-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
STONEGRODD FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
320 EAST 72ND STREET NO 1617A
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
10021
A Employer identification number
46-1594782
B
Telephone number (see instructions)
(212) 605-3100
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
628,861
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
100
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
11,569
11,569
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
36,599
b
Gross sales price for all assets on line 6a
220,601
7
Capital gain net income (from Part IV, line 2)
...
36,599
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
48,268
48,168
13
Compensation of officers, directors, trustees, etc.
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
13,000
9,750
3,250
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
292
292
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
1,931
1,294
637
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
15,223
11,336
3,887
25
Contributions, gifts, grants paid
.......
122,700
122,700
26
Total expenses and disbursements.
Add lines 24 and 25
137,923
11,336
126,587
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-89,655
b
Net investment income
(if negative, enter -0-)
36,832
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
20,510
27,871
27,871
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
604,741
507,725
600,990
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
625,251
535,596
628,861
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
958,610
958,610
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
-333,359
-423,014
29
Total net assets or fund balances
(see instructions)
.....
625,251
535,596
30
Total liabilities and net assets/fund balances
(see instructions)
.
625,251
535,596
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
625,251
2
Enter amount from Part I, line 27a
.....................
2
-89,655
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
535,596
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
535,596
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1 SHS F5 NETWORKS INC
2019-06-18
2019-12-18
b
2 SHS XILINX INC
2016-05-17
2019-12-18
c
1 SHS CHECK POINT SOFTWARE TECH
2019-02-13
2019-12-18
d
1 SHS CHECK POINT SOFTWARE TECH
2019-02-15
2019-12-18
e
2 SHS WESTLAKE CHEMICAL CORP
2019-02-14
2019-12-18
1 SHS ADOBE INC
2016-07-20
2019-12-16
7 SHS AMERICAN ELECTRIC POWER
2016-03-08
2019-12-16
5 SHS APPLE INC
2015-03-19
2019-12-16
2 SHS AUTOMATIC DATA PROCESSING
2019-01-23
2019-12-16
1 SHS AUTOZONE INC
2018-07-06
2019-12-16
27 SHS BANK OF AMERICA CORP
2015-07-27
2019-12-16
1,021 SHS BERNSTEIN INTERNATIONAL PORT
2013-03-05
2019-12-16
162 SHS AB EMERGING MARKETS PORT
2013-03-05
2019-12-16
1 SHS BOEING CO/THE
2017-08-02
2019-12-16
3 SHS CHEVRON CORP
2018-01-26
2019-12-16
4 SHS CISCO SYSTEMS INC
2016-09-22
2019-12-16
9 SHS CISCO SYSTEMS INC
2016-11-07
2019-12-16
1 SHS COSTCO WHOLESALE CORP
2017-07-14
2019-12-16
3 SHS WALT DISNEY CO/THE
2018-02-06
2019-12-16
6 SHS EOG RESOURCES INC
2016-02-26
2019-12-16
2 SHS EDWARDS LIFESCIENCES
2017-11-21
2019-12-16
6 SHS GILEAD SCIENCES INC
2016-11-07
2019-12-16
4 SHS HOME DEPOT INC
2013-03-05
2019-12-16
1 SHS HONEYWELL INTERNATIONAL INC
2016-05-02
2019-12-16
2 SHS HONEYWELL INTERNATIONAL INC
2016-10-19
2019-12-16
6 SHS JPMORGAN CHASE & CO
2017-06-22
2019-12-16
5 SHS JOHNSON & JOHNSON
2019-05-23
2019-12-16
2 SHS MAGNA INTERNATIONAL INC
2015-08-06
2019-12-16
5 SHS MAGNA INTERNATIONAL INC
2017-05-10
2019-12-16
16 SHS MICROSOFT CORP
2015-05-08
2019-12-16
3 SHS MID-AMERICA APARTMENT COMM
2017-08-04
2019-12-16
1 SHS MID-AMERICA APARTMENT COMM
2017-09-26
2019-12-16
5 SHS NIKE INC -CL B
2017-07-10
2019-12-16
1 SHS NORFOLK SOUTHERN CORP
2017-03-06
2019-12-16
2 SHS NORFOLK SOUTHERN CORP
2017-03-20
2019-12-16
6 SHS NOVO NORDISK A S ADR
2019-04-10
2019-12-16
11 SHS ORACLE CORP
2016-10-24
2019-12-16
3 SHS PEPSICO INC
2015-06-04
2019-12-16
3 SHS PFIZER INC
2013-06-06
2019-12-16
10 SHS PFIZER INC
2016-06-06
2019-12-16
1 SHS PFIZER INC
2016-06-10
2019-12-16
5 SHS PROCTER & GAMBLE CO/THE
2017-05-26
2019-12-16
6 SHS PROGRESSIVE CORP
2016-08-02
2019-12-16
2 SHS RAYTHEON COMPANY
2018-02-08
2019-12-16
8 SHS REGENCY CENTERS CORP
2018-10-12
2019-12-16
1 SHS REGENERON PHARMACEUTICALS
2019-11-14
2019-12-16
12 SHS ROCHE HLDG LTD SPONSORED ADR
2019-05-28
2019-12-16
1 SHS ROCHE HLDG LTD SPONSORED ADR
2019-06-03
2019-12-16
3 SHS ROSS STORES INC
2017-04-10
2019-12-16
5 SHS STARBUCKS CORP
2019-06-18
2019-12-16
8 SHS TJX COMPANIES INC
2017-05-26
2019-12-16
1 SHS TEXAS INSTRUMENTS INC
2017-06-06
2019-12-16
2 SHS TEXAS INSTRUMENTS INC
2017-09-26
2019-12-16
4 SHS UNITEDHEALTH GROUP INC
2015-10-13
2019-12-16
6 SHS VERIZON COMMUNICATIONS INC
2018-05-24
2019-12-16
2 SHS VERIZON COMMUNICATIONS INC
2018-06-19
2019-12-16
2 SHS WALMART INC
2017-06-13
2019-12-16
5 SHS WALMART INC
2017-09-26
2019-12-16
8 SHS WELLS FARGO & COMPANY
2015-09-14
2019-12-16
6 SHS WELLS FARGO & COMPANY
2016-10-19
2019-12-16
2 SHS EVEREST RE GROUP LTD
2018-02-08
2019-12-16
17 SHS COMCAST CORP-CLASS A
2015-06-04
2019-12-16
4 SHS ALTRIA GROUP INC
2017-10-25
2019-12-16
3 SHS ALTRIA GROUP INC
2018-08-09
2019-12-16
743.69 SHS BERNSTEIN INTERMEDIATE DURATION PORTFOLIO
2013-03-05
2019-12-16
71.7 SHS AB DISCOVERY VALUE-ADV
2015-05-04
2019-12-16
11.35 SHS AB DISCOVERY VALUE-ADV
2015-07-14
2019-12-16
2 SHS FIDELITY NATIONAL INFORMATION
2018-08-01
2019-12-16
1 SHS FIDELITY NATIONAL INFORMATION
2018-09-05
2019-12-16
9 SHS ROYAL DUTCH SHELL PLC-ADR
2018-12-21
2019-12-16
10 SHS DELTA AIR LINES INC
2016-07-20
2019-12-16
25 SHS AB DISCOVERY GRWTH FUND- AD
2015-05-04
2019-12-16
42.32 SHS AB DISCOVERY GRWTH FUND- AD
2015-08-21
2019-12-16
49.02 SHS AB DISCOVERY GRWTH FUND- AD
2015-09-08
2019-12-16
61.58 SHS AB DISCOVERY GRWTH FUND- AD
2015-09-30
2019-12-16
2 SHS VISA INC - CLASS A SHARES
2013-03-05
2019-12-16
2 SHS VISA INC - CLASS A SHARES
2016-09-22
2019-12-16
3 SHS REINSURANCE GROUP OF AMERICA
2019-09-04
2019-12-16
8 SHS MERCK & CO. INC.
2018-01-31
2019-12-16
2 SHS DOLLAR GENERAL CORP
2019-01-09
2019-12-16
2,407.96 SHS OVERLAY A PORTFOLIO CLASS 1
2013-03-05
2019-12-16
4 SHS BERKSHIRE HATHAWAY INC-CL B
2018-08-01
2019-12-16
258.8 SHS AB BOND INFLATION STRATEGY CLASS 1
2013-03-05
2019-12-16
10 SHS CITIGROUP INC
2018-01-31
2019-12-16
10 SHS CBRE GROUP INC
2018-05-03
2019-12-16
3 SHS PHILLIPS 66
2019-07-19
2019-12-16
3 SHS FACEBOOK INC-A1
2015-09-04
2019-12-16
3 SHS FACEBOOK INC-A1
2016-09-22
2019-12-16
3 SHS ZOETIS INC
2017-09-20
2019-12-16
2 SHS CDW CORP/DE
2017-06-14
2019-12-16
11 SHS FNF GROUP
2018-08-01
2019-12-16
13 SHS SYNCHRONY FINANCIAL
2017-06-06
2019-12-16
2 SHS ANTHEM INC
2018-03-02
2019-12-16
3 SHS PAYPAL HOLDINGS INC
2019-01-22
2019-12-16
1 SHS ALPHABET INC-CL C
2016-12-15
2019-12-16
142.17 SHS AB SMALL CAP CORE PORTFOLIO ADV CL
2016-08-22
2019-12-16
55.34 SHS AB SMALL CAP CORE PORTFOLIO ADV CL
2016-09-15
2019-12-16
5 SHS US FOODS HOLDING CORP
2018-09-07
2019-12-16
4 SHS US FOODS HOLDING CORP
2018-10-15
2019-12-16
2 SHS BROADCOM INC
2019-05-14
2019-12-16
11 SHS ALTRIA GROUP INC
2016-12-16
2019-12-05
2 SHS ALTRIA GROUP INC
2017-10-25
2019-12-05
2 SHS GILEAD SCIENCES INC
2014-10-27
2019-12-04
6 SHS GILEAD SCIENCES INC
2016-06-03
2019-12-04
3 SHS GILEAD SCIENCES INC
2016-11-07
2019-12-04
2 SHS XILINX INC
2016-05-16
2019-12-03
3 SHS XILINX INC
2016-05-17
2019-12-03
4 SHS CHECK POINT SOFTWARE TECH
2019-02-13
2019-12-03
2 SHS COSTCO WHOLESALE CORP
2017-07-14
2019-12-02
4 SHS WALT DISNEY CO/THE
2014-12-03
2019-12-02
4 SHS GILEAD SCIENCES INC
2014-10-27
2019-12-02
2 SHS REGENCY CENTERS CORP
2018-10-11
2019-12-02
3 SHS REGENCY CENTERS CORP
2018-10-12
2019-12-02
5 SHS ROSS STORES INC
2017-04-10
2019-12-02
6 SHS XILINX INC
2016-05-16
2019-12-02
2 SHS PHILLIPS 66
2019-07-19
2019-12-02
4 SHS NISOURCE INC
2017-06-08
2019-11-22
17 SHS NISOURCE INC
2018-09-06
2019-11-22
4 SHS REGENCY CENTERS CORP
2018-10-10
2019-11-22
7 SHS REGENCY CENTERS CORP
2018-10-11
2019-11-22
1 SHS DOLLAR GENERAL CORP
2019-01-09
2019-11-21
1 SHS MID-AMERICA APARTMENT COMM
2017-06-13
2019-11-20
2 SHS MID-AMERICA APARTMENT COMM
2017-08-04
2019-11-20
33 SHS NISOURCE INC
2017-06-08
2019-11-20
1 SHS FIDELITY NATIONAL INFORMATION
2018-08-01
2019-11-20
2 SHS MID-AMERICA APARTMENT COMM
2017-06-13
2019-11-19
5 SHS REGENCY CENTERS CORP
2018-10-10
2019-11-19
2 SHS EVEREST RE GROUP LTD
2017-12-28
2019-11-19
1 SHS EVEREST RE GROUP LTD
2018-02-08
2019-11-19
4 SHS MID-AMERICA APARTMENT COMM
2017-06-13
2019-11-18
21 SHS DISCOVERY INC-A
2019-06-19
2019-11-18
13 SHS ELI LILLY & CO
2019-04-10
2019-11-15
4 SHS NISOURCE INC
2016-12-15
2019-11-15
9 SHS NISOURCE INC
2017-06-08
2019-11-15
2 SHS DISCOVERY INC-A
2019-06-18
2019-11-15
18 SHS DISCOVERY INC-A
2019-06-19
2019-11-15
5 SHS FNF GROUP
2017-08-07
2019-11-15
21 SHS FNF GROUP
2018-07-06
2019-11-15
15 SHS SYNCHRONY FINANCIAL
2016-04-21
2019-11-15
7 SHS SYNCHRONY FINANCIAL
2017-06-06
2019-11-15
5 SHS ELI LILLY & CO
2019-04-10
2019-11-14
21 SHS NISOURCE INC
2016-12-15
2019-11-14
4 SHS ULTA BEAUTY INC
2018-11-07
2019-11-14
11 SHS DISCOVERY INC-A
2019-06-14
2019-11-14
11 SHS DISCOVERY INC-A
2019-06-18
2019-11-14
2 SHS SYNCHRONY FINANCIAL
2016-03-07
2019-11-14
7 SHS SYNCHRONY FINANCIAL
2016-04-21
2019-11-14
1 SHS COSTCO WHOLESALE CORP
2017-07-13
2019-11-13
4 SHS ORACLE CORP
2016-10-24
2019-11-13
7 SHS MERCK & CO. INC.
2018-01-31
2019-11-13
2 SHS ROSS STORES INC
2017-04-10
2019-11-13
1 SHS CDW CORP/DE
2017-06-14
2019-11-07
3 SHS ALTRIA GROUP INC
2016-12-16
2019-10-22
2 SHS BIOGEN INC
2017-09-26
2019-10-21
1 SHS BIOGEN INC
2013-03-05
2019-10-18
2 SHS BIOGEN INC
2017-02-09
2019-10-18
2 SHS BIOGEN INC
2017-07-27
2019-10-18
1 SHS RAYTHEON COMPANY
2018-02-08
2019-09-27
1 SHS EDWARDS LIFESCIENCES
2017-11-21
2019-09-23
2 SHS XILINX INC
2016-05-16
2019-09-23
3 SHS APPLE INC
2015-03-19
2019-09-20
1 SHS AUTOZONE INC
2018-05-04
2019-09-20
15 SHS BANK OF AMERICA CORP
2015-07-27
2019-09-20
3 SHS CHEVRON CORP
2018-01-26
2019-09-20
1 SHS COSTCO WHOLESALE CORP
2017-07-13
2019-09-20
2 SHS WALT DISNEY CO/THE
2014-12-03
2019-09-20
4 SHS GILEAD SCIENCES INC
2014-10-27
2019-09-20
2 SHS GOLDMAN SACHS GROUP INC
2017-03-20
2019-09-20
2 SHS HOME DEPOT INC
2013-03-05
2019-09-20
2 SHS HONEYWELL INTERNATIONAL INC
2016-05-02
2019-09-20
3 SHS JPMORGAN CHASE & CO
2017-06-22
2019-09-20
5 SHS MAGNA INTERNATIONAL INC
2015-08-06
2019-09-20
7 SHS MICROSOFT CORP
2015-05-08
2019-09-20
3 SHS MID-AMERICA APARTMENT COMM
2017-06-13
2019-09-20
4 SHS NIKE INC -CL B
2017-07-10
2019-09-20
2 SHS NISOURCE INC
2016-07-05
2019-09-20
8 SHS NISOURCE INC
2016-12-15
2019-09-20
5 SHS ORACLE CORP
2016-07-25
2019-09-20
1 SHS ORACLE CORP
2016-10-24
2019-09-20
2 SHS PEPSICO INC
2015-06-04
2019-09-20
11 SHS PFIZER INC
2013-06-06
2019-09-20
3 SHS PROCTER & GAMBLE CO/THE
2017-03-20
2019-09-20
1 SHS REGENCY CENTERS CORP
2018-10-09
2019-09-20
3 SHS REGENCY CENTERS CORP
2018-10-10
2019-09-20
3 SHS ROSS STORES INC
2017-04-10
2019-09-20
5 SHS TJX COMPANIES INC
2017-05-26
2019-09-20
3 SHS TEXAS INSTRUMENTS INC
2017-06-06
2019-09-20
2 SHS UNITEDHEALTH GROUP INC
2015-10-13
2019-09-20
5 SHS VERIZON COMMUNICATIONS INC
2018-05-24
2019-09-20
7 SHS WELLS FARGO & COMPANY
2015-09-14
2019-09-20
1 SHS EVEREST RE GROUP LTD
2017-12-28
2019-09-20
6 SHS COMCAST CORP-CLASS A
2014-05-07
2019-09-20
3 SHS COMCAST CORP-CLASS A
2015-06-04
2019-09-20
31.08 SHS AB DISCOVERY VALUE-ADV
2015-03-26
2019-09-20
25.57 SHS AB DISCOVERY VALUE-ADV
2015-05-04
2019-09-20
52.79 SHS AB DISCOVERY GRWTH FUND- AD
2015-05-04
2019-09-20
2 SHS VISA INC - CLASS A SHARES
2013-03-05
2019-09-20
2 SHS BERKSHIRE HATHAWAY INC-CL B
2018-08-01
2019-09-20
3 SHS FACEBOOK INC-A
2015-09-04
2019-09-20
1 SHS ZOETIS INC
2017-09-07
2019-09-20
2 SHS ZOETIS INC
2017-09-20
2019-09-20
60.27 SHS AB SMALL CAP CORE PORTFOLIO ADV CL
2016-08-05
2019-09-20
30.43 SHS AB SMALL CAP CORE PORTFOLIO ADV CL
2016-08-22
2019-09-20
213.76 SHS BERNSTEIN INTERNATIONAL PORT
2013-03-05
2019-09-20
119.91 SHS BERNSTEIN INTERMEDIATE DURATION PORTFOLIO
2013-03-05
2019-09-20
301.68 SHS OVERLAY A PORTFOLIO CLASS 1
2013-03-05
2019-09-20
16 SHS BERRY GLOBAL GROUP INC
2019-06-18
2019-09-11
6 SHS BERRY GLOBAL GROUP INC
2019-06-21
2019-09-11
21 SHS CUBESMART
2018-07-02
2019-09-03
4 SHS APPLE INC
2015-03-05
2019-08-29
5 SHS CHEVRON CORP
2018-01-26
2019-08-29
6 SHS WALT DISNEY CO/THE
2014-12-03
2019-08-29
9 SHS ORACLE CORP
2016-07-25
2019-08-29
10 SHS TJX COMPANIES INC
2017-05-26
2019-08-29
6 SHS VMWARE INC-CLASS A
2019-02-13
2019-08-29
4 SHS VMWARE INC-CLASS A
2019-02-14
2019-08-29
1 SHS APPLE INC
2015-03-05
2019-07-30
1 SHS HOME DEPOT INC
2013-03-05
2019-07-30
1 SHS EVEREST RE GROUP LTD
2017-12-28
2019-07-30
2 SHS FIDELITY NATIONAL INFORMATION
2018-08-01
2019-07-30
1 SHS FACEBOOK INC-A
2015-09-04
2019-07-30
7 SHS US FOODS HOLDING CORP
2018-08-07
2019-07-25
16 SHS US FOODS HOLDING CORP
2018-09-07
2019-07-25
11 SHS US FOODS HOLDING CORP
2018-08-07
2019-07-22
5 SHS T-MOBILE US INC
2016-09-12
2019-07-19
8 SHS T-MOBILE US INC
2017-12-08
2019-07-19
6 SHS FNF GROUP
2017-07-28
2019-07-19
11 SHS FNF GROUP
2017-08-07
2019-07-19
6 SHS VISA INC - CLASS A SHARES
2013-03-05
2019-07-18
8 SHS DOLLAR GENERAL CORP
2019-01-09
2019-07-18
1 SHS BOEING CO/THE
2017-08-02
2019-07-01
4 SHS JPMORGAN CHASE & CO
2017-05-26
2019-07-01
3 SHS WALMART INC
2017-06-13
2019-07-01
7 SHS COMCAST CORP-CLASS A
2014-05-07
2019-07-01
106.32 SHS AB DISCOVERY GRWTH FUND- AD
2015-05-04
2019-07-01
1 SHS ANTHEM INC
2018-03-02
2019-07-01
55.31 SHS AB SMALL CAP CORE PORTFOLIO ADV CL
2016-08-05
2019-07-01
26.28 SHS AB EMERGING MARKETS PORT
2013-03-05
2019-07-01
10 SHS T-MOBILE US INC
2016-09-12
2019-06-24
7 SHS XEROX CORP
2016-02-02
2019-06-19
10 SHS XEROX CORP
2019-02-13
2019-06-19
6 SHS XEROX CORP
2014-04-28
2019-06-18
10 SHS XEROX CORP
2015-11-17
2019-06-18
10 SHS XEROX CORP
2016-02-02
2019-06-18
8 SHS NATIONAL OILWELL VARCO INC
2018-09-12
2019-06-17
9 SHS NATIONAL OILWELL VARCO INC
2018-10-01
2019-06-17
2 SHS MCDONALD'S CORP
2017-05-10
2019-06-13
3 SHS MCDONALD'S CORP
2018-04-20
2019-06-13
16 SHS NATIONAL OILWELL VARCO INC
2018-09-10
2019-06-13
8 SHS NATIONAL OILWELL VARCO INC
2018-09-11
2019-06-13
4 SHS RAYTHEON COMPANY
2017-09-26
2019-06-13
6 SHS COGNIZANT TECH SOLUTIONS-A
2018-04-04
2019-06-12
7 SHS COGNIZANT TECH SOLUTIONS-A
2018-04-11
2019-06-12
7 SHS COGNIZANT TECH SOLUTIONS-A
2018-04-20
2019-06-12
2 SHS MCDONALD'S CORP
2017-04-28
2019-06-12
3 SHS MCDONALD'S CORP
2017-05-10
2019-06-12
12 SHS PFIZER INC
2013-06-06
2019-06-12
4 SHS RAYTHEON COMPANY
2017-07-27
2019-06-12
2 SHS RAYTHEON COMPANY
2017-08-28
2019-06-12
24 SHS TEVA PHARMACEUTICAL-SP ADR
2019-01-22
2019-06-12
16 SHS TEVA PHARMACEUTICAL-SP ADR
2019-01-23
2019-06-12
18 SHS TEVA PHARMACEUTICAL-SP ADR
2019-01-24
2019-06-12
3 SHS FIDELITY NATIONAL INFORMATION
2018-08-01
2019-06-12
3 SHS S&P GLOBAL INC
2017-09-26
2019-05-17
1 SHS S&P GLOBAL INC
2017-07-13
2019-05-16
35 SHS NOKIA CORP-SPON ADR
2017-07-28
2019-05-15
129 SHS NOKIA CORP-SPON ADR
2017-08-02
2019-05-15
93 SHS NOKIA CORP-SPON ADR
2018-04-05
2019-05-15
1 SHS NORTHROP GRUMMAN CORP
2017-06-13
2019-05-15
2 SHS S&P GLOBAL INC
2017-07-13
2019-05-15
1 SHS COSTCO WHOLESALE CORP
2016-06-06
2019-05-14
1 SHS COSTCO WHOLESALE CORP
2017-07-13
2019-05-14
1 SHS EVEREST RE GROUP LTD
2017-12-12
2019-05-14
1 SHS EVEREST RE GROUP LTD
2017-12-13
2019-05-14
1 SHS EXXON MOBIL CORP
2017-12-08
2019-05-14
4 SHS EXXON MOBIL CORP
2017-12-26
2019-05-14
8 SHS EXXON MOBIL CORP
2018-08-21
2019-05-14
8 SHS EXXON MOBIL CORP
2018-09-07
2019-05-14
6 SHS NIKE INC -CL B
2016-06-06
2019-05-14
2 SHS NORTHROP GRUMMAN CORP
2015-06-12
2019-05-14
1 SHS NORTHROP GRUMMAN CORP
2017-06-13
2019-05-14
6 SHS ZOETIS INC
2017-09-07
2019-05-14
13 SHS XEROX CORP
2014-02-04
2019-04-26
7 SHS XEROX CORP
2014-04-28
2019-04-26
1 SHS ADOBE INC
2016-07-20
2019-04-24
3 SHS ROSS STORES INC
2017-04-10
2019-04-17
5 SHS MEDTRONIC PLC
2017-05-26
2019-04-11
5 SHS MEDTRONIC PLC
2017-06-06
2019-04-11
41 SHS HP INC
2013-03-05
2019-04-10
15 SHS HP INC
2019-03-15
2019-04-10
9 SHS MARATHON PETROLEUM CORP
2018-06-15
2019-04-10
8 SHS MEDTRONIC PLC
2017-05-26
2019-04-10
4 SHS ADOBE INC
2016-07-20
2019-04-09
1 SHS BOEING CO/THE
2017-08-02
2019-04-09
21 SHS HP INC
2013-03-05
2019-04-09
2 SHS HOME DEPOT INC
2013-03-05
2019-04-09
5 SHS MARATHON PETROLEUM CORP
2018-06-15
2019-04-09
8 SHS TJX COMPANIES INC
2017-05-26
2019-04-09
6 SHS TOTAL SYSTEM SERVICES INC
2018-03-21
2019-03-18
6 SHS MAGNA INTERNATIONAL INC
2015-08-06
2019-03-15
4 SHS TOTAL SYSTEM SERVICES INC
2018-03-21
2019-03-15
4 SHS TOTAL SYSTEM SERVICES INC
2018-03-21
2019-03-14
1 SHS COMCAST CORP-CLASS A
2013-11-21
2019-03-13
7 SHS COMCAST CORP-CLASS A
2014-05-07
2019-03-13
5 SHS TOTAL SYSTEM SERVICES INC
2018-03-21
2019-03-13
9 SHS XEROX CORP
2014-02-04
2019-03-13
20.46 SHS AB DISCOVERY GRWTH FUND- AD
2015-03-26
2019-02-28
7.32 SHS AB DISCOVERY GRWTH FUND- AD
2015-05-04
2019-02-28
4 SHS LYONDELLBASELL INDU-CL A
2018-10-15
2019-02-13
3 SHS CONSTELLATION BRANDS INC-A
2018-05-16
2019-02-12
2 SHS CONSTELLATION BRANDS INC-A
2018-07-18
2019-02-12
3 SHS LYONDELLBASELL INDU-CL A
2018-08-21
2019-02-12
8 SHS LYONDELLBASELL INDU-CL A
2018-09-07
2019-02-12
1 SHS LYONDELLBASELL INDU-CL A
2018-10-15
2019-02-12
3 SHS ANTHEM INC
2018-03-02
2019-02-11
4 SHS CONSTELLATION BRANDS INC-A
2018-05-16
2019-02-11
3 SHS JPMORGAN CHASE & CO
2017-05-10
2019-02-11
1 SHS JPMORGAN CHASE & CO
2017-05-26
2019-02-11
7 SHS LYONDELLBASELL INDU-CL A
2018-08-21
2019-02-11
6 SHS MARATHON PETROLEUM CORP
2017-06-06
2019-02-11
4 SHS MARATHON PETROLEUM CORP
2018-06-15
2019-02-11
2 SHS MCDONALD'S CORP
2017-04-28
2019-02-11
4 SHS NORTHROP GRUMMAN CORP
2015-06-12
2019-02-11
1 SHS UNITEDHEALTH GROUP INC
2015-10-13
2019-02-11
2 SHS SUN COMMUNITIES INC
2018-05-18
2019-01-29
5 SHS SUN COMMUNITIES INC
2018-05-25
2019-01-29
7 SHS SUN COMMUNITIES INC
2018-05-18
2019-01-28
1 SHS SUN COMMUNITIES INC
2018-04-06
2019-01-25
2 SHS SUN COMMUNITIES INC
2018-05-18
2019-01-25
6 SHS AMERICAN ELECTRIC POWER
2015-02-17
2019-01-23
6 SHS AMERICAN ELECTRIC POWER
2016-02-02
2019-01-23
3 SHS AMERICAN ELECTRIC POWER
2016-03-08
2019-01-23
3 SHS SUN COMMUNITIES INC
2018-04-06
2019-01-23
2 SHS INTEL CORP
2018-02-06
2019-01-22
23 SHS INTEL CORP
2018-06-15
2019-01-22
16 SHS INTEL CORP
2016-11-10
2019-01-18
11 SHS INTEL CORP
2018-02-06
2019-01-18
5 SHS WALMART INC
2017-06-13
2019-01-18
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
141
143
-2
b
193
88
105
c
111
119
-8
d
111
119
-8
e
140
156
-16
324
98
226
648
444
204
1,400
640
760
338
267
71
1,225
680
545
941
478
463
17,450
14,703
2,747
4,595
4,582
13
329
240
89
358
393
-35
184
127
57
414
279
135
294
154
140
446
311
135
467
406
61
471
217
254
397
446
-49
864
282
582
177
110
67
354
208
146
827
522
305
709
693
16
111
110
1
278
214
64
2,486
763
1,723
389
312
77
129
107
22
493
292
201
190
122
68
381
230
151
348
307
41
594
421
173
410
284
126
117
84
33
391
349
42
39
35
4
627
436
191
426
195
231
438
407
31
490
496
-6
376
344
32
463
401
62
38
33
5
343
191
152
445
419
26
486
302
184
128
83
45
255
175
80
1,168
500
668
367
293
74
122
97
25
242
159
83
604
397
207
435
421
14
327
273
54
553
491
62
744
501
243
203
254
-51
152
177
-25
10,025
10,412
-387
1,450
1,526
-76
230
241
-11
274
207
67
137
107
30
525
520
5
583
410
173
285
251
34
483
405
78
559
475
84
703
553
150
372
80
292
372
167
205
495
463
32
714
475
239
305
232
73
32,965
26,704
6,261
909
793
116
2,795
2,937
-142
773
790
-17
591
458
133
343
307
36
594
262
332
594
390
204
378
194
184
282
123
159
514
444
70
485
363
122
584
462
122
328
272
56
1,361
795
566
1,652
1,479
173
643
569
74
202
158
44
162
114
48
649
606
43
549
739
-190
100
127
-27
132
224
-92
397
517
-120
199
223
-24
176
87
89
264
131
133
456
475
-19
591
307
284
601
372
229
265
448
-183
129
125
4
193
186
7
581
318
263
542
261
281
229
205
24
105
104
1
448
471
-23
256
255
1
449
436
13
160
116
44
138
108
30
276
208
68
860
854
6
137
103
34
275
216
59
326
319
7
534
444
90
267
245
22
552
432
120
641
633
8
1,470
1,657
-187
106
88
18
237
233
4
60
60
0
539
542
-3
239
174
65
1,003
796
207
556
459
97
260
195
65
558
637
-79
553
461
92
972
1,163
-191
330
321
9
330
327
3
74
57
17
257
214
43
303
153
150
225
153
72
593
416
177
223
127
96
133
61
72
139
201
-62
445
632
-187
222
158
64
444
542
-98
444
574
-130
197
203
-6
220
108
112
197
87
110
659
384
275
1,160
651
509
447
266
181
373
393
-20
288
153
135
264
186
78
268
448
-180
430
485
-55
455
141
314
337
219
118
359
261
98
266
275
-9
976
334
642
388
324
64
349
234
115
59
54
5
236
176
60
269
205
64
54
38
16
270
190
80
404
309
95
367
274
93
68
64
4
203
191
12
321
191
130
277
189
88
382
248
134
466
250
216
301
244
57
341
369
-28
264
222
42
280
154
126
140
88
52
628
652
-24
517
544
-27
615
529
86
351
80
271
417
396
21
569
262
307
125
64
61
251
129
122
661
624
37
334
316
18
3,465
3,078
387
1,620
1,679
-59
3,955
3,346
609
624
828
-204
234
303
-69
755
675
80
835
506
329
586
656
-70
828
557
271
472
369
103
550
378
172
812
998
-186
541
675
-134
210
126
84
218
70
148
257
222
35
270
207
63
198
87
111
242
235
7
552
505
47
384
370
14
387
225
162
619
501
118
256
209
47
470
384
86
1,076
241
835
1,138
927
211
355
240
115
453
342
111
330
239
91
297
180
117
1,295
1,066
229
282
231
51
615
572
43
720
742
-22
756
450
306
244
171
73
348
301
47
209
179
30
349
277
72
349
244
105
161
360
-199
181
393
-212
409
288
121
613
478
135
332
702
-370
166
353
-187
692
737
-45
376
481
-105
439
559
-120
439
574
-135
409
281
128
614
432
182
512
337
175
703
672
31
351
356
-5
206
449
-243
137
311
-174
155
347
-192
364
310
54
640
466
174
215
149
66
167
223
-56
616
847
-231
444
507
-63
295
258
37
423
299
124
244
152
92
244
153
91
249
220
29
249
217
32
76
83
-7
304
336
-32
609
636
-27
609
654
-45
501
326
175
595
321
274
297
258
39
611
385
226
421
366
55
227
209
18
277
98
179
300
191
109
441
427
14
441
432
9
812
380
432
297
298
-1
567
669
-102
712
684
28
1,074
394
680
368
240
128
411
195
216
402
141
261
312
372
-60
431
302
129
562
537
25
293
330
-37
376
358
18
376
358
18
40
24
16
277
180
97
473
447
26
284
253
31
236
200
36
84
73
11
342
392
-50
516
667
-151
344
427
-83
257
346
-89
684
869
-185
86
98
-12
909
694
215
690
889
-199
303
262
41
101
86
15
587
808
-221
376
317
59
251
297
-46
350
281
69
1,125
642
483
259
125
134
214
183
31
535
469
66
743
634
109
105
92
13
211
183
28
461
347
114
461
371
90
231
190
41
314
275
39
97
87
10
1,114
1,265
-151
786
553
233
541
478
63
489
398
91
1,464
1,464
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-2
b
105
c
-8
d
-8
e
-16
226
204
760
71
545
463
2,747
13
89
-35
57
135
140
135
61
254
-49
582
67
146
305
16
1
64
1,723
77
22
201
68
151
41
173
126
33
42
4
191
231
31
-6
32
62
5
152
26
184
45
80
668
74
25
83
207
14
54
62
243
-51
-25
-387
-76
-11
67
30
5
173
34
78
84
150
292
205
32
239
73
6,261
116
-142
-17
133
36
332
204
184
159
70
122
122
56
566
173
74
44
48
43
-190
-27
-92
-120
-24
89
133
-19
284
229
-183
4
7
263
281
24
1
-23
1
13
44
30
68
6
34
59
7
90
22
120
8
-187
18
4
0
-3
65
207
97
65
-79
92
-191
9
3
17
43
150
72
177
96
72
-62
-187
64
-98
-130
-6
112
110
275
509
181
-20
135
78
-180
-55
314
118
98
-9
642
64
115
5
60
64
16
80
95
93
4
12
130
88
134
216
57
-28
42
126
52
-24
-27
86
271
21
307
61
122
37
18
387
-59
609
-204
-69
80
329
-70
271
103
172
-186
-134
84
148
35
63
111
7
47
14
162
118
47
86
835
211
115
111
91
117
229
51
43
-22
306
73
47
30
72
105
-199
-212
121
135
-370
-187
-45
-105
-120
-135
128
182
175
31
-5
-243
-174
-192
54
174
66
-56
-231
-63
37
124
92
91
29
32
-7
-32
-27
-45
175
274
39
226
55
18
179
109
14
9
432
-1
-102
28
680
128
216
261
-60
129
25
-37
18
18
16
97
26
31
36
11
-50
-151
-83
-89
-185
-12
215
-199
41
15
-221
59
-46
69
483
134
31
66
109
13
28
114
90
41
39
10
-151
233
63
91
1,464
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
36,599
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
117,878
800,648
0.147228
2017
125,912
857,256
0.146878
2016
129,019
868,497
0.148554
2015
121,325
1,009,008
0.120242
2014
100,946
1,056,941
0.095508
2
Total
of line 1, column (d)
.....................
2
0.658410
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.131682
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
681,490
5
Multiply line 4 by line 3
......................
5
89,740
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
368
7
Add lines 5 and 6
........................
7
90,108
8
Enter qualifying distributions from Part XII, line 4
,.............
8
126,587
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
368
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
368
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
368
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
747
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
747
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
379
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
379
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
PERELSON WEINER
Telephone no.
(212) 605-3100
Located at
299 PARK AVENUE 2ND FLOOR
NEW YORK
NY
ZIP+4
10171
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
MICHAEL STONE
TREASURER
10.00
0
0
0
320 EAST 72ND STREET APT 16/17A
NEW YORK
,
NY
10021
PATRICIA GRODD
DIRECTOR
10.00
0
0
0
320 EAST 72ND STREET APT 16/17A
NEW YORK
,
NY
10021
NICHOLAS STONE
DIRECTOR
10.00
0
0
0
320 EAST 72ND STREET APT 16/17A
NEW YORK
,
NY
10021
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
677,877
b
Average of monthly cash balances
.......................
1b
13,991
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
691,868
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
691,868
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
10,378
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
681,490
6
Minimum investment return.
Enter 5% of line 5
..................
6
34,075
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
34,075
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
368
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
368
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
33,707
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
33,707
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
33,707
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
126,587
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
126,587
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
368
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
126,219
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
33,707
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
49,357
b
From 2015
......
72,063
c
From 2016
......
86,168
d
From 2017
......
84,181
e
From 2018
......
79,100
f
Total
of lines 3a through e
........
370,869
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
126,587
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
33,707
e
Remaining amount distributed out of corpus
92,880
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
463,749
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
49,357
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
414,392
10
Analysis of line 9:
a
Excess from 2015
....
72,063
b
Excess from 2016
....
86,168
c
Excess from 2017
....
84,181
d
Excess from 2018
....
79,100
e
Excess from 2019
....
92,880
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
MICHAEL STONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
GILDA'S CLUB NYC
195 W HOUSTON STREET
NEW YORK
,
NY
10014
NONE
PUBLIC CHARITY
GENERAL
500
KENYON COLLEGE
103 COLLEGE ROAD
GAMBIER
,
OH
43022
NONE
PUBLIC CHARITY
GENERAL
10,000
NEW YORK SOCIETY LIBRARY
53 E 79TH STREET
NEW YORK
,
NY
10075
NONE
PUBLIC CHARITY
GENERAL
500
PEN AMERICAN CENTER
588 BROADWAY SUITE 303
NEW YORK
,
NY
10012
NONE
PUBLIC CHARITY
GENERAL
15,000
PLANNED PARENTHOOD ACTION FUND
434 W 33RD STREET
NEW YORK
,
NY
10001
NONE
PUBLIC CHARITY
GENERAL
450
POETS HOUSE
10 RIVER TERRACE
NEW YORK
,
NY
10282
NONE
PUBLIC CHARITY
GENERAL
30,000
SCHOOL FOR ADVANCED RESEARCH
PO BOX 2188
SANTA FE
,
NM
87504
NONE
PUBLIC CHARITY
GENERAL
2,500
SOUTHAMPTON TOWN POLICE SUPERIORS OFFICERS ASSOCIATION
13 COLUMBINE AVENUE SOUTH
HAMPTON BAYS
,
NY
11946
NONE
PUBLIC CHARITY
GENERAL
500
THE ACADEMY OF AMERICAN POETS
175 MAIDEN LANE SUITE 901
NEW YORK
,
NY
10038
NONE
PUBLIC CHARITY
GENERAL
32,000
THE PECONIC TRUST
PO BOX 1776
SOUTHAMPTON
,
NY
11969
NONE
PUBLIC CHARITY
GENERAL
750
TRUSTEES OF COLUMBIA UNIVERISTY IN THE CITY OF NEW YORK
622 WEST 113TH STREET MAIL CODE
4524
NEW YORK
,
NY
10025
NONE
PUBLIC CHARITY
LOUIS BIGLIANI PROFESSORSHIP
500
TRUSTEES OF HAMILTON COLLEGE
198 COLLEGE HILL ROAD
CLINTON
,
NY
13323
NONE
PUBLIC CHARITY
GENERAL
10,000
YEAR UP
93 SUMMER STREET 5TH FLOOR
BOSTON
,
MA
02110
NONE
PUBLIC CHARITY
GENERAL
20,000
Total
.................................
3a
122,700
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
11,569
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
36,599
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
48,168
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
48,168
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description