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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
BRAUN CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
65-6450728
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
531,292
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
11,530
6,149
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
18,026
b
Gross sales price for all assets on line 6a
102,423
7
Capital gain net income (from Part IV, line 2)
...
18,026
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,901
12
Total.
Add lines 1 through 11
........
31,457
24,175
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,500
0
0
2,500
c
Other professional fees (attach schedule)
....
8,519
5,112
3,407
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,847
143
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
9
9
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
15,875
5,255
0
5,916
25
Contributions, gifts, grants paid
.......
25,000
25,000
26
Total expenses and disbursements.
Add lines 24 and 25
40,875
5,255
0
30,916
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-9,418
b
Net investment income
(if negative, enter -0-)
18,920
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,258
1
1
2
Savings and temporary cash investments
.........
18,736
18,262
18,262
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
209,385
205,134
213,525
b
Investments—corporate stock (attach schedule)
.......
222,817
219,060
299,504
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
452,196
442,457
531,292
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
452,196
442,457
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
452,196
442,457
30
Total liabilities and net assets/fund balances
(see instructions)
.
452,196
442,457
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
452,196
2
Enter amount from Part I, line 27a
.....................
2
-9,418
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
442,778
5
Decreases not included in line 2 (itemize)
5
321
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
442,457
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
16. AES CORP COM
2018-09-19
2019-08-22
b
4. ALLY FINANCIAL INC
2018-02-08
2019-08-22
c
1. ALPHABET INC SHS CL C
2012-12-17
2019-08-22
d
1. ALPHABET INC SHS CL A
2012-06-28
2019-08-22
e
7. ALTRIA GROUP INC
2015-06-10
2019-08-22
6. APPLE INC
2012-06-29
2019-03-29
4. APPLE INC
2015-07-14
2019-03-29
5. APPLE INC
2015-07-14
2019-04-30
1. APPLE INC
2015-11-18
2019-07-01
3. APPLE INC
2015-07-14
2019-07-01
8. APPLE INC
2015-11-18
2019-10-29
4. APPLE INC
2015-11-18
2019-12-16
1. BP P L C SPONS ADR
2014-10-27
2019-08-22
8. BP P L C SPONS ADR
2015-07-14
2019-08-22
1. BAXTER INTERNATIONAL INC
2017-04-11
2019-04-12
7. BAXTER INTERNATIONAL INC
2017-04-12
2019-04-12
4. BAXTER INTERNATIONAL INC
2017-04-13
2019-04-12
5. BAXTER INTERNATIONAL INC
2017-04-17
2019-05-20
3. BAXTER INTERNATIONAL INC
2017-04-13
2019-05-20
2. BAXTER INTERNATIONAL INC
2017-04-17
2019-08-22
2. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-10
4. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-10
6. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-10
8. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-11
10. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-20
6. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-23
2. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-23
1. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-24
1. BIOGEN INC
2016-08-24
2019-08-22
2. BIOGEN INC
2016-08-24
2019-10-22
1. BIOGEN INC
2016-08-30
2019-10-22
2. CDW CORP/DE
2015-09-16
2019-04-12
2. CDW CORP/DE
2015-09-17
2019-04-12
4. CDW CORP/DE
2015-09-17
2019-04-16
3. CDW CORP/DE
2016-02-22
2019-04-16
5. CDW CORP/DE
2016-02-23
2019-09-18
1. CDW CORP/DE
2016-02-24
2019-09-18
3. CDW CORP/DE
2016-02-24
2019-09-18
1. CDW CORP/DE
2016-02-29
2019-09-18
4. CDW CORP/DE
2016-02-25
2019-09-18
4. CDW CORP/DE
2016-02-26
2019-09-18
2. CDW CORP/DE
2016-02-22
2019-09-18
1. CVS HEALTH CORP
2017-05-05
2019-01-30
12. CVS HEALTH CORP
2018-11-30
2019-01-30
5. CARNIVAL CORP
2015-07-14
2019-05-15
5. CARNIVAL CORP
2015-06-11
2019-05-15
6. CARNIVAL CORP
2015-06-10
2019-05-15
2. CARNIVAL CORP
2017-05-05
2019-06-26
17. CARNIVAL CORP
2015-07-14
2019-06-26
16. CARNIVAL CORP
2017-05-05
2019-06-28
6. CARNIVAL CORP
2018-09-06
2019-07-02
10. CARNIVAL CORP
2018-08-10
2019-07-02
9. CARNIVAL CORP
2019-01-08
2019-07-16
7. CARNIVAL CORP
2018-09-06
2019-07-16
4. CARNIVAL CORP
2019-01-08
2019-07-23
4. CARNIVAL CORP
2019-01-09
2019-07-23
2. CARNIVAL CORP
2019-01-10
2019-07-23
8. CARNIVAL CORP
2019-01-10
2019-07-24
3. CARNIVAL CORP
2019-01-11
2019-07-24
2. CENTENE CORP DELAWARE COM
2015-06-11
2019-04-30
6. CENTENE CORP DELAWARE COM
2015-06-15
2019-04-30
6. CENTENE CORP DELAWARE COM
2015-06-12
2019-04-30
4. CENTENE CORP DELAWARE COM
2015-06-16
2019-04-30
11. CENTENE CORP DELAWARE COM
2016-03-29
2019-05-02
2. CENTENE CORP DELAWARE COM
2015-06-17
2019-05-02
2. CENTENE CORP DELAWARE COM
2015-06-16
2019-05-02
6. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-09
9. CENTENE CORP DELAWARE COM
2016-03-29
2019-07-09
14. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-23
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-25
3. CHEVRON CORP
2017-01-05
2019-08-22
25. CISCO SYSTEMS INCORPORATED
2013-08-08
2019-04-08
5. CISCO SYSTEMS INCORPORATED
2013-08-08
2019-08-22
1. CITIGROUP INC
2015-07-14
2019-08-22
6. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-04-08
2019-08-22
13. COMCAST CORP
2012-10-04
2019-08-22
6. COMCAST CORP
2012-09-24
2019-08-22
19. COMCAST CORP
2012-10-04
2019-10-14
15. DR HORTON INC
2016-07-13
2019-08-22
.75 DELL TECHNOLOGIES INC
2018-01-26
2019-01-04
1. DELL TECHNOLOGIES INC
2016-12-13
2019-03-26
10. DELL TECHNOLOGIES INC
2016-12-14
2019-03-26
6. DELL TECHNOLOGIES INC
2017-05-05
2019-03-27
1. DELL TECHNOLOGIES INC
2017-01-25
2019-03-27
3. DELL TECHNOLOGIES INC
2017-01-26
2019-03-27
1. DELL TECHNOLOGIES INC
2017-01-27
2019-03-27
3. DELL TECHNOLOGIES INC
2018-01-26
2019-03-28
5. DELL TECHNOLOGIES INC
2017-06-23
2019-03-28
1. DELL TECHNOLOGIES INC
2017-06-22
2019-03-28
7. DELTA AIR LINES INC
2016-02-22
2019-08-22
9. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-08-22
2. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-08-22
2. DISH NETWORK CORPORATION CLASS A
2018-08-23
2019-11-07
12. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-11-07
10. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-11-07
5. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
2. DOLLAR GENERAL CORP
2018-11-21
2019-08-22
2. DOLLAR GENERAL CORP
2018-11-23
2019-09-03
3. DOLLAR GENERAL CORP
2018-11-21
2019-09-03
4. DOLLAR GENERAL CORP
2018-11-26
2019-12-03
2. DOLLAR GENERAL CORP
2018-11-23
2019-12-03
3. DOLLAR TREE INC
2019-03-06
2019-08-22
.33 DOW INC
2019-01-17
2019-04-05
4. DOW INC
2013-10-23
2019-07-22
4. DOW INC
2015-07-14
2019-07-22
2. DOW INC
2017-01-09
2019-07-22
1. DOW INC
2017-01-10
2019-07-22
4. DOW INC
2017-01-12
2019-07-23
1. DOW INC
2017-01-13
2019-07-23
7. DOW INC
2017-05-05
2019-07-30
2. DOW INC
2017-01-17
2019-07-30
2. DOW INC
2017-01-13
2019-07-30
1. DOW INC
2017-05-05
2019-07-31
5. DOW INC
2019-01-17
2019-07-31
1. DUPONT DE NEMOURS INC
2017-01-10
2019-06-14
1. DUPONT DE NEMOURS INC
2017-01-09
2019-06-14
1. DUPONT DE NEMOURS INC
2017-01-09
2019-06-14
4. DUPONT DE NEMOURS INC
2015-07-14
2019-06-14
4. DUPONT DE NEMOURS INC
2013-10-23
2019-06-14
1. DUPONT DE NEMOURS INC
2017-01-09
2019-06-21
4. DUPONT DE NEMOURS INC
2017-01-12
2019-06-21
3. DUPONT DE NEMOURS INC
2017-01-13
2019-06-21
2. DUPONT DE NEMOURS INC
2017-01-17
2019-06-21
8. E*TRADE FINANCIAL CORP
2017-10-03
2019-08-22
9. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
1. EMERSON ELECTRIC CO
2018-10-05
2019-08-05
9. EMERSON ELECTRIC CO
2018-10-08
2019-08-05
5. EMERSON ELECTRIC CO
2018-10-16
2019-08-05
3. EMERSON ELECTRIC CO
2018-10-16
2019-08-15
6. EMERSON ELECTRIC CO
2018-10-17
2019-08-15
5. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
5. EMERSON ELECTRIC CO
2018-10-31
2019-08-16
6. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
3. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
2. EMERSON ELECTRIC CO
2018-11-02
2019-08-19
14. FIRSTENERGY CORP
2017-01-09
2019-01-08
4. FIRSTENERGY CORP
2017-06-14
2019-01-09
8. FIRSTENERGY CORP
2017-01-09
2019-01-09
12. FIRSTENERGY CORP
2017-01-10
2019-01-09
12. FIRSTENERGY CORP
2017-05-05
2019-01-09
3. FIRSTENERGY CORP
2017-06-14
2019-01-10
12. FIRSTENERGY CORP
2017-06-15
2019-01-10
2. FIRSTENERGY CORP
2017-06-15
2019-01-10
6. FIRSTENERGY CORP
2017-06-16
2019-01-11
8. FIRSTENERGY CORP
2017-06-15
2019-01-11
13. FIRSTENERGY CORP
2017-06-16
2019-01-30
3. FIRSTENERGY CORP
2017-06-30
2019-01-31
1. FIRSTENERGY CORP
2017-06-16
2019-01-31
3. FIRSTENERGY CORP
2017-06-19
2019-01-31
4. FIRSTENERGY CORP
2017-06-30
2019-02-28
5. FIRSTENERGY CORP
2017-07-03
2019-02-28
4. FIRSTENERGY CORP
2017-07-05
2019-02-28
1. FIRSTENERGY CORP
2017-07-05
2019-03-01
3. FIRSTENERGY CORP
2017-07-06
2019-03-01
14. FIRSTENERGY CORP
2018-01-25
2019-03-05
2. FIRSTENERGY CORP
2017-07-06
2019-03-05
7. FORTIVE CORP
2017-07-12
2019-03-19
1. FORTIVE CORP
2017-07-13
2019-03-19
3. FORTIVE CORP
2017-07-13
2019-03-20
2. FORTIVE CORP
2017-07-13
2019-08-22
58. FREEPORT-MCMORAN INC
2018-05-02
2019-05-15
41. FREEPORT-MCMORAN INC
2018-05-02
2019-05-30
29. FREEPORT-MCMORAN INC
2018-05-11
2019-05-30
14. FREEPORT-MCMORAN INC
2018-05-11
2019-06-14
38. FREEPORT-MCMORAN INC
2018-08-03
2019-06-14
31. FREEPORT-MCMORAN INC
2018-09-14
2019-06-14
19. FREEPORT-MCMORAN INC
2018-09-14
2019-06-17
6. GILEAD SCIENCES INC
2016-04-13
2019-02-13
5. GILEAD SCIENCES INC
2016-02-26
2019-02-13
3. GILEAD SCIENCES INC
2016-02-25
2019-02-13
3. GILEAD SCIENCES INC
2017-05-05
2019-04-30
9. GILEAD SCIENCES INC
2016-04-13
2019-04-30
10. GILEAD SCIENCES INC
2017-05-05
2019-05-13
1. GILEAD SCIENCES INC
2017-05-05
2019-05-16
14. GILEAD SCIENCES INC
2017-05-31
2019-05-16
3. GILEAD SCIENCES INC
2017-05-31
2019-05-17
12. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-08
3. HARTFORD FINL SVCS GROUP INC COM
2017-11-28
2019-01-09
1. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-09
2. HARTFORD FINL SVCS GROUP INC COM
2017-11-29
2019-01-09
4. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-10
2. HARTFORD FINL SVCS GROUP INC COM
2017-11-30
2019-01-10
4. HARTFORD FINL SVCS GROUP INC COM
2017-11-29
2019-01-10
6. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-11
5. HARTFORD FINL SVCS GROUP INC COM
2017-12-18
2019-01-11
1. HUBBELL INC
2019-02-13
2019-08-22
8. IAA INC REG SHS WHEN
2018-04-02
2019-08-12
9. IAA INC REG SHS WHEN
2018-04-02
2019-08-13
6. IAA INC REG SHS WHEN
2018-04-02
2019-08-15
3. IAA INC REG SHS WHEN
2018-04-02
2019-08-16
3. IAA INC REG SHS WHEN
2018-05-10
2019-08-16
4. IAA INC REG SHS WHEN
2018-05-10
2019-08-19
2. IAA INC REG SHS WHEN
2018-05-10
2019-08-22
2. IAA INC REG SHS WHEN
2018-05-10
2019-09-09
3. IAA INC REG SHS WHEN
2018-05-10
2019-09-10
2. IAA INC REG SHS WHEN
2018-05-16
2019-09-10
1. IAA INC REG SHS WHEN
2018-05-16
2019-09-11
4. IAA INC REG SHS WHEN
2018-05-17
2019-09-11
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-12
3. IAA INC REG SHS WHEN
2018-05-18
2019-09-12
1. IAA INC REG SHS WHEN
2018-06-19
2019-10-11
1. IAA INC REG SHS WHEN
2018-05-21
2019-10-11
1. IAA INC REG SHS WHEN
2018-05-18
2019-10-11
2. IAA INC REG SHS WHEN
2018-06-21
2019-10-14
1. IAA INC REG SHS WHEN
2018-06-20
2019-10-14
3. IAA INC REG SHS WHEN
2018-06-19
2019-10-14
3. IAA INC REG SHS WHEN
2019-01-17
2019-10-15
2. IAA INC REG SHS WHEN
2018-06-22
2019-10-15
2. IAA INC REG SHS WHEN
2018-06-21
2019-10-15
2. IAA INC REG SHS WHEN
2019-01-17
2019-10-16
4. IAA INC REG SHS WHEN
2019-01-18
2019-10-18
3. IAA INC REG SHS WHEN
2019-01-22
2019-10-21
1. IAA INC REG SHS WHEN
2019-01-18
2019-10-21
2. IAA INC REG SHS WHEN
2019-02-28
2019-10-23
2. IAA INC REG SHS WHEN
2019-01-22
2019-10-23
1. IAA INC REG SHS WHEN
2019-03-01
2019-10-24
2. IAA INC REG SHS WHEN
2019-02-28
2019-10-24
3. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
3. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
2. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
3. J P MORGAN CHASE & CO COM
2012-06-15
2019-08-22
1. J P MORGAN CHASE & CO COM
2012-06-14
2019-08-22
3. LABORATORY CORP AMER HLDGS COM NEW
2014-12-23
2019-08-22
9. LENNAR CORP
2015-09-09
2019-03-22
4. LENNAR CORP
2015-09-22
2019-03-22
5. LENNAR CORP
2015-09-10
2019-03-22
13. LENNAR CORP
2015-09-23
2019-06-14
1. LENNAR CORP
2015-09-22
2019-06-14
2. LENNAR CORP
2015-09-24
2019-06-18
8. LENNAR CORP
2017-05-05
2019-06-18
7. LENNAR CORP
2017-05-05
2019-06-19
6. LOWES COMPANIES INC COM
2013-06-21
2019-04-05
5. LOWES COMPANIES INC COM
2015-07-14
2019-04-25
2. LOWES COMPANIES INC COM
2013-06-21
2019-04-25
2. LOWES COMPANIES INC COM
2015-07-14
2019-08-22
7. MARATHON OIL CORP
2018-06-11
2019-08-22
3. MICROSOFT CORPORATION
2015-07-14
2019-01-17
8. MICROSOFT CORPORATION
2015-07-14
2019-08-22
1. MICROSOFT CORPORATION
2015-11-18
2019-08-22
5. MOLSON COORS BREWING CO CL B
2019-02-01
2019-06-14
4. MOLSON COORS BREWING CO CL B
2019-01-31
2019-06-14
1. MOLSON COORS BREWING CO CL B
2019-02-04
2019-06-14
4. MOLSON COORS BREWING CO CL B
2019-01-30
2019-06-14
2. MOLSON COORS BREWING CO CL B
2019-02-04
2019-08-22
5. NORFOLK SOUTHERN CORP
2017-01-09
2019-01-17
5. NORFOLK SOUTHERN CORP
2017-01-09
2019-02-27
4. NORFOLK SOUTHERN CORP
2017-01-10
2019-03-05
4. NORFOLK SOUTHERN CORP
2017-01-12
2019-03-13
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-03-19
3. NORFOLK SOUTHERN CORP
2017-02-21
2019-03-19
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-08-22
4. NOVARTIS AG ADR
2018-11-16
2019-08-22
4. NOVARTIS AG ADR
2018-11-16
2019-09-10
2. NOVARTIS AG ADR
2018-11-19
2019-09-10
4. NOVARTIS AG ADR
2018-11-19
2019-09-11
10. NOVO-NORDISK A S ADR
2017-09-26
2019-08-22
1. NOVO-NORDISK A S ADR
2017-09-26
2019-09-05
1. NOVO-NORDISK A S ADR
2017-09-27
2019-09-05
6. NOVO-NORDISK A S ADR
2017-09-27
2019-09-06
6. NOVO-NORDISK A S ADR
2017-09-28
2019-09-09
5. NOVO-NORDISK A S ADR
2017-09-29
2019-09-17
1. NOVO-NORDISK A S ADR
2017-10-10
2019-09-17
3. NOVO-NORDISK A S ADR
2017-10-09
2019-09-17
3. NOVO-NORDISK A S ADR
2017-10-10
2019-09-19
3. NOVO-NORDISK A S ADR
2017-10-11
2019-09-19
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-08-22
1. PACKAGING CORP OF AMERICA
2013-02-26
2019-08-22
3. PACKAGING CORP OF AMERICA
2013-02-25
2019-08-22
3. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-10
1. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-11
3. PACKAGING CORP OF AMERICA
2013-02-27
2019-12-11
4. PACKAGING CORP OF AMERICA
2015-07-14
2019-12-12
15. PFIZER INC
2016-01-28
2019-01-17
1. PFIZER INC
2016-03-31
2019-01-17
25. PFIZER INC
2016-03-31
2019-03-19
8. PFIZER INC
2016-03-31
2019-08-22
27. REGIONS FINANCIAL CORP
2017-01-09
2019-08-22
6. J M SMUCKER CO
2018-03-06
2019-03-05
2. J M SMUCKER CO
2018-03-07
2019-03-06
1. J M SMUCKER CO
2018-03-07
2019-08-22
2. J M SMUCKER CO
2018-03-07
2019-11-11
1. J M SMUCKER CO
2018-03-14
2019-11-11
4. J M SMUCKER CO
2018-03-13
2019-11-11
2. J M SMUCKER CO
2018-03-23
2019-11-12
1. J M SMUCKER CO
2018-03-14
2019-11-12
1. J M SMUCKER CO
2018-03-26
2019-11-18
2. J M SMUCKER CO
2018-03-23
2019-11-18
1. J M SMUCKER CO
2018-03-26
2019-11-19
1. J M SMUCKER CO
2018-05-17
2019-11-19
3. J M SMUCKER CO
2018-05-16
2019-11-19
2. J M SMUCKER CO
2018-05-17
2019-11-20
5. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-14
11. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-15
2. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-11-11
3. SONY CORP/AMER SHARES NEW/
2019-06-20
2019-11-11
6. SONY CORP/AMER SHARES NEW/
2019-06-19
2019-11-11
9. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-11-11
6. SONY CORP/AMER SHARES NEW/
2019-06-18
2019-11-11
11. SUNCOR ENERGY INC
2013-01-15
2019-02-07
3. SUNCOR ENERGY INC
2013-01-14
2019-02-07
7. SUNCOR ENERGY INC
2013-01-16
2019-02-08
7. SUNCOR ENERGY INC
2013-01-15
2019-02-08
14. SUNCOR ENERGY INC
2013-01-16
2019-02-13
3. SUNCOR ENERGY INC
2013-01-17
2019-02-13
6. SUNCOR ENERGY INC
2013-01-17
2019-02-14
6. SUNCOR ENERGY INC
2013-01-17
2019-02-20
4. SUNCOR ENERGY INC
2013-02-20
2019-02-20
1. SUNCOR ENERGY INC
2013-02-20
2019-02-21
11. SUNCOR ENERGY INC
2015-07-14
2019-02-21
14. SUNCOR ENERGY INC
2015-07-14
2019-07-02
3. SUNCOR ENERGY INC
2017-04-24
2019-07-03
5. SUNCOR ENERGY INC
2017-05-05
2019-07-03
2. SUNCOR ENERGY INC
2017-04-26
2019-07-03
4. SUNCOR ENERGY INC
2017-04-25
2019-07-03
14. SUNCOR ENERGY INC
2017-05-05
2019-07-05
7. SUNCOR ENERGY INC
2017-05-05
2019-07-08
8. SUNCOR ENERGY INC
2017-05-05
2019-07-09
5. SUNCOR ENERGY INC
2018-02-05
2019-07-09
5. SUNCOR ENERGY INC
2018-02-06
2019-07-10
1. SUNCOR ENERGY INC
2018-02-05
2019-07-10
5. SUNCOR ENERGY INC
2018-03-05
2019-07-10
13. SUNCOR ENERGY INC
2018-03-05
2019-07-16
3. SUNCOR ENERGY INC
2018-03-05
2019-07-17
3. SUNCOR ENERGY INC
2019-01-02
2019-07-17
5. SUNCOR ENERGY INC
2018-03-06
2019-07-17
10. SUNCOR ENERGY INC
2019-01-02
2019-07-26
10. SUNCOR ENERGY INC
2019-01-02
2019-07-29
2. SUNTRUST BANKS INC
2015-07-14
2019-08-15
11. SUNTRUST BANKS INC
2016-06-24
2019-08-15
5. SUNTRUST BANKS INC
2016-06-24
2019-08-22
9. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-08-22
12. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-05
8. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-06
.59 TRUIST FINL CORP
2016-06-24
2019-12-17
2. US BANCORP DEL
2012-07-26
2019-08-22
7. US BANCORP DEL
2012-10-31
2019-08-22
2. UNITEDHEALTH GROUP INC
2014-10-27
2019-08-22
14. URBAN OUTFITTERS INC
2017-05-05
2019-03-06
6. URBAN OUTFITTERS INC
2017-05-05
2019-03-07
8. URBAN OUTFITTERS INC
2017-07-26
2019-03-07
5. URBAN OUTFITTERS INC
2017-07-26
2019-03-08
9. URBAN OUTFITTERS INC
2017-07-27
2019-03-08
9. URBAN OUTFITTERS INC
2017-07-28
2019-03-11
3. URBAN OUTFITTERS INC
2017-07-31
2019-03-11
2. URBAN OUTFITTERS INC
2017-07-27
2019-03-11
2. URBAN OUTFITTERS INC
2017-07-31
2019-03-12
5. WALMART INC
2017-01-09
2019-01-17
5. WALMART INC
2017-01-09
2019-08-22
1. ALCON SA ACT NOM
2018-11-16
2019-07-09
2. ALCON SA ACT NOM
2018-11-19
2019-07-09
1. ALCON SA ACT NOM
2018-11-26
2019-07-09
1. ALCON SA ACT NOM
2018-11-21
2019-07-09
2. ALCON SA ACT NOM
2018-11-30
2019-07-10
1. ALCON SA ACT NOM
2018-11-26
2019-07-10
1. ALCON SA ACT NOM
2019-01-08
2019-07-10
1. ALCON SA ACT NOM
2019-01-09
2019-07-11
2. ALCON SA ACT NOM
2019-04-15
2019-07-11
5. ALCON SA ACT NOM
2019-04-15
2019-07-30
4. ALCON SA ACT NOM
2019-04-15
2019-07-31
2. ALCON SA ACT NOM
2019-04-15
2019-08-01
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
243
219
24
b
125
111
14
c
1,190
357
833
d
1,192
281
911
e
324
347
-23
1,136
497
639
757
503
254
1,000
628
372
202
117
85
606
377
229
1,947
936
1,011
1,121
468
653
37
42
-5
293
323
-30
79
53
26
555
373
182
317
213
104
377
264
113
226
160
66
175
106
69
164
106
58
328
211
117
493
335
158
662
447
215
825
559
266
505
370
135
168
124
44
84
62
22
233
292
-59
570
584
-14
285
283
2
214
84
130
214
84
130
430
167
263
324
116
208
607
195
412
121
39
82
360
116
244
120
39
81
480
156
324
480
158
322
243
78
165
66
81
-15
792
969
-177
268
262
6
268
237
31
322
285
37
91
126
-35
772
889
-117
741
1,007
-266
279
371
-92
464
598
-134
418
468
-50
325
432
-107
184
208
-24
184
208
-24
92
104
-12
374
416
-42
140
157
-17
102
75
27
306
233
73
306
228
78
204
158
46
557
349
208
101
79
22
101
79
22
302
217
85
452
286
166
735
507
228
523
362
161
353
352
1
1,384
657
727
241
131
110
64
56
8
368
376
-8
569
238
331
263
109
154
859
347
512
750
508
242
34
34
58
46
12
582
456
126
346
274
72
58
46
12
173
137
36
58
46
12
172
137
35
287
228
59
57
46
11
405
340
65
286
315
-29
64
71
-7
69
70
-1
415
422
-7
346
357
-11
3
3
279
211
68
311
212
99
467
317
150
612
428
184
306
212
94
290
301
-11
19
18
1
203
161
42
203
194
9
102
110
-8
51
56
-5
207
227
-20
52
56
-4
338
419
-81
97
111
-14
97
113
-16
48
60
-12
241
278
-37
75
86
-11
75
84
-9
75
84
-9
300
297
3
300
246
54
75
81
-6
301
346
-45
225
258
-33
150
170
-20
331
354
-23
556
701
-145
60
78
-18
540
697
-157
300
366
-66
169
220
-51
339
441
-102
282
343
-61
289
343
-54
347
421
-74
173
210
-37
117
140
-23
527
435
92
152
118
34
304
248
56
455
366
89
455
349
106
115
89
26
458
357
101
76
59
17
231
180
51
307
238
69
502
391
111
116
88
28
39
30
9
116
89
27
163
117
46
204
146
58
163
117
46
41
29
12
122
88
34
567
448
119
81
59
22
582
453
129
83
65
18
248
194
54
140
129
11
628
876
-248
401
619
-218
284
470
-186
149
227
-78
406
599
-193
331
424
-93
202
260
-58
396
582
-186
330
452
-122
198
269
-71
193
204
-11
579
873
-294
638
680
-42
66
68
-2
924
905
19
198
194
4
520
632
-112
131
169
-38
44
53
-9
87
116
-29
176
223
-47
88
115
-27
176
231
-55
266
335
-69
222
280
-58
128
117
11
348
266
82
415
299
116
267
200
67
131
100
31
131
100
31
177
133
44
97
66
31
97
66
31
139
100
39
93
67
26
46
33
13
183
135
48
46
34
12
137
100
37
37
34
3
37
34
3
37
33
4
72
69
3
36
34
2
109
103
6
108
95
13
72
69
3
72
69
3
74
64
10
151
129
22
117
96
21
39
32
7
76
59
17
76
64
12
38
29
9
77
59
18
114
88
26
115
88
27
76
59
17
327
105
222
109
34
75
504
322
182
432
464
-32
192
194
-2
240
249
-9
696
638
58
54
49
5
104
96
8
418
392
26
356
343
13
689
236
453
569
339
230
228
79
149
216
136
80
86
151
-65
316
137
179
1,099
366
733
137
53
84
270
332
-62
216
264
-48
54
66
-12
216
262
-46
103
132
-29
821
546
275
901
546
355
714
438
276
723
443
280
180
113
67
539
371
168
174
113
61
357
308
49
354
308
46
177
155
22
354
309
45
527
482
45
53
48
5
53
48
5
316
290
26
305
289
16
255
239
16
51
49
2
153
148
5
153
146
7
153
148
5
381
288
93
101
42
59
303
125
178
334
125
209
112
42
70
335
126
209
450
258
192
636
454
182
42
30
12
1,052
750
302
280
240
40
386
389
-3
613
775
-162
204
258
-54
114
129
-15
209
258
-49
104
133
-29
417
526
-109
210
240
-30
105
133
-28
105
121
-16
211
240
-29
104
121
-17
104
111
-7
313
336
-23
209
222
-13
289
257
32
638
566
72
122
103
19
183
162
21
366
317
49
549
471
78
366
313
53
359
378
-19
98
103
-5
225
240
-15
225
241
-16
455
480
-25
97
104
-7
195
207
-12
205
207
-2
137
126
11
34
32
2
376
298
78
435
380
55
93
92
1
156
155
1
62
62
125
124
1
440
435
5
220
217
3
256
248
8
160
173
-13
162
168
-6
32
35
-3
162
160
2
410
415
-5
94
96
-2
94
85
9
157
161
-4
297
282
15
292
282
10
118
89
29
651
449
202
304
204
100
379
405
-26
531
539
-8
351
360
-9
33
18
15
104
67
37
365
233
132
468
184
284
426
326
100
178
140
38
238
149
89
146
93
53
263
173
90
266
175
91
89
57
32
59
38
21
59
38
21
482
343
139
558
343
215
61
53
8
121
107
14
61
54
7
61
54
7
122
110
12
61
54
7
61
53
8
62
53
9
123
110
13
295
276
19
235
221
14
118
110
8
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
24
b
14
c
833
d
911
e
-23
639
254
372
85
229
1,011
653
-5
-30
26
182
104
113
66
69
58
117
158
215
266
135
44
22
-59
-14
2
130
130
263
208
412
82
244
81
324
322
165
-15
-177
6
31
37
-35
-117
-266
-92
-134
-50
-107
-24
-24
-12
-42
-17
27
73
78
46
208
22
22
85
166
228
161
1
727
110
8
-8
331
154
512
242
12
126
72
12
36
12
35
59
11
65
-29
-7
-1
-7
-11
3
68
99
150
184
94
-11
1
42
9
-8
-5
-20
-4
-81
-14
-16
-12
-37
-11
-9
-9
3
54
-6
-45
-33
-20
-23
-145
-18
-157
-66
-51
-102
-61
-54
-74
-37
-23
92
34
56
89
106
26
101
17
51
69
111
28
9
27
46
58
46
12
34
119
22
129
18
54
11
-248
-218
-186
-78
-193
-93
-58
-186
-122
-71
-11
-294
-42
-2
19
4
-112
-38
-9
-29
-47
-27
-55
-69
-58
11
82
116
67
31
31
44
31
31
39
26
13
48
12
37
3
3
4
3
2
6
13
3
3
10
22
21
7
17
12
9
18
26
27
17
222
75
182
-32
-2
-9
58
5
8
26
13
453
230
149
80
-65
179
733
84
-62
-48
-12
-46
-29
275
355
276
280
67
168
61
49
46
22
45
45
5
5
26
16
16
2
5
7
5
93
59
178
209
70
209
192
182
12
302
40
-3
-162
-54
-15
-49
-29
-109
-30
-28
-16
-29
-17
-7
-23
-13
32
72
19
21
49
78
53
-19
-5
-15
-16
-25
-7
-12
-2
11
2
78
55
1
1
1
5
3
8
-13
-6
-3
2
-5
-2
9
-4
15
10
29
202
100
-26
-8
-9
15
37
132
284
100
38
89
53
90
91
32
21
21
139
215
8
14
7
7
12
7
8
9
13
19
14
8
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
18,026
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
23,275
511,486
0.045505
2017
3,283
492,948
0.00666
2016
23,238
468,170
0.049636
2015
15,939
473,959
0.033629
2014
10,944
481,654
0.022722
2
Total
of line 1, column (d)
.....................
2
0.158152
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.03163
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
509,010
5
Multiply line 4 by line 3
......................
5
16,100
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
189
7
Add lines 5 and 6
........................
7
16,289
8
Enter qualifying distributions from Part XII, line 4
,.............
8
30,916
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
189
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
189
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
78
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
111
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
164
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
164
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
53
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
53
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
FL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
RENNY SUE BRAUN
TRUSTEE
12
0
2219 CLARK LANE
REDONDO BEACH
,
CA
90278
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
501,450
b
Average of monthly cash balances
.......................
1b
15,311
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
516,761
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
516,761
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
7,751
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
509,010
6
Minimum investment return.
Enter 5% of line 5
..................
6
25,451
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
25,451
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
111
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
111
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
25,340
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
25,340
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
25,340
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
30,916
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
30,916
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
189
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
30,727
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
25,340
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
21,385
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
30,916
a
Applied to 2018, but not more than line 2a
21,385
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
9,531
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
15,809
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
RENNY SUE BRAUN
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CHABAD OF MARINA DEL REY
2929 WASHINGTON BLVD
MARINA DEL REY
,
CA
90292
N/A
PC
UNRESTRICTED GENERAL
25,000
Total
.................................
3a
25,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
11,530
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
18,026
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
1,901
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
31,457
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
31,457
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description