-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE HARRY FRANK GUGGENHEIM FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
120 WEST 45TH STREET 25TH FLOOR
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
10036
A Employer identification number
13-6043471
B
Telephone number (see instructions)
(646) 428-0971
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
64,833,351
J
Accounting method:
Cash
Accrual
Other (specify)
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
985,638
985,638
985,638
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,929,680
b
Gross sales price for all assets on line 6a
7,383,296
7
Capital gain net income (from Part IV, line 2)
...
2,374,350
8
Net short-term capital gain
.........
120,321
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
450,682
34,708
28,202
12
Total.
Add lines 1 through 11
........
3,366,000
3,394,696
1,134,161
13
Compensation of officers, directors, trustees, etc.
645,621
85,117
85,117
560,504
14
Other employee salaries and wages
......
282,710
0
0
282,710
15
Pension plans, employee benefits
.......
267,385
28,284
28,284
239,101
16a
Legal fees (attach schedule)
.........
89,766
22,441
22,441
67,324
b
Accounting fees (attach schedule)
.......
37,245
9,311
0
27,934
c
Other professional fees (attach schedule)
....
578,350
334,765
334,765
243,585
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
99,045
5,755
5,755
64,966
19
Depreciation (attach schedule) and depletion
...
6,732
673
6,059
20
Occupancy
..............
432,411
108,103
109,103
324,308
21
Travel, conferences, and meetings
.......
192,811
6,339
6,339
186,472
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
97,876
6,799
6,799
91,076
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
2,729,952
607,587
604,662
2,087,980
25
Contributions, gifts, grants paid
.......
1,061,653
1,061,653
26
Total expenses and disbursements.
Add lines 24 and 25
3,791,605
607,587
604,662
3,149,633
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-425,605
b
Net investment income
(if negative, enter -0-)
2,787,109
c
Adjusted net income
(if negative, enter -0-)
...
529,499
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
416,314
244,810
244,810
2
Savings and temporary cash investments
.........
763,226
941,243
941,243
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
129,306
236,123
236,123
10a
Investments—U.S. and state government obligations (attach schedule)
8,360,861
8,663,138
8,663,138
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
48,108,821
54,563,008
54,563,008
14
Land, buildings, and equipment: basis
528,650
Less: accumulated depreciation (attach schedule)
518,758
7,823
9,892
9,892
15
Other assets (describe
)
0
175,137
175,137
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
57,786,351
64,833,351
64,833,351
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
57,786,351
64,833,351
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
57,786,351
64,833,351
30
Total liabilities and net assets/fund balances
(see instructions)
.
57,786,351
64,833,351
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
57,786,351
2
Enter amount from Part I, line 27a
.....................
2
-425,605
3
Other increases not included in line 2 (itemize)
3
7,472,605
4
Add lines 1, 2, and 3
..........................
4
64,833,351
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
64,833,351
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
PUBLICLY TRADED SECURITIES
b
CAPITAL GAIN DISTRIBUTIONS
c
NEWSTONE CAPITAL
d
AG REALTY
e
SILVERLAKE
PEG POOLED VENTURE
PEG POOLED CORPORATE
PEG POOLED CORPORATE
LEGACY VIII, LLC
LEGACY VIII, LLC
LEGACY VENTURE VI
LEGACY VENTURE VI
SLP III
LEGACY VENTURE VII
LEGACY VENTURE VII
LEGACY VENTURE V
LEGACY VENTURE V
LEGACY VENTURE IX
HIRTLE CALLAGHAN
HIRTLE CALLAGHAN
LEGACY VENTURE V
AG REALTY
AG REALTY
CAPITAL GAIN DISTRIBUTIONS - LT
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
5,818,316
5,450,196
368,120
b
94,771
94,771
c
887
-887
d
8,566
8,566
e
1,034
1,034
13,282
-13,282
1
1
725
-725
431
-431
6,379
6,379
2,400
2,400
210,181
210,181
41,506
41,506
3,381
3,381
68,085
68,085
124
-124
89,659
89,659
62
-62
20,323
20,323
16,146
16,146
207
-207
3,420
-3,420
7,273
-7,273
1,470,209
1,470,209
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
368,120
b
94,771
c
-887
d
8,566
e
1,034
-13,282
1
-725
-431
6,379
2,400
210,181
41,506
3,381
68,085
-124
89,659
-62
20,323
16,146
-207
-3,420
-7,273
1,470,209
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
2,374,350
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
120,321
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,029,491
59,615,351
0.050817
2017
3,039,357
58,528,777
0.051929
2016
3,162,441
56,807,167
0.055670
2015
3,207,878
59,297,542
0.054098
2014
3,453,528
60,929,617
0.056681
2
Total
of line 1, column (d)
.....................
2
0.269195
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.053839
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
60,153,310
5
Multiply line 4 by line 3
......................
5
3,238,594
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
27,871
7
Add lines 5 and 6
........................
7
3,266,465
8
Enter qualifying distributions from Part XII, line 4
,.............
8
3,149,633
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
55,742
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
55,742
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
55,742
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
178,421
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
178,421
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
122,679
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
122,679
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
Yes
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.HFG.ORG
14
The books are in care of
DEIRDRE HAMILL
Telephone no.
(646) 428-0971
Located at
120 WEST 45TH STREET 25TH FLOOR
NEW YORK
NY
ZIP+4
10036
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BROGANN SANDERSON
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
CAROL LANGSTAFF
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
DANIEL F WILHELM
PRESIDENT
40.00
314,440
28,345
45,887
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
DEIRDRE HAMILL
FINANCE DIRECTOR
40.00
218,317
32,724
50,627
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
DONALD C HOOD
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
H KIRK UNRUH JR
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
JEREMIAH MILBANK III
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
KAREN COLVARD
PROGRAM DIRECTOR
40.00
112,863
0
4,678
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
MATTHEW DUVENECK
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
PATRICIA L ROSENFIELD
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
PETER LAWSON-JOHNSTON
CHAIRMAN
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
PETER LAWSON-JOHNSTON II
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
REEVE LINDBERGH
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
TANIA MCCLEERY
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
THOMAS MCNEIL
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
THOMAS PIPER III
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
TINA BENNETT
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
WILLIAM G BARDEL
DIRECTOR
1.00
0
0
0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK
,
NY
10036
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
JOEL WALLMAN
PROGRAM OFFICER
40.00
219,372
32,818
37,263
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET 25TH FLOO
NEW YORK
,
NY
10036
NYELETI HONWANA
PROGRAM OFFICER
40.00
70,144
10,509
17,945
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET 25TH FLOO
NEW YORK
,
NY
10036
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
HIRTLE CALLAGHAN
INVESTMENT ADVISORY SERVICES
241,903
101 AVENUE OF THE AMERICAS 9TH
FLOOR
NEW YORK
,
NY
10013
MURPHY BURNHAM & BUTTRICK ARCHITECTS
ARCHITECTURAL SERVICES
156,657
48 W 37TH ST 14
NEW YORK
,
NY
10018
CONWAY-CIR FEEDER FUND MGMT
INVESTMENT ADVISORY SERVICES
83,363
165 N MERAMEC AVENUE STE 210
ST LOUIS
,
MO
63106
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA.
3,169,889
2
(CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS.
0
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
60,178,963
b
Average of monthly cash balances
.......................
1b
890,387
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
61,069,350
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
61,069,350
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
916,040
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
60,153,310
6
Minimum investment return.
Enter 5% of line 5
..................
6
3,007,666
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,149,633
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
3,149,633
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
3,149,633
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
a
Applied to 2018, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
d
Applied to 2019 distributable amount
.....
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
1989-07-01
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
529,499
682,675
1,242,550
58,240
2,512,964
b
85% of line 2a
.........
450,074
580,274
1,056,168
49,504
2,136,019
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
3,149,633
3,029,491
3,039,357
3,181,853
12,400,334
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
138,223
201,985
151,309
157,003
648,520
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3,011,410
2,827,506
2,888,048
3,024,850
11,751,814
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
0
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
0
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
2,005,111
1,987,179
1,950,959
1,893,572
7,836,821
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
0
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
0
(3)
Largest amount of support
from an exempt organization
0
(4)
Gross investment income
0
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JOEL WALLMAN
120 WEST 45TH STREET 25TH FLOOR
NEW YORK
,
NY
10036
(646) 428-0971
b
The form in which applications should be submitted and information and materials they should include:
SEE ATTACHMENT B
c
Any submission deadlines:
FEBRUARY 1ST AND AUGUST 1ST
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
SEE ATTACHMENT B
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
A BETTER CHANCE
253 WEST 35TH STREET 6TH FLOOR
NEW YORK
,
NY
10001
PC
MATCHING GIFT PROGRAM
2,400
ACCURACY IN MEDIA
PO BOX 5647
DEERWOOD
,
MD
20855
PC
MATCHING GIFT PROGRAM
200
ALLAINCE FOR THE VISUAL ARTS
11 BANK STREET
LEBANON
,
NH
03766
PC
MATCHING GIFT PROGRAM
60
ALLEY CAT ALLIES
PO BOX 98179
WASHINGTON
,
DC
20077
PC
MATCHING GIFT PROGRAM
100
AMERICAN INDIAN COLLEGE FUND
83333 GREENWOOD BLVD
DENVER
,
CO
80221
PC
MATCHING GIFT PROGRAM
60
AMERICAN PARKINSON DISEASE
135 PARKINSON AVE
STATEN ISLAND
,
NY
10305
PC
MATCHING GIFT PROGRAM
200
ANSWER
RUTGERS UNIV 41 GORDON RD STE C
PISTCATAWAY
,
NJ
08854
PC
MATCHING GIFT PROGRAM
500
ASPCA
424 EAST 92ND STREET
NEW YORK
,
NY
10128
PC
MATCHING GIFT PROGRAM
100
BALE
PO BOX 211
SOUTH ROYALTON
,
VT
05068
PC
MATCHING GIFT PROGRAM
50
BATES COLLEGE
2 ANDREWS ROAD
LEWISTON
,
ME
04240
PC
MATCHING GIFT PROGRAM
250
BEST BUDDIES
100 SOUTHEAST SECOND STREET
MIAMI
,
FL
33131
PC
MATCHING GIFT PROGRAM
200
BINGHAMTON UNIVERSITY FOUNDATION
PO BOX 6005
BINGHAMTON
,
NY
13902
PC
MATCHING GIFT PROGRAM
2,000
BLUE SKY FUND
PO BOX 8108
RICHMOND
,
VA
23223
PC
MATCHING GIFT PROGRAM
408
BMCC FOUNDATION
199 CHAMBERS STREET FH 1330
NEW YORK
,
NY
10007
PC
MATCHING GIFT PROGRAM
2,000
BRUCE MUSUEM
ONE MUSEUM DRIVE
GREENWICH
,
CT
06830
PC
MATCHING GIFT PROGRAM
500
BRYN MAWR COLLEGE
101 N MERION AVENUE
BRYN MAWR
,
PA
19010
PC
MATCHING GIFT PROGRAM
200
BUCK HILL CONSERVATION
PO BOX 350
BUCK HILL FALLS
,
PA
18323
PC
MATCHING GIFT PROGRAM
1,000
CATAMOUNT FILM AND ARTS
115 EASTERN AVE
ST JOHNSBURY
,
VT
05819
PC
MATCHING GIFT PROGRAM
1,700
CAUSE EFFECTIVE
505 EIGHTH AVENUE SUITE 2012
NEW YORK
,
NY
10018
PC
MATCHING GIFT PROGRAM
1,000
CDSS
116 PLEASANT STREET
EAST HAMPTON
,
MA
01027
PC
MATCHING GIFT PROGRAM
100
CHAPIN SCHOOL
4101 PRINCETON PIKE
PRINCENTON
,
NJ
08540
PC
MATCHING GIFT PROGRAM
200
ANDERSON CHARLES
104 S GARDEN ST
BELLINGHAM
,
WA
98225
NONE
I
IN SEARCH OF POPULAR SOVEREIGNTY: BRITISH RULE AND THE GREAT REVOLT (1936-39) IN PALESTINE
48,335
CHARLESTON LIBRARY SOCIETY
164 KING STREET
CHARLESTON
,
SC
29401
PC
MATCHING GIFT PROGRAM
200
CHECKERBOARD FOUNDATION
GIFT PROCESSING 1 EAST 53RD STREET
14TH FLOOR
NEW YORK
,
NY
10022
PC
MATCHING GIFT PROGRAM
1,600
CHRIST & ST STEPHEN'S CURCH
120 W 69TH STREET
NEW YORK
,
NY
10023
PC
MATCHING GIFT PROGRAM
1,200
CHRIST MEMORIAL CHAPEL
PO BOX 582
HOBE SOUND
,
FL
33455
PC
MATCHING GIFT PROGRAM
1,000
CINEMA ARTS
423 PARK AVENUE
HUNTINGTON
,
NY
11743
PC
MATCHING GIFT PROGRAM
100
COASTAL CONSERVATION LEAGUE
PO BOX 1765
CHARLESTON
,
SC
29402
PC
MATCHING GIFT PROGRAM
1,500
COLUMBIA COMMUNITY SERVICE
COLUMBIA UNIVERSITY 2980 BROADWAY
ROOM 304 EARL HALL MC 2025
NEW YORK
,
NY
10027
PC
MATCHING GIFT PROGRAM
8,000
COLUMBIA UNIVERSITY
622 WEST 113TH STREET
NEW YORK
,
NY
10025
PC
MATCHING GIFT PROGRAM
7,000
COMMUNITY HARVEST OF CENTRAL VERMONT
146 LORD ROAD
BERLING
,
VT
05602
PC
MATCHING GIFT PROGRAM
50
CORNER HOUSE FOUNDATION
369 WITHERSPOON STREET
PRINCENTON
,
NJ
08540
PC
MATCHING GIFT PROGRAM
500
CYNTHIA LUM
4400 UNIVERSITY DRIVE MS 6D12
FAIRFAX
,
VA
22030
NONE
I
CONGRESSIONAL BRIEFING ON MASS VIOLENCE
12,650
DANA FARBER CANCER INSTITUTE
PO BOX 970002
BOSTON
,
MA
02297
PC
MATCHING GIFT PROGRAM
200
DOCTORS WITHOUT BORDERS
333 SEVENTH AVENUE
NEW YORK
,
NY
10001
PC
MATCHING GIFT PROGRAM
1,200
DR ADRIENNE LEBAS
DEPARTMENT OF GOVERNMENT 4400
MASSACHUSETTS AVENUE NW
WASHINGTON
,
DC
20016
NONE
I
THE LOCAL ORGANIZATION OF ELECTORAL VIOLENCE IN AFRICA
12,000
DR DAVID WILDERMUTH
616 GLENN ST
SHIPPENSBURG
,
PA
17257
NONE
I
ORDINARY SOLDIERS? A CASE STUDY OF THE NAZI-SOVIET WAR OF ANNIHILATION
41,775
DR ERIN KINNALLY
ONE SHIELDS AVENUE
DAVIS
,
CA
95616
NONE
I
EPIGENETIC DISRUPTION OF THE CYCLE OF VIOLENCE IN RHESUS MACAQUES
40,000
DR SIDDHARTH CHANDRA
ASIAN STUDIES CENTER 427 NORTH SHAW
LANE ROOM 301
EAST LANSING
,
MI
48824
NONE
I
GEOGRAPHIC PERSPECTIVES ON THE INDONESIAN KILLINGS OF 1965-66 IN CENTRAL AND EAST JAVA
31,346
DR YOLANDA PRINGLE
40 KINGS AVE
HITCHIN
SG5 1RD
UK
NONE
I
POLITICAL VIOLENCE AND MENTAL HEALTH IN AFRICA, 1970S-90S
24,405
DR JENNIFER SKEEM
120 HAVILAND HALL UNIVERSITY OF
CALIFORNIA BERKELEY
BERKELEY
,
CA
94720
NONE
I
TARGETING INSTITUTIONAL RISK FACTORS TO REDUCE PATIENT VIOLENCE
41,054
DR NICOLE FOX
5 MORAGA DRIVE
CHICO
,
CA
95926
NONE
I
RESISTING GENOCIDAL VIOLENCE
40,000
EAST NORTHPORT FIRE
ONE NINTH AVENUE
EAST NORTHPORT
,
NY
11731
PC
MATCHING GIFT PROGRAM
50
EDGARTOWN YACHT CLUB FDN
PO BOX 1309
EDGARTOWN
,
MA
02539
PC
MATCHING GIFT PROGRAM
1,000
EXPONENT PHILANTHROPY
1720 N STREET NW
WASHINGTON
,
DC
20036
PC
GENERAL SUPPORT
250
FAIR BANKS MUSEUM
1302 MAIN STREET
ST JOHNSBURY
,
VT
05819
PC
MATCHING GIFT PROGRAM
1,600
FINCA
PO BOX 98048
WASHINGTON
,
DC
20090
PC
MATCHING GIFT PROGRAM
800
FRACTURED ATLAS
248 W35TH STREET 10TH FLOOR
NEW YORK
,
NY
10001
PC
MATCHING GIFT PROGRAM
217
FRALIN ART MUSEUM
UNIVERSITY OF VIRGINIA 155 RUGBY
ROAD
CHARLOTTESVILLE
,
VA
22903
PC
MATCHING GIFT PROGRAM
400
FRIENDS OF THIRTEEN
GIFT PROCESSING 825 EIGHTH AVENUE
NEW YORK
,
NY
10019
PC
MATCHING GIFT PROGRAM
400
FRIENDS SEMINARY
222 EAST 16TH STREET
NEW YORK
,
NY
10003
PC
MATCHING GIFT PROGRAM
200
FUTURE GENERATIONS
390 ROAD LESS TRAVELED
FRANKLIN
,
WV
26807
PC
MATCHING GIFT PROGRAM
400
GARRISON FOREST SCHOOL
300 GARRISON FOREST ROAD
OWINGS MILLS
,
MD
21117
PC
GENERAL SUPPORT
5,000
GEORGETOWN UNIVERSITY
OFFICE OF GIFT ADMIN
WASHINGTON
,
DC
20073
PC
MATCHING GIFT PROGRAM
740
GIBBES MUSEUM OF ART
135 MEETING STREET
CHARLESTON
,
SC
29401
PC
MATCHING GIFT PROGRAM
1,620
GLOBAL FUND FOR CHILDREN
1101 FOURTEENTH STREET NW
WASHINGTON
,
DC
20005
PC
MATCHING GIFT PROGRAM
400
GLOBAL JUSTICE CENTER
11 HANOVER SQUARE
NEW YORK
,
NY
10005
PC
MATCHING GIFT PROGRAM
100
GREENWICH HISTORICAL SOCIETY
39 STRICKLAND ROAD
COS COB
,
CT
06807
PC
MATCHING GIFT PROGRAM
100
HABITAT FOR HUMANITY
PO BOX 6439
AMERICUS
,
GA
31709
PC
MATCHING GIFT PROGRAM
200
HANOVERIAN FOUNDATION INC
BOX 261
WEST READING
,
CT
06896
PC
MATCHING GIFT PROGRAM
4,000
HARTFORD DISMAS HOUSE
1673 MAPLE STREET
HARTFORD
,
VT
05047
PC
MATCHING GIFT PROGRAM
50
HARVARD DIVINITY SCHOOL
124 MT AUBURN STREET
CAMBRIDGE
,
MA
02138
PC
MATCHING GIFT PROGRAM
700
HEIFER INTERNATIONAL
1 WORLD AVENUE
LITTLE ROCK
,
AK
72202
PC
MATCHING GIFT PROGRAM
80
HIGHLANDER RESEARCH & EDUCATION CENTER
1959 HIGHLANDER WAY
NEW MARKET
,
TN
37820
PC
MATCHING GIFT PROGRAM
1,000
HOPEWELL FIRE DEPT
4 COLUMBIA AVE
HOPEWELL
,
NJ
08525
PC
MATCHING GIFT PROGRAM
150
INDIAN RIVER HOSPITAL FOUNDATION
1000 37TH PLACE SUITE 101
VERO BEACH
,
FL
32960
PC
MATCHING GIFT PROGRAM
4,000
INTERCOLLEGIATE STUDIES INSTITUTE
3901 CENTERVILLE ROAD
WILMINGTON
,
DE
19807
PC
MATCHING GIFT PROGRAM
1,000
JOHN JAY COLLEGE OF CRIMINAL JUSTIC
524 WEST 59TH STREET
NEW YORK
,
NY
10019
NONE
I
14TH ANNUAL HF GUGGENHEIM SYMPOSIUM ON CRIME IN AMERICA
105,971
JUPITER ISLAND ARTS COUNCIL
8860 SE MARINA BAY DRIVE
HOBE SOUND
,
FL
33455
PC
MATCHING GIFT PROGRAM
1,200
LAWRENCEVILLE SCHOOL
BOX 6008
LAWRENCEVILLE
,
NJ
08648
PC
MATCHING GIFT PROGRAM
3,600
LISTEN COMMUNITY SVS
60 HANOVER STREET
LEBANON
,
NH
03766
PC
MATCHING GIFT PROGRAM
50
MACULAR DEGENERATION RESEARCH
22512 GATEWAY CENTER DRIVE
CLARKSBURG
,
MD
20871
PC
MATCHING GIFT PROGRAM
100
MANAGEMENT LEADERSHIP FOR TOMORROW
7201 WISCONSIN AVE SUITE 400
BETHESDA
,
MD
20814
PC
MATCHING GIFT PROGRAM
2,410
MARTIN HEALTH FOUNDATION
PO BOX 9010
STUART
,
FL
34995
PC
MATCHING GIFT PROGRAM
1,000
METROPOLITAN MUSUEM OF ART
PO BOX 5228
NEW YORK
,
NY
10277
PC
MATCHING GIFT PROGRAM
340
MIDDLESEX COUNTY COLLEGE FD
2600 WOODBRIDGE AVENUE PO BOX 3050
EDISON
,
NJ
08817
PC
MATCHING GIFT PROGRAM
700
MONTCLAIR KIMBERLEY ACADEMY
201 VALLEY ROAD
MONTCLAIR
,
NJ
07042
PC
MATCHING GIFT PROGRAM
5,000
MORVEN HISTORIC INC
55 STOCKTON ST
PRINCENTON
,
NJ
08540
PC
MATCHING GIFT PROGRAM
200
MR ARON LUND
ONE WHITEHALL STREET 15TH FLOOR THE
CENTURY FOUNDATION
NEW YORK
,
NY
10004
NONE
I
INSURGENT FRAGMENTATION AND STATE ATTACHMENT IN THE SYRIAN CIVIL WAR
45,000
MR CAMILO NIETO MATIZ
2060 JENKINS NANOVIC HALLS
NOTRE DAME
,
IN
46556
NONE
I
INTEGRATING SUBNATIONAL PERIPHERIES: INCUMBENTS, VIOLENT ACTORS AND STATE-BUILDING IN COLOMBIA
20,000
MR DAVID BROTHERTON
JOHN JAY COLLEGE SOCIOLOGY DEPT 524
59TH STREET
NEW YORK
,
NY
10019
NONE
I
VIOLENCE REDUCTION AND SOCIAL INCLUSION IN ECUADOR - LEGALIZING STREET GANGS AND DECLINING RATES OF HOMICIDE
42,240
MR JONATHAN GORDON
295 LAFAYETTE STREET 4TH FLOOR
NEW YORK
,
NY
10012
NONE
I
PRECARIOUS PEACE: VIOLENCE AND LOCAL IMAGINARIES OF SECURITY IN MEDELLN, COLOMBIA
20,000
MR MARK GROSS
5039 LARCHWOOD AVE
PHILADELPHIA
,
PA
19143
NONE
I
PREDICTING COMMUNITY VIOLENCE: USING LONGITUDINAL NEIGHBORHOOD DATA TO FORECAST VIGILANTE AND XENOPHOBIC VIOLENCE IN URBAN SOUTH AFRICA
20,474
MR PAUL KATZ
579 EASTERN PARKWAY APARTMENT 3
BROOKLYN
,
NY
11216
NONE
I
TRANSNATIONAL STATE TORTURE: COUNTERREVOLUTIONARIES AND THE LEFT IN SOUTHERN SOUTH AMERICA, 1968-1985
20,000
MR ROBERT ZEINSTRA
194 JOHN ST
PRINCENTON
,
NJ
08542
NONE
I
BUSH WAR: ENVIRONMENTAL RECKONINGS OF ZIMBABWE'S LIBERATION WAR
20,000
MR SCOTT DELANEY
5 CRESTVIEW ROAD
BOSTON
,
MA
02131
NONE
I
SOCIAL DETERMINANTS OF CORTICOLIMBIC DEVELOPMENT AND AGGRESSIVE BEHAVIOR
20,000
MR TOMMY JAMISON
1000 SAN MARCOS APT 217
AUSTIN
,
TX
78702
NONE
I
PACIFIC WARS: PERIPHERAL CONFLICT AND THE MAKING OF THE U.S. "NEW NAVY"
20,000
MR TRACEY BLASENHEIM
1934 ALDRICH AVENUE S 203
MINNEAPOLIS
,
MN
55403
NONE
I
RULE OF LAW(YERS): LEGAL EXPERTISE AND THE PROSECUTION OF MODERN WARFARE
20,000
MR WILLIAM CARRIGAN
609 NEW YORK ROAD
GLASSBORO
,
NJ
08028
NONE
I
FOREIGN-BORN VICTIMS OF MOB VIOLENCE AND THE DECLINE OF LYNCHING IN THE UNITED STATES
17,793
MS CRISELDA YABES
UNIT 5E MEDINA BLDG SOFIA BELLEVUE
CAPITOL HILLS DRIVE OLD BALARA
QUEZON CITY
,
NATIONAL CAPITAL
RP
NONE
I
MARAWI: HOW VIOLENT EXTREMISM REACHED THE SOUTHERN PHILIPPINES
14,250
MS DOUAA SHEET
2116 DITMAS AVENUE APT 5L
BROOKLYN
,
NY
11226
NONE
I
THE INFLUENCE OF DIFFERENTIAL CONCEPTS OF "DIGNITY" ON INCITING VIOLENCE IN POST-UPRISING TUNISIA
20,000
MS KELSEY CUNDIFF
925 W WATER ST APT 2
BELLEFONTE
,
PA
16823
NONE
I
REASSESSING THE 1990S CRIME DECLINE: A NOVEL METHODOLOGICAL APPROACH
20,000
MS NORA GROSS
2204 KATER ST
PHILADELPHIA
,
PA
19146
NONE
I
BULLETS, BOOKS, AND BROTHERHOOD: AN ETHNOGRAPHY OF HIGH SCHOOL LIFE IN THE CONTEXT OF URBAN AMERICAN GUN VIOLENCE
20,000
MUSELLA FOUNDATION
1100 PENINSULA BLVD
HEWLET
,
NY
11557
PC
MATCHING GIFT PROGRAM
200
MUSEUM OF MODERN ART
11 WEST 53RD STREET
NEW YORK
,
NY
10102
PC
MATCHING GIFT PROGRAM
166
MV YOUTH
PO BOX 65
CHILMARK
,
MA
02535
PC
MATCHING GIFT PROGRAM
1,762
NARROWS CENTER FOR THE ARTS
16 ANAWAN STREET
FALL RIVER
,
MA
02721
PC
MATCHING GIFT PROGRAM
200
NATIONAL CATHEDRAL SCHOOL
3612 WOODLEY ROAD NW
WASHINGTON
,
DC
20016
PC
MATCHING GIFT PROGRAM
200
NATIONAL WILDLIFE FEDERATION
PO BOX 1691
MERRIFIELD
,
VA
22116
PC
MATCHING GIFT PROGRAM
100
NEW YORK COMMUNITY TRUST
909 THIRD AVENUE 22ND FLOOR
NEW YORK
,
NY
10022
PC
MATCHING GIFT PROGRAM
10,000
NEW YORK INSTITUTE OF THE HUMANITIES
25 WEST FOURTH STREET 4TH FLOOR
NEW YORK
,
NY
10012
PC
MATCHING GIFT PROGRAM
1,000
NEW YORK PUBLIC RADIO
160 VARICK STREET
NEW YORK
,
NY
10013
PC
MATCHING GIFT PROGRAM
120
NORTHWESTERN UNIVERSITY
1201 DAVIS STREET
EVANSTON
,
IL
60208
PC
MATCHING GIFT PROGRAM
700
OPERATION SMILE
PO BOX 5017
HAGERSTOWN
,
MD
21741
PC
MATCHING GIFT PROGRAM
480
OUR LADY OF ANGELS
PO BOX 1918
NIAGARA UNIVERSITY
,
NY
14109
PC
MATCHING GIFT PROGRAM
100
PAN-MASS CHALLENGE
77 4TH AVENUE
NEEDHAM
,
MA
02494
PC
MATCHING GIFT PROGRAM
500
PARTNERSHIP FOR INNER CITY EDUCATION
1001 FIRST AVENUE SUITE 1800
NEW YORK
,
NY
10022
PC
MATCHING GIFT PROGRAM
3,000
PHILANTHROPY NY
320 E 43RD ST NEW YORK NY 10017
NEW YORK
,
NY
10017
PC
GENERAL SUPPORT
1,950
PHYSICIANS FOR HUMAN RIGHTS
256 WEST 38TH STREET
NEW YORK
,
NY
10018
PC
MATCHING GIFT PROGRAM
500
PPCGNNJU
437 EAST STATE STREET
TRENTON
,
NJ
08608
PC
MATCHING GIFT PROGRAM
3,100
PRINCETON DAY SCHOOL
650 GREAT ROAD
PRINCENTON
,
NJ
08540
PC
MATCHING GIFT PROGRAM
400
RAND CORPORATION
1200 S HAYES STREET
WASHINGTON
,
DC
22202
NONE
I
GUN VIOLENCE RESEARCH SYMPOSIUM
27,179
REDWOOD COMMUNITY RADIO
PO BOX 135 1144 REDWAY DRIVE
REDWAY
,
CA
95560
PC
MATCHING GIFT PROGRAM
600
REVELS NORTH
PO BOX 415
HANOVER
,
NH
03755
PC
MATCHING GIFT PROGRAM
600
ROYALTON COMMUNITY RADIO
PO BOX 281
SOUTH ROYALTON
,
VT
05068
PC
MATCHING GIFT PROGRAM
50
RURAL VERMONT
46 EAST STATE STREET
MONTPELIER
,
VT
05602
PC
MATCHING GIFT PROGRAM
70
SALVATION ARMY
PO BOX 170
NEW YORK
,
NY
10008
PC
MATCHING GIFT PROGRAM
100
SCA
PO BOX 550
CHARLESTOWN
,
NH
03603
PC
MATCHING GIFT PROGRAM
60
SEVEN STARS ART CENTER
PO BOX 216
SHARON
,
VT
05065
PC
MATCHING GIFT PROGRAM
100
SHARON CONGREGATIONAL CHURCH
PO BOX 42
SHARON
,
VT
05065
PC
MATCHING GIFT PROGRAM
100
SHARON HEALTH INITIATIVE
PO BOX 42
SHARON
,
VT
05065
PC
MATCHING GIFT PROGRAM
400
SIAMESE CAT RESCUE CENTER
366 MEANDER RUN RD
LOCUST DALE
,
VA
22948
PC
MATCHING GIFT PROGRAM
200
ST ANTHONY OF PADUA
CHESHIRE PLACE EAST NORTHPORT
EAST NORTHPORT
,
NY
11731
PC
MATCHING GIFT PROGRAM
100
ST GEORGE'S SCHOOL
PO BOX 1910
NEWPORT
,
RI
02840
PC
MATCHING GIFT PROGRAM
3,000
ST HILDA'S SCHOOL
619 WEST 144TH STREET
NEW YORK
,
NY
10025
PC
MATCHING GIFT PROGRAM
1,000
ST JOHN ANTHENAEUM
1171 MAIN STREET SAINT JOHNSBURY VT
05819
ST JOHNSBURY
,
VT
05820
PC
MATCHING GIFT PROGRAM
1,600
ST PAUL'S SCHOOL
11152 FALLS ROAD
BROOKLANDVILLE
,
MD
21022
PC
MATCHING GIFT PROGRAM
10,000
STRAFFORD HISTORICAL SOCIETY
PO BOX 100
STRAFFORD
,
VT
05072
PC
MATCHING GIFT PROGRAM
50
SUFFIELD ACADEMY
185 N MAIN STREET
SUFFIELD
,
CT
06078
PC
MATCHING GIFT PROGRAM
2,000
TASK
72 1/2 ESCHER STREET PO BOX 872
TRENTON NJ 08605
TRENTON
,
NJ
08605
PC
MATCHING GIFT PROGRAM
100
THE FIELD
75 MAIDEN LANE SUITE 906
NEW YORK
,
NY
10038
PC
MATCHING GIFT PROGRAM
500
THE PENNINGTON SCHOOL
112 W DELAWARE AVE
PENNINGTON
,
NJ
08534
PC
MATCHING GIFT PROGRAM
2,810
THE SOLOMON R GUGGENHEIM MUSEUM
1071 FIFTH AVENUE
NEW YORK
,
NY
10128
PC
GENERAL SUPPORT
15,000
THE VOLCKER ALLIANCE
560 LEXINGTON AVE STE 16B
NEW YORK
,
NY
10022
PC
BLEEDING OUT: A NATIONAL CONVERSATION ON URBAN VIOLENCE ( COUNCIL ON CRIMINAL JUSTICE)
11,000
THIRTEEN
450 WEST 33RD STREET
NEW YORK
,
NY
10001
PC
MATCHING GIFT PROGRAM
120
TRENTON CHILDREN'S CHORUS
471 PARKWAY AVENUE
TRENTON
,
NJ
08618
PC
MATCHING GIFT PROGRAM
400
TRINITY COLLEGE
300 SUMMIT STREET
HARTFORD
,
CT
06106
PC
MATCHING GIFT PROGRAM
1,000
TUBEROUS SCLEROSIS ALLIANCE
801 ROEDER ROAD STE 750
SILVER SPRING
,
MD
20910
PC
MATCHING GIFT PROGRAM
2,200
UNITED WORLD COLLEGES - USA
STATE RTE 65
MONTEZUMA
,
NM
87731
PC
GENERAL SUPPORT
10,000
UNIVERSITY OF VIRGINIA
OFFICE OF ADVANCEMENT ATTENTION
GIFT PROCESSING PO BOX 400331
CHARLOTTESVILLE
,
VA
22904
PC
MATCHING GIFT PROGRAM
5,000
URBAN HOPE
PO BOX 23171
RICHMOND
,
VA
23223
PC
MATCHING GIFT PROGRAM
6,000
UVA FUND
PARENTS PROGRAM PO BOX 400314
CHARLOTTESVILLE
,
VA
22904
PC
MATCHING GIFT PROGRAM
600
VERMONT ART COUNCIL
136 STATE STREET
MONTPELIER
,
VT
05633
PC
MATCHING GIFT PROGRAM
2,250
VERMONT FOOD BANK
33 PARKER ROAD
BARRE
,
VT
05641
PC
MATCHING GIFT PROGRAM
480
VERMONT PUBLIC RADIO
365 TROY AVENUE
COLCHESTER
,
VT
05446
PC
MATCHING GIFT PROGRAM
320
VERO BEACH MUSEUM OF ART
3001 RIVERSIDE PARK DRIVE
VERO BEACH
,
FL
32963
PC
MATCHING GIFT PROGRAM
2,000
VPIRG
141 MAIN STREET
MONTPELIER
,
VT
05602
PC
MATCHING GIFT PROGRAM
100
WELLESLEY COLLEGE
106 CENTRAL STREET
WELLESLEY
,
MA
02481
PC
MATCHING GIFT PROGRAM
500
WESTPORT RIVER WATERSHED
1151 MAIN ROAD
WESTPORT
,
MA
02790
PC
MATCHING GIFT PROGRAM
100
WHITE PLAINS HOSPITAL
41 E POST RD
WHITE PLAINS
,
NY
10601
PC
MATCHING GIFT PROGRAM
100
WHITE RIVER PARTNERSHIP
PO BOX 705
S ROYALTON
,
VT
05068
PC
MATCHING GIFT PROGRAM
150
WINTER CENTER FOR INDIGENOUS TRADITIONS
PO BOX 328
HANOVER
,
NH
03755
PC
MATCHING GIFT PROGRAM
850
WOMAN'S CLUB OF GREENWICH
89 MAPLE AVENUE
GREENWICH
,
CT
06830
PC
MATCHING GIFT PROGRAM
200
WORLD WILDLIFE FUND
PO BOX 96555
WASHINGTON
,
DC
20077
PC
MATCHING GIFT PROGRAM
100
WOUNDED WARRIOR PROJECT
PO BOX 758540
TOPEKA
,
KS
66675
PC
MATCHING GIFT PROGRAM
200
Total
.................................
3a
945,895
b
Approved for future payment
DR NEETI NAIR
2401 CALVERT ST NW APT 211
WASHINGTON
,
DC
20008
NONE
I
HURT SENTIMENTS AND BLASPHEMY IN SOUTH ASIA
47,250
DR ANGLICA DURN-MARTNEZ
883 BROADWAY ST DUGAN 201G
LOWELL
,
MA
01854
NONE
I
DIALOGUES AND NEGOTIATIONS WITH CRIMINAL, NON-REBEL GROUPS IN LATIN AMERICA
24,904
DR GIANMARCO DANIELE
VIA OLONA 19
MILANO
,
LOMBARDIA
20123
IT
NONE
I
DRUG CARTELS VIOLENCE IN NEW AND TRADITIONAL ILLEGAL MARKETS
40,000
DR JENNIFER SKEEM
120 HAVILAND HALL
BERKELEY
,
CA
94720
NONE
I
TARGETING INSTITUTIONAL RISK FACTORS TO REDUCE PATIENT VIOLENCE
38,705
DR LYNN STEPHEN
DEPARTMENT OF ANTHROPOLOGY 1218
UNIVERSITY OF OREGON
EUGENE
,
OR
97403
NONE
I
CAN THE STATE INTERRUPT THE VICIOUS CYCLE OF GENDERED VIOLENCE THAT IT HELPED TO CREATE? EVIDENCE FROM GUATEMALA
39,900
DR ROMINA ISTRATI
262 LORDSHIP LANE
LONDON
SE22 8LT
UK
NONE
I
RELIGION, CONSCIENCE AND ABUSIVE BEHAVIOUR: UNDERSTANDING THE ROLE OF FAITH AND SPIRITUALITY IN THE DETERRENCE OF INTIMATE PARTNER VIOLENCE IN RURAL ETHIOPIA
63,439
DR STEVEN PIERCE
DEPARTMENT OF HISTORY SAMUEL
ALEXANDER BUILDING
MANCHESTER
M13 9PL
UK
NONE
I
CULPABLE IDENTITIES: VIOLENCE, CRIMINAL LAW, AND THE POLITICS OF PERSONHOOD IN COLONIAL NORTHERN NIGERIA
61,363
DR YOLAND PRINGLE
40 KINGS AVE
HITCHIN
SG5 1RD
UK
NONE
I
POLITICAL VIOLENCE AND MENTAL HEALTH IN AFRICA, 1970S-90S
27,890
DR ZOZAN PEHLIVAN
918 HELLER HALL 271 19TH AVE S
MINNEAPOLIS
,
MN
55455
NONE
I
A CLIMATE OF VIOLENCE: ENVIRONMENTAL CRISES IN LATE OTTOMAN EMPIRE
39,980
MR RONALD KREBS
1414 SOCIAL SCIENCES 267 19TH AVE S
MINNEAPOLIS
,
MN
55455
NONE
I
WARS CRUCIBLE: HOW VIOLENT CONFLICT SHAPES DEMOCRACY
39,752
MS MOLLY PUCCI
14 FERNLEY COURT LONG LANE
DUBLIN
EI
NONE
I
THE CZECHOSLOVAK ARMS INDUSTRY AND THE CHANGING FACE OF GLOBAL WARFARE, 1859-1989
36,850
PROF PAOLO PINOTTI
VIA ROENTGEN 1
MILAN
20136
IT
NONE
I
ECONOMIC SHOCKS, SOCIAL INSURANCE AND VIOLENT CRIMES: EVIDENCE FROM BRAZIL
40,000
Total
.................................
3b
500,033
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
985,638
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
441,239
8
Gain or (loss) from sales of assets other than
inventory
............
900000
-3,420
18
462,891
1,470,209
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
MADOFF VICTIM FUND
18
15,949
0
b
GRANT REFUND
0
0
2,268
c
UBIT INCOME PER K1S
900000
-8,774
14
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
-12,194
1,905,717
1,472,477
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
3,366,000
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
B
THE AMOUNT SHOWN IN COLUMN A, REPRESENTS A GRANT REFUND.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description