-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
PANWY FOUNDATION INC
C/O EAGLE CAP INT'L LLC
Number and street (or P.O. box number if mail is not delivered to street address)
15 E PUTNAM AVE NO 3100
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENWICH
,
CT
06830
A Employer identification number
13-6130759
B
Telephone number (see instructions)
(203) 661-6616
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
4,604,837
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
77,806
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
89,884
89,884
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
184,309
b
Gross sales price for all assets on line 6a
1,139,933
7
Capital gain net income (from Part IV, line 2)
...
184,309
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
110
110
12
Total.
Add lines 1 through 11
........
352,109
274,303
13
Compensation of officers, directors, trustees, etc.
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
54,267
54,267
0
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
5,974
0
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
1,762
1,310
452
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
62,003
55,577
452
25
Contributions, gifts, grants paid
.......
123,600
123,600
26
Total expenses and disbursements.
Add lines 24 and 25
185,603
55,577
124,052
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
166,506
b
Net investment income
(if negative, enter -0-)
218,726
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
156,467
243,747
243,747
3
Accounts receivable
4,050
Less: allowance for doubtful accounts
4,050
4,050
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
2,921,812
3,094,107
4,272,704
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
-181,301
-270,783
84,336
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,896,978
3,071,121
4,604,837
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
2,896,978
3,071,121
29
Total net assets or fund balances
(see instructions)
.....
2,896,978
3,071,121
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,896,978
3,071,121
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,896,978
2
Enter amount from Part I, line 27a
.....................
2
166,506
3
Other increases not included in line 2 (itemize)
3
10,712
4
Add lines 1, 2, and 3
..........................
4
3,074,196
5
Decreases not included in line 2 (itemize)
5
3,075
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,071,121
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
VIA ACL ALTERNATIVE FUND LIMITED
P
b
VIA ACL ALTERNATIVE FUND LIMITED
P
c
AQR FUNDS LNG EQTY
P
2018-12-20
2019-07-08
d
DFA LARGE CAP INTL PORT INSTL
P
2018-09-28
2019-09-27
e
DFA LARGE CAP INTL PORT INSTL
P
2019-06-28
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2019-03-29
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2018-12-18
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2018-09-28
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2019-06-28
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2018-12-18
2019-09-27
DFA US CORE EQTY 2 PORT INSTL
P
2019-09-30
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2019-06-28
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2019-03-29
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2018-12-18
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2019-09-30
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2019-06-28
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2019-03-29
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2018-12-18
2019-11-05
AQR FUNDS LNG EQTY
P
2017-12-21
2019-07-08
AQR FUNDS LNG EQTY
P
2016-12-21
2019-07-08
AQR FUNDS LNG EQTY
P
2016-02-10
2019-07-08
DFA LARGE CAP INTL PORT INSTL
P
2017-12-15
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2018-03-29
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2017-09-29
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2018-06-29
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2017-06-30
2019-09-27
DFA LARGE CAP INTL PORT INSTL
P
2017-05-12
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2017-09-29
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2017-12-15
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2014-06-10
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2017-06-30
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2014-09-10
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2015-06-09
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2013-12-12
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2016-09-30
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2015-09-10
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2016-12-15
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2016-03-31
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2015-12-16
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2014-12-16
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2016-06-30
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2013-06-11
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2013-03-11
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2012-12-18
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2011-11-08
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2012-09-13
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2011-12-16
2019-09-27
DFA INTL SMALL CAP VALUE PORT INSTL
P
2012-06-13
2019-09-27
DFA US CORE EQTY 2 PORT INSTL
P
2018-09-28
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2018-06-29
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2017-12-15
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2018-03-29
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2017-09-29
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2017-06-30
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2017-03-31
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2016-12-15
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2015-06-09
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2015-03-10
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2016-09-30
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2014-09-10
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2014-06-10
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2014-12-16
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2014-03-11
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2016-03-31
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2016-06-30
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2015-09-10
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2015-12-16
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2013-12-12
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2013-10-07
2019-11-04
DFA US CORE EQTY 2 PORT INSTL
P
2018-09-28
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2018-06-29
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2017-12-15
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2018-03-29
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2017-09-29
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2017-06-30
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2017-03-31
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2017-01-20
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2016-12-15
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2015-06-09
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2015-03-10
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2016-09-30
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2014-09-10
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2014-06-10
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2014-12-16
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2014-03-11
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2016-03-31
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2016-06-30
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2015-09-10
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2015-12-16
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2013-12-12
2019-11-05
DFA US CORE EQTY 2 PORT INSTL
P
2013-10-10
2019-11-05
SPDR GOLD TR
P
2019-12-10
ABBEY CAPITAL ACL ALTERNATIVE FUND LTD
P
2008-07-02
2019-05-21
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,482
1,482
b
1,482
1,482
c
6,405
6,330
75
d
699
741
-42
e
2,136
2,158
-22
583
580
3
1,065
973
92
753
908
-155
1,314
1,318
-4
8,646
8,064
582
182
174
8
181
172
9
166
153
13
770
642
128
2,140
2,041
99
2,128
2,018
110
1,949
1,795
154
9,045
7,538
1,507
8,766
11,220
-2,454
2,884
3,411
-527
94,211
100,000
-5,789
1,023
1,075
-52
265
281
-16
644
644
0
1,992
2,064
-72
1,777
1,775
2
141,152
140,000
1,152
464
603
-139
8,259
10,287
-2,028
490
604
-114
407
495
-88
473
554
-81
548
632
-84
3,355
3,589
-234
224
244
-20
375
399
-24
6,052
6,405
-353
615
640
-25
4,010
4,115
-105
4,331
4,372
-41
1,864
1,825
39
1,712
1,647
65
30
29
1
2,752
2,382
370
120,378
100,000
20,378
358
296
62
3,619
2,733
886
1,721
1,293
428
168
167
1
160
151
9
654
599
55
70
63
7
167
147
20
163
138
25
150
126
24
480
389
91
155
120
35
122
94
28
149
112
37
145
109
36
144
107
37
498
360
138
98
71
27
193
138
55
183
131
52
171
122
49
1,052
744
308
575
389
186
38,601
25,000
13,601
1,973
1,966
7
1,878
1,775
103
7,690
7,029
661
817
741
76
1,958
1,729
229
1,918
1,624
294
1,764
1,473
291
246,645
200,000
46,645
2,863
2,313
550
924
714
210
728
557
171
886
666
220
865
647
218
860
638
222
2,967
2,143
824
586
422
164
1,152
822
330
1,091
778
313
1,020
727
293
6,273
4,428
1,845
3,430
2,315
1,115
230,066
150,000
80,066
647
413
234
103,208
103,208
0
17,749
17,749
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
1,482
b
1,482
c
75
d
-42
e
-22
3
92
-155
-4
582
8
9
13
128
99
110
154
1,507
-2,454
-527
-5,789
-52
-16
0
-72
2
1,152
-139
-2,028
-114
-88
-81
-84
-234
-20
-24
-353
-25
-105
-41
39
65
1
370
20,378
62
886
428
1
9
55
7
20
25
24
91
35
28
37
36
37
138
27
55
52
49
308
186
13,601
7
103
661
76
229
294
291
46,645
550
210
171
220
218
222
824
164
330
313
293
1,845
1,115
80,066
234
0
17,749
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
184,309
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
320,090
4,145,665
0.077211
2017
145,510
3,965,502
0.036694
2016
187,268
3,726,351
0.050255
2015
294,764
3,860,524
0.076353
2014
293,895
4,198,855
0.069994
2
Total
of line 1, column (d)
.....................
2
0.310507
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.062101
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
4,297,979
5
Multiply line 4 by line 3
......................
5
266,909
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,187
7
Add lines 5 and 6
........................
7
269,096
8
Enter qualifying distributions from Part XII, line 4
,.............
8
124,052
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,375
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,375
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,375
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
2,815
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
6,500
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
9,315
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
36
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
4,904
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
4,904
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CT
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
RALPH M WYMAN
Telephone no.
(203) 661-6616
Located at
C/O ECI LLC 15 E PUTNAM AVE 3100
GREENWICH
CT
ZIP+4
06830
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
RALPH M WYMAN
PRESIDENT
1.00
0
0
0
26 THE RIDGEWAY
GREENWICH
,
CT
06831
RUTH L RUSSELL
VICE PRESIDENT
1.00
0
0
0
5025 ARLINGTON AVE
RIVERDALE
,
NY
10471
VIRGINIA W MEYER
TRUSTEE
10.00
0
0
0
518 WEST LYON FARM DRIVE
GREENWICH
,
CT
06831
CARLA BENKA
VICE PRESIDENT
1.00
0
0
0
26 CIRCUIT ROAD
CHESTNUT HILL
,
MA
02467
PEGGY R ROSENBLUM
TRUSTEE
1.00
0
0
0
143 HOBART ROAD
NEWTON CENTRE
,
MA
02459
LESLIE A W COOPER
TREASURER/SECRETARY
1.00
0
0
0
26 THE RIDGEWAY
GREENWICH
,
CT
06831
ALEXANDRA NP DORF
TRUSTEE
1.00
0
0
0
44 HARRISON STREET APT 2
BROOKLINE
,
MA
02446
CRISTINA WYMAN
TRUSTEE
1.00
0
0
0
207 EAST 74TH STREET APT2L
NEW YORK
,
NY
10021
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
N/A
0
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
N/A
0
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,890,308
b
Average of monthly cash balances
.......................
1b
209,161
c
Fair market value of all other assets (see instructions)
................
1c
263,961
d
Total
(add lines 1a, b, and c)
.........................
1d
4,363,430
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,363,430
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
65,451
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,297,979
6
Minimum investment return.
Enter 5% of line 5
..................
6
214,899
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
214,899
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,375
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,375
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
210,524
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
210,524
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
210,524
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
124,052
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
124,052
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
124,052
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
210,524
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
86,740
b
From 2015
......
103,040
c
From 2016
......
1,016
d
From 2017
......
e
From 2018
......
119,171
f
Total
of lines 3a through e
........
309,967
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
124,052
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
124,052
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
86,472
86,472
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
223,495
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
268
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
223,227
10
Analysis of line 9:
a
Excess from 2015
....
103,040
b
Excess from 2016
....
1,016
c
Excess from 2017
....
d
Excess from 2018
....
119,171
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
2LIFE COMMUNITES
30 WALLINGFORD ROAD
BOSTON
,
MA
02135
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
AARP FOUNDATION
601 E STREET
WASHINGTON DC
,
DC
20049
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
ALBERT SCHWEITZER FELLOWSHIP
330 BROOKLINE AVENUE
BOSTON
,
MA
02215
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
ALS ASSOCIATION
1275 K STREET NW
WASHINGTON
,
DC
20005
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
ASPCA
860 MARIETTA BLVD
ATLANTA
,
GA
30318
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
AMERICARES
88 HAMILTON AVENUE
STAMFORD
,
CT
06902
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
8,350
AMHERST COLLEGE
220 SOUTH PLEASANT STREET
AMHERST
,
MA
02215
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
BOSTON SYMPHONY ANNUAL FUND
301 MASSACHUSETTS AVE
BOSTON
,
MA
02115
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
AT HOME IN GREENWICH
139 EAST PUTNAM AVE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
200
BROOKLINE EMERGENCY FOOD PANTRY
15 SAINT PAUL STREET
BROOKLINE
,
MA
02446
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
CARL SCHURZ PARK CONSERVANCY
523 E 85TH STREET
NEW YORK
,
NY
10028
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
CENTER FOR FOOD ACTION INC
192 W DEMAREST AVE
ENGLEWOOD
,
NJ
07631
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,000
BREAST CANCER ALLIANCE
48 MAPLE AVENUE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
350
CALL A RIDE GREENWICH INC
37 LAFAYETTE PLACE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
CONNECTICUT PUBLIC TELEVISION
1049 ASYLUM AVENUE
HARTFORD
,
CT
06105
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
CENTER OF THEOLOGICAL INQUIRY
50 STOCKTON STREET
PRINCETON
,
NJ
08540
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
150
COOLIDGE CORNER THEATRE FOUNDATION
290 HARVARD STREET
BROOKLINE
,
MA
02446
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
300
CJD FOUNDATION INC
3610 W MARKET STREET SUITE 110
AKRON
,
OH
44333
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
EMS APPLE TREE FUND
435 LYDECKER STREET
ENGLEWOOD
,
NJ
07631
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
3,500
GREENWICH HOSPITAL FOUNDATION
5 PERRYRIDGE ROAD
GREENWICH
,
CT
06830
DONEE
HOSPITAL
CHARITABLE DONATION
350
GREENWICH SYMPHONY ORCHESTRA INC
PO BOX 35
GREENWICH
,
CT
06836
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
CONNECTICUT FOOD BANK
56 EAGLE STREET
WATERBURY
,
CT
06708
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
COUNCIL OF THE ARTS AT MIT
MIT
BOSTON
,
MA
02139
DONEE
UNIVERSITY
CHARITABLE DONATION
5,250
CRESCENDO INC
MINNEAPOLIS
MINNEAPOLIS
,
MN
55419
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
MIT ANNUAL FUND
600 MEMORIAL DRIVE W98-200
CAMBRIDGE
,
MA
02139
DONEE
COLLEGE
CHARITABLE DONATION
1,000
MOUNT HOLYOKE COLLEGE
50 COLLEGE STREET
SOUTH HADLEY
,
MA
01075
DONEE
COLLEGE
CHARITABLE DONATION
500
NATIVE FISH SOCIETY
813 7TH AVENUE STE 200A
OREGON CITY
,
OR
97045
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,000
DOCTORS WITHHOUT BORDERS USA
40 RECTOR ST 16TH FLOOR
NEW YORK
,
NY
10006
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,000
NORWARK COMMUNITY COLLEGE FOUNDATION
188 RICHARDS AVE
NORWALK
,
CT
06854
DONEE
COLLEGE
CHARITABLE DONATION
500
EARTHJUSTICE
50 CALIFORNIA STREET SUITE 500
SAN FRANCISCO
,
CA
94111
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
ENVIRONMENTAL DEFENSE FUND
1875 CONNECTICUT AVE NW
WASHINGTON
,
DC
20009
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
FAMILY CENTERS INC
PO BOX 7550 GREENWICH
GREENWICH
,
CT
06836
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
FAMILY RE-ENTRY
9 MOTT AVE 110
NORWALK
,
CT
06850
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
200
FINCA INTERNATIONAL
1201 15TH STREET NW
WASHINGTON
,
DC
20005
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
FIRST PRESBYTERIAN CHURCH
ONE WEST PUTNAM AVENUE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
5,500
FLAT ROCK BROOKE NATURE ASSOCIATION
FLAT ROCK BROOKE NATURE ASSOCIATION
ENGLEWOOD
,
NJ
07631
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
2,500
FRIENDS OF GREENWICH POINT
PO BOX 711
OLD GREENWICH
,
CT
06870
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
GOOD SHEPHERD COMMUNITY CARE
90 WELLS AVENUE
NEWTON
,
MA
02459
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
300
GRACE COTTAGE FOUNDATION
185 GRAFTON ROAD
TOWNSHEND
,
VT
05353
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
300
GREENWICH ADULT DAY CARE INC
125 RIVER ROAD
COS COB
,
CT
06807
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
2,550
GREENWICH ARTS COUNCIL
299 GREENWICH AVENUE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
200
GREENWICH CHAPLAINCY SERVICES
70 PARSONAGE ROAD
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
GREENWICH EMERGENCY MEDICAL SERVICE
1111 E PUTNAM AVENUE
GREENWICH
,
CT
06878
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
GREENWICH HOSPITAL ASSOCIATION
35 RIVER ROAD
COS COB
,
CT
06807
DONEE
HOSPITAL
CHARITABLE DONATION
250
GREENWICH LIBRARY
101 WEST PUTNAM
GREENWICH
,
CT
06830
DONEE
LIBRARY
CHARITABLE DONATION
1,100
OFFICE OF CONCERN FOOD PANTRY
55 W DEMAREST AVE
ENGLEWOOD
,
NJ
07631
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,200
GUIDE DOGS FOR THE BLIND
PO BOX 151200
SAN RAFAEL
,
CA
94915
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
GUIDING EYES FOR THE BLIND
PO BOX 97007
WASHINGTON
,
DC
20090
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
HABITAT FOR HUMANITY OF COASTAL FAIFIELD COUNTRY
1542 BARNUM AVENUE
BRIDGEPORT
,
CT
06610
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
3,000
PARKINSON'S FOUNDATION
P O BOX 6003
ALBERT LEA
,
MN
56007
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
PLANNED PARENTHOOD
23 HYATT STREET
STATEN ISLAND
,
NY
10301
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
PROJECT HEALING WATERS FLY FISHING INC
P O BOX 695
LAPLATA
,
MD
20646
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
REACH OUT AND READ
89 SOUTH STREET STE 201
BOSTON
,
MA
02111
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
INNOCENCE PROJECT
40 WORTH STREET SUITE 701
NEW YORK
,
NY
10013
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
JONAS PHILANTHROPIES
560 WEST 168TH STREET
NEW YORK
,
NY
10032
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,000
RIVERDALE COUNTRY SCHOOL
5250 FIELDSTON ROA
BRONX
,
NY
10471
DONEE
SCHOOL
CHARITABLE DONATION
500
RIVERDALE NEIGHBORHODD HOUSE
5521 MOSHOLU AVE
BRONX
,
NY
10471
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,000
KIDS IN CRISIS
ONE SALEM STREET
COS COB
,
CT
06807
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
10,000
ROCKINGHAM ARTS & MUSEUM PROJECT
7 CANAL STREET
BELLOWS
,
VT
05101
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
200
LEAGUE OF WOMEN VOTES
1730 M STREET NW SUITE 1000
WASHINGTON
,
DC
20036
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
LEARNING ALLY
20 ROSZEL ROAD
PRINCETON
,
NJ
08540
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
SMITH COLLEGE
10 ELM STREET
NORTHAMPTO
,
MA
01063
DONEE
COLLEGE
CHARITABLE DONATION
100
LIBERATION PROGRAMS INCORPORATED
129 GLOVER AVENUE
NORWALK
,
CT
06850
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
350
LUTHERAN CHURCH MISSOURI SYNOD
1333 S KIRKWOOD ROAD
ST LOUIS
,
MO
63122
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
3,000
MACULAR DEGENERATION RESEARCH
22512 GATEWAY CENTER DRIVE
CLARKSBURG
,
MD
20871
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
THE SPENCE SCHOOL
22 E 91ST STREET
NEW YORK
,
NY
10128
DONEE
SCHOOL
CHARITABLE DONATION
1,000
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE
CAMBRIDGE
,
MA
02139
DONEE
UNIVERSITY
CHARITABLE DONATION
3,000
MEALS-ON-WHEELS
1200 WASHINGTON AVENUE
MINNEAPOLIS
,
MN
55415
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
MEMORIAL SLOAN-KETTERING CANCER CENTER
1275 YORK AVENUE
NEW YORK
,
NY
10065
DONEE
HOSPITAL
CHARITABLE DONATION
100
STRATTON FOUNDATION
VILLAGE SQUARE STE 2D
STRATTON MOUNTAIN
,
VT
05155
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,250
STUDIO IN A SCHOOL ASSN INC
75 WEST END AVE STE 3
NEW YORK
,
NY
10023
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
MIDDLEBURY COLLEGE
OLD CHAPEL MIDDLEBURY COLLEGE
MIDDLEBURY
,
VT
05753
DONEE
COLLEGE
CHARITABLE DONATION
500
THE GREENWICH ALLIANCE FOR EDUCATION
48 MAPLE AVENUE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
MOUNTAIN VALLEY MEDICAL CLINIC
38 VT ROUTE 11
LONDONDERRY
,
VT
05148
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
MULTIPLE SCLEROSIS ASSOCIATION OF AMERICA
375 KINGS HIGHWAY NORTH
CHERRY HILL
,
NJ
08034
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
NAACP LEGAL DEFENSE FUND
40 RECTOR STREET 5TH FLOOR
NEW YORK
,
NY
10006
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
150
NATIONAL PARKS CONSERVATION ASSOCIATION
777 6TH STREET NW SUITE 700
WASHINGTON DC
,
DC
20001
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
NATIONAL RESOURCES DEFENSE COUNCIL
733 THIRD AVENUE
NEW YORK
,
NY
10017
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
THE BERGEN FAMILY CENTER
44 ARMORY STREET
ENGLEWOOD
,
NJ
07631
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
2,500
NEIGHBOR TO NEIGHBOR
1550 BLUE SPRUCE DRIVE
FORT COLLINS
,
CO
80524
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
2,100
TROUT UNLIMITED
1536 WYNKOOP STREET
DENVER
,
CO
80202
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
UNITED STATES HOLOCAUST MEMORIAL MUSEUM
100 RAOUL WALLENBERG PI SW
WASHINGTON
,
DC
20024
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
NEW YORK PUBLIC RADIO
160 VARICK ST
NEW YORK
,
NY
10013
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
WILD STEELHEAD COALITION
117 E LOUISA STREET
SEATTLE
,
WA
98102
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
YWCA OF GREENWICH
259 E PUTNAM AVE
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
3,500
NORTHFILED MT HEERMON
1 LAMPLIGHTER WAY
MONT HERMON
,
MA
01354
DONEE
SCHOOL
CHARITABLE DONATION
100
NORWALK COMMUNITY TECHNICAL COLLEGE FUND
188 RICHARDS AVE
NORWARK
,
CT
06854
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
150
ONE EQUAL HEART FOUNDATION
1620 BROADWAY AVENUE SUITE 205
SEATTLE
,
WA
98122
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
PANCREATIC CANCER ACTION NETWORK
1500 ROSECRANS AVE SUITE 200
MANHATTAN BEACH
,
CA
90266
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
PARSONAGE COTTAGE HOME
88 PARSONAGE ROAD
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
350
PERU CONGREGATIONAL CHURCH
1431 FOURTH STREET
PERU
,
IL
61354
DONEE
CHURCH
CHARITABLE DONATION
500
PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC
345 WHITNEY AVENUE
NEW HAVEN
,
CT
06511
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
600
PORT CHESTER CARVER CENTER INC
400 WESTCHESTER AVENUE
PORT CHESTER
,
NY
10573
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
PRINCETON THEOLOGICAL SEMINARY
64 MERCER STREET
PRINCETON
,
NJ
08542
DONEE
SCHOOL
CHARITABLE DONATION
350
RESURGE INTERNATIONAL
145 N WOLFE RD
SUNNYVALE
,
CA
94086
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
ROSIE'S PLACE
1102 SOUTHWEST INVAHOE STREET
PORT ST LUCIE
,
FL
34983
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
RUSSIAN ARTS FOUNDATION
1350 TREAT BLVD SUITE 400
WALNUTE CREEK
,
CA
94597
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
SALVATION ARMY
615 SLATERS LANE
ALEXANDRIA
,
VA
22313
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
200
SHELTER FOR THE HOMELESS INC
PO BOX 1252
STAMFORD
,
CT
06902
DONEE
SHELTER
CHARITABLE DONATION
100
SILENT IMAGES
PO BOX 667
MATTHEWS
,
NC
28106
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
150
SOTHERN POVERTY LAW CENTER
400 WASHINGTON AVE
MONTGOMERY
,
AL
36104
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
SPCA WESTCHESTER
590 NORTH STATE ROAD
BRIARCLIFF MANOR
,
NY
10510
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
350
SPECIAL OLYMPICS
1133 19TH STREET NW
WASHINGTON
,
DC
20036
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
100
THE BIG PICTURE FOUNDATION
2997 E COBB PKWY
ATLANTA
,
GA
31139
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
3,250
THE CARCINOID CANCER FOUNDATION
333 MAMARONECK AVENUE 492
WHITE PLAINS
,
NY
10605
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
5,000
THE CARVER FOUNDATION OF NORWARK
7 ACADEMY STREET
NORWALK
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
150
THE COMMUNITY CHEST OF ENGLEWOOD
122 SOUTH VAN BRUNT STREET
ENGLEWOOD
,
NJ
07631
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
4,000
THE DOE FUND INC
345 E 102ND ST 305
NEW YORK
,
NY
10028
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
1,500
THE HOTCHKISS SCHOOL
11 INTERLAKEN ROAD
LAKEVILLE
,
CT
06039
DONEE
SCHOOL
CHARITABLE DONATION
500
THE LIGHTHOUSE
111 E 59TH STREET
NEW YORK
,
NY
10022
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
THE LOOMIS CHAFFEE SCHOOL
4 BATCHELDER ROAD
WINDSOR
,
CT
06095
DONEE
SCHOOL
CHARITABLE DONATION
500
THE OPEN DOOR SHELTER - NORWARK
4 MERRITT ST
NORWALK
,
CT
06854
DONEE
SHELTER
CHARITABLE DONATION
150
THE SMILR TRAIN
PO BOX 96231
WASHINGTON
,
DC
20090
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
THIRTEENWNET NEW YORK
825 EIGHT AVENUE
NEW YORK
,
NY
10019
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
500
TRINITY CHURCH
76 TRINITY PLACE
NEW YORK
,
NY
10006
DONEE
CHURCH
CHARITABLE DONATION
1,000
UNITED WAY OF GREENWICH
1 LAFAYETTE COURT
GREENWICH
,
CT
06830
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
20,000
WOMEN'S LUNCH PLACE
67 NEWBURY STREET
BOSTON
,
MA
02116
DONEE
NON PROFIT ORGANIZAT
CHARITABLE DONATION
250
Total
.................................
3a
123,600
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
89,884
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
18
110
8
Gain or (loss) from sales of assets other than
inventory
............
18
184,309
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
274,303
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
274,303
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description