-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE WEBERG TRUST UADTD 1272004 FURTHER
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 803878
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60680
A Employer identification number
20-6382151
B
Telephone number (see instructions)
(312) 630-6000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
17,591,580
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
14,576,162
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
363,979
363,716
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
39,243
b
Gross sales price for all assets on line 6a
502,269
7
Capital gain net income (from Part IV, line 2)
...
39,243
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
-7,414
12
Total.
Add lines 1 through 11
........
14,979,384
395,545
13
Compensation of officers, directors, trustees, etc.
130,355
39,818
90,537
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
5,000
2,500
0
2,500
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
9,788
9,788
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
13,281
175
15
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
158,424
52,281
0
93,052
25
Contributions, gifts, grants paid
.......
584,604
584,604
26
Total expenses and disbursements.
Add lines 24 and 25
743,028
52,281
0
677,656
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
14,236,356
b
Net investment income
(if negative, enter -0-)
343,264
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
273,648
8,482,903
8,482,903
2
Savings and temporary cash investments
.........
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,004,520
4,902,296
6,139,003
c
Investments—corporate bonds (attach schedule)
.......
570,136
1,926,878
1,983,413
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
629,944
921,358
986,261
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,478,248
16,233,435
17,591,580
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,478,248
16,233,435
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,478,248
16,233,435
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,478,248
16,233,435
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,478,248
2
Enter amount from Part I, line 27a
.....................
2
14,236,356
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
16,714,604
5
Decreases not included in line 2 (itemize)
5
481,169
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
16,233,435
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
6.64 ALPHA CORE STRATEGIES FEEDER FUND QP
2007-06-28
2019-07-31
b
10.26 ALPHA CORE STRATEGIES FEEDER FUND QP
2007-06-28
2019-10-31
c
79. ADR AIA GROUP LTD SPONSORED ADR
2012-05-01
2019-01-03
d
56. ADR AIA GROUP LTD SPONSORED ADR
2012-05-01
2019-04-17
e
33. ABBOTT LABORATORIES
2016-08-12
2019-01-16
1. AGILENT TECHNOLOGIES INC
2016-12-12
2019-02-11
188. ADR AIR LIQUIDE ADR
2016-02-11
2019-03-27
.1 ADR AIR LIQUIDE ADR
2012-05-01
2019-10-07
1. ALBEMARLE CORP
2018-08-20
2019-02-11
5. ALLETE INC COM NEW
2019-06-14
2019-11-12
51. ALLIANZ AKTIENGESELLSCHAFT SPONSORED ADR REPSTG 1/10 SH
2017-12-19
2019-04-16
1. AMERICAN TOWER CORP
2009-05-15
2019-10-18
10. AMERICAN TOWER CORP
2009-05-15
2019-12-11
16. AMERICAN TOWER CORP
2009-05-15
2019-12-12
24. AMERICOLD RLTY TR COM
2018-04-20
2019-02-07
26. AMERICOLD RLTY TR COM
2018-04-18
2019-02-11
25. AMERICOLD RLTY TR COM
2018-03-26
2019-05-31
32. AMERICOLD RLTY TR COM
2018-03-27
2019-07-26
1. AMERICOLD RLTY TR COM
2018-03-27
2019-07-29
20. AMERICOLD RLTY TR COM
2019-02-28
2019-08-27
20. AMERICOLD RLTY TR COM
2019-02-27
2019-08-28
5. AMERICOLD RLTY TR COM
2019-06-18
2019-10-18
1. ANSYS INC
2009-05-15
2019-10-18
3. APPLIED MATERIALS INC
2019-02-11
2019-10-18
1. ARROW ELECTRS INC COM
2017-08-08
2019-02-11
19. ARTISAN PARTNERS ASSET MGMT INC CL A CL A
2016-10-03
2019-01-18
19. ARTISAN PARTNERS ASSET MGMT INC CL A CL A
2016-10-03
2019-01-24
8. ARTISAN PARTNERS ASSET MGMT INC CL A CL A
2018-10-18
2019-01-29
10. ARTISAN PARTNERS ASSET MGMT INC CL A CL A
2016-09-27
2019-01-29
18. ARTISAN PARTNERS ASSET MGMT INC CL A CL A
2018-10-19
2019-02-04
175. ADR ASPEN PHARMACARE HLDGS LTD ADR
2018-02-27
2019-08-15
10. AUTODESK, INC
2009-03-16
2019-01-28
14. AVISTA CORP
2019-07-16
2019-10-21
12. AVISTA CORP
2019-05-08
2019-10-23
13. AVISTA CORP
2019-05-15
2019-11-04
1. AVISTA CORP
2019-05-15
2019-11-05
8. AVISTA CORP
2019-05-15
2019-11-12
13. AVISTA CORP
2019-05-15
2019-11-19
14. AVISTA CORP
2019-05-31
2019-12-10
14. AVISTA CORP
2019-05-31
2019-12-11
90. BGC PARTNERS INC CL A CL A
2018-08-28
2019-05-08
80. BGC PARTNERS INC CL A CL A
2018-08-22
2019-05-13
94. BGC PARTNERS INC CL A CL A
2019-02-26
2019-05-16
100. BGC PARTNERS INC CL A CL A
2019-02-28
2019-05-21
1. BAYER A G 00
2017-12-19
2019-04-16
440. BAYER A G 00
2017-12-19
2019-04-17
119. ADR BAYERISCHE MOTOREN WERKE AG SPONSORED ADR
2013-02-13
2019-07-19
3. BIG LOTS INC
2015-01-23
2019-02-21
25. BIG LOTS INC
2018-06-01
2019-02-21
28. BIG LOTS INC
2018-06-01
2019-02-25
6553.08 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL
2015-03-04
2019-05-03
1. BSTN PPTYS INC
2009-04-13
2019-02-11
.06 CIGNA CORP NEW COM
2018-01-09
2019-01-17
28. CVR ENERGY INC COM STK
2018-09-26
2019-04-29
16. CVR ENERGY INC COM STK
2018-09-20
2019-08-05
15. CVR ENERGY INC COM STK
2018-09-20
2019-08-08
31. CALERES INC COM
2018-05-29
2019-05-31
11. CALERES INC COM
2013-05-02
2019-06-04
18. CALERES INC COM
2019-02-25
2019-06-04
17. CANADIAN NATL RY CO COM
2012-05-01
2019-03-06
88. CHICOS FAS INC
2018-08-24
2019-01-22
83. CHICOS FAS INC
2018-08-24
2019-01-24
81. CHICOS FAS INC
2018-08-02
2019-01-28
9. CHILDRENS PL RETAIL STORES INC
2018-03-27
2019-04-29
13. CHILDRENS PL RETAIL STORES INC
2019-02-26
2019-06-21
72. CLEVELAND CLIFFS USD0.125
2018-12-19
2019-06-07
78. CLEVELAND CLIFFS USD0.125
2018-12-19
2019-06-11
25. COHU INC COM
2018-05-29
2019-07-16
21. COHU INC COM
2018-05-29
2019-07-23
3. COHU INC COM
2018-05-18
2019-07-24
15. COHU INC COM
2018-05-18
2019-09-03
17. COHU INC COM
2018-05-18
2019-09-05
5. COHU INC COM
2018-04-03
2019-09-06
8. COHU INC COM
2019-06-07
2019-09-06
6. COHU INC COM
2018-04-03
2019-09-06
3. COHU INC COM
2019-05-31
2019-09-09
16. COHU INC COM
2019-05-31
2019-09-10
14. COMFORT SYS USA INC COM
2019-05-28
2019-10-15
13. COMFORT SYS USA INC COM
2019-05-28
2019-10-17
34. CONOCO PHILLIPS
2016-10-19
2019-01-16
20. CONOCO PHILLIPS
2009-04-06
2019-01-16
20. CORPORATE OFFICE PPTYS TR
2018-05-09
2019-11-13
27. CORPORATE OFFICE PPTYS TR
2018-04-19
2019-11-14
43. CORPORATE OFFICE PPTYS TR
2018-04-20
2019-11-18
.67 CORTEVA INC COM USD0.01 WI
2009-04-06
2019-06-03
62. CORTEVA INC COM USD0.01 WI
2009-04-06
2019-06-19
52. CORTEVA INC COM USD0.01 WI
2019-04-16
2019-06-19
1. CUMMINS ENGINE INC
2009-05-15
2019-11-13
4. D R HORTON INC
2009-05-15
2019-10-18
4. D R HORTON INC
2009-05-15
2019-11-13
1. DARDEN RESTAURANTS INC
2009-06-05
2019-02-11
20. ADR DASSAULT SYS S A SPONSORED ADR
2012-05-01
2019-03-27
40. DESIGNER BRANDS INC COM CL A NPV
2019-03-22
2019-10-15
40. DESIGNER BRANDS INC COM CL A NPV
2019-07-26
2019-10-17
.67 DOW INC COM USD0.01 WI
2009-04-06
2019-04-02
62. DOW INC COM USD0.01 WI
2009-04-06
2019-04-15
.67 DUPONT DE NEMOURS INC COMMON STOCK
2009-04-06
2019-06-03
1. EASTMAN CHEM CO
2009-04-13
2019-10-18
48. ECHOSTAR CORPORATION
2013-02-15
2019-01-28
.63 ENCANA CORP COM NPV
2019-02-14
2019-02-14
320. ENCANA CORP COM NPV
2019-02-14
2019-04-25
7. ENSIGN GROUP INC COM STK
2017-04-12
2019-03-19
5. ENSIGN GROUP INC COM STK
2017-04-12
2019-03-20
2. ENSIGN GROUP INC COM STK
2017-04-11
2019-03-25
11. ENSIGN GROUP INC COM STK
2017-04-12
2019-03-26
3. ENSIGN GROUP INC COM STK
2017-04-12
2019-07-26
1. ENSIGN GROUP INC COM STK
2017-04-12
2019-07-29
9. ENSIGN GROUP INC COM STK
2017-04-13
2019-07-31
40. EQTY RESDNTL EFF 5/15/02 TO EQTY RESDNTL 29476L107 EFF 5/15/02
2017-01-09
2019-01-16
47. ESSENTIAL PROPERTIES REALTY TR INC USD0.01
2019-08-28
2019-11-12
45. ESSENTIAL PROPERTIES REALTY TR INC USD0.01
2019-07-30
2019-11-13
11. EVERCORE INC
2019-04-26
2019-10-15
10. EVERCORE INC
2019-05-01
2019-10-17
4. FANUC CORPORATION
2012-05-01
2019-01-22
267. FANUC CORPORATION
2016-01-21
2019-01-23
21. FIRST MIDWEST BANCORP INC
2017-01-19
2019-03-14
21. FIRST MIDWEST BANCORP INC
2017-01-19
2019-03-19
9. FIRST MIDWEST BANCORP INC
2015-03-04
2019-03-25
9. FIRST MIDWEST BANCORP INC
2015-03-04
2019-03-26
1330. MFC FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD TR IB
2014-10-13
2019-03-26
15. FLOWERS FOODS INC
2018-05-25
2019-11-01
41. FLOWERS FOODS INC
2018-05-25
2019-11-04
56. FLOWERS FOODS INC
2017-06-26
2019-11-07
16247.33 MFO FRANKLIN INVS SECS TR FLTG RATE DAILY ACCESS FD ADVISOR
2017-03-01
2019-04-17
82. FRESENIUS MEDICAL CARE AG AND CO.KGAA
2016-07-21
2019-01-03
58. FRESENIUS MEDICAL CARE AG AND CO.KGAA
2013-05-20
2019-01-04
32. GEO GROUP INC(THE) COM USD0.01 NEW
2017-10-25
2019-03-11
16. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-26
2019-03-15
18. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-26
2019-05-07
16. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-26
2019-06-11
16. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-07
2019-06-12
21. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-09
2019-06-13
9. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-09
2019-06-14
28. GEO GROUP INC(THE) COM USD0.01 NEW
2018-02-09
2019-06-18
28. GEO GROUP INC(THE) COM USD0.01 NEW
2016-09-02
2019-06-26
1. GENERAL DYNAMICS CORP
2009-04-13
2019-02-11
13. GLACIER BANCORP INC NEW
2017-10-05
2019-02-26
2. GLACIER BANCORP INC NEW
2017-06-14
2019-02-27
2. GLACIER BANCORP INC NEW
2018-02-27
2019-03-01
13. GLACIER BANCORP INC NEW
2018-02-27
2019-03-04
14. GLACIER BANCORP INC NEW
2017-06-14
2019-03-18
1. GLOBAL PMTS INC
2009-05-15
2019-02-11
.92 GLOBAL PMTS INC
2016-05-10
2019-09-18
15. GLOBAL PMTS INC
2016-05-10
2019-10-18
14. #REORG GLOBAL BRASS CASH MERGER 07-16-2019
2016-01-28
2019-01-07
34. GRAFTECH INTL LTD COM
2019-03-14
2019-07-11
34. GRAFTECH INTL LTD COM
2019-03-19
2019-07-16
33. GRAFTECH INTL LTD COM
2019-03-20
2019-07-22
1. GRAHAM HLDGS CO COM CL B COM
2017-03-08
2019-01-14
2. GRAHAM HLDGS CO COM CL B COM
2017-03-08
2019-01-15
1. GRAHAM HLDGS CO COM CL B COM
2018-02-27
2019-04-09
15. GREAT WESTN BANCORP INC COM
2016-04-07
2019-05-31
13. GREAT WESTN BANCORP INC COM
2016-04-07
2019-06-04
14. GREAT WESTN BANCORP INC COM
2016-04-07
2019-06-07
3. GREENBRIER COMPANIES INC
2016-06-17
2019-03-25
14. GREENBRIER COMPANIES INC
2016-06-21
2019-03-26
20. GREENBRIER COMPANIES INC
2016-06-21
2019-03-28
54. ADR GRIFOLS S A SPONSORED ADR REPSTG 1/2CL B NON VTG NEW
2015-11-12
2019-12-11
89. ADR GRIFOLS S A SPONSORED ADR REPSTG 1/2CL B NON VTG NEW
2015-11-12
2019-12-12
127. ADR GRUPO FINANCIERO BANORTE S A B DE C
2017-01-30
2019-03-06
17. HANCOCK WHITNEY CORP
2016-12-20
2019-03-14
12. HANCOCK WHITNEY CORP
2016-09-23
2019-03-18
4. HANCOCK WHITNEY CORP
2016-09-23
2019-03-19
11. HANOVER INS GROUP INC COM
2019-02-26
2019-07-18
5. HANOVER INS GROUP INC COM
2019-02-06
2019-11-04
5. HANOVER INS GROUP INC COM
2019-02-01
2019-11-06
6. ITT INC COM
2016-12-30
2019-05-07
6. ITT INC COM
2016-12-30
2019-11-04
1. INTERCONTINENTAL EXCHANGE INC COM
2009-01-26
2019-10-18
4. INTUIT
2009-02-25
2019-01-28
6. INTUIT
2009-02-25
2019-09-16
205. ADR ITAU UNIBANCO HLDG SA SPONSORED ADR REPSTG 500 PFD PFD ADR
2015-01-21
2019-03-27
93. ADR JGC HLDINGS CORP ADR
2015-01-21
2019-06-05
122. JABIL CIRCUIT INC
2017-03-30
2019-01-04
1. JOHNSON OUTDOORS INC CL A
2019-04-15
2019-12-11
6. JOHNSON OUTDOORS INC CL A
2019-04-16
2019-12-12
1. JOHNSON OUTDOORS INC CL A
2019-04-03
2019-12-18
4. JOHNSON OUTDOORS INC CL A
2019-04-03
2019-12-19
5. JOHNSON OUTDOORS INC CL A
2019-03-22
2019-12-23
2. JOHNSON OUTDOORS INC CL A
2019-03-22
2019-12-24
13. J2 GLOBAL INC COM
2018-10-25
2019-06-05
7. J2 GLOBAL INC COM
2018-10-30
2019-06-07
7. J2 GLOBAL INC COM
2018-10-26
2019-06-10
6. KAISER ALUM CORP COM PAR $0.01 COM PAR $0.01
2017-12-15
2019-01-04
3. KAISER ALUM CORP COM PAR $0.01 COM PAR $0.01
2017-12-15
2019-01-24
4. KAISER ALUM CORP COM PAR $0.01 COM PAR $0.01
2017-12-15
2019-01-29
15. KEYCORP NEW COM
2012-01-27
2019-11-13
3. KEYSIGHT TECHNOLOGIES INC COM
2016-12-16
2019-02-11
82. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR
2012-05-01
2019-03-07
17. LA Z BOY CHAIR CO
2019-07-29
2019-11-19
43. LIBERTY OILFIELD SVCS INC CL A COM CL A COM
2018-11-01
2019-09-17
2. LIBERTY OILFIELD SVCS INC CL A COM CL A COM
2018-10-30
2019-09-18
15. LIBERTY OILFIELD SVCS INC CL A COM CL A COM
2019-03-14
2019-09-19
26. LIBERTY OILFIELD SVCS INC CL A COM CL A COM
2019-03-14
2019-09-20
1. #REORG/LOGMEIN CASH MERGER 31 AUG 2020
2019-01-28
2019-02-11
37. #REORG/LOGMEIN CASH MERGER 31 AUG 2020
2019-01-28
2019-04-10
3. #REORG/LOGMEIN CASH MERGER 31 AUG 2020
2019-01-28
2019-04-11
39. ADR LONZA GROUP AG ADR
2018-05-22
2019-12-11
18. M D C HLDGS INC
2018-06-29
2019-02-08
17. M D C HLDGS INC
2018-06-29
2019-02-12
.08 M D C HLDGS INC
2018-04-12
2019-02-13
17. M D C HLDGS INC
2018-04-12
2019-03-01
22. M D C HLDGS INC
2018-04-06
2019-07-15
17. M D C HLDGS INC
2018-03-27
2019-09-24
16. M D C HLDGS INC
2018-04-02
2019-11-05
5. MAXIMUS INC
2019-03-14
2019-08-27
66. MERCK & CO INC
2009-05-15
2019-01-16
18. MERIDIAN BIOSCIENCE INC COM
2019-03-27
2019-04-03
20. MERIDIAN BIOSCIENCE INC COM
2019-03-27
2019-04-05
210. ADR MONOTARO CO LTD ADR
2013-11-19
2019-03-28
12. ADR MULTICHOICE GROUP LTD
2019-02-28
2019-04-16
2. NASPERS SPON ADR EACH REP 0.2 ORD SHS (P/S)CL N
2015-07-08
2019-02-01
103. NASPERS SPON ADR EACH REP 0.2 ORD SHS (P/S)CL N
2016-02-10
2019-02-04
60. NASPERS SPON ADR EACH REP 0.2 ORD SHS (P/S)CL N
2016-02-10
2019-12-11
11. NATIONAL FUEL GAS CO
2018-09-12
2019-04-18
10. NATIONAL FUEL GAS CO
2018-09-11
2019-04-24
17. NATIONAL FUEL GAS CO
2018-09-06
2019-07-23
17. NATIONAL FUEL GAS CO
2018-09-04
2019-07-26
63. NEWFIELD EXPL CO COM
2018-01-19
2019-02-14
57. NEWFIELD EXPL CO COM
2009-04-13
2019-02-14
18. NEWMARK GROUP INC CL A CL A
2018-08-29
2019-09-24
56. NEWMARK GROUP INC CL A CL A
2018-08-28
2019-09-25
13.21 NEWMARK GROUP INC CL A CL A
2018-08-22
2019-10-07
52.79 NEWMARK GROUP INC CL A CL A
2018-12-04
2019-10-07
17. NEWMARK GROUP INC CL A CL A
2018-12-04
2019-10-08
48. NEWMARK GROUP INC CL A CL A
2018-12-07
2019-10-09
15. NORTHWEST BANCSHARES INC MD COM
2017-06-14
2019-02-28
25. NORTHWEST BANCSHARES INC MD COM
2017-06-14
2019-03-01
47. NORTHWEST BANCSHARES INC MD COM
2015-04-15
2019-03-19
41. NORTHWEST BANCSHARES INC MD COM
2015-04-10
2019-04-08
28. NORTHWEST BANCSHARES INC MD COM
2018-05-30
2019-04-10
3. NORTHWEST BANCSHARES INC MD COM
2015-04-10
2019-04-10
14. NORTHWEST BANCSHARES INC MD COM
2018-05-25
2019-04-11
112. ADR PARK24 CO LTD SPONSORED ADR
2016-02-05
2019-06-05
18. PENNANT GROUP INC
2017-04-17
2019-10-14
8. PENNANT GROUP INC
2019-08-28
2019-10-21
9. PENNANT GROUP INC
2017-04-18
2019-10-21
41. PFIZER INC COM
2009-04-06
2019-01-16
18. PHIBRO ANIMAL HEALTH CORP CL A COM CL A COM
2016-09-27
2019-08-30
18. PHIBRO ANIMAL HEALTH CORP CL A COM CL A COM
2016-09-27
2019-09-03
1. PHIBRO ANIMAL HEALTH CORP CL A COM CL A COM
2014-10-08
2019-09-04
23. PHIBRO ANIMAL HEALTH CORP CL A COM CL A COM
2014-10-08
2019-09-10
6. PRIMORIS SVCS CORP COM
2018-04-13
2019-07-15
10. PRIMORIS SVCS CORP COM
2018-05-31
2019-07-16
9. PRIMORIS SVCS CORP COM
2018-05-25
2019-07-22
13. PRIMORIS SVCS CORP COM
2018-05-25
2019-07-29
7. PRIMORIS SVCS CORP COM
2018-04-09
2019-10-16
9. PRIMORIS SVCS CORP COM
2018-08-27
2019-10-17
12. PRIMORIS SVCS CORP COM
2018-08-27
2019-10-22
9. PRIMORIS SVCS CORP COM
2018-08-29
2019-10-28
3. PRIMORIS SVCS CORP COM
2018-08-29
2019-10-29
11. PRIMORIS SVCS CORP COM
2018-09-25
2019-10-31
17. PRIMORIS SVCS CORP COM
2018-09-25
2019-11-04
10. PRIMORIS SVCS CORP COM
2018-08-28
2019-11-07
1. PROGRESSIVE CORP OHIO
2010-05-19
2019-10-18
60. ADR PROSUS N.V. ADR NASPERS NEWCO-ADR
2019-09-17
2019-12-11
19. QTS RLTY TR INC COM CL A COM CL A
2018-08-28
2019-09-20
12. QTS RLTY TR INC COM CL A COM CL A
2018-07-31
2019-11-12
116. QUEST DIAGNOSTICS INC
2009-04-06
2019-08-30
29. QUEST DIAGNOSTICS INC
2019-01-16
2019-08-30
30. RADIAN GROUP INC
2016-07-14
2019-03-22
55. RADIAN GROUP INC
2018-04-03
2019-04-22
154. RANGE RES CORP
2018-06-28
2019-07-03
2. REPUBLIC SVCS INC
2009-04-13
2019-02-11
2. REPUBLIC SVCS INC
2009-04-13
2019-11-13
29. RESIDEO TECHNOLOGIES INC COM USD0.001
2018-11-07
2019-01-11
30. RESIDEO TECHNOLOGIES INC COM USD0.001
2018-11-07
2019-01-16
68. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104
2016-09-07
2019-12-11
79. ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS
2016-02-29
2019-03-27
25. SCHNEIDER NATL INC WIS CL B CL B
2018-07-11
2019-05-01
23. SCHNEIDER NATL INC WIS CL B CL B
2018-07-11
2019-05-02
36. SCHNEIDER NATL INC WIS CL B CL B
2018-08-29
2019-05-31
33. SCHNEIDER NATL INC WIS CL B CL B
2018-08-29
2019-06-04
3. ADR SILICON MOTION TECHNOLOGY CORP SPONSORED ADR REPSTG SHS
2017-06-28
2019-02-28
15. ADR SILICON MOTION TECHNOLOGY CORP SPONSORED ADR REPSTG SHS
2017-10-25
2019-03-01
18. ADR SILICON MOTION TECHNOLOGY CORP SPONSORED ADR REPSTG SHS
2018-02-15
2019-03-08
17. ADR SILICON MOTION TECHNOLOGY CORP SPONSORED ADR REPSTG SHS
2018-02-15
2019-03-15
17. ADR SILICON MOTION TECHNOLOGY CORP SPONSORED ADR REPSTG SHS
2017-08-10
2019-03-20
1. SNAP ON INC
2009-04-13
2019-02-11
29. SOLARIS OILFIELD INFRASTRUCTURE INC CL ACL A
2019-06-26
2019-10-02
18. SOLARIS OILFIELD INFRASTRUCTURE INC CL ACL A
2019-06-26
2019-10-08
5. SOLARIS OILFIELD INFRASTRUCTURE INC CL ACL A
2019-06-24
2019-10-14
10. SOLARIS OILFIELD INFRASTRUCTURE INC CL ACL A
2019-06-04
2019-10-15
7. SOLARIS OILFIELD INFRASTRUCTURE INC CL ACL A
2019-06-05
2019-10-16
36. SUMMIT HOTEL PROPERTIES INC COM
2018-06-13
2019-02-27
29. SUMMIT HOTEL PROPERTIES INC COM
2018-04-03
2019-03-05
2. SUMMIT HOTEL PROPERTIES INC COM
2018-04-03
2019-03-06
31. SUMMIT HOTEL PROPERTIES INC COM
2018-04-06
2019-03-14
30. SUMMIT HOTEL PROPERTIES INC COM
2018-04-06
2019-03-21
1. SYNOPSYS INC
2013-01-09
2019-10-18
23. SYNEOS HEALTH INC COM
2018-02-12
2019-04-10
4. SYNEOS HEALTH INC COM
2018-02-12
2019-04-11
2. SYNEOS HEALTH INC COM
2018-02-12
2019-04-15
17. SYNEOS HEALTH INC COM
2018-02-12
2019-04-16
2. TJX COS INC NEW
2009-05-15
2019-10-18
1687.63 MFO T ROWE PRICE NEW ERA FDS INC CL I T ROWE PRICE NEW ERA FDS
2017-03-01
2019-05-03
31. TAIWAN SEMICONDUCTOR MFG LT
2012-05-01
2019-10-02
19. TAIWAN SEMICONDUCTOR MFG LT
2012-05-01
2019-10-18
17. TAIWAN SEMICONDUCTOR MFG LT
2012-05-01
2019-12-18
29. ADR TEMENOS AG SPONSORED ADR
2018-06-01
2019-07-19
66. ADR TENARIS S A SPONSORED ADR
2016-05-25
2019-03-06
34. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-04-03
2019-02-25
49. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-12-04
2019-05-02
47. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-12-04
2019-05-03
5. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-202
2017-05-23
2019-05-06
30. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-05-23
2019-05-08
62. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-05-23
2019-05-15
65. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-12-15
2019-05-21
26. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2017-12-15
2019-05-22
41. #REORG/TIVO CORP COM STOCK MERGER XPERI HLDG CORP 2G1FA73 06-02-20
2018-10-04
2019-05-22
36. TOTAL SYSTEMS SERVICE
2016-05-10
2019-07-02
10. TTEC HLDGS INC COM USD0.01
2018-05-14
2019-07-16
9. TTEC HLDGS INC COM USD0.01
2018-05-09
2019-07-19
7. TTEC HLDGS INC COM USD0.01
2018-04-20
2019-10-15
7. TTEC HLDGS INC COM USD0.01
2018-04-27
2019-11-06
68. UMPQUA HOLDINGS CORP
2018-09-17
2019-10-29
24. ADR UNILEVER PLC SPONSORED ADR NEW
2015-06-24
2019-12-11
92. VALLEY NATL BANCORP
2015-01-27
2019-03-14
91. VALLEY NATL BANCORP
2016-06-15
2019-03-20
1. WEC ENERGY GROUP INC COM
2018-01-12
2019-02-11
13. WASHINGTON FED INC
2019-06-25
2019-08-27
13. WASHINGTON FED INC
2018-10-17
2019-08-28
16. ADR WEIBO CORP SPONSORED ADR
2018-10-08
2019-01-22
58. ADR WEIBO CORP SPONSORED ADR
2017-12-04
2019-01-22
1. WOODWARD GOVERNOR COMPANY
2017-12-01
2019-02-11
1. WOODWARD GOVERNOR COMPANY
2017-12-01
2019-10-18
1. XILINX INC
2010-02-18
2019-02-11
6. AXIS CAPITAL HOLDINGS LTD COM
2019-01-23
2019-08-27
5. AXIS CAPITAL HOLDINGS LTD COM
2019-01-23
2019-08-28
1. RENAISSANCE RE HOLDINGS LTD
2013-10-25
2019-10-18
15. TRINSEO S A COMMON STOCK
2019-11-04
2019-11-19
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
117
81
36
b
181
126
55
c
2,470
1,141
1,329
d
2,276
809
1,467
e
2,319
1,488
831
76
46
30
4,741
3,670
1,071
3
2
1
81
96
-15
398
425
-27
1,215
1,190
25
229
28
201
2,116
281
1,835
3,361
450
2,911
699
471
228
756
491
265
782
463
319
1,075
588
487
34
18
16
724
572
152
722
560
162
190
168
22
218
27
191
155
120
35
80
78
2
437
472
-35
436
447
-11
183
227
-44
228
229
-1
429
506
-77
758
3,872
-3,114
1,405
130
1,275
674
634
40
576
521
55
621
556
65
48
43
5
369
341
28
612
553
59
661
587
74
667
581
86
467
676
-209
389
582
-193
451
638
-187
474
607
-133
17
32
-15
7,657
11,681
-4,024
2,947
3,853
-906
95
141
-46
790
1,099
-309
893
1,085
-192
50,000
52,490
-2,490
133
43
90
11
11
1,262
1,127
135
771
624
147
707
571
136
586
841
-255
215
185
30
352
537
-185
1,468
736
732
535
835
-300
498
737
-239
490
704
-214
1,009
1,168
-159
1,197
1,203
-6
689
596
93
747
623
124
355
610
-255
312
503
-191
46
70
-24
175
343
-168
220
385
-165
66
113
-47
105
130
-25
78
135
-57
40
43
-3
222
232
-10
609
692
-83
572
641
-69
2,238
1,419
819
1,316
621
695
579
556
23
786
733
53
1,255
1,150
105
17
7
10
1,683
601
1,082
1,412
1,566
-154
181
30
151
216
37
179
217
37
180
110
31
79
2,894
986
1,908
673
818
-145
676
780
-104
37
13
24
3,590
1,174
2,416
50
19
31
73
15
58
1,902
1,859
43
4
4
2,354
2,006
348
357
133
224
252
94
158
100
38
62
545
207
338
178
56
122
59
19
40
549
169
380
2,735
2,595
140
1,227
1,017
210
1,192
921
271
851
1,065
-214
767
963
-196
66
68
-2
4,371
4,500
-129
457
508
-51
462
408
54
179
154
25
181
154
27
32,355
33,058
-703
322
302
20
872
798
74
1,162
979
183
138,752
144,601
-5,849
2,548
3,166
-618
1,886
1,975
-89
653
818
-165
310
380
-70
369
382
-13
371
322
49
372
299
73
496
389
107
212
166
46
665
345
320
561
325
236
171
44
127
568
486
82
87
72
15
88
81
7
568
505
63
578
507
71
116
16
100
151
60
91
2,396
972
1,424
365
270
95
374
459
-85
384
457
-73
346
442
-96
662
573
89
1,328
1,101
227
698
590
108
466
401
65
426
347
79
454
374
80
97
87
10
454
403
51
656
573
83
1,231
952
279
2,019
1,568
451
3,418
3,111
307
721
556
165
517
385
132
170
128
42
1,423
1,285
138
652
571
81
665
567
98
370
233
137
420
231
189
94
11
83
843
93
750
1,592
139
1,453
1,706
1,479
227
2,527
3,697
-1,170
2,917
3,525
-608
77
73
4
464
432
32
76
71
5
303
280
23
379
342
37
152
135
17
1,097
971
126
599
511
88
606
508
98
555
598
-43
285
299
-14
389
398
-9
285
120
165
233
110
123
5,627
2,751
2,876
618
537
81
474
814
-340
22
36
-14
167
262
-95
286
407
-121
94
91
3
3,088
3,363
-275
250
273
-23
1,319
1,049
270
552
554
-2
527
496
31
2
2
482
453
29
818
583
235
717
448
269
603
401
202
381
355
26
4,942
1,709
3,233
239
309
-70
263
407
-144
4,539
1,193
3,346
106
79
27
89
55
34
4,535
2,333
2,202
1,660
1,336
324
649
615
34
602
558
44
814
946
-132
785
941
-156
1,055
1,902
-847
955
1,267
-312
164
177
-13
505
538
-33
120
125
-5
479
462
17
151
145
6
426
409
17
279
245
34
463
387
76
801
565
236
700
491
209
476
485
-9
51
36
15
239
241
-2
2,225
3,066
-841
328
110
218
146
129
17
164
53
111
1,739
559
1,180
374
490
-116
368
411
-43
20
23
-3
477
506
-29
122
160
-38
204
266
-62
180
237
-57
271
342
-71
141
184
-43
183
227
-44
255
302
-47
190
226
-36
64
75
-11
224
275
-51
385
425
-40
222
250
-28
70
20
50
781
959
-178
963
840
123
610
493
117
11,934
5,531
6,403
2,984
2,464
520
612
364
248
1,235
941
294
938
2,568
-1,630
153
40
113
174
40
134
621
722
-101
643
709
-66
2,609
2,121
488
5,024
3,602
1,422
513
690
-177
462
634
-172
609
990
-381
585
886
-301
123
158
-35
623
748
-125
730
874
-144
715
756
-41
683
727
-44
155
29
126
370
448
-78
217
271
-54
59
75
-16
118
146
-28
79
101
-22
426
508
-82
334
404
-70
23
28
-5
352
428
-76
339
411
-72
135
32
103
1,179
845
334
204
147
57
101
73
28
837
621
216
121
14
107
57,194
57,165
29
1,440
483
957
945
296
649
1,000
265
735
5,067
4,313
754
1,748
1,737
11
383
618
-235
442
867
-425
436
784
-348
46
82
-36
265
494
-229
450
1,015
-565
467
962
-495
182
377
-195
288
515
-227
4,697
1,908
2,789
457
325
132
425
292
133
322
224
98
347
224
123
1,104
1,238
-134
1,431
1,073
358
937
862
75
906
844
62
75
64
11
447
415
32
450
390
60
859
1,025
-166
3,114
5,777
-2,663
90
77
13
107
77
30
114
26
88
387
330
57
319
275
44
190
92
98
617
689
-72
7,632
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
36
b
55
c
1,329
d
1,467
e
831
30
1,071
1
-15
-27
25
201
1,835
2,911
228
265
319
487
16
152
162
22
191
35
2
-35
-11
-44
-1
-77
-3,114
1,275
40
55
65
5
28
59
74
86
-209
-193
-187
-133
-15
-4,024
-906
-46
-309
-192
-2,490
90
135
147
136
-255
30
-185
732
-300
-239
-214
-159
-6
93
124
-255
-191
-24
-168
-165
-47
-25
-57
-3
-10
-83
-69
819
695
23
53
105
10
1,082
-154
151
179
180
79
1,908
-145
-104
24
2,416
31
58
43
348
224
158
62
338
122
40
380
140
210
271
-214
-196
-2
-129
-51
54
25
27
-703
20
74
183
-5,849
-618
-89
-165
-70
-13
49
73
107
46
320
236
127
82
15
7
63
71
100
91
1,424
95
-85
-73
-96
89
227
108
65
79
80
10
51
83
279
451
307
165
132
42
138
81
98
137
189
83
750
1,453
227
-1,170
-608
4
32
5
23
37
17
126
88
98
-43
-14
-9
165
123
2,876
81
-340
-14
-95
-121
3
-275
-23
270
-2
31
29
235
269
202
26
3,233
-70
-144
3,346
27
34
2,202
324
34
44
-132
-156
-847
-312
-13
-33
-5
17
6
17
34
76
236
209
-9
15
-2
-841
218
17
111
1,180
-116
-43
-3
-29
-38
-62
-57
-71
-43
-44
-47
-36
-11
-51
-40
-28
50
-178
123
117
6,403
520
248
294
-1,630
113
134
-101
-66
488
1,422
-177
-172
-381
-301
-35
-125
-144
-41
-44
126
-78
-54
-16
-28
-22
-82
-70
-5
-76
-72
103
334
57
28
216
107
29
957
649
735
754
11
-235
-425
-348
-36
-229
-565
-495
-195
-227
2,789
132
133
98
123
-134
358
75
62
11
32
60
-166
-2,663
13
30
88
57
44
98
-72
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
39,243
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,677,882
3,797,863
0.441796
2017
1,130,442
4,940,594
0.228807
2016
1,077,506
5,399,825
0.199545
2015
3,292,496
7,638,797
0.431023
2014
4,163,219
11,089,014
0.375436
2
Total
of line 1, column (d)
.....................
2
1.676607
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.335321
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
11,057,053
5
Multiply line 4 by line 3
......................
5
3,707,662
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
3,433
7
Add lines 5 and 6
........................
7
3,711,095
8
Enter qualifying distributions from Part XII, line 4
,.............
8
677,656
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
6,865
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
6,865
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
6,865
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
12,027
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
12,027
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
5,162
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
5,162
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
NORTHERN TRUST COMPANY
Telephone no.
(312) 630-6000
Located at
PO BOX 803878
CHICAGO
IL
ZIP+4
60680
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
NORTHERN TRUST COMPANY
TRUSTEE
40
130,355
PO BOX 803878
CHICAGO
,
IL
60680
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
11,225,435
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
11,225,435
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
11,225,435
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
168,382
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
11,057,053
6
Minimum investment return.
Enter 5% of line 5
..................
6
552,853
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
552,853
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
6,865
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
6,865
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
545,988
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
545,988
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
545,988
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
677,656
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
677,656
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
677,656
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
545,988
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
3,637,604
b
From 2015
......
2,935,180
c
From 2016
......
815,409
d
From 2017
......
887,433
e
From 2018
......
1,496,525
f
Total
of lines 3a through e
........
9,772,151
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
677,656
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
545,988
e
Remaining amount distributed out of corpus
131,668
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
9,903,819
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
3,637,604
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
6,266,215
10
Analysis of line 9:
a
Excess from 2015
....
2,935,180
b
Excess from 2016
....
815,409
c
Excess from 2017
....
887,433
d
Excess from 2018
....
1,496,525
e
Excess from 2019
....
131,668
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
WORLD VISION
PO BOX 9716
FEDERAL WAY
,
WA
98063
NONE
PC
GENERAL
584,604
Total
.................................
3a
584,604
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
363,979
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
39,243
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
403,222
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
403,222
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description