-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE THEODORE H BARTH FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)
45 ROCKEFELLER PLAZA
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
101110100
A Employer identification number
13-6103401
B
Telephone number (see instructions)
(212) 332-3466
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
26,492,746
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
469,867
469,867
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
567,978
b
Gross sales price for all assets on line 6a
11,461,538
7
Capital gain net income (from Part IV, line 2)
...
567,978
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
11,616
11,616
12
Total.
Add lines 1 through 11
........
1,049,461
1,049,461
13
Compensation of officers, directors, trustees, etc.
109,000
16,350
92,650
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
29,511
8,853
20,658
c
Other professional fees (attach schedule)
....
153,539
151,539
2,000
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
32,549
15,267
7,282
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
32,646
0
32,646
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
44,051
32,661
11,223
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
401,296
224,670
166,459
25
Contributions, gifts, grants paid
.......
1,111,898
1,111,898
26
Total expenses and disbursements.
Add lines 24 and 25
1,513,194
224,670
1,278,357
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-463,733
b
Net investment income
(if negative, enter -0-)
824,791
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
19,730
70,871
70,871
2
Savings and temporary cash investments
.........
286,096
490,416
490,416
3
Accounts receivable
27,897
Less: allowance for doubtful accounts
27,897
27,897
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
1,634,725
2,092,335
2,139,605
b
Investments—corporate stock (attach schedule)
.......
8,291,199
7,838,844
12,331,461
c
Investments—corporate bonds (attach schedule)
.......
2,042,627
1,989,293
2,032,555
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
0
2,129
2,127
13
Investments—other (attach schedule)
..........
8,571,271
8,343,820
9,392,964
14
Land, buildings, and equipment: basis
2,065
Less: accumulated depreciation (attach schedule)
2,065
15
Other assets (describe
)
4,850
4,850
4,850
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
20,850,498
20,860,455
26,492,746
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
63,326
0
23
Total liabilities
(add lines 17 through 22)
.........
63,326
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
20,787,172
20,860,455
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
20,787,172
20,860,455
30
Total liabilities and net assets/fund balances
(see instructions)
.
20,850,498
20,860,455
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
20,787,172
2
Enter amount from Part I, line 27a
.....................
2
-463,733
3
Other increases not included in line 2 (itemize)
3
537,016
4
Add lines 1, 2, and 3
..........................
4
20,860,455
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
20,860,455
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
MORGAN STANLEY A/C 1224 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
b
MORGAN STANLEY A/C 1224 - ACCRUED MARKET DISCOUNT
P
2019-01-01
2019-12-31
c
MORGAN STANLEY A/C 1224 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
d
MORGAN STANLEY A/C 1224 - ACCRUED MARKET DISCOUNT
P
2019-01-01
2019-12-31
e
MORGAN STANLEY A/C 1224 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1224 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1224 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1224 - ACCRUED MARKET DISCOUNT
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1224 - ACCRUED MARKET DISCOUNT
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1227 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1227 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
199,551.96 SHS BLACKROCK LIQ TREASURY TR INST
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1232 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1245 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1245 - MARKET DISCOUNT
P
2019-01-01
2019-12-31
1,390,000 SHS INVESCO
P
2019-01-01
2019-12-31
475,000 SHS US TREASURY BILLS
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1245 - DETAILS IN TAXPAYER'S POSSESSION
P
2019-01-01
2019-12-31
MORGAN STANLEY A/C 1245 - MARKET DISCOUNT
P
2019-01-01
2019-12-31
FROM PASSTHROUGH
P
2019-01-01
2019-12-31
FROM PASSTHROUGH
P
2019-01-01
2019-12-31
FROM PASSTHROUGH - SECTION 988
P
2019-01-01
2019-12-31
FROM PASSTHROUGH - SECTION 1256
P
2019-01-01
2019-12-31
FROM PASSTHROUGH - SECTION 4797
P
2019-01-01
2019-12-31
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
776,419
754,408
22,011
b
1,976
-1,976
c
1,214,364
1,202,174
12,190
d
2,274
-2,274
e
27,270
25,866
1,404
812
827
-15
242
253
-11
4
-4
20
-20
146,882
125,000
21,882
300,000
300,000
0
199,552
199,552
0
129,641
128,814
827
224,377
167,226
57,151
65,775
78,032
-12,257
134,415
109,311
25,104
140,367
137,122
3,245
303,440
255,568
47,872
20,533
17,216
3,317
95,482
76,518
18,964
4,142
6,259
-2,117
32,003
35,345
-3,342
7,237
8,349
-1,112
32,900
20,621
12,279
16,347
12,975
3,372
35,762
30,523
5,239
366,120
373,272
-7,152
419,595
415,250
4,345
33,395
31,223
2,172
226,974
179,457
47,517
23,454
28,552
-5,098
30,030
22,806
7,224
277,930
277,745
185
51,264
45,490
5,774
8,262
8,358
-96
12,878
9,984
2,894
2,105,703
2,201,109
-95,406
311
-311
1,390,000
1,390,000
0
475,000
475,000
0
2,021,810
1,716,120
305,690
483
-483
22,143
-22,143
80,229
80,229
24
-24
1
1
29,697
29,697
1,234
1,234
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
22,011
b
-1,976
c
12,190
d
-2,274
e
1,404
-15
-11
-4
-20
21,882
0
0
827
57,151
-12,257
25,104
3,245
47,872
3,317
18,964
-2,117
-3,342
-1,112
12,279
3,372
5,239
-7,152
4,345
2,172
47,517
-5,098
7,224
185
5,774
-96
2,894
-95,406
-311
0
0
305,690
-483
-22,143
80,229
-24
1
29,697
1,234
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
567,978
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,265,940
25,124,679
0.050386
2017
1,178,168
24,637,856
0.047819
2016
1,085,227
23,840,009
0.045521
2015
1,195,914
24,696,425
0.048425
2014
1,156,829
25,028,013
0.046221
2
Total
of line 1, column (d)
.....................
2
0.238372
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047674
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
25,105,854
5
Multiply line 4 by line 3
......................
5
1,196,896
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
8,248
7
Add lines 5 and 6
........................
7
1,205,144
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,278,357
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
8,248
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
8,248
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
8,248
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
21,898
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
21,898
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
13,650
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
13,650
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
FARKOUH FURMAN FACCIO LLP
Telephone no.
(212) 245-5900
Located at
460 PARK AVENUE 12TH FLOOR
NEW YORK
NY
ZIP+4
10022
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ELLEN S BERELSON
PRESIDENT & TREAS/TRUSTEE
20.00
77,000
0
0
45 ROCKEFELLER PLAZA-SUITE 2006
NEW YORK
,
NY
10111
LAWRENCE M FRANKS
SECRETARY/TRUSTEE
4.00
32,000
0
0
45 ROCKEFELLER PLAZA-SUITE 2006
NEW YORK
,
NY
10111
LOIS M HERRMANN
VICE PRESIDENT/TRUSTEE
1.00
2,000
0
0
45 ROCKEFELLER PLAZA-SUITE 2006
NEW YORK
,
NY
10111
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
CUSTODY AND ADVISORY
151,539
399 PARK AVE 12TH FLOOR
NEW YORK
,
NY
10022
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
NONE
0
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
NONE
0
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
22,608,982
b
Average of monthly cash balances
.......................
1b
785,260
c
Fair market value of all other assets (see instructions)
................
1c
2,093,935
d
Total
(add lines 1a, b, and c)
.........................
1d
25,488,177
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
25,488,177
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
382,323
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
25,105,854
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,255,293
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,255,293
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
8,248
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
8,248
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,247,045
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,247,045
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,247,045
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,278,357
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,278,357
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
8,248
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,270,109
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,247,045
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
5,232
c
From 2016
......
d
From 2017
......
e
From 2018
......
30,756
f
Total
of lines 3a through e
........
35,988
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,278,357
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,247,045
e
Remaining amount distributed out of corpus
31,312
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
67,300
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
67,300
10
Analysis of line 9:
a
Excess from 2015
....
5,232
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
30,756
e
Excess from 2019
....
31,312
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
ELLEN S BERELSON
45 ROCKEFELLER PLAZA-SUITE 2006
NEW YORK
,
NY
10111
(212) 332-3466
b
The form in which applications should be submitted and information and materials they should include:
NO FORMAL APPLICATION IS NECESSARY, ONLY A GENERAL LETTER OF REQUEST.
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NONE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ALEXANDRIA SYMPHONY ORCHESTRA
2121 EISENHOWER AVENUE 608
ALEXANDRIA
,
VA
22314
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
ARENA STAGE
1101 SIXTH STREET SW
WASHINGTON
,
DC
20024
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
18,308
ARLINGTON THRIVE
PO BOX 7429
ARLINGTON
,
VA
22207
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
7,500
ATLANTIC THEATER COMPANY
76 NINTH AVENUE STE 537
NEW YORK
,
NY
10011
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
BIG BROTHERS AND BIG SISTERS OF NYC
223 EAST 30TH STREET
NEW YORK
,
NY
10016
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
BOYS' CLUB OF NEW YORK
13301 41ST RD
FLUSHING
,
NY
11355
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
CHILDREN'S AID SOCIETY
711 THIRD AVENUE - SUITE 700
NEW YORK
,
NY
10017
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
CITY HARVEST INC
575 EIGHTH AVENUE - 4TH FLOOR
NEW YORK
,
NY
10018
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
20,000
CITYMEALS-ON-WHEELS
355 LEXINGTON AVENUE
NEW YORK
,
NY
100176603
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
20,000
EAST SIDE HOUSE INC
337 ALEXANDER AVENUE
BRONX
,
NY
10454
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
FRESH AIR FUND
633 THIRD AVENUE 14TH FLOOR
NEW YORK
,
NY
10017
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
GALA HISPANIC THEATRE
PO BOX 43209
WASHINGTON
,
DC
20010
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
GODDARD-RIVERSIDE COMMUNITY CENTER
593 COLUMBUS AVENUE
NEW YORK
,
NY
100241998
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
HARTLEY HOUSE
413 WEST 46 STREET
NEW YORK
,
NY
10036
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
HEALTHY HUMOR INC
17 STREET SUITE 4000
NEW YORK
,
NY
10004
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
JUBILEE JOBS
2712 ONTARIO ROAD NW
WASHINGTON
,
DC
20009
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
LATIN AMERICAN YOUTH CENTER
1419 COLUMBIA ROAD NW
WASHINGTON
,
DC
20009
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
LENOX HILL NEIGHBORHOOD ASSOCIATION INC
331 EAST 70TH STREET
NEW YORK
,
NY
100218698
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
20,000
LINCOLN CENTER FOR THE PERFORMING ARTS
70 LINCOLN CENTER PLAZA
NEW YORK
,
NY
100236583
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
METROPOLITAN MUSEUM OF ART
1000 FIFTH AVENUE
NEW YORK
,
NY
100280198
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
4,127
MORGAN LIBRARY AND MUSEUM
225 MADISON AVENUE
NEW YORK
,
NY
100163405
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
MUSEUM OF MODERN ART
11 WEST 53RD STREET
NEW YORK
,
NY
100195498
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
N STREET VILLAGE
1333 N ST NW
WASHINGTON
,
DC
20005
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
20,000
NEW YORK CITY BALLET INC
LINCOLN CENTER--NY STATE THEATER
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
17,500
OPERA AMERICA INC
330 7TH AVE 7TH FL
NEW YORK
,
NY
10001
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
15,000
PLAYWRIGHTS HORIZONS
416 WEST 42ND STREET
NEW YORK
,
NY
100366809
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
6,000
PROJECT RENEWAL INC
200 VARICK STREET--9TH FLOOR
NEW YORK
,
NY
10014
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
15,000
ROUNDABOUT THEATRE COMPANY
231 WEST 39TH STREET - SUITE 1200
NEW YORK
,
NY
10018
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
SEARCH AND CARE
1844 SECOND AVENUE
NEW YORK
,
NY
101283862
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
4,500
SHAKESPEARE THEATRE
516 8TH STREET SE
WASHINGTON
,
DC
200032834
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
18,000
SIGNATURE THEATRE INC
480 WEST 42ND STREET
NEW YORK
,
NY
10036
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
SO OTHERS MIGHT EAT
71 O STREET NW
WASHINGTON
,
DC
200011290
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
7,500
TELAMON CORP
4915 FITZHUGH AVENUE - SUITE 200
RICHMOND
,
VA
23230
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
3,839
THEATRE DEVELOPMENT FUND
520 8TH AVENUE
NEW YORK
,
NY
10018
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
10,000
UNION SETTLEMENT ASSOCIATION
237 EAST 104TH STREET
NEW YORK
,
NY
10029
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
URBANARIAS
1322 N ADAMS CT
ARLINGTON
,
VA
22201
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
7,500
WETA
3939 CAMPBELL AVENUE
ARLINGTON
,
VA
22206
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
5,000
WOLF TRAP FOUND FOR THE PERFORMING ARTS
1635 TRAP RD
VIENNA
,
VA
22182
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
15,000
CHURCH OF THE GOOD SHEPHERD
PO BOX 719
WAREHAM
,
MA
025710719
NONE
SECTION 501(C)(3)
RELIGIOUS PURPOSES
10,000
BABSON COLLEGE
231 FOREST STREET
BABSON PARK
,
MA
02457
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
4,500
BENTLEY COLLEGE
175 FOREST STREET
WALTHAM
,
MA
02452
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
4,500
BRIDGEWATER STATE COLLEGE
131 SUMMER STREET
BRIDGEWATER
,
MA
02324
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
7,000
BROWN UNIVERSITY
69 BROWN STREET
PROVIDENCE
,
RI
02912
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
4,500
BRYANT UNIVERSITY
1150 DOUGLAS PIKE
SMITHFIELD
,
RI
02917
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
8,000
CLARK UNIVERSITY
950 MAIN STREET
WORCESTER
,
MA
016101477
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
15,000
FRAMINGHAM STATE COLLEGE
100 STATE ST
FRAMINGHAM
,
MA
01702
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
MANHATTAN SCHOOL OF MUSIC
120 CLAREMONT AVENUE
NEW YORK
,
NY
100274698
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
8,000
MANNES COLLEGE OF MUSIC
150 WEST 85TH STREET
NEW YORK
,
NY
10024
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
8,000
PROVIDENCE COLLEGE
1 CUNNINGHAM SQUARE
PROVIDENCE
,
RI
02918
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
RENSSELAER POLYTECHNIC INSTITUDE
110 8TH ST
TROY
,
NY
12180
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
SALEM STATE UNIVERSITY
352 LAFAYETTE ST
SALEM
,
MA
01970
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
7,500
SCHOOL OF AMERICAN BALLET
70 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
5,000
STONEHILL COLLEGE
320 WASHINGTON STREET
EASTON
,
MA
02357
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
7,500
TULANE UNIVERSITY
6823 ST CHARLES AVE
NEW ORLEANS
,
LA
70118
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
4,500
UNIVERSITY OF MASSACHUSSETTS - AMHERST
UMASS AMHERST MEMORIAL HALL 134
HICKS WAY
AMHERST
,
MA
01003
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
4,500
UNIVERSITY OF MASS DARTMOUTH
285 OLD WESTPORT RD
NORTH DARTMOUTH
,
MA
02747
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
UNIVERSITY OF NEW HAVEN
300 BOSTON POST RD
WEST HAVEN
,
CT
06516
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
UNIVERSITY OF RHODE ISLAND
6 RHODY RAM WAY
KINGSTON
,
RI
02881
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
UNIVERSITY OF VEMONT
THE UNIVERSITY OF VERMONT
BURLINGTON
,
VT
05405
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
UNIVERSITY OF VIRGINIA
1001 N EMMET STREET
CHARLOTTESVILLE
,
VA
22903
NONE
SECTION 501(C)(3)
EDUCATIONAL PURPOSES
3,500
CENTER FOR HEARING AND COMMUNICATION
50 BROADWAY 6THFLOOR
NEW YORK
,
NY
10004
NONE
SECTION 501(C)(3)
MEDICAL PURPOSES
62,500
LA CLINICA DEL PUEBLO
2831 15TH STREET NW
WASHINGTON
,
DC
200094607
NONE
SECTION 501(C)(3)
MEDICAL PURPOSES
20,000
SOUTHCOAST HEALTH SYSTEMS INC
101 PAGE STREET NEW BEDFORD
NEW BEDFORD
,
MA
02740
NONE
SECTION 501(C)(3)
MEDICAL PURPOSES
50,000
WILMER OPTHALMOLOGICAL INSTITUTE
4940 EASTERN AVENUE
BALTIMORE
,
MD
21224
NONE
SECTION 501(C)(3)
MEDICAL PURPOSES
25,000
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
21,292
ARENA STAGE - OVATION COMPAIGN
1101 SIXTH STREET SW
WASHINGTON
,
DC
20024
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
74,758
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
44,829
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
15,488
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
9,180
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
35,256
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATIONS
35,598
THE KENNEDY CENTER FOR PERFORMING ARTS
2700 F ST NW
WASHINGTON
,
DC
20566
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
30,277
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
18,466
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
42,062
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
35,256
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
40,119
METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
NONE
SECTION 501(C)(3)
CHARITABLE DONATION
35,543
Total
.................................
3a
1,111,898
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
469,867
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
11,616
8
Gain or (loss) from sales of assets other than
inventory
............
18
567,978
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
1,049,461
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,049,461
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description