-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
03-01-2019
, and ending
02-29-2020
Name of foundation
HELEN MULL FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
27-6027572
B
Telephone number (see instructions)
(609) 274-6834
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
32,160,768
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2,410,708
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
647,199
643,840
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
4,966,805
b
Gross sales price for all assets on line 6a
29,290,869
7
Capital gain net income (from Part IV, line 2)
...
4,966,805
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
7,080
12
Total.
Add lines 1 through 11
........
8,031,792
5,610,645
13
Compensation of officers, directors, trustees, etc.
215,698
86,279
129,419
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
76,687
10,105
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
496
471
25
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
292,881
96,855
0
129,444
25
Contributions, gifts, grants paid
.......
1,274,652
1,274,652
26
Total expenses and disbursements.
Add lines 24 and 25
1,567,533
96,855
0
1,404,096
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
6,464,259
b
Net investment income
(if negative, enter -0-)
5,513,790
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2,794
3,406
3,406
2
Savings and temporary cash investments
.........
731,398
553,688
553,688
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
13,953,649
12,292,975
16,049,465
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
7,815,544
15,845,269
15,554,209
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
22,503,385
28,695,338
32,160,768
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
22,503,385
28,695,338
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
22,503,385
28,695,338
30
Total liabilities and net assets/fund balances
(see instructions)
.
22,503,385
28,695,338
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
22,503,385
2
Enter amount from Part I, line 27a
.....................
2
6,464,259
3
Other increases not included in line 2 (itemize)
3
158,744
4
Add lines 1, 2, and 3
..........................
4
29,126,388
5
Decreases not included in line 2 (itemize)
5
431,050
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
28,695,338
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
517. ANTHEM INC
2017-10-12
2019-03-26
b
577. HUMANA INC
2017-06-27
2019-03-26
c
545. MEDTRONIC PLC SHS
2017-08-18
2019-03-26
d
3215. MEDTRONIC PLC SHS
2016-02-10
2019-03-26
e
475. MEDTRONIC PLC SHS
2017-07-18
2019-03-26
485. AUTOMATIC DATA PROCESSING INC
2013-05-09
2019-03-27
65. CAPITAL ONE FINANCIAL CORP
2018-05-16
2019-03-27
485. COSTCO WHSL CORP NEW
2010-04-20
2019-03-27
5. HOME DEPOT INC/THE
2012-06-14
2019-03-27
530. HONEYWELL INTERNATIONAL INC
2007-04-05
2019-03-27
280. ISHARES 3-7 YEAR TREASURY BOND ETF
2018-06-20
2019-03-27
1100. ISHARES 3-7 YEAR TREASURY BOND ETF
2015-04-23
2019-03-27
800. ISHARES 3-7 YEAR TREASURY BOND ETF
2016-06-22
2019-03-27
40. ISHARES 3-7 YEAR TREASURY BOND ETF
2015-10-20
2019-03-27
130. ISHARES 3-7 YEAR TREASURY BOND ETF
2017-07-18
2019-03-27
1545. ISHARES 3-7 YEAR TREASURY BOND ETF
2015-02-25
2019-03-27
255. ISHARES 3-7 YEAR TREASURY BOND ETF
2017-08-18
2019-03-27
1635. ISHARES 3-7 YEAR TREASURY BOND ETF
2014-09-10
2019-03-27
7250. PACCAR INC
2015-02-25
2019-03-27
8000. PACCAR INC
2004-05-27
2019-03-27
230. PROLOGIS INC
2017-06-27
2019-03-27
370. THERMO FISHER SCIENTIFIC INC
2013-02-26
2019-03-27
240. VISA INC
2012-01-10
2019-03-27
185. CHUBB LTD
2009-01-16
2019-03-27
.67 DOW INC
2019-03-27
2019-04-05
241. ANTHEM INC
2017-10-12
2019-04-12
296. ANTHEM INC
2018-02-07
2019-04-12
154. HUMANA INC
2017-06-27
2019-04-12
494. HUMANA INC
2017-06-27
2019-04-15
193. DOW INC
2017-09-14
2019-04-23
18. DOW INC
2019-03-27
2019-04-23
892. DOW INC
2017-11-07
2019-04-23
2675. DOWDUPONT INC
2017-11-07
2019-04-23
581. DOWDUPONT INC
2017-09-14
2019-04-23
55. DOWDUPONT INC
2019-03-27
2019-04-23
657. HUMANA INC
2017-06-27
2019-06-03
3476. INTEL CORPORATION
2019-03-26
2019-06-03
447. VISA INC
2012-01-10
2019-06-03
30. HUMANA INC
2019-03-27
2019-06-04
59. HUMANA INC
2017-06-27
2019-06-04
215. INTEL CORPORATION
2019-03-27
2019-06-04
3220. INTEL CORPORATION
2019-03-26
2019-06-04
345. AUTOMATIC DATA PROCESSING INC
2013-12-19
2019-07-12
35. AUTOMATIC DATA PROCESSING INC
2013-05-09
2019-07-12
440. AUTOMATIC DATA PROCESSING INC
2014-10-03
2019-07-12
1377. CITIGROUP INC
2012-10-23
2019-07-12
712. HILTON WORLDWIDE HOLDINGS INC
2018-02-07
2019-07-12
318. J P MORGAN CHASE & CO
2018-03-09
2019-07-12
161. LOCKHEED MARTIN CORP
2015-07-29
2019-07-12
579. PROLOGIS INC
2017-06-27
2019-07-12
551. VISA INC
2012-01-10
2019-07-12
181. AUTOMATIC DATA PROCESSING INC
2014-10-03
2019-07-15
424. HILTON WORLDWIDE HOLDINGS INC
2018-02-07
2019-07-15
335. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-07-16
94. AUTOMATIC DATA PROCESSING INC
2014-10-03
2019-07-16
1855. HILTON WORLDWIDE HOLDINGS INC
2018-02-07
2019-07-16
305. HILTON WORLDWIDE HOLDINGS INC
2018-02-07
2019-07-17
71. HILTON WORLDWIDE HOLDINGS INC
2018-02-07
2019-07-18
218. HILTON WORLDWIDE HOLDINGS INC
2018-10-31
2019-07-18
446. HILTON WORLDWIDE HOLDINGS INC
2018-10-31
2019-07-19
534. HILTON WORLDWIDE HOLDINGS INC
2018-10-31
2019-07-22
760. HILTON WORLDWIDE HOLDINGS INC
2018-10-31
2019-07-23
185. HILTON WORLDWIDE HOLDINGS INC
2019-03-27
2019-07-23
252. AMERICAN TOWER REIT INC
2016-02-10
2019-08-06
182. COSTCO WHSL CORP NEW
2010-04-20
2019-08-06
542. DANAHER CORP
2015-07-29
2019-08-06
1311. MICROSOFT CORP COM
2015-02-25
2019-08-06
95. SHERWIN-WILLIAMS CO/THE
2018-01-12
2019-08-06
6. ALIBABA GROUP HOLDING LT
2017-11-28
2019-08-14
30. ALIBABA GROUP HOLDING LT
2018-03-08
2019-08-14
47. BANCO BRADESCO S A ADR
2018-08-03
2019-08-14
319. BANCO BRADESCO S A ADR
2019-03-27
2019-08-14
48. BHP GROUP LTD
2019-02-08
2019-08-14
80. BHP GROUP LTD
2017-05-10
2019-08-14
3. BHP GROUP LTD
2019-03-27
2019-08-14
87. CANADIAN NATURAL RESOURCES LTD
2019-03-27
2019-08-14
57. DIAGEO PLC SPON ADR NEW
2019-03-27
2019-08-14
5. DIAGEO PLC SPON ADR NEW
2019-05-29
2019-08-14
6. DIAGEO PLC SPON ADR NEW
2019-05-29
2019-08-14
3. DIAGEO PLC SPON ADR NEW
2019-08-02
2019-08-14
40. EMBRAER S A SPONSRD ADR
2017-11-03
2019-08-14
13. EMBRAER S A SPONSRD ADR
2018-11-13
2019-08-14
156. EMBRAER S A SPONSRD ADR
2019-03-27
2019-08-14
6. EMBRAER S A SPONSRD ADR
2019-08-02
2019-08-14
19. GW PHARMACEUTICALS PLC
2019-03-27
2019-08-14
2. HDFC BANK LTD
2019-03-27
2019-08-14
14. HDFC BANK LTD
2019-05-10
2019-08-14
5. HDFC BANK LTD
2019-05-13
2019-08-14
19. HDFC BANK LTD
2019-03-18
2019-08-14
5. KONINKLIJKE PHILIPS NV
2018-06-28
2019-08-14
31. KONINKLIJKE PHILIPS NV
2019-03-27
2019-08-14
110. KONINKLIJKE PHILIPS NV
2017-10-31
2019-08-14
31. LULULEMON ATHLETICA INC
2019-02-08
2019-08-14
1. LULULEMON ATHLETICA INC
2019-03-27
2019-08-14
10. NATIONAL GRID PLC
2018-11-13
2019-08-14
118. NATIONAL GRID PLC
2019-03-27
2019-08-14
10. NATIONAL GRID PLC
2019-07-18
2019-08-14
10. NATIONAL GRID PLC
2018-06-28
2019-08-14
10. NEW ORIENTAL EDUCATIO
2018-08-03
2019-08-14
24. NEW ORIENTAL EDUCATIO
2018-03-08
2019-08-14
2. NOVARTIS AG SPNSRD ADR
2019-07-18
2019-08-14
6. NOVARTIS AG SPNSRD ADR
2018-11-13
2019-08-14
68. NOVARTIS AG SPNSRD ADR
2019-03-27
2019-08-14
18. NOVARTIS AG SPNSRD ADR
2019-05-29
2019-08-14
9. NOVARTIS AG SPNSRD ADR
2019-08-02
2019-08-14
140. ORANGE SA
2019-03-27
2019-08-14
157. ORANGE SA
2018-03-08
2019-08-14
22. PRUDENTIAL PLC ADR
2019-05-10
2019-08-14
111. PRUDENTIAL PLC ADR
2018-03-08
2019-08-14
4. PRUDENTIAL PLC ADR
2019-05-13
2019-08-14
42. RELX PLC
2019-05-29
2019-08-14
32. RELX PLC
2019-05-30
2019-08-14
61. RELX PLC
2019-05-31
2019-08-14
29. RELX PLC
2019-06-03
2019-08-14
34. RELX PLC
2019-06-04
2019-08-14
15. RELX PLC
2019-08-02
2019-08-14
10. ROGERS COMMUNICATIONS INC
2018-11-13
2019-08-14
118. ROGERS COMMUNICATIONS INC
2019-03-27
2019-08-14
9. ROGERS COMMUNICATIONS INC
2019-08-02
2019-08-14
57. ROYAL BANK OF CANADA
2019-02-25
2019-08-14
2. ROYAL BANK OF CANADA
2019-03-27
2019-08-14
115. ROYAL DUTCH SHELL PLC
2019-02-08
2019-08-14
9. ROYAL DUTCH SHELL PLC
2018-11-13
2019-08-14
4. ROYAL DUTCH SHELL PLC
2019-03-27
2019-08-14
10. ROYAL DUTCH SHELL PLC
2018-09-13
2019-08-14
95. SK TELECOM LTD SPON ADR
2019-03-27
2019-08-14
83. SANOFI-SYNTHELABO
2019-03-27
2019-08-14
47. SAP AKTIENGESELLSCHAFT ADR
2019-03-27
2019-08-14
40. SONY CORP ADR AMERN SH NEW
2018-08-03
2019-08-14
133. SONY CORP ADR AMERN SH NEW
2019-03-27
2019-08-14
85. TAIWAN SEMICONDUCTOR ADR
2019-03-27
2019-08-14
101. TAKEDA PHARMACEUTICAL
2019-05-13
2019-08-14
29. TAKEDA PHARMACEUTICAL
2019-05-14
2019-08-14
23. TAKEDA PHARMACEUTICAL
2019-08-02
2019-08-14
114. TAKEDA PHARMACEUTICAL
2019-05-10
2019-08-14
39. TORONTO-DOMINION BANK/THE
2019-02-08
2019-08-14
6. TORONTO-DOMINION BANK/THE
2019-03-27
2019-08-14
115. TORONTO-DOMINION BANK/THE
2018-03-08
2019-08-14
85. UNILEVER NV
2018-03-08
2019-08-14
5. UNILEVER NV
2018-06-28
2019-08-14
61. UNILEVER NV
2019-03-27
2019-08-14
10. UNILEVER NV
2018-04-10
2019-08-14
34. ALLEGION PLC SHS
2017-04-11
2019-08-14
24. ALLEGION PLC SHS
2019-03-27
2019-08-14
25. AON PLC
2019-02-08
2019-08-14
2. AON PLC
2019-03-27
2019-08-14
6. AON PLC
2019-05-10
2019-08-14
5. AON PLC
2019-08-02
2019-08-14
2. ACCENTURE PLC SHS
2019-03-27
2019-08-14
2. ACCENTURE PLC SHS
2019-08-02
2019-08-14
27. ACCENTURE PLC SHS
2019-02-08
2019-08-14
5. COCA-COLA EUROPEAN
2019-08-02
2019-08-14
145. COCA-COLA EUROPEAN
2019-03-27
2019-08-14
6. IHS MARKIT LTD SHS
2019-03-27
2019-08-14
105. IHS MARKIT LTD SHS
2019-02-08
2019-08-14
19. IHS MARKIT LTD SHS
2019-03-18
2019-08-14
8. INGERSOLL-RAND PLC
2019-05-10
2019-08-14
28. INGERSOLL-RAND PLC
2019-04-16
2019-08-14
12. INGERSOLL-RAND PLC
2019-04-15
2019-08-14
53. PAGSEGURO DIGITAL LTD
2019-07-18
2019-08-14
1. ALCON SA ACT NOM
2018-11-13
2019-08-14
13. ALCON SA ACT NOM
2019-03-27
2019-08-14
26. ALCON SA ACT NOM
2019-04-15
2019-08-14
3. ALCON SA ACT NOM
2019-04-16
2019-08-14
12. CYBER-ARK SOFTWARE LTD
2019-04-15
2019-08-14
3. CYBER-ARK SOFTWARE LTD
2019-04-17
2019-08-14
4. CYBER-ARK SOFTWARE LTD
2019-05-29
2019-08-14
23. CYBER-ARK SOFTWARE LTD
2019-04-16
2019-08-14
25. WIX COM LTD
2019-03-18
2019-08-14
1. WIX COM LTD
2019-03-27
2019-08-14
22. ASML HLDG NV NY REG SHS
2019-03-27
2019-08-14
19. BLACKROCK INC
2015-02-25
2019-08-21
12. BLACKROCK INC
2019-03-27
2019-08-21
10. BLACKROCK INC
2016-12-22
2019-08-21
35. BLACKROCK INC
2015-02-17
2019-08-21
414. CITIGROUP INC
2015-02-25
2019-08-21
1413. CITIGROUP INC
2012-10-23
2019-08-21
324. CITIGROUP INC
2012-10-23
2019-08-21
95. CITIGROUP INC
2016-12-22
2019-08-21
98. CITIGROUP INC
2019-02-28
2019-08-21
60. CITIGROUP INC
2016-12-06
2019-08-21
25. SHERWIN-WILLIAMS CO/THE
2018-01-12
2019-08-21
10. SHERWIN-WILLIAMS CO/THE
2018-03-09
2019-08-21
28. SHERWIN-WILLIAMS CO/THE
2019-02-04
2019-08-21
68. SHERWIN-WILLIAMS CO/THE
2018-02-07
2019-08-21
83. CHUBB LTD
2009-01-16
2019-08-21
133. CHUBB LTD
2012-03-29
2019-08-21
57. BLACKROCK INC
2015-02-25
2019-08-22
15. SHERWIN-WILLIAMS CO/THE
2018-01-12
2019-08-22
56. SHERWIN-WILLIAMS CO/THE
2018-02-07
2019-08-22
462. CHUBB LTD
2009-01-16
2019-08-22
30. CHUBB LTD
2015-02-17
2019-08-22
25. CHUBB LTD
2016-12-06
2019-08-22
50. CHUBB LTD
2016-12-22
2019-08-22
17. CHUBB LTD
2019-08-06
2019-08-22
20. CHUBB LTD
2019-08-07
2019-08-22
7. CHUBB LTD
2012-03-29
2019-08-22
104. SHERWIN-WILLIAMS CO/THE
2018-02-07
2019-08-23
79. SHERWIN-WILLIAMS CO/THE
2018-02-07
2019-08-26
75. SHERWIN-WILLIAMS CO/THE
2018-02-07
2019-08-27
86. AUTOMATIC DATA PROCESSING INC
2013-12-19
2019-09-11
80. AUTOMATIC DATA PROCESSING INC
2014-10-03
2019-09-11
121. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-11
418. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-12
344. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-13
271. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-16
533. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-17
312. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-18
110. AUTOMATIC DATA PROCESSING INC
2016-02-10
2019-09-19
341. AUTOMATIC DATA PROCESSING INC
2015-02-25
2019-09-19
2117. BAXTER INTERNATIONAL INC
2019-03-26
2019-10-25
319. BAXTER INTERNATIONAL INC
2019-03-26
2019-10-25
719. BAXTER INTERNATIONAL INC
2019-03-26
2019-10-28
893. BAXTER INTERNATIONAL INC
2019-03-26
2019-10-29
738. BAXTER INTERNATIONAL INC
2019-03-26
2019-10-30
22. BAXTER INTERNATIONAL INC
2019-06-04
2019-10-31
823. BAXTER INTERNATIONAL INC
2019-06-03
2019-10-31
135. BAXTER INTERNATIONAL INC
2019-03-27
2019-10-31
58. BAXTER INTERNATIONAL INC
2019-03-26
2019-10-31
578. BAXTER INTERNATIONAL INC
2019-06-04
2019-11-01
335. AMERICAN TOWER REIT INC
2016-02-10
2019-11-05
119. HOME DEPOT INC/THE
2012-06-14
2019-11-05
9. LOCKHEED MARTIN CORP
2015-07-29
2019-11-05
355. LOCKHEED MARTIN CORP
2015-07-29
2019-11-05
1210. PROLOGIS INC
2017-06-27
2019-11-05
105. PROLOGIS INC
2017-06-27
2019-11-05
39. SHERWIN-WILLIAMS CO/THE
2018-02-07
2019-11-05
367. SUNTRUST BANKS INC
2017-10-04
2019-11-05
225. SUNTRUST BANKS INC
2017-10-04
2019-11-05
647. CHUBB LTD
2009-01-16
2019-11-05
202. LOCKHEED MARTIN CORP
2015-07-29
2019-11-06
225. PROLOGIS INC
2017-06-27
2019-11-06
98. SUNTRUST BANKS INC
2017-10-04
2019-11-06
201. CHUBB LTD
2015-02-25
2019-11-06
236. CHUBB LTD
2009-01-16
2019-11-06
407. ABBOTT LABORATORIES
2019-11-15
2019-12-03
1. ALPHABET INC SHS CL A
2019-11-06
2019-12-03
54. ALPHABET INC SHS CL A
2019-11-05
2019-12-03
33. AMAZON COM INC
2019-07-12
2019-12-03
3. AMAZON COM INC
2019-07-12
2019-12-03
25. AMERICAN TOWER REIT INC
2019-03-27
2019-12-03
32. AMERICAN TOWER REIT INC
2016-08-23
2019-12-03
72. AMERICAN TOWER REIT INC
2016-08-23
2019-12-03
54. ANTHEM INC
2019-07-12
2019-12-03
32. ANTHEM INC
2019-07-12
2019-12-03
18. ANTHEM INC
2019-07-12
2019-12-03
29. APPLE INC
2019-11-05
2019-12-03
177. APPLE INC
2019-11-05
2019-12-03
681. CISCO SYSTEMS INC
2019-09-24
2019-12-03
20. COSTCO WHSL CORP NEW
2016-12-22
2019-12-03
141. COSTCO WHSL CORP NEW
2015-02-25
2019-12-03
195. DANAHER CORP
2019-03-27
2019-12-03
134. DANAHER CORP
2017-08-18
2019-12-03
28. WALT DISNEY CO/THE
2019-07-12
2019-12-03
330. WALT DISNEY CO/THE
2019-07-12
2019-12-03
146. HOME DEPOT INC/THE
2016-06-03
2019-12-03
328. HONEYWELL INTERNATIONAL INC
2019-08-06
2019-12-03
145. J P MORGAN CHASE & CO
2019-11-05
2019-12-03
123. J P MORGAN CHASE & CO
2019-11-06
2019-12-03
503. KEURIG DR PEPPER INC
2019-03-27
2019-12-03
410. KEURIG DR PEPPER INC
2019-03-27
2019-12-03
239. KEURIG DR PEPPER INC
2018-10-31
2019-12-03
90. LOCKHEED MARTIN CORP
2019-03-27
2019-12-03
33. LOCKHEED MARTIN CORP
2016-12-22
2019-12-03
569. MICROSOFT CORP COM
2019-09-24
2019-12-03
259. MICROCHIP TECHNOLOGY INC
2018-03-09
2019-12-03
85. MICROCHIP TECHNOLOGY INC
2018-03-09
2019-12-03
27. NEXTERA ENERGY INC
2019-08-26
2019-12-03
59. NEXTERA ENERGY INC
2019-08-23
2019-12-03
67. NEXTERA ENERGY INC
2019-08-22
2019-12-03
70. ROSS STORES INC
2019-07-19
2019-12-03
180. ROSS STORES INC
2019-07-19
2019-12-03
10. SHERWIN-WILLIAMS CO/THE
2019-03-27
2019-12-03
71. SHERWIN-WILLIAMS CO/THE
2018-03-09
2019-12-03
171. SYSCO CORP
2017-08-24
2019-12-03
7. SYSCO CORP
2019-03-27
2019-12-03
345. SYSCO CORP
2019-03-27
2019-12-03
230. THERMO FISHER SCIENTIFIC INC
2015-02-25
2019-12-03
935. TOTAL FINA ELF S.A. ADR
2019-07-15
2019-12-03
125. UNION PACIFIC CORP
2016-12-22
2019-12-03
45. UNION PACIFIC CORP
2019-03-27
2019-12-03
310. VISA INC
2015-02-25
2019-12-03
80. WAL MART STORES INC
2018-02-07
2019-12-03
221. WAL MART STORES INC
2017-08-24
2019-12-03
90. WAL MART STORES INC
2019-03-27
2019-12-03
133. ZOETIS INC
2019-06-07
2019-12-03
181. ZOETIS INC
2019-06-07
2019-12-03
.7 TRUIST FINL CORP
2017-10-04
2019-12-17
1. VANECK VECTORS J.P
2019-04-11
2020-01-22
2815. VANECK VECTORS J.P
2019-03-27
2020-01-22
224. VANECK VECTORS J.P
2019-03-27
2020-01-22
5490. VANGUARD INTERMEDIATE-TERM BOND ETF
2012-12-06
2020-01-22
745. VANGUARD INTERMEDIATE-TERM BOND ETF
2012-12-06
2020-01-22
5550. VANGUARD INTERMEDIATE-TERM BOND ETF
2016-02-10
2020-01-22
49. VANGUARD INTERMEDIATE-TERM BOND ETF
2019-04-11
2020-01-22
431. VANGUARD INTERMEDIATE-TERM BOND ETF
2019-09-11
2020-01-22
25. VANGUARD INTERMEDIATE-TERM BOND ETF
2012-04-12
2020-01-22
490. VANGUARD INTERMEDIATE-TERM BOND ETF
2017-07-18
2020-01-22
990. VANGUARD INTERMEDIATE-TERM BOND ETF
2017-08-18
2020-01-22
405. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-10-20
2020-01-22
70. VANGUARD INTERMEDIATE-TERM BOND ETF
2018-06-20
2020-01-22
2165. VANGUARD INTERMEDIATE-TERM BOND ETF
2016-06-22
2020-01-22
400. VANGUARD INTERMEDIATE-TERM BOND ETF
2016-06-22
2020-01-22
603. VANGUARD INTERMEDIATE-TERM BOND ETF
2016-12-22
2020-01-22
2310. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-04-23
2020-01-22
4035. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-02-25
2020-01-22
1985. VANGUARD INTERMEDIATE-TERM BOND ETF
2019-03-27
2020-01-22
99. VANGUARD INTERMEDIATE-TERM BOND ETF
2019-03-27
2020-01-22
215. VANGUARD SHORT-TERM BOND ETF
2014-12-10
2020-01-22
5135. VANGUARD SHORT-TERM BOND ETF
2016-02-10
2020-01-22
190. VANGUARD SHORT-TERM BOND ETF
2013-07-11
2020-01-22
40. VANGUARD SHORT-TERM BOND ETF
2019-04-11
2020-01-22
1431. VANGUARD SHORT-TERM BOND ETF
2019-08-14
2020-01-22
1135. VANGUARD SHORT-TERM BOND ETF
2017-07-18
2020-01-22
675. VANGUARD SHORT-TERM BOND ETF
2017-08-18
2020-01-22
1695. VANGUARD SHORT-TERM BOND ETF
2017-06-19
2020-01-22
1545. VANGUARD SHORT-TERM BOND ETF
2018-06-20
2020-01-22
465. VANGUARD SHORT-TERM BOND ETF
2018-06-20
2020-01-22
72. VANGUARD SHORT-TERM BOND ETF
2016-12-22
2020-01-22
5525. VANGUARD SHORT-TERM BOND ETF
2017-05-22
2020-01-22
75. VANGUARD SHORT-TERM BOND ETF
2015-04-23
2020-01-22
270. VANGUARD SHORT-TERM BOND ETF
2017-01-23
2020-01-22
5490. VANGUARD SHORT-TERM BOND ETF
2019-03-27
2020-01-22
484. VANGUARD SHORT-TERM BOND ETF
2019-03-27
2020-01-22
209. ABBOTT LABORATORIES
2019-11-05
2020-02-06
104. ABBOTT LABORATORIES
2019-11-06
2020-02-06
148. AMERICAN TOWER REIT INC
2016-02-10
2020-02-06
150. HONEYWELL INTERNATIONAL INC
2007-04-05
2020-02-06
191. KEURIG DR PEPPER INC
2018-10-31
2020-02-06
11. MICROSOFT CORP COM
2015-12-02
2020-02-06
97. MICROSOFT CORP COM
2015-12-02
2020-02-06
1153. MICROSOFT CORP COM
2015-02-25
2020-02-06
120. NEXTERA ENERGY INC
2016-02-18
2020-02-06
63. SHERWIN-WILLIAMS CO/THE
2018-02-07
2020-02-06
105. THERMO FISHER SCIENTIFIC INC
2013-02-26
2020-02-06
160. TOTAL FINA ELF S.A. ADR
2016-02-12
2020-02-06
260. CHUBB LTD
2015-02-25
2020-02-06
348. ABBOTT LABORATORIES
2019-11-06
2020-02-07
228. AMERICAN TOWER REIT INC
2016-02-10
2020-02-07
43. HONEYWELL INTERNATIONAL INC
2007-04-05
2020-02-07
32. KEURIG DR PEPPER INC
2018-10-31
2020-02-07
483. KEURIG DR PEPPER INC
2018-10-31
2020-02-07
16. NEXTERA ENERGY INC
2016-02-18
2020-02-07
178. NEXTERA ENERGY INC
2016-02-18
2020-02-07
44. SHERWIN-WILLIAMS CO/THE
2018-02-07
2020-02-07
239. TOTAL FINA ELF S.A. ADR
2016-02-12
2020-02-07
20. TOTAL FINA ELF S.A. ADR
2016-02-12
2020-02-07
569. TOTAL FINA ELF S.A. ADR
2016-02-16
2020-02-07
180. CHUBB LTD
2015-02-25
2020-02-07
81. ABBOTT LABORATORIES
2019-11-06
2020-02-10
503. ABBOTT LABORATORIES
2019-11-07
2020-02-10
48. AMERICAN TOWER REIT INC
2016-02-10
2020-02-10
68. AMERICAN TOWER REIT INC
2016-08-23
2020-02-10
328. KEURIG DR PEPPER INC
2018-10-31
2020-02-10
234. NEXTERA ENERGY INC
2016-02-18
2020-02-10
213. TOTAL FINA ELF S.A. ADR
2016-02-16
2020-02-10
459. CHUBB LTD
2015-02-25
2020-02-10
289. KEURIG DR PEPPER INC
2018-10-31
2020-02-11
197. CHUBB LTD
2016-12-06
2020-02-11
40. CHUBB LTD
2016-02-10
2020-02-11
95. CHUBB LTD
2015-04-23
2020-02-11
400. CHUBB LTD
2015-02-25
2020-02-11
641. ABBOTT LABORATORIES
2019-11-07
2020-02-12
349. ABBOTT LABORATORIES
2019-11-08
2020-02-12
4. ALPHABET INC SHS CL A
2019-01-08
2020-02-12
122. ALPHABET INC SHS CL A
2019-01-08
2020-02-12
28. ALPHABET INC SHS CL A
2018-12-24
2020-02-12
15. ALPHABET INC SHS CL A
2018-12-24
2020-02-12
1. AMAZON COM INC
2018-07-11
2020-02-12
135. AMAZON COM INC
2018-07-11
2020-02-12
191. AMERICAN TOWER REIT INC
2016-08-23
2020-02-12
30. ANTHEM INC
2018-02-07
2020-02-12
299. ANTHEM INC
2018-02-07
2020-02-12
20. ANTHEM INC
2017-10-12
2020-02-12
1104. APPLE INC
2016-02-10
2020-02-12
76. APPLE INC
2016-01-13
2020-02-12
209. BLACKROCK INC
2015-02-25
2020-02-12
766. CAPITAL ONE FINANCIAL CORP
2018-05-16
2020-02-12
249. CAPITAL ONE FINANCIAL CORP
2018-05-16
2020-02-12
1890. CISCO SYSTEMS INC
2019-08-21
2020-02-12
786. CISCO SYSTEMS INC
2019-08-22
2020-02-12
1458. CITIGROUP INC
2015-02-25
2020-02-12
439. COSTCO WHSL CORP NEW
2010-04-20
2020-02-12
753. DANAHER CORP
2015-07-29
2020-02-12
121. DANAHER CORP
2015-07-29
2020-02-12
125. WALT DISNEY CO/THE
2014-08-14
2020-02-12
1200. WALT DISNEY CO/THE
2015-02-25
2020-02-12
375. HOME DEPOT INC/THE
2012-06-14
2020-02-12
71. HOME DEPOT INC/THE
2012-06-14
2020-02-12
98. HOME DEPOT INC/THE
2015-02-25
2020-02-12
910. HONEYWELL INTERNATIONAL INC
2007-04-05
2020-02-12
5510. INVESCO PREFERRED ETF
2016-02-10
2020-02-12
11. INVESCO PREFERRED ETF
2019-04-11
2020-02-12
15. INVESCO PREFERRED ETF
2012-04-12
2020-02-12
805. INVESCO PREFERRED ETF
2017-07-18
2020-02-12
515. INVESCO PREFERRED ETF
2017-08-18
2020-02-12
1035. INVESCO PREFERRED ETF
2017-06-19
2020-02-12
405. INVESCO PREFERRED ETF
2015-10-20
2020-02-12
95. INVESCO PREFERRED ETF
2018-06-20
2020-02-12
500. INVESCO PREFERRED ETF
2018-06-20
2020-02-12
502. INVESCO PREFERRED ETF
2016-12-22
2020-02-12
805. INVESCO PREFERRED ETF
2020-01-22
2020-02-12
510. INVESCO PREFERRED ETF
2015-04-23
2020-02-12
1335. INVESCO PREFERRED ETF
2015-02-25
2020-02-12
145. INVESCO PREFERRED ETF
2019-03-27
2020-02-12
2465. INVESCO PREFERRED ETF
2019-03-27
2020-02-12
285. INVESCO PREFERRED ETF
2012-03-29
2020-02-12
840. INVESCO EMERGING MARKETS
2014-09-10
2020-02-12
6420. INVESCO EMERGING MARKETS
2014-09-10
2020-02-12
1935. INVESCO EMERGING MARKETS
2016-02-10
2020-02-12
27. INVESCO EMERGING MARKETS
2019-04-11
2020-02-12
305. INVESCO EMERGING MARKETS
2017-07-18
2020-02-12
750. INVESCO EMERGING MARKETS
2017-08-18
2020-02-12
25. INVESCO EMERGING MARKETS
2018-06-20
2020-02-12
490. INVESCO EMERGING MARKETS
2018-06-20
2020-02-12
2910. INVESCO EMERGING MARKETS
2016-06-22
2020-02-12
180. INVESCO EMERGING MARKETS
2016-06-22
2020-02-12
398. INVESCO EMERGING MARKETS
2016-12-22
2020-02-12
952. INVESCO EMERGING MARKETS
2020-01-22
2020-02-12
830. INVESCO EMERGING MARKETS
2015-04-23
2020-02-12
4845. INVESCO EMERGING MARKETS
2015-02-25
2020-02-12
11. INVESCO EMERGING MARKETS
2019-03-27
2020-02-12
1760. INVESCO EMERGING MARKETS
2019-03-27
2020-02-12
160. INVESCO EMERGING MARKETS
2012-07-31
2020-02-12
1690. ISHARES IBOXX INVESTMENT GRADE CORP BD
2012-12-06
2020-02-12
45. ISHARES IBOXX INVESTMENT GRADE CORP BD
2014-12-10
2020-02-12
1895. ISHARES IBOXX INVESTMENT GRADE CORP BD
2016-02-10
2020-02-12
13. ISHARES IBOXX INVESTMENT GRADE CORP BD
2019-04-11
2020-02-12
405. ISHARES IBOXX INVESTMENT GRADE CORP BD
2017-07-18
2020-02-12
325. ISHARES IBOXX INVESTMENT GRADE CORP BD
2017-08-18
2020-02-12
110. ISHARES IBOXX INVESTMENT GRADE CORP BD
2015-10-20
2020-02-12
1150. ISHARES IBOXX INVESTMENT GRADE CORP BD
2018-06-20
2020-02-12
175. ISHARES IBOXX INVESTMENT GRADE CORP BD
2018-06-20
2020-02-12
290. ISHARES IBOXX INVESTMENT GRADE CORP BD
2016-06-22
2020-02-12
65. ISHARES IBOXX INVESTMENT GRADE CORP BD
2016-06-22
2020-02-12
128. ISHARES IBOXX INVESTMENT GRADE CORP BD
2016-12-22
2020-02-12
1894. ISHARES IBOXX INVESTMENT GRADE CORP BD
2020-01-22
2020-02-12
360. ISHARES IBOXX INVESTMENT GRADE CORP BD
2015-04-23
2020-02-12
5. ISHARES IBOXX INVESTMENT GRADE CORP BD
2017-01-23
2020-02-12
1220. ISHARES IBOXX INVESTMENT GRADE CORP BD
2015-02-25
2020-02-12
460. ISHARES IBOXX INVESTMENT GRADE CORP BD
2019-03-27
2020-02-12
212. ISHARES IBOXX INVESTMENT GRADE CORP BD
2012-03-29
2020-02-12
4852. ISHARES 20 YEAR TREASURY BOND ETF
2020-01-22
2020-02-12
4. ISHARES IBOXX$ HIGH YIEL
2019-04-11
2020-02-12
205. ISHARES IBOXX$ HIGH YIEL
2017-07-18
2020-02-12
150. ISHARES IBOXX$ HIGH YIEL
2017-08-18
2020-02-12
305. ISHARES IBOXX$ HIGH YIEL
2017-06-19
2020-02-12
120. ISHARES IBOXX$ HIGH YIEL
2018-06-20
2020-02-12
20. ISHARES IBOXX$ HIGH YIEL
2018-06-20
2020-02-12
1355. ISHARES IBOXX$ HIGH YIEL
2016-06-22
2020-02-12
100. ISHARES IBOXX$ HIGH YIEL
2016-06-22
2020-02-12
103. ISHARES IBOXX$ HIGH YIEL
2016-12-22
2020-02-12
585. ISHARES IBOXX$ HIGH YIEL
2017-05-22
2020-02-12
286. ISHARES IBOXX$ HIGH YIEL
2020-01-22
2020-02-12
5. ISHARES IBOXX$ HIGH YIEL
2017-01-23
2020-02-12
565. ISHARES IBOXX$ HIGH YIEL
2019-03-27
2020-02-12
34. ISHARES IBOXX$ HIGH YIEL
2019-03-27
2020-02-12
4390. ISHARES MBS ETF
2016-02-10
2020-02-12
38. ISHARES MBS ETF
2019-04-11
2020-02-12
25. ISHARES MBS ETF
2012-04-12
2020-02-12
1266. ISHARES MBS ETF
2019-08-14
2020-02-12
1220. ISHARES MBS ETF
2017-07-18
2020-02-12
695. ISHARES MBS ETF
2017-08-18
2020-02-12
1765. ISHARES MBS ETF
2017-06-19
2020-02-12
535. ISHARES MBS ETF
2015-10-20
2020-02-12
735. ISHARES MBS ETF
2018-06-20
2020-02-12
130. ISHARES MBS ETF
2018-06-20
2020-02-12
408. ISHARES MBS ETF
2016-12-22
2020-02-12
340. ISHARES MBS ETF
2017-05-22
2020-02-12
7761. ISHARES MBS ETF
2020-01-22
2020-02-12
2955. ISHARES MBS ETF
2015-04-23
2020-02-12
50. ISHARES MBS ETF
2017-01-23
2020-02-12
2985. ISHARES MBS ETF
2015-02-25
2020-02-12
2940. ISHARES MBS ETF
2019-03-27
2020-02-12
157. ISHARES MBS ETF
2019-03-27
2020-02-12
710. ISHARES MBS ETF
2012-03-29
2020-02-12
702. J P MORGAN CHASE & CO
2018-03-09
2020-02-12
301. J P MORGAN CHASE & CO
2018-03-09
2020-02-12
2324. KEURIG DR PEPPER INC
2018-10-31
2020-02-12
508. KEURIG DR PEPPER INC
2018-10-31
2020-02-12
98. LOCKHEED MARTIN CORP
2015-07-29
2020-02-12
251. LOCKHEED MARTIN CORP
2015-07-29
2020-02-12
1475. MICROSOFT CORP COM
2015-12-02
2020-02-12
1072. MICROCHIP TECHNOLOGY INC
2018-03-09
2020-02-12
409. NEXTERA ENERGY INC
2016-02-18
2020-02-12
39. ROSS STORES INC
2019-07-12
2020-02-12
562. ROSS STORES INC
2019-07-12
2020-02-12
30. ROSS STORES INC
2019-07-15
2020-02-12
193. ROSS STORES INC
2019-07-15
2020-02-12
42. SCHWAB SHORT-TERM U.S. TREASURY ETF
2019-04-11
2020-02-12
1713. SCHWAB SHORT-TERM U.S. TREASURY ETF
2019-09-11
2020-02-12
704. SCHWAB SHORT-TERM U.S. TREASURY ETF
2020-01-22
2020-02-12
22510. SCHWAB SHORT-TERM U.S. TREASURY ETF
2019-03-27
2020-02-12
1794. SCHWAB SHORT-TERM U.S. TREASURY ETF
2019-03-27
2020-02-12
197. SHERWIN-WILLIAMS CO/THE
2018-02-07
2020-02-12
201. SYSCO CORP
2017-08-24
2020-02-12
1026. SYSCO CORP
2017-08-24
2020-02-12
72. THERMO FISHER SCIENTIFIC INC
2013-02-26
2020-02-12
388. THERMO FISHER SCIENTIFIC INC
2013-02-26
2020-02-12
2283. TOTAL FINA ELF S.A. ADR
2016-02-16
2020-02-12
2028. TRUIST FINL CORP
2017-10-04
2020-02-12
93. UNION PACIFIC CORP
2016-07-07
2020-02-12
612. UNION PACIFIC CORP
2016-07-07
2020-02-12
7511. VANECK VECTORS FALLEN
2020-01-22
2020-02-12
11884. VANGUARD TOTAL INTERNATIONAL BOND ETF
2020-01-22
2020-02-12
5548. VANGUARD SHORT-TERM CORPORATE BOND ETF
2020-01-22
2020-02-12
13458. VANGUARD INTRMDIATE-TERM
2020-01-22
2020-02-12
6. VISA INC
2012-01-10
2020-02-12
789. VISA INC
2012-01-10
2020-02-12
18. WAL MART STORES INC
2017-08-24
2020-02-12
899. WAL MART STORES INC
2017-08-24
2020-02-12
639. ZOETIS INC
2019-06-03
2020-02-12
142. ZOETIS INC
2019-06-04
2020-02-12
270. CHUBB LTD
2016-12-06
2020-02-12
170. KEURIG DR PEPPER INC
2018-10-31
2020-02-13
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
148,621
98,249
50,372
b
150,770
136,630
14,140
c
49,439
45,527
3,912
d
291,644
241,215
50,429
e
43,089
40,791
2,298
76,036
29,688
46,348
5,232
6,251
-1,019
116,023
29,037
86,986
946
261
685
83,130
23,902
59,228
34,550
33,481
1,069
135,731
136,776
-1,045
98,713
100,967
-2,254
4,936
4,981
-45
16,041
16,103
-62
190,640
190,784
-144
31,465
31,682
-217
201,745
198,129
3,616
491,238
465,994
25,244
542,056
198,436
343,620
16,480
13,520
2,960
99,240
27,138
72,102
37,030
5,984
31,046
25,796
9,192
16,604
38
40
-2
61,164
45,799
15,365
75,122
71,160
3,962
39,026
36,466
2,560
125,051
116,976
8,075
11,091
13,152
-2,061
1,034
922
112
51,262
61,649
-10,387
102,283
128,171
-25,888
22,215
27,448
-5,233
2,103
1,953
150
164,596
155,574
9,022
151,529
185,051
-33,522
71,193
11,145
60,048
7,587
7,833
-246
14,922
13,971
951
9,608
11,416
-1,808
143,892
171,422
-27,530
56,789
23,967
32,822
5,761
2,142
3,619
72,427
32,923
39,504
98,862
50,945
47,917
70,894
58,655
12,239
36,323
37,395
-1,072
59,231
33,808
25,423
46,368
34,036
12,332
99,059
13,738
85,321
29,913
13,543
16,370
42,069
34,929
7,140
55,130
29,895
25,235
15,469
7,034
8,435
184,539
152,816
31,723
29,992
25,126
4,866
6,891
5,849
1,042
21,159
15,665
5,494
42,581
32,050
10,531
49,818
38,373
11,445
71,292
54,614
16,678
17,354
15,345
2,009
54,465
21,848
32,617
48,390
10,896
37,494
74,181
37,389
36,792
175,221
57,612
117,609
47,115
41,003
6,112
967
1,126
-159
4,834
5,626
-792
391
337
54
2,656
2,753
-97
2,374
2,427
-53
3,957
2,810
1,147
148
162
-14
2,031
2,376
-345
9,330
9,323
7
818
708
110
982
1,006
-24
491
503
-12
761
797
-36
247
275
-28
2,969
2,918
51
114
119
-5
2,926
3,126
-200
221
227
-6
1,545
1,634
-89
552
575
-23
2,097
2,154
-57
228
207
21
1,411
1,254
157
5,005
4,492
513
5,466
4,608
858
176
146
30
505
555
-50
5,954
6,924
-970
505
520
-15
505
557
-52
1,031
852
179
2,474
2,217
257
180
189
-9
540
466
74
6,121
5,673
448
1,620
1,558
62
810
832
-22
2,061
2,277
-216
2,311
2,759
-448
769
929
-160
3,881
5,639
-1,758
140
166
-26
973
963
10
741
750
-9
1,413
1,421
-8
672
680
-8
788
788
347
352
-5
511
528
-17
6,032
6,327
-295
460
471
-11
4,264
4,422
-158
150
152
-2
6,510
7,424
-914
509
567
-58
226
255
-29
566
668
-102
2,058
2,365
-307
3,505
3,661
-156
5,510
5,349
161
2,189
2,199
-10
7,277
5,704
1,573
3,454
3,413
41
1,703
1,968
-265
489
532
-43
388
413
-25
1,922
2,237
-315
2,155
2,193
-38
331
327
4
6,353
6,736
-383
4,908
4,629
279
289
275
14
3,522
3,556
-34
577
568
9
3,282
2,551
731
2,317
2,112
205
4,764
4,191
573
381
336
45
1,143
1,057
86
953
953
380
334
46
380
389
-9
5,131
4,197
934
272
278
-6
7,895
7,386
509
382
316
66
6,680
5,490
1,190
1,209
1,048
161
948
966
-18
3,319
3,191
128
1,422
1,368
54
2,441
2,414
27
59
54
5
767
750
17
1,535
1,435
100
177
167
10
1,407
1,471
-64
352
370
-18
469
539
-70
2,698
2,849
-151
3,647
2,690
957
146
118
28
4,629
4,049
580
8,013
7,163
850
5,061
5,058
3
4,217
3,880
337
14,760
13,350
1,410
26,300
21,459
4,841
89,761
52,276
37,485
20,582
11,987
8,595
6,035
5,764
271
6,225
6,279
-54
3,812
3,473
339
13,197
10,790
2,407
5,279
4,198
1,081
14,780
11,664
3,116
35,895
27,806
8,089
12,852
4,124
8,728
20,594
9,688
10,906
23,920
21,488
2,432
7,884
6,474
1,410
29,435
22,899
6,536
71,713
22,955
48,758
4,657
3,429
1,228
3,881
3,241
640
7,761
6,676
1,085
2,639
2,566
73
3,104
3,047
57
1,087
510
577
53,675
42,527
11,148
40,482
32,304
8,178
38,648
30,668
7,980
13,874
5,979
7,895
12,906
5,991
6,915
19,520
10,798
8,722
67,299
37,302
29,997
55,072
30,699
24,373
42,978
24,184
18,794
84,610
47,565
37,045
49,229
27,843
21,386
17,554
8,991
8,563
54,417
30,431
23,986
163,224
166,661
-3,437
24,595
25,113
-518
56,253
56,603
-350
69,574
70,302
-728
56,715
58,099
-1,384
1,687
1,667
20
63,124
60,962
2,162
10,354
10,639
-285
4,449
4,566
-117
44,804
43,807
997
68,461
29,043
39,418
27,492
6,206
21,286
3,357
1,890
1,467
132,403
74,546
57,857
103,874
71,129
32,745
9,014
6,172
2,842
21,908
15,948
5,960
26,171
21,961
4,210
16,045
13,464
2,581
96,153
32,147
64,006
76,052
42,418
33,634
19,599
13,226
6,373
6,965
5,864
1,101
30,194
23,021
7,173
35,452
11,726
23,726
34,195
34,599
-404
1,281
1,289
-8
69,193
69,936
-743
57,703
66,431
-8,728
5,246
6,039
-793
5,295
4,855
440
6,777
3,696
3,081
15,248
8,317
6,931
15,430
16,675
-1,245
9,144
9,881
-737
5,143
5,558
-415
7,462
7,475
-13
45,543
45,623
-80
29,845
33,857
-4,012
5,900
3,255
2,645
41,595
20,846
20,749
28,360
25,316
3,044
19,488
10,861
8,627
4,142
4,058
84
48,818
47,832
986
31,201
19,194
12,007
56,475
53,885
2,590
18,685
18,826
-141
15,850
15,908
-58
15,142
14,059
1,083
12,342
11,459
883
7,194
6,235
959
34,487
26,477
8,010
12,645
8,346
4,299
84,140
79,733
4,407
23,787
25,555
-1,768
7,806
8,387
-581
6,267
6,002
265
13,694
13,172
522
15,551
14,810
741
7,981
7,508
473
20,521
19,306
1,215
5,734
4,270
1,464
40,708
29,808
10,900
13,791
8,833
4,958
565
459
106
27,825
22,644
5,181
71,517
30,214
41,303
48,124
53,061
-4,937
21,048
13,153
7,895
7,577
7,341
236
55,985
21,161
34,824
9,444
8,260
1,184
26,089
17,371
8,718
10,625
8,738
1,887
15,998
14,666
1,332
21,772
19,959
1,813
39
32
7
34
33
1
95,596
91,033
4,563
7,607
7,501
106
483,604
497,723
-14,119
65,626
67,542
-1,916
488,889
472,637
16,252
4,316
4,098
218
37,966
37,708
258
2,202
2,184
18
43,163
41,588
1,575
87,207
84,219
2,988
35,676
34,444
1,232
6,166
5,645
521
190,711
187,922
2,789
35,235
34,720
515
53,117
49,635
3,482
203,484
199,482
4,002
355,436
347,091
8,345
174,855
166,957
7,898
8,721
8,327
394
17,385
17,241
144
415,208
412,694
2,514
15,363
15,234
129
3,234
3,175
59
115,708
115,663
45
91,774
90,730
1,044
54,579
54,011
568
137,055
135,391
1,664
124,926
120,662
4,264
37,599
36,316
1,283
5,822
5,706
116
446,742
441,779
4,963
6,064
6,039
25
21,832
21,522
310
443,912
437,388
6,524
39,135
38,560
575
18,685
17,128
1,557
9,298
8,635
663
35,237
12,831
22,406
26,485
6,765
19,720
5,457
4,982
475
2,012
613
1,399
17,743
5,407
12,336
210,901
50,669
160,232
32,225
13,705
18,520
36,621
25,762
10,859
34,854
7,701
27,153
8,046
6,862
1,184
42,539
29,778
12,761
30,656
28,893
1,763
54,476
19,767
34,709
7,533
1,939
5,594
914
835
79
13,792
12,600
1,192
4,329
1,827
2,502
48,160
20,329
27,831
25,333
17,992
7,341
11,826
10,250
1,576
990
858
132
28,155
24,327
3,828
29,363
20,615
8,748
7,120
6,725
395
44,217
41,864
2,353
11,532
4,161
7,371
16,337
7,855
8,482
9,403
8,556
847
63,322
26,725
36,597
10,392
9,106
1,286
74,823
52,569
22,254
8,314
7,539
775
32,291
25,540
6,751
6,557
4,478
2,079
15,572
10,280
5,292
65,565
45,812
19,753
57,004
53,349
3,655
31,036
29,140
1,896
6,055
4,336
1,719
184,675
132,252
52,423
42,384
27,905
14,479
22,706
14,949
7,757
2,171
1,747
424
293,068
235,861
57,207
48,811
22,063
26,748
8,804
7,212
1,592
87,745
71,881
15,864
5,869
3,801
2,068
358,655
105,496
253,159
24,690
7,499
17,191
119,301
78,788
40,513
78,585
73,667
4,918
25,545
23,947
1,598
94,069
92,139
1,930
39,121
38,011
1,110
115,875
75,572
40,303
137,466
26,283
111,183
123,625
51,944
71,681
19,865
8,353
11,512
17,742
11,099
6,643
170,318
126,402
43,916
90,188
19,558
70,630
17,076
3,703
13,373
23,569
11,416
12,153
164,581
41,040
123,541
83,695
79,613
4,082
167
160
7
228
215
13
12,228
12,115
113
7,823
7,735
88
15,721
15,573
148
6,152
5,953
199
1,443
1,383
60
7,595
7,278
317
7,625
7,169
456
12,228
12,147
81
7,747
7,607
140
20,278
19,808
470
2,203
2,092
111
37,443
35,570
1,873
4,329
4,106
223
25,183
24,488
695
192,468
186,775
5,693
58,010
52,041
5,969
809
756
53
9,144
8,953
191
22,485
22,144
341
749
661
88
14,690
12,951
1,739
87,240
84,054
3,186
5,396
5,199
197
11,932
11,200
732
28,540
28,246
294
24,883
24,065
818
145,250
137,595
7,655
330
307
23
52,764
49,101
3,663
4,797
4,784
13
220,963
206,822
14,141
5,884
5,360
524
247,766
215,513
32,253
1,700
1,548
152
52,953
49,023
3,930
42,493
39,224
3,269
14,382
12,843
1,539
150,359
131,488
18,871
22,881
20,009
2,872
37,917
34,956
2,961
8,499
7,835
664
16,736
14,860
1,876
247,635
245,822
1,813
47,069
43,740
3,329
654
590
64
159,512
148,800
10,712
60,144
54,765
5,379
27,718
24,526
3,192
696,020
679,037
16,983
353
347
6
18,108
18,158
-50
13,250
13,126
124
26,941
26,955
-14
10,600
10,329
271
1,767
1,722
45
119,688
113,910
5,778
8,833
8,407
426
9,098
8,894
204
51,674
51,712
-38
25,263
25,271
-8
442
436
6
49,907
48,600
1,307
3,003
2,925
78
477,403
479,701
-2,298
4,132
4,027
105
2,719
2,706
13
137,675
136,708
967
132,672
130,476
2,196
75,580
74,478
1,102
191,940
189,062
2,878
58,180
58,626
-446
79,930
76,290
3,640
14,137
13,494
643
44,369
43,089
1,280
36,974
36,437
537
843,991
842,146
1,845
321,350
326,088
-4,738
5,437
5,330
107
324,612
328,075
-3,463
319,718
313,126
6,592
17,073
16,721
352
77,211
76,645
566
96,805
82,552
14,253
41,508
35,396
6,112
66,639
60,624
6,015
14,554
13,252
1,302
42,789
20,579
22,210
109,592
52,723
56,869
271,630
82,139
189,491
117,510
105,771
11,739
110,790
46,711
64,079
4,694
4,124
570
67,637
59,429
8,208
3,611
3,177
434
23,228
20,440
2,788
2,125
2,102
23
86,659
86,524
135
35,615
35,608
7
1,138,757
1,130,452
8,305
90,757
90,095
662
114,098
80,556
33,542
15,479
10,383
5,096
79,015
53,001
26,014
24,105
5,281
18,824
129,898
28,458
101,440
113,442
97,606
15,836
110,326
93,712
16,614
17,232
8,171
9,061
113,399
53,771
59,628
228,931
226,457
2,474
683,435
677,507
5,928
452,111
451,330
781
1,249,819
1,241,903
7,916
1,241
150
1,091
163,188
19,672
143,516
2,089
1,415
674
104,321
70,663
33,658
91,397
66,509
24,888
20,311
15,125
5,186
44,302
35,004
9,298
4,865
4,435
430
733
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
50,372
b
14,140
c
3,912
d
50,429
e
2,298
46,348
-1,019
86,986
685
59,228
1,069
-1,045
-2,254
-45
-62
-144
-217
3,616
25,244
343,620
2,960
72,102
31,046
16,604
-2
15,365
3,962
2,560
8,075
-2,061
112
-10,387
-25,888
-5,233
150
9,022
-33,522
60,048
-246
951
-1,808
-27,530
32,822
3,619
39,504
47,917
12,239
-1,072
25,423
12,332
85,321
16,370
7,140
25,235
8,435
31,723
4,866
1,042
5,494
10,531
11,445
16,678
2,009
32,617
37,494
36,792
117,609
6,112
-159
-792
54
-97
-53
1,147
-14
-345
7
110
-24
-12
-36
-28
51
-5
-200
-6
-89
-23
-57
21
157
513
858
30
-50
-970
-15
-52
179
257
-9
74
448
62
-22
-216
-448
-160
-1,758
-26
10
-9
-8
-8
-5
-17
-295
-11
-158
-2
-914
-58
-29
-102
-307
-156
161
-10
1,573
41
-265
-43
-25
-315
-38
4
-383
279
14
-34
9
731
205
573
45
86
46
-9
934
-6
509
66
1,190
161
-18
128
54
27
5
17
100
10
-64
-18
-70
-151
957
28
580
850
3
337
1,410
4,841
37,485
8,595
271
-54
339
2,407
1,081
3,116
8,089
8,728
10,906
2,432
1,410
6,536
48,758
1,228
640
1,085
73
57
577
11,148
8,178
7,980
7,895
6,915
8,722
29,997
24,373
18,794
37,045
21,386
8,563
23,986
-3,437
-518
-350
-728
-1,384
20
2,162
-285
-117
997
39,418
21,286
1,467
57,857
32,745
2,842
5,960
4,210
2,581
64,006
33,634
6,373
1,101
7,173
23,726
-404
-8
-743
-8,728
-793
440
3,081
6,931
-1,245
-737
-415
-13
-80
-4,012
2,645
20,749
3,044
8,627
84
986
12,007
2,590
-141
-58
1,083
883
959
8,010
4,299
4,407
-1,768
-581
265
522
741
473
1,215
1,464
10,900
4,958
106
5,181
41,303
-4,937
7,895
236
34,824
1,184
8,718
1,887
1,332
1,813
7
1
4,563
106
-14,119
-1,916
16,252
218
258
18
1,575
2,988
1,232
521
2,789
515
3,482
4,002
8,345
7,898
394
144
2,514
129
59
45
1,044
568
1,664
4,264
1,283
116
4,963
25
310
6,524
575
1,557
663
22,406
19,720
475
1,399
12,336
160,232
18,520
10,859
27,153
1,184
12,761
1,763
34,709
5,594
79
1,192
2,502
27,831
7,341
1,576
132
3,828
8,748
395
2,353
7,371
8,482
847
36,597
1,286
22,254
775
6,751
2,079
5,292
19,753
3,655
1,896
1,719
52,423
14,479
7,757
424
57,207
26,748
1,592
15,864
2,068
253,159
17,191
40,513
4,918
1,598
1,930
1,110
40,303
111,183
71,681
11,512
6,643
43,916
70,630
13,373
12,153
123,541
4,082
7
13
113
88
148
199
60
317
456
81
140
470
111
1,873
223
695
5,693
5,969
53
191
341
88
1,739
3,186
197
732
294
818
7,655
23
3,663
13
14,141
524
32,253
152
3,930
3,269
1,539
18,871
2,872
2,961
664
1,876
1,813
3,329
64
10,712
5,379
3,192
16,983
6
-50
124
-14
271
45
5,778
426
204
-38
-8
6
1,307
78
-2,298
105
13
967
2,196
1,102
2,878
-446
3,640
643
1,280
537
1,845
-4,738
107
-3,463
6,592
352
566
14,253
6,112
6,015
1,302
22,210
56,869
189,491
11,739
64,079
570
8,208
434
2,788
23
135
7
8,305
662
33,542
5,096
26,014
18,824
101,440
15,836
16,614
9,061
59,628
2,474
5,928
781
7,916
1,091
143,516
674
33,658
24,888
5,186
9,298
430
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
4,966,805
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,497,364
27,648,128
0.054158
2017
1,289,963
24,622,796
0.052389
2016
1,238,537
23,304,282
0.053146
2015
665,779
13,694,146
0.048618
2014
511,399
11,451,685
0.044657
2
Total
of line 1, column (d)
.....................
2
0.252968
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.050594
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
30,921,165
5
Multiply line 4 by line 3
......................
5
1,564,425
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
55,138
7
Add lines 5 and 6
........................
7
1,619,563
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,404,096
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
110,276
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
110,276
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
110,276
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
66,582
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
66,582
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
43,694
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
WA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(609) 274-6834
Located at
114 W 47TH ST NY8-114-08-08
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
2
215,698
114 W47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
30,815,937
b
Average of monthly cash balances
.......................
1b
576,109
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
31,392,046
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
31,392,046
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
470,881
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
30,921,165
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,546,058
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,546,058
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
110,276
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
110,276
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,435,782
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,435,782
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,435,782
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,404,096
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,404,096
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,404,096
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,435,782
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
232,835
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,404,096
a
Applied to 2018, but not more than line 2a
232,835
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,171,261
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
264,521
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
HUMANE SOCIETY OF TACOMA
2608 CENTER ST
TACOMA
,
WA
98409
NONE
PC
GENERAL OPERATING
254,932
POINT DEFIANCE ZOOLOGICAL SOCIETY
5400 N PEARL
TACOMA
,
WA
98407
NONE
PC
GENERAL OPERATING
254,930
HUMANE SOCIETY OF SEATTLE-KING CO
13212 SE EASTGATE WAY
BELLEVUE
,
WA
98005
NONE
PC
GENERAL OPERATING
254,930
PROGRESSIVE ANIMAL WELFARE SOCIETY
15305 44TH AVE W
LYNNWOOD
,
WA
98087
NONE
PC
GENERAL OPERATING
254,930
WOODLAND PARK ZOO
5500 PHINNEY AVE N
SEATTLE
,
WA
98103
NONE
PC
GENERAL OPERTING
254,930
Total
.................................
3a
1,274,652
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
647,199
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
4,966,805
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
7,080
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
5,621,084
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
5,621,084
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description