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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE LENOX D AND FRANCES W BAKER FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
901 SOUTH BOND STREET SUITE 400
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BALTIMORE
,
MD
21231
A Employer identification number
54-1788401
B
Telephone number (see instructions)
(410) 537-5450
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,165,642
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
19,834
19,588
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
131,521
b
Gross sales price for all assets on line 6a
341,058
7
Capital gain net income (from Part IV, line 2)
...
131,521
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
-97
12
Total.
Add lines 1 through 11
........
151,258
151,109
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
11,072
11,072
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,769
807
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
15,841
11,879
0
0
25
Contributions, gifts, grants paid
.......
189,500
189,500
26
Total expenses and disbursements.
Add lines 24 and 25
205,341
11,879
0
189,500
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-54,083
b
Net investment income
(if negative, enter -0-)
139,230
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
38,794
75,123
75,123
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,338,892
1,248,282
2,090,519
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,377,686
1,323,405
2,165,642
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,377,686
1,323,405
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,377,686
1,323,405
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,377,686
1,323,405
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,377,686
2
Enter amount from Part I, line 27a
.....................
2
-54,083
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
1,323,603
5
Decreases not included in line 2 (itemize)
5
198
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,323,405
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
2. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-01-03
b
1. INTUITIVE SURGICAL INC
2007-01-16
2019-01-03
c
2. ESTEE LAUDER COMPANIES CL A
2012-03-13
2019-01-03
d
8. VISA INC CLASS A SHARES
2013-08-28
2019-01-03
e
4. ZOETIS INC
2017-05-17
2019-01-03
3. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-01-04
1. INTUITIVE SURGICAL INC
2007-01-16
2019-01-04
3. ESTEE LAUDER COMPANIES CL A
2012-03-13
2019-01-04
6. ZOETIS INC
2017-05-17
2019-01-04
153. ALTABA INC
2015-09-29
2019-01-07
13. APPLE COMPUTER INC.
2015-09-24
2019-01-07
2. APPLE COMPUTER INC.
2018-12-14
2019-01-07
95. EBAY INC.
2015-09-24
2019-01-07
3. DEXCOM INC
2016-10-26
2019-01-18
1. INTUITIVE SURGICAL INC
2007-01-16
2019-01-18
2. DEXCOM INC
2016-10-27
2019-01-22
1. FLEETCOR TECHNOLOGIES INC
2015-09-10
2019-01-24
2. FLEETCOR TECHNOLOGIES INC
2015-09-10
2019-01-25
6. SALESFORCE COM INC
2009-02-12
2019-02-07
4. SALESFORCE COM INC
2009-02-12
2019-02-08
1. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-02-15
4. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-02-25
4. INTUIT INC.
2017-04-19
2019-02-25
. PROCEEDS FROM SECURITIES LITIGATION
2019-03-29
1. ADOBE SYS INCORP
2016-05-02
2019-04-03
5. ADOBE SYS INCORP
2016-05-09
2019-04-03
2. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-04-03
3. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-04-03
4. INTUIT INC.
2017-04-18
2019-04-03
36. T. ROWE PRICE GROUP INC
2015-09-24
2019-04-03
2. ADOBE SYS INCORP
2016-05-09
2019-04-04
4. INTUIT INC.
2017-04-20
2019-04-04
65. KINDER MORGAN INC
2015-09-24
2019-04-04
9. T. ROWE PRICE GROUP INC
2016-02-08
2019-04-04
11. APPLE COMPUTER INC.
2015-09-24
2019-04-16
9. ZOETIS INC
2017-05-11
2019-04-22
18. VISA INC CLASS A SHARES
2015-09-24
2019-05-01
1. PAYPAL HOLDINGS INC
2016-08-25
2019-05-06
1. PAYPAL HOLDINGS INC
2016-08-25
2019-05-06
2. PAYPAL HOLDINGS INC
2016-08-25
2019-05-10
2. PAYPAL HOLDINGS INC
2016-07-08
2019-05-14
3. PAYPAL HOLDINGS INC
2016-07-08
2019-05-15
11. MASTERCARD INC
2015-09-24
2019-05-16
8. APPLE COMPUTER INC.
2015-09-24
2019-06-14
79. REGIONS FINL CORP
2017-04-18
2019-06-24
8. REGIONS FINL CORP
2015-09-24
2019-06-24
75. REGIONS FINL CORP
2015-09-24
2019-06-25
53. REGIONS FINL CORP
2015-09-24
2019-06-25
110. REGIONS FINL CORP
2015-09-24
2019-06-25
1. CINTAS CORP.
2018-05-14
2019-07-02
2. CINTAS CORP.
2018-10-19
2019-07-05
1. CINTAS CORP.
2018-05-11
2019-07-05
1. CINTAS CORP.
2018-03-09
2019-07-08
6. DANAHER CORP
2008-04-17
2019-07-12
2. DANAHER CORP
2008-04-17
2019-07-12
4. DANAHER CORP
2008-04-17
2019-07-12
4. FLEETCOR TECHNOLOGIES INC
2015-09-11
2019-07-12
6. ZOETIS INC
2017-05-05
2019-07-12
1. DANAHER CORP
2008-04-17
2019-07-15
2. FLEETCOR TECHNOLOGIES INC
2015-10-21
2019-07-15
2. FLEETCOR TECHNOLOGIES INC
2015-10-21
2019-07-15
3. ZOETIS INC
2017-05-04
2019-07-15
1. FLEETCOR TECHNOLOGIES INC
2015-08-25
2019-07-17
3. FLEETCOR TECHNOLOGIES INC
2015-10-07
2019-07-18
49. CORTEVA INC
2018-11-29
2019-07-19
221. REGIONS FINL CORP
2015-09-24
2019-07-19
5. ACCENTURE PLC CL A
2015-09-24
2019-07-19
3. FLEETCOR TECHNOLOGIES INC
2015-10-15
2019-07-22
49. REGIONS FINL CORP
2015-09-24
2019-07-22
11. REGIONS FINL CORP
2015-09-24
2019-07-22
2. REGIONS FINL CORP
2015-09-24
2019-07-22
1. FLEETCOR TECHNOLOGIES INC
2015-10-15
2019-07-23
3. FLEETCOR TECHNOLOGIES INC
2017-08-15
2019-07-23
143. REGIONS FINL CORP
2015-09-24
2019-07-23
1. FLEETCOR TECHNOLOGIES INC
2017-08-15
2019-07-24
1. FLEETCOR TECHNOLOGIES INC
2017-04-28
2019-07-24
1. FLEETCOR TECHNOLOGIES INC
2017-04-28
2019-07-25
3. FLEETCOR TECHNOLOGIES INC
2017-08-14
2019-07-25
3. ACCENTURE PLC CL A
2015-09-24
2019-07-25
1. CORTEVA INC
2018-10-31
2019-07-26
3. ACCENTURE PLC CL A
2015-09-24
2019-07-26
6. DEXCOM INC
2017-07-13
2019-08-06
71. WELLS FARGO & CO-NEW
2015-09-24
2019-08-15
2. ADOBE SYS INCORP
2016-04-22
2019-09-06
1. INTUIT INC.
2017-04-20
2019-09-06
1. ADOBE SYS INCORP
2016-04-22
2019-09-09
3. ADOBE SYS INCORP
2016-04-22
2019-09-09
1. INTUIT INC.
2017-04-17
2019-09-09
3. INTUIT INC.
2017-04-20
2019-09-09
6. ALIBABA GROUP HOLDING LTD A D R
2019-07-05
2019-09-30
1. ALIBABA GROUP HOLDING LTD A D R
2018-04-09
2019-09-30
3. EDWARDS LIFESCIENCES CORP
2017-02-03
2019-09-30
3. ALIBABA GROUP HOLDING LTD A D R
2018-04-09
2019-10-01
1. ALIBABA GROUP HOLDING LTD A D R
2019-07-08
2019-10-01
1. EDWARDS LIFESCIENCES CORP
2017-02-03
2019-10-01
2. INTUITIVE SURGICAL INC
2019-04-22
2019-10-02
7. DANAHER CORP
2008-04-17
2019-10-25
1. DANAHER CORP
2008-04-17
2019-10-29
9. MICROSOFT CORP.
2019-09-09
2019-10-29
9. MICROSOFT CORP.
2019-09-09
2019-10-29
1. SALESFORCE COM INC
2009-02-12
2019-10-29
1. VISA INC CLASS A SHARES
2013-08-28
2019-10-29
1. ADOBE SYS INCORP
2016-04-22
2019-10-30
14. EDWARDS LIFESCIENCES CORP
2015-09-24
2019-10-30
2. SALESFORCE COM INC
2009-02-12
2019-10-30
3. ADOBE SYS INCORP
2016-04-14
2019-10-31
6. DANAHER CORP
2008-12-03
2019-10-31
4. SALESFORCE COM INC
2009-02-12
2019-10-31
5. VISA INC CLASS A SHARES
2013-08-28
2019-10-31
1. EDWARDS LIFESCIENCES CORP
2017-02-03
2019-11-01
1. EDWARDS LIFESCIENCES CORP
2017-02-03
2019-11-04
2. EDWARDS LIFESCIENCES CORP
2017-01-10
2019-11-05
13. AMERIPRISE FINL INC
2015-12-11
2019-11-06
14.6667 DOW INC
2018-11-29
2019-11-08
35.3333 DOW INC
2018-11-02
2019-11-08
17. CHARLES SCHWAB CORP.
2015-09-24
2019-11-08
25. CHARLES SCHWAB CORP.
2015-09-24
2019-11-11
2. PAYPAL HOLDINGS INC
2016-07-08
2019-11-19
17. PAYPAL HOLDINGS INC
2016-07-01
2019-11-19
4. PAYPAL HOLDINGS INC
2016-07-01
2019-11-20
10. CARMAX INC
2018-02-13
2019-11-25
21. CARMAX INC
2018-02-28
2019-11-26
7. BWX TECHNOLOGIES INC
2018-07-12
2019-12-09
3. BWX TECHNOLOGIES INC
2018-03-22
2019-12-10
5. BWX TECHNOLOGIES INC
2018-03-22
2019-12-10
7. DEXCOM INC
2017-07-13
2019-12-10
1. DEXCOM INC
2017-05-19
2019-12-10
10. BWX TECHNOLOGIES INC
2018-03-29
2019-12-11
34. WELLS FARGO & CO-NEW
2015-09-24
2019-12-11
1. ADOBE SYS INCORP
2016-04-14
2019-12-17
6. AGILENT TECHNOLOGIES INC
2019-11-11
2019-12-17
8. ALIBABA GROUP HOLDING LTD A D R
2019-06-25
2019-12-17
3. ALIBABA GROUP HOLDING LTD A D R
2017-07-28
2019-12-17
1. ALPHABET INC CL C
2015-09-24
2019-12-17
1. ALPHABET INC CL C
2008-12-03
2019-12-17
1. ALPHABET INC CL A
2015-09-24
2019-12-17
1. AMAZON.COM INC
2018-12-20
2019-12-17
1. AMAZON.COM INC
2019-10-29
2019-12-17
8. AMERIPRISE FINL INC
2015-12-11
2019-12-17
8. AMPHENOL CORP - CL A
2010-07-21
2019-12-17
4. ANTHEM INC
2019-10-30
2019-12-17
8. APPLE COMPUTER INC.
2015-09-24
2019-12-17
547.046 ARTISAN INTERNATIONAL VALUE ADVISOR
2017-10-27
2019-12-17
6. AUTODESK INC
2019-04-03
2019-12-17
9. BWX TECHNOLOGIES INC
2018-03-29
2019-12-17
62. BANK OF AMERICA CORPORATION
2019-06-25
2019-12-17
12. BERKSHIRE HATHAWAY INC CL B
2015-09-24
2019-12-17
1. BOOKING HOLDINGS INC
2019-02-28
2019-12-17
3. BROADCOM INC
2019-06-14
2019-12-17
1647.485 BROWN ADVISORY SUSTAINABLE GROWTH
2017-12-19
2019-12-17
328.8 BROWN ADVISORY SUSTAINABLE GROWTH
2019-12-16
2019-12-17
1098.901 BA-SOMERSET EMERGING MARKETS EQUITY FD CL INST
2017-11-16
2019-12-17
176.609 BROWN ADVISORY SM CP FUNDAMENTAL VAL
2017-11-16
2019-12-17
914.077 BROWN ADVISORY SMALL CAP GROWTH INV
2015-12-21
2019-12-17
11. BROWN FORMAN CORP CLASS B
2019-04-16
2019-12-17
8. CANADIAN NATL RAILWAY CO
2015-09-24
2019-12-17
21. CARMAX INC
2015-11-10
2019-12-17
10. CIMAREX ENERGY CO
2018-10-11
2019-12-17
4. CINTAS CORP.
2018-03-12
2019-12-17
31. CONAGRA INC.
2017-12-20
2019-12-17
3. COSTCO WHOLESALE CORPORATION
2009-07-02
2019-12-17
5. CROWN CASTLE INTL CORP
2015-09-24
2019-12-17
10.36813 DFA EMERGING MKTS SMALL CAP PORT INSTL
2018-08-10
2019-12-17
185.80687 DFA EMERGING MKTS SMALL CAP PORT INSTL
2018-08-10
2019-12-17
5. DANAHER CORP
2008-12-03
2019-12-17
15. DELTA AIR LINES INC
2018-02-07
2019-12-17
4. DEXCOM INC
2017-05-19
2019-12-17
7. WALT DISNEY CO.
2015-09-24
2019-12-17
4. DUPONT DE NEMOURS INC WI
2018-10-10
2019-12-17
3. EDWARDS LIFESCIENCES CORP
2017-02-10
2019-12-17
9. EDWARDS LIFESCIENCES CORP
2015-09-24
2019-12-17
9. ELECTRONIC ARTS
2018-02-02
2019-12-17
12. FACEBOOK INC CLASS A
2018-09-04
2019-12-17
8. FORTIVE CORP WI
2019-10-29
2019-12-17
3. GENERAL DYNAMICS CORP
2016-06-10
2019-12-17
3. ILLUMINA INC
2019-12-10
2019-12-17
2. INTUIT INC.
2017-04-20
2019-12-17
1. INTUIT INC.
2019-09-30
2019-12-17
2. INTUITIVE SURGICAL INC
2007-01-16
2019-12-17
16. J P MORGAN CHASE & CO
2015-09-24
2019-12-17
27. KKR CO INC A
2019-12-11
2019-12-17
54. KINDER MORGAN INC
2015-09-24
2019-12-17
2. L3HARRIS TECHNOLOGIES INC
2019-10-31
2019-12-17
5. ESTEE LAUDER COMPANIES CL A
2012-03-13
2019-12-17
11. LOWES COS INC
2015-09-24
2019-12-17
8. LOWES COS INC
2019-05-29
2019-12-17
11. MASTERCARD INC
2015-09-24
2019-12-17
6. MERCK CO INC
2015-09-24
2019-12-17
9. MICROSOFT CORP.
2019-04-04
2019-12-17
19. MICROSOFT CORP.
2015-09-24
2019-12-17
8. PAYPAL HOLDINGS INC
2016-06-30
2019-12-17
12. PAYPAL HOLDINGS INC
2015-09-24
2019-12-17
3. ROPER INDUSTRIES INC NEW
2016-09-26
2019-12-17
6. SBA COMMUNICATIONS CORP
2016-02-04
2019-12-17
4. SBA COMMUNICATIONS CORP
2018-02-21
2019-12-17
4. SALESFORCE COM INC
2009-02-12
2019-12-17
28. CHARLES SCHWAB CORP.
2015-09-24
2019-12-17
2. SHERWIN WILLIAMS CO
2018-01-25
2019-12-17
15. STERICYCLE INC
2019-04-05
2019-12-17
27. SUNCOR ENERGY INC
2018-08-07
2019-12-17
10. TJX COS INC
2015-09-24
2019-12-17
14. TJX COS INC
2017-02-23
2019-12-17
14. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR
2018-10-24
2019-12-17
4. THERMO ELECTRON CORP
2017-03-16
2019-12-17
5. UNITED RENTALS INC
2018-10-18
2019-12-17
7. UNITED TECHNOLOGIES CORP.
2015-09-24
2019-12-17
4. UNITEDHEALTH GROUP INC
2019-10-30
2019-12-17
3. UNITEDHEALTH GROUP INC
2018-04-06
2019-12-17
6. VISA INC CLASS A SHARES
2013-08-30
2019-12-17
20. VISA INC CLASS A SHARES
2015-09-24
2019-12-17
18. WELLS FARGO & CO-NEW
2015-09-24
2019-12-17
10. ZOETIS INC
2017-05-04
2019-12-17
5. ACCENTURE PLC CL A
2015-09-24
2019-12-17
8. GENPACT LIMITED
2010-09-09
2019-12-17
12. GENPACT LIMITED
2019-05-15
2019-12-17
51. NOMAD FOODS LTD
2019-03-20
2019-12-17
6. NXP SEMICONDUCTORS NV
2018-09-17
2019-12-17
23. DUPONT DE NEMOURS INC WI
2018-11-02
2019-12-19
23. DUPONT DE NEMOURS INC WI
2018-11-29
2019-12-19
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
404
90
314
b
455
31
424
c
253
122
131
d
1,034
349
685
e
328
240
88
615
135
480
467
31
436
388
183
205
500
359
141
9,127
4,422
4,705
1,918
1,472
446
295
332
-37
2,794
2,416
378
452
231
221
541
31
510
300
153
147
197
151
46
400
302
98
931
40
891
621
26
595
216
45
171
868
179
689
991
476
515
15
15
273
94
179
1,358
472
886
485
90
395
727
135
592
1,080
476
604
3,726
2,449
1,277
534
189
345
1,051
475
576
1,290
1,833
-543
926
589
337
2,194
1,246
948
897
535
362
2,956
1,255
1,701
111
37
74
111
37
74
220
75
145
219
74
145
333
112
221
2,785
996
1,789
1,539
906
633
1,147
1,039
108
116
71
45
1,077
664
413
761
470
291
1,583
975
608
238
183
55
477
359
118
239
183
56
238
178
60
844
169
675
280
56
224
559
113
446
1,167
604
563
678
354
324
141
28
113
585
296
289
581
290
291
340
177
163
290
145
145
871
434
437
1,321
1,538
-217
3,364
1,958
1,406
976
485
491
875
432
443
740
434
306
166
97
69
30
18
12
290
144
146
869
430
439
2,186
1,267
919
290
143
147
290
142
148
286
142
144
859
426
433
585
291
294
28
29
-1
589
291
298
877
425
452
3,108
3,560
-452
574
189
385
289
119
170
278
94
184
837
283
554
278
119
159
824
356
468
1,003
1,045
-42
167
171
-4
660
271
389
496
498
-2
165
170
-5
217
90
127
1,027
990
37
950
197
753
138
28
110
1,286
1,249
37
1,290
1,098
192
155
7
148
178
44
134
276
94
182
3,344
979
2,365
314
13
301
832
283
549
826
141
685
626
26
600
893
218
675
238
90
148
235
90
145
465
180
285
2,051
1,370
681
819
822
-3
1,973
2,008
-35
740
469
271
1,079
689
390
211
74
137
1,788
619
1,169
418
145
273
977
652
325
2,061
1,298
763
423
476
-53
181
203
-22
302
337
-35
1,515
485
1,030
219
68
151
610
669
-59
1,818
1,705
113
323
94
229
504
460
44
1,660
1,331
329
623
465
158
1,357
617
740
1,359
138
1,221
1,357
647
710
1,784
1,445
339
1,787
1,762
25
1,337
843
494
858
172
686
1,164
1,090
74
2,247
906
1,341
20,000
21,614
-1,614
1,086
1,003
83
562
553
9
2,176
1,731
445
2,722
1,538
1,184
2,004
1,705
299
972
790
182
45,850
26,708
19,142
9,151
7,310
1,841
11,000
11,560
-560
4,500
5,108
-608
20,000
13,766
6,234
710
583
127
725
436
289
2,072
1,208
864
504
949
-445
1,040
706
334
901
1,386
-485
885
135
750
668
365
303
211
225
-14
3,789
4,036
-247
756
94
662
883
803
80
865
263
602
1,037
696
341
254
384
-130
712
270
442
2,138
630
1,508
954
1,167
-213
2,385
2,247
138
613
547
66
543
425
118
970
983
-13
521
237
284
260
266
-6
1,187
62
1,125
2,213
955
1,258
786
789
-3
1,113
1,520
-407
397
414
-17
1,012
306
706
1,321
746
575
961
747
214
3,255
996
2,259
532
303
229
1,392
1,075
317
2,944
829
2,115
867
290
577
1,302
403
899
1,061
535
526
1,370
579
791
915
679
236
647
26
621
1,388
772
616
1,155
853
302
957
869
88
875
1,101
-226
606
355
251
850
546
304
825
514
311
1,281
628
653
817
612
205
1,037
602
435
1,160
1,016
144
870
672
198
1,113
262
851
3,713
1,394
2,319
979
903
76
1,270
574
696
1,017
485
532
332
124
208
498
431
67
1,076
1,020
56
760
601
159
1,470
1,985
-515
1,473
1,951
-478
24,464
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
314
b
424
c
131
d
685
e
88
480
436
205
141
4,705
446
-37
378
221
510
147
46
98
891
595
171
689
515
15
179
886
395
592
604
1,277
345
576
-543
337
948
362
1,701
74
74
145
145
221
1,789
633
108
45
413
291
608
55
118
56
60
675
224
446
563
324
113
289
291
163
145
437
-217
1,406
491
443
306
69
12
146
439
919
147
148
144
433
294
-1
298
452
-452
385
170
184
554
159
468
-42
-4
389
-2
-5
127
37
753
110
37
192
148
134
182
2,365
301
549
685
600
675
148
145
285
681
-3
-35
271
390
137
1,169
273
325
763
-53
-22
-35
1,030
151
-59
113
229
44
329
158
740
1,221
710
339
25
494
686
74
1,341
-1,614
83
9
445
1,184
299
182
19,142
1,841
-560
-608
6,234
127
289
864
-445
334
-485
750
303
-14
-247
662
80
602
341
-130
442
1,508
-213
138
66
118
-13
284
-6
1,125
1,258
-3
-407
-17
706
575
214
2,259
229
317
2,115
577
899
526
791
236
621
616
302
88
-226
251
304
311
653
205
435
144
198
851
2,319
76
696
532
208
67
56
159
-515
-478
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
131,521
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
205,000
2,158,908
0.094955
2017
196,000
2,089,973
0.093781
2016
200,050
1,934,125
0.103432
2015
275,000
2,210,389
0.124412
2014
278,458
2,407,538
0.115661
2
Total
of line 1, column (d)
.....................
2
0.532241
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.106448
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,076,359
5
Multiply line 4 by line 3
......................
5
221,024
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,392
7
Add lines 5 and 6
........................
7
222,416
8
Enter qualifying distributions from Part XII, line 4
,.............
8
189,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,785
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,785
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,785
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,190
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,190
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
405
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
405
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MD
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BROWN ADVISORY
Telephone no.
(410) 537-5450
Located at
901 S BOND STREET SUITE 400
BALTIMORE
MD
ZIP+4
21231
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
FRANCES W BAKER
OFFICER
1
0
36RD 5 RU
MEETEETSE
,
WY
82433
LENOX D BAKER JR
OFFICER
1
0
36RD 5 RU
MEETEETSE
,
WY
82433
SARA F BAKER
OFFICER
1
0
36RD 5 RU
MEETEETSE
,
WY
82433
MARGARET W BAKER
OFFICER
1
0
36RD 5 RU
MEETEETSE
,
WY
82433
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,062,990
b
Average of monthly cash balances
.......................
1b
44,989
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,107,979
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,107,979
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
31,620
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,076,359
6
Minimum investment return.
Enter 5% of line 5
..................
6
103,818
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
103,818
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,785
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,785
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
101,033
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
101,033
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
101,033
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
189,500
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
189,500
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
189,500
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
101,033
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
163,165
b
From 2015
......
171,154
c
From 2016
......
106,590
d
From 2017
......
93,919
e
From 2018
......
100,245
f
Total
of lines 3a through e
........
635,073
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
189,500
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
101,033
e
Remaining amount distributed out of corpus
88,467
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
723,540
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
163,165
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
560,375
10
Analysis of line 9:
a
Excess from 2015
....
171,154
b
Excess from 2016
....
106,590
c
Excess from 2017
....
93,919
d
Excess from 2018
....
100,245
e
Excess from 2019
....
88,467
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
IRONSIDE BIRD RESCUE
49 ROAD 2DAW
CODY
,
WY
82414
NONE
PC
GENERAL
2,000
FORWARD CODY
1131 13TH ST
CODY
,
WY
82414
NONE
PC
GENERAL
10,000
CARLETON COLLEGE
300 NORTH COLLEGE STREET
NORTHFIELD
,
MN
55057
NONE
PC
GENERAL
10,000
BY WESTERN HANDS
PO BOX 1661
CODY
,
WY
82414
NONE
PC
GENERAL
10,000
EPISCOPAL HIGH SCHOOL
1200 NORTH QUAKER LANE
ALEXANDRIA
,
VA
22302
NONE
PC
EHS PROMISE CAMPAIGN
1,000
DAVIDSON COLLEGE
405 N MAIN ST
DAVIDSON
,
NC
28035
NONE
PC
GENERAL
1,000
PARK COUNTY ANIMAL HOSPITAL
1161 BULLET ROAD
FAIRPLAY
,
CO
80440
NONE
PC
GENERAL
25,000
FRIENDS OF A LEGACY
PO BOX 1043
CODY
,
WY
82414
NONE
PC
GENERAL
2,500
BUFFALO BILL CENTER OF THE WEST
720 SHERIDAN AVENUE
CODY
,
WY
82414
NONE
PC
GENERAL
5,000
NORTHWEST WYOMING FAMILY PLANNING
1231 RUMSEY AVENUE
Cody
,
WY
82414
NONE
PC
GENERAL
3,000
YELLOWSTONE BEHAVIORAL HEALTH FDN
2538 BIG HORN AVE
Cody
,
WY
82414
NONE
PC
GENERAL
1,000
WEST PARK HOSPITAL FOUNDATION
707 SHERIDAN AVENUE
CODY
,
WY
82414
NONE
PC
GENERAL
5,000
NATURE CONSERVANCY WYOMING CHAPTER
258 MAIN STREET
LANDER
,
WY
82520
NONE
PC
PRESERVATION OF HEAD WATERS
100,000
ROWLAND HALL
720 SOUTH GUARDSMAN WAY
SALT LAKE CITY
,
UT
84108
NONE
PC
EXTRAORDINARY VISION
10,000
MEETEETSE MUSEUM FOUNDATION
PO BOX 183
MEETEETSE
,
WY
82433
NONE
PC
GENERAL
3,000
MUSEUM OF THE OLD WEST
PO BOX 68
MEETEETSE
,
WY
82433
NONE
PC
GENERAL
1,000
Total
.................................
3a
189,500
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
19,834
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
131,521
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
DEFERRED INCOME
14
-97
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
151,258
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
151,258
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description