-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
BRADDOCK HOMER FBO PENN STATE UNI-TR
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 185
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
152300185
A Employer identification number
25-6017907
B
Telephone number (see instructions)
(412) 236-7417
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
8,054,937
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
155,546
154,896
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
185,049
b
Gross sales price for all assets on line 6a
2,897,555
7
Capital gain net income (from Part IV, line 2)
...
185,049
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
4,882
12
Total.
Add lines 1 through 11
........
345,477
339,945
13
Compensation of officers, directors, trustees, etc.
78,960
47,376
31,584
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
3,567
2,778
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
82,527
50,154
0
31,584
25
Contributions, gifts, grants paid
.......
390,000
390,000
26
Total expenses and disbursements.
Add lines 24 and 25
472,527
50,154
0
421,584
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-127,050
b
Net investment income
(if negative, enter -0-)
289,791
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
28,071
238,545
238,545
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
7,592,187
7,251,489
7,816,392
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
7,620,258
7,490,034
8,054,937
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
7,620,258
7,490,034
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
7,620,258
7,490,034
30
Total liabilities and net assets/fund balances
(see instructions)
.
7,620,258
7,490,034
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
7,620,258
2
Enter amount from Part I, line 27a
.....................
2
-127,050
3
Other increases not included in line 2 (itemize)
3
389
4
Add lines 1, 2, and 3
..........................
4
7,493,597
5
Decreases not included in line 2 (itemize)
5
3,563
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
7,490,034
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
200. TAIWAN SEMICONDUCTOR ADR
2019-04-29
2019-07-08
b
20. ABBOTT LABORATORIES
2019-01-24
2019-07-10
c
4. ADOBE SYS INC COM
2017-08-17
2019-07-10
d
4. ADOBE SYS INC COM
2019-01-16
2019-07-10
e
90. ADVANCED MICRO DEVICES INC
2019-07-08
2019-07-10
4. ALIGN TECHNOLOGY INC
2017-08-17
2019-07-10
5. ALPHABET INC/CA
2019-03-08
2019-07-10
4. AMAZON COM INC
2001-01-01
2019-07-10
40. AMERICAN INTERNATIONAL GROUP
2019-01-15
2019-07-10
19. AMERICAN TOWER CORP-CL A
2017-08-17
2019-07-10
15. APPLE COMPUTER INC COM
2001-01-01
2019-07-10
5. ARISTA NETWORKS INC
2019-05-24
2019-07-10
140. BANK AMER CORP
2001-01-01
2019-07-10
5. BOEING COMPANY
2018-06-15
2019-07-10
50. BOSTON SCIENTIFIC CORP COM
2018-10-18
2019-07-10
20. BRISTOL MYERS SQUIBB CO COM
2017-08-17
2019-07-10
14. CME GROUP INC
2019-03-04
2019-07-10
40. CSX CORP COM
2017-08-17
2019-07-10
30. CVS CORP
2018-09-18
2019-07-10
24. CELANESE CORP DEL
2017-08-17
2019-07-10
36. CHEVRONTEXACO CORP
2019-01-18
2019-07-10
40. CISCO SYS INC
2018-11-06
2019-07-10
70. COMCAST CORP NEW CL A
2019-06-14
2019-07-10
10. COMERICA INC COM
2018-08-02
2019-07-10
3. CONSTELLATION BRANDS INC
2018-10-02
2019-07-10
7. CONSTELLATION BRANDS INC
2017-08-17
2019-07-10
10. COSTCO WHSL CORP NEW
2017-08-17
2019-07-10
16. DEERE & COMPANY
2017-08-17
2019-07-10
26. DISNEY (WALT) COMPANY HOLDING CO.
2018-10-23
2019-07-10
24. DOLLAR TREE INC
2019-03-28
2019-07-10
10. DOW INC.
2017-08-17
2019-07-10
10. DUPONT DE NEMOURS INC
2017-08-17
2019-07-10
4. EQUINIX INC
2017-08-17
2019-07-10
2. EXACT SCIENCES CORP
2019-04-02
2019-07-10
50. EXELON CORP
2018-10-30
2019-07-10
40. EXXON MOBIL CORP
2019-05-09
2019-07-10
32. FACEBOOK INC
2018-12-12
2019-07-10
100. GENERAL ELECTRIC CO
2019-02-27
2019-07-10
11. HOME DEPOT INC USD 0.05
2017-08-17
2019-07-10
20. HONEYWELL INTL INC
2017-08-17
2019-07-10
18. ILLINOIS TOOL WORKS INC COM
2017-08-17
2019-07-10
4. ILLUMINA INC
2018-07-31
2019-07-10
22. J P MORGAN CHASE & CO
2019-01-15
2019-07-10
15. J P MORGAN CHASE & CO
2018-03-21
2019-07-10
17. JOHNSON & JOHNSON COM
2019-04-17
2019-07-10
80. MGM MIRAGE
2018-04-23
2019-07-10
40. MERCK & CO INC
2018-08-09
2019-07-10
5. MICROSOFT CORP COM
2018-10-29
2019-07-10
50. MICROSOFT CORP COM
2019-06-24
2019-07-10
30. MICRON TECHNOLOGY
2018-11-19
2019-07-10
70. MONDELEZ INTERNATIONAL INC
2017-08-17
2019-07-10
10. MONSTER BEVERAGE CORP
2017-08-17
2019-07-10
5. NETFLIX COM INC
2019-04-11
2019-07-10
15. NEXTERA ENERGY INC
2018-10-30
2019-07-10
40. NIKE INC CL B
2018-06-29
2019-07-10
18. PAYPAL HOLDINGS INC
2019-05-09
2019-07-10
50. PFIZER INC COM
2018-08-03
2019-07-10
30. PHILIP MORRIS INTERNATIONAL
2017-08-17
2019-07-10
10. PIONEER NAT RES CO
2017-08-17
2019-07-10
24. PROCTER & GAMBLE CO COM
2019-04-30
2019-07-10
10. S & P GLOBAL INC
2019-06-19
2019-07-10
9. SVB FINL GROUP
2018-11-30
2019-07-10
18. SALESFORCE COM INC
2019-02-11
2019-07-10
50. SCHWAB CHARLES CORP NEW
2017-08-17
2019-07-10
16. SPLUNK INC
2019-03-18
2019-07-10
20. SQUARE INC - A
2019-04-11
2019-07-10
70. SYNCHRONY FINANCIAL
2017-08-17
2019-07-10
10. T -MOBILE US INC
2017-09-11
2019-07-10
40. TAIWAN SEMICONDUCTOR ADR
2019-04-29
2019-07-10
14. TEXAS INSTRUMENTS INC
2018-08-01
2019-07-10
8. THERMO ELECTRON CORP
2019-03-21
2019-07-10
25000. TOYOTA MOTOR CREDIT 2.15% 3/12/20
2017-08-29
2019-07-10
9. UNITED HEALTH GROUP INC
2017-08-17
2019-07-10
10. VALERO ENERGY CORP NEW
2001-01-01
2019-07-10
20. VERIZON COMMUNICATIONS INC
2018-10-16
2019-07-10
6. VERTEX PHARMACEUTICALS INC
2019-06-19
2019-07-10
30. VISA INC
2017-08-17
2019-07-10
40. VOYA FINANCIAL INC
2017-08-17
2019-07-10
4. WORKDAY INC
2019-06-24
2019-07-10
28. YUM BRANDS INC
2017-08-17
2019-07-10
8. ALLERGAN PLC
2017-08-17
2019-07-10
14. ATLASSIAN CORP PLC-CLASS A
2019-06-24
2019-07-10
9. ACCENTURE PLC IRELAND SHS CL A
2019-06-13
2019-07-10
20. EATON CORP PLC
2017-08-17
2019-07-10
33. INGERSOLL-RAND PLC
2001-01-01
2019-07-10
110. MARVELL TECHNOLOGY GROUP LTD 0.002
2018-02-06
2019-07-10
20. MEDTRONIC PLC
2018-05-31
2019-07-10
270. COMERICA INC COM
2018-08-03
2019-07-18
35. JOHNSON & JOHNSON COM
2019-04-17
2019-07-25
70. PFIZER INC COM
2018-08-03
2019-07-25
18. EQUINIX INC
2017-09-27
2019-07-29
30000. U S TREASURY NOTE
2001-01-01
2019-07-30
20000. UNITED STATES TREAS 2.0% 11/15/26
2001-01-01
2019-07-30
28. ARISTA NETWORKS INC
2019-05-24
2019-08-01
46. FACEBOOK INC
2018-12-03
2019-08-01
20. SALESFORCE COM INC
2019-01-16
2019-08-01
27. SALESFORCE COM INC
2019-02-11
2019-08-01
65. SPLUNK INC
2019-03-07
2019-08-01
10. ADVANCED MICRO DEVICES INC
2019-01-31
2019-08-07
390. ADVANCED MICRO DEVICES INC
2019-04-29
2019-08-07
9. NETFLIX COM INC
2019-04-11
2019-08-07
47. INGERSOLL-RAND PLC
2001-01-01
2019-08-07
240. MONSTER BEVERAGE CORP
2017-08-17
2019-08-08
18. ARISTA NETWORKS INC
2019-05-24
2019-08-15
80. CISCO SYS INC
2018-10-31
2019-08-15
21. COSTCO WHSL CORP NEW
2017-08-17
2019-08-15
110. MONDELEZ INTERNATIONAL INC
2017-08-17
2019-08-15
120. ABBOTT LABORATORIES
2019-01-24
2019-08-16
55. ILLUMINA INC
2018-07-31
2019-08-16
210. PFIZER INC COM
2017-10-24
2019-08-16
82. SPLUNK INC
2019-03-07
2019-08-16
5. NETFLIX COM INC
2019-04-11
2019-08-20
22. NETFLIX COM INC
2018-08-24
2019-08-20
15. CHEVRONTEXACO CORP
2018-03-29
2019-08-27
59. CHEVRONTEXACO CORP
2019-01-18
2019-08-27
1370. GENERAL ELECTRIC CO
2019-02-27
2019-08-27
110. SPLUNK INC
2017-08-17
2019-08-27
15. SPLUNK INC
2019-06-21
2019-08-27
20000. UNITED STATES TREAS 1.75% 11/30/19
2019-05-30
2019-08-29
25000. APPLE INC
2017-08-29
2019-09-09
380. ADVANCED MICRO DEVICES INC
2019-01-31
2019-09-11
135. AMERICAN TOWER CORP-CL A
2017-08-17
2019-09-11
75. YUM BRANDS INC
2017-08-17
2019-09-11
68. WORKDAY INC
2019-06-24
2019-09-13
5000. 21ST CENTY FOX AMER IN 3.0% 9/15/22
2001-01-01
2019-09-16
240. BANK AMER CORP
2001-01-01
2019-09-17
4. SVB FINL GROUP
2017-08-17
2019-09-17
13. SVB FINL GROUP
2018-11-30
2019-09-17
16. SVB FINL GROUP
2019-07-18
2019-09-17
160. SCHWAB CHARLES CORP NEW
2017-08-17
2019-09-17
109. ALLERGAN PLC
2017-08-17
2019-09-20
13. EXACT SCIENCES CORP
2018-01-12
2019-09-23
58. EXACT SCIENCES CORP
2019-04-02
2019-09-23
21. ADOBE SYS INC COM
2017-08-17
2019-10-03
12. SALESFORCE COM INC
2017-08-17
2019-10-03
27. SALESFORCE COM INC
2019-01-07
2019-10-03
10000. GOLDMAN SACHS GROUP 1.837% 11/29/23
2001-01-01
2019-10-09
10000. UNITEDHEALTH GROUP INC
2001-01-01
2019-10-09
54. ARISTA NETWORKS INC
2019-05-24
2019-10-10
110000. UNITED STATES TREAS 1.875% 3/31/22
2001-01-01
2019-10-17
110000. UNITED STATES TREAS 1.5% 4/15/20
2001-01-01
2019-10-17
25000. LLOYDS BANK PLC 2.7% 8/17/20
2018-09-17
2019-10-18
15000. UNITED STATES TREASU 2.375% 5/15/27
2001-01-01
2019-10-18
74. BOEING COMPANY
2018-05-18
2019-10-21
270. MONDELEZ INTERNATIONAL INC
2017-08-17
2019-10-21
110000. UNITED STATES TREAS 1.625% 3/15/20
2001-01-01
2019-10-21
7. ATLASSIAN CORP PLC-CLASS A
2018-03-02
2019-10-21
55. ATLASSIAN CORP PLC-CLASS A
2019-06-24
2019-10-21
26993.75 TSY INFL IX N/B 0.625% 1/15/26
2001-01-01
2019-10-22
120. VERIZON COMMUNICATIONS INC
2018-10-16
2019-10-23
94. TEXAS INSTRUMENTS INC
2019-08-07
2019-10-24
30. TEXAS INSTRUMENTS INC
2018-08-01
2019-10-24
25000. A.B.B. FIN USA INC 2.875% 5/08/22
2019-02-22
2019-10-28
34. AMERICAN TOWER CORP-CL A
2018-04-11
2019-10-28
130. COMCAST CORP NEW CL A
2019-06-14
2019-10-28
160. VERIZON COMMUNICATIONS INC
2018-10-16
2019-10-28
106. ACCENTURE PLC IRELAND SHS CL A
2019-05-09
2019-10-28
14. NEXTERA ENERGY INC
2018-06-27
2019-11-06
26. NEXTERA ENERGY INC
2019-08-27
2019-11-06
116. SVB FINL GROUP
2017-08-17
2019-11-06
80. YUM BRANDS INC
2017-08-17
2019-11-06
280. BANK AMER CORP
2001-01-01
2019-11-08
25000. BARCLAYS PLC 2.75% 11/08/19
2017-08-30
2019-11-08
41. NEXTERA ENERGY INC
2018-06-27
2019-11-08
25000. BB&T CORP
2018-05-31
2019-11-15
190. MICRON TECHNOLOGY
2019-08-16
2019-11-15
280. MARVELL TECHNOLOGY GROUP LTD 0.002
2018-02-06
2019-11-15
60. CVS CORP
2018-09-18
2019-11-18
51. TEXAS INSTRUMENTS INC
2018-09-19
2019-11-18
15. THERMO ELECTRON CORP
2019-03-21
2019-11-18
320. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-03-20
2019-11-18
20. MARVELL TECHNOLOGY GROUP LTD 0.002
2018-02-06
2019-11-18
210. COMCAST CORP NEW CL A
2017-08-17
2019-11-25
5000. UNITED STATES TREAS 1.75% 11/30/19
2019-05-30
2019-11-30
70000. UNITED STATES TREAS 1.75% 11/30/19
2019-10-21
2019-11-30
25000. WESTPAC BKG CORP 2.6% 11/23/20
2018-08-21
2019-12-04
.45 TRUIST FINL CORP
2019-11-06
2020-01-02
210. CISCO SYS INC
2018-10-31
2020-01-09
370. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-03-20
2020-01-09
50. DUPONT DE NEMOURS INC
2019-06-10
2020-01-10
136. DUPONT DE NEMOURS INC
2017-08-17
2020-01-10
140. DOLLAR TREE INC
2019-03-06
2020-01-13
10. TAIWAN SEMICONDUCTOR ADR
2019-04-29
2020-01-15
140. TAIWAN SEMICONDUCTOR ADR
2019-10-21
2020-01-15
70. AT&T INC
2019-09-11
2020-01-23
30. ABBOTT LABORATORIES
2020-01-23
2020-01-23
20. ABBVIE INC
2019-09-23
2020-01-23
6. ADOBE SYS INC COM
2017-08-17
2020-01-23
40. ADVANCED MICRO DEVICES INC
2019-02-19
2020-01-23
3. AIR PRODUCTS AND CHEMICALS INC COMMON
2020-01-10
2020-01-23
62. ALIGN TECHNOLOGY INC
2017-08-17
2020-01-23
5. ALPHABET INC/CA
2019-11-25
2020-01-23
3. AMAZON COM INC
2020-01-13
2020-01-23
50. AMERICAN INTERNATIONAL GROUP
2019-09-17
2020-01-23
5. AMERICAN TOWER CORP-CL A
2018-04-11
2020-01-23
7. AMGEN INC
2019-08-16
2020-01-23
31. APPLE COMPUTER INC COM
2019-10-28
2020-01-23
90. BANK AMER CORP
2050-01-01
2020-01-23
40. BOSTON SCIENTIFIC CORP COM
2018-10-18
2020-01-23
150. BOSTON SCIENTIFIC CORP COM
2018-10-18
2020-01-23
30. BRISTOL MYERS SQUIBB CO COM
2017-08-17
2020-01-23
14. CME GROUP INC
2019-11-08
2020-01-23
40. CSX CORP COM
2017-08-17
2020-01-23
70. CVS CORP
2018-09-18
2020-01-23
40. CVS CORP
2018-09-18
2020-01-23
21. CELANESE CORP DEL
2017-08-17
2020-01-23
10. CENTENE CORP DEL
2020-01-23
2020-01-23
29. CHEVRONTEXACO CORP
2018-03-29
2020-01-23
20. CISCO SYS INC
2018-10-22
2020-01-23
40. COCA-COLA CO USD
2019-09-11
2020-01-23
60. COMCAST CORP NEW CL A
2017-08-17
2020-01-23
8. CONSTELLATION BRANDS INC
2017-08-17
2020-01-23
7. COSTCO WHSL CORP NEW
2017-08-17
2020-01-23
14. DEERE & COMPANY
2017-08-17
2020-01-23
23. DISNEY (WALT) COMPANY HOLDING CO.
2018-10-23
2020-01-23
20. DOLLAR TREE INC
2019-03-06
2020-01-23
20. DOW INC.
2017-08-17
2020-01-23
3. EQUINIX INC
2017-09-27
2020-01-23
10. EXACT SCIENCES CORP
2018-01-12
2020-01-23
70. EXELON CORP
2019-08-27
2020-01-23
30. EXXON MOBIL CORP
2019-05-09
2020-01-23
26. FACEBOOK INC
2018-11-30
2020-01-23
11. HOME DEPOT INC USD 0.05
2020-01-13
2020-01-23
17. HONEYWELL INTL INC
2017-08-17
2020-01-23
15. ILLINOIS TOOL WORKS INC COM
2017-08-17
2020-01-23
2. INTUIT INC COM
2019-11-15
2020-01-23
38. J P MORGAN CHASE & CO
2019-07-18
2020-01-23
13. JOHNSON & JOHNSON COM
2019-03-08
2020-01-23
11. KLA TENCOR CORP
2019-10-28
2020-01-23
80. MGM MIRAGE
2018-04-23
2020-01-23
30. MERCK & CO INC
2018-08-09
2020-01-23
63. MICROSOFT CORP COM
2019-09-13
2020-01-23
50. MICRON TECHNOLOGY
2019-08-16
2020-01-23
40. MONDELEZ INTERNATIONAL INC
2017-08-17
2020-01-23
2. NETFLIX COM INC
2018-08-24
2020-01-23
10. NEXTERA ENERGY INC
2018-06-27
2020-01-23
40. NIKE INC CL B
2018-06-07
2020-01-23
10. NVIDIA CORP
2020-01-23
2020-01-23
29. PAYPAL HOLDINGS INC
2019-07-29
2020-01-23
20. PFIZER INC COM
2017-10-25
2020-01-23
40. PHILIP MORRIS INTERNATIONAL
2017-08-17
2020-01-23
10. PIONEER NAT RES CO
2017-08-17
2020-01-23
4. PROCTER & GAMBLE CO COM
2018-12-06
2020-01-23
16. PROCTER & GAMBLE CO COM
2019-04-30
2020-01-23
10. S & P GLOBAL INC
2019-09-17
2020-01-23
11. SALESFORCE COM INC
2017-08-17
2020-01-23
30. SCHWAB CHARLES CORP NEW
2017-08-17
2020-01-23
30. SQUARE INC - A
2019-04-11
2020-01-23
70. SYNCHRONY FINANCIAL
2019-11-08
2020-01-23
10. T -MOBILE US INC
2017-09-11
2020-01-23
170. TAIWAN SEMICONDUCTOR ADR
2019-04-04
2020-01-23
20. TAIWAN SEMICONDUCTOR ADR
2019-04-04
2020-01-23
7. TEXAS INSTRUMENTS INC
2018-09-19
2020-01-23
6. THERMO ELECTRON CORP
2019-03-21
2020-01-23
40. TRUIST FINL CORP
2019-11-06
2020-01-23
12. UNITED TECHNOLOGIES CORP
2019-10-21
2020-01-23
32. UNITED HEALTH GROUP INC
2019-11-18
2020-01-23
11. UNITED HEALTH GROUP INC
2019-11-18
2020-01-23
20. VALERO ENERGY CORP NEW
2050-01-01
2020-01-23
8. VERTEX PHARMACEUTICALS INC
2019-06-19
2020-01-23
26. VISA INC
2017-08-17
2020-01-23
40. VOYA FINANCIAL INC
2017-08-17
2020-01-23
14. YUM BRANDS INC
2017-08-17
2020-01-23
9. ATLASSIAN CORP PLC-CLASS A
2018-03-02
2020-01-23
3. ACCENTURE PLC IRELAND SHS CL A
2019-05-09
2020-01-23
20. EATON CORP PLC
2017-08-17
2020-01-23
28. INGERSOLL-RAND PLC
2050-01-01
2020-01-23
30. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-03-25
2020-01-23
21. MEDTRONIC PLC
2020-01-23
2020-01-23
6. NXP SEMICONDUCTORS N V
2019-09-11
2020-01-23
80. DOLLAR TREE INC
2019-01-29
2020-01-24
80. CVS CORP
2018-10-19
2020-01-31
40. EXELON CORP
2017-08-17
2020-01-31
340. EXELON CORP
2019-08-27
2020-01-31
26. VERTEX PHARMACEUTICALS INC
2019-06-19
2020-01-31
550. AT&T INC
2019-09-11
2020-02-03
140. COMCAST CORP NEW CL A
2017-08-17
2020-02-03
15000. UNITED STATES TREAS NT 2.5% 5/31/20
2019-10-17
2020-02-03
10. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-03-25
2020-02-03
450. MARVELL TECHNOLOGY GROUP LTD 0.002
2018-09-20
2020-02-03
25000. BLACKROCK INC 3.5% 3/18/24
2017-08-30
2020-02-06
99. DOLLAR TREE INC
2019-01-29
2020-02-10
200. AT&T INC
2019-08-27
2020-02-12
36. AMGEN INC
2019-08-16
2020-02-14
310. CISCO SYS INC
2018-10-22
2020-02-19
49. KLA TENCOR CORP
2019-10-28
2020-02-24
80. ABBOTT LABORATORIES
2020-01-23
2020-02-28
102. NXP SEMICONDUCTORS N V
2019-09-11
2020-02-28
210. COMCAST CORP NEW CL A
2018-11-06
2020-03-03
370. MGM MIRAGE
2018-04-23
2020-03-04
.1368 INGERSOLL RAND INC
2050-01-01
2020-03-09
13. S & P GLOBAL INC
2019-09-17
2020-03-09
12. S & P GLOBAL INC
2019-06-19
2020-03-09
39. ACCENTURE PLC IRELAND SHS CL A
2019-05-09
2020-03-09
16. ACCENTURE PLC IRELAND SHS CL A
2019-05-09
2020-03-11
18. KLA TENCOR CORP
2019-10-28
2020-03-12
130. NIKE INC CL B
2018-02-14
2020-03-13
117. EXACT SCIENCES CORP
2018-01-18
2020-03-17
16. MEDTRONIC PLC
2019-08-16
2020-03-17
14. MEDTRONIC PLC
2020-01-23
2020-03-17
670. MGM MIRAGE
2018-04-26
2020-03-19
240. MGM MIRAGE
2019-11-06
2020-03-19
140. PHILIP MORRIS INTERNATIONAL
2017-08-17
2020-03-19
69. HOME DEPOT INC USD 0.05
2020-01-13
2020-03-20
90. SYNCHRONY FINANCIAL
2019-11-08
2020-03-24
250. SYNCHRONY FINANCIAL
2017-08-17
2020-03-24
35. VISA INC
2017-08-17
2020-03-24
116. DOW INC.
2017-08-17
2020-03-25
130. DOW INC.
2019-04-12
2020-03-25
70. DISNEY (WALT) COMPANY HOLDING CO.
2017-08-17
2020-03-30
160. EXXON MOBIL CORP
2019-05-09
2020-03-30
210. AT&T INC
2019-08-27
2020-04-03
45. CONSTELLATION BRANDS INC
2017-08-17
2020-04-03
5000. AMERICAN EXPRESS CREDIT
2018-11-13
2020-04-06
5000. AMERICAN HONDA FINAN 2.15% 9/10/24
2019-10-28
2020-04-06
5000. B B & T CORPORATI 3.05% 6/20/22
2019-11-15
2020-04-06
5000. BP CAP MARKETS AMERI 3.245% 5/06/22
2018-10-30
2020-04-06
5000. COMCAST CORP 3.15% 2/15/28
2019-06-27
2020-04-06
5000. GOLDMAN SACHS GR INC 2.905% 7/24/23
2018-12-10
2020-04-06
5000. INTEL CORP 2.7% 12/15/22
2017-08-30
2020-04-06
5000. MICROSOFT CORP 3.125% 11/03/25
2017-09-08
2020-04-06
5000. MORGAN STANLEY
2017-09-18
2020-04-06
5000. ORACLE CORP 2.5% 5/15/22
2017-09-11
2020-04-06
5000. PNC FINANCIAL SERVICES GROUP I
2020-02-06
2020-04-06
5000. PFIZER INC 3.4% 5/15/24
2017-08-30
2020-04-06
5000. T J X COS INC 2.75% 6/15/21
2018-01-26
2020-04-06
5000. TELEFONICA EMISIONES SAU
2019-02-08
2020-04-06
5000. TORONTO-DOMINION BK 2.125% 4/07/21
2017-08-29
2020-04-06
5000. TOTAL CAPITAL INTERN 2.434% 1/10/25
2019-07-10
2020-04-06
5000. U S BANCORP 3.1% 4/27/2026
2018-02-02
2020-04-06
25000. UNITED STATES TREAS NT 2.5% 5/31/20
2019-10-17
2020-04-06
10000. UNITED STATES TREAS 2.375% 8/15/24
2019-10-22
2020-04-06
5000. UNITED STATES TREAS 2.375% 8/15/24
2017-09-26
2020-04-06
15000. U S TREASURY NOTE 2.0% 2/15/25
2019-10-21
2020-04-06
10000. U S TREASURY NOTE
2019-10-17
2020-04-06
10000. U S TREASURY NOTE
2019-10-09
2020-04-06
30000. U S TREASURY NOTE
2017-09-15
2020-04-06
15000. U S TREASURE NOTE
2019-10-17
2020-04-06
10000. UNITED STATES TREAS 2.25% 2/15/27
2019-10-18
2020-04-06
20000. U S TREASURY NOTE 1.75% 5/15/23
2019-04-01
2020-04-06
5000. VERIZON COMMUNICATIO 2.625% 8/15/26
2018-06-26
2020-04-06
5000. WELLS FARGO & CO
2019-03-12
2020-04-06
5000. GENERAL DYNAMICS CORP 3.0% 5/11/21
2018-11-28
2020-04-07
5000. UNITED STATES TREAS NT 2.5% 5/31/20
2019-10-17
2020-04-07
184. CARRIER GLOBAL CORP
2019-10-21
2020-04-08
389. INGERSOLL RAND INC
2020-04-07
2020-04-08
130. EXELON CORP
2017-08-17
2020-04-15
7. NEXTERA ENERGY INC
2018-06-27
2020-04-15
12. NEXTERA ENERGY INC
2020-04-07
2020-04-15
37. SEMPRA ENERGY
2020-01-31
2020-04-15
6. AMAZON COM INC
2020-02-10
2020-04-24
4. AMAZON COM INC
2020-03-19
2020-04-29
25000. INTERCONTINENTALEXCHA 2.75% 12/01/20
2017-08-30
2020-05-01
20000. ORACLE CORP 2.5% 5/15/22
2017-09-11
2020-05-01
30. MERCK & CO INC
2018-08-09
2020-05-04
150. MERCK & CO INC
2020-04-07
2020-05-04
40. MERCK & CO INC
2050-01-01
2020-05-06
7. THERMO ELECTRON CORP
2020-04-07
2020-05-06
5. THERMO ELECTRON CORP
2019-03-21
2020-05-06
10000. UNITED STATES TREAS NT 2.5% 5/31/20
2019-10-17
2020-05-06
20000. INTEL CORP 2.7% 12/15/22
2017-08-30
2020-05-11
30. SALESFORCE COM INC
2017-08-17
2020-05-14
13. SALESFORCE COM INC
2020-04-07
2020-05-14
130. TAIWAN SEMICONDUCTOR ADR
2019-04-03
2020-05-19
30. TAIWAN SEMICONDUCTOR ADR
2020-04-07
2020-05-19
200. TAIWAN SEMICONDUCTOR ADR
2019-04-03
2020-05-26
35000. UNITED STATES TREAS NT 2.5% 5/31/20
2019-10-17
2020-05-31
3. AMAZON COM INC
2020-03-13
2020-06-03
16. JOHNSON & JOHNSON COM
2019-03-08
2020-06-03
15. JOHNSON & JOHNSON COM
2020-04-07
2020-06-03
15. VERTEX PHARMACEUTICALS INC
2019-06-05
2020-06-03
7. VERTEX PHARMACEUTICALS INC
2020-04-07
2020-06-03
8. ADOBE SYS INC COM
2020-02-28
2020-06-04
28. MICROSOFT CORP COM
2020-04-07
2020-06-04
32. ATLASSIAN CORP PLC-CLASS A
2018-03-28
2020-06-04
11. ATLASSIAN CORP PLC-CLASS A
2020-04-07
2020-06-04
8. AMGEN INC
2019-08-16
2020-06-10
6. AMGEN INC
2020-04-07
2020-06-10
15. JOHNSON & JOHNSON COM
2019-03-08
2020-06-10
7. JOHNSON & JOHNSON COM
2050-01-01
2020-06-10
40. MERCK & CO INC
2050-01-01
2020-06-10
80. SQUARE INC - A
2019-04-11
2020-06-11
200. TRUIST FINL CORP
2019-11-06
2020-06-11
20000. TORONTO-DOMINION BK 2.125% 4/07/21
2017-08-29
2020-06-12
10000. NEW JERSEY ST ECON D 4.447% 6/15/20
2050-01-01
2020-06-15
27. BIOGEN IDEC INC
2020-03-17
2020-06-16
10. AT&T INC
2019-08-27
2020-06-23
10. ABBOTT LABORATORIES
2020-01-23
2020-06-23
30. ABBVIE INC
2020-06-10
2020-06-23
3. ADOBE SYS INC COM
2020-02-28
2020-06-23
30. ADVANCED MICRO DEVICES INC
2020-04-07
2020-06-23
4. AIR PRODUCTS AND CHEMICALS INC COMMON
2020-01-10
2020-06-23
2. ALPHABET INC/CA
2019-11-25
2020-06-23
1. ALPHABET INC/CA
2020-04-07
2020-06-23
2. AMAZON COM INC
2020-03-13
2020-06-23
30. AMERICAN INTERNATIONAL GROUP
2019-09-17
2020-06-23
4. AMERICAN TOWER CORP-CL A
2020-04-07
2020-06-23
2. AMGEN INC
2019-08-16
2020-06-23
17. APPLE COMPUTER INC COM
2020-02-19
2020-06-23
50. BANK AMER CORP
2020-04-07
2020-06-23
40. BOSTON SCIENTIFIC CORP COM
2018-10-18
2020-06-23
20. BRISTOL MYERS SQUIBB CO COM
2020-05-04
2020-06-23
8. CME GROUP INC
2019-11-08
2020-06-23
20. CSX CORP COM
2020-04-07
2020-06-23
10. CVS CORP
2018-10-19
2020-06-23
140. CVS CORP
2018-10-19
2020-06-23
10. CELANESE CORP DEL
2017-08-17
2020-06-23
20. CENTENE CORP DEL
2020-01-23
2020-06-23
2. CHARTER COMMUNICATIONS INC-A
2020-02-03
2020-06-23
10. CHEVRONTEXACO CORP
2018-03-29
2020-06-23
20. COCA-COLA CO USD
2019-09-11
2020-06-23
20. COMCAST CORP NEW CL A
2018-11-06
2020-06-23
2. CONSTELLATION BRANDS INC
2017-08-17
2020-06-23
4. COSTCO WHSL CORP NEW
2020-04-07
2020-06-23
7. DEERE & COMPANY
2020-04-07
2020-06-23
11. DISNEY (WALT) COMPANY HOLDING CO.
2020-04-07
2020-06-23
5. DOLLAR GENERAL CORP
2020-04-07
2020-06-23
2. EQUINIX INC
2020-04-07
2020-06-23
20. EXELON CORP
2017-08-17
2020-06-23
20. EXXON MOBIL CORP
2019-05-09
2020-06-23
14. FACEBOOK INC
2020-04-07
2020-06-23
6. HOME DEPOT INC USD 0.05
2020-01-13
2020-06-23
10. HONEYWELL INTL INC
2020-04-07
2020-06-23
8. ILLINOIS TOOL WORKS INC COM
2020-04-07
2020-06-23
2. INTUIT INC COM
2020-02-19
2020-06-23
20. J P MORGAN CHASE & CO
2019-07-18
2020-06-23
5. JOHNSON & JOHNSON COM
2050-01-01
2020-06-23
4. KLA TENCOR CORP
2019-10-28
2020-06-23
230. MERCK & CO INC
2050-01-01
2020-06-23
31. MICROSOFT CORP COM
2020-04-07
2020-06-23
40. MICRON TECHNOLOGY
2020-02-03
2020-06-23
20. MONDELEZ INTERNATIONAL INC
2020-04-07
2020-06-23
1. NETFLIX COM INC
2020-04-07
2020-06-23
4. NEXTERA ENERGY INC
2018-06-27
2020-06-23
20. NIKE INC CL B
2020-04-07
2020-06-23
6. NVIDIA CORP
2020-04-07
2020-06-23
1. O'REILLY AUTOMOTIVE INC
2020-04-29
2020-06-23
20. OTIS WORLDWIDE CORP
2019-10-21
2020-06-23
15. PAYPAL HOLDINGS INC
2019-07-29
2020-06-23
30. PFIZER INC COM
2020-05-04
2020-06-23
20. PHILIP MORRIS INTERNATIONAL
2017-08-17
2020-06-23
15. PROCTER & GAMBLE CO COM
2020-04-07
2020-06-23
5. S & P GLOBAL INC
2020-04-07
2020-06-23
4. SALESFORCE COM INC
2017-08-17
2020-06-23
10. SCHWAB CHARLES CORP NEW
2017-08-17
2020-06-23
5. SEMPRA ENERGY
2020-01-31
2020-06-23
12. SQUARE INC - A
2019-04-11
2020-06-23
30. SYNCHRONY FINANCIAL
2017-08-17
2020-06-23
8. T -MOBILE US INC
2020-04-07
2020-06-23
12. TEXAS INSTRUMENTS INC
2020-06-04
2020-06-23
1. TRADE DESK INC/THE
2020-03-09
2020-06-23
3. THERMO ELECTRON CORP
2019-03-21
2020-06-23
30. TRUIST FINL CORP
2019-11-06
2020-06-23
6. UNITED HEALTH GROUP INC
2019-11-18
2020-06-23
11. UNITED HEALTH GROUP INC
2019-11-18
2020-06-23
10. VALERO ENERGY CORP NEW
2050-01-01
2020-06-23
2. VERTEX PHARMACEUTICALS INC
2019-06-05
2020-06-23
12. VISA INC
2020-06-11
2020-06-23
20. VOYA FINANCIAL INC
2020-04-07
2020-06-23
10. YUM BRANDS INC
2020-02-10
2020-06-23
4. ATLASSIAN CORP PLC-CLASS A
2018-03-28
2020-06-23
10. EATON CORP PLC
2020-04-07
2020-06-23
10. MEDTRONIC PLC
2019-08-16
2020-06-23
10. TRANE TECHNOLOGIES PLC
2020-04-07
2020-06-23
148. JOHNSON & JOHNSON COM
2050-01-01
2020-06-25
170. T-MOBILES US INC- RIGHTS 12/25/50
2020-06-26
2020-06-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
7,868
8,762
-894
b
1,706
1,409
297
c
1,226
600
626
d
1,226
964
262
e
3,046
2,881
165
1,145
690
455
5,677
5,720
-43
8,076
2,883
5,193
2,227
1,686
541
4,015
2,681
1,334
3,049
1,410
1,639
1,350
1,280
70
4,057
2,457
1,600
1,761
1,777
-16
2,143
1,877
266
918
1,144
-226
2,840
2,533
307
3,059
2,002
1,057
1,661
2,364
-703
2,502
2,350
152
4,513
4,112
401
2,280
1,855
425
3,061
2,964
97
716
983
-267
604
638
-34
1,410
1,391
19
2,708
1,589
1,119
2,574
2,005
569
3,743
3,022
721
2,678
2,500
178
477
621
-144
698
948
-250
2,103
1,815
288
240
184
56
2,470
2,207
263
3,098
3,059
39
6,460
4,659
1,801
1,021
1,074
-53
2,319
1,668
651
3,495
2,636
859
2,635
2,492
143
1,490
1,276
214
2,484
2,228
256
1,693
1,729
-36
2,403
2,374
29
2,329
2,893
-564
3,392
2,655
737
687
536
151
6,872
6,904
-32
1,287
1,142
145
3,884
3,071
813
652
544
108
1,905
1,832
73
3,146
2,578
568
3,510
3,207
303
2,153
1,955
198
2,199
2,041
158
2,406
3,539
-1,133
1,469
1,402
67
2,730
2,545
185
2,351
2,293
58
1,916
2,293
-377
2,813
2,891
-78
1,988
2,009
-21
2,120
2,053
67
1,572
1,513
59
2,488
2,121
367
785
630
155
1,628
1,752
-124
1,633
1,560
73
2,373
2,166
207
24,988
25,266
-278
2,227
1,744
483
833
663
170
1,140
1,073
67
1,071
1,081
-10
5,382
3,098
2,284
2,240
1,516
724
880
837
43
3,099
2,143
956
1,336
1,816
-480
1,968
1,829
139
1,724
1,665
59
1,585
1,348
237
4,108
2,315
1,793
2,759
2,366
393
1,977
1,728
249
18,717
25,151
-6,434
4,575
4,887
-312
2,996
2,836
160
8,758
7,933
825
29,143
28,449
694
20,076
19,023
1,053
7,657
7,166
491
9,088
6,593
2,495
3,127
2,967
160
4,221
4,337
-116
8,826
8,297
529
289
245
44
11,269
11,504
-235
2,702
3,297
-595
5,568
3,297
2,271
13,690
13,057
633
3,896
4,607
-711
3,735
3,708
27
5,693
3,337
2,356
5,867
4,826
1,041
10,172
8,453
1,719
15,761
17,552
-1,791
7,317
7,913
-596
10,268
10,191
77
1,500
1,832
-332
6,598
7,818
-1,220
1,734
1,709
25
6,820
6,740
80
10,847
14,711
-3,864
12,339
6,619
5,720
1,683
1,862
-179
19,988
19,935
53
25,125
25,307
-182
11,285
9,311
1,974
28,805
19,046
9,759
8,533
5,741
2,792
11,406
14,237
-2,831
5,135
4,935
200
7,140
4,212
2,928
851
692
159
2,764
3,312
-548
3,402
3,482
-80
6,861
6,430
431
18,171
20,939
-2,768
1,368
685
683
6,104
5,335
769
5,705
3,148
2,557
1,759
1,099
660
3,958
3,861
97
10,294
10,000
294
10,487
10,470
17
12,259
13,371
-1,112
110,795
110,127
668
110,004
110,210
-206
25,166
24,773
393
15,757
15,099
658
24,484
26,092
-1,608
14,472
11,845
2,627
110,000
110,518
-518
812
403
409
6,377
7,164
-787
27,687
27,872
-185
7,301
6,436
865
11,099
11,314
-215
3,542
3,331
211
25,522
24,913
609
7,191
4,781
2,410
5,912
5,505
407
9,618
8,581
1,037
19,392
18,965
427
3,183
2,402
781
5,911
5,837
74
27,005
19,791
7,214
7,944
6,123
1,821
9,271
4,914
4,357
25,000
25,307
-307
9,086
6,889
2,197
25,096
24,843
253
9,077
8,493
584
7,541
6,022
1,519
4,488
4,728
-240
6,006
5,470
536
4,515
4,062
453
8,421
6,444
1,977
526
430
96
9,097
8,579
518
5,000
4,999
1
70,000
69,982
18
25,156
24,715
441
25
25
9,913
9,688
225
9,634
7,336
2,298
3,004
3,728
-724
8,171
12,889
-4,718
12,707
14,330
-1,623
583
438
145
8,169
7,014
1,155
2,705
2,698
7
2,712
2,719
-7
1,701
1,473
228
2,106
899
1,207
2,065
974
1,091
712
704
8
16,813
10,702
6,111
7,440
6,523
917
5,663
5,684
-21
2,592
2,842
-250
1,187
703
484
1,646
1,429
217
9,898
7,704
2,194
3,079
1,579
1,500
1,735
1,501
234
6,507
5,630
877
2,005
1,716
289
2,913
2,778
135
3,054
2,002
1,052
5,100
5,516
-416
2,927
3,119
-192
2,429
2,057
372
673
674
-1
3,281
3,304
-23
981
920
61
2,306
2,190
116
2,737
2,451
286
1,549
1,590
-41
2,190
1,112
1,078
2,394
1,755
639
3,268
2,674
594
1,764
1,993
-229
1,009
1,242
-233
1,787
1,322
465
919
517
402
3,352
3,261
91
2,000
2,294
-294
5,728
3,706
2,022
2,582
2,454
128
3,059
2,241
818
2,683
2,077
606
581
530
51
5,187
4,364
823
1,926
1,788
138
2,001
1,917
84
2,587
2,893
-306
2,657
1,991
666
10,476
9,269
1,207
2,964
2,185
779
2,219
1,752
467
686
711
-25
2,600
1,680
920
4,126
3,022
1,104
2,531
2,517
14
3,398
3,247
151
814
725
89
3,501
4,719
-1,218
1,415
1,323
92
499
368
131
1,997
1,697
300
2,971
2,556
415
2,015
1,007
1,008
1,454
1,206
248
2,077
2,269
-192
2,534
2,586
-52
822
630
192
9,687
7,323
2,364
1,148
841
307
936
751
185
2,008
1,625
383
2,252
2,197
55
1,846
1,661
185
9,545
8,773
772
3,286
3,016
270
1,792
1,326
466
1,883
1,441
442
5,382
2,685
2,697
2,499
1,516
983
1,478
1,072
406
1,188
487
701
631
520
111
1,947
1,319
628
3,692
1,964
1,728
836
594
242
2,527
2,529
-2
819
660
159
7,069
7,779
-710
5,431
6,038
-607
1,896
1,704
192
16,116
15,672
444
5,839
4,684
1,155
20,362
21,199
-837
6,003
5,438
565
15,045
15,078
-33
242
198
44
10,903
8,465
2,438
26,749
26,553
196
8,611
9,487
-876
7,639
7,521
118
8,029
7,349
680
14,257
14,233
24
7,602
8,540
-938
6,084
7,252
-1,168
11,457
11,221
236
8,867
8,001
866
8,483
12,528
-4,045
3
2
1
3,187
3,323
-136
2,942
2,752
190
6,423
6,757
-334
2,628
2,772
-144
2,386
3,137
-751
9,709
9,129
580
4,974
5,769
-795
1,242
1,643
-401
1,087
1,686
-599
5,335
20,476
-15,141
1,911
7,291
-5,380
9,092
16,517
-7,425
11,180
16,137
-4,957
1,309
3,325
-2,016
3,635
7,574
-3,939
5,286
3,614
1,672
3,479
7,204
-3,725
3,899
7,526
-3,627
6,815
7,575
-760
6,017
12,234
-6,217
5,777
7,306
-1,529
5,907
8,941
-3,034
5,005
4,939
66
4,865
4,987
-122
5,077
5,120
-43
5,074
4,976
98
5,248
5,114
134
5,048
4,838
210
5,206
5,123
83
5,475
5,188
287
5,218
5,231
-13
5,076
5,079
-3
5,107
5,438
-331
5,331
5,305
26
5,007
5,033
-26
5,081
5,225
-144
5,008
5,026
-18
5,000
5,012
-12
5,109
4,877
232
25,090
25,130
-40
10,846
10,357
489
5,423
5,096
327
16,120
15,296
824
10,151
10,105
46
10,651
10,109
542
30,765
30,499
266
15,470
15,072
398
11,138
10,404
734
20,862
19,669
1,193
5,140
4,543
597
5,420
5,159
261
5,080
4,987
93
5,017
5,026
-9
2,575
4,278
-1,703
9,694
7,227
2,467
4,820
4,940
-120
1,661
1,176
485
2,848
2,826
22
4,492
5,925
-1,433
14,418
12,343
2,075
9,438
7,741
1,697
25,230
25,612
-382
20,578
20,316
262
2,298
1,991
307
11,488
9,464
2,024
3,107
2,272
835
2,356
2,137
219
1,683
1,354
329
10,016
10,052
-36
21,033
20,493
540
4,986
2,747
2,239
2,161
1,944
217
6,646
5,454
1,192
1,534
1,527
7
10,253
8,195
2,058
35,000
35,171
-171
7,406
5,330
2,076
2,365
2,191
174
2,217
2,125
92
4,154
2,616
1,538
1,939
1,786
153
3,084
2,698
386
5,147
4,693
454
5,509
1,674
3,835
1,894
1,522
372
1,811
1,633
178
1,358
1,288
70
2,206
2,054
152
1,030
594
436
3,249
2,272
977
6,941
6,050
891
7,563
10,984
-3,421
20,284
20,102
182
10,000
10,000
7,643
8,279
-636
303
348
-45
912
906
6
2,952
2,938
14
1,320
1,012
308
1,653
1,466
187
957
938
19
2,911
2,609
302
1,455
1,198
257
5,460
3,424
2,036
974
1,705
-731
1,064
947
117
470
408
62
6,188
5,392
796
1,251
1,130
121
1,452
1,501
-49
1,158
1,199
-41
1,416
1,588
-172
1,386
1,252
134
648
755
-107
9,046
10,107
-1,061
879
979
-100
1,271
1,347
-76
1,064
1,071
-7
925
1,139
-214
920
1,095
-175
778
756
22
362
397
-35
1,207
1,235
-28
1,096
1,043
53
1,285
1,137
148
964
844
120
1,400
1,310
90
759
760
-1
938
1,529
-591
3,379
2,393
986
1,518
1,339
179
1,470
1,400
70
1,389
1,246
143
590
611
-21
1,979
2,297
-318
719
424
295
781
697
84
17,766
13,062
4,704
6,260
5,196
1,064
2,023
2,154
-131
1,052
1,058
-6
467
379
88
997
672
325
2,021
1,723
298
2,292
1,603
689
433
392
41
1,153
1,422
-269
2,580
1,679
901
995
1,133
-138
1,457
2,360
-903
1,780
1,769
11
1,648
1,308
340
768
366
402
368
402
-34
604
801
-197
1,260
908
352
724
909
-185
832
697
135
1,519
1,539
-20
408
222
186
1,065
812
253
1,205
1,648
-443
1,764
1,645
119
3,278
3,016
262
634
663
-29
588
347
241
2,355
2,297
58
940
841
99
889
1,023
-134
744
209
535
880
799
81
944
1,027
-83
913
906
7
20,642
12,564
8,078
29
29
82,306
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-894
b
297
c
626
d
262
e
165
455
-43
5,193
541
1,334
1,639
70
1,600
-16
266
-226
307
1,057
-703
152
401
425
97
-267
-34
19
1,119
569
721
178
-144
-250
288
56
263
39
1,801
-53
651
859
143
214
256
-36
29
-564
737
151
-32
145
813
108
73
568
303
198
158
-1,133
67
185
58
-377
-78
-21
67
59
367
155
-124
73
207
-278
483
170
67
-10
2,284
724
43
956
-480
139
59
237
1,793
393
249
-6,434
-312
160
825
694
1,053
491
2,495
160
-116
529
44
-235
-595
2,271
633
-711
27
2,356
1,041
1,719
-1,791
-596
77
-332
-1,220
25
80
-3,864
5,720
-179
53
-182
1,974
9,759
2,792
-2,831
200
2,928
159
-548
-80
431
-2,768
683
769
2,557
660
97
294
17
-1,112
668
-206
393
658
-1,608
2,627
-518
409
-787
-185
865
-215
211
609
2,410
407
1,037
427
781
74
7,214
1,821
4,357
-307
2,197
253
584
1,519
-240
536
453
1,977
96
518
1
18
441
225
2,298
-724
-4,718
-1,623
145
1,155
7
-7
228
1,207
1,091
8
6,111
917
-21
-250
484
217
2,194
1,500
234
877
289
135
1,052
-416
-192
372
-1
-23
61
116
286
-41
1,078
639
594
-229
-233
465
402
91
-294
2,022
128
818
606
51
823
138
84
-306
666
1,207
779
467
-25
920
1,104
14
151
89
-1,218
92
131
300
415
1,008
248
-192
-52
192
2,364
307
185
383
55
185
772
270
466
442
2,697
983
406
701
111
628
1,728
242
-2
159
-710
-607
192
444
1,155
-837
565
-33
44
2,438
196
-876
118
680
24
-938
-1,168
236
866
-4,045
1
-136
190
-334
-144
-751
580
-795
-401
-599
-15,141
-5,380
-7,425
-4,957
-2,016
-3,939
1,672
-3,725
-3,627
-760
-6,217
-1,529
-3,034
66
-122
-43
98
134
210
83
287
-13
-3
-331
26
-26
-144
-18
-12
232
-40
489
327
824
46
542
266
398
734
1,193
597
261
93
-9
-1,703
2,467
-120
485
22
-1,433
2,075
1,697
-382
262
307
2,024
835
219
329
-36
540
2,239
217
1,192
7
2,058
-171
2,076
174
92
1,538
153
386
454
3,835
372
178
70
152
436
977
891
-3,421
182
-636
-45
6
14
308
187
19
302
257
2,036
-731
117
62
796
121
-49
-41
-172
134
-107
-1,061
-100
-76
-7
-214
-175
22
-35
-28
53
148
120
90
-1
-591
986
179
70
143
-21
-318
295
84
4,704
1,064
-131
-6
88
325
298
689
41
-269
901
-138
-903
11
340
402
-34
-197
352
-185
135
-20
186
253
-443
119
262
-29
241
58
99
-134
535
81
-83
7
8,078
29
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
185,049
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
432,559
7,817,019
0.055336
2017
409,980
7,989,718
0.051313
2016
376,269
7,519,989
0.050036
2015
371,562
7,198,523
0.051616
2014
353,199
7,644,445
0.046203
2
Total
of line 1, column (d)
.....................
2
0.254504
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.050901
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
7,778,608
5
Multiply line 4 by line 3
......................
5
395,939
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,898
7
Add lines 5 and 6
........................
7
398,837
8
Enter qualifying distributions from Part XII, line 4
,.............
8
421,584
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,898
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,898
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,898
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,158
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,158
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
260
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
260
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BNY MELLON NA
Telephone no.
(412) 236-7417
Located at
PO BOX 185
PITTSBURGH
PA
ZIP+4
152300185
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BNY MELLON N A
TRUSTEE
0
78,960
PO BOX 185
PITTSBURGH
,
PA
152300185
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
7,825,670
b
Average of monthly cash balances
.......................
1b
71,394
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
7,897,064
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
7,897,064
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
118,456
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
7,778,608
6
Minimum investment return.
Enter 5% of line 5
..................
6
388,930
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
388,930
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,898
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,898
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
386,032
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
386,032
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
386,032
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
421,584
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
421,584
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
2,898
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
418,686
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
386,032
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
16,706
c
From 2016
......
9,426
d
From 2017
......
30,098
e
From 2018
......
48,024
f
Total
of lines 3a through e
........
104,254
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
421,584
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
386,032
e
Remaining amount distributed out of corpus
35,552
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
139,806
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
139,806
10
Analysis of line 9:
a
Excess from 2015
....
16,706
b
Excess from 2016
....
9,426
c
Excess from 2017
....
30,098
d
Excess from 2018
....
48,024
e
Excess from 2019
....
35,552
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
THE PENNSYLVANIA STATE UNIVERSITY
OFFICE OF GIFT PLANNING
UNIVERSITY PARK
,
PA
168027001
NONE
PC
GENERAL OPERATING
390,000
Total
.................................
3a
390,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
155,546
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
185,049
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
4,882
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
345,477
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
345,477
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description