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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
HAGEDORN FUND XXXXX5004
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
13-6048718
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
58,689,623
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
2,865,495
2,865,101
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
442,568
b
Gross sales price for all assets on line 6a
6,064,453
7
Capital gain net income (from Part IV, line 2)
...
442,568
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
3,308,063
3,307,669
13
Compensation of officers, directors, trustees, etc.
531,568
310,914
220,654
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
5,126
5,126
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
8,457
7,957
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,528
28
1,500
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
546,679
324,025
0
222,154
25
Contributions, gifts, grants paid
.......
3,030,000
3,030,000
26
Total expenses and disbursements.
Add lines 24 and 25
3,576,679
324,025
0
3,252,154
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-268,616
b
Net investment income
(if negative, enter -0-)
2,983,644
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
470,514
196,358
196,358
2
Savings and temporary cash investments
.........
202,727
312,479
312,479
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
7,159,259
6,388,159
9,097,412
c
Investments—corporate bonds (attach schedule)
.......
5,705,334
6,373,857
6,507,378
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
2,522
506
1,019
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
1,323,747
1,323,747
42,574,977
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
14,864,103
14,595,106
58,689,623
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
14,864,103
14,595,106
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
14,864,103
14,595,106
30
Total liabilities and net assets/fund balances
(see instructions)
.
14,864,103
14,595,106
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
14,864,103
2
Enter amount from Part I, line 27a
.....................
2
-268,616
3
Other increases not included in line 2 (itemize)
3
5,559
4
Add lines 1, 2, and 3
..........................
4
14,601,046
5
Decreases not included in line 2 (itemize)
5
5,940
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
14,595,106
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
5000. PACIFIC GAS & ELECTRIC 3 1/2% OCT 01 2020
2016-11-22
2019-01-08
b
5000. PACIFIC GAS & ELECTRIC 3.250% 06/15/2023 DTD 06/14/2013
2019-01-08
c
3. GILEAD SCIENCES INC
2015-01-08
2019-01-23
d
1. GILEAD SCIENCES INC
2015-01-08
2019-01-23
e
30. GILEAD SCIENCES INC
2019-01-23
7. GILEAD SCIENCES INC
2015-01-08
2019-01-23
11. GILEAD SCIENCES INC
2015-01-08
2019-01-23
13. MASTERCARD INC - CLASS A
2012-10-15
2019-01-23
37. WORLDPAY INC CL A
2018-10-08
2019-01-23
5. WORLDPAY INC CL A
2018-10-08
2019-01-23
47. GILEAD SCIENCES INC
2019-01-24
11. MASTERCARD INC - CLASS A
2019-01-24
33. MASTERCARD INC - CLASS A
2009-05-05
2019-01-24
65. WORLDPAY INC CL A
2018-10-08
2019-01-24
6. GILEAD SCIENCES INC
2016-02-10
2019-01-25
15. GILEAD SCIENCES INC
2016-02-10
2019-01-25
4. GILEAD SCIENCES INC
2016-02-10
2019-01-25
42. MASTERCARD INC - CLASS A
2009-05-05
2019-01-25
5. WORLDPAY INC CL A
2018-10-08
2019-01-25
77. WORLDPAY INC CL A
2017-09-22
2019-01-25
6. GILEAD SCIENCES INC
2016-02-10
2019-01-28
12. GILEAD SCIENCES INC
2016-02-10
2019-01-28
49. WORLDPAY INC CL A
2017-09-22
2019-01-28
10. GILEAD SCIENCES INC
2016-02-10
2019-01-29
1. GILEAD SCIENCES INC
2016-02-10
2019-01-29
1. GILEAD SCIENCES INC
2016-02-10
2019-01-29
10. WORLDPAY INC CL A
2017-09-22
2019-01-29
1. GILEAD SCIENCES INC
2016-02-10
2019-01-30
1. GILEAD SCIENCES INC
2016-02-10
2019-01-30
7. GILEAD SCIENCES INC
2016-02-10
2019-01-30
55. WORLDPAY INC CL A
2017-09-22
2019-01-30
12493.983 DODGE & COX INCOME FUND
2017-11-21
2019-01-31
31116.258 DOUBLELINE TTL RTRN BND-I
2019-01-31
2. GILEAD SCIENCES INC
2016-02-10
2019-01-31
4. GILEAD SCIENCES INC
2016-02-10
2019-01-31
14542.557 JPM GLBL BD OPP FD - R6 FUND 3295
2019-01-31
6130. VANGUARD BD INDEX FD INC
2019-01-31
11000. AMGEN INC
2009-06-16
2019-02-01
15. GILEAD SCIENCES INC
2019-02-01
5000. ANHEUSER-BUSCH INBEV FIN 3.650% 02/01/2026 DTD 01/25/2016
2016-11-18
2019-02-11
5000. NOVARTIS SECS INVEST LTD
2009-07-07
2019-02-11
2595.432 ARTISAN INTERNATIONAL-INST
2014-02-07
2019-02-15
5000. CATERPILLAR FINL MTN 7.150% 2/15/19
2009-06-16
2019-02-15
5452.614 WCM FOCUSED INTL GROWTH-INS
2015-12-09
2019-02-15
48. ANALOG DEVICES INC
2018-09-13
2019-02-19
21. ANALOG DEVICES INC
2018-09-13
2019-02-19
60. ANALOG DEVICES INC
2018-09-13
2019-02-19
57. ANALOG DEVICES INC
2019-02-19
99. ANALOG DEVICES INC
2019-02-19
21. ANALOG DEVICES INC
2019-02-19
11196.863 MFS EMERG MRKTS DEBT-R5
2016-07-21
2019-02-19
78. ANALOG DEVICES INC
2019-02-20
9999.837 EDGEWOOD GROWTH FUND
2015-06-04
2019-03-01
19651.981 BLCKRCK HI YLD BND PORT-K
2016-03-31
2019-03-01
13945.246 OAKMARK INTERNATIONAL-INST
2013-08-16
2019-03-01
10000. BANK OF NEW YORK MELLON MTN 2.200% 03/04/2019 DTD 02/04/2014
2019-03-04
15000. COOPERATIEVE RABOBANK UA 4.5% 01/11/2021 DTD 01/11/2011
2019-03-07
24. BIOGEN IDEC INC
2018-10-08
2019-03-14
34. BIOGEN IDEC INC
2010-06-17
2019-03-14
622. BRISTOL MYERS SQUIBB CO
2019-03-14
137. DISNEY WALT CO
2019-03-14
. BANK OF AMERICA CORPORATION
2019-03-20
2000. CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014
2017-03-24
2019-04-04
3000. CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014
2017-03-24
2019-04-04
1000. CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014
2018-09-17
2019-04-04
23. DOW INC
2018-04-09
2019-04-08
95. DOW INC
2019-04-08
18. DOW INC
2017-02-22
2019-04-08
6. DOW INC
2019-04-08
150. DOW INC
2019-04-08
75. DOW INC
2019-04-08
18. DOW INC
2015-07-15
2019-04-09
7. ADOBE SYS INC
2012-08-03
2019-04-12
5. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-04-12
4. ALPHABET INC-CL C
2018-05-07
2019-04-12
2. ALPHABET INC-CL A
2016-07-11
2019-04-12
3. AMAZON COM INC
2015-04-08
2019-04-12
7. AMERICAN EXPRESS CO
2018-07-18
2019-04-12
27. APPLE COMPUTER INC
2006-06-13
2019-04-12
7853.351 ARTISAN INTERNATIONAL-INST
2014-02-07
2019-04-12
8. AUTOMATIC DATA PROCESSING INC
2018-12-03
2019-04-12
102. BANK OF AMERICA CORPORATION
2018-02-06
2019-04-12
12. BERKSHIRE HATHAWAY INC DEL CL B
2018-09-11
2019-04-12
51. BOSTON SCIENTIFIC CORP
2019-04-12
11. BROADCOM INC
2013-04-25
2019-04-12
13. CELGENE CORP.
2016-10-28
2019-04-12
5. CHARTER COMMUNICATIONS INC-A
2018-04-13
2019-04-12
36. CITIGROUP INC NEW
2017-05-15
2019-04-12
25. COCA-COLA CO
2018-04-16
2019-04-12
58. COMCAST CORP NEW CL A
2019-03-14
2019-04-12
16. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-04-12
8. DIAMONDBACK ENERGY INC
2019-01-08
2019-04-12
19. DISNEY WALT CO
2016-12-08
2019-04-12
12. DOLLAR TREE INC
2017-10-27
2019-04-12
51. DOWDUPONT INC
2018-04-09
2019-04-12
22. EOG RESOURCES INC
2016-08-05
2019-04-12
15. ELECTRONIC ARTS
2018-09-20
2019-04-12
9. FACEBOOK INC-A
2014-07-25
2019-04-12
1998.345 FIDELITY 500 INDEX-INST PRM
2019-04-12
14. FIDELITY NATL INFORMATION SVCS INC
2015-04-10
2019-04-12
12. FISERV INC
2019-01-25
2019-04-12
9. GENERAL DYNAMICS CORP
2017-02-10
2019-04-12
12. HOME DEPOT INC
2011-09-29
2019-04-12
20. HONEYWELL INTL INC
2012-06-15
2019-04-12
8. INTERCONTINENTALEXCHANGE GROUP, INC
2019-04-12
4774.781 WCM FOCUSED INTL GROWTH-INS
2015-12-09
2019-04-12
71. KEYCORP NEW
2018-10-08
2019-04-12
17. LILLY ELI & CO
2019-04-12
14. LOWES COS INC
2011-09-22
2019-04-12
26. MARATHON PETROLEUM CORPORATION
2018-09-20
2019-04-12
14. MASTERCARD INC - CLASS A
2009-05-05
2019-04-12
28. MERCK & CO INC
2019-03-14
2019-04-12
64. MICROSOFT CORP
2015-02-13
2019-04-12
34. MONDELEZ INTERNATIONAL-W/I
2019-04-12
58. MORGAN STANLEY DEAN WITTER & CO NEW
2019-04-12
3. NETFLIX.COM INC
2018-09-13
2019-04-12
7. NEXTERA ENERGY INC
2018-07-18
2019-04-12
32. NISOURCE INC
2015-12-03
2019-04-12
12. NORFOLK SOUTHN CORP
2019-04-12
6. NORTHROP GRUMMAN CORP
2017-10-10
2019-04-12
8. NVIDIA CORP
2018-10-08
2019-04-12
2. O'REILLY AUTOMOTIVE INC
2017-05-05
2019-04-12
35. OCCIDENTAL PETE CORP
2019-04-12
5. PARKER HANNIFIN CORP
2018-01-11
2019-04-12
19. PAYPAL HOLDINGS INC
2019-01-23
2019-04-12
19. PEPSICO INC
2018-05-22
2019-04-12
70. PFIZER INC
2018-10-30
2019-04-12
17. PHILIP MORRIS INTERNATIONAL
2017-04-24
2019-04-12
10. PIONEER NAT RES CO
2019-04-12
10. PRUDENTIAL FINL INC
2018-12-21
2019-04-12
13. ROSS STORES INC
2018-12-11
2019-04-12
4. SVB FINANCIAL GROUP
2015-08-12
2019-04-12
12. SALESFORCE.COM INC
2018-10-08
2019-04-12
20. SCHWAB CHARLES CORP NEW
2019-04-12
11. STANLEY BLACK & DECKER,INC.
2019-04-12
21. TEXAS INSTRS INC
2019-02-19
2019-04-12
15. UNION PAC CORP
2018-02-22
2019-04-12
7. UNITED TECHNOLOGIES CORP
2019-04-12
18. UNITEDHEALTH GROUP INC
2019-04-12
5. VERTEX PHARMACEUTICALS INC
2014-03-14
2019-04-12
11. VISA INC CLASS A SHARES
2015-10-19
2019-04-12
12. WASTE CONNECTIONS INC
2016-08-10
2019-04-12
42. WELLS FARGO & CO NEW
2011-08-12
2019-04-12
5. WEX INC
2016-05-02
2019-04-12
8. YUM BRANDS INC
2018-11-29
2019-04-12
18. ZIMMER HLDGS INC
2018-04-26
2019-04-12
10. ALLEGION PLC
2019-04-12
10. ACCENTURE PLC
2019-04-12
11. LINDE PLC
2019-04-08
2019-04-12
16. MEDTRONIC PLC
2018-07-18
2019-04-12
13. APTIV PLC
2019-04-12
13. CHUBB LTD
2011-05-23
2019-04-12
11. NXP SEMICONDUCTORS NV
2019-02-20
2019-04-12
14000. CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014
2018-09-17
2019-04-16
136. OCCIDENTAL PETE CORP
2019-04-25
120. OCCIDENTAL PETE CORP
2019-04-25
258. OCCIDENTAL PETE CORP
2019-04-25
55. OCCIDENTAL PETE CORP
2008-01-17
2019-05-01
11. OCCIDENTAL PETE CORP
2008-01-17
2019-05-01
36. REGENERON PHARMACEUTICALS INC
2019-05-01
8. REGENERON PHARMACEUTICALS INC
2019-05-01
166. OCCIDENTAL PETE CORP
2019-05-02
12. OCCIDENTAL PETE CORP
2019-05-02
6. OCCIDENTAL PETE CORP
2019-05-02
33. OCCIDENTAL PETE CORP
2019-05-02
16. OCCIDENTAL PETE CORP
2008-10-15
2019-05-02
19. OCCIDENTAL PETE CORP
2008-10-15
2019-05-03
59. OCCIDENTAL PETE CORP
2008-10-15
2019-05-03
8. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
124. PRUDENTIAL FINL INC
2019-05-14
60. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
19. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
27. PRUDENTIAL FINL INC
2018-12-21
2019-05-14
183. SCHWAB CHARLES CORP NEW
2019-05-15
161. SCHWAB CHARLES CORP NEW
2019-05-16
41. SCHWAB CHARLES CORP NEW
2015-01-14
2019-05-16
103. SCHWAB CHARLES CORP NEW
2019-05-16
143. MEDTRONIC PLC
2019-05-16
121. MEDTRONIC PLC
2019-05-16
3. MEDTRONIC PLC
2018-07-18
2019-05-16
48. MEDTRONIC PLC
2018-04-09
2019-05-17
85. MEDTRONIC PLC
2019-05-17
39. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
45. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
19. PARKER HANNIFIN CORP
2018-01-11
2019-05-20
75. ALTRIA GROUP INC
2018-12-03
2019-06-03
11000. TRAVELLERS COS INC
2009-06-29
2019-06-03
6000. CITIGROUP INC 3.300% 04/27/2025 DTD 04/27/2015
2019-06-05
165. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-05
61. DELTA AIR LINES INC DEL NEW
2019-06-05
203. PHILIP MORRIS INTERNATIONAL
2017-04-24
2019-06-05
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
3. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
51. DELTA AIR LINES INC DEL NEW
2019-06-06
58. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
10. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-06
1. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
9. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
7. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
12. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
2. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
2. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
2. DELTA AIR LINES INC DEL NEW
2017-12-13
2019-06-07
500. BANK OF AMERICA CORPORATION
2019-06-10
108. DOLLAR TREE INC
2019-06-10
391. WELLS FARGO & CO NEW
2019-06-10
36. DOLLAR TREE INC
2018-12-17
2019-06-11
120. DOLLAR TREE INC
2019-06-11
39. DOLLAR TREE INC
2018-12-17
2019-06-11
43. ALCON INC
2019-06-18
30. ALCON INC
2019-06-18
4000. APACHE CORP SR NTS 3.625% 02/01/2021 DTD
2013-09-27
2019-06-21
37. ADOBE SYS INC
2012-08-03
2019-06-27
50. MICROSOFT CORP
2018-12-03
2019-07-08
71.334 CORTEVA INC
2019-07-10
131.666 CORTEVA INC
2019-07-10
50. CORTEVA INC
2010-05-05
2019-07-11
5000. MEDTRONIC INC NON-TRADEABLE ASSET
2019-07-12
. AMGEN INC
2019-07-17
5000. GOLDMAN SACHS GROUP INC 4.000% 03/03/2024 DTD 03/03/2014
2018-04-06
2019-07-26
34000. GOLDMAN SACHS GROUP INC SR NTS 3.0% 04/26/2022 DTD
2019-07-26
5000. NEXEN ENERGY ULC 6.200% 07/30/2019 DTD 07/27/2009
2015-07-09
2019-07-30
5000. WELLS FARGO & COMPANY MTN 2.625% 07/22/2022 DTD 07/24/2017
2017-12-13
2019-07-30
1448.89 JPMORGAN CORE BOND FUND ULTRA
2017-05-11
2019-08-09
37. SVB FINANCIAL GROUP
2019-08-14
24. SVB FINANCIAL GROUP
2019-08-14
56. APTIV PLC
2019-08-14
31. APTIV PLC
2018-04-26
2019-08-14
81. APTIV PLC
2019-08-14
10000. AMERICAN HONDA FINANCE MTN 2.250% 08/15/2019 DTD 09/09/2014
2014-09-04
2019-08-15
140. HSBC HLDGS PLC SPONS ADR NEW
2018-12-03
2019-08-15
20. HSBC HLDGS PLC SPONS ADR NEW
2010-05-05
2019-08-15
44. SVB FINANCIAL GROUP
2015-02-05
2019-08-15
153. APTIV PLC
2019-08-15
10000. CHEVRON CORP SR NTS 3.191% 06/24/2023 DTD
2016-03-24
2019-08-26
5000. MERCK & CO INC SR NTS 2.35% 02/10/2022 DTD
2015-06-17
2019-08-26
5000. BLACKROCK INC SR NTS 3.5% 03/18/2024 DTD
2015-01-28
2019-08-28
5000. CME GROUP INC 3% SEP 15 2022
2013-09-24
2019-08-28
. GENERAL MOTORS CO
2019-09-05
5000. TD AMERITRADE HOLDING CO 5.6% DEC 01 2019
2012-11-20
2019-09-18
2806. ISHARES TR BARCLAYS MBS BD FD
2019-01-31
2019-09-20
3836. VANGUARD BD INDEX FD INC
2019-03-01
2019-09-20
43130.09 VANGUARD TOT BD MKT IDX-ADM
2019-09-23
25. NEXTERA ENERGY INC
2018-12-03
2019-09-24
60. WELLTOWER INC
2018-12-03
2019-09-24
51275.199 VANGUARD TOT BD MKT IDX-ADM
2019-09-26
5742.832 ARTISAN INTL VAL-INST
2012-01-30
2019-10-08
3000. BK OF AMER CORP SR NTS MTN 3.3% 01/11/2023 DTD
2014-08-27
2019-10-17
193. DISNEY WALT CO
2019-10-25
48. ACCENTURE PLC
2019-10-25
131.666 DUPONT DE NEMOURS INC-WI
2019-10-28
17.334 DUPONT DE NEMOURS INC-WI
2019-10-28
62. ACCENTURE PLC
2019-10-28
104. DUPONT DE NEMOURS INC-WI
2010-05-05
2019-10-29
3000. MANULIFE FINANCIAL CORP 4.150% 03/04/2026 DTD 03/04/2016
2018-05-23
2019-11-01
3000. AMAZON.COM INC SR NTS 2.6% 12/05/2019 DTD
2014-12-02
2019-11-05
80. MERCK & CO INC
2018-12-03
2019-11-06
50. THE TRAVELERS COMPANIES INC.
2018-12-03
2019-11-06
4000. US BANCORP MTN 2.95% JUL 15 2022
2013-02-12
2019-11-07
6000. US BANCORP MTN 2.95% JUL 15 2022
2013-02-12
2019-11-07
125. NISOURCE INC
2019-11-11
162. NISOURCE INC
2019-11-11
130. NISOURCE INC
2019-11-12
326. NISOURCE INC
2019-11-12
29. NISOURCE INC
2013-02-26
2019-11-12
31. NISOURCE INC
2013-02-26
2019-11-13
3000. MICROSOFT CORP SR NTS 2.375% 05/01/2023 DTD
2013-04-25
2019-11-19
8000. WESTPAC BANKING CORP
2009-11-16
2019-11-19
17. ABBVIE INC
2019-11-21
4. ADOBE SYS INC
2012-08-03
2019-11-21
3. ALPHABET INC-CL C
2019-10-25
2019-11-21
1. ALPHABET INC-CL A
2016-07-11
2019-11-21
5000. ALTRIA GROUP INC 2.85% 08/09/2022 DTD 08/09/2012
2017-09-25
2019-11-21
2. AMAZON COM INC
2019-10-25
2019-11-21
17. AMERICAN EXPRESS CO
2019-06-10
2019-11-21
17. APPLE COMPUTER INC
2006-06-13
2019-11-21
4. AUTOMATIC DATA PROCESSING INC
2019-08-14
2019-11-21
71. BANK OF AMERICA CORPORATION
2012-11-08
2019-11-21
7. BERKSHIRE HATHAWAY INC DEL CL B
2018-09-11
2019-11-21
31. BOSTON SCIENTIFIC CORP
2016-09-15
2019-11-21
6. BROADCOM INC
2013-04-25
2019-11-21
559. CELGENE CORP.
2019-11-21
199. CELGENE CORP.
2019-11-21
4. CHARTER COMMUNICATIONS INC-A
2018-04-13
2019-11-21
22. CITIGROUP INC NEW
2017-05-15
2019-11-21
15. COCA-COLA CO
2018-04-16
2019-11-21
43. COMCAST CORP NEW CL A
2019-05-14
2019-11-21
20. CORTEVA INC
2019-11-21
6. DIAMONDBACK ENERGY INC
2019-01-08
2019-11-21
8. DISNEY WALT CO
2016-10-27
2019-11-21
11. DUPONT DE NEMOURS INC-WI
2019-11-21
13. EOG RESOURCES INC
2016-08-05
2019-11-21
10. ELECTRONIC ARTS
2018-09-20
2019-11-21
6. FACEBOOK INC-A
2014-07-25
2019-11-21
1559.423 FIDELITY 500 INDEX-INST PRM
2018-02-08
2019-11-21
16. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2019-11-21
17. FISERV INC
2019-11-21
5. GENERAL DYNAMICS CORP
2017-02-10
2019-11-21
8. HOME DEPOT INC
2011-09-29
2019-11-21
12. HONEYWELL INTL INC
2012-06-15
2019-11-21
5. INTERCONTINENTALEXCHANGE GROUP, INC
2017-02-01
2019-11-21
43. KEYCORP NEW
2018-10-08
2019-11-21
10. LILLY ELI & CO
2015-07-02
2019-11-21
9. LOWES COS INC
2011-09-22
2019-11-21
10000. LOWE'S COS INC SR NTS 3.8% 11/15/2021 DTD
2011-11-18
2019-11-21
23. MARATHON PETROLEUM CORPORATION
2018-09-20
2019-11-21
8. MASTERCARD INC - CLASS A
2009-05-05
2019-11-21
5. MCDONALDS CORP
2019-06-10
2019-11-21
18. MERCK & CO INC
2019-03-14
2019-11-21
39. MICROSOFT CORP
2015-02-13
2019-11-21
21. MONDELEZ INTERNATIONAL-W/I
2019-11-21
36. MORGAN STANLEY DEAN WITTER & CO NEW
2015-12-02
2019-11-21
3. NETFLIX.COM INC
2018-09-13
2019-11-21
5. NEXTERA ENERGY INC
2018-07-18
2019-11-21
8. NORFOLK SOUTHN CORP
2018-05-15
2019-11-21
4. NORTHROP GRUMMAN CORP
2019-05-20
2019-11-21
5000. NUCOR CORP SR NTS 4.0% 08/01/2023 DTD
2015-03-11
2019-11-21
5. NVIDIA CORP
2018-10-08
2019-11-21
2. O'REILLY AUTOMOTIVE INC
2017-05-05
2019-11-21
11. PAYPAL HOLDINGS INC
2019-01-23
2019-11-21
12. PEPSICO INC
2018-05-22
2019-11-21
43. PFIZER INC
2018-10-30
2019-11-21
6. PHILIP MORRIS INTERNATIONAL
2019-11-21
7. PIONEER NAT RES CO
2015-12-10
2019-11-21
9. PROCTER & GAMBLE CO
2019-06-05
2019-11-21
5. QUALCOMM INC
2019-05-01
2019-11-21
8. ROSS STORES INC
2018-12-11
2019-11-21
11. SALESFORCE.COM INC
2018-10-08
2019-11-21
7. STANLEY BLACK & DECKER,INC.
2019-11-21
14. TEXAS INSTRS INC
2019-02-19
2019-11-21
10000. TRANSCANADA PIPELINES SR NTS 3.75% 10/16/2023 DTD
2014-07-15
2019-11-21
9. UNION PAC CORP
2018-02-22
2019-11-21
4. UNITED TECHNOLOGIES CORP
2017-12-11
2019-11-21
10. UNITEDHEALTH GROUP INC
2011-09-16
2019-11-21
3. VERTEX PHARMACEUTICALS INC
2019-11-21
6. VISA INC CLASS A SHARES
2015-10-19
2019-11-21
8. WASTE CONNECTIONS INC
2016-08-10
2019-11-21
20. WELLS FARGO & CO NEW
2009-02-05
2019-11-21
4. WEX INC
2016-05-02
2019-11-21
4. YUM BRANDS INC
2018-11-29
2019-11-21
11. ZIMMER HLDGS INC
2019-11-21
7. ALLEGION PLC
2015-11-19
2019-11-21
4. ACCENTURE PLC
2014-04-22
2019-11-21
18. LINDE PLC
2019-08-14
2019-11-21
8. CHUBB LTD
2011-05-23
2019-11-21
6. NXP SEMICONDUCTORS NV
2019-11-21
292. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
31. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
13. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
1. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
363. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
58. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
135. CORNING INC
2018-12-03
2019-12-12
5. CORNING INC
2019-06-04
2019-12-12
95. ROYAL DUTCH SHELL PLC
2019-12-18
70. CORNING INC
2014-12-16
2019-12-19
125. CORNING INC
2019-06-04
2019-12-19
50. LILLY ELI & CO
2018-12-03
2019-12-26
. TRUIST FINANCIAL CORP
2019-12-30
1. ETON PARK OVERSEAS FUND, LTD. CLASS E - NEW ISSUES INELIGIBLE
2018-01-01
2019-12-31
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
4,513
5,219
-706
b
4,175
4,869
-694
c
206
305
-99
d
69
102
-33
e
2,050
3,047
-997
478
711
-233
748
1,117
-369
2,578
617
1,961
3,047
3,589
-542
413
485
-72
3,187
4,286
-1,099
2,195
347
1,848
6,564
603
5,961
5,346
6,305
-959
409
534
-125
1,034
1,334
-300
275
356
-81
8,509
768
7,741
415
485
-70
6,384
5,548
836
407
534
-127
814
1,067
-253
4,079
3,531
548
689
889
-200
70
89
-19
69
89
-20
820
721
99
69
89
-20
70
89
-19
486
622
-136
4,596
3,963
633
168,169
172,667
-4,498
325,165
352,437
-27,272
140
178
-38
279
356
-77
142,517
148,532
-6,015
484,571
479,027
5,544
11,000
11,599
-599
1,048
1,326
-278
4,850
5,045
-195
5,000
5,104
-104
75,501
76,798
-1,297
5,000
5,255
-255
82,280
67,231
15,049
5,024
4,423
601
2,191
1,935
256
6,297
5,528
769
5,948
5,244
704
10,330
6,320
4,010
2,206
1,336
870
158,883
167,840
-8,957
8,261
4,937
3,324
326,495
214,996
111,499
147,979
140,708
7,271
319,764
354,640
-34,876
10,000
10,160
-160
15,421
16,681
-1,260
7,684
8,216
-532
10,886
1,530
9,356
30,602
26,006
4,596
15,666
14,604
1,062
68
68
2,061
2,039
22
3,092
3,059
33
1,031
996
35
1,314
1,485
-171
5,427
6,063
-636
1,029
1,137
-108
344
379
-35
8,584
8,797
-213
4,295
3,993
302
1,022
948
74
1,901
224
1,677
684
673
11
4,863
4,209
654
2,441
1,454
987
5,545
1,142
4,403
774
721
53
5,368
227
5,141
241,176
232,378
8,798
1,302
1,177
125
3,061
3,102
-41
2,516
2,568
-52
1,922
1,192
730
3,477
418
3,059
1,224
1,355
-131
1,782
1,530
252
2,421
2,212
209
1,165
1,117
48
2,390
2,310
80
927
857
70
847
841
6
2,457
1,965
492
1,253
1,112
141
2,009
2,174
-165
2,312
1,986
326
1,528
1,709
-181
1,609
678
931
201,913
186,041
15,872
1,586
895
691
1,036
1,020
16
1,574
1,656
-82
2,449
405
2,044
3,243
1,065
2,178
620
469
151
77,590
58,873
18,717
1,192
1,454
-262
2,100
1,462
638
1,624
267
1,357
1,610
2,122
-512
3,337
256
3,081
2,232
2,280
-48
7,717
2,778
4,939
1,689
1,342
347
2,711
2,026
685
1,054
1,112
-58
1,334
1,186
148
896
613
283
2,349
1,809
540
1,690
1,759
-69
1,525
2,146
-621
811
504
307
2,283
2,981
-698
942
1,041
-99
2,054
1,718
336
2,313
1,897
416
2,920
2,981
-61
1,453
1,908
-455
1,675
1,472
203
1,013
801
212
1,267
1,048
219
973
554
419
1,930
1,816
114
908
582
326
1,604
1,171
433
2,454
2,259
195
2,537
2,004
533
945
863
82
4,023
1,793
2,230
916
394
522
1,748
848
900
1,054
633
421
1,948
1,030
918
1,010
471
539
810
735
75
2,307
2,072
235
945
665
280
1,787
846
941
1,985
2,033
-48
1,391
1,409
-18
1,180
1,133
47
1,808
886
922
1,100
1,037
63
14,351
13,948
403
8,448
10,838
-2,390
7,454
9,323
-1,869
16,021
17,825
-1,804
3,169
3,718
-549
637
744
-107
12,277
15,051
-2,774
2,722
3,215
-493
9,519
11,215
-1,696
689
807
-118
345
402
-57
1,894
2,073
-179
919
763
156
1,102
906
196
3,429
2,815
614
786
641
145
12,204
9,881
2,323
5,930
4,779
1,151
1,854
1,513
341
2,674
2,150
524
7,829
5,294
2,535
7,017
4,562
2,455
1,783
1,110
673
4,471
2,761
1,710
12,606
12,591
15
10,688
9,589
1,099
265
264
1
4,221
3,792
429
7,507
6,613
894
6,362
8,121
-1,759
7,345
9,370
-2,025
3,098
3,956
-858
3,740
4,173
-433
11,000
11,433
-433
6,126
5,972
154
9,062
8,838
224
3,352
3,262
90
15,678
22,784
-7,106
55
53
2
164
160
4
2,798
2,726
72
3,164
3,099
65
547
534
13
55
53
2
496
481
15
388
374
14
667
641
26
110
107
3
110
107
3
111
107
4
14,100
11,834
2,266
11,213
9,971
1,242
18,143
8,638
9,505
3,839
3,110
729
12,798
10,988
1,810
4,157
3,369
788
2,522
1,943
579
1,760
1,646
114
4,060
4,095
-35
10,869
1,182
9,687
6,817
5,609
1,208
1,892
1,370
522
3,492
4,007
-515
1,325
726
599
5,153
5,291
-138
91
91
5,282
5,101
181
34,227
33,867
360
5,000
5,634
-634
5,034
4,977
57
17,343
16,749
594
7,062
4,675
2,387
4,562
2,895
1,667
4,452
4,876
-424
2,491
2,698
-207
6,466
6,458
8
10,000
9,982
18
5,030
6,084
-1,054
719
989
-270
8,215
5,289
2,926
12,130
10,833
1,297
10,491
10,262
229
5,074
4,934
140
5,385
5,299
86
5,181
4,917
264
81
81
5,033
5,954
-921
303,310
296,038
7,272
309,230
302,198
7,032
478,744
455,080
23,664
5,700
4,555
1,145
5,356
4,339
1,017
569,155
533,149
36,006
193,533
150,708
42,825
3,102
2,978
124
25,348
19,619
5,729
8,791
4,034
4,757
8,915
11,484
-2,569
1,174
1,679
-505
11,392
5,156
6,236
6,995
4,328
2,667
3,335
3,009
326
3,000
2,994
6
6,682
6,326
356
6,608
6,496
112
4,102
3,967
135
6,152
5,951
201
3,279
2,271
1,008
4,229
2,490
1,739
3,387
1,727
1,660
8,486
3,193
5,293
754
280
474
813
300
513
3,052
2,990
62
8,000
7,994
6
1,469
1,453
16
1,194
128
1,066
3,914
3,781
133
1,303
727
576
5,073
5,102
-29
3,473
3,440
33
2,022
2,090
-68
4,460
143
4,317
679
657
22
2,336
674
1,662
1,519
1,498
21
1,312
725
587
1,892
228
1,664
60,389
52,231
8,158
21,498
7,665
13,833
1,904
1,224
680
1,631
1,352
279
795
670
125
1,907
1,849
58
501
659
-158
453
631
-178
1,176
752
424
722
1,040
-318
952
1,174
-222
990
1,139
-149
1,187
452
735
168,620
140,894
27,726
2,189
2,096
93
1,939
1,798
141
916
920
-4
1,752
270
1,482
2,123
639
1,484
470
293
177
821
880
-59
1,150
860
290
1,053
172
881
10,309
10,100
209
1,454
1,877
-423
2,276
146
2,130
961
1,006
-45
1,539
1,466
73
5,832
1,693
4,139
1,093
829
264
1,764
1,256
508
938
1,112
-174
1,177
847
330
1,526
1,205
321
1,398
1,253
145
5,296
5,226
70
1,051
1,341
-290
869
504
365
1,131
995
136
1,606
1,198
408
1,622
1,831
-209
500
581
-81
917
1,027
-110
1,085
961
124
426
432
-6
894
645
249
1,792
1,665
127
1,084
744
340
1,623
1,506
117
10,516
10,316
200
1,567
1,202
365
590
493
97
2,766
499
2,267
645
236
409
1,079
462
617
715
422
293
1,073
341
732
790
377
413
392
368
24
1,566
1,262
304
830
465
365
788
320
468
3,713
3,351
362
1,202
545
657
685
565
120
612
672
-60
65
71
-6
27
30
-3
2
2
771
835
-64
123
133
-10
3,863
4,523
-660
143
147
-4
5,638
6,484
-846
1,978
1,462
516
3,533
3,681
-148
6,563
5,917
646
40
40
3,148
2,016
1,132
7,424
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-706
b
-694
c
-99
d
-33
e
-997
-233
-369
1,961
-542
-72
-1,099
1,848
5,961
-959
-125
-300
-81
7,741
-70
836
-127
-253
548
-200
-19
-20
99
-20
-19
-136
633
-4,498
-27,272
-38
-77
-6,015
5,544
-599
-278
-195
-104
-1,297
-255
15,049
601
256
769
704
4,010
870
-8,957
3,324
111,499
7,271
-34,876
-160
-1,260
-532
9,356
4,596
1,062
68
22
33
35
-171
-636
-108
-35
-213
302
74
1,677
11
654
987
4,403
53
5,141
8,798
125
-41
-52
730
3,059
-131
252
209
48
80
70
6
492
141
-165
326
-181
931
15,872
691
16
-82
2,044
2,178
151
18,717
-262
638
1,357
-512
3,081
-48
4,939
347
685
-58
148
283
540
-69
-621
307
-698
-99
336
416
-61
-455
203
212
219
419
114
326
433
195
533
82
2,230
522
900
421
918
539
75
235
280
941
-48
-18
47
922
63
403
-2,390
-1,869
-1,804
-549
-107
-2,774
-493
-1,696
-118
-57
-179
156
196
614
145
2,323
1,151
341
524
2,535
2,455
673
1,710
15
1,099
1
429
894
-1,759
-2,025
-858
-433
-433
154
224
90
-7,106
2
4
72
65
13
2
15
14
26
3
3
4
2,266
1,242
9,505
729
1,810
788
579
114
-35
9,687
1,208
522
-515
599
-138
91
181
360
-634
57
594
2,387
1,667
-424
-207
8
18
-1,054
-270
2,926
1,297
229
140
86
264
81
-921
7,272
7,032
23,664
1,145
1,017
36,006
42,825
124
5,729
4,757
-2,569
-505
6,236
2,667
326
6
356
112
135
201
1,008
1,739
1,660
5,293
474
513
62
6
16
1,066
133
576
-29
33
-68
4,317
22
1,662
21
587
1,664
8,158
13,833
680
279
125
58
-158
-178
424
-318
-222
-149
735
27,726
93
141
-4
1,482
1,484
177
-59
290
881
209
-423
2,130
-45
73
4,139
264
508
-174
330
321
145
70
-290
365
136
408
-209
-81
-110
124
-6
249
127
340
117
200
365
97
2,267
409
617
293
732
413
24
304
365
468
362
657
120
-60
-6
-3
-64
-10
-660
-4
-846
516
-148
646
40
1,132
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
442,568
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,080,635
58,824,739
0.05237
2017
3,274,628
58,392,436
0.05608
2016
3,047,145
60,488,909
0.050375
2015
2,522,623
57,207,972
0.044096
2014
2,406,102
52,963,314
0.04543
2
Total
of line 1, column (d)
.....................
2
0.248351
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.04967
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
58,230,899
5
Multiply line 4 by line 3
......................
5
2,892,329
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
29,836
7
Add lines 5 and 6
........................
7
2,922,165
8
Enter qualifying distributions from Part XII, line 4
,.............
8
3,252,154
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
29,836
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
29,836
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
29,836
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
14,331
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
14,331
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
15,505
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
TRUSTEE
10
363,476
10 S DEARBORN ST MC IL1-0111
CHICAGO
,
IL
60603
MALCOLM E MARTIN
TRUSTEE
5
84,046
74 SOUTH HIGHLAND AVE NYACK NY 109
NEW YORK
,
NY
10112
H HEDLEY STOTHERS JR
TRUSTEE
5
84,046
3 STONELEIGH PLAZA BRONXVILLE NY 1
BRONXVILLE
,
NY
10708
JOHN J KINDRED III
TRUSTEE
5
0
BOX 282
HAINES FALLS
,
NY
124360282
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
15,847,900
b
Average of monthly cash balances
.......................
1b
836,869
c
Fair market value of all other assets (see instructions)
................
1c
42,432,895
d
Total
(add lines 1a, b, and c)
.........................
1d
59,117,664
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
59,117,664
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
886,765
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
58,230,899
6
Minimum investment return.
Enter 5% of line 5
..................
6
2,911,545
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2,911,545
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
29,836
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
29,836
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
2,881,709
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
2,881,709
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
2,881,709
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,252,154
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
3,252,154
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
29,836
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
3,222,318
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
2,881,709
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
79,108
f
Total
of lines 3a through e
........
79,108
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
3,252,154
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
2,881,709
e
Remaining amount distributed out of corpus
370,445
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
449,553
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
449,553
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
79,108
e
Excess from 2019
....
370,445
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
SANDY KNOWLES
270 PARK AVE
NEW YORK
,
NY
10017
(212) 464-2588
b
The form in which applications should be submitted and information and materials they should include:
NONE
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NONE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
STUDENT LEADERSHIP NETWORK INC
322 EIGHTH AVE 4TH FLOOR
NEW YORK
,
NY
100016799
NONE
PC
GENERAL
50,000
UNITED NEGRO COLLEGE FUND INC
120 WALL ST 900
NEW YORK
,
NY
10005
NONE
PC
GENERAL
50,000
TURNAROUND FOR CHILDREN
25 W 45TH ST
NEW YORK
,
NY
10036
NONE
PC
GENERAL
50,000
NEW SETTLEMENT APARTMENTS
1512 TOWNSEND AVE
BRONX
,
NY
10452
NONE
PC
GENERAL
40,000
VENTURE HOUSE INC
15010 HILLSIDE AVENUE
JAMAICA
,
NY
11432
NONE
PC
GENERAL
50,000
FOUNTAIN HOUSE
564 WALTON AVE
BRONX
,
NY
10451
NONE
PC
GENERAL
40,000
YMCA OF GREATER NEW YORK
100 HESTER ST
NEW YORK
,
NY
10002
NONE
PC
GENERAL
30,000
STUDENT SPONSOR PARTNERSHIP INC
424 MADISON AVE 1002
NEW YORK
,
NY
10017
NONE
PC
GENERAL
40,000
UNITED NEIGHBORHOOD HOUSES OF NEW YORK
70 W 36TH ST 503
NEW YORK
,
NY
10018
NONE
PC
GENERAL
50,000
COMMUNITY ACCESS INC
2 WASHINGTON ST
NEW YORK
,
NY
10004
NONE
PC
GENERAL
25,000
CHURCH OF THE HOLY APOSTLES
HOLY APOSTLES SOUP KITCHEN
296 9TH AVE
NEW YORK
,
NY
100015703
NONE
PC
GENERAL
50,000
MERCY CENTER INC
377 E 145TH ST
BRONX
,
NY
104541006
NONE
PC
GENERAL
50,000
WOMENS HOUSING AND ECONOMIC DEVELOPMENT
1309 LOUIS NINE BLVD
BRONX
,
NY
10459
NONE
PC
GENERAL
50,000
THE NEW JEWISH HOME MANHATTAN CAMPUS
120 W 106TH ST
NEW YORK
,
NY
10025
NONE
PC
GENERAL
30,000
NEIGHBORHOOD COALITION FOR SHELTER INC
50 BROADWAY 1301
NEW YORK
,
NY
10004
NONE
PC
GENERAL
50,000
MEALS ON WHEELS PROGRAMS AND
SERVICES OF ROCKLAND INC
121 WEST NYACK ROAD
NANUET
,
NY
10954
NONE
PC
GENERAL
80,000
PARTNERSHIP FOR THE HOMELESS INC
305 7TH AVE 1300
NEW YORK
,
NY
10001
NONE
PC
GENERAL
40,000
PER SCHOLAS
804 E 138TH ST 2
BRONX
,
NY
10454
NONE
PC
GENERAL
50,000
FOUNDATION FIGHTING BLINDNESS INC
11435 CRONHILL DR
OWINGS MILLS
,
MD
21117
NONE
PC
GENERAL
45,000
COMMUNITY SERVICE SOCIETY OF NEW
YORK
10TH FLOOR 633 3RD AVE
NEW YORK
,
NY
10017
NONE
PC
GENERAL
50,000
THE SALVATION ARMY OF GREATER NEW
YORK
120 W 14TH STREET
NEW YORK
,
NY
10011
NONE
PC
GENERAL
35,000
ADVOCATES FOR CHILDREN OF NEW YORK
151 WEST 30TH STREET 5TH FLOOR
NEW YORK
,
NY
10001
NONE
PC
GENERAL
50,000
INNER-CITY SCHOLARSHIP FUND INC
1011 1ST AVENUE 1400
NEW YORK
,
NY
10022
NONE
PC
GENERAL
50,000
KINGSBRIDGE HEIGHTS COMMUNITY
CENTER
3101 KINGSBRIDGE TERRACE
BRONX
,
NY
10463
NONE
PC
GENERAL
55,000
FEDERATION OF PROTESTANT WELFARE
AGENCIES
40 BROAD ST
NEW YORK
,
NY
10004
NONE
PC
GENERAL
50,000
HEALTHCARE CHAPLAINCY INC
65 BROADWAY 12TH FLOOR
NEW YORK
,
NY
10006
NONE
PC
GENERAL
60,000
ABRAHAM HOUSE INC
340 WILLIS AVE
BRONX
,
NY
10454
NONE
PC
GENERAL
50,000
DONORSCHOOSEORG
134 W 37TH ST
NEW YORK
,
NY
10018
NONE
PC
GENERAL
50,000
UNION THEOLOGICAL SEMINARY
3041 BROADWAY
NEW YORK
,
NY
10027
NONE
PC
GENERAL
30,000
GODDARD RIVERSIDE COMMUNITY CENTER
593 COLUMBUS AVE
NEW YORK
,
NY
10024
NONE
PC
GENERAL
50,000
CALVARY HOSPITAL FUND INC
1740 EASTCHESTER RD
BRONX
,
NY
10461
NONE
PC
GENERAL
50,000
LUPUS FOUNDATION OF AMERICA
INC
600 THIRD AVENUESUITE 204
NEW YORK
,
NY
10016
NONE
PC
GENERAL
50,000
TRUST FOR PUBLIC LAND
666 BROADWAY
NEW YORK
,
NY
10012
NONE
PC
GENERAL
10,000
LENOX HILL NEIGHBORHOOD HOUSE INC
331 E 70TH ST
NEW YORK
,
NY
10021
NONE
PC
GENERAL
50,000
BROOKLYN BUREAU OF COMMUNITY
SERVICE
285 SCHERMERHORN ST
BROOKLYN
,
NY
11217
NONE
PC
GENERAL
25,000
NEW YORK PUBLIC LIBRARY
476 5TH AVE
NEW YORK
,
NY
10018
NONE
PC
GENERAL
25,000
WELLS COLLEGE
170 MAIN ST
AURORA
,
NY
13026
NONE
PC
GENERAL
200,000
NEIGHBORHOOD HOUSING SER
NEW YORK CITY INC
307 W 36TH ST 12
NEW YORK
,
NY
10018
NONE
PC
GENERAL
30,000
GAY MEN'S HEALTH CRISIS
446 WEST 33RD STREET
NEW YORK
,
NY
10001
NONE
PC
GENERAL
20,000
BRONXWORKS INC
60 E TREMONT AVE
BRONX
,
NY
10453
NONE
PC
GENERAL
30,000
URBAN DOVE
8 E 40TH ST
NEW YORK
,
NY
10016
NONE
PC
GENERAL
35,000
FOOD BANK FOR NEW YORK CITY
39 BROADWAY
NEW YORK
,
NY
10038
NONE
PC
GENERAL
80,000
CATHEDRAL CHURCH OF ST JOHN THE
DIVINCE
1047 AMSTERDAM AVE
NEW YORK
,
NY
10025
NONE
PC
GENERAL
35,000
GOOD SHEPHERD SERVICES
305 7TH AVE
NEW YORK
,
NY
10001
NONE
PC
GENERAL
50,000
BAILEY HOUSE INC
1751 PARK AVE
NEW YORK
,
NY
10035
NONE
PC
GENERAL
30,000
RIVERDALE PRESBYTERIAN CHURCH
4765 HENRY HUDSON PKWY W
BRONX
,
NY
10471
NONE
PC
GENERAL
30,000
RIVERDALE NEIGHBORHOOD HOUSE
5521 MOSHOLU AVE
BRONX
,
NY
10471
NONE
PC
GENERAL
30,000
BIG BROTHERS AND BIG SISTERS OF
NEW YORK CITY INC
40 RECTOR ST
NEW YORK
,
NY
10006
NONE
PC
GENERAL
50,000
CANCER RESEARCH INSTITUTE INC
55 BROADWAY
NEW YORK
,
NY
10006
NONE
PC
GENERAL
50,000
CRESTON AVENUE BAPTIST CHURCH
114 E 188TH ST
BRONX
,
NY
10468
NONE
PC
GENERAL
5,000
BRONX RIVER ALLIANCE
1 BRONX RIVER PKWY
BRONX
,
NY
10462
NONE
PC
GENERAL
40,000
ROCKING THE BOAT
812 EDGEWATER RD
BRONX
,
NY
10474
NONE
PC
GENERAL
50,000
EAST SIDE HOUSE INC
337 ALEXANDER AVE
BRONX
,
NY
10454
NONE
PC
GENERAL
50,000
THE CHILDREN'S VILLAGE INC
1 ECHO HL
DOBBS FERRY
,
NY
10522
NONE
PC
GENERAL
100,000
AMERICAN FOUNDATION FOR AIDS RESEARCH
120 WALL ST 13
NEW YORK
,
NY
10005
NONE
PC
GENERAL
50,000
CANCER CARE INC
275 7TH AVE
NEW YORK
,
NY
10001
NONE
PC
GENERAL
50,000
CHILDREN'S AID SOCIETY
711 3RD AVE
NEW YORK
,
NY
10017
NONE
PC
GENERAL
50,000
BREAKTHROUGH NEW YORK
123 WILLIAM STREET 4TH FL
NEW YORK
,
NY
10038
NONE
PC
GENERAL
30,000
CARDINAL MCCLOSKEY COMMUNITY
115 E STEVENS AVE LL5
VALHALLA
,
NY
10595
NONE
PC
GENERAL
50,000
DAY ONE WELFARE AGENCIES
307 7TH AVE 1201
NEW YORK
,
NY
10001
NONE
PC
GENERAL
30,000
MADISON SQUARE BOYS AND GIRLS
733 3RD AVE
NEW YORK
,
NY
10017
NONE
PC
GENERAL
50,000
SCAN NEW YORK VOLUNTEER PARENT
1377 JEROME AVE
BRONX
,
NY
10452
NONE
PC
GENERAL
35,000
THE HOPE PROGRAM INC
ONE SMITH STREET 4TH FLOOR
BROOKLYN
,
NY
112015111
NONE
PC
GENERAL
50,000
WOODLAWN CONSERVANCY INC
3800 JEROME AVE
BRONX
,
NY
10467
NONE
PC
GENERAL
30,000
CITYMEALS-ON-WHEELS
355 LEXINGTON AVE
NEW YORK
,
NY
10017
NONE
PC
GENERAL
80,000
Total
.................................
3a
3,030,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
2,865,495
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
442,568
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
3,308,063
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
3,308,063
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description