
326
-37
509
452
57
2,764
2,297
467
4,078
3,887
191
1,535
1,414
121
1,792
1,800
-8
13,613
13,072
541
16
16
50
48
2
49
48
1
47
46
1
31
31
32
32
32
32
34
34
40
40
7,684
7,684
563
305
258
1,012
965
47
1,620
1,545
75
675
578
97
2,734
2,603
131
5,867
5,363
504
236
241
-5
10
8
2
1,056
500
556
824
749
75
824
720
104
704
576
128
1,483
1,397
86
165
160
5
854
802
52
1,318
1,334
-16
894
763
131
123
123
1,192
1,008
184
149
134
15
13,529
12,024
1,505
32,549
28,979
3,570
23,180
20,948
2,232
544
544
608
608
297
297
760
730
30
2,986
2,882
104
14,848
15,429
-581
1,434
1,448
-14
5,018
4,937
81
5,632
5,421
211
209
209
418
398
20
422
419
3
514
485
29
685
680
5
1,652
1,652
9,644
4,263
5,381
7,668
7,650
18
1,963
1,959
4
16,539
16,508
31
39,637
31,130
8,507
4,861
4,865
-4
1,816
1,506
310
2,212
1,965
247
3,625
3,552
73
3,434
3,371
63
106,324
106,226
98
318
315
3
8,370
8,295
75
422
370
52
176
148
28
17
16
1
19
18
1
19
19
20
19
1
1,275
1,258
17
21
21
21
21
23
22
1
22
21
1
4,325
4,225
100
462
451
11
27
27
1,275
1,260
15
24
24
28
28
381
388
-7
3,811
4,100
-289
180
181
-1
2,989
2,959
30
587
530
57
101
88
13
21,015
20,499
516
18
18
19
19
19
19
18
18
18
18
269
263
6
19
19
17
17
20
20
6,581
5,743
838
28,722
24,078
4,644
1,886
1,697
189
3,393
2,970
423
1,935
2,324
-389
143
160
-17
178
195
-17
188
198
-10
199
206
-7
95
76
19
91
76
15
83
77
6
79
77
2
55
57
-2
62
57
5
204
170
34
69
58
11
67
62
5
13,297
13,578
-281
93
98
-5
105
106
-1
106
107
-1
307
301
6
1,151
1,129
22
12,377
13,725
-1,348
79
96
-17
98
98
313
332
-19
95
101
-6
121
132
-11
1,173
1,375
-202
125
149
-24
626
716
-90
136
150
-14
140
152
-12
8
8
44
45
-1
48
49
-1
41
42
-1
43
44
-1
46
47
-1
47
48
-1
47
48
-1
46
47
-1
47
48
-1
51
51
89
86
3
56
56
797
798
-1
24
24
26
26
28
28
30
30
30
31
-1
30
30
31
31
32
31
1
34
34
34
34
33
33
35
35
344
347
-3
119
106
13
118
106
12
135
107
28
104
102
2
177
154
23
145
156
-11
190
157
33
1,017
756
261
200
168
32
674
660
14
9,058
11,533
-2,475
167
192
-25
150
198
-48
2,924
2,331
593
13,963
10,410
3,553
100
78
22
86
76
10
93
70
23
15,710
10,987
4,723
82
64
18
77
65
12
78
65
13
62
57
5
4,046
3,614
432
1,605
1,270
335
1,001
971
30
833
755
78
7,663
11,014
-3,351
83
120
-37
87
124
-37
68
95
-27
2,268
3,037
-769
86
124
-38
91
125
-34
326
348
-22
758
772
-14
12,924
13,221
-297
39
41
-2
43
44
-1
43
44
-1
44
45
-1
39
40
-1
49
50
-1
41
42
-1
523
530
-7
547
530
17
108
116
-8
792
812
-20
431
437
-6
681
656
25
254
254
13,230
13,229
1
20
20
20
20
19
19
20
20
20
20
22
22
2,333
1,899
434
13,010
10,187
2,823
129
111
18
127
112
15
120
102
18
368
309
59
16,337
13,102
3,235
195
151
44
159
153
6
182
154
28
376
389
-13
156
161
-5
2,590
2,193
397
494
507
-13
517
507
10
509
523
-14
716
697
19
1,229
1,388
-159
24
24
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
333
b
413
c
98
d
217
e
286
172
96
171
1
21
11
7
4
3
28
18
-2
36,006
156
52
17
33
29
104
18
194
98
24
9
-21
29
47
22
18
5
87
13
12
4
72
227
19
-14
-8
-8
-12
-6
58
29
148
-38
25
-52
-81
34
8
273
31
67
212
-49
39
209
448
4,075
-441
1,388
25
-31
-1
-7
-10
-9
3
7
327
13
11
126
-225
27
21
-89
-6
-17
752
204
142
19
186
14
1
9
3
1
191
17
110
78
546
509
84
74
416
200
245
16
101
52
82
62
21
119
-10
-46
65
9
274
298
65
332
757
76
248
637
492
187
9
105
2
52
357
140
294
84
11
9
4
23
67
367
22
101
4
-1
-47
167
28
21
26
-81
-105
-78
-69
312
84
-62
75
346
6
7
-16
-20
180
-183
-11
-1
-243
-338
5
-37
57
467
191
121
-8
541
2
1
1
258
47
75
97
131
504
-5
2
556
75
104
128
86
5
52
-16
131
184
15
1,505
3,570
2,232
30
104
-581
-14
81
211
20
3
29
5
5,381
18
4
31
8,507
-4
310
247
73
63
98
3
75
52
28
1
1
1
17
1
1
100
11
15
-7
-289
-1
30
57
13
516
6
838
4,644
189
423
-389
-17
-17
-10
-7
19
15
6
2
-2
5
34
11
5
-281
-5
-1
-1
6
22
-1,348
-17
-19
-6
-11
-202
-24
-90
-14
-12
-1
-1
-1
-1
-1
-1
-1
-1
-1
3
-1
-1
1
-3
13
12
28
2
23
-11
33
261
32
14
-2,475
-25
-48
593
3,553
22
10
23
4,723
18
12
13
5
432
335
30
78
-3,351
-37
-37
-27
-769
-38
-34
-22
-14
-297
-2
-1
-1
-1
-1
-1
-1
-7
17
-8
-20
-6
25
1
434
2,823
18
15
18
59
3,235
44
6
28
-13
-5
397
-13
10
-14
19
-159
24
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
95,938
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
103,645
2,260,146
0.045858
2017
127,675
2,304,875
0.055393
2016
171,430
2,328,695
0.073616
2015
145,600
2,338,664
0.062258
2014
192,105
2,462,910
0.077999
2
Total
of line 1, column (d)
.....................
2
0.315124
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.063025
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,235,778
5
Multiply line 4 by line 3
......................
5
140,910
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,359
7
Add lines 5 and 6
........................
7
142,269
8
Enter qualifying distributions from Part XII, line 4
,.............
8
108,001
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,717
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
2,717
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,717
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
2,040
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
2,040
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
11
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
688
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
DIAMONDSTON FOUNDATION
Telephone no.
(212) 697-2310
Located at
610 SHACKAMAXON DRIVE
WESTFIELD
NJ
ZIP+4
07090
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
No
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
MICHAEL MARGOLIN
PRES/TREAS
0
0
0
0
610 SHACKAMAXON DRIVE
WESTFIELD
,
NJ
07090
BARBARA MAROLIN
SECRETARY
0
0
0
0
610 SHACKAMAXON DRIVE
WESTFIELD
,
NJ
07090
DAVID MARGOLIN
VICE PRESIDENT
0
0
0
0
610 SHACKAMAXON DRIVE
WESTFIELD
,
NJ
07090
SUSAN SMITH
VICE PRESIDENT
0
0
0
0
610 SHACKAMAXON DRIVE
WESTFIELD
,
NJ
07090
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,163,528
b
Average of monthly cash balances
.......................
1b
106,297
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,269,825
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,269,825
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
34,047
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,235,778
6
Minimum investment return.
Enter 5% of line 5
..................
6
111,789
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
111,789
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,717
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,717
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
109,072
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
109,072
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
109,072
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
108,001
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
108,001
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
108,001
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
109,072
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
2017
,
2016
,
2015
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
70,412
b
From 2015
......
30,131
c
From 2016
......
57,474
d
From 2017
......
15,163
e
From 2018
......
0
f
Total
of lines 3a through e
........
173,180
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
108,001
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
d
Applied to 2019 distributable amount
.....
108,001
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
1,071
1,071
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
172,109
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
69,341
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
102,768
10
Analysis of line 9:
a
Excess from 2015
....
30,131
b
Excess from 2016
....
57,474
c
Excess from 2017
....
15,163
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
MICHAEL MARGOLIN
610 SHACKAMAXON DRIVE
WESTFIELD
,
NJ
07090
(908) 272-6300
b
The form in which applications should be submitted and information and materials they should include:
ANY WRITTEN APPLICATION
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN FRIENDS OF HEBREW UNIVERSITY
1 BATTERY PARK PLAZA
SUITE 2501
NEW YORK
,
NY
10004
NONE
NC
GENERAL
1,500
AMERICAN JEWISH WORLD SERVICE
45 WEST 36TH STREET
11th FLOOR
NEW YORK
,
NY
10018
NONE
H
GENERAL
2,000
AMERICAN SOCIETY FOR YAD VASHEM
500 FIFTH AVE
42nd FLOOR
NEW YORK
,
NY
10110
NONE
H
GENERAL
500
BREAKTHROUGH GREATER BOSTON
PO BOX 381486
CAMBRIDGE
,
MA
02238
NONE
H
GENERAL
450
CHICKEN & EGG PICTURES
45 MAIN STREET 506
BROOKLYN
,
NY
11201
NONE
H
GENERAL
10,000
CONGREGATION ANSCHE CHESED
251 W 100TH STREET
NEW YORK
,
NY
10025
NONE
H
GENERAL
3,500
CONGREGATION B'NAI BRITH
201 CENTRAL STREET
SOMERVILLE
,
MA
02145
NONE
H
GENERAL
5,000
CROHN'S & COLITIS FOUNDATION NJ CHAPTER
45 WILSON AVE
MANALAPAN
,
NJ
07726
NONE
H
GENERAL
5,000
EARTH JUSTICE
50 CALIFORNIA ST
SAN FRANCISCO
,
CA
94111
NONE
H
GENERAL
4,000
EPISCOPAL CITY MISSION
138 TREMONT STREET
SUITE 500
BOSTON
,
MA
02111
NONE
H
GENERAL
1,000
EQUAL JUSTICE INITIATIVE
122 COMMERCE STREET
MONTGOMERY
,
AL
36104
NONE
H
GENERAL
2,000
FRIENDS OF CITY CENTER
130 WEST 56TH STREET
NEW YORK
,
NY
10019
NONE
H
GENERAL
1,250
FRIENDS OF MIDDLESEX FELLS RESERVATION INC
235 W FOSTER ST
MELROSE
,
MA
02176
NONE
H
GENERAL
1,000
GREENWOOD MUSIC CAMP
POB 1045
EASTHAMPTON
,
MA
01027
NONE
H
GENERAL
500
GROUNDWORK SOMERVILLE
337 SOMERVILLE AVE 2-B
SOMERVILLE
,
MA
02129
NONE
NC
GENERAL
3,000
HIAS
1300 SPRING STREET
SILVER SPRING
,
MD
20910
NONE
NC
GENERAL
4,000
HILLEL-FOUNDATION FOR JEWISH CAMPUS LIFE
800 8TH ST NW
SUITE 500
WASHINGTON
,
DC
20910
NONE
H
GENERAL
1,000
HOME FIRST
1009 PARK AVE
PLAINFIELD
,
NJ
20001
NONE
H
GENERAL
500
ISRAAID (US) GLOBAL HUMANITARIAN ASSISTANCE INC
PO BOX 61227
PALO ALTO
,
CA
07060
NONE
H
GENERAL
4,000
LAURI STRAUSS LEUKEMIA FOUNDATION
85 BROAD STREET
NEW YORK
,
NY
94306
NONE
H
GENERAL
500
LEUKEMIA & LYMPHOMA SOCIETY
14 COMMERCE DRIVE
28TH FLOOR
CRANFORD
,
NJ
10004
NONE
H
GENERAL
5,000
MANHATTAN THEATRE CLUB
311 WEST 43RD STREET
SUITE 301
NEW YORK
,
NY
07016
NONE
H
GENERAL
2,500
MAZON
PO BOX 96119
8TH FLOOR
WASHINGTON
,
DC
10036
NONE
H
GENERAL
2,500
MOUNT SINAI HEALTH SYSTEM
ONE GUSTAVE LEVY PLACE
NEW YORK
,
NY
20090
NONE
H
GENERAL
500
NATIONAL COUNCIL OF JEWISH WOMEN
70 SOUTH ORANGE AVE
PO BOX 1049
LIVINSTON
,
NJ
10029
NONE
H
GENERAL
2,000
NEW ISRAEL FUND
6 E 39TH STREET
SUITE 120
NEW YORK
,
NY
07039
NONE
H
GENERAL
2,000
NEW YORK CENTER FOR LAW & JUSTICE
2095 BROADWAY
NEW YORK
,
NY
10016
NONE
H
GENERAL
500
PARTNERSHIP FOR THE HOMELESS
305 SEVENTH AVE
ROOM 411
NEW YORK
,
NY
10023
NONE
H
GENERAL
500
PLANNED PARENTHOOD FEDERATION OF AMERICA
PO BOX 97166
14 FLOOR
WASHINGTON
,
DC
10001
NONE
H
GENERAL
4,000
RAICES (REFUGEE AID)
1305 N FLORES ST
SAN ANTONIO
,
TX
20090
NONE
H
GENERAL
2,000
ROCK THE VOTE
1440 G STREET NW
WASHINGTON
,
DC
78212
NONE
H
GENERAL
500
SAVE A CHILD'S HEART
12320 PARKLAWN DR
ROCKVILLE
,
MD
20005
NONE
H
GENERAL
500
SOCIAL GOOD FUND (KAVOD)
12651 SAN PABLO AVE
RICHMOND
,
CA
20852
NONE
H
GENERAL
750
SOUTHERN POVERTY LAW CENTER
400 WASHINGTON AVE
MONTGOMERY
,
AL
94805
NONE
H
GENERAL
4,000
TEMPLE BETH EL
67 US HIGHWAY 206
HILLSBOROUGH
,
NJ
36104
NONE
H
GENERAL
2,578
THE DOOR
121 AVENUE OF THE AMERICAS
NEW YORK
,
NY
08844
NONE
H
GENERAL
500
THE PUBLIC THEATER
425 LAFAYETTE STREET
NEW YORK
,
NY
10013
NONE
H
GENERAL
2,500
THE WELCOME PROJECT
530 MYSTIC AVE 111
SOMERVILLE
,
MA
10003
NONE
H
GENERAL
6,000
UJA-FEDERATION OF NEW YORK
PO BOX 4227
NEW YORK
,
NY
02145
NONE
H
GENERAL
10,000
UNITED WAY OF GREATER UNION CO
33 WEST GRAND STREET
ELIZABETH
,
NJ
10261
NONE
H
GENERAL
500
WATERORG
117 WEST 20TH STREET
KANSAS CITY
,
MO
07202
NONE
H
GENERAL
2,000
WESTFIELD UNITED FUND
301 NORTH AVE WEST
SUITE 203
WESTFIELD
,
NJ
64108
NONE
H
GENERAL
500
WOODMERE CLUB CHARITABLE FOUNDATION
99 MEADOW DRIVE
WOODMERE
,
NY
07090
NONE
H
GENERAL
200
Total
.................................
3a
102,728
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
63,591
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
63
8
Gain or (loss) from sales of assets other than
inventory
............
18
95,938
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
159,592
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
159,592
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description