Attach to Form 990 or 990-EZ.
Go to www.irs.gov/Form990 for the latest information.
| Return Reference | Explanation |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 3 | RIA DELEGATES MANAGEMENT DUTIES TO SMITHBUCKLIN CORPORATION. |
| FORM 990, PART VI, SECTION A, LINE 6 | RIA IS A MEMBERSHIP TRADE ASSOCIATION. |
| FORM 990, PART VI, SECTION B, LINE 11B | THE ASSOCIATION'S FORM 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND INDEPENDENT ACCOUNTANTS PRIOR TO BEING FILED. THE 990 IS PROVIDED TO THE BOARD PRIOR TO FILING. |
| FORM 990, PART VI, SECTION B, LINE 12C | REGULAR BOARD MEETINGS TO REVIEW WHAT OTHER POTENTIAL PROJECTS THE BOARD MEMBERS MAY BE INVOLVED IN OUTSIDE OF THE ORGANIZATION. |
| FORM 990, PART VI, SECTION C, LINE 19 | RIA MAKES IT'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. |
| FORM 990, PART XII, LINE 2C | THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. |
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