TY 2019 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2019

Open to Public Inspection

For calendar year 2019, or tax year beginning 11-01-2019 , and ending 10-31-2020

Name of foundation
THE NORTHERN TRUST COMPANY AS AGENT FOR KEYES

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680

A Employer identification number

20-6329312

B Telephone number (see instructions)

(312) 630-6000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$7,858,977J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	196,633		187,991
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		33,536
b	Gross sales price for all assets on line 6a 2,572,448
7	Capital gain net income (from Part IV, line 2)...			33,536
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	230,169		221,527
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		2,500	1,250	0	1,250
c	Other professional fees (attach schedule)....		37,450	37,450		0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		11,091	3,254		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		191	191
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	51,232		42,145	0	1,250
25	Contributions, gifts, grants paid.......	435,500				435,500
26	Total expenses and disbursements. Add lines 24 and 25	486,732		42,145	0	436,750
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-256,563
b	Net investment income (if negative, enter -0-)			179,382
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2019)

Form 990-PF (2019)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	66,731	435,015	435,015
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	3,030,224	2,734,138	3,887,107
	c	Investments—corporate bonds (attach schedule).......	2,220,217	2,394,992	2,436,642
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	1,642,030	1,183,226	1,067,537
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	75,637	40,001	32,676
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	7,034,839	6,787,372	7,858,977
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	7,034,839	6,787,372
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	7,034,839	6,787,372
	30	Total liabilities and net assets/fund balances (see instructions).	7,034,839	6,787,372

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

7,034,839

Enter amount from Part I, line 27a .....................

-256,563

Other increases not included in line 2 (itemize) bullet

9,096

Add lines 1, 2, and 3 ..........................

6,787,372

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

6,787,372

Form 990-PF (2019)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	11. ABB LTD SPONSORED ADR		2016-11-10	2019-12-19
b	23. ABB LTD SPONSORED ADR		2016-11-10	2020-03-30
c	150. ABB LTD SPONSORED ADR		2018-10-17	2020-04-13
d	21. ABB LTD SPONSORED ADR		2016-10-31	2020-04-16
e	66. ADR AIA GROUP LTD SPONSORED ADR		2012-10-11	2020-04-16
	68. ASE TECHNOLOGY HOLDING CO LTD ADR		2020-04-13	2020-04-16
	8. ADIDAS AG		2018-11-12	2020-04-16
	57. ADR ADYEN N V ADR		2020-03-23	2020-04-16
	24. ADR AIR LIQUIDE ADR		2012-10-11	2020-04-16
	16. ADR AKZO NOBEL N V SPONSORED ADR NEW		2019-01-10	2020-02-06
	204. ADR AKZO NOBEL N V SPONSORED ADR NEW		2019-01-10	2020-04-13
	48. ADR AKZO NOBEL N V SPONSORED ADR NEW		2020-03-10	2020-04-13
	35. ADR ALFA LAVAL AB SWEDEN ADR		2016-02-11	2020-04-16
	87. ADR ALLIANZ SE UNSPON ADS EACH REP 1/10 ORD SHARES		2016-11-15	2020-04-16
	25. ADR ALLIANZ SE UNSPON ADS EACH REP 1/10 ORD SHARES		2020-04-13	2020-04-16
	12. ADR AMADEUS IT GROUP S A ADS		2019-07-19	2020-04-16
	58. ADR AMADEUS IT GROUP S A ADS		2019-07-19	2020-05-29
	25000. AMAZON COM INC 3.15% DUE 08-22-2027 BEO		2019-04-02	2020-06-02
	337. ADR AMBEV SA SPONSORED ADR		2018-08-20	2020-04-16
	25000. AMERICAN EXPRESS CO 3.125% DUE 05-20-2026/04-19-2026 REG		2019-05-15	2020-06-24
	25000. AMERN HONDA FIN 2.3% DUE 09-09-2026		2016-09-06	2020-01-08
	25000. AMERICAN HONDA FIN CORP MED TERM NTS BOOK ENTRY 2.35% DUE 01-08		2020-01-07	2020-08-12
	25000. AMERIPRISE FINL INC 4.0% DUE 10-15-2023 REG		2015-05-08	2020-01-17
	25000. APPLE INC 2.2% DUE 09-11-2029/09-11-2019REG		2019-09-05	2020-05-04
	25000. APPLE INC 1.65% DUE 05-11-2030/05-11-2020 REG		2020-05-04	2020-09-23
	13. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2016-12-22	2020-02-06
	3. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2016-12-22	2020-03-05
	14. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2016-12-22	2020-03-13
	9. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2016-12-22	2020-03-25
	7. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2016-12-22	2020-04-01
	70. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2016-12-22	2020-04-13
	42. ADR ASTRAZENECA PLC SPONSORED ADR UNITEDKINGDOM		2019-05-03	2020-04-13
	25000. ASTRAZENECA PLC 3.375% DUE 11-16-2025		2016-08-19	2020-04-22
	52. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A		2019-01-03	2020-04-16
	75. ADR AVIVA ADR		2016-02-26	2020-02-06
	46. ADR AVIVA ADR		2019-09-05	2020-04-13
	440. ADR AVIVA ADR		2018-12-04	2020-04-13
	11. BAE SYS PLC SPONSORED ADR		2020-04-13	2020-04-16
	19. BAE SYS PLC SPONSORED ADR		2020-04-13	2020-04-27
	208. BASF AG SPONSORED ADR 00		2020-01-31	2020-04-13
	681. BASF AG SPONSORED ADR 00		2018-10-23	2020-04-13
	15000. BB&T CORP SR MEDIUM TERM NTS BOOK ENTRY TRANCHE # TR 00033 2.2%		2019-09-09	2020-06-24
	11. BCE INC COM NEW		2020-04-13	2020-04-16
	61. BP AMOCO P L C SPONSORED ADR		2019-01-10	2020-03-10
	53. BP AMOCO P L C SPONSORED ADR		2017-05-11	2020-03-24
	44. BP AMOCO P L C SPONSORED ADR		2017-05-05	2020-03-30
	24. BP AMOCO P L C SPONSORED ADR		2019-11-13	2020-04-13
	73. BP AMOCO P L C SPONSORED ADR		2017-07-06	2020-04-13
	55. BNP PARIBAS SPONSORED ADR REPSTG 1/4 SH		2018-07-23	2019-12-24
	32. BNP PARIBAS SPONSORED ADR REPSTG 1/4 SH		2018-07-23	2020-01-08
	54. BNP PARIBAS SPONSORED ADR REPSTG 1/4 SH		2018-10-25	2020-04-13
	20. BNP PARIBAS SPONSORED ADR REPSTG 1/4 SH		2018-10-25	2020-04-16
	88. BNP PARIBAS SPONSORED ADR REPSTG 1/4 SH		2018-12-12	2020-05-22
	25000. BP CAP MKTS P L C 3.535% DUE 11-04-2024 REG		2014-11-12	2020-06-24
	66. BAIDU COM INC SPONSORED ADR SHS		2018-12-21	2020-04-13
	9. BAIDU COM INC SPONSORED ADR SHS		2019-12-19	2020-04-13
	13. BAIDU COM INC SPONSORED ADR SHS		2016-04-13	2020-04-16
	15. BAIDU COM INC SPONSORED ADR SHS		2020-04-07	2020-05-29
	45. BAIDU COM INC SPONSORED ADR SHS		2016-06-10	2020-05-29
	276. ADR BALFOUR BEATTY PLC SPONSORED ADR REPSTG 2 SHS		2014-05-22	2020-04-13
	1003. ADR BANCO BILBAO VIZCAYA ARGENTARIA S A SPONSORED ADR		2020-03-10	2020-04-13
	269. ADR BANCO BILBAO VIZCAYA ARGENTARIA S A SPONSORED ADR		2016-10-24	2020-04-16
	20000. BANK AMER CORP 5.875% DUE 01-05-2021 REG		2018-07-25	2020-10-16
	25000. BANK NEW YORK MELLON CORP MEDIUM TERM SRNT BOOK ENTRY 2.1% DUE		2019-10-17	2020-04-20
	20000. BANK NOVA SCOTIA B C 2.7% DUE 08-03-2026REG		2019-07-24	2020-10-20
	111. BARCLAYS PLC ADR		2018-06-26	2019-12-18
	102. BARCLAYS PLC ADR		2018-06-26	2020-03-25
	936. BARCLAYS PLC ADR		2020-04-07	2020-04-13
	854. BARCLAYS PLC ADR		2018-12-21	2020-04-13
	379. BAYER A G 00		2019-12-18	2020-04-13
	25000. BERKSHIRE HATHAWAY FIN CORP 1.85% DUE 03-12-2030 REG		2020-03-04	2020-08-11
	25000. BLACKROCK INC 2.4% DUE 04-30-2030/01-27-2020 REG		2020-01-16	2020-08-11
	9433.96 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL		2014-11-03	2020-05-05
	409.28 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL		2014-11-03	2020-06-10
	3. ADR BOC HONG KONG HLDGS LTD SPONSORED ADR		2020-04-13	2020-04-16
	14. ADR BOC HONG KONG HLDGS LTD SPONSORED ADR		2020-04-13	2020-05-26
	24. ADR BOC HONG KONG HLDGS LTD SPONSORED ADR		2020-04-13	2020-06-02
	12. ADR BOC HONG KONG HLDGS LTD SPONSORED ADR		2020-04-13	2020-07-16
	22. BRITISH AMERN TOB PLC SPONSORED ADR		2018-03-23	2020-03-02
	11. BRITISH AMERN TOB PLC SPONSORED ADR		2018-03-23	2020-03-05
	24. BRITISH AMERN TOB PLC SPONSORED ADR		2018-05-25	2020-04-13
	14. BRITISH AMERN TOB PLC SPONSORED ADR		2018-05-25	2020-04-16
	11. ADR BRITVIC PLC SPONSORED ADR		2020-04-13	2020-04-16
	3026. ADR CAIXABANK ADR		2019-01-10	2020-04-13
	1967. ADR CAIXABANK ADR		2019-07-29	2020-04-13
	37. CANADIAN IMPERIAL BK COMM TORONTO ONT COM STK		2018-12-12	2020-04-13
	15. CANADIAN NATL RY CO COM		2012-10-11	2020-04-16
	33. CANADIAN NATL RY CO COM		2012-10-11	2020-05-07
	48. CARREFOUR SA SPONSORED ADR		2019-04-10	2020-03-19
	177. CARREFOUR SA SPONSORED ADR		2019-03-15	2020-03-19
	321. CARREFOUR SA SPONSORED ADR		2019-04-10	2020-04-13
	917. CARREFOUR SA SPONSORED ADR		2019-10-22	2020-04-13
	41. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2014-08-13	2020-03-05
	16. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2014-08-13	2020-03-13
	15. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2016-02-03	2020-03-19
	16. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2016-02-03	2020-03-25
	37. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2017-06-23	2020-04-07
	119. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2019-04-09	2020-04-13
	52. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2019-12-19	2020-04-13
	22. CHINA MOBILE HONG KONG LTD SPONSORED ADR		2019-03-27	2020-04-16
	8. ADR CHUGAI PHARMACEUTICALS CO LTD		2019-03-07	2020-04-07
	6. ADR CHUGAI PHARMACEUTICALS CO LTD		2019-03-07	2020-04-16
	25000. COCA COLA CO FIXED 2.125% DUE 09-06-2029		2019-09-04	2020-04-17
	25000. COMCAST CORP NEW 2.65% DUE 02-01-2030		2019-10-29	2020-05-20
	1126. ADR COMPAGNIE FINANCIERE RICHEMONT AG SWITZ ADR		2020-03-24	2020-04-13
	110. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)		2020-03-19	2020-04-13
	30. DBS GROUP HOLDINGS LTD-SPONSORED ADR		2018-10-09	2020-04-16
	291.46 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2018-12-17	2020-01-30
	228.14 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2018-12-17	2020-05-19
	415.37 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2018-12-17	2020-06-18
	2770.54 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2012-05-22	2020-09-09
	158. ADR DANONE SPONSORED ADR		2019-02-13	2020-04-13
	241. ADR DANONE SPONSORED ADR		2020-01-15	2020-04-13
	11. ADR DASSAULT SYS S A SPONSORED ADR		2012-10-11	2020-04-16
	15000. DEERE JOHN CAP CORP MEDIUM TERM NTS-BOOKENTRY TRANCHE # TR 0045		2019-09-09	2020-03-05
	25000. DEERE JOHN CAP CORP MEDIUM TERM NTS-BOOKENTRY TRANCHE # TR 0046		2020-03-05	2020-09-23
	68. ADR DENTSU GROUP INC UNSP ADS EACH REP 1 ORD SHS		2019-01-23	2020-03-23
	37. ADR DENTSU GROUP INC UNSP ADS EACH REP 1 ORD SHS		2019-07-19	2020-03-23
	25. DEUTSCHE TELEKOM AG SPONSORED ADR		2020-04-13	2020-04-16
	199. DEUTSCHE POST AG SPONSORED ADR		2018-12-14	2020-04-13
	33. DEUTSCHE POST AG SPONSORED ADR		2020-01-29	2020-04-13
	7. ADR DIAGEO PLC SPONSORED ADR NEW		2019-03-06	2020-04-16
	3. ADR DIAGEO PLC SPONSORED ADR NEW		2020-04-13	2020-04-16
	10. ADR DIAGEO PLC SPONSORED ADR NEW		2020-04-13	2020-06-02
	14. ADR DIAGEO PLC SPONSORED ADR NEW		2020-04-13	2020-07-15
	25000. DISNEY WALT CO 2.0% DUE 09-01-2029/09-06-2019 REG		2019-09-03	2020-05-08
	15000. DUKE ENERGY PROGRESS LLC 3.45% 03-15-2029		2019-03-04	2020-04-08
	3. ADR EAST JAPAN RY CO ADR		2014-11-04	2019-12-02
	88. ADR EAST JAPAN RY CO ADR		2014-11-04	2019-12-03
	63. ADR EAST JAPAN RY CO ADR		2019-01-10	2020-01-30
	69. ADR EAST JAPAN RY CO ADR		2014-09-24	2020-01-31
	134. ADR EAST JAPAN RY CO ADR		2014-09-24	2020-02-26
	69. ADR EAST JAPAN RY CO ADR		2014-09-24	2020-03-02
	68. ADR EPIROC AB UNSPON ADS EACH REP 1 ORD SHS		2019-03-27	2020-04-16
	15000. ESTEE LAUDER COS INC 2.6% DUE 04-15-2030/04-13-2020 REG		2020-04-07	2020-09-23
	439. FANUC CORPORATION		2018-12-31	2020-04-13
	251. FANUC CORPORATION		2020-01-07	2020-04-13
	34. FANUC CORPORATION		2016-01-21	2020-04-16
	25000. FHLB CONS BD DTD 09/02/2016 2.125 09-02-2026/03-02-2017		2016-08-22	2020-03-17
	25000. FHLB FEDERAL HOME LN BKS 1.375% 11-15-2019 1.375 11-15-2019		2017-05-02	2019-11-15
	20000. FFCB TRANCHE 00064 2.07 06-01-2023/06-01-2017		2016-06-01	2020-01-24
	20000. FFCB TRANCHE 00073 2.23 06-06-2024		2016-06-02	2019-11-26
	25000. FFCB TRANCHE 00372 2 08-22-2025/08-22-2017		2016-08-10	2020-03-13
	200. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2014-01-27	2020-01-30
	100. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2014-01-27	2020-03-30
	200. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2014-01-27	2020-04-03
	100. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2014-01-27	2020-06-09
	11. FOMENTO ECONOMICO MEX-SP ADR		2019-04-16	2020-04-16
	147. ADR FUCHS PETROLUB SE FORMERLY FUCHS PETROLUB AG TO 08/19/2013 AD		2014-06-30	2020-01-13
	32. ADR FUCHS PETROLUB SE FORMERLY FUCHS PETROLUB AG TO 08/19/2013 ADR		2014-09-05	2020-04-16
	25000. GEN DYNAMICS CORP 1.875% DUE 08-15-2023		2016-08-09	2020-02-24
	48. GILDAN ACTIVEWEAR INC CLASS A COM		2017-01-18	2019-11-19
	25. GILDAN ACTIVEWEAR INC CLASS A COM		2017-01-18	2020-02-05
	47. GILDAN ACTIVEWEAR INC CLASS A COM		2017-02-03	2020-02-20
	14. GLAXO PLC ADR		2020-04-13	2020-04-16
	10000. GOLDMAN SACHS 3.625% DUE 02-20-2024		2019-02-13	2020-02-05
	62. ADR GRIFOLS S A SPONSORED ADR REPSTG 1/2CL B NON VTG NEW		2015-11-12	2019-12-11
	103. ADR GRIFOLS S A SPONSORED ADR REPSTG 1/2CL B NON VTG NEW		2015-11-12	2019-12-12
	68. ADR GRUPO FINANCIERO BANORTE S A B DE C		2020-02-12	2020-04-13
	13. ADR HDFC BK LTD ADR REPSTG 3 SHS		2017-07-03	2020-04-16
	126. ADR HSBC HLDGS PLC SPONSORED ADR NEW		2019-12-11	2020-03-23
	97. ADR HSBC HLDGS PLC SPONSORED ADR NEW		2016-12-13	2020-03-23
	25000. HERSHEY CO 2.05% DUE 11-15-2024		2019-10-28	2020-05-27
	18. ADR IBERDROLA S A SPONSORED ADR REPSTG 1ORD SHS		2020-04-13	2020-04-16
	49. ADR IBERDROLA S A SPONSORED ADR REPSTG 1ORD SHS		2020-04-13	2020-06-02
	80. ADR ICICI BK LTD		2016-12-14	2020-04-16
	15. ADR IMPERIAL BRANDS PLC SPONSORED ADR		2020-04-13	2020-04-16
	80. ADR IMPERIAL BRANDS PLC SPONSORED ADR		2020-04-13	2020-06-09
	53. INFINEON TECHNOLOGIES AG SPONSORED ADR		2017-11-20	2020-04-13
	261. INFINEON TECHNOLOGIES AG SPONSORED ADR		2020-03-13	2020-04-13
	131. INFINEON TECHNOLOGIES AG SPONSORED ADR		2017-06-06	2020-04-16
	1. INFINEON TECHNOLOGIES AG SPONSORED ADR		2017-06-06	2020-09-17
	64. INFINEON TECHNOLOGIES AG SPONSORED ADR		2019-01-03	2020-09-18
	333. ADR ING GROEP N V SPONSORED ADR		2020-03-10	2020-04-13
	340. ADR ING GROEP N V SPONSORED ADR		2018-12-11	2020-04-13
	85. ADR ITAU UNIBANCO HLDG SA SPONSORED ADR REPSTG 500 PFD PFD ADR		2015-11-11	2020-04-16
	21. ADR JOHNSON MATTHEY PUB LTD CO SPONSOREDADR NO PAR NEW		2019-06-04	2020-03-24
	4. ADR JOHNSON MATTHEY PUB LTD CO SPONSOREDADR NO PAR NEW		2019-06-03	2020-03-25
	24. ADR JOHNSON MATTHEY PUB LTD CO SPONSOREDADR NO PAR NEW		2019-05-30	2020-04-13
	157. ADR KDDI CORP ADR		2012-11-12	2019-12-11
	93. ADR KDDI CORP ADR		2012-11-12	2019-12-19
	27. ADR KDDI CORP ADR		2012-11-12	2020-01-29
	35. ADR KDDI CORP ADR		2012-11-12	2020-02-06
	68. ADR KDDI CORP ADR		2012-11-12	2020-02-27
	82. ADR KDDI CORP ADR		2012-11-12	2020-02-28
	21. ADR KDDI CORP ADR		2019-04-30	2020-03-05
	49. ADR KDDI CORP ADR		2012-11-12	2020-03-05
	110. ADR KDDI CORP ADR		2019-04-30	2020-03-19
	76. ADR KDDI CORP ADR		2019-04-30	2020-03-23
	174. KOMATSU LTD SPON ADR NEW		2020-03-24	2020-04-13
	44. KOMATSU LTD SPON ADR NEW		2018-11-12	2020-04-16
	13. ADR KUBOTA CORP.		2019-01-22	2020-04-16
	33. ADR L OREAL S A ADR		2012-10-11	2020-04-16
	6. LAS VEGAS SANDS CORP		2020-04-13	2020-04-16
	29. LAS VEGAS SANDS CORP		2020-04-13	2020-04-17
	280. LLOYDS TSB GROUP PLC SPONSORED ADR		2013-03-28	2019-11-27
	355. LLOYDS TSB GROUP PLC SPONSORED ADR		2013-03-28	2019-12-18
	321. LLOYDS TSB GROUP PLC SPONSORED ADR		2018-12-21	2020-01-08
	86. LLOYDS TSB GROUP PLC SPONSORED ADR		2016-07-06	2020-02-20
	555. LLOYDS TSB GROUP PLC SPONSORED ADR		2019-08-14	2020-02-20
	40. ADR LONZA GROUP AG ADR		2018-05-18	2019-12-11
	34. ADR LONZA GROUP AG ADR		2018-05-18	2020-04-16
	15. ADR MMC NORILSK NICKEL PJSC SPONSORED ADR		2020-04-13	2020-04-16
	88. ADR MMC NORILSK NICKEL PJSC SPONSORED ADR		2020-04-13	2020-06-02
	40. ADR MMC NORILSK NICKEL PJSC SPONSORED ADR		2020-04-13	2020-08-21
	64. MANULIFE FINL CORP		2018-10-18	2020-02-12
	27. MANULIFE FINL CORP		2018-10-18	2020-04-16
	25000. MASTERCARD INC 2.0% DUE 03-03-2025/12-03-2019 REG		2019-11-25	2020-04-27
	21. ADR MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN ADR		2020-04-13	2020-04-16
	50. ADR MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN ADR		2020-04-13	2020-04-27
	70. ADR MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN ADR		2020-04-13	2020-05-22
	234. ADR MICRO FOCUS INTL PLC ADS		2018-12-21	2020-04-13
	20000. MITSUBISHI UFJ FIXED 2.665% DUE 07-25-2022		2017-07-20	2020-03-05
	22. ADR MUNICH RE GROUP ADR		2020-04-13	2020-04-16
	17. ADR MUNICH RE GROUP ADR		2020-04-13	2020-05-22
	34. ADR MUNICH RE GROUP ADR		2020-04-13	2020-09-11
	392. ADR MURATA MFG CO LTD ADR		2020-03-11	2020-04-13
	25. ADR NN GROUP NV ADR		2020-04-13	2020-04-16
	89. ADR NN GROUP NV ADR		2020-04-13	2020-04-27
	43. ADR NN GROUP NV ADR		2020-04-13	2020-06-02
	69. NASPERS SPON ADR EACH REP 0.2 ORD SHS (P/S)CL N		2016-02-10	2019-12-11
	18. NESTLE S A SPONSORED ADR REPSTG REG SH		2012-10-11	2020-03-23
	24. NESTLE S A SPONSORED ADR REPSTG REG SH		2012-10-11	2020-04-16
	6. NESTLE S A SPONSORED ADR REPSTG REG SH		2020-04-13	2020-04-16
	36. NESTLE S A SPONSORED ADR REPSTG REG SH		2012-10-11	2020-05-07
	25. ADR NIPPON TELEG & TEL CORP SPONSORED ADR		2020-04-13	2020-04-16
	47. ADR NIPPON TELEG & TEL CORP SPONSORED ADR		2020-04-13	2020-09-11
	38. ADR NIPPON TELEG & TEL CORP SPONSORED ADR		2020-04-13	2020-09-25
	44. ADR NITORI HLDGS CO LTD ADR		2020-03-04	2020-04-16
	520.56 MFB NORTHN MID CAP INDEX FD FD		2014-01-27	2020-01-30
	701.75 MFB NORTHN MID CAP INDEX FD FD		2014-01-27	2020-04-22
	205.2 MFB NORTHN MID CAP INDEX FD FD		2014-01-27	2020-05-13
	114.03 MFB NORTHN MID CAP INDEX FD FD		2014-01-27	2020-06-10
	885.48 MFB NORTHN MID CAP INDEX FD FD		2014-01-27	2020-06-18
	841.75 MFB NORTHN MID CAP INDEX FD FD		2014-01-27	2020-09-09
	534.19 MFB NORTHN INTL EQTY INDEX FD		2017-08-28	2020-04-03
	11187.61 MFB NORTHN HI YIELD FXD INC FD		2015-04-27	2020-05-05
	775.19 MFB NORTHN HI YIELD FXD INC FD		2009-04-13	2020-09-09
	836.82 MFB NORTHERN FDS STK INDEX FD		2018-12-20	2020-06-18
	818.83 MFB NORTHERN FDS STK INDEX FD		2018-12-20	2020-09-09
	906.5 MFB NORTHERN FDS STK INDEX FD		2018-12-20	2020-09-18
	2. ADR NOVARTIS AG SPONSORED ADR ISIN #US66987V1098		2018-06-20	2020-03-05
	2. ADR NOVARTIS AG SPONSORED ADR ISIN #US66987V1098		2018-06-20	2020-03-30
	13. ADR NOVARTIS AG SPONSORED ADR ISIN #US66987V1098		2018-06-20	2020-03-31
	7. ADR NOVARTIS AG SPONSORED ADR ISIN #US66987V1098		2012-11-12	2020-04-16
	13. ADR NOVOZYMES A/S ADR		2018-03-27	2020-04-16
	11. ADR ORKLA A S SPONSORED ADR		2020-04-13	2020-04-16
	92. ADR ORKLA A S SPONSORED ADR		2020-04-13	2020-06-02
	.2 OVINTIV INC COM USD0.01		2018-02-12	2020-01-27
	99. OVINTIV INC COM USD0.01		2019-12-18	2020-03-10
	233. OVINTIV INC COM USD0.01		2019-01-23	2020-03-10
	13. ADR PJSC LUKOIL SPONSORED ADR		2019-03-27	2020-04-16
	10000. PNC FINL SVCS GROUP INC 3.45% DUE 04-23-2029 REG		2019-04-16	2020-04-17
	15000. PNC FINL SVCS GROUP INC 3.45% DUE 04-23-2029 REG		2019-04-16	2020-05-08
	15000. PNC FINL SVCS GROUP INC 2.6% DUE 07-23-2026/05-24-2026 REG		2019-07-18	2020-06-24
	25000. PEPSICO INC 2.375% DUE 10-06-2026		2016-10-04	2020-02-12
	25000. PHILIP MORRIS INTL INC 2.875% DUE 05-01-2024/05-01-2019 REG		2019-04-29	2020-04-29
	52. ADR SPONSORED ADR REPSTG 2 H SHS		2019-03-28	2020-04-16
	69. ADR PROSUS N.V. ADR NASPERS NEWCO-ADR		2019-09-17	2019-12-11
	29. PRUDENTIAL PLC		2018-09-12	2019-12-18
	55. PRUDENTIAL PLC		2018-10-08	2020-01-06
	35. PRUDENTIAL PLC		2018-12-06	2020-02-12
	162. PRUDENTIAL PLC		2018-12-06	2020-04-13
	52. ADR RWE AKTIENGESELLSCHAF		2020-03-19	2020-04-13
	83. ADR RELX PLC SPONSORED ADR		2019-03-05	2020-04-13
	175. ADR RELX PLC SPONSORED ADR		2020-03-17	2020-04-13
	35. RIO TINTO PLC SPONSORED ADR		2020-03-30	2020-04-13
	25. RIO TINTO PLC SPONSORED ADR		2019-04-16	2020-04-16
	81. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2016-09-07	2019-12-11
	26. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2016-12-16	2020-01-29
	6. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-11-12	2020-02-06
	7. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-11-12	2020-03-02
	6. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-11-12	2020-03-25
	7. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-11-12	2020-03-30
	74. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2019-02-01	2020-04-07
	55. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-10-11	2020-04-16
	15. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-11-12	2020-04-16
	12. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104		2012-11-12	2020-08-27
	899. ROLLS ROYCE HOLDINGS PLC SPONSORED ADR ROLLS-RO SPONSORED ADR		2019-04-12	2020-04-13
	819. ROLLS ROYCE HOLDINGS PLC SPONSORED ADR ROLLS-RO SPONSORED ADR		2020-03-19	2020-04-13
	25000. ROYAL BK CDA GLOBAL MEDIUM TERM SR BK NT2.25% DUE 11-01-2024		2019-10-21	2020-06-03
	15. ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS		2019-09-05	2020-03-10
	153. ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS		2019-02-04	2020-03-10
	29. ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS		2016-02-25	2020-04-16
	7. ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS		2020-04-13	2020-04-16
	118. ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS		2020-04-13	2020-05-01
	22. ADR RYANAIR HLDGS PLC SPONSORED ADR NEW		2019-03-27	2020-04-13
	77. ADR RYANAIR HLDGS PLC SPONSORED ADR NEW		2020-03-17	2020-04-13
	360. ADR SK TELECOM CO LTD SPONSORED ADR		2018-04-27	2020-04-13
	50. MFC SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF		2015-04-27	2020-01-30
	740. MFC SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF		2015-04-27	2020-05-05
	66. ADR SSE SPONSORED ADR		2017-11-03	2019-12-19
	51. ADR SSE SPONSORED ADR		2018-06-26	2020-01-15
	41. ADR SSE SPONSORED ADR		2018-01-04	2020-03-02
	55. ADR SSE SPONSORED ADR		2018-01-04	2020-03-09
	46. ADR SSE SPONSORED ADR		2018-08-01	2020-03-13
	134. ADR SSE SPONSORED ADR		2018-09-17	2020-04-13
	91. ADR SAFRAN ADR		2020-03-24	2020-04-01
	13. SANOFI-AVENTIS SPONSORED ADR		2020-04-13	2020-04-16
	25000. SANTANDER UK PLC 3.75% DUE 11-15-2021		2018-11-07	2020-01-07
	4. SAP AKTIENGESELLSCHAFT SPONSORED ADR		2018-12-04	2020-02-06
	5. SAP AKTIENGESELLSCHAFT SPONSORED ADR		2018-12-04	2020-03-05
	3. SAP AKTIENGESELLSCHAFT SPONSORED ADR		2018-12-04	2020-03-25
	61. SAP AKTIENGESELLSCHAFT SPONSORED ADR		2018-12-04	2020-04-13
	21. SAP AKTIENGESELLSCHAFT SPONSORED ADR		2019-04-16	2020-04-16
	97. ADR SASOL LTD SPONSORED ADR		2015-07-06	2020-04-07
	87. SCHLUMBERGER LTD ISIN #AN8068571086		2015-11-03	2020-04-07
	46. SCHLUMBERGER LTD ISIN #AN8068571086		2019-07-19	2020-04-07
	74. ADR SCHNEIDER ELECTRIC SE		2019-12-11	2020-04-16
	26. SGS SA		2019-04-17	2020-04-16
	51. SHIONOGI & CO LTD ADR		2020-02-11	2020-04-16
	8. SIEMENS A G SPONSORED ADR		2019-08-06	2020-01-29
	70. SIEMENS A G SPONSORED ADR		2019-10-15	2020-04-13
	8. SIEMENS A G SPONSORED ADR		2019-10-15	2020-04-16
	25. ADR SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006		2020-04-13	2020-04-16
	77. ADR SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006		2020-04-13	2020-06-02
	2. ADR SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006		2020-04-13	2020-07-15
	111. ADR SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006		2020-04-13	2020-07-16
	121. ADR SINOPHARM GROUP CO-UNSP ADR		2019-10-02	2020-04-13
	12. ADR SMITHS GROUP PLC SPONSORED ADR		2020-04-13	2020-04-16
	92. ADR SMITHS GROUP PLC SPONSORED ADR		2020-04-13	2020-10-08
	90. ADR SMITHS GROUP PLC SPONSORED ADR		2020-04-13	2020-10-12
	18. ADR SMURFIT KAPPA GROUP PLC ADR		2020-04-13	2020-04-16
	20. ADR SOFTBANK CORP ADR		2020-04-13	2020-04-16
	83. ADR SOFTBANK CORP ADR		2020-04-28	2020-09-11
	63. ADR SOFTBANK CORP ADR		2020-04-28	2020-09-25
	34. ADR SONIC HEALTHCARE SPON ADR EACH REP 1 ORD SHS		2020-04-13	2020-04-16
	50. ADR SONIC HEALTHCARE SPON ADR EACH REP 1 ORD SHS		2020-04-13	2020-06-26
	107. ADR SONIC HEALTHCARE SPON ADR EACH REP 1 ORD SHS		2020-04-13	2020-08-17
	22. ADR SONOVA HLDG AG UNSP ADR		2012-10-11	2020-04-16
	.69 ADR SONOVA HLDG AG UNSP ADR		2012-10-11	2020-06-17
	25000. STATE STR CORP 2.354% DUE 11-01-2025/11-01-2024 REG		2019-10-29	2020-06-24
	190. ADR SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR		2020-01-08	2020-04-13
	678. ADR SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR		2017-09-13	2020-04-13
	25000. SUMITOMO MITSUI FINL GROUP INC 2.632% DUE 07-14-2026 BEO		2016-08-19	2020-08-04
	114. ADR SWEDBANK A B SPONSORED ADR		2020-02-25	2020-04-13
	41. ADR SYMRISE AG ADR		2014-06-09	2020-04-16
	26. SYSMEX CORP ADR		2012-10-11	2020-04-16
	25000. TD AMERITRADE HLDG CORP 3.75% DUE 04-01-2024/11-01-2018 REG		2018-10-30	2020-03-05
	10000. TD AMERITRADE HLDG CORP 2.75% DUE 10-01-2029/08-16-2019 REG		2019-08-13	2020-01-17
	20. TAIWAN SEMICONDUCTOR MFG LT		2012-12-06	2019-12-18
	21. TAIWAN SEMICONDUCTOR MFG LT		2012-10-11	2020-03-11
	33. TAIWAN SEMICONDUCTOR MFG LT		2019-04-16	2020-04-16
	28. TAIWAN SEMICONDUCTOR MFG LT		2012-10-11	2020-04-16
	37. TAIWAN SEMICONDUCTOR MFG LT		2012-10-11	2020-07-28
	32. TAIWAN SEMICONDUCTOR MFG LT		2012-10-11	2020-08-05
	47. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2017-12-14	2020-01-29
	46. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2017-12-14	2020-01-29
	36. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2017-10-16	2020-03-02
	13. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2017-10-16	2020-03-05
	22. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2017-10-16	2020-03-19
	633. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2019-03-04	2020-04-13
	60. TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS		2019-04-18	2020-04-13
	37. ADR TELEFONICA BRASIL SA SPON ADR EA REPR 1 PFD SH		2020-04-13	2020-04-16
	293. ADR TELEFONICA BRASIL SA SPON ADR EA REPR 1 PFD SH		2020-04-13	2020-07-15
	295. ADR TELEFONICA BRASIL SA SPON ADR EA REPR 1 PFD SH		2020-04-13	2020-07-16
	20. ADR TENCENT HLDGS LTD ADR		2019-02-23	2020-04-16
	25000. TEXAS INSTRS INC 2.25% DUE 09-04-2029		2019-08-26	2020-09-09
	15000. TORONTO DOMINION BK FIXED 3.25% 03-11-2024 REG		2019-03-04	2020-06-10
	28. ADR TOTAL SA		2019-03-07	2020-03-10
	17. ADR TOTAL SA		2019-03-07	2020-04-13
	7. ADR TOTAL SA		2019-03-07	2020-04-16
	4. TOYOTA MTR CORP ADR REP 2 COM		2020-04-13	2020-04-16
	25000. TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY 2.0% DUE 10-07-20		2019-10-02	2020-06-24
	195. ADR UNICHARM CORP SPONSORED ADR		2019-04-03	2020-04-16
	341. ADR UNICREDIT SPA ADR NEW 2017		2018-03-15	2020-02-12
	885. ADR UNICREDIT SPA ADR NEW 2017		2020-03-10	2020-04-13
	1568. ADR UNICREDIT SPA ADR NEW 2017		2019-02-06	2020-04-13
	25. ADR UNILEVER PLC SPONSORED ADR NEW		2015-06-24	2019-12-11
	24. ADR UNILEVER PLC SPONSORED ADR NEW		2015-06-24	2020-04-16
	9. UNILEVER N V		2020-04-13	2020-04-16
	14. ADR UNITED OVERSEAS BK LTD SPONSORED ADRISIN #US9112713022		2020-04-13	2020-04-16
	24. ADR UNITED OVERSEAS BK LTD SPONSORED ADRISIN #US9112713022		2020-04-13	2020-05-22
	25000. U S BANCORP MEDIUM 2.375% DUE 07-22-2026UE 07-22-2026		2016-07-19	2020-05-14
	25000. UNITED STATES TREAS NTS 1.875% 12-31-2019		2018-01-29	2019-12-31
	10000. UNITED STATES TREAS NTS 2.0% DUE 01-15-2021		2018-01-29	2019-11-05
	20000. UNITED STATES TREAS NTS 2.0% DUE 01-15-2021		2018-01-29	2020-05-20
	30000. UNITED STATES TREAS 2.75% 02-15-2028		2018-12-26	2020-02-06
	25000. US TREAS NTS DTD 03-31-2018 2.25% DUE 03-31-2020 REG		2018-11-08	2020-03-31
	25000. UNITED STATES TREAS NTS DTD 04/30/2015 1.375% DUE 04-30-2020 RE		2019-10-11	2020-04-30
	30000. UNITED STATES TREAS NTS DTD 658 1.375% DUE 08-31-2020 REG		2020-01-27	2020-08-31
	50000. UNITED STATES TREAS NTS 2.0% DUE 09-30-2020		2019-09-25	2020-09-30
	30000. UNITED STATES TREAS NTS DTD 05/31/2015 1.5% DUE 05-31-2020 REG		2019-09-27	2020-06-01
	60000. UNITED STATES TREAS NTS 2.625% DUE 07-31-2020 REG		2018-08-23	2020-07-31
	20000. UNITED STATES TREAS NTS .5% DUE 05-31-2027 REG		2020-06-24	2020-10-20
	15000. UNITEDHEALTH GROUP 2.875% DUE 08-15-2029		2019-07-24	2020-05-13
	492.53 GLOBAL EMERGING MARKETS FUND - STEWART INVESTORS		2010-01-04	2020-10-01
	17. ADR UPM KYMMENE CORP ADR		2020-04-13	2020-04-16
	18. ADR UPM KYMMENE CORP ADR		2020-04-13	2020-05-22
	83. ADR VINCI S A ADR		2020-03-19	2020-04-13
	62. ADR VODAFONE GROUP PLC NEW SPONSORED ADRNO PAR		2020-01-14	2020-04-13
	361. ADR VODAFONE GROUP PLC NEW SPONSORED ADRNO PAR		2019-02-13	2020-04-13
	19. ADR VOLKSWAGEN CREDIT CANADA INC ADR REPSTG 1/10TH SH		2018-06-26	2020-03-05
	905. ADR VOLKSWAGEN CREDIT CANADA INC ADR REPSTG 1/10TH SH		2019-03-28	2020-04-13
	76. ADR VOLKSWAGEN CREDIT CANADA INC ADR REPSTG 1/10TH SH		2020-01-31	2020-04-13
	25000. WALMART INC 2.85% DUE 07-08-2024		2019-04-17	2020-03-25
	10000. WALMART INC 2.375% DUE 09-24-2029		2019-09-19	2020-02-12
	40000. WESTPAC BANKING CORPORATION 2.85% DUE 05-13-2026 REG		2016-05-09	2019-11-12
	25000. WESTPAC BKG 2.35% DUE 02-19-2025		2019-11-12	2020-06-24
	18. ADR ZURICH INS GROUP LTD SPONSORED		2020-04-13	2020-04-16
	40. COCA-COLA EUROPEAN PARTNERS PLC ORD GBP0.01		2020-03-19	2020-04-13
	2. LINDE PLC COM USD0.001		2019-02-04	2020-03-02
	4. LINDE PLC COM USD0.001		2019-02-04	2020-03-25
	11. LINDE PLC COM USD0.001		2018-12-12	2020-04-07
	38. LINDE PLC COM USD0.001		2019-02-04	2020-04-13
	5. LINDE PLC COM USD0.001		2018-12-12	2020-04-16
	27. UBS GROUP AG COMMON STOCK		2020-04-13	2020-04-16
	16. CHECK POINT SOFTWARE TECH ORD		2019-01-03	2020-03-23
	16. CHECK POINT SOFTWARE TECH ORD		2017-01-20	2020-04-16
	20. YANDEX N.V. COM USD0.01 CL 'A		2018-10-25	2020-04-16
	45. YANDEX N.V. COM USD0.01 CL 'A		2018-10-25	2020-10-07
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	264	235	29
b	395	492	-97
c	2,659	3,199	-540
d	357	434	-77
e	2,349	1,025	1,324
	291	276	15
	917	908	9
	939	877	62
	620	438	182
	517	483	34
	4,771	4,180	591
	1,123	1,284	-161
	602	559	43
	1,484	1,041	443
	426	443	-17
	587	968	-381
	3,046	4,681	-1,635
	28,272	25,132	3,140
	750	1,641	-891
	27,665	24,950	2,715
	25,089	24,925	164
	26,685	24,979	1,706
	26,815	26,817	-2
	26,288	24,839	1,449
	25,937	24,919	1,018
	650	353	297
	144	82	62
	549	380	169
	359	245	114
	309	190	119
	3,306	1,902	1,404
	1,983	1,613	370
	27,637	26,711	926
	1,734	1,207	527
	791	849	-58
	301	416	-115
	2,875	4,527	-1,652
	284	293	-9
	482	506	-24
	2,644	3,660	-1,016
	8,655	14,939	-6,284
	15,578	14,989	589
	450	459	-9
	1,549	2,194	-645
	1,106	1,859	-753
	1,038	1,538	-500
	595	945	-350
	1,809	2,527	-718
	1,603	1,747	-144
	937	979	-42
	826	1,631	-805
	269	538	-269
	1,364	2,140	-776
	27,469	24,994	2,475
	6,481	12,116	-5,635
	884	1,103	-219
	1,320	2,586	-1,266
	1,569	1,601	-32
	4,708	6,551	-1,843
	1,634	2,126	-492
	3,144	5,254	-2,110
	749	2,437	-1,688
	20,233	21,178	-945
	25,500	24,956	544
	22,013	19,948	2,065
	1,067	1,165	-98
	473	1,039	-566
	4,357	5,295	-938
	3,975	7,845	-3,870
	5,877	6,436	-559
	26,415	24,975	1,440
	27,679	25,075	2,604
	65,000	77,736	-12,736
	3,000	3,372	-372
	183	186	-3
	796	867	-71
	1,424	1,486	-62
	704	743	-39
	863	1,225	-362
	460	612	-152
	901	1,293	-392
	519	719	-200
	195	209	-14
	1,756	3,407	-1,651
	1,141	1,731	-590
	2,256	3,079	-823
	1,147	668	479
	2,672	1,470	1,202
	144	193	-49
	532	692	-160
	966	1,233	-267
	2,760	3,456	-696
	1,627	2,312	-685
	533	902	-369
	468	829	-361
	579	880	-301
	1,485	2,001	-516
	4,710	6,005	-1,295
	2,058	2,213	-155
	858	1,138	-280
	1,906	1,117	789
	1,534	837	697
	26,145	24,991	1,154
	26,032	24,968	1,064
	6,159	7,948	-1,789
	1,705	1,293	412
	1,620	2,024	-404
	10,000	10,366	-366
	6,000	6,915	-915
	12,000	9,703	2,297
	85,000	58,846	26,154
	1,980	2,341	-361
	3,021	3,956	-935
	1,663	580	1,083
	15,700	14,963	737
	26,072	25,076	996
	1,241	3,248	-2,007
	675	1,262	-587
	328	336	-8
	5,542	6,358	-816
	919	1,189	-270
	927	1,106	-179
	397	393	4
	1,423	1,309	114
	2,008	1,833	175
	24,523	24,666	-143
	16,106	14,938	1,168
	45	39	6
	1,330	1,125	205
	948	852	96
	1,006	865	141
	1,734	1,679	55
	874	864	10
	623	672	-49
	16,440	14,972	1,468
	5,918	7,958	-2,040
	3,384	4,586	-1,202
	447	532	-85
	25,000	25,000
	25,000	24,954	46
	20,000	20,000
	20,000	20,000
	25,000	25,000
	6,331	6,597	-266
	2,188	3,298	-1,110
	4,473	6,597	-2,124
	2,947	3,298	-351
	632	1,064	-432
	1,847	1,798	49
	306	372	-66
	25,312	24,829	483
	1,277	1,220	57
	720	635	85
	1,296	1,132	164
	579	546	33
	10,604	9,988	616
	1,413	1,093	320
	2,337	1,815	522
	952	2,131	-1,179
	497	570	-73
	3,569	4,681	-1,112
	2,748	4,085	-1,337
	26,200	25,021	1,179
	688	716	-28
	2,160	1,950	210
	706	566	140
	293	311	-18
	1,529	1,659	-130
	925	1,429	-504
	4,557	5,318	-761
	2,207	2,987	-780
	29	23	6
	1,840	1,413	427
	1,913	3,185	-1,272
	1,953	3,819	-1,866
	372	432	-60
	896	1,709	-813
	172	319	-147
	1,160	1,899	-739
	2,283	1,003	1,280
	1,396	594	802
	402	173	229
	535	224	311
	1,000	435	565
	1,157	524	633
	315	245	70
	736	313	423
	1,463	1,284	179
	997	887	110
	2,953	3,357	-404
	780	1,193	-413
	719	1,020	-301
	1,750	824	926
	273	276	-3
	1,368	1,335	33
	868	843	25
	1,143	1,069	74
	1,037	824	213
	246	217	29
	1,586	1,304	282
	1,353	1,065	288
	1,420	905	515
	390	411	-21
	2,829	2,409	420
	1,056	1,095	-39
	1,293	1,058	235
	316	416	-100
	25,797	24,940	857
	376	402	-26
	944	957	-13
	1,312	1,340	-28
	1,319	6,559	-5,240
	20,590	20,015	575
	450	461	-11
	354	356	-2
	991	713	278
	5,056	5,135	-79
	308	340	-32
	1,192	1,210	-18
	706	584	122
	1,909	1,536	373
	1,733	1,177	556
	2,580	1,569	1,011
	645	634	11
	3,820	2,354	1,466
	602	596	6
	1,045	1,120	-75
	808	906	-98
	625	614	11
	10,000	8,537	1,463
	10,000	11,509	-1,509
	3,000	3,365	-365
	2,000	1,870	130
	15,000	14,522	478
	15,000	13,805	1,195
	5,000	6,640	-1,640
	65,000	76,521	-11,521
	5,000	4,628	372
	30,000	26,077	3,923
	32,000	23,328	8,672
	35,000	25,397	9,603
	171	131	40
	163	131	32
	1,059	750	309
	609	370	239
	594	674	-80
	99	98	1
	797	817	-20
	3	11	-8
	236	2,199	-1,963
	555	10,266	-9,711
	795	1,171	-376
	10,906	9,984	922
	16,490	14,976	1,514
	16,262	14,971	1,291
	25,770	25,026	744
	26,228	24,862	1,366
	1,018	1,142	-124
	898	1,103	-205
	1,093	1,377	-284
	2,061	2,406	-345
	1,360	1,362	-2
	4,145	5,569	-1,424
	1,420	1,446	-26
	1,862	1,809	53
	3,926	3,901	25
	1,671	1,536	135
	1,147	1,539	-392
	3,108	2,597	511
	1,077	691	386
	260	142	118
	288	166	122
	219	142	77
	283	166	117
	2,987	2,244	743
	2,268	1,337	931
	619	355	264
	523	284	239
	3,749	10,846	-7,097
	3,415	5,290	-1,875
	26,180	24,945	1,235
	522	848	-326
	5,323	7,090	-1,767
	916	1,309	-393
	221	254	-33
	3,506	4,277	-771
	1,254	1,652	-398
	4,389	4,974	-585
	6,261	7,610	-1,349
	1,938	2,255	-317
	20,323	33,381	-13,058
	1,243	1,257	-14
	983	923	60
	817	737	80
	1,067	983	84
	727	809	-82
	2,062	2,078	-16
	1,648	1,632	16
	596	577	19
	25,792	24,932	860
	546	415	131
	616	518	98
	312	311	1
	7,423	4,582	2,841
	2,504	2,356	148
	388	3,651	-3,263
	1,474	6,461	-4,987
	779	1,769	-990
	1,259	1,509	-250
	589	679	-90
	643	796	-153
	511	461	50
	3,075	3,945	-870
	336	442	-106
	488	487	1
	1,388	1,500	-112
	36	39	-3
	2,017	2,162	-145
	1,503	2,082	-579
	168	184	-16
	1,687	1,409	278
	1,663	1,379	284
	498	525	-27
	253	261	-8
	1,013	1,104	-91
	735	838	-103
	526	489	37
	1,019	719	300
	2,568	1,539	1,029
	778	455	323
	27	14	13
	26,479	25,004	1,475
	967	1,414	-447
	3,450	4,547	-1,097
	27,263	24,909	2,354
	1,212	1,806	-594
	1,024	560	464
	906	311	595
	26,940	24,945	1,995
	10,180	9,989	191
	1,177	329	848
	1,116	316	800
	1,741	1,420	321
	1,478	421	1,057
	2,855	557	2,298
	2,589	482	2,107
	921	1,310	-389
	902	1,281	-379
	642	1,002	-360
	232	362	-130
	298	612	-314
	10,524	14,617	-4,093
	998	1,091	-93
	348	369	-21
	2,639	2,920	-281
	2,656	2,940	-284
	1,059	887	172
	26,851	24,962	1,889
	16,255	14,981	1,274
	998	1,611	-613
	619	976	-357
	227	402	-175
	486	485	1
	26,028	24,978	1,050
	1,467	1,272	195
	2,610	3,536	-926
	3,435	4,870	-1,435
	6,085	12,840	-6,755
	1,491	1,118	373
	1,243	949	294
	447	448	-1
	389	400	-11
	648	685	-37
	26,179	24,817	1,362
	25,000	25,000
	10,040	9,970	70
	20,247	19,967	280
	32,600	29,876	2,724
	25,000	25,000
	25,000	25,000
	30,000	30,000
	50,000	50,076	-76
	30,000	30,000
	60,000	60,014	-14
	19,969	19,980	-11
	16,028	15,059	969
	70,000	36,860	33,140
	437	453	-16
	490	479	11
	1,703	1,294	409
	876	1,264	-388
	5,099	11,478	-6,379
	322	366	-44
	12,878	13,612	-734
	1,081	1,423	-342
	25,539	24,982	557
	10,217	9,989	228
	40,777	39,845	932
	26,484	24,993	1,491
	553	586	-33
	1,681	1,632	49
	392	329	63
	652	658	-6
	1,991	1,771	220
	7,059	6,248	811
	896	805	91
	245	264	-19
	1,395	1,636	-241
	1,673	1,361	312
	708	540	168
	2,736	1,214	1,522
			32,114

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			29
b			-97
c			-540
d			-77
e			1,324
			15
			9
			62
			182
			34
			591
			-161
			43
			443
			-17
			-381
			-1,635
			3,140
			-891
			2,715
			164
			1,706
			-2
			1,449
			1,018
			297
			62
			169
			114
			119
			1,404
			370
			926
			527
			-58
			-115
			-1,652
			-9
			-24
			-1,016
			-6,284
			589
			-9
			-645
			-753
			-500
			-350
			-718
			-144
			-42
			-805
			-269
			-776
			2,475
			-5,635
			-219
			-1,266
			-32
			-1,843
			-492
			-2,110
			-1,688
			-945
			544
			2,065
			-98
			-566
			-938
			-3,870
			-559
			1,440
			2,604
			-12,736
			-372
			-3
			-71
			-62
			-39
			-362
			-152
			-392
			-200
			-14
			-1,651
			-590
			-823
			479
			1,202
			-49
			-160
			-267
			-696
			-685
			-369
			-361
			-301
			-516
			-1,295
			-155
			-280
			789
			697
			1,154
			1,064
			-1,789
			412
			-404
			-366
			-915
			2,297
			26,154
			-361
			-935
			1,083
			737
			996
			-2,007
			-587
			-8
			-816
			-270
			-179
			4
			114
			175
			-143
			1,168
			6
			205
			96
			141
			55
			10
			-49
			1,468
			-2,040
			-1,202
			-85

			46



			-266
			-1,110
			-2,124
			-351
			-432
			49
			-66
			483
			57
			85
			164
			33
			616
			320
			522
			-1,179
			-73
			-1,112
			-1,337
			1,179
			-28
			210
			140
			-18
			-130
			-504
			-761
			-780
			6
			427
			-1,272
			-1,866
			-60
			-813
			-147
			-739
			1,280
			802
			229
			311
			565
			633
			70
			423
			179
			110
			-404
			-413
			-301
			926
			-3
			33
			25
			74
			213
			29
			282
			288
			515
			-21
			420
			-39
			235
			-100
			857
			-26
			-13
			-28
			-5,240
			575
			-11
			-2
			278
			-79
			-32
			-18
			122
			373
			556
			1,011
			11
			1,466
			6
			-75
			-98
			11
			1,463
			-1,509
			-365
			130
			478
			1,195
			-1,640
			-11,521
			372
			3,923
			8,672
			9,603
			40
			32
			309
			239
			-80
			1
			-20
			-8
			-1,963
			-9,711
			-376
			922
			1,514
			1,291
			744
			1,366
			-124
			-205
			-284
			-345
			-2
			-1,424
			-26
			53
			25
			135
			-392
			511
			386
			118
			122
			77
			117
			743
			931
			264
			239
			-7,097
			-1,875
			1,235
			-326
			-1,767
			-393
			-33
			-771
			-398
			-585
			-1,349
			-317
			-13,058
			-14
			60
			80
			84
			-82
			-16
			16
			19
			860
			131
			98
			1
			2,841
			148
			-3,263
			-4,987
			-990
			-250
			-90
			-153
			50
			-870
			-106
			1
			-112
			-3
			-145
			-579
			-16
			278
			284
			-27
			-8
			-91
			-103
			37
			300
			1,029
			323
			13
			1,475
			-447
			-1,097
			2,354
			-594
			464
			595
			1,995
			191
			848
			800
			321
			1,057
			2,298
			2,107
			-389
			-379
			-360
			-130
			-314
			-4,093
			-93
			-21
			-281
			-284
			172
			1,889
			1,274
			-613
			-357
			-175
			1
			1,050
			195
			-926
			-1,435
			-6,755
			373
			294
			-1
			-11
			-37
			1,362

			70
			280
			2,724



			-76

			-14
			-11
			969
			33,140
			-16
			11
			409
			-388
			-6,379
			-44
			-734
			-342
			557
			228
			932
			1,491
			-33
			49
			63
			-6
			220
			811
			91
			-19
			-241
			312
			168
			1,522

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	33,536
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2018	379,523	8,332,257	0.045549
2017	510,225	8,563,937	0.059578
2016	256,500	8,250,159	0.03109
2015	397,071	7,828,695	0.05072
2014	410,717	4,414,428	0.09304

Total of line 1, column (d) .....................

0.279977

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.055995

Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......

8,015,658

Multiply line 4 by line 3......................

448,837

Enter 1% of net investment income (1% of Part I, line 27b)...........

1,794

Add lines 5 and 6........................

450,631

Enter qualifying distributions from Part XII, line 4,.............

436,750

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2019)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	3,588
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	3,588
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	3,588
6	Credits/Payments:

a	2019 estimated tax payments and 2018 overpayment credited to 2019	6a	5,700
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	5,700
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	2,112
11	Enter the amount of line 10 to be: Credited to 2020 estimated tax2,112	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2019)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

THE NORTHERN TRUST COMPANY Telephone no. bullet

(312) 630-6000

Located at bullet

PO BOX 803878CHICAGOIL ZIP+4 bullet

60680

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2019?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2019, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2019?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2019.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?

Form 990-PF (2019)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JAMES H KEYES	DIRECTOR 0	0
32QR PRIOLEAU ST CHARLESTON,SC29401	DIRECTOR 0	0
JAMES P KEYES	DIRECTOR 0	0
14925 HUSHING BRAE CT BROOKFIELD,WI53005	DIRECTOR 0	0
TIMOTHY D KEYES	DIRECTOR 1	0
5109 SPANISH OAKS CLUB BLVD AUSTIN,TX78738	DIRECTOR 1	0
KEVIN W KEYES	TRUSTEE 0	0
12034 DRUJON LN DALLAS,TX75244	TRUSTEE 0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2019)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2019)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

8,137,724

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

8,137,724

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

8,137,724

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

122,066

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

8,015,658

Minimum investment return. Enter 5% of line 5..................

400,783

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

400,783

Tax on investment income for 2019 from Part VI, line 5......

3,588

Income tax for 2019. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

3,588

Distributable amount before adjustments. Subtract line 2c from line 1............

397,195

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

397,195

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

397,195

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

436,750

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

436,750

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

436,750

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2019)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2018	(c) 2018	(d) 2019
1 Distributable amount for 2019 from Part XI, line 7					397,195
2 Undistributed income, if any, as of the end of 2019:
a Enter amount for 2018 only.......				193,794
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2019:
a From 2014......	0
b From 2015......	0
c From 2016......	0
d From 2017......	0
e From 2018......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2019 from Part
XII, line 4: $ 436,750
a Applied to 2018, but not more than line 2a				193,794
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2019 distributable amount.....					242,956
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2019.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ..........					154,239
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2014 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2015....	0
b Excess from 2016....	0
c Excess from 2017....	0
d Excess from 2018....	0
e Excess from 2019....	0

Form 990-PF (2019)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2019	(b) 2018	(c) 2017	(d) 2016	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

JAMES H KEYES

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2019)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
SEE ATTACHED LIST PO BOX 803878 CHICAGO,IL60680	N/A	P	GENERAL	435,500
Total ................................. 3a				435,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2019)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	196,633
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	33,536
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				230,169

13Total. Add line 12, columns (b), (d), and (e)..................

230,169

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2019)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.) Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2019)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description