-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE JOHN AND MARGARET A KRUPA CHARITABLE FDN
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
65-6223528
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
520,572
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
350,000
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
10,549
10,402
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
20,614
b
Gross sales price for all assets on line 6a
280,671
7
Capital gain net income (from Part IV, line 2)
...
20,614
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
736
12
Total.
Add lines 1 through 11
........
381,899
31,016
13
Compensation of officers, directors, trustees, etc.
7,881
3,153
4,729
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
704
224
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
48
48
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
8,633
3,425
0
4,729
25
Contributions, gifts, grants paid
.......
350,000
350,000
26
Total expenses and disbursements.
Add lines 24 and 25
358,633
3,425
0
354,729
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
23,266
b
Net investment income
(if negative, enter -0-)
27,591
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
120
132
132
2
Savings and temporary cash investments
.........
14,315
11,205
11,205
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
294,486
316,299
381,145
c
Investments—corporate bonds (attach schedule)
.......
120,515
122,581
125,412
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
2,384
2,678
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
429,436
452,601
520,572
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
429,436
452,601
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
429,436
452,601
30
Total liabilities and net assets/fund balances
(see instructions)
.
429,436
452,601
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
429,436
2
Enter amount from Part I, line 27a
.....................
2
23,266
3
Other increases not included in line 2 (itemize)
3
54
4
Add lines 1, 2, and 3
..........................
4
452,756
5
Decreases not included in line 2 (itemize)
5
155
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
452,601
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
2. BECTON DICKINSON AND CO
2018-01-12
2019-01-04
b
5. ORIX CORP
2016-09-28
2019-01-04
c
1. ALIGN TECHNOLOGY INC
2018-10-26
2019-01-07
d
3. ORIX CORP
2017-10-16
2019-01-07
e
2. UNITEDHEALTH GROUP INC
2016-12-01
2019-01-07
20. VERIZON COMMUNICATIONS INC
2016-09-13
2019-01-07
1. ORIX CORP
2018-01-24
2019-01-08
1. ORIX CORP
2017-10-16
2019-01-08
10. BOOZ ALLEN HAMILTON HOLDING CORP
2016-09-13
2019-01-09
1. ORIX CORP
2018-05-16
2019-01-09
1. ORIX CORP
2018-05-18
2019-01-09
1. ORIX CORP
2018-05-22
2019-01-09
1. ORIX CORP
2018-05-15
2019-01-09
1000. U.S. TREASURY NOTE
2018-01-23
2019-01-09
1000. U.S. TREASURY NOTE
2018-01-23
2019-01-09
1. APPLE INC
2017-07-25
2019-01-10
3. APPLE INC
2017-07-24
2019-01-10
4. BOOZ ALLEN HAMILTON HOLDING CORP
2016-09-13
2019-01-10
2. ORIX CORP
2018-11-15
2019-01-10
1. ORIX CORP
2018-05-22
2019-01-10
1. ILLUMINA INC
2018-07-10
2019-01-11
26. INFRAREIT INC
2016-11-25
2019-01-11
10. INFRAREIT INC
2016-11-25
2019-01-14
2000. U.S. TREASURY NOTE
2018-01-30
2019-01-14
1000. U.S. TREASURY NOTE
2018-09-28
2019-01-14
1. GARRETT MOTION INC
2016-11-30
2019-01-15
2. RESIDEO TECHNOLOGIES INC
2016-11-30
2019-01-15
9. ENTERGY CORP
2016-09-13
2019-01-17
9. V F CORPORATION COM
2017-11-24
2019-01-17
4. V F CORPORATION COM
2017-11-27
2019-01-17
6. ENTERGY CORP
2016-09-13
2019-01-18
18. INFRAREIT INC
2016-11-25
2019-01-22
1. INFRAREIT INC
2018-07-30
2019-01-23
10. INFRAREIT INC
2017-11-14
2019-01-23
5. INFRAREIT INC
2016-11-25
2019-01-23
18. ITAU UNIBANCO HOLDING SA
2018-06-13
2019-01-23
5. KAO CORP SHS ADR
2018-11-15
2019-01-23
65. KAO CORP SHS ADR
2016-09-13
2019-01-23
1. KAO CORP SHS ADR
2018-07-30
2019-01-23
2. PRUDENTIAL PLC ADR
2016-09-13
2019-01-23
11. PRUDENTIAL PLC ADR
2016-09-13
2019-01-24
16.71 FNMA PAS3154 04%2044
2019-01-25
2019-01-25
6.12 FNMA PMA3058 04%2047
2019-01-25
2019-01-25
7. TEXAS INSTRUMENTS INC
2016-10-07
2019-01-25
16. QUALCOMM INC
2018-09-12
2019-01-31
5. QUALCOMM INC
2018-11-12
2019-01-31
3000. U.S. TREASURY NOTE
2014-11-26
2019-01-31
2000. U.S. TREASURY NOTE
2018-11-21
2019-02-01
6. TEXAS INSTRUMENTS INC
2016-10-07
2019-02-06
3. UNILEVER NV
2017-08-03
2019-02-06
5. UNILEVER NV
2017-04-07
2019-02-06
8. UNILEVER NV
2016-09-13
2019-02-06
1. ELI LILLY & CO
2018-09-07
2019-02-08
11. ELI LILLY & CO
2018-07-03
2019-02-08
3. ELI LILLY & CO
2018-07-02
2019-02-08
6. ELI LILLY & CO
2018-06-20
2019-02-08
25. AT&T INC
2016-09-13
2019-02-11
2000. ANHEUSER-BUSCH INBEV FIN
2016-01-14
2019-02-11
8. ASTRAZENECA PLC SPONS ADR
2017-07-12
2019-02-14
1. ASTRAZENECA PLC SPONS ADR
2017-08-04
2019-02-14
13. ASTRAZENECA PLC SPONS ADR
2017-08-03
2019-02-14
6. CAE INC
2016-09-13
2019-02-15
11. SONOCO PRODUCTS CO
2018-04-02
2019-02-15
1. SONOCO PRODUCTS CO
2018-04-26
2019-02-15
2. SONOCO PRODUCTS CO
2018-03-29
2019-02-15
6. ORION ENGINEERED CARBONS
2018-02-15
2019-02-15
12. CAE INC
2016-09-13
2019-02-19
2. UNITEDHEALTH GROUP INC
2016-12-01
2019-02-19
2. UNITEDHEALTH GROUP INC
2016-12-01
2019-02-19
3. ORION ENGINEERED CARBONS
2018-02-15
2019-02-19
18. ORION ENGINEERED CARBONS
2018-02-16
2019-02-19
14. ORION ENGINEERED CARBONS
2018-09-06
2019-02-19
8. ORION ENGINEERED CARBONS
2018-09-07
2019-02-19
29. CAE INC
2016-09-13
2019-02-20
14. ORION ENGINEERED CARBONS
2018-11-15
2019-02-20
18. ABBOTT LABORATORIES
2018-01-29
2019-02-21
9. CAE INC
2016-09-13
2019-02-21
1. ENTERGY CORP
2018-07-30
2019-02-21
11. ENTERGY CORP
2016-09-13
2019-02-21
8. QUANTA SERVICES INC
2016-12-08
2019-02-21
13. ROYAL DUTCH SHELL PLC
2016-09-13
2019-02-21
9. CAE INC
2016-09-13
2019-02-22
2. CAE INC
2017-08-04
2019-02-22
8. CAE INC
2017-11-14
2019-02-22
6. QUANTA SERVICES INC
2016-12-08
2019-02-22
1. QUANTA SERVICES INC
2016-12-08
2019-02-22
6. ROYAL DUTCH SHELL PLC
2016-09-13
2019-02-22
2. CARTER S INC
2018-06-20
2019-02-25
7. CARTER S INC
2017-01-13
2019-02-25
6.3 FNMA PAS3154 04%2044
2019-02-25
2019-02-25
6.02 FNMA PMA3058 04%2047
2019-02-25
2019-02-25
1. QUANTA SERVICES INC
2017-07-10
2019-02-25
3. QUANTA SERVICES INC
2016-12-08
2019-02-25
1. QUANTA SERVICES INC
2016-12-08
2019-02-25
20. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2016-09-13
2019-02-25
8. SONOCO PRODUCTS CO
2018-04-26
2019-02-25
4. QUANTA SERVICES INC
2017-07-11
2019-02-26
2. QUANTA SERVICES INC
2017-07-10
2019-02-26
8. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2016-09-13
2019-02-26
5. SONOCO PRODUCTS CO
2018-04-26
2019-02-26
1. QUANTA SERVICES INC
2017-07-11
2019-02-27
2000. U.S. TREASURY NOTE
2018-03-22
2019-02-28
6. LAS VEGAS SANDS CORP
2017-06-01
2019-03-01
3. ELI LILLY & CO
2018-09-07
2019-03-01
3. UNILEVER NV
2017-08-03
2019-03-01
4. UNILEVER NV
2018-01-23
2019-03-01
6. UNILEVER NV
2018-05-30
2019-03-01
4. UNILEVER NV
2018-07-20
2019-03-01
6. VERSUM MATERIALS INC
2018-11-15
2019-03-01
1. VERSUM MATERIALS INC
2018-07-30
2019-03-01
3. VERSUM MATERIALS INC
2017-11-14
2019-03-01
35. VERSUM MATERIALS INC
2017-04-20
2019-03-01
8. CHILDREN S PLACE INC/THE
2019-02-25
2019-03-04
1. LAS VEGAS SANDS CORP
2018-06-26
2019-03-04
2. LAS VEGAS SANDS CORP
2018-06-26
2019-03-04
4. LAS VEGAS SANDS CORP
2017-09-11
2019-03-04
2. UNILEVER NV
2018-07-20
2019-03-04
4. UNILEVER NV
2018-11-15
2019-03-04
3. UNILEVER NV
2018-12-24
2019-03-04
1. WELLCARE HEALTH PLANS
2017-11-28
2019-03-05
1. WELLCARE HEALTH PLANS
2017-12-06
2019-03-14
1. WELLCARE HEALTH PLANS
2017-12-05
2019-03-14
1. WELLCARE HEALTH PLANS
2017-11-29
2019-03-14
1. WELLCARE HEALTH PLANS
2018-04-19
2019-03-15
10. ITT INC
2016-09-13
2019-03-20
6. NEENAH INC
2016-09-13
2019-03-20
2. AMERIPRISE FINANCIAL INC
2017-01-09
2019-03-21
1. AMERIPRISE FINANCIAL INC
2017-01-06
2019-03-21
17. ITT INC
2016-09-13
2019-03-21
2. MONSTER BEVERAGE SHS
2017-07-11
2019-03-21
8. MONSTER BEVERAGE SHS
2018-11-13
2019-03-21
5. MONSTER BEVERAGE SHS
2017-11-10
2019-03-21
3. MONSTER BEVERAGE SHS
2017-07-10
2019-03-21
1. NEENAH INC
2017-03-15
2019-03-21
2. NEENAH INC
2016-09-13
2019-03-21
15. ABBOTT LABORATORIES
2018-01-29
2019-03-22
1. BIOGEN IDEC INC
2017-10-13
2019-03-22
1. BIOGEN IDEC INC
2017-09-13
2019-03-22
1. BIOGEN IDEC INC
2017-09-07
2019-03-22
2. NEENAH INC
2017-03-16
2019-03-22
9. UNITED TECHNOLOGIES CORP
2016-09-13
2019-03-22
17.68 FNMA PAS3154 04%2044
2019-03-25
2019-03-25
6.89 FNMA PMA3058 04%2047
2019-03-25
2019-03-25
1. NEENAH INC
2017-11-14
2019-03-25
5. NEENAH INC
2017-03-16
2019-03-25
3. NEENAH INC
2018-11-15
2019-03-25
3. DIAGEO PLC SPON ADR NEW
2016-09-13
2019-03-27
4. ANTHEM INC
2017-12-13
2019-03-28
2. HP INC
2017-11-14
2019-03-28
1. HP INC
2019-03-19
2019-03-28
2. HP INC
2017-08-04
2019-03-28
45. HP INC
2017-05-09
2019-03-28
48. HP INC
2017-05-08
2019-03-28
2. UNITEDHEALTH GROUP INC
2016-12-01
2019-04-01
44. FERGUSON PLC
2018-12-07
2019-04-05
19. FERGUSON PLC
2018-11-15
2019-04-05
31. FERGUSON PLC
2018-10-09
2019-04-05
2. FERGUSON PLC
2018-07-30
2019-04-05
52. FERGUSON PLC
2018-05-15
2019-04-05
102. FERGUSON PLC
2018-03-28
2019-04-05
9. ASTRAZENECA PLC SPONS ADR
2017-09-08
2019-04-10
3. ASTRAZENECA PLC SPONS ADR
2017-08-04
2019-04-10
10. BOOZ ALLEN HAMILTON HOLDING CORP
2016-09-13
2019-04-10
5. BOOZ ALLEN HAMILTON HOLDING CORP
2017-11-14
2019-04-10
3. UNITEDHEALTH GROUP INC
2016-12-01
2019-04-10
1. UNITEDHEALTH GROUP INC
2018-10-04
2019-04-11
1. UNITEDHEALTH GROUP INC
2016-12-01
2019-04-11
3. UNITEDHEALTH GROUP INC
2016-12-01
2019-04-11
3. CABOT CORP
2019-02-21
2019-04-12
5. CABOT CORP
2019-02-20
2019-04-12
5. CABOT CORP
2019-02-19
2019-04-12
4. CABOT CORP
2019-02-15
2019-04-12
1. UNIVERSAL FOREST PRODUCTS INC
2018-02-15
2019-04-12
6. UNIVERSAL FOREST PRODUCTS INC
2018-02-16
2019-04-12
5. UNIVERSAL FOREST PRODUCTS INC
2018-02-20
2019-04-12
1. BRIGHTSPHERE INVESTMENT
2017-11-09
2019-04-12
1. BRIGHTSPHERE INVESTMENT
2017-11-10
2019-04-12
4. UNIVERSAL FOREST PRODUCTS INC
2018-02-20
2019-04-15
6. BRIGHTSPHERE INVESTMENT
2017-11-10
2019-04-15
2. BRIGHTSPHERE INVESTMENT
2017-11-13
2019-04-15
9. QIAGEN NV REG SHS
2018-05-03
2019-04-15
1. UNIVERSAL FOREST PRODUCTS INC
2018-02-21
2019-04-16
3. UNIVERSAL FOREST PRODUCTS INC
2018-02-20
2019-04-16
13. BRIGHTSPHERE INVESTMENT
2017-11-13
2019-04-16
4. BRIGHTSPHERE INVESTMENT
2017-11-14
2019-04-16
1. ANTHEM INC
2017-12-13
2019-04-17
2. ANTHEM INC
2017-12-13
2019-04-17
1. ANTHEM INC
2017-12-13
2019-04-17
1. CHIPOTLE MEXICAN GRILL
2018-03-22
2019-04-17
2000. JOHN DEERE CAPITAL CORP
2018-03-19
2019-04-17
1. GRUBHUB INC SHS
2018-10-10
2019-04-17
3. GRUBHUB INC SHS
2018-10-09
2019-04-17
6. UNIVERSAL FOREST PRODUCTS INC
2018-02-21
2019-04-17
1. BRIGHTSPHERE INVESTMENT
2017-11-14
2019-04-17
7. BRIGHTSPHERE INVESTMENT
2018-02-15
2019-04-17
3. GRUBHUB INC SHS
2018-10-10
2019-04-18
2. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2017-06-22
2019-04-18
1. UNIVERSAL FOREST PRODUCTS INC
2018-02-21
2019-04-18
2. UNIVERSAL FOREST PRODUCTS INC
2018-02-22
2019-04-18
16. BRIGHTSPHERE INVESTMENT
2018-02-15
2019-04-18
2. BECTON DICKINSON AND CO
2018-04-16
2019-04-22
2. BECTON DICKINSON AND CO
2018-11-14
2019-04-22
2. ROGERS COMMUNICATIONS INC
2018-11-28
2019-04-22
6. ROGERS COMMUNICATIONS INC
2018-11-27
2019-04-22
4. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2017-06-22
2019-04-22
1. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2018-07-30
2019-04-22
5. BRIGHTSPHERE INVESTMENT
2018-02-15
2019-04-22
9. ROGERS COMMUNICATIONS INC
2018-11-28
2019-04-23
5. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2018-10-29
2019-04-23
6. BRIGHTSPHERE INVESTMENT
2018-02-15
2019-04-23
4. RIO TINTO PLC SPON ADR
2016-09-13
2019-04-24
2. ROGERS COMMUNICATIONS INC
2018-11-28
2019-04-24
4. ROGERS COMMUNICATIONS INC
2018-12-19
2019-04-24
7. ROGERS COMMUNICATIONS INC
2018-12-24
2019-04-24
4. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2018-11-15
2019-04-24
4. SCHWEITZER-MAUDUIT INTERNATIONAL INC
2018-10-29
2019-04-24
34.05 FNMA PAS3154 04%2044
2019-04-25
2019-04-25
7.47 FNMA PMA3058 04%2047
2019-04-25
2019-04-25
1. MAGNA INTERNATIONAL INC
2018-11-15
2019-04-26
10. MAGNA INTERNATIONAL INC
2017-02-24
2019-04-26
5. MAGNA INTERNATIONAL INC
2017-02-21
2019-04-26
.8 ALCON SA ACT NOM
2018-11-15
2019-04-26
19. CONAGRA BRANDS INC
2018-10-15
2019-04-29
5. KANSAS CITY SOUTHERN
2017-06-07
2019-04-29
3. CONAGRA BRANDS INC
2018-10-16
2019-04-30
4. CONAGRA BRANDS INC
2018-10-15
2019-04-30
3. NXP SEMICONDUCTORS N.V.
2018-10-02
2019-04-30
3. XILINX INC
2018-09-12
2019-05-02
1. ACTIVISION BLIZZARD INC
2018-10-03
2019-05-03
6. ACTIVISION BLIZZARD INC
2018-10-02
2019-05-03
10. ACTIVISION BLIZZARD INC
2017-11-08
2019-05-03
7. ACTIVISION BLIZZARD INC
2017-08-08
2019-05-03
10. WALT DISNEY CO/THE
2018-11-29
2019-05-03
6. AMGEN INC
2018-09-19
2019-05-08
6. AMGEN INC
2018-11-16
2019-05-08
1. RIO TINTO PLC SPON ADR
2018-11-15
2019-05-08
11. RIO TINTO PLC SPON ADR
2016-09-13
2019-05-08
6. BRIGHTSPHERE INVESTMENT
2018-02-15
2019-05-13
17. BRIGHTSPHERE INVESTMENT
2018-02-16
2019-05-14
7. BRIGHTSPHERE INVESTMENT
2018-08-27
2019-05-14
2. BRIGHTSPHERE INVESTMENT
2018-07-30
2019-05-14
4. INGREDION INC
2018-01-29
2019-05-15
2. INGREDION INC
2018-01-26
2019-05-15
2. INGREDION INC
2018-01-26
2019-05-15
1. INGREDION INC
2017-12-19
2019-05-15
13. BRIGHTSPHERE INVESTMENT
2018-08-27
2019-05-15
11. BRUNSWICK CORP/DE
2018-12-27
2019-05-16
1. BRIGHTSPHERE INVESTMENT
2018-08-27
2019-05-16
9. BRIGHTSPHERE INVESTMENT
2018-08-28
2019-05-16
5. BRUNSWICK CORP/DE
2018-12-28
2019-05-17
13. BRUNSWICK CORP/DE
2018-12-27
2019-05-17
3. OCCIDENTAL PETROLEUM CORP
2018-06-05
2019-05-22
8. OCCIDENTAL PETROLEUM CORP
2018-06-04
2019-05-22
11. SMC CORP/JAPAN
2019-05-07
2019-05-22
43. SMC CORP/JAPAN
2019-04-10
2019-05-22
1. ALIGN TECHNOLOGY INC
2018-10-26
2019-05-23
1. ALIGN TECHNOLOGY INC
2018-10-26
2019-05-23
1. CINTAS CORP
2018-02-26
2019-05-24
1. FLEETCOR TECHNOLOGIS INC
2018-04-20
2019-05-24
1. FLEETCOR TECHNOLOGIS INC
2018-04-24
2019-05-24
2. WAYFAIR INC
2017-10-05
2019-05-24
1. CINTAS CORP
2018-02-26
2019-05-28
1. CINTAS CORP
2018-02-26
2019-05-28
36.87 FNMA PAS3154 04%2044
2019-05-28
2019-05-28
10.38 FNMA PMA3058 04%2047
2019-05-28
2019-05-28
15. ENERPLUS CORP
2016-09-13
2019-05-30
24. GLAXOSMITHKLINE PLC
2018-08-15
2019-05-30
3. GLAXOSMITHKLINE PLC
2018-11-15
2019-05-30
8. WASHINGTON FEDERAL INC
2016-09-13
2019-05-30
1. LINDE PLC REG SHS
2017-10-27
2019-05-30
2. CARTER S INC
2018-11-15
2019-05-31
6. CARTER S INC
2018-06-20
2019-05-31
24. ENERPLUS CORP
2016-09-13
2019-05-31
19. FOOT LOCKER INC
2019-01-17
2019-05-31
2. LINDE PLC REG SHS
2017-10-30
2019-05-31
1. LINDE PLC REG SHS
2017-10-27
2019-05-31
3. LINDE PLC REG SHS
2017-10-30
2019-05-31
3. LINDE PLC REG SHS
2018-04-26
2019-05-31
1. LINDE PLC REG SHS
2018-04-26
2019-05-31
2. LINDE PLC REG SHS
2018-04-27
2019-05-31
1. ALPHABET INC SHS CL C
2016-09-13
2019-06-03
2000. U.S. TREASURY BILL
2019-04-30
2019-06-04
24. HOST HOTELS & RESORTS INC
2018-08-03
2019-06-05
36. HOST HOTELS & RESORTS INC
2018-08-02
2019-06-05
4. OCCIDENTAL PETROLEUM CORP
2018-11-15
2019-06-05
17. OCCIDENTAL PETROLEUM CORP
2018-06-05
2019-06-05
5. GREIF INC
2019-02-25
2019-06-06
12. GREIF INC
2019-02-26
2019-06-06
7. MAMMOTH ENERGY SERVICES INC
2019-04-29
2019-06-06
8. MAMMOTH ENERGY SERVICES INC
2018-11-15
2019-06-06
15. MAMMOTH ENERGY SERVICES INC
2018-07-23
2019-06-06
7. MAMMOTH ENERGY SERVICES INC
2018-07-20
2019-06-06
12. MAMMOTH ENERGY SERVICES INC
2019-04-30
2019-06-06
1. MAMMOTH ENERGY SERVICES INC
2019-03-19
2019-06-06
6. RAYTHEON CO
2016-08-26
2019-06-11
1. RAYTHEON CO
2016-06-24
2019-06-11
2. RAYTHEON CO
2018-06-26
2019-06-11
4. ENERPLUS CORP
2016-09-13
2019-06-13
2. ENERPLUS CORP
2018-01-23
2019-06-13
7. ENERPLUS CORP
2017-09-14
2019-06-13
20. ENERPLUS CORP
2017-09-15
2019-06-13
2. GREIF INC
2019-02-26
2019-06-14
1. CINTAS CORP
2018-02-26
2019-06-17
1. CINTAS CORP
2018-02-27
2019-06-18
1. CINTAS CORP
2018-02-27
2019-06-18
1. CINTAS CORP
2018-02-28
2019-06-18
4. ENERPLUS CORP
2018-01-23
2019-06-19
7. ENERPLUS CORP
2018-05-15
2019-06-19
1. RAYTHEON CO
2018-10-30
2019-06-21
6. RAYTHEON CO
2018-12-11
2019-06-21
2. RAYTHEON CO
2018-12-24
2019-06-21
1. RAYTHEON CO
2019-03-13
2019-06-21
25.62 FNMA PAS3154 04%2044
2019-06-25
2019-06-25
13.43 FNMA PMA3058 04%2047
2019-06-25
2019-06-25
1. CREDICORP LTD
2018-11-15
2019-06-25
3. CREDICORP LTD
2016-09-13
2019-06-25
2. CREDICORP LTD
2018-05-17
2019-06-25
24. BRISTOL-MYERS SQUIBB CO
2019-05-08
2019-06-27
5. CONAGRA BRANDS INC
2018-10-16
2019-06-27
10. CONAGRA BRANDS INC
2018-11-15
2019-06-27
35. CONAGRA BRANDS INC
2019-01-29
2019-06-27
29. CONAGRA BRANDS INC
2018-10-24
2019-06-27
4. COSTCO WHSL CORP NEW
2016-12-16
2019-06-28
6. INTERFACE INC
2017-05-22
2019-06-28
33. ROCHE HLDG LTD SPONSORED ADR
2019-02-11
2019-06-28
2000. U.S. TREASURY NOTE
2014-11-26
2019-06-28
2. COSTCO WHSL CORP NEW
2016-12-16
2019-07-01
7. INTERFACE INC
2017-05-23
2019-07-01
3. INTERFACE INC
2017-05-22
2019-07-01
6. RAYTHEON CO
2019-05-08
2019-07-01
3. BOSTON SCIENTIFIC CORP COM
2017-04-25
2019-07-02
6. BOSTON SCIENTIFIC CORP COM
2016-10-28
2019-07-02
1. COSTAR GROUP INC
2018-06-11
2019-07-02
2. EDWARDS LIFESCIENCES CORP
2018-03-02
2019-07-02
1. EDWARDS LIFESCIENCES CORP
2018-03-05
2019-07-02
3. EDWARDS LIFESCIENCES CORP
2018-03-06
2019-07-02
3. INTERFACE INC
2017-05-24
2019-07-02
1. INTERFACE INC
2017-05-23
2019-07-02
6. INTERFACE INC
2017-05-24
2019-07-03
9. INTERFACE INC
2017-05-24
2019-07-05
11. INTERNATIONAL PAPER CO
2016-09-13
2019-07-05
8. ROYAL DUTCH SHELL PLC
2016-09-13
2019-07-05
1. COSTAR GROUP INC
2018-06-12
2019-07-08
1. INTERNATIONAL PAPER CO
2018-07-30
2019-07-08
4. INTERNATIONAL PAPER CO
2017-11-14
2019-07-08
1. INTERNATIONAL PAPER CO
2017-08-04
2019-07-08
7. INTERNATIONAL PAPER CO
2016-09-13
2019-07-08
11. ROYAL DUTCH SHELL PLC
2016-09-13
2019-07-08
4000. U.S. TREASURY NOTE
2015-04-25
2019-07-08
7. BRUKER CORP
2018-12-27
2019-07-09
1. COSTAR GROUP INC
2018-06-12
2019-07-09
6. APPLE INC
2017-07-25
2019-07-10
3. BROADCOM INC
2016-09-13
2019-07-10
1. BROADCOM INC
2017-06-20
2019-07-10
31. CISCO SYSTEMS INC
2016-09-13
2019-07-11
3. FORTIVE CORP
2017-01-03
2019-07-11
2. FORTIVE CORP
2017-01-04
2019-07-11
5. FORTIVE CORP
2017-01-03
2019-07-11
6. INTERFACE INC
2017-05-24
2019-07-12
8. INTERFACE INC
2017-05-25
2019-07-12
11. INTERFACE INC
2017-05-26
2019-07-12
1. INTERFACE INC
2018-07-30
2019-07-12
12. INTERFACE INC
2018-10-29
2019-07-12
3. INTERFACE INC
2017-08-04
2019-07-12
1. ILLUMINA INC
2018-07-10
2019-07-15
1. ILLUMINA INC
2018-11-07
2019-07-15
1. ILLUMINA INC
2018-07-10
2019-07-15
7. INTERFACE INC
2018-10-29
2019-07-15
5. CITIZENS FINANCIAL GROUP INC
2017-10-20
2019-07-16
24. CITIZENS FINANCIAL GROUP INC
2017-10-23
2019-07-16
11. COMERICA INC
2018-07-31
2019-07-16
35. GENERAL MOTORS CO
2016-09-13
2019-07-16
3. INTERFACE INC
2018-10-29
2019-07-16
5. INTERFACE INC
2018-11-15
2019-07-16
16. MERCK AND CO INC SHS
2018-09-13
2019-07-16
19. MONDELEZ INTERNATIONAL INC
2018-03-02
2019-07-16
11. MONDELEZ INTERNATIONAL INC
2018-03-01
2019-07-16
9. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-07-17
5. FORTIVE CORP
2017-01-04
2019-07-18
9. KANSAS CITY SOUTHERN
2017-06-07
2019-07-18
3. FORTIVE CORP
2017-01-04
2019-07-19
12. QUEST DIAGNOSTICS INC
2016-09-13
2019-07-23
1. FORTIVE CORP
2017-04-12
2019-07-24
11.67 FNMA PAS3154 04%2044
2019-07-25
2019-07-25
12.8 FNMA PMA3058 04%2047
2019-07-25
2019-07-25
3. FORTIVE CORP
2017-12-20
2019-07-25
1. FORTIVE CORP
2017-12-19
2019-07-25
49. HOST HOTELS & RESORTS INC
2018-08-03
2019-07-29
13. HOST HOTELS & RESORTS INC
2018-11-15
2019-07-29
12. WAL MART STORES INC
2016-09-13
2019-07-29
10. WAL MART STORES INC
2016-09-13
2019-07-29
1. WAL MART STORES INC
2018-10-18
2019-07-29
1. APPLE INC
2017-08-28
2019-07-30
2. APPLE INC
2017-07-25
2019-07-30
3. FORTIVE CORP
2018-10-30
2019-07-30
8. MERCK AND CO INC SHS
2018-09-13
2019-07-30
2. FORTIVE CORP
2018-10-30
2019-07-31
30. ITAU UNIBANCO HOLDING SA
2018-12-24
2019-07-31
8. ITAU UNIBANCO HOLDING SA
2018-11-15
2019-07-31
40. ITAU UNIBANCO HOLDING SA
2018-08-22
2019-07-31
2. ITAU UNIBANCO HOLDING SA
2018-07-30
2019-07-31
22. ITAU UNIBANCO HOLDING SA
2018-06-13
2019-07-31
2000. U.S. TREASURY NOTE
2015-04-25
2019-07-31
1000. U.S. TRSY INFLATION NTE
2015-10-08
2019-07-31
3. AMERIPRISE FINANCIAL INC
2017-02-02
2019-08-01
3. APPLE INC
2017-08-28
2019-08-01
3. GREAT WESTERN BANCORP INC
2017-11-14
2019-08-01
12. GREAT WESTERN BANCORP INC
2018-09-06
2019-08-01
6. GREAT WESTERN BANCORP INC
2018-09-07
2019-08-01
15. GREAT WESTERN BANCORP INC
2016-09-13
2019-08-01
5. GREAT WESTERN BANCORP INC
2018-11-15
2019-08-01
1. GREAT WESTERN BANCORP INC
2017-08-04
2019-08-01
1. PVH CORP
2017-11-20
2019-08-01
1. PVH CORP
2017-11-17
2019-08-01
1. PVH CORP
2017-11-17
2019-08-01
18. TOTAL FINA ELF S.A. ADR
2018-08-24
2019-08-01
2. AMERIPRISE FINANCIAL INC
2018-09-14
2019-08-02
1. AMERIPRISE FINANCIAL INC
2017-09-29
2019-08-02
1. AMERIPRISE FINANCIAL INC
2017-09-28
2019-08-02
2. AMERIPRISE FINANCIAL INC
2017-02-02
2019-08-02
1. AMERIPRISE FINANCIAL INC
2017-02-02
2019-08-02
4. PVH CORP
2019-04-17
2019-08-02
3. PVH CORP
2017-11-20
2019-08-02
10. KLA-TENCOR CORP
2019-01-31
2019-08-05
1. TOTAL FINA ELF S.A. ADR
2018-08-24
2019-08-05
19. TOTAL FINA ELF S.A. ADR
2018-08-27
2019-08-05
3. TOTAL FINA ELF S.A. ADR
2018-11-15
2019-08-05
15. ALLSTATE CORP/THE
2017-11-17
2019-08-09
20. US BANCORP DEL
2016-09-08
2019-08-09
1. GRUPO AEROPORTUARIO DEL
2018-08-09
2019-08-12
1. GRUPO AEROPORTUARIO DEL
2018-08-08
2019-08-12
5. PFIZER INC
2016-11-30
2019-08-12
1. ANTHEM INC
2017-12-13
2019-08-13
6. CF INDS HLDGS INC
2019-04-17
2019-08-13
1. GRUPO AEROPORTUARIO DEL
2018-08-09
2019-08-13
1. GRUPO AEROPORTUARIO DEL
2018-08-13
2019-08-13
3. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-08-13
7. NEWMONT MINING CORP
2019-05-30
2019-08-13
16. PFIZER INC
2016-11-30
2019-08-13
7. PROGRESSIVE CORP/THE
2017-07-13
2019-08-13
1. PROGRESSIVE CORP/THE
2017-07-12
2019-08-13
5. PROGRESSIVE CORP/THE
2017-07-14
2019-08-13
3. PROGRESSIVE CORP/THE
2017-07-13
2019-08-13
7. PROGRESSIVE CORP/THE
2017-09-11
2019-08-14
8. PROGRESSIVE CORP/THE
2017-07-17
2019-08-14
3. PROGRESSIVE CORP/THE
2017-07-14
2019-08-14
1000. U.S. TREASURY NOTE
2019-06-04
2019-08-14
2. PRUDENTIAL PLC ADR
2016-09-13
2019-08-16
9. STMICROELECTRONICS NV
2019-05-06
2019-08-16
21. STMICROELECTRONICS NV
2019-05-02
2019-08-16
25. STMICROELECTRONICS NV
2019-05-03
2019-08-16
49. GENERAL ELECTRIC CO
2019-03-22
2019-08-19
26. METLIFE INC
2016-09-13
2019-08-19
3. PRUDENTIAL PLC ADR
2017-02-27
2019-08-19
3. PRUDENTIAL PLC ADR
2018-01-24
2019-08-19
1. PRUDENTIAL PLC ADR
2018-01-23
2019-08-19
3. PRUDENTIAL PLC ADR
2017-02-28
2019-08-19
3. PRUDENTIAL PLC ADR
2018-11-15
2019-08-19
14. PRUDENTIAL PLC ADR
2016-09-13
2019-08-19
6. ROYAL DUTCH SHELL PLC
2016-09-13
2019-08-19
6. STMICROELECTRONICS NV
2019-05-06
2019-08-19
2. VERIZON COMMUNICATIONS INC
2016-09-13
2019-08-19
9. VERIZON COMMUNICATIONS INC
2017-05-08
2019-08-19
8. VERIZON COMMUNICATIONS INC
2017-10-19
2019-08-19
23. VERIZON COMMUNICATIONS INC
2017-10-19
2019-08-19
18. SHIP FINANCE INTERNATIONAL LTD
2018-08-02
2019-08-19
1. SHIP FINANCE INTERNATIONAL LTD
2018-08-03
2019-08-19
39. SHIP FINANCE INTERNATIONAL LTD
2018-08-03
2019-08-20
6. SHIP FINANCE INTERNATIONAL LTD
2018-08-06
2019-08-20
2. TARGET CORP
2018-08-24
2019-08-21
5. TARGET CORP
2018-07-02
2019-08-21
10. TARGET CORP
2018-07-03
2019-08-21
7. MERCK AND CO INC SHS
2018-09-13
2019-08-23
39.16 FNMA PAS3154 04%2044
2019-08-26
2019-08-26
18.27 FNMA PMA3058 04%2047
2019-08-26
2019-08-26
2. VARIAN MED SYS INC
2019-01-07
2019-08-26
10. PHILIP MORRIS INTERNATIONAL INC
2019-02-21
2019-08-27
2. VARIAN MED SYS INC
2019-01-07
2019-08-27
2. VARIAN MED SYS INC
2019-01-07
2019-08-27
2. ZOETIS INC
2019-04-26
2019-08-27
7. FIRST AMERICAN FINANCIAL CORP
2016-11-17
2019-08-28
9. GENTEX CORP
2019-03-07
2019-08-28
2. LOCKHEED MARTIN CORP
2018-07-13
2019-08-28
3. MAXIMUS INC
2019-01-09
2019-08-28
1. VARIAN MED SYS INC
2019-01-11
2019-08-28
1. VARIAN MED SYS INC
2019-01-14
2019-08-28
2000. U.S. TREASURY NOTE
2018-07-31
2019-08-29
2. VARIAN MED SYS INC
2019-06-21
2019-08-29
2. ALIGN TECHNOLOGY INC
2018-10-26
2019-08-30
2. ALIGN TECHNOLOGY INC
2019-07-10
2019-08-30
1. ALIGN TECHNOLOGY INC
2019-07-10
2019-08-30
6. NEWMONT MINING CORP
2019-05-30
2019-08-30
4. NEWMONT MINING CORP
2019-05-31
2019-08-30
2. PALO ALTO NETWORKS INC
2018-03-06
2019-09-03
3. PALO ALTO NETWORKS INC
2018-03-07
2019-09-03
2. PALO ALTO NETWORKS INC
2018-04-11
2019-09-04
12. GENTEX CORP
2019-03-07
2019-09-05
10. QIAGEN NV REG SHS
2018-05-03
2019-09-05
8. QIAGEN NV REG SHS
2018-05-04
2019-09-05
6. QIAGEN NV REG SHS
2018-05-07
2019-09-05
1. QIAGEN NV REG SHS
2018-07-30
2019-09-06
4. QIAGEN NV REG SHS
2018-11-15
2019-09-06
3. PACKAGING CORP OF AMERICA
2019-07-05
2019-09-09
7. PACKAGING CORP OF AMERICA
2019-07-09
2019-09-10
2. PACKAGING CORP OF AMERICA
2019-07-08
2019-09-10
6. BIOMARIN PHARMACEUTICAL INC
2016-09-16
2019-09-11
12. TC ENERGY CORP
2019-02-21
2019-09-11
2. BIOMARIN PHARMACEUTICAL INC
2018-10-18
2019-09-12
1. BIOMARIN PHARMACEUTICAL INC
2017-05-02
2019-09-12
1. BIOMARIN PHARMACEUTICAL INC
2016-09-16
2019-09-12
1. FLEETCOR TECHNOLOGIS INC
2018-04-24
2019-09-12
11. TC ENERGY CORP
2019-02-22
2019-09-12
1. TC ENERGY CORP
2019-02-21
2019-09-12
4000. U.S. TREASURY NOTE
2015-07-24
2019-09-12
1. FLEETCOR TECHNOLOGIS INC
2018-04-27
2019-09-13
2. FLEETCOR TECHNOLOGIS INC
2018-05-07
2019-09-13
4. NESTLE S A SPONSORED ADR
2018-12-13
2019-09-13
1. ACCENTURE PLC SHS
2016-09-13
2019-09-13
4. CANADIAN NATIONAL RAILWAY CO
2016-09-13
2019-09-16
6. ENNIS INC
2016-09-13
2019-09-16
14. VEOLIA ENVIRONNEMENT SA
2017-03-22
2019-09-16
16. AIA GROUP LTD
2017-02-28
2019-09-17
3. CSL LTD SHS ADR
2018-05-11
2019-09-17
5. ENNIS INC
2016-09-13
2019-09-17
17. GENTEX CORP
2019-03-07
2019-09-17
1. CSL LTD SHS ADR
2018-05-11
2019-09-18
1. ENNIS INC
2016-09-13
2019-09-18
10. EXPERIAN GROUP LTD ADR
2019-01-23
2019-09-18
1. HOYA CORP
2019-01-23
2019-09-18
3. NOVARTIS AG SPNSRD ADR
2018-10-24
2019-09-18
2. SAP AKTIENGESELLSCHAFT ADR
2016-11-07
2019-09-18
1. TORONTO-DOMINION BANK/THE
2016-10-17
2019-09-18
22. COMPASS GROUP PLC
2016-09-13
2019-09-19
2. ENNIS INC
2016-09-13
2019-09-19
1. HUBSPOT INC
2017-06-09
2019-09-19
1. NETFLIX COM INC
2019-02-06
2019-09-19
6. NETFLIX COM INC
2019-01-07
2019-09-19
1. O'REILLY AUTOMOTIVE INC
2018-01-25
2019-09-19
3. ENNIS INC
2016-09-13
2019-09-20
1. HUBSPOT INC
2017-11-08
2019-09-20
17. ENNIS INC
2016-09-13
2019-09-23
5. CRANE CO
2016-09-13
2019-09-25
39.01 FNMA PAS3154 04%2044
2019-09-25
2019-09-25
20.54 FNMA PMA3058 04%2047
2019-09-25
2019-09-25
5. NEWMONT MINING CORP
2019-05-31
2019-09-25
6. CRANE CO
2016-09-13
2019-09-26
3. WALT DISNEY CO/THE
2018-12-14
2019-09-30
2. TERADATA CORP DEL
2016-09-13
2019-09-30
14. NEWMONT MINING CORP
2019-05-31
2019-10-01
3. NEWMONT MINING CORP
2019-05-31
2019-10-01
4. TERADATA CORP DEL
2016-09-13
2019-10-01
3. TERADATA CORP DEL
2016-09-13
2019-10-01
6. HDFC BANK LTD
2016-09-13
2019-10-02
5. ROYAL DUTCH SHELL PLC
2016-09-13
2019-10-02
11. TARGET CORP
2018-08-24
2019-10-02
4. TERADATA CORP DEL
2016-09-13
2019-10-02
7. TORONTO-DOMINION BANK/THE
2016-10-17
2019-10-02
1. NICE SYS LTD SPONSORED ADR
2018-09-26
2019-10-03
1. NICE SYS LTD SPONSORED ADR
2018-09-25
2019-10-03
5. NICE SYS LTD SPONSORED ADR
2018-09-27
2019-10-03
6. TERADATA CORP DEL
2017-02-10
2019-10-03
2. TERADATA CORP DEL
2017-02-10
2019-10-03
1. TERADATA CORP DEL
2017-02-13
2019-10-03
1. TERADATA CORP DEL
2016-09-13
2019-10-03
1. NEUROCRINE BIOSCIENCES INC
2017-03-30
2019-10-04
6. T-MOBILE US INC SHS
2017-01-10
2019-10-04
4. AMERICAN FINANCIAL GROUP INC/OH
2016-09-13
2019-10-07
6. ENNIS INC
2016-09-13
2019-10-07
3. NEUROCRINE BIOSCIENCES INC
2017-03-31
2019-10-07
3. AMERICAN FINANCIAL GROUP INC/OH
2016-09-13
2019-10-08
13. EAST WEST BANCORP INC
2016-12-21
2019-10-08
1. EAST WEST BANCORP INC
2018-11-15
2019-10-08
3. EAST WEST BANCORP INC
2019-03-04
2019-10-08
3. EAST WEST BANCORP INC
2019-08-28
2019-10-08
10. ENNIS INC
2016-09-13
2019-10-08
1. NEUROCRINE BIOSCIENCES INC
2017-03-31
2019-10-09
2. NEUROCRINE BIOSCIENCES INC
2017-05-01
2019-10-09
10. ROYAL DUTCH SHELL PLC
2016-09-13
2019-10-09
1000. ANHEUSER-BUSCH INBEV WOR
2019-02-13
2019-10-11
2000. MARSH & MCLENNAN COS INC
2019-01-09
2019-10-11
1. NATIONAL HEALTH INVESTORS INC
2018-05-22
2019-10-11
2000. VERIZON COMMUNICATIONS
2018-06-28
2019-10-11
2000. VISA INC
2015-12-10
2019-10-11
1. INGREDION INC
2018-01-29
2019-10-14
1. INGREDION INC
2017-12-19
2019-10-14
2. INGREDION INC
2018-01-26
2019-10-14
5. NATIONAL HEALTH INVESTORS INC
2018-05-23
2019-10-14
1. NATIONAL HEALTH INVESTORS INC
2018-05-22
2019-10-14
4. EATON CORP PLC
2016-11-10
2019-10-14
1. EATON CORP PLC
2016-11-10
2019-10-14
5. WALT DISNEY CO/THE
2018-12-14
2019-10-15
12. EATON CORP PLC
2016-11-10
2019-10-15
14. LEGAL & GENERAL PLC ADR
2019-04-11
2019-10-16
23. LEGAL & GENERAL PLC ADR
2019-01-17
2019-10-16
27. LEGAL & GENERAL PLC ADR
2018-11-28
2019-10-16
11. LEGAL & GENERAL PLC ADR
2018-11-29
2019-10-16
24. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-09-13
2019-10-16
5. COLGATE PALMOLIVE CO COM
2019-03-25
2019-10-17
3. PROCTER & GAMBLE CO/THE
2018-11-02
2019-10-17
7. EAST WEST BANCORP INC
2019-08-28
2019-10-18
7. EAST WEST BANCORP INC
2019-03-05
2019-10-18
5. EAST WEST BANCORP INC
2019-03-04
2019-10-18
1. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-10-22
1. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-10-22
1. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-10-23
1. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-23
2019-10-23
3. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-20
2019-10-23
37.43 FNMA PAS3154 04%2044
2019-10-25
2019-10-25
23.57 FNMA PMA3058 04%2047
2019-10-25
2019-10-25
3. INTERNATIONAL BUSINESS MACHINES CORP
2018-04-12
2019-10-28
3. INTERNATIONAL BUSINESS MACHINES CORP
2018-04-11
2019-10-28
2. INTERNATIONAL BUSINESS MACHINES CORP
2018-07-19
2019-10-29
10. INTERNATIONAL BUSINESS MACHINES CORP
2018-04-12
2019-10-29
5. UNITED TECHNOLOGIES CORP
2016-09-13
2019-10-29
5. COLGATE PALMOLIVE CO COM
2019-03-26
2019-11-04
1. COLGATE PALMOLIVE CO COM
2019-03-26
2019-11-04
5. COLGATE PALMOLIVE CO COM
2019-05-08
2019-11-04
3. COLGATE PALMOLIVE CO COM
2019-05-30
2019-11-04
1. COLGATE PALMOLIVE CO COM
2019-05-31
2019-11-04
4. COLGATE PALMOLIVE CO COM
2019-03-25
2019-11-04
3. T-MOBILE US INC SHS
2017-01-10
2019-11-04
1000. U.S. TRSY INFLATION NTE
2019-06-04
2019-11-05
1. WAYFAIR INC
2017-10-05
2019-11-05
4. WAYFAIR INC
2018-02-28
2019-11-05
1. WAYFAIR INC
2019-08-01
2019-11-05
1000. U.S. TREASURY NOTE
2015-07-24
2019-11-06
2. WAYFAIR INC
2019-08-01
2019-11-06
4. MONOLITHIC POWER SYSTEMS INC
2019-06-10
2019-11-07
2. EMCOR GROUP INC
2018-08-20
2019-11-08
2. EMCOR GROUP INC
2018-08-21
2019-11-08
2. EMCOR GROUP INC
2018-08-21
2019-11-11
7. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-11-14
2. MONOLITHIC POWER SYSTEMS INC
2019-06-10
2019-11-14
6. NATIONAL FUEL GAS COMPANY
2018-05-10
2019-11-14
5. RELIANCE STEEL & ALUMINUM CO
2019-07-01
2019-11-14
3. VALERO ENERGY CORP
2018-04-25
2019-11-14
5. VALERO ENERGY CORP
2018-04-26
2019-11-14
1. AIA GROUP LTD
2017-02-28
2019-11-15
10. AT&T INC
2016-09-13
2019-11-15
1. AGILENT TECHNOLOGIES INC
2019-07-23
2019-11-15
2. AIRBUS SE
2019-02-21
2019-11-15
1. APPLE INC
2017-08-28
2019-11-15
1. BOSTON SCIENTIFIC CORP COM
2017-04-25
2019-11-15
3. CABOT MICROELECTRONICS CORP
2019-03-20
2019-11-15
2. CAPGEMINI SE SHS ADR
2019-06-19
2019-11-15
1. CELANESE CORP DEL SER A
2018-11-26
2019-11-15
1. CITIGROUP INC
2015-02-06
2019-11-15
1. CURTISS-WRIGHT CORP
2019-02-15
2019-11-15
4. DANA INC
2019-09-05
2019-11-15
6. ENNIS INC
2016-09-13
2019-11-15
1. FIRST INDUSTRIAL REALTY TRUST INC
2019-06-28
2019-11-15
11. GENERAL ELECTRIC CO
2019-03-22
2019-11-15
2. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-11-15
1. HOULIHAN LOKEY INC
2016-09-13
2019-11-15
1. HOYA CORP
2019-01-23
2019-11-15
4. INTEL CORPORATION
2016-09-13
2019-11-15
3. J P MORGAN CHASE & CO
2016-11-16
2019-11-15
2. KBR INC
2019-10-07
2019-11-15
2. KANSAS CITY SOUTHERN
2017-06-07
2019-11-15
1. LVMH MOET HENNESSY LOUIS VUITTON SE
2019-05-30
2019-11-15
1. LAMB WESTON HOLDINGS INC
2019-05-15
2019-11-15
3. LAMB WESTON HOLDINGS INC
2019-05-15
2019-11-15
1. ELI LILLY & CO
2018-09-07
2019-11-15
1. MERCK AND CO INC SHS
2019-01-04
2019-11-15
2. MICROSOFT CORP COM
2016-11-18
2019-11-15
2. NATIONAL FUEL GAS COMPANY
2018-05-10
2019-11-15
18. NATIONAL FUEL GAS COMPANY
2018-05-11
2019-11-15
3. NATIONAL FUEL GAS COMPANY
2018-11-15
2019-11-15
1. NESTLE S A SPONSORED ADR
2018-12-13
2019-11-15
1. NOVARTIS AG SPNSRD ADR
2018-10-24
2019-11-15
1. PAYPAL HOLDINGS INC SHS
2017-07-27
2019-11-15
1. QUALCOMM INC
2018-11-12
2019-11-15
7. RELIANCE STEEL & ALUMINUM CO
2019-07-02
2019-11-15
2. SAFRAN SA-UNSPON ADR
2019-09-17
2019-11-15
1. T-MOBILE US INC SHS
2017-01-20
2019-11-15
2. TAIWAN SEMICONDUCTOR ADR
2016-09-13
2019-11-15
1. TORONTO-DOMINION BANK/THE
2016-10-17
2019-11-15
5. UNITED COMMUNITY BANKS INC/GA
2018-03-22
2019-11-15
7. UNIVERSAL FOREST PRODUCTS INC
2018-02-22
2019-11-15
2. VALERO ENERGY CORP
2018-04-26
2019-11-15
5. VALERO ENERGY CORP
2018-04-26
2019-11-15
1. VALERO ENERGY CORP
2018-04-27
2019-11-15
2. WAL-MART DE MEXICO SAB DE CV
2019-01-09
2019-11-15
1. WESTERN ALLIANCE BANCORP
2019-10-18
2019-11-15
1. EATON CORP PLC
2016-11-10
2019-11-15
1. MEDTRONIC PLC SHS
2017-07-25
2019-11-15
1. ALCON SA ACT NOM
2018-10-24
2019-11-15
2. ADVANCED MICRO DEVICES INC
2019-08-19
2019-11-18
1. NEXTERA ENERGY INC
2019-01-07
2019-11-18
1. PEPSICO INC
2017-07-07
2019-11-18
1. ROCKWELL AUTOMATION INC
2019-07-30
2019-11-18
1. TWILIO INC CL A
2017-02-13
2019-11-18
1. VERTEX PHARMACEUTICALS INC
2018-03-02
2019-11-18
1. VISA INC
2017-08-16
2019-11-18
1. ZOETIS INC
2019-04-26
2019-11-18
2. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-11-19
2. HONEYWELL INTERNATIONAL INC
2018-10-30
2019-11-20
5. HONEYWELL INTERNATIONAL INC
2016-11-30
2019-11-20
2. PROCTER & GAMBLE CO/THE
2019-05-08
2019-11-20
7. PROCTER & GAMBLE CO/THE
2018-11-02
2019-11-20
16. SYSCO CORP
2019-07-16
2019-11-20
9. T-MOBILE US INC SHS
2018-02-27
2019-11-20
4. T-MOBILE US INC SHS
2017-01-20
2019-11-20
7. T-MOBILE US INC SHS
2018-09-12
2019-11-20
2. AMERICAN INTERNATIONAL GROUP INC
2019-08-13
2019-11-22
25. EXELON CORP
2018-10-26
2019-11-25
2. EXELON CORP
2018-12-04
2019-11-25
2. EXELON CORP
2018-12-06
2019-11-25
35.19 FNMA PAS3154 04%2044
2019-11-25
2019-11-25
24.54 FNMA PMA3058 04%2047
2019-11-25
2019-11-25
14. ALCON SA ACT NOM
2019-04-17
2019-11-25
1. ALCON SA ACT NOM
2018-10-24
2019-11-25
1. ALCON SA ACT NOM
2019-07-02
2019-11-26
3. ALCON SA ACT NOM
2019-04-17
2019-11-26
1. STEPAN CO
2017-07-24
2019-11-27
1. STEPAN CO
2017-07-25
2019-11-27
5. JOHNSON & JOHNSON
2016-09-13
2019-11-29
6. BRUKER CORP
2018-12-28
2019-12-02
3. BRUKER CORP
2018-12-27
2019-12-02
2. STEPAN CO
2017-07-25
2019-12-02
1. STEPAN CO
2017-07-26
2019-12-03
2. CF INDS HLDGS INC
2019-04-17
2019-12-06
7. CF INDS HLDGS INC
2019-04-17
2019-12-06
3. CF INDS HLDGS INC
2019-04-17
2019-12-06
12. CF INDS HLDGS INC
2019-04-18
2019-12-06
2. MARATHON PETROLEUM CORP
2018-01-17
2019-12-06
6. MARATHON PETROLEUM CORP
2018-01-16
2019-12-06
3. UNITED COMMUNITY BANKS INC/GA
2018-03-22
2019-12-09
3. XILINX INC
2018-09-12
2019-12-09
3. XILINX INC
2018-09-13
2019-12-09
4. CHEVRONTEXACO CORP
2019-06-05
2019-12-10
5. UNITED COMMUNITY BANKS INC/GA
2018-03-22
2019-12-10
1. XILINX INC
2018-09-13
2019-12-10
5. XILINX INC
2018-09-13
2019-12-10
2. XILINX INC
2018-09-14
2019-12-10
3. ICF INTERNATIONAL INC
2019-07-12
2019-12-11
8. UNITED COMMUNITY BANKS INC/GA
2018-03-22
2019-12-11
1. WD-40 CO
2019-06-28
2019-12-11
3. XILINX INC
2019-07-25
2019-12-11
3. XILINX INC
2018-09-14
2019-12-11
2. ICF INTERNATIONAL INC
2019-07-12
2019-12-12
1. UNITED COMMUNITY BANKS INC/GA
2018-03-22
2019-12-12
1. WD-40 CO
2019-07-01
2019-12-12
1. WD-40 CO
2019-06-28
2019-12-12
18. COMPASS GROUP PLC
2016-09-13
2019-12-13
2. DIAGEO PLC SPON ADR NEW
2016-09-27
2019-12-13
4. ROYAL DUTCH SHELL PLC
2017-02-07
2019-12-13
21. ROYAL DUTCH SHELL PLC
2016-09-13
2019-12-13
6. BAXTER INTERNATIONAL INC
2019-08-13
2019-12-16
2. BAXTER INTERNATIONAL INC
2019-08-13
2019-12-16
2. BAXTER INTERNATIONAL INC
2019-08-14
2019-12-16
9. MERCK AND CO INC SHS
2019-01-04
2019-12-16
2. SAGE THERAPEUTICS INC
2019-03-22
2019-12-16
4. BAXTER INTERNATIONAL INC
2019-08-30
2019-12-17
5. BAXTER INTERNATIONAL INC
2019-08-14
2019-12-17
2. MERCK AND CO INC SHS
2019-01-04
2019-12-17
2. SAGE THERAPEUTICS INC
2019-03-26
2019-12-17
1. SAGE THERAPEUTICS INC
2019-03-25
2019-12-17
1. BROADCOM INC
2017-06-20
2019-12-19
1. BROADCOM INC
2017-10-25
2019-12-19
3. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-23
2019-12-19
2. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-25
2019-12-19
3. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-24
2019-12-19
2. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-24
2019-12-19
3. SS&C TECHNOLOGIES HOLDINGS INC
2019-06-03
2019-12-19
2. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-25
2019-12-19
3. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-26
2019-12-19
1. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-30
2019-12-19
3. SS&C TECHNOLOGIES HOLDINGS INC
2018-07-27
2019-12-19
1. BROADCOM INC
2019-01-10
2019-12-20
6. BROADCOM INC
2019-03-28
2019-12-20
3. SS&C TECHNOLOGIES HOLDINGS INC
2019-06-18
2019-12-20
2. SS&C TECHNOLOGIES HOLDINGS INC
2019-06-17
2019-12-20
3. SS&C TECHNOLOGIES HOLDINGS INC
2019-06-03
2019-12-20
4. STEEL DYNAMICS INC
2019-11-15
2019-12-23
22. STEEL DYNAMICS INC
2019-03-20
2019-12-23
20. UNILEVER NV
2019-08-14
2019-12-23
1. UNILEVER NV
2019-08-19
2019-12-24
29.42 FNMA PAS3154 04%2044
2019-12-26
2019-12-26
20.06 FNMA PMA3058 04%2047
2019-12-26
2019-12-26
6. LAMB WESTON HOLDINGS INC
2019-05-15
2019-12-27
6. MONMOUTH REAL ESTATE INVESTMENT CORP
2019-01-22
2019-12-30
5. MONMOUTH REAL ESTATE INVESTMENT CORP
2019-01-22
2019-12-31
44. MONMOUTH REAL ESTATE INVESTMENT CORP
2019-01-23
2019-12-31
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
435
454
-19
b
375
368
7
c
189
234
-45
d
227
258
-31
e
482
322
160
1,138
1,026
112
76
99
-23
76
86
-10
456
299
157
76
89
-13
76
89
-13
76
88
-12
76
89
-13
981
982
-1
981
991
-10
152
153
-1
457
457
181
120
61
154
155
-1
77
88
-11
305
292
13
546
457
89
210
176
34
1,844
1,815
29
1,009
984
25
13
12
1
41
40
1
774
694
80
656
665
-9
292
298
-6
514
463
51
378
316
62
21
21
210
206
4
105
88
17
176
129
47
68
70
-2
887
704
183
14
15
-1
78
71
7
430
389
41
17
17
6
6
725
496
229
792
1,148
-356
248
275
-27
2,977
2,994
-17
2,020
1,973
47
636
425
211
164
175
-11
274
253
21
439
364
75
119
107
12
1,310
955
355
357
258
99
715
521
194
737
998
-261
1,880
1,998
-118
320
272
48
40
30
10
520
394
126
127
84
43
649
526
123
59
53
6
118
97
21
163
174
-11
252
167
85
541
322
219
541
322
219
82
87
-5
494
523
-29
384
465
-81
219
268
-49
616
404
212
389
339
50
1,350
1,137
213
191
125
66
91
79
12
999
838
161
289
292
-3
810
628
182
192
125
67
43
34
9
170
141
29
220
219
1
37
37
376
290
86
200
226
-26
700
594
106
6
6
6
6
37
33
4
110
110
37
37
794
751
43
475
420
55
145
134
11
72
67
5
319
300
19
294
263
31
36
33
3
1,963
1,939
24
362
370
-8
381
320
61
160
175
-15
214
232
-18
321
340
-19
214
232
-18
291
203
88
48
38
10
145
117
28
1,695
1,083
612
671
765
-94
60
77
-17
120
153
-33
241
257
-16
107
116
-9
214
220
-6
161
159
2
241
204
37
243
205
38
243
207
36
243
210
33
241
202
39
581
347
234
389
464
-75
258
232
26
129
116
13
994
590
404
111
100
11
444
444
278
301
-23
167
151
16
65
76
-11
131
155
-24
1,174
947
227
220
338
-118
220
328
-108
220
324
-104
128
152
-24
1,118
923
195
18
18
7
7
62
84
-22
311
380
-69
187
222
-35
491
333
158
1,129
927
202
38
42
-4
19
20
-1
38
39
-1
860
866
-6
917
924
-7
488
322
166
298
273
25
129
122
7
210
236
-26
14
16
-2
352
424
-72
691
831
-140
366
290
76
122
90
32
575
299
276
288
181
107
739
483
256
246
268
-22
246
161
85
734
483
251
136
141
-5
227
238
-11
227
235
-8
182
186
-4
32
36
-4
194
220
-26
162
182
-20
15
15
15
16
-1
127
145
-18
87
95
-8
29
32
-3
364
306
58
31
36
-5
94
109
-15
188
209
-21
58
64
-6
230
232
-2
461
463
-2
230
232
-2
690
338
352
2,000
1,995
5
66
124
-58
198
386
-188
187
219
-32
15
16
-1
102
110
-8
193
371
-178
74
74
31
36
-5
63
73
-10
232
250
-18
450
461
-11
450
471
-21
100
106
-6
300
319
-19
143
148
-5
36
42
-6
72
78
-6
441
478
-37
179
163
16
87
94
-7
239
119
120
98
106
-8
197
210
-13
344
352
-8
141
125
16
141
130
11
34
34
7
7
55
50
5
547
429
118
274
228
46
45
42
3
577
686
-109
614
487
127
91
108
-17
122
144
-22
312
257
55
355
227
128
47
84
-37
280
500
-220
467
645
-178
327
436
-109
1,341
1,168
173
1,037
1,220
-183
1,037
1,167
-130
58
49
9
636
327
309
75
94
-19
213
269
-56
88
89
-1
25
28
-3
339
581
-242
169
289
-120
169
289
-120
85
142
-57
158
166
-8
540
495
45
12
13
-1
110
116
-6
239
236
3
622
585
37
160
259
-99
426
683
-257
185
211
-26
722
833
-111
307
234
73
307
234
73
223
170
53
266
208
58
266
207
59
285
143
142
223
170
53
223
171
52
37
37
10
10
115
93
22
929
968
-39
116
121
-5
254
209
45
183
163
20
165
174
-9
494
677
-183
177
149
28
753
1,094
-341
362
327
35
181
163
18
543
490
53
543
490
53
181
163
18
362
327
35
1,030
758
272
1,997
1,993
4
435
527
-92
653
788
-135
189
284
-95
801
1,467
-666
170
215
-45
408
513
-105
45
112
-67
52
200
-148
97
561
-464
45
262
-217
77
192
-115
6
18
-12
1,068
845
223
178
135
43
356
389
-33
27
25
2
14
22
-8
48
66
-18
136
187
-51
70
86
-16
233
171
62
232
171
61
232
171
61
232
172
60
29
45
-16
51
85
-34
182
172
10
1,091
1,025
66
364
300
64
182
182
26
26
13
13
227
221
6
680
456
224
454
447
7
1,087
1,140
-53
129
180
-51
258
324
-66
903
747
156
748
1,083
-335
1,057
643
414
93
120
-27
1,151
1,113
38
1,996
1,996
529
322
207
108
141
-33
46
60
-14
1,037
1,076
-39
128
77
51
255
134
121
562
405
157
368
269
99
184
134
50
552
410
142
46
61
-15
15
20
-5
92
121
-29
138
182
-44
483
523
-40
517
387
130
563
413
150
44
53
-9
176
216
-40
44
54
-10
307
333
-26
709
532
177
3,970
3,953
17
349
198
151
559
413
146
1,212
916
296
833
495
338
278
242
36
1,768
960
808
239
160
79
159
109
50
398
267
131
90
121
-31
120
164
-44
165
227
-62
15
23
-8
181
196
-15
45
56
-11
302
292
10
302
335
-33
302
292
10
105
115
-10
175
191
-16
839
926
-87
790
1,069
-279
1,376
1,082
294
45
49
-4
75
81
-6
1,300
1,132
168
1,033
840
193
598
480
118
1,520
989
531
395
271
124
1,055
877
178
238
163
75
1,229
983
246
82
61
21
12
12
13
13
246
219
27
82
73
9
862
1,075
-213
229
242
-13
1,349
858
491
1,119
715
404
112
97
15
208
161
47
415
305
110
230
214
16
668
566
102
153
142
11
279
262
17
74
71
3
372
278
94
19
16
3
204
157
47
1,985
1,976
9
1,091
1,066
25
424
366
58
653
484
169
101
117
-16
404
530
-126
202
263
-61
504
481
23
168
180
-12
34
39
-5
83
135
-52
83
133
-50
83
133
-50
929
1,155
-226
272
294
-22
136
149
-13
136
148
-12
272
244
28
137
122
15
325
528
-203
244
406
-162
1,272
1,077
195
49
64
-15
935
1,235
-300
148
169
-21
1,559
1,503
56
1,052
876
176
143
186
-43
143
186
-43
177
161
16
287
290
-3
292
268
24
143
186
-43
143
180
-37
504
330
174
262
225
37
567
515
52
556
317
239
79
45
34
397
227
170
238
135
103
535
325
210
611
363
248
229
136
93
1,070
1,022
48
69
71
-2
158
158
368
385
-17
438
458
-20
423
498
-75
1,190
1,020
170
103
121
-18
103
165
-62
34
55
-21
103
120
-17
103
121
-18
482
495
-13
338
290
48
108
105
3
114
103
11
513
418
95
456
398
58
1,307
1,146
161
231
269
-38
13
15
-2
512
578
-66
79
89
-10
204
174
30
510
378
132
1,020
770
250
607
495
112
39
39
18
18
211
243
-32
717
854
-137
211
243
-32
211
243
-32
251
206
45
407
267
140
240
184
56
763
635
128
229
206
23
106
125
-19
106
125
-19
2,100
1,991
109
212
274
-62
364
469
-105
366
570
-204
182
285
-103
239
192
47
159
133
26
399
366
33
598
557
41
396
374
22
326
245
81
343
340
3
274
273
1
206
208
-2
34
37
-3
137
135
2
302
299
3
713
697
16
204
200
4
435
580
-145
602
532
70
145
211
-66
72
97
-25
72
110
-38
290
207
83
550
491
59
50
44
6
3,981
3,914
67
288
208
80
585
407
178
429
344
85
195
111
84
366
247
119
127
100
27
337
253
84
639
410
229
239
200
39
106
83
23
464
347
117
81
67
14
21
17
4
310
255
55
81
57
24
260
229
31
239
173
66
57
44
13
554
440
114
42
33
9
161
72
89
285
352
-67
1,708
1,890
-182
390
276
114
62
50
12
162
84
78
328
282
46
406
308
98
39
39
21
21
197
166
31
483
369
114
392
341
51
62
59
3
530
464
66
113
98
15
124
118
6
91
89
2
339
212
127
283
242
41
1,162
959
203
118
118
385
311
74
144
115
29
144
114
30
718
573
145
180
191
-11
60
63
-3
30
32
-2
30
30
90
41
49
467
350
117
414
298
116
118
100
18
264
129
135
304
224
80
546
670
-124
42
52
-10
126
164
-38
126
118
8
196
166
30
87
43
44
174
109
65
566
483
83
1,157
1,040
117
2,127
2,007
120
83
70
13
2,111
1,918
193
2,130
2,001
129
80
145
-65
80
149
-69
160
305
-145
413
356
57
83
70
13
324
244
80
81
61
20
650
568
82
972
732
240
238
265
-27
391
380
11
458
431
27
187
178
9
1,479
992
487
341
332
9
351
269
82
289
275
14
289
382
-93
207
273
-66
169
110
59
169
110
59
169
110
59
48
56
-8
145
166
-21
37
37
24
24
408
473
-65
408
466
-58
269
298
-29
1,345
1,581
-236
712
513
199
327
335
-8
65
67
-2
327
356
-29
196
212
-16
65
70
-5
262
265
-3
242
175
67
1,063
1,053
10
82
71
11
328
312
16
82
137
-55
998
978
20
162
273
-111
650
523
127
179
157
22
179
161
18
178
161
17
1,256
769
487
318
261
57
271
306
-35
564
476
88
302
326
-24
504
545
-41
40
26
14
393
399
-6
78
70
8
75
63
12
265
161
104
42
26
16
471
336
135
47
46
1
126
104
22
74
50
24
141
120
21
67
55
12
122
100
22
42
37
5
126
112
14
364
220
144
47
24
23
89
57
32
231
142
89
388
233
155
60
48
12
308
195
113
90
76
14
83
68
15
248
203
45
113
107
6
85
76
9
299
121
178
91
102
-11
822
923
-101
137
156
-19
105
86
19
90
76
14
104
59
45
91
55
36
798
662
136
83
78
5
78
61
17
106
57
49
58
44
14
158
163
-5
347
254
93
201
218
-17
501
558
-57
100
111
-11
57
52
5
52
48
4
92
60
32
111
86
25
59
53
6
79
63
16
234
172
62
135
115
20
198
165
33
100
34
66
209
169
40
179
103
76
120
103
17
359
220
139
354
283
71
886
549
337
243
210
33
849
627
222
1,278
1,166
112
696
544
152
309
242
67
541
470
71
106
112
-6
1,105
1,094
11
88
94
-6
88
93
-5
35
35
25
25
793
802
-9
57
53
4
56
62
-6
168
172
-4
99
91
8
99
92
7
687
589
98
303
175
128
151
85
66
192
184
8
94
90
4
90
89
1
317
313
4
136
134
2
543
532
11
121
148
-27
363
440
-77
93
98
-5
274
227
47
274
232
42
471
470
1
154
163
-9
92
77
15
458
387
71
183
155
28
269
243
26
246
262
-16
195
159
36
275
387
-112
275
232
43
177
162
15
31
33
-2
195
160
35
195
159
36
441
360
81
325
233
92
230
215
15
1,210
1,015
195
503
525
-22
168
175
-7
168
173
-5
805
686
119
140
313
-173
328
351
-23
409
433
-24
179
153
26
137
325
-188
69
158
-89
324
242
82
324
245
79
183
167
16
122
111
11
183
165
18
122
110
12
183
162
21
122
111
11
183
168
15
61
54
7
183
163
20
319
249
70
1,912
1,802
110
183
175
8
122
114
8
183
162
21
138
128
10
758
771
-13
1,140
1,160
-20
57
60
-3
29
29
20
20
517
407
110
87
77
10
72
64
8
638
571
67
222
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-19
b
7
c
-45
d
-31
e
160
112
-23
-10
157
-13
-13
-12
-13
-1
-10
-1
61
-1
-11
13
89
34
29
25
1
1
80
-9
-6
51
62
4
17
47
-2
183
-1
7
41
229
-356
-27
-17
47
211
-11
21
75
12
355
99
194
-261
-118
48
10
126
43
123
6
21
-11
85
219
219
-5
-29
-81
-49
212
50
213
66
12
161
-3
182
67
9
29
1
86
-26
106
4
43
55
11
5
19
31
3
24
-8
61
-15
-18
-19
-18
88
10
28
612
-94
-17
-33
-16
-9
-6
2
37
38
36
33
39
234
-75
26
13
404
11
-23
16
-11
-24
227
-118
-108
-104
-24
195
-22
-69
-35
158
202
-4
-1
-1
-6
-7
166
25
7
-26
-2
-72
-140
76
32
276
107
256
-22
85
251
-5
-11
-8
-4
-4
-26
-20
-1
-18
-8
-3
58
-5
-15
-21
-6
-2
-2
-2
352
5
-58
-188
-32
-1
-8
-178
-5
-10
-18
-11
-21
-6
-19
-5
-6
-6
-37
16
-7
120
-8
-13
-8
16
11
5
118
46
3
-109
127
-17
-22
55
128
-37
-220
-178
-109
173
-183
-130
9
309
-19
-56
-1
-3
-242
-120
-120
-57
-8
45
-1
-6
3
37
-99
-257
-26
-111
73
73
53
58
59
142
53
52
22
-39
-5
45
20
-9
-183
28
-341
35
18
53
53
18
35
272
4
-92
-135
-95
-666
-45
-105
-67
-148
-464
-217
-115
-12
223
43
-33
2
-8
-18
-51
-16
62
61
61
60
-16
-34
10
66
64
6
224
7
-53
-51
-66
156
-335
414
-27
38
207
-33
-14
-39
51
121
157
99
50
142
-15
-5
-29
-44
-40
130
150
-9
-40
-10
-26
177
17
151
146
296
338
36
808
79
50
131
-31
-44
-62
-8
-15
-11
10
-33
10
-10
-16
-87
-279
294
-4
-6
168
193
118
531
124
178
75
246
21
27
9
-213
-13
491
404
15
47
110
16
102
11
17
3
94
3
47
9
25
58
169
-16
-126
-61
23
-12
-5
-52
-50
-50
-226
-22
-13
-12
28
15
-203
-162
195
-15
-300
-21
56
176
-43
-43
16
-3
24
-43
-37
174
37
52
239
34
170
103
210
248
93
48
-2
-17
-20
-75
170
-18
-62
-21
-17
-18
-13
48
3
11
95
58
161
-38
-2
-66
-10
30
132
250
112
-32
-137
-32
-32
45
140
56
128
23
-19
-19
109
-62
-105
-204
-103
47
26
33
41
22
81
3
1
-2
-3
2
3
16
4
-145
70
-66
-25
-38
83
59
6
67
80
178
85
84
119
27
84
229
39
23
117
14
4
55
24
31
66
13
114
9
89
-67
-182
114
12
78
46
98
31
114
51
3
66
15
6
2
127
41
203
74
29
30
145
-11
-3
-2
49
117
116
18
135
80
-124
-10
-38
8
30
44
65
83
117
120
13
193
129
-65
-69
-145
57
13
80
20
82
240
-27
11
27
9
487
9
82
14
-93
-66
59
59
59
-8
-21
-65
-58
-29
-236
199
-8
-2
-29
-16
-5
-3
67
10
11
16
-55
20
-111
127
22
18
17
487
57
-35
88
-24
-41
14
-6
8
12
104
16
135
1
22
24
21
12
22
5
14
144
23
32
89
155
12
113
14
15
45
6
9
178
-11
-101
-19
19
14
45
36
136
5
17
49
14
-5
93
-17
-57
-11
5
4
32
25
6
16
62
20
33
66
40
76
17
139
71
337
33
222
112
152
67
71
-6
11
-6
-5
-9
4
-6
-4
8
7
98
128
66
8
4
1
4
2
11
-27
-77
-5
47
42
1
-9
15
71
28
26
-16
36
-112
43
15
-2
35
36
81
92
15
195
-22
-7
-5
119
-173
-23
-24
26
-188
-89
82
79
16
11
18
12
21
11
15
7
20
70
110
8
8
21
10
-13
-20
-3
110
10
8
67
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
20,614
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
4,613
462,917
0.009965
2017
2,504,274
510,690
4.903707
2016
2,051,731
1,977,609
1.037481
2015
545,524
4,123,524
0.132296
2014
207,131
4,501,585
0.046013
2
Total
of line 1, column (d)
.....................
2
6.129462
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
1.225892
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
478,834
5
Multiply line 4 by line 3
......................
5
586,999
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
276
7
Add lines 5 and 6
........................
7
587,275
8
Enter qualifying distributions from Part XII, line 4
,.............
8
354,729
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
552
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
552
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
552
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
480
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
480
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
72
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
FL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
CO-TRUSTEE
2
7,881
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
MARGARET KRUPA
CO-TRUSTEE
2
0
810 SATURN ST 16
JUPITER
,
FL
33477
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
472,863
b
Average of monthly cash balances
.......................
1b
13,263
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
486,126
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
486,126
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
7,292
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
478,834
6
Minimum investment return.
Enter 5% of line 5
..................
6
23,942
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
23,942
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
552
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
552
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
23,390
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
23,390
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
23,390
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
354,729
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
354,729
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
354,729
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
23,390
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
156,259
c
From 2016
......
1,955,513
d
From 2017
......
2,481,169
e
From 2018
......
0
f
Total
of lines 3a through e
........
4,592,941
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
354,729
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
23,390
e
Remaining amount distributed out of corpus
331,339
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
4,924,280
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
4,924,280
10
Analysis of line 9:
a
Excess from 2015
....
156,259
b
Excess from 2016
....
1,955,513
c
Excess from 2017
....
2,481,169
d
Excess from 2018
....
0
e
Excess from 2019
....
331,339
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
JOHN KRUPA MARGARET KRUPA
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Baptist Health South Florida Foundation
6855 RED ROAD STE 600
Coral Gables
,
FL
331433518
NONE
PC
GENERAL OPERATING
100,000
The Busch Wildlife Sanctuary Inc
2500 JUPITER PARK DR
JUPITER
,
FL
33458
NONE
PC
GENERAL OPERATING
250,000
Total
.................................
3a
350,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
10,549
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
20,614
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
736
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
31,899
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
31,899
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description