-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
Native American Agriculture Fund
% NATIVE AMERICAN AG FUND
Number and street (or P.O. box number if mail is not delivered to street address)
534 WEST RESEARCH CENTER BLVD Suite
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FAYETTEVILLE
,
AR
72701
A Employer identification number
83-1326044
B
Telephone number (see instructions)
(479) 445-6226
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
279,211,577
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
5,999,601
2
Check
.............
3
Interest on savings and temporary cash investments
14,468
14,468
4
Dividends and interest from securities
...
5,909,448
5,909,448
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,115,596
b
Gross sales price for all assets on line 6a
360,339,127
7
Capital gain net income (from Part IV, line 2)
...
1,115,596
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
13,039,113
7,039,512
13
Compensation of officers, directors, trustees, etc.
323,471
323,471
14
Other employee salaries and wages
......
1,350,694
290,000
619,128
15
Pension plans, employee benefits
.......
143,128
24,793
69,072
16a
Legal fees (attach schedule)
.........
337,648
0
0
180,005
b
Accounting fees (attach schedule)
.......
53,841
0
0
31,427
c
Other professional fees (attach schedule)
....
393,338
29,829
212,181
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
192,227
19
Depreciation (attach schedule) and depletion
...
9,361
20
Occupancy
..............
182,431
182,431
21
Travel, conferences, and meetings
.......
666,635
384,458
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
471,757
275,365
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
4,124,531
344,622
0
2,277,538
25
Contributions, gifts, grants paid
.......
10,000,000
0
26
Total expenses and disbursements.
Add lines 24 and 25
14,124,531
344,622
0
2,277,538
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-1,085,418
b
Net investment income
(if negative, enter -0-)
6,694,890
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
-16,898
479,779
479,779
2
Savings and temporary cash investments
.........
8,755,578
194,313,303
194,313,303
3
Accounts receivable
1,148,572
Less: allowance for doubtful accounts
2,563,910
1,148,572
1,148,572
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
6,017
6,017
10a
Investments—U.S. and state government obligations (attach schedule)
896,508
0
0
b
Investments—corporate stock (attach schedule)
.......
258,052,817
83,263,906
83,263,906
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
9,361
Less: accumulated depreciation (attach schedule)
9,361
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
270,251,915
279,211,577
279,211,577
17
Accounts payable and accrued expenses
..........
42,447
79,689
18
Grants payable
.................
10,000,000
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
126,206
23
Total liabilities
(add lines 17 through 22)
.........
42,447
10,205,895
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
270,209,468
269,005,682
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
270,209,468
269,005,682
30
Total liabilities and net assets/fund balances
(see instructions)
.
270,251,915
279,211,577
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
270,209,468
2
Enter amount from Part I, line 27a
.....................
2
-1,085,418
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
269,124,050
5
Decreases not included in line 2 (itemize)
5
118,368
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
269,005,682
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
UNIV OF PITTSBURGH OF THE CMWLTH SYS OF HIGHER EDU
P
2017-03-21
2019-09-15
b
UNIV OF NORTH CAROLINA NC AT CHARLOTTE SER B
P
2012-02-23
2019-04-01
c
AIG GLOBAL FUNDING
P
2017-10-18
2019-10-18
d
AMERICAN EXPRESS CO
P
2009-05-18
2019-05-20
e
AMERICAN EXPRESS CREDIT
P
2014-03-18
2019-03-18
AMERICAN EXPRESS CREDIT
P
2017-05-03
2019-04-02
AMERICAN HONDA FINANCE
P
2014-09-09
2019-08-15
AMERICAN HONDA FINANCE
P
2016-02-23
2019-02-22
AMERICAN INTL GROUP
P
2014-07-16
2019-07-16
ATMOS ENERGY CORP
P
2009-03-23
2019-03-15
AUST & NZ BANKING GROUP
P
2016-07-15
2019-07-15
BANK OF AMERICA
P
2009-06-02
2019-06-01
BANK OF NY MELLON CORP
P
2014-02-04
2019-03-04
BOEING CO
P
2009-03-13
2019-03-15
BRISTOL-MYERS SQUIBB CO
P
2017-02-27
2019-02-27
CBOE GLOBAL MARKETS INC
P
2017-06-29
2019-06-28
CAPITAL ONE FINANCIAL CO
P
2014-04-24
2019-03-25
CAPITAL ONE BANK USA
P
2014-06-05
2019-05-06
CAPITAL ONE NA
P
2016-09-13
2019-09-13
DUKE ENERGY PROGRESS INC
P
2009-01-15
2019-01-15
CHEVRON CORP
P
2009-03-03
2019-03-03
CISCO SYSTEMS
P
2017-02-17
2019-02-15
CITIGROUP INC
P
2017-01-10
2020-01-10
CITIBANK NA
P
2017-03-20
2019-03-20
COMERICA INC
P
2014-05-23
2019-05-23
COMMONWEALTH BK AUSTR NY
P
2016-03-15
2019-03-15
CONSOLIDATED EDISON INC
P
2017-03-02
2019-12-20
COOPERATRABOBANK UA/NY
P
2014-01-14
2019-01-14
COOPERATRABOBANK UA/NY
P
2016-08-09
2019-08-09
JOHN DEERE CAPITAL CORP
P
2012-04-17
2019-04-17
JOHN DEERE CAPITAL CORP
P
2016-01-08
2019-01-08
WALT DISNEY COMPANY
P
2009-03-16
2019-03-15
DUKE ENERGY OHIO INC
P
2009-03-23
2019-04-01
EBAY
P
2014-07-28
2019-08-01
EXPRESS SCRIPTS HOLDING CO
P
2014-06-05
2019-06-15
FIFTH THIRD BANK
P
2014-04-25
2019-04-25
FIFTH THIRD BANK
P
2016-03-15
2019-03-15
FIFTH THIRD BANK
P
2016-09-27
2019-09-27
NIAGRA FINANCIAL GROUP
P
2010-03-19
2020-03-19
FORD MOTOR CREDIT
P
2016-08-12
2019-08-12
SWISS RE SOLUTIONS
P
2018-01-01
2019-03-01
GENERAL MILLS INC
P
2009-02-03
2019-02-15
GILEAD SCIENCES
P
2014-03-07
2019-04-01
GILEAD SCIENCES
P
2017-09-21
2019-09-20
GOLDMAN SACHS
P
2016-04-25
2019-04-25
GOLDMAN SACHS
P
2014-10-23
2019-10-23
HUNTINGTON NATIONAL BANK
P
2014-03-05
2019-04-01
JPMORGAN CHASE
P
2009-04-23
2019-04-23
LABORATORY CORP
P
2015-01-30
2020-02-01
ELI LILLY & CO
P
2014-02-25
2019-03-15
MARSH & MCLENNAN COS INC
P
2014-09-10
2019-09-10
MCKESSON CORP
P
2014-03-10
2019-03-15
MET LIFE GLOB FUNDING I
P
2014-04-10
2019-04-10
MORGAN STANLEY
P
2009-05-13
2019-05-13
NSADAQ INC
P
2010-01-15
2019-01-15
NATIONAL AUSTRALIA BANK
P
2016-01-14
2019-01-14
NATIONAL RURAL UTILITIES
P
2014-01-28
2019-02-01
NATIONAL RURAL UTILITIES COOP
P
2016-02-08
2019-02-08
NEVADA POWER CO
P
2009-03-02
2019-03-15
NEW YORK LIFE GLOBAL FDG
P
2013-12-12
2019-01-02
NEXTERA ENERGY CAPITAL
P
2014-03-11
2019-09-15
NEXTERA ENERGY CAPITAL
P
2014-06-06
2019-09-15
NORDSTROM INC
P
2010-04-23
2020-05-01
NOVARTIS SECS INVEST LTD
P
2009-02-10
2019-02-10
ORACLE CORP
P
2013-07-16
2019-01-15
PNC BANK NA
P
2014-01-28
2019-01-28
PNC BANK NA
P
2016-03-04
2019-03-04
PACCAR FINANCIAL CORP
P
2016-02-25
2019-02-25
PACIFICORP
P
2009-01-08
2019-01-15
PHILLIP MORRIS INTL INC
P
2013-11-12
2019-01-15
PHILLIP MORRIS INTL
P
2016-02-25
2019-02-25
PRUDENTAL FINANCIAL INC
P
2014-08-14
2019-08-15
PUBLIC SERVICE ENTERPRISE GROUP
P
2016-11-08
2019-11-15
SEMPRA ENERGY
P
2016-10-07
2019-10-07
SIMON PROPERTY GROUP LP
P
2014-01-21
2019-02-01
SUMITOMO MITSUI BANKING
P
2014-01-10
2019-01-10
TOYOTA MOTOR CREIDT CORP
P
2016-02-19
2019-02-19
TYCO ELECTRONICS GROUP
P
2014-07-31
2019-08-01
US BANK NA CINCINNATI
P
2016-04-26
2019-04-26
UNILEVER CAPITAL CORP
P
2009-02-12
2019-02-15
UNILEVER CAPITAL CORP
P
2013-09-06
2019-03-06
UNION BANK NA
P
2014-05-06
2019-05-06
UNION ELECTRIC CO
P
2012-08-20
2019-02-01
UNITED PARCEL SERVICE
P
2009-03-24
2019-04-01
US BANCORP
P
2014-04-24
2019-04-25
UNITEDHEALTH GROUPING
P
2013-02-28
2019-03-15
WALMART INC
P
2009-01-23
2019-02-01
WELLS FARGO & CO
P
2014-04-22
2019-04-22
WELLS FARGO BANK NA
P
2016-06-02
2019-05-24
BMW US CAPITAL
P
2016-04-11
2019-04-11
BMW US CAPITAL
P
2016-09-15
2019-09-13
DAIMLER FINANCE NA
P
2012-08-01
2019-07-31
DAIMLER FINANCE NA
P
2016-07-06
2019-07-05
DAIMLER FINANCE NA
P
2016-10-31
2019-10-30
GLENCORE FUNDING LLC
P
2013-05-22
2019-01-15
HP ENTERPRISE CO
P
2017-09-20
2019-10-04
NISSAN MOTOR ACCEPTANCE
P
2014-03-04
2019-03-04
NISSAN MOTOR ACCEPTANCE
P
2016-03-09
2019-03-08
ANZ NEW ZEALAND INTL
P
2016-02-03
2019-02-01
ALIBABA GROUP HOLDING
P
2015-11-25
2019-11-28
BNP PARIBAS
P
2014-03-17
2019-03-17
BPCE SA
P
2014-07-15
2019-07-15
BANK OF MONTREAL
P
2013-09-30
2019-01-25
BANK OF NOVA SCOTIA
P
2016-01-15
2019-01-15
BANK OF NOVA SCOTIA
P
2016-06-14
2019-06-14
BANQUE FED CRED MUTUEL
P
2016-04-13
2019-04-12
BANQUE FED CRED MUTUEL
P
2017-09-28
2019-03-28
BARCLAYS
P
2009-05-22
2019-05-22
BARCLAYS BANK PLC
P
2014-02-20
2019-02-20
CREDIT AGRICOLE LONDON
P
2014-04-15
2019-04-15
ING BANK NV
P
2016-03-22
2019-03-22
KOREA NATIONAL OIL CORP
P
2014-01-23
2019-01-23
LLOYDS BANK PLC
P
2014-09-05
2019-09-05
LLOYDS BANK PLC
P
2016-01-22
2019-01-22
MACQUARIE BANK LTD
P
2016-01-15
2019-01-15
MEDTRONIC GLOBAL HLDINGS
P
2017-03-28
2019-03-28
NORDEA BANK AB
P
2014-04-04
2019-04-04
NUTRIEN LTD
P
2018-04-10
2019-05-15
ROYAL BANK OF CANADA
P
2014-03-11
2019-03-15
ROYAL BANK OF CANADA
P
2016-04-15
2019-04-15
SANTANDER UK PLC
P
2016-03-14
2019-03-14
SHIRE ACQ INV IRELAND
P
2016-09-23
2019-09-23
SUMITOMO MITSUI BANKING
P
2016-01-19
2019-01-18
SUMITOMO MITSUI BANKING
P
2017-01-12
2019-01-11
SUMITOMO MITSUI BANKING
P
2017-10-18
2019-10-18
TENCENT HOLDINGS LTD
P
2014-04-29
2019-05-02
TOTAL CAPITAL INTL SA
P
2014-01-15
2019-01-10
WESTPAC BANKING CORP
P
2014-01-17
2019-01-17
WESTPAC BANKING CORP
P
2016-05-13
2019-05-13
AIR LIQUIDE FINANCE
P
2016-09-27
2019-09-27
ELECTRICITE DE FRANCE SA
P
2009-01-26
2019-01-26
SINOPEC GRPOVERSEA 2014
P
2014-04-10
2019-04-10
SINOPEC GRPOVERSEAS DEV
P
2016-05-03
2019-05-03
MUFG BANK LTD
P
2014-03-10
2019-03-10
MUFG BANK LTD
P
2014-09-08
2019-09-08
MITSUBISHI UFJ TR & BANK
P
2014-10-16
2019-10-16
SUMITOMO MITSUI TR BK LT
P
2017-03-06
2019-03-06
SUMITOMO MITSUI TR BK LT
P
2016-10-18
2019-10-18
ABN AMRO BANK NV DTD
P
2016-09-20
2019-09-20
ABN AMRO BANK NV DTD
P
2017-01-18
2019-01-18
ING BANK NV
P
2014-10-01
2019-10-01
MONDELEZ INTL HOLDING
P
2016-10-26
2019-02-08
BNZ INTL FUNDING/LONDON
P
2014-03-04
2019-03-04
SKANDINAVISKA ENSKILDA
P
2014-03-25
2019-03-25
SWEDBANK AB
P
2014-02-27
2019-02-27
BANK OF CHINA/HONG KONG
P
2014-01-23
2019-01-23
ICBCIL FINANCE CO LTD
P
2016-05-19
2019-05-19
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
250,000
249,238
762
b
100,000
99,860
140
c
3,146,000
3,134,611
11,389
d
539,000
537,200
1,800
e
1,900,000
1,896,903
3,097
3,700,000
3,686,347
13,653
680,000
673,542
6,458
1,715,000
1,711,862
3,138
313,000
312,706
294
4,225,000
4,166,319
58,681
400,000
398,044
1,956
2,750,000
2,742,658
7,342
630,000
629,263
737
3,400,000
3,363,376
36,624
3,490,000
3,482,078
7,922
250,000
249,575
425
650,000
648,954
1,046
2,350,000
2,345,065
4,935
1,750,000
1,739,203
10,797
1,000,000
994,510
5,490
10,661,000
10,569,816
91,184
2,600,000
2,585,976
14,024
3,882,000
3,872,955
9,045
1,390,000
1,386,525
3,475
2,020,000
2,015,516
4,484
1,808,000
1,805,089
2,911
1,286,002
1,276,326
9,676
3,020,000
3,017,895
2,105
1,400,000
1,389,626
10,374
275,000
274,381
619
1,295,000
1,294,832
168
801,000
797,636
3,364
1,300,000
1,291,404
8,596
400,000
398,800
1,200
560,000
559,698
302
350,000
349,279
721
1,796,000
1,793,755
2,245
3,000,000
2,968,470
31,530
917,060
914,248
2,812
5,590,000
5,569,373
20,627
710,000
704,157
5,843
1,290,000
1,288,323
1,677
3,315,000
3,307,409
7,591
550,000
547,531
2,469
624,000
621,822
2,178
5,849,000
5,846,309
2,691
700,000
698,635
1,365
3,250,000
3,244,963
5,037
5,010,000
4,996,500
13,500
1,450,000
1,446,709
3,291
3,458,000
3,447,868
10,132
1,000,000
999,280
720
3,530,000
3,523,999
6,001
500,000
499,020
980
647,399
646,802
597
8,930,000
8,927,410
2,590
652,000
651,387
613
4,890,000
4,882,861
7,139
415,000
410,680
4,320
1,050,000
1,049,746
254
900,000
899,433
567
880,000
877,976
2,024
3,339,666
3,324,915
14,751
9,922,000
9,848,398
73,602
5,500,000
5,497,610
2,390
625,000
624,643
357
5,501,000
5,491,428
9,572
1,665,000
1,661,187
3,813
2,655,000
2,633,847
21,153
7,650,000
7,646,558
3,442
2,901,000
2,893,718
7,282
1,195,000
1,193,232
1,768
1,240,000
1,231,766
8,234
3,503,000
3,478,797
24,203
1,000,000
999,060
940
750,000
749,404
596
868,000
866,394
1,606
612,000
611,639
361
1,850,000
1,841,342
8,658
6,080,000
6,035,113
44,887
600,000
599,250
750
450,000
448,560
1,440
900,000
890,784
9,216
5,697,000
5,658,602
38,398
1,109,000
1,106,571
2,429
500,000
498,650
1,350
250,000
248,481
1,519
1,308,000
1,304,141
3,859
640,000
636,749
3,251
730,000
727,190
2,810
1,995,000
1,978,872
16,128
950,000
947,092
2,908
5,670,000
5,633,895
36,105
2,500,000
2,484,050
15,950
665,000
664,721
279
7,607,000
7,574,374
32,626
2,981,000
2,975,247
5,753
652,000
650,220
1,780
1,300,000
1,298,986
1,014
6,163,000
6,153,710
9,290
310,000
309,640
360
3,443,000
3,442,003
997
287,000
286,691
309
6,000,000
5,997,720
2,280
2,582,000
2,572,860
9,140
500,000
498,355
1,645
378,000
376,775
1,225
9,800,000
9,737,794
62,206
500,000
499,175
825
250,000
249,613
387
700,000
699,027
973
3,900,000
3,895,353
4,647
800,000
798,674
1,326
3,461,000
3,458,266
2,734
4,701,000
4,699,506
1,494
548,000
546,592
1,408
5,717,000
5,708,482
8,518
7,056,000
7,052,602
3,398
460,000
459,186
814
453,000
451,455
1,545
8,969,000
8,953,058
15,942
1,000,000
995,670
4,330
6,500,000
6,497,010
2,990
2,470,000
2,469,383
617
750,000
747,428
2,572
300,000
299,424
576
790,000
789,568
432
8,107,000
8,101,654
5,346
1,009,000
1,006,225
2,775
1,825,000
1,812,554
12,446
1,000,000
999,140
860
4,750,000
4,747,485
2,515
5,460,000
5,450,091
9,909
350,000
349,475
525
8,000,000
7,979,820
20,180
600,000
598,819
1,181
640,000
638,886
1,114
500,000
498,139
1,861
400,000
397,611
2,389
8,934,000
8,931,587
2,413
350,000
349,527
473
300,000
296,801
3,199
10,360,000
10,348,126
11,874
2,580,000
2,575,631
4,369
2,586,000
2,582,614
3,386
1,750,000
1,747,271
2,729
1,500,000
1,499,835
165
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
762
b
140
c
11,389
d
1,800
e
3,097
13,653
6,458
3,138
294
58,681
1,956
7,342
737
36,624
7,922
425
1,046
4,935
10,797
5,490
91,184
14,024
9,045
3,475
4,484
2,911
9,676
2,105
10,374
619
168
3,364
8,596
1,200
302
721
2,245
31,530
2,812
20,627
5,843
1,677
7,591
2,469
2,178
2,691
1,365
5,037
13,500
3,291
10,132
720
6,001
980
597
2,590
613
7,139
4,320
254
567
2,024
14,751
73,602
2,390
357
9,572
3,813
21,153
3,442
7,282
1,768
8,234
24,203
940
596
1,606
361
8,658
44,887
750
1,440
9,216
38,398
2,429
1,350
1,519
3,859
3,251
2,810
16,128
2,908
36,105
15,950
279
32,626
5,753
1,780
1,014
9,290
360
997
309
2,280
9,140
1,645
1,225
62,206
825
387
973
4,647
1,326
2,734
1,494
1,408
8,518
3,398
814
1,545
15,942
4,330
2,990
617
2,572
576
432
5,346
2,775
12,446
860
2,515
9,909
525
20,180
1,181
1,114
1,861
2,389
2,413
473
3,199
11,874
4,369
3,386
2,729
165
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,115,596
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
303,658
22,187,282
0.013686
2017
2016
2015
2014
2
Total
of line 1, column (d)
.....................
2
0.013686
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.013686
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
269,390,381
5
Multiply line 4 by line 3
......................
5
3,686,877
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
66,949
7
Add lines 5 and 6
........................
7
3,753,826
8
Enter qualifying distributions from Part XII, line 4
,.............
8
12,277,538
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
66,949
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
66,949
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
66,949
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
138,000
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
138,000
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
71,051
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
71,051
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
ND
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
nativeamericanagriculturefund.org
14
The books are in care of
NATIVE AMERICAN AG FUND
Telephone no.
(479) 445-6226
Located at
534 WEST RESEARCH CENTER BLVD SUIT
FAYETTEVILLE
AR
ZIP+4
72701
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
CHARLES GRAHAM
TRUSTEE
8.0
19,492
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
CLARYCA MANDAN
TRUSTEE
8.0
21,075
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
DAVE ARCHAMBAULT
TRUSTEE
8.0
21,242
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
ELISE MEEKS
BOARD CHAIR
10.0
30,742
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
JIM LADUCER
TRUSTEE
8.0
24,242
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
JOE HILLER
COMMITTEE CHAIR
10.0
25,242
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
MIKE ROBERTS
TRUSTEE
8.0
17,742
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
MONICA NUVAMSA
COMMITTEE CHAIR
10.0
21,742
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
PAT GWIN
TRUSTEE
8.0
22,242
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
PAUL LUMLEY
BOARD SECRETARY
8.0
25,242
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
H PORTER HOLDER
TRUSTEE
8.0
21,742
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
RICK WILLIAMS
BOARD VICE CHAIR
10.0
23,242
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
ROSS RACINE
COMMITTEE CHAIR
10.0
23,742
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
SHERRY SALWAY BLACK
COMMITTEE CHAIR
10.0
25,742
0
0
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
JANIE HIPP
CEO
40.0
232,692
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
VINCE LOGAN
CFO/CIO
40.0
212,308
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
KATHY CALLAHAN
COO
40.0
147,615
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
SANDY MARTINI
SR DIR. PROGS & OPS
40.0
108,015
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
TONI STANGER-MCLAUGHLIN
REGIONAL DIRECTOR
40.0
86,123
534 WEST RESEARCH CENTER BLVD
FAYETTEVILLE
,
AR
72701
Total
number of other employees paid over $50,000
...................
14
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
171,106,615
b
Average of monthly cash balances
.......................
1b
102,386,158
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
273,492,773
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
273,492,773
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
4,102,392
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
269,390,381
6
Minimum investment return.
Enter 5% of line 5
..................
6
13,469,519
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
13,469,519
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
66,949
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
66,949
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
13,402,570
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
13,402,570
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
13,402,570
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
2,277,538
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
10,000,000
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
12,277,538
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
66,949
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
12,210,589
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
13,402,570
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
134,495
b
Total for prior years:
2017
,
2016
,
2015
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
12,277,538
a
Applied to 2018, but not more than line 2a
134,495
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
d
Applied to 2019 distributable amount
.....
12,143,043
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
1,259,527
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
The Organization via online appl
534 WEST RESEARCH CENTER BLVD
Fayetteville
,
AR
72701
(479) 445-6226
b
The form in which applications should be submitted and information and materials they should include:
APPLICATIONS SHOULD BE COMPLETED ONLINE THROUGH HTTPS://NATIVEAMERICANAGRICULTUREFUND.ORG/GRANTS Questions can be directed to the phone number above or by e-mailing GRANTS@NATIVEAMERICANAGRICULTUREFUND.ORG
c
Any submission deadlines:
2019 Submissions were due by SEPTEMBER 30, 2019 2020 submissions are due by June 1, 2020
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
THE FOUR (4) TYPES OF ELIGIBLE ENTITIES ARE, GENERALLY: 501(C)(3) ORGANIZATIONS OR THEIR FISCAL AGENTS WITH 501(C)(3) STATUS, including EDUCATIONAL ORGANIZATIONS, CDFIS OR NATIVE CDFIS, AND TRIBAL GOVERNMENTS (STATE OR FEDERALLY-RECOGNIZED) OR INSTRUMENTALITIES OF THOSE GOVERNMENTS. YOUR FIRST STEP IN AN APPLICATION SUBMITTAL IS TO DETERMINE YOUR ORGANIZATION'S ELIGIBILITY. THE RFA AND FAQ LINKS PROVIDED ON THIS PAGE GIVE GREATER DETAIL CONCERNING ELIGIBLE ENTITY REQUIREMENTS.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
na
n/a
n/a
na
,
AR
72701
n/a
n/a
0
Total
.................................
3a
0
b
Approved for future payment
AKIPTAN
PO BOX 858
412 S MAIN ST SUITE E
EAGLE BUTTE
,
SD
57625
NONE
NC
Provide loans, capital, Technical Assistance and financial training
500,000
ALASKA VILLAGE INITIATIVES
1577 C ST 304
ANCHORAGE
,
AK
99501
NONE
PC
Explore potential for industrial hemp production
64,888
AMERICAN INDIAN ALASKA NATIVE TOURISM ASSOCIATION
2401 12TH ST NW
ALBUQUERQUE
,
NM
87104
NONE
PC
Develop resources, promote efforts, and provide training for agritourism interest
72,545
AMERICAN INDIAN COLLEGE FUND
8333 GREENWOOD BLVD
DENVER
,
CO
80221
NONE
PC
Stipends for place-based, agriculture-focused career experiences
273,370
AMERICAN INDIAN GRADUATE CENTER
3701 SAN MATEO BLVD NE SUITE 200
ALBUQUERQUE
,
NM
87110
NONE
PC
Veterinary scholarships and agricultural degree workshops
150,000
AMERICAN INDIAN HIGHER EDUCATION CONSORTIUM
121 Oronoco St
Alexandria
,
VA
22314
NONE
PC
Sponsor TCU's delivering technical assistance
125,000
ARAPAHO RANCH FIELD STATION
2080 HAMILTON DOME RD
THERMOPOLIS
,
WY
82443
NONE
PC
Field Station capital improvements, and youth ranching
150,000
BLACKFEET TRIBE AGRICULTURE RESOURCE MANAGEMENT PL
PO BOX 850
BROWNING
,
MT
59417
NONE
GOV
Planning for multi-species processing plant and youth in agriculture
200,000
BOARD OF REGENTS NSHE
2601 ENTERPRISE RD
RENO
,
NV
89512
NONE
GOV
Agriculture business training, scholarships, mentoring, and youth support
483,470
CALIFORNIA INDIAN MUSEUM AND CULTURAL CENTER
5250 AERO DR
SANTA ROSA
,
CA
95403
NONE
PC
Train gatherers of acorns and sponsor youth to attend conferences
100,000
CANKDESKA CIKANA COMMUNITY COLLEGE
PO BOX 269
FORT TOTTEN
,
ND
58335
NONE
PC
Irrigate community gardens and increase Head Start engagement
74,838
CENTER FOR RURAL AFFAIRS
PO BOX 136
LYONS
,
NE
68038
NONE
PC
School gardening, exchange programs, and classroom training for Native youth
24,532
CHEROKEE NATION FOUNDATION
796 S MUSKOGEE AVE
TAHLEQUAH
,
OK
74464
NONE
PC
Academic scholarships for agricultural degrees
50,000
CHEYENNE RIVER YOUTH PROJECT
PO BOX 410
EAGLE BUTTE
,
CO
57625
NONE
PC
Engage students in gardening and hands-on food sovereignty
24,975
CHIPPEWA CREE TRIBE
96 CLINIC ROAD NORTH
BOX ELDER
,
MT
59521
NONE
GOV
Create a regulatory and licensing framework on industrial hemp production and feasibility study on industrial hemp
74,816
COLLEGE OF MENOMINEE NATION
PO BOX 1179
KESHENA
,
WI
54135
NONE
PC
Agriculture scholarships, industrial hemp feasibility study, and introduce youth to aquaponics
336,627
COWLITZ INDIAN TRIBE
PO BOX 2547
LONGVIEW
,
WA
98632
NONE
GOV
Stipends for youth interns and host youth activities with Healing of the Corn
25,000
DINE COLLEGE
BOX 126
TSAILE
,
AZ
86556
NONE
PC
Expand Summit programming, sponsor youth camp participation, and scholarships
155,800
DINE DEVELOPMENT CORPORATION
PO BOX 2171
CHINLE
,
AZ
86503
NONE
PC
Support farmers and ranchers with financial and technical assistance, host agriculture workshops
114,154
DREAM OF WILD HEALTH
1308 E FRANKLIN AVENUE SUITE
MINNEAPOLIS
,
MN
55404
NONE
PC
Expand training capacity, purchase farmland, and establish youth program
100,000
FIRST NATIONS OWEESTA
2432 MAIN ST SUITE 100
LONGMONT
,
CO
80501
NONE
NC
Develop the ability of practitioners to deliver training, support and lending products, loans
369,268
FLOWER HILL INSTITUTE
PO BOX 692
JEMEZ PUEBLO
,
NM
87024
NONE
PC
Develop Indigenous Farmer and Rancher Association in the revitalization of traditional practices
74,937
FOND DU LAC BAND OF LAKE SUPERIOR CHIPPEWA
1720 BIG LAKE RD
CLOQUET
,
MN
55720
NONE
GOV
Develop an Agriculture Resource Management Plan
75,000
FOUR BANDS COMMUNITY FUND
PO BOX 932
EAGLE BUTTE
,
SD
57625
NONE
NC
Loan capital, equity bundles, and assistance to producers, pilot an asset-building program
200,000
HEALTHY FUTURES INC
706 SOLANO DR SE
ALBUQUERQUE
,
NM
87108
NONE
PC
Curriculum of agriculture workshops
73,615
HoCHUNK COMMUNITY CAPITAL INC
509 HO CHUNK PLZ
WINNEBAGO
,
NE
68071
NONE
NC
HoChunk Harvest Native Business incubator project, start-up capital and mentoring mentoring
182,704
INDIAN LAND TENURE FOUNDATION
151 COUNTY ROAD B2 E
LITTLE CANADA
,
MN
55117
NONE
PC
Development of National Tribal Land Agriculture Database
186,489
INDIAN NATIONS CONSERVATION ALLIANCE
1204 EL PRADO PLAZA
EL PRADO
,
NM
87529
NONE
PC
Restore irrigated lands to production and provide credit training
60,000
INTER TRIBAL BUFFALO COUNCIL
520 KANSAS CITY STREET SUITE 300
RAPID CITY
,
SD
57701
NONE
GOV
Develop tools and training for buffalo producers to capture value-added opportunities
75,000
INTERTRIBAL AGRICULTURE COUNCIL
100 N 27TH STE 500
BILLINGS
,
MT
59101
NONE
PC
Build on their American Indian Foods program by formalizing a domestic market access process
275,495
KEWEENAW BAY INDIAN COMMUNITY
16429 BEARTOWN ROAD
BARAGA
,
MI
49908
NONE
GOV
Construct a food safety certified fish processing facility
75,000
KLAMATH TRINITY RESOURCE CONSERVATION DISTRICT
22 WILLOW LANE
HOOPA
,
CA
95546
NONE
GOV
Workshops on proper techniques of gathering and preserving traditional foods
75,000
LAKE SUPERIOR COMMUNITY DEVELOPMENT CORP
1 N FRONT ST
LANSE
,
MI
49946
NONE
NC
Deploy loan capital, business training, and tax preparation
250,000
LAKOTA FUNDS
PO BOX 340
KYLE
,
SD
57752
NONE
NC
Provide financial support for ranching operations and develop youth livestock lending program
400,000
LOWER SIOUX INDIAN COMMUNITY IN THE STATE OF MINNE
PO BOX 308 39527 RESERVATION HIGHW
MORTON
,
MN
56270
NONE
GOV
Industrial Hemp production feasibility study
49,775
LUMMI CDFI (RLF)
PO BOX 1947
FERNDALE
,
WA
98248
NONE
NC
Technical assistance and financial tools to Native fishers, divers, and harvesters of seafood products
150,000
MASHANTUCKET PEQUOT TRIBAL NATION
PO BOX 3060
MASHANTUCKET
,
CT
06338
NONE
GOV
E-commerce website, expand distribution, maple syrup marketing materials, and youth engagement
43,443
MASHPEE WAMPANOAG TRIBE
483 GREAT NECK ROAD SOUTH
MASHPEE
,
MA
02649
NONE
PC
Employ farmers to expand production, partner in business training, and invite youth participation
74,989
MODOC NATION
22 N EIGHT TRIBES TRAIL
MIAMI
,
OK
74354
NONE
GOV
Teach cultivation of fish and plants, reclaim traditional food knowledge, and industrial hemp analysis
142,620
MURRAY STATE UNIVERSITY
100 NASH HOUSE
MURRAY
,
KY
42071
NONE
PC
Launch course on agricultural financial literacy and scholarships
75,000
MVSKOKE LOAN FUND
PO BOX 580
OKMULGEE
,
OK
74447
NONE
NC
Lending and hosting technical assistance on business planning
200,000
NORTHEASTERN STATE UNIVERSITY
600 N GRAND AVE
TAHLEQUAH
,
OK
74464
NONE
PC
Pilot workshops and residential seminar for restorative agriculture
69,699
NORTHWEST PORTLAND AREA INDIAN HEALTH BOARD
2121 SW BROADWAY STE 300
PORTLAND
,
OR
97201
NONE
PC
Increase organizational capacity, agriculture education and business assistance
150,000
NUMU ALLOTTEE ASSOCIATION
PO BOX 163
MADRAS
,
OR
97741
NONE
PC
Three Sisters Project to accelerate change toward healthier lifestyles
30,000
OHELAKU AMONG THE CORN STALKS
W1428 RAY RD
DE PERE
,
WI
54115
NONE
PC
Youth education on growing cycle of white corn
24,416
OKLAHOMA STATE UNIVERSITY FOUNDATION
PO BOX 1749
STILLWATER
,
OK
74076
NONE
PC
Incentives to students to expand knowledge of commodity futures market with scholarships
50,000
OREGON STATE UNIVERSITY
1500 SW JEFFERSON WAY
CORVALLIS
,
OR
97331
NONE
PC
Facilitate youth agricultural council
24,433
OWENS VALLEY INDIAN WATER COMMISSION
46 TU SU LANE
BISHOP
,
CA
93514
NONE
GOV
Fruit tree grafting workshop and expanding a community garden
74,850
PAWNEE NATION COLLEGE
881 LITTLE DEE RD
PAWNEE
,
OK
74058
NONE
PC
Agriculture scholarships, organize Master Gardner classes and conduct industrial hemp analysis
203,563
QUAPAW SERVICES AUTHORITY
5681 SOUTH 630 ROAD
QUAPAW
,
OK
74363
NONE
GOV
Tutorials and rental program for food preservations and seed bank, and youth internships
124,630
RED CLIFF BAND OF LAKE SUPERIOR CHIPPEWA
88455 PIKE RD
BAYFIELD
,
WI
54814
NONE
GOV
Constructing a new production and engagement facility
75,000
RED LAKE BAND OF CHIPPEWA INDIANS
15484 MIGIZI DRIVE
RED LAKE
,
MN
56671
NONE
GOV
Partner on youth agriculture program and industrial hemp production analysis
100,000
RED WILLOW CENTER
PO BOX 2063
TAOS
,
NM
87571
NONE
PC
Provide business assistance to Red Willows Farmers Market, technical support to farmers, and youth internship program
90,224
REDCO
PO BOX 657
ROSEBUD
,
TX
76570
NONE
NC
Agriculture loans, farmer training with incubator farm, and industrial hemp production study
400,395
ROBESON COMMUNITY COLLEGE
2158 5160 FAYETTEVILLE RD
LUMBERTON
,
NC
28360
NONE
PC
Agriculture scholarships and continuing education for farmers, ranchers, and growers
136,778
ROCK HOUSE PROJECT INC
PO BOX 1528
ZUNI
,
NM
87327
NONE
PC
Community-wide needs assessment survey and business plan development training
75,000
SAC AND FOX NATION
920883 S HWY 99 BLDG A
STROUD
,
OK
74079
NONE
GOV
Feasibility of livestock processing facility and youth travel scholarships
100,000
SAINT REGIS MOHAWK TRIBE
71 MARGARET TERRANCE MEMORIAL WAY
AKWESASNE
,
NY
13655
NONE
GOV
Develop plans for teaching farm facility
75,000
SAN FELIPE PUEBLO
PO BOX 4339
SAN FELIPE PUEBLO
,
NM
87001
NONE
GOV
Feasibility study to assess value-added agricultural activities and youth mentoring program
75,000
SAN XAVIER COOPERATIVE ASSOCIATION INC
8100 S OIDAK WOG
TUSCON
,
AZ
85746
NONE
GOV
Investigate industrial hemp production
55,000
SAN XAVIER DISTRICT
2018 W SAN XAVIER RD
TUSCON
,
AZ
85746
NONE
GOV
Develop a local food marketplace
75,000
SENECA NATION OF INDIANS ECONOMIC DEVELOPMENT COMP
PO BOX 437
SALAMANCA
,
NY
14779
NONE
NC
Agriculture Micro-Lending Incentive Loan Program
200,000
SITKA TRIBE OF ALASKA
456 KATLIAN ST
SITKA
,
AK
99835
NONE
GOV
Expand by hiring traditional food assistant, upgrade equipment and provide new food choices
74,029
SOUTHERN UTE INDIAN TRIBE
116 MOUACHE DR
IGNACIO
,
CO
81137
NONE
GOV
Organize regional industrial hemp symposium
70,970
SPRUCE ROOT INC
ONE SEALASKA PLAZA SUITE 400
JUNEAU
,
AK
99801
NONE
NC
Start food business program for enterprises based on ethically harvesting naturopathic medicine.
139,230
STOCKBRIDGE-MUNSEE COMMUNITY
N8476 MoHeConNuck ROAD
BOWLER
,
WI
54416
NONE
GOV
Construct wash and pack facility
66,538
SQUAMISH INDIAN TRIBE OF THE PORT MADISON RESERVAT
18490 SUQUAMISH WAY
SUQUAMISH
,
WA
98392
NONE
GOV
Acquire Oyster boat
75,000
SWINOMISH TRIBE
11404 MOORAGE WAY
LA CONNER
,
WA
98257
NONE
GOV
Develop a viable strategy for camas bulb production
74,304
TANKA FUND
287 WATER TOWER ROAD
KYLE
,
SD
57752
NONE
PC
Provide technical assistance to Native buffalo ranchers on ranch plans, access to financing, and value-added market
75,000
THE KOHALA CENTER INC
PO BOX 437462
KAMUELA
,
HI
96743
NONE
PC
Technical assistance and business training to Native Hawaiian producers and increase consumption of traditional foods through agricultural education.
125,000
NATIONAL CENTER FOR AMERICAN INDIAN ENTERPRISE DEV
953 E JUANITA AVE
MESA
,
AZ
85204
NONE
NC
Facilitate access to capital, offer workshops and coaching, and access to online programs
75,000
THE PEOPLES PARTNER FOR COMMUNITY DEVELOPMENT
PO BOX 955
LAME DEER
,
MT
59043
NONE
NC
Expand lending capacity, credit builder loan programming, and financial education
200,000
TOLANI LAKE ENTERPRISES INC
HC 61 BOX 320
WINSLOW
,
AZ
86047
NONE
PC
Various workshops on sheep care, wool processing, traditional and modern meat processing.
75,000
UNITED SOUTH AND EASTERN TRIBES INC
711 STEWARTS FERRY PIKE
NASHVILLE
,
TN
37214
NONE
PC
Study and propose expansion model for existing tribal agricultural programs
75,000
UNIVERSITY OF NORTH CAROLINA AT PEMBROKE
1 UNIVERSITY DRIVE
PEMBROKE
,
NC
28372
NONE
PC
Increase education for Native producers, industrial hemp production study, and develop youth outreach program
125,000
UTAH DINE BIKEYAH
211 E BROADWAY STE 211
SALT LAKE CITY
,
UT
84111
NONE
PC
Four Corners technical assistance and facilitate the planning of community gardens
75,000
UTAH STATE UNIVERSITY
1590 OLD MAIN HILL
LOGAN
,
UT
84322
NONE
PC
Help students learn about educational options in agriculture and develop career plans
57,628
WASHINGTON STATE UNIVERSITY
PO BOX 641035
PULLMAN
,
WA
991641035
NONE
PC
Develop demonstration gardens, teach food safety, and invest in 4-H
100,000
WISCONSIN TRIBAL CONSERVATION ADVISORY COUNCIL
7118 COUNTY ROAD V
GILLETT
,
WI
54124
NONE
PC
Technical assistance and trainings to improve food systems, food sovereignty, and youth involvement
74,963
ZUNI YOUTH ENRICHMENT PROJECT
PO BOX 447
ZUNI
,
NM
87327
NONE
PC
Agriculture education and support for intergenerational connections and youth-led solutions to water scarcity
25,000
Total
.................................
3b
10,000,000
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
14,468
4
Dividends and interest from securities
....
14
5,909,448
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,115,596
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
7,039,512
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
7,039,512
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description