-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
ROEHL FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
1085 COUNTY ROAD 83
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MAPLE PLAIN
,
MN
553599367
A Employer identification number
47-6490311
B
Telephone number (see instructions)
(952) 448-5111
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
11,343,619
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
799,519
2
Check
.............
3
Interest on savings and temporary cash investments
24,615
24,615
4
Dividends and interest from securities
...
236,756
236,756
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
388,872
b
Gross sales price for all assets on line 6a
2,822,405
7
Capital gain net income (from Part IV, line 2)
...
388,872
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
7,178
12
Total.
Add lines 1 through 11
........
1,456,940
650,243
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
4,264
2,132
2,132
c
Other professional fees (attach schedule)
....
65,331
65,331
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
7,194
5,494
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
25
25
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
76,814
72,957
2,157
25
Contributions, gifts, grants paid
.......
467,000
467,000
26
Total expenses and disbursements.
Add lines 24 and 25
543,814
72,957
469,157
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
913,126
b
Net investment income
(if negative, enter -0-)
577,286
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2,350
73,345
73,345
2
Savings and temporary cash investments
.........
264,427
223,257
223,257
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
6,732,474
8,959,705
8,959,705
c
Investments—corporate bonds (attach schedule)
.......
976,084
1,071,118
1,071,118
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,185,555
1,016,194
1,016,194
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
9,160,890
11,343,619
11,343,619
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
9,160,890
11,343,619
29
Total net assets or fund balances
(see instructions)
.....
9,160,890
11,343,619
30
Total liabilities and net assets/fund balances
(see instructions)
.
9,160,890
11,343,619
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
9,160,890
2
Enter amount from Part I, line 27a
.....................
2
913,126
3
Other increases not included in line 2 (itemize)
3
1,269,603
4
Add lines 1, 2, and 3
..........................
4
11,343,619
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
11,343,619
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
8 SH CARETRUST REIT INC
D
2019-03-07
2019-12-23
b
22 SH BOSTON PROPERTIES INC REIT
P
2016-03-04
c
5 SH NATIONAL RETAIL PPTYS
D
2018-07-20
2019-12-09
d
WAL-MART SR UNSECURED NOTES
P
2010-12-24
2019-02-01
e
197 SH KIMBERLY-CLARK CORP
P
213 SH VERIZON COMMUNICATIONS
D
2010-11-29
19 SH PPG
P
2016-03-02
2019-01-23
144 SH GRUBHUB INC
D
26 SH ALIGN TECH INC
P
2019-08-06
13 SH UNITED HEALTH GROUP INC
P
2018-04-20
2019-10-08
77 SH DOCUSIGN INC
P
2018-04-30
2019-10-29
21 SH RBC BEARINGS
P
2017-03-06
2019-10-29
111 SH RESPOL; YPF SA
P
2018-10-03
2019-09-23
348 SH DIAMLER GROUP
P
2018-05-22
2019-08-19
90 SH AERCAP HOLDINGS NV
P
2016-03-04
58 SH COOPER COS INC
P
2016-03-02
195 SH SIGNATURE BANK
P
2016-03-02
2019-05-29
2,758.514 SH BLACKROCK STRATEGIC INC
P
2015-01-14
2019-02-22
3,885.403 SH TCW EMERGING MARKETS
D
2019-10-29
4 SH ESSEC PROPERTY TRUST INC
P
2018-08-03
2019-04-11
28 SH CAMDEN PROPERTY TRUST
P
2016-03-04
226 SH PENN REAL EST INV TR
D
2017-03-24
2019-03-07
4 SH AMERICAN ELECTRIC POWER
P
2019-05-08
2019-06-28
200 SH PEPSICO INCORPORATED
P
145.81059 SH VODAFONE GROUP PLC
D
2010-11-29
2019-03-04
53 SH PHILIP MORRIS INT'L INC
P
2016-03-02
2019-03-28
96 SH KLA CORP
P
2019-11-25
3 SH ALPHABET INC
P
2016-03-02
2019-07-05
41 SH ZOETIS INC
P
2017-02-17
2019-02-26
168 SH DONALDSON COMPANY
P
2017-03-06
303 SH RIGHTMOVE PLC
P
2019-10-29
649 SH TESCO PLC
P
2019-04-30
2019-10-15
95 SH DUETSCHE BOERSE AG
P
2017-10-25
2019-05-31
29 SH AUTOHOME INC ADR
P
2019-05-30
2019-10-29
99 SH ELANCO ANIMAL HEALTH INC
P
2018-09-21
2019-10-29
165 SH SKYWORKS SOLUTIONS
P
2016-03-02
2019-05-20
852 SH INVESCO S&P 500 EQUAL WEIGHT
P
2014-07-01
2019-02-22
979 SH VANGUARD GROWTH ETF
D
2019-02-22
3 SH HOWARD HUGHES CORP
P
2018-08-23
2019-08-15
39 SH CUBESMART
D
2016-03-04
2019-09-24
169 SH PIEDMONT OFFICE REALTY
D
2016-03-04
305 SH BRITISH AMERICAN TOBACCO PLC
P
2018-08-08
2019-07-26
165 SH PHILIP MORRIS INT'L INC
P
16 SH MOODY'S CORP
P
2018-10-17
2019-04-10
178 SH SCHLUMBERGER LTD
P
119 SH KEYSIGHT TECHS
P
2018-11-01
2019-05-20
3 SH AMAZON.COM
P
2016-03-02
2019-03-08
28 SH AVALARA INC
P
2019-10-29
97 SH ELLIE MAE
P
2017-03-06
2019-02-14
9 SH US PHYSICAL THERAPY
P
2019-10-29
73 SH TORAY INDUSTRIES
P
2018-12-24
2019-11-15
65 SH E.ON SE
P
2016-03-04
2019-04-18
100 SH BROOKS AUTOMATION
P
2018-11-28
2019-10-29
45 SH EXPONENT INC
P
2016-03-02
2019-10-29
122 SH TRACTOR SUPPLY
P
2017-06-13
687 SH INVESCO S&P 500 EQUAL WEIGHT
P
2014-07-01
2019-10-29
490 SH VANGUARD VALUE ETF
D
2019-10-29
10 SH INVITATION HOMES HOMES INC
P
2019-04-01
2019-12-23
27 SH CYRUSONE INC
D
2017-12-22
33 SH PUBLIC STORAGE INC
P
2015-12-24
134 SH CORWN CASTLE INT'L CORP
D
2018-12-09
2019-08-27
418 SH PROCTOR & GAMBLE
P
75 SH ROCHE HOLDINGS LTD ADR
P
2018-12-06
2019-12-06
76 SH STATE STREET CORP
P
19 SH MARKETAXESS HOLDINGS
P
2018-02-05
2019-01-15
10 SH BOOKING HOLDINGS
P
2019-04-23
54 SH BLACKLINE INC
P
2019-03-05
2019-10-29
8 SH FACTSET RESEARCH SYSTEMS
P
2017-03-06
2019-10-29
0.02800 SH ACS ACTIVIDADES
P
2019-02-27
2019-02-27
4 SH ASML HOLDINGS
P
2019-03-26
2019-07-18
322 SH INTESA SANPAOLO ADR
P
2016-03-10
2019-05-31
9 SH EQUIFAX INC
P
2019-08-02
2019-10-29
57 SH FIRST FINL BANKSHARES
P
2016-03-02
2019-10-29
16 SH VERISK ANALYTICS INC
P
2018-03-15
2019-10-29
191 SH ISHARES S&P 500 GROWTH ETF
P
2014-11-19
2019-02-22
20 SH PENN REAL ESTATE INV TRUST
D
2018-09-04
2019-03-07
16 SH DIGITAL RELATY TRUST
D
2016-03-04
124 SH RLG LODGING TRUST
D
2016-03-04
39 SH HUNTINGTON BANCSHARES
P
2018-11-16
2019-05-08
350 SH SOUTHERN COMPANY
P
46 SH XCEL ENERGY INC
P
2018-11-28
2019-10-02
11 SH THERMO FISCHER SCIENTIFIC
P
2016-03-02
2019-12-18
70 SH MONSTER BEVERAGE CORP
P
2019-01-03
228 SH CSX CORP
P
2019-01-15
113 SH ELLIE MAE INC
P
2019-02-14
142 SH FOX FACTORY HOLDING CORP
P
2017-03-06
18 SH ARCELORMITTAL
P
2018-10-12
2019-06-03
27 SH NXP SEMICONDUCTORS NV
P
2018-12-18
337 SH ORANGE ADR
P
2016-04-14
2019-07-10
55 SH INT'L FLAVOR & FRAGRANCES
P
2019-04-25
2019-12-17
92 SH GLOBUS MEDICAL INC
P
2016-03-02
2019-10-29
194 SH WABCO HOLDINGS
P
2016-03-02
2019-04-25
106 SH ISHARES S&P MIDCAP 400 VALUE
P
2017-11-30
2019-10-29
1 SH PUBLIC STORAGE
P
2019-09-24
2019-12-09
5 SH DUKE REALTY CORP
P
2017-12-22
2019-12-23
342 SH RETAIL PROPERTIES OF AMERICA
D
2016-04-01
425 SH KRAFT HEINZ CO
P
2018-05-07
2019-02-22
510 SH TOTAL SA
P
97 SH ALTRIA GROUP
P
2019-03-20
165 SH WELLS FARGO & CO
P
2016-03-02
55 SH NETFLIX.COM
P
38 SH EDWARDS LIFESCHIENCES
P
2016-03-02
58 SH GROCERY OUTLET HOLDINGS
P
2019-10-04
2019-10-29
30 SH HEICO CORP
P
2017-03-06
2019-10-29
58 SH BHP GROUP PLC
P
2018-11-21
2019-10-10
0.24 SH ACS ACTIDADES
P
2019-07-26
2019-07-26
75 SH ROCHE HOLDINGS ADR
P
2016-03-04
2019-04-23
17 SH OLD DOMINION FREIGHT
P
2019-05-20
2019-10-29
290 SH GRACO INC
P
2016-03-02
39 SH WEST PHARMA
P
2016-10-03
2019-10-29
121 SH ISHARES S&P VALUE ETF
P
2017-11-30
2019-10-29
6 SH RLJ LODGING TRUST
D
2018-09-04
2019-08-15
110 SH EASTERLY GOVT PROPERTIES INC
D
2016-06-03
48 SH REXFORD IND REALTY INC
D
2016-03-04
142 SH PRCTOR & GAMBLE
P
2019-01-09
2019-08-01
231 SH UNITED PARCEL SERVICE
P
76 SH DXC TECHNOLOGY CO
P
144 SH XCEL ENERGY
P
201 SH QUALCOMM INC
P
2019-05-28
41 SH FACEBOOK INC
P
2016-03-02
2019-03-20
42 SH MOELIS & CO
P
2019-09-17
63 SH INTERACIVE BROKERS
P
2017-03-06
2019-10-29
5 SH BAIDU INC
P
2019-01-15
2019-08-13
143 SH ACTIVIDADES DE CONST
P
2016-12-22
2019-03-12
64 SH KONINKLIJKE DSM NV
P
2016-03-04
2019-04-18
18 SH PRIMERICA INC
P
2019-05-01
2019-10-29
39 SH HOULIHAN LOKEY
P
2017-12-08
2019-10-29
155 SH ZOETIS INC
P
2016-03-02
2019-03-08
1,444.048 SH LORD ABBET ST DURATION
P
2014-07-10
2019-10-29
40 SH RETAIL PROPERTIES OF AMERICA
D
2018-09-04
2019-08-15
16 SH EMPIRE STATE REALTY
D
2016-03-04
2019-03-07
39 SH SIMON PROPERTY GROUP
P
2016-03-04
340 SH TOTAL SA
P
2019-03-04
2019-10-07
120 SH VENTAS COMM
D
2019-10-09
16 SH DANHER CORP
P
2016-03-02
2019-06-03
32 AMDOCS LTD
P
2017-01-17
2019-02-28
77 SH RAYTHEON COMPANY
P
2019-06-13
112 SH FIRST REPUBLIC BANK
P
2019-06-11
40 SH OPPORTUN FINANCIAL CORP
P
2019-10-04
2019-10-29
9 SH MARKETAXESS HOLDINGS INC
P
2017-03-06
2019-10-29
293 SH BANCO SANTANDER
P
2019-06-04
13 SH AIA GROUP
P
2017-03-13
2019-04-18
33 SH ROYAL DUTCH SHELL
P
2016-03-04
2019-11-01
42 SH SITEONE LANDSCPATE
P
2019-03-25
2019-10-29
146 SH INT'L FLAVOR & FRAGRANCES
P
ROUNDING ADJUSTMENT
P
773.022 SH METRO WEST TOTAL BOND FUN
P
2015-01-14
2019-02-22
1 SH VORNADO REALTY TR
P
2018-09-04
2019-08-15
9 SH EQUITY LIFESTYLE PROPERTIES
D
2015-12-24
17 SH STORE CAPITAL GROUP
D
2016-03-04
2019-12-09
535 SH ALTRIA GROUP
P
133 SH VERIZON COMMUNICATIONS
P
2015-02-20
2019-01-30
21 SH DUKE ENERGY CORP
P
2016-03-02
2019-03-06
32 SH ACCENTURE PLC
P
2016-03-02
17 SH UNION PACIFIC CORP
P
2019-01-15
2019-10-08
9 SH ILLUMINA INC
P
2018-05-29
2019-10-17
69 SH AAON INC
P
2017-03-06
2019-10-29
268 SH MOELIS & CO
P
2018-03-14
2019-09-16
24 SH BRITISH AMERICAN TOBACO PLC
P
2018-02-28
2019-01-24
23 SH AIRBUS SE
P
2016-10-13
2019-03-05
13 SH SAP SE
P
2018-01-31
2019-05-16
108 SH WABCO HOLDINGS INC
P
2018-10-22
2019-04-25
33 SH LAMB WESTON HOLDINGS
P
2018-02-09
2019-10-29
17 SH CAMDEN PROPERTY TRUST REIT
P
2018-12-19
2019-08-15
2,630.273 SH METRO WEST TOTAL BOND F
P
2015-01-14
2019-10-29
13 SH ACADIA REALTY GROUP
P
2016-03-04
2019-08-01
6 SH ESSEX PROPERTY TRUST INC
P
2018-08-30
42 SH TAUBMAN CENTERS
D
2016-03-04
2019-11-18
298 SH AMERICAN ELECTRIC POWER
P
800.18941 SH VODAFONE GROUP PLC
P
160 SH GENERAL MILLS
P
127 SH JOHNSON CONTROLS INTL PLC
P
25 SH UNITEDHEALTH GOUP INC
P
2018-04-20
31 SH MARKETAXESS HOLDINGS INC
P
2018-01-02
2019-01-15
10 SH ANSYS INC
P
2017-03-06
2019-10-29
24 SH MORNINGSTAR INC
P
2017-03-06
2019-10-29
68 SH DIAMLER AG
P
2019-01-16
2019-08-19
202 SH ARCELORMITTAL
P
2017-05-05
2019-06-03
317 SH SECOM LTD
P
2016-03-04
2019-11-25
18 SH ZEBTRA TECHNOLOGIES CORP
P
2019-06-28
2019-10-29
10 SH LENNOX INT'L
P
2017-02-17
2019-10-29
872.380 SH INVESCO OPPENHEIMER DEV M
P
2019-02-22
2019-10-29
139 SH TECHNOLOGY SELECT SECTOR SPDR
P
2014-04-21
2019-02-22
33 SH AMERICAN ASSETS TR INC
D
2016-03-04
182 SH EXTENDED STAY AMERICA
P
2016-03-04
20 SH VORNADO REALTY TR
P
2016-03-04
2019-08-15
532 SH ASTRAZENECA PLC
P
266 SH ALTRIA GROUP
D
2010-12-29
32 SH GOLDMAN SACHS GROUP INC
P
2016-03-02
15 SH CHUBB LTD
P
2016-03-02
2019-08-14
168 SH XPO LOGISTICS INC
D
2019-02-19
209 SH MONSTER BEVERAGE CORP
P
2019-01-03
28 SH ASPEN TECH
P
2017-03-06
2019-10-26
112 SH NEVE CORP
P
2017-03-07
374 SH INTERNATIONAL CONS AIRLINES
P
2019-02-28
162 SH BHP GROUP PLC
P
2017-02-03
2019-02-28
328 SH SEVEN & I HOLDINGS
P
2017-07-21
2019-04-23
55 SH AMN HEALTHCARE SERVICES
P
2018-01-19
2019-10-29
399 SH MONSTER BEVERAGE CORP
P
2019-03-20
117 SH WISDOM TREE INT'L SMALL CAP
P
2019-02-22
2019-09-26
547 SH VANGUARD SMALL CAP ETF
P
2015-02-11
138 SH AMERICAN CAMPUS COMM
D
2016-03-04
7 SH FEDERAL RLTY INVT
P
2016-03-04
68 SH WASHINGON REAL ESTATE REIT
D
2016-07-01
2019-01-29
349 BRITISH AMERICAN TOBACCO PLC
P
115 SH COCA-COLA COMPANY
D
2010-12-29
16 SH KIMBERLY-CLARK CORP
P
2018-02-15
2019-09-11
15 SH ABIOMED INC
P
2019-04-10
2019-10-03
37 SH ABIOMED INC
P
2019-10-03
149 SH PTC INC
P
2019-09-13
2,651 SH AUTO TRADER GROUP ADR
P
2018-03-19
2019-10-29
24 SH OLD DOMINION FREIGHT
P
2017-03-06
2019-10-29
98 SH INTESA SANPAOLO SPONSORED
P
2018-08-14
2019-05-31
30 SH BAIDU
P
2017-05-02
2019-08-13
30 SH SMITH & NEPHEW PLC
P
2016-03-04
2019-07-18
51 SH AMETEK INC
P
2016-03-02
2019-10-29
11 SH MOODY'S CORP
P
2016-06-15
2019-10-29
966.248 INVESCO OPPENHEIMER DEV
P
2015-02-11
2019-10-29
1,259 SH WISDOM TREET INT'L SMALLCAP
P
2015-05-13
2019-09-26
71 SH AMERICAN HOMES 4 RENT
D
2016-03-04
9 SH HEALTHCARE TR AMERICA
D
2017-05-22
2019-12-23
19 SH WELLTOWER INC
D
2016-03-04
611 SH COCA-COLA COMPANY
P
110 SH DOMINION ENERGY
D
2010-11-29
2019-09-06
5 SH LOCKHEED MARTIN
P
2018-04-05
2019-05-15
52 SH ACTIVISION BLIZZARD INC
P
2018-04-27
2019-01-03
172 SH ACTIVISION BLIZZARD INC
P
2019-01-03
25 SH SALESFORCE.COM
P
2016-03-02
2019-08-19
59 SH AUTOHOME INC-ADR
P
2017-03-06
2019-10-29
53 SH OLLIE'S BARGAIN OUTLET
P
2017-03-06
2019-10-29
85 SH KUBOTA CORP
P
2018-07-02
2019-03-15
1,006 SH BANCO SANTANDER
P
2018-02-20
2019-06-04
833 SH SUMITONO MITSUI FINANCIAL ADR
P
2017-06-07
2019-08-12
28 SH AMPHENOL CORP
P
2016-03-02
2019-10-29
19 SH NORDSON CORP
P
2016-03-02
2019-10-29
3,459 SH ALERIAN MLP ETF
P
2016-12-22
2019-10-29
1,888.736 SH INVESCO OPPENHEIMER DEV
D
2019-10-29
2 SH AMERICOLD REALTY TRUST
D
2018-09-21
2019-12-23
26 SH HEALTHPEAK PPTYS
D
2018-03-13
2019-11-19
JOHN HANCOCK SIGNATURE NOTES
P
2010-11-24
2019-03-15
543 SH CORWN CASTLE INT'L CORP
D
61 SH KIMBERLY-CLARK CORP
D
2010-11-29
2019-07-17
98 SH METLIFE
P
2016-03-02
39 SH ALEXION PHARMA
P
2019-09-03
133 SH ALEXION PHARMA
P
2019-09-03
215 SH CHARLES SCHWAB
P
2019-07-16
200 SH CHEFS WAREHOUSE
P
2017-03-07
2019-10-29
25 SH PAYCOM SOFTWARE
P
2017-03-06
2019-10-29
124 SH MURATA MANUFACTURING
P
2018-11-15
107 SH BRITISH AMERICAN TOBACCO PLC
P
2017-10-11
2019-01-24
336 SH TORAY INDUSTRIES
P
2017-11-02
41 SH ASPEN TECH
P
2016-04-26
2019-10-29
23 SH ROSS STORES INC
P
2016-03-02
2019-10-29
4,468.982 SH CAMBRIAR INT'L EQUITY
P
2014-05-07
2019-10-29
1,604 SH GOLDMAN SACHS GROUP INC PFD
D
2019-10-29
2 SH AVALON BAY COMM
P
2016-03-04
2019-12-23
41 SH HOST HOTELS & RESORTS
P
2016-03-04
2019-12-23
MEDTRONIC SENIOR NOTES
D
2015-02-27
2019-08-09
640 SH GENERAL MILLS
P
109 SH SOUTHERN COMPANY
D
2010-11-29
2019-08-27
21 SH PNC FINANICAL SERVICES
P
2016-03-02
2019-03-12
34 SH ALIGN TECH INC
P
2019-08-06
25 SH ALIBABA GRP HOLDINGS ADR
P
2018-01-02
2019-03-04
28 SH ULTA BEAUTY
P
320 SH COPART INC
P
2017-03-06
2019-10-28
18 SH PRICEMART INC
P
2017-03-06
2019-10-29
122 SH NASPERS LTD NEW
P
2019-10-31
65 SH CARLSBERG
P
2016-03-04
2019-04-18
117 SH TOTAL SA
P
2016-03-04
2019-06-06
26 SH BROADRIDGE FINANICAL
P
2016-03-02
2019-10-29
41 SH SEI INVESTMENTS CO
P
2018-08-31
2019-10-29
11,183.915 SH AB HIGH INCOME FUND
P
2017-01-03
2019-02-22
205 SH TECHNOLOGY SELECT SECTOR
D
2019-10-29
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
164
184
-20
b
2,877
2,599
278
c
273
221
52
d
16,000
17,464
-1,464
e
26,939
12,583
14,356
12,321
6,752
5,569
1,925
1,885
40
10,454
18,616
-8,162
4,872
4,377
495
2,841
3,039
-198
5,143
2,979
2,164
3,433
1,944
1,489
1,724
2,217
-493
4,013
6,993
-2,980
4,689
3,397
1,292
18,930
8,309
10,621
23,328
26,406
-3,078
26,730
27,839
-1,109
31,574
33,396
-1,822
1,157
985
172
2,886
2,197
689
1,287
2,533
-1,246
352
335
17
27,517
14,009
13,508
2,490
6,680
-4,190
4,371
4,842
-471
15,665
14,023
1,642
3,372
2,149
1,223
3,848
2,174
1,674
8,684
7,561
1,123
4,695
3,771
924
6,019
6,423
-404
1,307
1,003
304
2,501
2,592
-91
2,700
3,408
-708
11,318
11,519
-201
88,956
65,695
23,261
148,508
56,895
91,613
385
386
-1
1,378
1,193
185
3,667
3,266
401
11,398
16,370
-4,972
11,828
13,576
-1,748
2,971
2,565
406
6,173
12,567
-6,394
8,789
6,826
1,963
4,840
1,740
3,100
2,079
1,450
629
9,594
9,481
113
1,294
553
741
1,030
991
39
713
622
91
4,397
2,957
1,440
2,906
1,070
1,836
12,930
6,992
5,938
75,634
50,811
24,823
55,847
20,562
35,285
293
243
50
1,823
1,503
320
6,990
8,081
-1,091
18,637
15,210
3,427
44,523
33,607
10,916
2,884
2,353
531
5,300
6,478
-1,178
3,991
3,806
185
18,840
14,321
4,519
2,527
2,609
-82
2,052
1,417
635
901
747
154
3,910
4,633
-723
1,223
1,244
-21
2,012
783
1,229
2,405
1,669
736
32,873
21,285
11,588
114
198
-84
1,892
1,014
878
2,043
2,716
-673
533
579
-46
20,705
16,079
4,626
2,926
2,376
550
3,491
1,519
1,972
3,367
3,534
-167
14,792
11,790
3,002
11,177
7,582
3,595
8,684
4,065
4,619
269
512
-243
2,898
2,109
789
5,188
5,748
-560
6,614
7,494
-880
4,610
2,302
2,308
25,808
18,580
7,228
24,187
22,998
1,189
213
248
-35
171
134
37
4,003
5,097
-1,094
14,825
23,508
-8,683
25,905
27,131
-1,226
5,408
6,794
-1,386
8,027
8,159
-132
14,636
16,465
-1,829
6,495
3,628
2,867
1,810
1,977
-167
2,812
1,131
1,681
2,431
2,375
56
2
2
2,445
2,367
78
3,236
2,502
734
14,491
7,628
6,863
4,171
2,153
2,018
19,863
19,365
498
95
130
-35
2,048
1,975
73
1,890
816
1,074
16,422
13,064
3,358
27,517
25,944
1,573
4,073
5,403
-1,330
8,993
5,892
3,101
13,394
17,512
-4,118
6,676
4,494
2,182
1,430
1,557
-127
3,035
2,354
681
486
840
-354
1,235
827
408
1,839
822
1,017
2,324
2,337
-13
1,837
1,755
82
14,186
6,491
7,695
6,065
6,570
-505
455
502
-47
256
257
-1
6,060
7,675
-1,615
16,712
19,391
-2,679
8,809
6,252
2,557
1,984
1,103
881
1,769
1,917
-148
13,276
14,316
-1,040
10,971
10,932
39
663
598
65
3,165
1,739
1,426
1,314
1,469
-155
528
329
199
1,932
1,591
341
3,445
2,341
1,104
17,597
16,890
707
8
2
6
8,109
8,520
-411
61
77
-16
1,153
590
563
671
409
262
23,164
22,474
690
7,022
6,496
526
1,879
1,743
136
6,074
3,279
2,795
2,600
2,588
12
2,806
2,395
411
3,439
2,402
1,037
9,287
12,717
-3,430
754
1,433
-679
731
330
401
1,671
1,465
206
14,367
11,496
2,871
2,532
1,797
735
1,774
1,536
238
28,933
28,858
75
362
440
-78
1,896
1,475
421
1,461
3,036
-1,575
26,003
11,347
14,656
14,637
32,813
-18,176
8,045
8,355
-310
5,162
5,816
-654
6,330
5,845
485
6,512
6,303
209
2,232
1,056
1,176
3,668
1,917
1,751
784
959
-175
3,020
4,747
-1,727
6,944
5,960
984
4,283
3,784
499
2,490
1,624
866
38,097
36,291
1,806
9,796
4,438
5,358
1,487
1,246
241
2,655
2,941
-286
1,214
1,481
-267
19,598
16,114
3,484
12,909
6,458
6,451
5,942
4,929
1,013
2,330
1,772
558
9,091
17,304
-8,213
10,055
9,605
450
3,255
1,658
1,597
7,178
9,313
-2,135
6,002
5,928
74
7,199
4,963
2,236
5,545
6,483
-938
3,285
2,777
508
23,550
17,734
5,816
7,450
7,698
-248
85,828
72,254
13,574
6,511
5,815
696
939
1,043
-104
1,684
2,162
-478
12,778
23,208
-10,430
5,357
3,625
1,732
2,092
1,808
284
2,439
4,206
-1,767
6,017
10,677
-4,660
9,970
14,436
-4,466
4,719
3,367
1,352
4,567
2,181
2,386
1,190
1,516
-326
2,919
5,467
-2,548
1,304
992
312
4,674
2,436
2,238
2,409
1,086
1,323
42,196
33,461
8,735
80,154
88,665
-8,511
1,712
1,090
622
271
278
-7
1,551
1,251
300
31,160
25,594
5,566
8,408
4,558
3,850
1,667
1,725
-58
2,372
3,424
-1,052
7,846
8,483
-637
3,589
1,744
1,845
5,082
1,927
3,155
3,518
1,662
1,856
5,890
6,730
-840
4,513
7,044
-2,531
5,630
6,385
-755
2,833
1,539
1,294
3,008
1,380
1,628
29,678
38,469
-8,791
82,481
68,351
14,130
69
51
18
909
584
325
16,000
17,521
-1,521
70,828
48,733
22,095
8,411
3,582
4,829
4,334
3,679
655
3,771
5,033
-1,262
13,574
17,924
-4,350
8,956
6,502
2,454
7,130
2,929
4,201
5,243
1,408
3,835
1,968
1,734
234
3,359
7,011
-3,652
4,754
6,863
-2,109
4,767
1,539
3,228
2,510
1,345
1,165
117,936
112,209
5,727
34,317
35,006
-689
415
359
56
767
677
90
51,852
50,890
962
32,915
35,359
-2,444
6,301
4,081
2,220
2,691
1,794
897
6,372
9,880
-3,508
4,656
4,580
76
6,746
4,835
1,911
27,036
9,656
17,380
1,286
1,596
-310
3,452
6,216
-2,764
1,640
1,162
478
6,211
5,580
631
3,230
1,489
1,741
2,478
2,586
-108
90,813
96,471
-5,658
16,080
5,510
10,570
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-20
b
278
c
52
d
-1,464
e
14,356
5,569
40
-8,162
495
-198
2,164
1,489
-493
-2,980
1,292
10,621
-3,078
-1,109
-1,822
172
689
-1,246
17
13,508
-4,190
-471
1,642
1,223
1,674
1,123
924
-404
304
-91
-708
-201
23,261
91,613
-1
185
401
-4,972
-1,748
406
-6,394
1,963
3,100
629
113
741
39
91
1,440
1,836
5,938
24,823
35,285
50
320
-1,091
3,427
10,916
531
-1,178
185
4,519
-82
635
154
-723
-21
1,229
736
11,588
-84
878
-673
-46
4,626
550
1,972
-167
3,002
3,595
4,619
-243
789
-560
-880
2,308
7,228
1,189
-35
37
-1,094
-8,683
-1,226
-1,386
-132
-1,829
2,867
-167
1,681
56
2
78
734
6,863
2,018
498
-35
73
1,074
3,358
1,573
-1,330
3,101
-4,118
2,182
-127
681
-354
408
1,017
-13
82
7,695
-505
-47
-1
-1,615
-2,679
2,557
881
-148
-1,040
39
65
1,426
-155
199
341
1,104
707
6
-411
-16
563
262
690
526
136
2,795
12
411
1,037
-3,430
-679
401
206
2,871
735
238
75
-78
421
-1,575
14,656
-18,176
-310
-654
485
209
1,176
1,751
-175
-1,727
984
499
866
1,806
5,358
241
-286
-267
3,484
6,451
1,013
558
-8,213
450
1,597
-2,135
74
2,236
-938
508
5,816
-248
13,574
696
-104
-478
-10,430
1,732
284
-1,767
-4,660
-4,466
1,352
2,386
-326
-2,548
312
2,238
1,323
8,735
-8,511
622
-7
300
5,566
3,850
-58
-1,052
-637
1,845
3,155
1,856
-840
-2,531
-755
1,294
1,628
-8,791
14,130
18
325
-1,521
22,095
4,829
655
-1,262
-4,350
2,454
4,201
3,835
234
-3,652
-2,109
3,228
1,165
5,727
-689
56
90
962
-2,444
2,220
897
-3,508
76
1,911
17,380
-310
-2,764
478
631
1,741
-108
-5,658
10,570
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
388,872
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
49,172
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
413,043
9,369,156
0.044085
2017
261,425
8,469,540
0.030866
2016
161,507
5,481,268
0.029465
2015
37,568
3,352,774
0.011205
2014
873,641
2
Total
of line 1, column (d)
.....................
2
0.115621
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.028905
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
10,335,801
5
Multiply line 4 by line 3
......................
5
298,756
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
5,773
7
Add lines 5 and 6
........................
7
304,529
8
Enter qualifying distributions from Part XII, line 4
,.............
8
469,157
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
5,773
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
5,773
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
5,773
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,986
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,986
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
1,787
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
No
Website address
N/A
14
The books are in care of
KATHERINE ROEHL
Telephone no.
(952) 448-5111
Located at
1085 COUNTY ROAD 83
MAPLE PLAIN
MN
ZIP+4
553599367
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
KATHERINE ROEHL
TRUSTEE
1.00
0
0
0
1085 COUNTY ROAD 83
MAPLE PLAIN
,
MN
553599367
GERALD ROEHL
TRUSTEE
1.00
0
0
0
1085 COUNTY ROAD 83
MAPLE PLAIN
,
MN
553599367
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
ROEHL FAMILY FOUNDATION PROVIDES GRANTS TO EDUCATION, HEALTH AND SOCIAL ASSITANCE ORGANIZATIONS THROUGHOUT THE UNITED STATES.
469,157
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
N/A
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
7,819,119
b
Average of monthly cash balances
.......................
1b
405,701
c
Fair market value of all other assets (see instructions)
................
1c
2,268,379
d
Total
(add lines 1a, b, and c)
.........................
1d
10,493,199
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
10,493,199
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
157,398
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
10,335,801
6
Minimum investment return.
Enter 5% of line 5
..................
6
516,790
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
516,790
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
5,773
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
5,773
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
511,017
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
511,017
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
511,017
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
469,157
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
469,157
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
5,773
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
463,384
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
511,017
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
461,502
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
469,157
a
Applied to 2018, but not more than line 2a
461,502
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
d
Applied to 2019 distributable amount
.....
7,655
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
503,362
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
KATHERINE GERALD ROEHL
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CRISTO REY HIGH SCHOOL
2924 4TH AVENUE SOUTH
SUITE 10
MINNEAPOLIS
,
MN
55408
PC
EDUCATION/POVERTY
50,000
CRISTO REY HIGH SCHOOL
2924 4TH AVENUE SOUTH
SUITE 10
MINNEAPOLIS
,
MN
55408
PC
EDUCATION/POVERTY
50,000
HAVEN HOMES INC
1520 WYMAN AVENUE
MAPLE PLAIN
,
MN
55359
PC
SENIOR HOUSING
10,000
DES MOINES CHRISTIAN SCHOOL
13007 DOUGLAS PARKWAY
URBANDALE
,
IA
50323
PC
EDUCATION
10,000
WILDWOOD HILLS RANCH
2552 UNION LANE
ST CHARLES
,
IA
50240
PC
HEALTH & OUTREACH TO AT-RISK CHILDRE
7,500
BETHANY CHRISTIAN SERVICES
316 EAST 6TH STREET
DES MOINES
,
IA
50309
PC
CHILDREN & FAMILIES IN NEED
7,500
JOPPA OUTREACH INC
118 SE 4TH STREET
SUITE 120
DES MOINES
,
IA
50309
PC
THE POOR & HOMELESS
7,500
GLOBAL IE
PO BOX 631006
HIGHLANDS RANCH
,
CO
80163
PC
EDUCATION
5,000
OZARK TEEN CHALLENGE-HOME OF HOPE
PO BOX 2066
BRANSON WEST
,
MO
65737
PC
HEALTH / ADDICTION SERVICES
5,000
FREEDOM FOR YOUTH MINISTRIES
2301 HICKMAN ROAD
DES MOINES
,
IA
50310
PC
OUTREACH EDUCATION
7,500
FEED MY STARVING CHILDREN
401 93RD AVENUE NW
COON RAPIDS
,
MN
55433
PC
POVERTY
10,000
HOPE ACADEMY
2300 CHICAGO AVE
MINNEAPOLIS
,
MN
55404
PC
EDUCATION
15,000
ICCDF - CHAT LA ROMANA SCHOOL
4048 CRESTWOOD DRIVE
WAUSAU
,
WI
54503
PC
EDUCATION
10,000
PRADER WILLIS SYNDROME ASSOC
8588 POTTER PARK DRIVE
SUITE 500
SARASOTA
,
FL
34238
PC
HEALTH
5,000
SOURCE MINISTRIES
PO BOX 7900
CHARLOTTE
,
NC
28241
PC
POVERTY & HEALTH
5,000
NEW LIFE FAMILY SERVICES
1515 66TH STREET
RICHFIELD
,
MN
55423
PC
ADOPTION ASSISTANCE
10,000
JOSEPHINE SCULPTURE PARK
3355 LAWRENCEBURG ROAD
FRANKFORT
,
KY
40601
PC
COMMUNITY ART EDUCATION
8,000
AMPERSAND FAMILIES
2515 WABASH AVENUE
SUITE 150
ST PAUL
,
MN
55114
PC
ADOPTION ASSISTANCE
8,000
DAYS FOR GIRLS
1610 GROVER STREET
SUITE B22
LYNDEN
,
WA
98264
PC
FEMININE HYGEINE
8,000
AGAINST MALARIA FOUNDATION
310 W 20TH STREET
SUITE 300
KANSAS CITY
,
MO
64108
PC
HEALTH AWARENESS
8,000
AMERICAN REFUGEE COMMITTEE
615 FIRST AVENUE NE
SUITE 500
MINNEAPOLIS
,
MN
55413
PC
HEALTH
9,000
RAPE ABUSE & INCEST NATIONAL NETWO
1220 L STREET NW
SUITE 505
WASHINGTON
,
DC
20005
PC
AWARENESS OF ABUSE
9,000
HNOJ - IOCP
155 COUNTY ROAD 24
WAYZATA
,
MN
55391
PC
POVERTY/HOUSING
10,000
RIDGEVIEW FOUNDATION
490 SOUTH MAPLE
WACONIA
,
MN
55387
PC
HEALTH/EDUCATION
20,000
RIDGEVIEW FOUNDATION
490 SOUTH MAPLE
WACONIA
,
MN
55387
PC
EDUCATION
16,000
CATHOLIC CHARITIES
1200 2ND AVENUE SOUTH
MINNEAPOLIS
,
MN
55403
PC
POVERTY/HOUSING
10,000
SHARING & CARING HANDS
525 NORTH 7TH STREET
MINNEAPOLIS
,
MN
55405
PC
POVERTY
50,000
GRACE FAMILY CENTER
2385 COMMERCE BLVD
MOUND
,
MN
55364
PC
FOOD/CLOTHING FOR THE POOR
10,000
HAMMER RESIDENCES
1909 EAST WAYZATA BLVD
WAYZATA
,
MN
55391
PC
EDUCATION/HOUSING
25,000
SISTERS OF ST BENEDICT
104 CHAPEL LANE
ST JOSEPH
,
MN
56374
PC
EDUCATION
15,000
MY VERY OWN BED
34 13TH AVE NE
B002A
MINNEAPOLIS
,
MN
55413
PC
POVERTY
5,000
SIM-MISSIONS
PO BOX 7900
CHARLOTTE
,
NC
28241
PC
POVERTY, HEALTH & EDUCATION
5,000
ELEVATE LIFE
2600 EAGAN WOODS DRIVE
SUITE 110
EAGAN
,
MN
55121
PC
PRO LIFE SERVICES / HEALTH
8,000
CRESCENT LOVE
3440 BELT LINE BLVD
ST LOUIS PARK
,
MN
55416
PC
HEALTH
10,000
AMERICAN RED CROSS
431 18TH STREET NW
WASHINGTON
,
DC
20006
PC
HEALTH
8,000
JOYEL
3741 JOYEL DRIVE
GREENCASTLE
,
PA
17225
PC
EDUCATION/CHRISTAIN CHILDREN'S CAMP
5,000
STAGES THEATER CO
1111 MAIN STREET
HOPKINS
,
MN
55343
PC
EDUCATION/CHILDREN'S THEATER
5,000
Total
.................................
3a
467,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
24,615
4
Dividends and interest from securities
....
14
236,756
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
388,872
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
RETURN OF CAPITAL
1
7,178
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
657,421
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
657,421
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description