TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 10-01-2018 , and ending 09-30-2019

Name of foundation
HSU HWA CHAO FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510

A Employer identification number

33-0591357

B Telephone number (see instructions)

(888) 866-3275

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,344,501J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	87,203		87,203
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-125,957
b	Gross sales price for all assets on line 6a 2,164,297
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	-38,754		87,203
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		5,676	3,405		2,270
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		11,686	172		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		85			85
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	17,447		3,577	0	2,355
25	Contributions, gifts, grants paid.......	391,000				391,000
26	Total expenses and disbursements. Add lines 24 and 25	408,447		3,577	0	393,355
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-447,201
b	Net investment income (if negative, enter -0-)			83,626
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	-1,814	1,611	1,611
	2	Savings and temporary cash investments.........	206,075	31,045	31,045
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	1,600,306	753,229	914,803
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	1,698,659	2,270,025	2,397,042
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,503,226	3,055,910	3,344,501
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	3,503,226	3,055,910
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	3,503,226	3,055,910
	31	Total liabilities and net assets/fund balances (see instructions).	3,503,226	3,055,910

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

3,503,226

Enter amount from Part I, line 27a .....................

-447,201

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

3,056,025

Decreases not included in line 2 (itemize) bullet

115

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

3,055,910

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	.54 INVESCO BALANCED RISK		2016-01-19	2018-12-24
b	873. INVESCO BALANCED RISK		2016-01-19	2018-12-24
c	34. INVESCO BALANCED RISK		2016-12-13	2018-12-24
d	1. INVESCO BALANCED RISK		2016-12-13	2018-12-24
e	24. INVESCO BALANCED RISK		2016-12-13	2018-12-24
	1. INVESCO BALANCED RISK		2017-12-13	2018-12-24
	31. INVESCO BALANCED RISK		2017-12-13	2018-12-24
	1. INVESCO BALANCED RISK		2017-12-13	2018-12-24
	31. INVESCO BALANCED RISK		2017-12-13	2018-12-24
	989. AQR LONG-SHORT EQUITY FUND		2017-05-10	2018-12-26
	199. AQR LONG-SHORT EQUITY FUND		2017-05-31	2018-12-26
	1. AQR LONG-SHORT EQUITY FUND		2017-05-31	2018-12-26
	2. AQR LONG-SHORT EQUITY FUND		2017-12-21	2018-12-26
	.92 AQR LONG-SHORT EQUITY FUND		2017-12-21	2018-12-26
	1. AQR LONG-SHORT EQUITY FUND		2017-12-21	2018-12-26
	22. AQR LONG-SHORT EQUITY FUND		2017-12-21	2018-12-26
	37. AQR LONG-SHORT EQUITY FUND		2017-12-21	2018-12-26
	44. AQR LONG-SHORT EQUITY FUND		2018-12-20	2018-12-26
	27. AQR LONG-SHORT EQUITY FUND		2018-12-20	2018-12-26
	.71 AQR LONG-SHORT EQUITY FUND		2018-12-20	2018-12-26
	100. ACTIVISION BLIZZARD INC		2018-06-19	2018-11-30
	32. ALLIANCE DATA SYS CORP COM		2018-06-19	2018-11-30
	8. AMERICAN TOWER REIT INC		2018-12-24	2019-09-03
	6. AMERICAN WATER WORKS CO INC		2010-07-22	2019-09-03
	1. AMGEN INC		2018-06-19	2019-09-03
	79. AMPHENOL CORP NEW CL A		2018-06-19	2018-12-24
	32. BIOMARIN PHARMACEUTICAL INC		2018-05-17	2018-12-24
	45. BIOMARIN PHARMACEUTICAL INC		2018-06-19	2018-12-24
	15. BLACKROCK INC CL A		2018-06-19	2018-11-30
	205000. BLACKROCK LIQUIDITY FUNDS TEMPCASH		2019-02-19	2019-03-15
	424. BLACKSTONE ALT MULTI		2015-10-09	2018-12-24
	1028. BLACKSTONE ALT MULTI		2015-11-05	2018-12-24
	1. BLACKSTONE ALT MULTI		2015-12-21	2018-12-24
	49. BLACKSTONE ALT MULTI		2015-12-21	2018-12-24
	1. BLACKSTONE ALT MULTI		2016-12-19	2018-12-24
	18. BLACKSTONE ALT MULTI		2017-12-19	2018-12-24
	1. BLACKSTONE ALT MULTI		2017-12-19	2018-12-24
	36. BLACKSTONE ALT MULTI		2018-06-19	2018-12-24
	10. BLACKSTONE ALT MULTI		2018-12-19	2018-12-24
	.42 BLACKSTONE ALT MULTI		2018-12-19	2018-12-24
	.16 BLACKROCK STRATEGIC		2019-03-19	2019-04-10
	107. BLACKROCK STRATEGIC		2018-12-24	2019-04-10
	219.14 BLACKROCK STRATEGIC		2018-12-24	2019-09-03
	102.05 BLACKROCK STRATEGIC		2018-12-24	2019-09-10
	519. BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2018-12-24
	20. BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2018-12-24
	1. BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2018-12-24
	.01 BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-12-24	2018-12-24
	.12 BLACKROCK CREDIT STRATEGIES INCOME FUND		2019-03-19	2019-04-10
	199. BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2019-04-10
	.02 BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2019-04-10
	866.81 BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2019-09-03
	621.37 BLACKROCK CREDIT STRATEGIES INCOME FUND		2018-06-19	2019-09-10
	3. BROADCOM INC		2018-11-30	2019-09-10
	104. CVS HEALTH CORP		2018-12-24	2019-03-19
	94. CONOCOPHILLIPS		2018-11-30	2019-06-03
	33. CONSTELLATION BRANDS INC		2018-06-19	2018-11-30
	3. CONSTELLATION BRANDS INC		2019-02-15	2019-09-03
	172. DR HORTON INC		2018-06-19	2018-10-24
	35. DR HORTON INC		2018-11-30	2019-09-03
	133. DXC TECHNOLOGY CO		2019-03-19	2019-06-03
	.32 DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2018-12-24
	830. DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2018-12-24
	.78 DOUBLELINE TOTAL RETURN BOND FUND		2019-03-19	2019-04-09
	272. DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-04-09
	.02 DOUBLELINE TOTAL RETURN BOND FUND		2019-03-19	2019-04-10
	357. DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-04-10
	.18 DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-04-10
	217. DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-05-01
	.8 DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-05-01
	906.74 DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-09-03
	550.96 DOUBLELINE TOTAL RETURN BOND FUND		2015-01-29	2019-09-10
	.4 DOUBLELINE CORE FIXED INCOME FUND		2016-12-14	2018-10-24
	590. DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2018-10-24
	. DOUBLELINE CORE FIXED INCOME FUND		2016-12-14	2018-12-24
	.96 DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2018-12-24
	139. DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2018-12-24
	275. DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-04-09
	.04 DOUBLELINE CORE FIXED INCOME FUND		2019-03-19	2019-04-09
	.88 DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-04-10
	346. DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-04-10
	.12 DOUBLELINE CORE FIXED INCOME FUND		2019-03-19	2019-04-10
	242. DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-05-01
	.11 DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-05-01
	870.12 DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-09-03
	533.66 DOUBLELINE CORE FIXED INCOME FUND		2016-12-16	2019-09-10
	16. DOUBLELINE SHILLER ENHANCED CAPE/USA		2018-06-19	2018-12-24
	.57 DOUBLELINE SHILLER ENHANCED CAPE/USA		2018-12-06	2018-12-24
	275.96 DOUBLELINE SHILLER ENHANCED CAPE/USA		2018-06-19	2019-09-03
	192.68 DOUBLELINE SHILLER ENHANCED CAPE/USA		2018-06-19	2019-09-10
	18. EQUINIX INC		2018-06-19	2018-12-24
	1. FACEBOOK INC		2018-06-19	2018-11-30
	39. FACEBOOK INC		2018-06-19	2018-11-30
	2. FACEBOOK INC		2018-08-03	2018-11-30
	43. FEDEX CORP		2018-12-24	2019-09-03
	104. GENERAL MILLS INC		2013-07-18	2018-11-30
	57. GENERAL MILLS INC		2018-06-19	2018-11-30
	213. GLOBAL X FUNDS GLOBAL X SOCIAL MEDIA ETF		2018-11-30	2019-01-07
	. GOLDMAN SACHS MUNI BD		2018-09-28	2018-10-18
	1296. GOLDMAN SACHS STRUCTURED		2018-05-23	2018-12-24
	.76 GOLDMAN SACHS STRUCTURED		2018-05-23	2018-12-24
	19. GOLDMAN SACHS STRUCTURED		2018-06-19	2018-12-24
	738. GUGGENHEIM LIMITED DURATION FUND		2018-01-30	2018-12-24
	.06 GUGGENHEIM LIMITED DURATION FUND		2018-01-30	2018-12-24
	.63 GUGGENHEIM LIMITED DURATION FUND		2018-12-20	2018-12-24
	607.25 GUGGENHEIM LIMITED DURATION FUND		2018-01-30	2019-09-03
	206.51 GUGGENHEIM LIMITED DURATION FUND		2018-01-30	2019-09-10
	1. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2018-12-24
	296. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2018-12-24
	14. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2018-12-24
	.58 GUGGENHEIM- TOTAL RETURN BOND FUND		2018-12-20	2018-12-24
	111. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-04-09
	.07 GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-04-09
	.62 GUGGENHEIM- TOTAL RETURN BOND FUND		2019-03-19	2019-04-09
	1. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-04-10
	14. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-04-10
	124. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-04-10
	.71 GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-04-10
	95. GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-05-01
	.44 GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-05-01
	.22 GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-05-01
	375.17 GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-09-03
	205.91 GUGGENHEIM- TOTAL RETURN BOND FUND		2017-08-09	2019-09-10
	200. HALLIBURTON CO		2018-11-30	2018-12-24
	570. OAKMARK INTERNATIONAL FUND		2017-01-17	2018-12-24
	1. OAKMARK INTERNATIONAL FUND		2017-12-15	2018-12-24
	15. OAKMARK INTERNATIONAL FUND		2017-12-15	2018-12-24
	36. OAKMARK INTERNATIONAL FUND		2018-06-19	2018-12-24
	30. OAKMARK INTERNATIONAL FUND		2018-12-13	2018-12-24
	.16 OAKMARK INTERNATIONAL FUND		2018-12-13	2018-12-24
	1. OAKMARK INTERNATIONAL FUND		2018-12-13	2018-12-24
	1. HARTFORD SCHRODERS INTL		2017-01-17	2019-05-01
	559. HARTFORD SCHRODERS INTL		2017-01-17	2019-05-01
	.17 HARTFORD SCHRODERS INTL		2017-01-17	2019-05-01
	.26 HARTFORD SCHRODERS INTL		2019-03-19	2019-05-01
	970. HARTFORD SCHRODERS INTL		2015-11-19	2019-05-01
	1. HARTFORD SCHRODERS INTL		2016-06-29	2019-05-01
	1. HARTFORD SCHRODERS INTL		2016-09-29	2019-05-01
	1. HARTFORD SCHRODERS INTL		2016-12-29	2019-05-01
	1. HARTFORD SCHRODERS INTL		2016-03-30	2019-05-01
	1. HARTFORD SCHRODERS INTL		2019-06-05	2019-07-02
	132. HARTFORD SCHRODERS INTL		2019-06-05	2019-07-02
	1. HARTFORD SCHRODERS INTL		2019-06-14	2019-07-02
	81. HARTFORD SCHRODERS INTL		2019-06-14	2019-07-02
	1. HARTFORD SCHRODERS INTL		2019-02-15	2019-07-02
	267. HARTFORD SCHRODERS INTL		2019-02-15	2019-07-02
	72. HARTFORD SCHRODERS INTL		2017-01-17	2019-07-02
	1. HARTFORD SCHRODERS INTL		2017-12-18	2019-07-02
	1. HARTFORD SCHRODERS INTL		2018-12-18	2019-07-02
	27. HARTFORD SCHRODERS INTL		2017-12-18	2019-07-02
	19. HARTFORD SCHRODERS INTL		2018-12-18	2019-07-02
	25. HARTFORD SCHRODERS INTL		2018-12-18	2019-07-02
	69. HARTFORD SCHRODERS INTL		2018-06-19	2019-07-02
	262. HARTFORD SCHRODERS INTL		2019-03-19	2019-07-02
	.99 HARTFORD SCHRODERS INTL		2019-06-20	2019-07-02
	77. HARTFORD SCHRODERS INTL		2019-06-20	2019-07-02
	789. HARTFORD SCHRODERS INTL		2018-12-24	2019-07-02
	458. HUNTINGTON BANCSHARES INC/OH		2018-06-19	2018-11-30
	22. INVESCO S&P 500 EQUAL WEIGHT ETF		2017-08-28	2019-09-03
	43. INVESCO S&P 500 EQUAL WEIGHT ETF		2017-08-28	2019-09-10
	1228. ISHARES COMEX GOLD TR		2017-05-31	2018-10-31
	52. ISHARES COMEX GOLD TR		2018-06-19	2018-10-31
	672. ISHARES COMEX GOLD TR		2017-05-05	2018-10-31
	298. ISHARES COMEX GOLD TR		2017-05-05	2018-10-31
	298. ISHARES COMEX GOLD TR		2017-05-05	2018-11-30
	52. ISHARES COMEX GOLD TR		2018-06-19	2018-11-30
	1228. ISHARES COMEX GOLD TR		2017-05-31	2018-11-30
	672. ISHARES COMEX GOLD TR		2017-05-05	2018-11-30
	298. ISHARES COMEX GOLD TR		2017-05-05	2018-12-24
	672. ISHARES COMEX GOLD TR		2017-05-05	2018-12-31
	52. ISHARES COMEX GOLD TR		2018-06-19	2018-12-31
	1228. ISHARES COMEX GOLD TR		2017-05-31	2018-12-31
	69. ISHARES COMEX GOLD TR		2017-05-05	2019-04-10
	491. ISHARES COMEX GOLD TR		2017-05-05	2019-09-03
	227. ISHARES CORE S&P MID-CAP ETF		2018-01-24	2018-12-24
	226. ISHARES CORE S&P MID-CAP ETF		2018-06-19	2018-12-24
	438. ISHARES CORE S&P SMALL CAP ETF		2018-06-19	2018-12-24
	58. ISHARES EDGE MSCI USA QUALITY FACTOR ETF		2018-06-19	2019-09-03
	58. ISHARES EDGE MSCI USA QUALITY FACTOR ETF		2018-06-19	2019-09-10
	51. ISHARES EDGE MSCI USA MOMENTUM FACTOR		2018-01-24	2019-09-03
	18. ISHARES EDGE MSCI USA MOMENTUM FACTOR		2018-01-24	2019-09-10
	280. ISHARES CORE MSCI TOTAL INTL STOCK ETF		2018-06-19	2018-12-24
	51. ISHARES CORE DIVIDEND GROWTH ETF		2016-01-19	2018-12-24
	88. ISHARES CORE DIVIDEND GROWTH ETF		2016-01-19	2019-09-03
	87. ISHARES CORE DIVIDEND GROWTH ETF		2016-01-19	2019-09-10
	.3 JOHN HANCOCK INTL GROWTH		2019-03-19	2019-05-01
	541. JOHN HANCOCK INTL GROWTH		2018-05-23	2019-05-01
	1.88 JOHN HANCOCK INTL GROWTH		2018-12-17	2019-09-03
	1. JOHN HANCOCK INTL GROWTH		2018-12-17	2019-09-03
	40. JOHN HANCOCK INTL GROWTH		2018-05-23	2019-09-03
	8.12 JOHN HANCOCK INTL GROWTH		2018-12-17	2019-09-10
	14.53 JOHN HANCOCK INTL GROWTH		2018-12-24	2019-09-10
	.27 JP MORGAN STRATEGIC		2017-05-31	2018-12-24
	248. JP MORGAN STRATEGIC		2017-05-31	2018-12-24
	.19 JP MORGAN STRATEGIC		2017-05-31	2018-12-24
	.93 JP MORGAN STRATEGIC		2017-11-29	2018-12-24
	1. JP MORGAN STRATEGIC		2017-11-29	2018-12-24
	5. JP MORGAN STRATEGIC		2017-12-28	2018-12-24
	1. JP MORGAN STRATEGIC		2017-12-28	2018-12-24
	4. JP MORGAN STRATEGIC		2018-01-30	2018-12-24
	5. JP MORGAN STRATEGIC		2018-02-27	2018-12-24
	5. JP MORGAN STRATEGIC		2018-03-28	2018-12-24
	1. JP MORGAN STRATEGIC		2018-04-27	2018-12-24
	6. JP MORGAN STRATEGIC		2018-04-27	2018-12-24
	5. JP MORGAN STRATEGIC		2018-05-30	2018-12-24
	.5 JP MORGAN STRATEGIC		2019-03-19	2019-04-10
	81. JP MORGAN STRATEGIC		2017-05-31	2019-04-10
	153.43 JP MORGAN STRATEGIC		2017-05-31	2019-09-03
	93.88 JP MORGAN STRATEGIC		2017-05-31	2019-09-10
	3. LAM RESEARCH CORP		2016-01-04	2019-09-03
	5. LAM RESEARCH CORP		2016-01-04	2019-09-10
	23. LOCKHEED MARTIN CORPORATION		2018-06-19	2018-12-24
	2866. LORD ABBETT SHORT DURATION INCOME FUND		2015-11-09	2018-10-24
	.54 LORD ABBETT SHORT DURATION INCOME FUND		2018-03-29	2018-10-24
	27. LORD ABBETT SHORT DURATION INCOME FUND		2018-04-30	2018-10-24
	1. LORD ABBETT SHORT DURATION INCOME FUND		2018-05-31	2018-10-24
	71. LORD ABBETT SHORT DURATION INCOME FUND		2018-05-31	2018-10-24
	.04 LORD ABBETT SHORT DURATION INCOME FUND		2018-06-19	2018-10-24
	1151. LORD ABBETT SHORT DURATION INCOME FUND		2015-11-09	2018-12-24
	.17 LORD ABBETT SHORT DURATION INCOME FUND		2015-11-09	2018-12-24
	.06 LORD ABBETT SHORT DURATION INCOME FUND		2018-06-19	2018-12-24
	3536.56 LORD ABBETT SHORT DURATION INCOME FUND		2015-11-09	2019-09-03
	1272.21 LORD ABBETT SHORT DURATION INCOME FUND		2015-11-09	2019-09-10
	125. MAXIM INTEGRATED PRODUCTS INC		2018-06-19	2018-10-24
	17. MORGAN STANLEY		2019-02-15	2019-09-03
	46. MORGAN STANLEY		2019-06-20	2019-09-03
	176. MORGAN STANLEY		2018-12-24	2019-09-03
	132. NETAPP INC		2019-03-19	2019-06-03
	4. NETFLIX COM INC		2019-06-05	2019-09-24
	4. NETFLIX COM INC		2019-06-14	2019-09-24
	21. NETFLIX COM INC		2018-11-30	2019-09-24
	224. NOBLE ENERGY INC		2018-06-19	2018-11-30
	21. NOBLE ENERGY INC		2019-06-03	2019-09-03
	52. NOBLE ENERGY INC		2019-06-03	2019-09-10
	4. NORTHROP GRUMMAN CORP		2018-12-24	2019-09-03
	1223. PIMCO ALL ASSET ALL AUTHORITY FUND		2017-05-31	2018-12-24
	.24 PIMCO ALL ASSET ALL AUTHORITY FUND		2017-09-14	2018-12-24
	14. PIMCO ALL ASSET ALL AUTHORITY FUND		2017-09-14	2018-12-24
	31. PIMCO ALL ASSET ALL AUTHORITY FUND		2017-12-28	2018-12-24
	1. PIMCO ALL ASSET ALL AUTHORITY FUND		2017-12-28	2018-12-24
	4. PIMCO ALL ASSET ALL AUTHORITY FUND		2018-03-15	2018-12-24
	8. PIMCO ALL ASSET ALL AUTHORITY FUND		2018-06-14	2018-12-24
	6. PIMCO ALL ASSET ALL AUTHORITY FUND		2018-06-19	2018-12-24
	.72 PIMCO ALL ASSET ALL AUTHORITY FUND		2018-06-19	2018-12-24
	.19 PIMCO DYNAMIC BOND FUND		2019-03-19	2019-04-10
	87. PIMCO DYNAMIC BOND FUND		2018-12-24	2019-04-10
	128.66 PIMCO DYNAMIC BOND FUND		2018-12-24	2019-09-03
	101.12 PIMCO DYNAMIC BOND FUND		2018-12-24	2019-09-10
	.07 PIMCO INCOME FUND		2015-02-23	2018-12-24
	606. PIMCO INCOME FUND		2015-02-23	2018-12-24
	.46 PIMCO INCOME FUND		2019-03-19	2019-04-09
	243. PIMCO INCOME FUND		2015-02-23	2019-04-09
	.15 PIMCO INCOME FUND		2019-03-19	2019-04-10
	311. PIMCO INCOME FUND		2015-02-23	2019-04-10
	.23 PIMCO INCOME FUND		2019-03-19	2019-05-01
	.64 PIMCO INCOME FUND		2015-02-23	2019-05-01
	224. PIMCO INCOME FUND		2015-02-23	2019-05-01
	453. PIMCO INCOME FUND		2015-02-23	2019-09-03
	572.78 PIMCO INCOME FUND		2015-02-23	2019-09-10
	601. PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2018-12-24
	.42 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2018-12-24
	.52 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2018-12-24
	315. PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-04-09
	.29 PIMCO DIVERSIFIED INCOME FUND		2019-03-19	2019-04-09
	334. PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-04-10
	.31 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-04-10
	.68 PIMCO DIVERSIFIED INCOME FUND		2019-03-19	2019-04-10
	250. PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-05-01
	.07 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-05-01
	.69 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-05-01
	759.44 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-09-03
	572.25 PIMCO DIVERSIFIED INCOME FUND		2017-02-02	2019-09-10
	68. PRINCIPAL FINANCIAL GROUP INC		2013-07-18	2018-12-24
	67. PRINCIPAL FINANCIAL GROUP INC		2018-06-19	2018-12-24
	8. PROCTER & GAMBLE CO/THE		2018-06-19	2019-09-03
	19. REGENERON PHARMACEUTICALS INC		2018-12-24	2019-06-03
	19. REGENERON PHARMACEUTICALS INC		2019-01-04	2019-09-03
	12. REGENERON PHARMACEUTICALS INC		2019-06-14	2019-09-03
	381. REGIONS FINANCIAL CORP		2018-06-19	2018-11-30
	2647. SPDR PORTFOLIO S&P 500 GROWTH ETF		2018-06-19	2018-12-24
	3882. SPDR PORTFOLIO S&P 500 VALUE ETF		2018-06-19	2018-12-24
	29. SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF		2018-06-19	2018-12-24
	102. SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF		2018-06-19	2019-09-10
	25. SCHLUMBERGER LTD COM		2016-07-18	2018-11-30
	93. SCHLUMBERGER LTD COM		2018-06-19	2018-11-30
	25. SCHLUMBERGER LTD COM		2016-08-11	2019-06-03
	93. SCHLUMBERGER LTD COM		2018-07-13	2019-06-03
	70. SCHLUMBERGER LTD COM		2018-12-24	2019-06-03
	121. SOUTHWEST AIRLINES COMPANY		2018-06-19	2018-12-24
	93. SYSCO CORPORATION		2018-11-30	2019-09-10
	30. TAKE-TWO INTERACTIVE SOFTWARE		2019-02-15	2019-02-20
	57. TAKE-TWO INTERACTIVE SOFTWARE		2018-11-30	2019-02-20
	84. TARGET CORP		2018-06-19	2018-11-30
	14. TARGET CORP		2019-02-15	2019-09-03
	68. TEXAS INSTRUMENTS INC		2018-06-19	2018-11-30
	8. TEXAS INSTRUMENTS INC		2018-07-13	2019-09-03
	7. TEXAS INSTRUMENTS INC		2018-07-13	2019-09-10
	36. 3M CO		2018-06-19	2019-06-03
	7. UNITED TECHNOLOGIES CORP		2004-11-01	2019-09-10
	266. VANGUARD TOTAL INTERNATIONAL STOCK ETF		2018-12-24	2019-05-01
	16. VANGUARD TOTAL INTERNATIONAL STOCK ETF		2018-12-24	2019-09-10
	89. VANGUARD S&P 500 GROWTH ETF		2018-12-24	2019-09-03
	55. VANGUARD S&P 500 GROWTH ETF		2018-12-24	2019-09-10
	96. VANGUARD S&P 500 VALUE ETF		2018-12-24	2019-09-03
	97. VANGUARD S&P 500 VALUE ETF		2018-12-24	2019-09-10
	221. VANGUARD INTERNATIONAL		2018-05-23	2019-05-01
	13. VANGUARD INTERNATIONAL		2018-05-23	2019-09-10
	133. VANGUARD INTL EQUTY INDX		2017-01-17	2019-05-01
	8. VANGUARD INTL EQUTY INDX		2017-01-17	2019-09-10
	1. VANGUARD INTL EQUTY INDX		2018-06-19	2019-09-10
	36. VANGUARD MID-CAP ETF		2018-12-24	2019-09-03
	38. VANGUARD MID-CAP ETF		2018-12-24	2019-09-10
	42. VANGUARD SMALL-CAP ETF		2018-12-24	2019-09-03
	21. VANGUARD SMALL-CAP ETF		2018-12-24	2019-09-10
	257. VIACOM INC		2018-06-19	2018-12-24
	319. VIACOM INC		2019-03-19	2019-09-03
	.8 VIRTUS KAR INTERNATIONAL SMALL-CAP FUND		2019-07-02	2019-09-03
	31.16 VIRTUS KAR INTERNATIONAL SMALL-CAP FUND		2019-07-02	2019-09-03
	40.1 VIRTUS KAR INTERNATIONAL SMALL-CAP FUND		2019-07-02	2019-09-10
	61. ZIMMER HLDGS INC COM		2018-06-19	2018-12-24
	500. ALLERGAN PLC		2013-10-01	2018-11-14
	250. ALLERGAN PLC		2013-10-01	2018-11-20
	250. ALLERGAN PLC		2013-10-01	2018-11-28
	250. ALLERGAN PLC		2013-10-01	2018-12-06
	250. ALLERGAN PLC		2013-10-01	2018-12-12
	250. ALLERGAN PLC		2013-10-01	2018-12-19
	250. ALLERGAN PLC		2013-10-01	2019-01-09
	250. ALLERGAN PLC		2013-10-01	2019-01-30
	250. ALLERGAN PLC		2013-10-01	2019-02-05
	250. ALLERGAN PLC		2013-10-01	2019-02-11
	250. ALLERGAN PLC		2013-10-01	2019-02-12
	500. ALLERGAN PLC		2013-10-01	2019-05-31
	500. ALLERGAN PLC		2013-10-01	2019-06-04
	500. ALLERGAN PLC		2013-10-01	2019-06-11
	500. ALLERGAN PLC		2013-10-01	2019-06-13
	500. ALLERGAN PLC		2013-10-01	2019-06-18
	500. ALLERGAN PLC		2013-10-01	2019-06-19
	300. ALLERGAN PLC		2013-10-01	2019-06-25
	45. ACCENTURE PLC SHS		2018-06-19	2018-12-24
	307. INVESCO LTD		2018-11-30	2018-12-24
	5. MEDTRONIC PLC SHS		2018-06-19	2019-09-03
	77. APTIV PLC SHS		2018-06-19	2018-11-30
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	5	5
b	8,861	8,817	44
c	345	361	-16
d	10	10
e	244	255	-11
	10	10
	315	335	-20
	10	11	-1
	315	335	-20
	10,474	13,628	-3,154
	2,107	2,740	-633
	11	14	-3
	21	28	-7
	10	13	-3
	11	14	-3
	233	310	-77
	392	522	-130
	466	479	-13
	286	294	-8
	8	9	-1
	4,973	7,703	-2,730
	6,366	7,491	-1,125
	1,892	1,228	664
	775	129	646
	206	186	20
	6,004	7,069	-1,065
	2,574	2,810	-236
	3,620	4,287	-667
	6,379	7,886	-1,507
	205,103	205,103
	4,371	4,354	17
	10,599	10,691	-92
	10	10
	505	494	11
	10	10
	186	194	-8
	10	10
	371	381	-10
	103	104	-1
	4	4
	2	2
	1,048	1,027	21
	2,176	2,104	72
	1,010	980	30
	5,034	5,257	-223
	194	203	-9
	10	10

	1	1
	2,014	2,016	-2

	8,946	8,781	165
	6,413	6,294	119
	869	710	159
	5,930	6,598	-668
	5,598	6,206	-608
	6,451	7,642	-1,191
	623	523	100
	6,047	7,153	-1,106
	1,734	1,298	436
	6,277	8,866	-2,589
	3	4	-1
	8,657	9,213	-556
	8	8
	2,861	3,019	-158

	3,759	3,963	-204
	2	2
	2,279	2,400	-121
	8	9	-1
	9,820	10,065	-245
	5,917	6,116	-199
	4	4
	6,254	6,319	-65

	10	10
	1,476	1,489	-13
	2,976	2,945	31

	10	9	1
	3,751	3,706	45
	1	1
	2,621	2,592	29
	1	1
	9,754	9,319	435
	5,934	5,715	219
	194	255	-61
	7	9	-2
	4,203	4,396	-193
	2,996	3,069	-73
	6,119	7,237	-1,118
	140	203	-63
	5,458	7,689	-2,231
	280	356	-76
	6,656	6,605	51
	4,385	5,332	-947
	2,403	2,561	-158
	6,155	6,237	-82

	12,714	16,913	-4,199
	7	10	-3
	186	242	-56
	18,177	18,288	-111
	1	1
	15	16	-1
	15,029	15,048	-19
	5,095	5,117	-22
	27	27
	7,882	8,013	-131
	373	379	-6
	15	15
	2,966	3,005	-39
	2	2
	17	17
	27	27
	374	379	-5
	3,315	3,357	-42
	19	19
	2,539	2,572	-33
	12	12
	6	6
	10,388	10,156	232
	5,640	5,574	66
	5,056	6,239	-1,183
	11,303	13,424	-2,121
	20	24	-4
	297	418	-121
	714	972	-258
	595	633	-38
	3	3
	20	26	-6
	9	9
	5,098	4,975	123
	2	1	1
	2	2
	8,846	7,983	863
	9	8	1
	9	8	1
	9	8	1
	9	8	1
	9	9
	1,196	1,147	49
	9	9
	734	710	24
	9	8	1
	2,419	2,400	19
	652	641	11
	9	9
	9	8	1
	245	273	-28
	172	158	14
	227	207	20
	625	680	-55
	2,374	2,397	-23
	9	9
	698	695	3
	7,148	6,344	804
	6,680	7,044	-364
	2,294	2,029	265
	4,632	3,965	667
	3	3

	2	2
	1	1
	1	1

	3	3
	2	2
	3,624	3,508	116
	2	2

	3	3
	864	812	52
	7,247	5,778	1,469
	35,851	44,919	-9,068
	35,693	45,035	-9,342
	28,870	37,667	-8,797
	5,230	4,950	280
	5,341	4,950	391
	6,124	5,687	437
	2,139	2,007	132
	14,327	16,934	-2,607
	1,604	1,226	378
	3,334	2,115	1,219
	3,376	2,091	1,285
	8	8
	14,861	15,738	-877
	52	45	7
	28	25	3
	1,107	1,164	-57
	226	196	30
	404	333	71
	3	3
	2,817	2,897	-80
	2	2
	11	11
	11	12	-1
	57	58	-1
	11	12	-1
	45	47	-2
	57	58	-1
	57	58	-1
	11	12	-1
	68	70	-2
	57	58	-1
	6	6
	934	946	-12
	1,760	1,792	-32
	1,078	1,096	-18
	637	232	405
	1,142	386	756
	5,683	6,942	-1,259
	11,894	12,496	-602
	2	2
	112	113	-1
	4	4
	295	297	-2

	4,754	5,018	-264
	1	1

	14,924	15,419	-495
	5,356	5,547	-191
	6,137	7,511	-1,374
	695	711	-16
	1,881	1,999	-118
	7,197	6,619	578
	7,739	8,859	-1,120
	1,021	1,409	-388
	1,021	1,360	-339
	5,358	5,978	-620
	5,296	7,797	-2,501
	464	451	13
	1,254	1,116	138
	1,465	908	557
	10,114	10,896	-782
	2	2
	116	126	-10
	256	275	-19
	8	9	-1
	33	35	-2
	66	69	-3
	50	51	-1
	6	6
	2	2
	942	927	15
	1,371	1,370	1
	1,081	1,077	4
	1	1
	7,139	7,424	-285
	6	5	1
	2,923	2,977	-54
	2	2
	3,744	3,810	-66
	3	3
	8	8
	2,699	2,744	-45
	5,391	5,550	-159
	6,839	7,017	-178
	6,202	6,382	-180
	4	5	-1
	5	6	-1
	3,424	3,345	79
	3	3
	3,637	3,547	90
	3	3
	7	7
	2,723	2,655	68
	1	1
	7	7
	8,506	8,065	441
	6,381	6,077	304
	2,827	2,714	113
	2,786	3,735	-949
	968	610	358
	5,872	6,517	-645
	5,389	6,590	-1,201
	3,403	3,754	-351
	6,276	7,215	-939
	80,982	94,868	-13,886
	100,271	115,790	-15,519
	952	1,068	-116
	3,872	3,757	115
	1,127	1,984	-857
	4,193	6,114	-1,921
	883	1,740	-857
	3,284	5,209	-1,925
	2,472	2,474	-2
	5,393	6,257	-864
	7,142	6,225	917
	2,658	2,779	-121
	5,050	6,225	-1,175
	5,949	6,418	-469
	1,492	1,022	470
	6,755	7,712	-957
	972	824	148
	876	721	155
	5,767	7,161	-1,394
	938	241	697
	14,189	12,236	1,953
	825	736	89
	14,270	11,313	2,957
	8,883	6,991	1,892
	10,605	8,910	1,695
	11,116	9,003	2,113
	14,734	14,609	125
	859	859
	14,164	12,966	1,198
	817	780	37
	102	118	-16
	5,876	4,718	1,158
	6,321	4,981	1,340
	6,301	5,260	1,041
	3,228	2,630	598
	6,594	7,493	-899
	7,790	8,905	-1,115
	13	14	-1
	520	545	-25
	682	701	-19
	5,961	6,812	-851
	79,040	72,000	7,040
	38,222	36,000	2,222
	38,500	36,000	2,500
	38,408	36,000	2,408
	38,448	36,000	2,448
	34,132	36,000	-1,868
	36,250	36,000	250
	36,007	36,000	7
	34,630	36,000	-1,370
	33,258	36,000	-2,742
	34,413	36,000	-1,587
	61,499	72,000	-10,501
	63,444	72,000	-8,556
	62,717	72,000	-9,283
	61,133	72,000	-10,867
	58,153	72,000	-13,847
	62,749	72,000	-9,251
	49,208	43,200	6,008
	6,045	7,326	-1,281
	4,926	6,235	-1,309
	536	432	104
	5,553	7,731	-2,178
			6,604

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b			44
c			-16
d
e			-11

			-20
			-1
			-20
			-3,154
			-633
			-3
			-7
			-3
			-3
			-77
			-130
			-13
			-8
			-1
			-2,730
			-1,125
			664
			646
			20
			-1,065
			-236
			-667
			-1,507

			17
			-92

			11

			-8

			-10
			-1


			21
			72
			30
			-223
			-9



			-2

			165
			119
			159
			-668
			-608
			-1,191
			100
			-1,106
			436
			-2,589
			-1
			-556

			-158

			-204

			-121
			-1
			-245
			-199

			-65


			-13
			31

			1
			45

			29

			435
			219
			-61
			-2
			-193
			-73
			-1,118
			-63
			-2,231
			-76
			51
			-947
			-158
			-82

			-4,199
			-3
			-56
			-111

			-1
			-19
			-22

			-131
			-6

			-39



			-5
			-42

			-33


			232
			66
			-1,183
			-2,121
			-4
			-121
			-258
			-38

			-6

			123
			1

			863
			1
			1
			1
			1

			49

			24
			1
			19
			11

			1
			-28
			14
			20
			-55
			-23

			3
			804
			-364
			265
			667








			116



			52
			1,469
			-9,068
			-9,342
			-8,797
			280
			391
			437
			132
			-2,607
			378
			1,219
			1,285

			-877
			7
			3
			-57
			30
			71

			-80


			-1
			-1
			-1
			-2
			-1
			-1
			-1
			-2
			-1

			-12
			-32
			-18
			405
			756
			-1,259
			-602

			-1

			-2

			-264


			-495
			-191
			-1,374
			-16
			-118
			578
			-1,120
			-388
			-339
			-620
			-2,501
			13
			138
			557
			-782

			-10
			-19
			-1
			-2
			-3
			-1


			15
			1
			4

			-285
			1
			-54

			-66


			-45
			-159
			-178
			-180
			-1
			-1
			79

			90


			68


			441
			304
			113
			-949
			358
			-645
			-1,201
			-351
			-939
			-13,886
			-15,519
			-116
			115
			-857
			-1,921
			-857
			-1,925
			-2
			-864
			917
			-121
			-1,175
			-469
			470
			-957
			148
			155
			-1,394
			697
			1,953
			89
			2,957
			1,892
			1,695
			2,113
			125

			1,198
			37
			-16
			1,158
			1,340
			1,041
			598
			-899
			-1,115
			-1
			-25
			-19
			-851
			7,040
			2,222
			2,500
			2,408
			2,448
			-1,868
			250
			7
			-1,370
			-2,742
			-1,587
			-10,501
			-8,556
			-9,283
			-10,867
			-13,847
			-9,251
			6,008
			-1,281
			-1,309
			104
			-2,178

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-125,957
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017
2016
2015
2014
2013

Total of line 1, column (d) .....................

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

Multiply line 4 by line 3......................

Enter 1% of net investment income (1% of Part I, line 27b)...........

Add lines 5 and 6........................

Enter qualifying distributions from Part XII, line 4,.............

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	1,673
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	1,673
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,673
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	4,674
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	4,674
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	3,001
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax1,676	Refunded	11	1,325

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

BANK OF AMERICA Telephone no. bullet

(888) 866-3275

Located at bullet

114 W 47TH ST NY8-114-07-07NEW YORKNY ZIP+4 bullet

100361510

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
PHYLIS Y HSIA	PRESIDENT 1	0
3124 SCHOLARSHIP IRVINE,CA92612	PRESIDENT 1	0
DAVID C HSIA	SECRETARY 1	0
3124 SCHOLARSHIP IRVINE,CA92612	SECRETARY 1	0
SUSAN HSIA LEW	DIRECTOR 1	0
1788 PORT STANHOPE CIRCLE NEWPORT BEACH,CA92660	DIRECTOR 1	0
DANIEL HSIA	DIRECTOR 1	0
1590 ROSECRANS AVE STE D406 MANHATTAN BEACH,CA90266	DIRECTOR 1	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,386,046

Average of monthly cash balances.......................

169,764

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

3,555,810

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

3,555,810

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

53,337

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

3,502,473

Minimum investment return. Enter 5% of line 5..................

175,124

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

175,124

Tax on investment income for 2018 from Part VI, line 5......

1,673

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,673

Distributable amount before adjustments. Subtract line 2c from line 1............

173,451

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

173,451

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

173,451

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

393,355

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

393,355

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

393,355

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					173,451
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				185,768
b Total for prior years:2016, 2015, 20			204,517
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 393,355
a Applied to 2017, but not more than line 2a				185,768
b Applied to undistributed income of prior years (Election required—see instructions).....			204,517
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					3,070
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					170,381
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	0

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

PHYLIS Y HSIA DAVID C HSIA

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ENVIRONMENTAL DEFENSE FUND INC 257 PARK AVENUE SOUTH NEW YORK,NY10010	N/A	PC	UNRESTRICTED GENERAL	30,000
COOPERATIVE FOR ASSISTANCE & RELIEF EVERYWHERE 151 ELLIS ST NE ATLANTA,GA30303	N/A	PC	UNRESTRICTED GENERAL	5,000
EVERYTOWN FOR GUN SAFETY SUPPORT FUND INC PO BOX 4184 NEW YORK,NY10163	N/A	PC	UNRESTRICTED GENERAL	22,000
NEWS LITERACY PROJECT INC 5525 DEVON ROAD BETHESDA,MD20814	N/A	PC	UNRESTRICTED GENERAL	6,000
SAGE HILL SCHOOL 20402 NEWPORT COAST DR NEWPORT COAST,CA92657	N/A	PC	UNRESTRICTED GENERAL	3,750
ST MARY & ALL ANGELS CHRISTIAN CHURCH 7 PURSUIT ALISO VIEJO,CA92656	N/A	PC	UNRESTRICTED GENERAL	3,750
PROJECT DRAWDOWN 3450 SACRAMENTO ST SAN FRANCISCO,CA94118	N/A	PC	UNRESTRICTED GENERAL	20,000
LITTLE RED DOG INC 23046 AVENIDA DE LA CARLOTA LAGUANA HILLS,CA92653	N/A	PC	UNRESTRICTED GENERAL	500
CLIMATE ACTION CAMPAIGN 4452 PARK BLVD STE 209 SAN DIEGO,CA92116	N/A	PC	UNRESTRICTED GENERAL	5,000
AL OTRO LADO INC 1200 N STATE STREET 1008 LOS ANGELES,CA90033	N/A	PC	UNRESTRICTED GENERAL	10,000
WORLD WILDLIFE FUND INC 1250 24TH ST NW WASHINGTON,DC20037	N/A	PC	UNRESTRICTED GENERAL	1,500
ILLUMINATION FOUNDATION 1091 N BATAVIA ST ORANGE,CA92867	N/A	PC	UNRESTRICTED GENERAL	2,500
NATIONAL DOMESTIC VIOLENCE HOTLINE PO BOX 161810 AUSTIN,TX78716	N/A	PC	UNRESTRICTED GENERAL	5,000
ORANGE COUNTY JUSTICE FUND 695 TOWN CENTER DRIVE COSTA MESA,CA92626	N/A	PC	UNRESTRICTED GENERAL	10,000
KINDRED SPIRITS CHORUS - IRVINE 5051 BEREAN LN IRVINE,CA92603	N/A	PC	UNRESTRICTED GENERAL	1,000
ALLIANCE FOR CLIMATE PROTECTION 750 NINTH STREET NW STE 520 WASHINGTON,DC20001	N/A	PC	UNRESTRICTED GENERAL	10,000
UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION 100 THEORY DR STE 250 IRVINE,CA92617	N/A	PC	UNRESTRICTED GENERAL	120,000
CALIFORNIA WESTERN SCHOOL OF LAW 225 CEDAR ST SAN DIEGO,CA92101	N/A	PC	UNRESTRICTED GENERAL	500
HUMAN OPTIONS INC 5540 TRABUCO ROAD STE 100 IRVINE,CA92620	N/A	PC	UNRESTRICTED GENERAL	15,000
MANHATTAN BEACH EDUCATION FOUNDATION PO BOX 1110 MANHATTAN BEACH,CA90266	N/A	PC	UNRESTRICTED GENERAL	3,500
ASIAN PACIFIC COMMUNITY FUND OF SOUTHERN CALIFORNIA 1145 WILSHIRE BLVD STE 105 LOS ANGELES,CA90017	N/A	PC	UNRESTRICTED GENERAL	100,000
SOUTHERN CALIFORNIA PUBLIC RADIO 474 S RAYMOND AVE PASADENA,CA91105	N/A	PC	UNRESTRICTED GENERAL	16,000
Total ................................. 3a				391,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	87,203
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	-125,957
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				-38,754

13Total. Add line 12, columns (b), (d), and (e)..................

-38,754

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Stock	End of Year Book Value	End of Year Fair Market Value
030420103 AMERICAN WTR WKS CO	3,230	9,809
032095101 AMPHENOL CORP NEW	8,926	8,975
478160104 JOHNSON & JOHNSON CO	6,725	7,116
512807108 LAM RESH CORP COM	3,913	9,938
G5960L103 MEDTRONIC PLC SHS	8,406	10,319
02079K305 ALPHABET INC SHS	10,259	10,990
084670702 BERKSHIRE HATHAWAYIN	4,775	7,489
09061G101 BIOMARIN PHARMACEUTI
30231G102 EXXON MOBIL CORP	6,670	8,826
30303M102 FACEBOOK INC	7,393	9,260
57772K101 MAXIM INTERGRATED PR
88579Y101 3M CO
92553P201 VIACOM INC NEW
023135106 AMAZON COM INC	8,640	8,680
09247X101 BLACKROCK INC CL A	9,436	9,358
742718109 PROCTER & GAMBLE CO	6,402	10,448
92343V104 VERIZON COMMUNICATIO	7,644	9,718
036752103 ANTHEM INC	8,508	8,163
30212P303 EXPEDIA INC	9,380	10,215
58933Y105 MERCK AND CO INC SHS	3,882	9,176
594918104 MICROSOFT CORP COM	1,461	9,732
74251V102 PRINCIPAL FINL GROUP
806857108 SCHLUMBERGER LIMITED
98956P102 ZIMMER HLDGS INC
025816109 AMERICAN EXPRESS COM	6,895	8,398
16119P108 CHARTER COMMUNICATIO	7,325	10,303
446150104 HUNTINGTON BANCSHARE
882508104 TEXAS INSTRUMENTS IN	8,093	9,951
G1151C101 ACCENTURE PLC SHS
001055102 AFLAC INC	3,605	8,267
34959J108 FORTIVE CORP	7,945	8,090
844741108 SOUTHWEST AIRLINES C
87612E106 TARGET CORP	7,005	10,263
883556102 THERMO ELECTRON CORP	6,702	9,321
913017109 UNITED TECHNOLOGIES	5,336	9,966
G6095L109 APTIV PLC SHS
018581108 ALLIANCE DATA SYS CO
031162100 AMGEN INC	9,206	9,676
21036P108 CONSTELLATION BRANDS	8,636	10,157
23331A109 D R HORTON INC	7,985	10,858
29444U700 EQUINIX INC
370334104 GENERAL MILLS INC CO
46625H100 J P MORGAN CHASE & C	6,074	10,592
539830109 LOCKHEED MARTIN CORP
778296103 ROSS STORES INC	8,297	10,546
92826C839 VISA INC CL A SHRS	3,926	8,945
655044105 NOBLE ENERGY INC	8,705	9,186
7591EP100 REGIONS FINL CORP NE	9,916	10,093
79466L302 SALESFORCE COM INC	9,207	9,649
00507V109 ACTIVISION BLIZZARD
278865100 ECOLAB INC COM	7,219	9,902
G0177J108 ALLERGAN PLC	365,040	426,615
124857202 CBS CORP NEW	7,402	7,307
44980X109 IPG PHOTONICS CORP D	8,916	9,492
075887109 BECTON DICKINSON AND	8,800	9,107
459200101 INTERNATIONAL BUSINE	6,217	7,271
406216101 HALLIBURTON COMPANY	9,799	8,652
M2682V108 CYBER-ARK SOFTWARE L	8,080	7,986
H1467J104 CHUBB LTD	8,096	9,525
11135F101 BROADCOM LTD	8,329	9,386
254687106 DISNEY (WALT) COMPAN	7,464	9,513
25278X109 DIAMONDBACK ENERGY I	10,260	8,811
595017104 MICROCHIP TECHNOLOGY	8,858	9,570
609207105 MONDELEZ INTERNATION	7,693	9,349
666807102 NORTHROP GRUMMAN COR	6,601	10,494
848637104 SPLUNK INC	8,749	9,429
00724F101 ADOBE SYS INC COM	7,817	9,945
285512109 ELECTRONIC ARTS	10,363	10,467
03027X100 AMERICAN TOWER REIT	7,018	9,509

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
46432F396 ISHARES EDGE MSCI US	AT COST	79,197	84,668
46432F834 ISHARES TR CORE MSCI
78464A409 SPDR DJ WILSHR LG CA	AT COST	95,250	97,964
78468R788 SPDR S AND P 500 HIG	AT COST	41,326	42,234
40168W483 GUGGENHEIM LIMITED	AT COST	161,521	161,407
413838202 HARRIS ASSOC INVT TR
00203H446 AQR LONG SHORT EQUIT
09257V201 BLACKSTONE ALT MULTI
41665H417 HARTFORD SCHRODERS I
46137V357 INVESCO S&P 500 EQUA	AT COST	62,190	70,576
464285105 ISHARES COMEX GOLD T	AT COST	29,117	33,276
258620822 DOUBLELINE SHILLER	AT COST	65,475	65,391
40168W525 GUGGENHEIM TOTAL RET	AT COST	120,857	123,130
464287507 ISHARES CORE S&P MID	AT COST	14,784	15,072
258620301 DOUBLELINE CORE FIXE	AT COST	119,611	122,933
47803T627 JOHN HANCOCK INTL GR	AT COST	12,932	14,691
00141V697 INVESCO BALANCED RIS
46432F339 ISHARES EDGE MSCI US	AT COST	87,489	93,971
4812A4351 JP MORGAN STRATEGIC	AT COST	34,174	33,746
922042718 VANGUARD INTL EQUTY	AT COST	14,222	14,885
258620103 DOUBLELINE TOTAL RET	AT COST	123,626	122,921
72201M719 PIMCO INCOME FUND CL	AT COST	124,563	123,161
46434V621 ISH TR CORE DIVID GR	AT COST	39,942	56,753
543916464 LORD ABBETT SHORT	AT COST	161,041	161,155
72201M438 PIMCO ALL ASSET ALL
72201M826 PIMCO DIVERSIFIED IN	AT COST	118,202	122,714
78464A508 SPDR DR WLSHR LG CAP	AT COST	13,589	13,839
921946810 VANGUARD INTERNATION	AT COST	13,697	15,045
38144N593 GOLDMAN SACHS STRUCT
464287804 ISHARES CORE S&P SMA	AT COST	11,653	12,299
09260C604 BLACKROCK CREDIT
09260B887 BLACKROCK CREDIT	AT COST	120,600	123,145
921909768 VANGUARD TOTAL INTL	AT COST	14,019	14,930
921932505 VANGUARD S&P 500 GRO	AT COST	78,913	97,643
72201M453 PIMCO UNCONSTRAINED	AT COST	33,879	33,743
922908629 VANGUARD MID-CAP ETF	AT COST	78,928	98,381
92828W825 VIRTUS KAR INTERNATI	AT COST	15,247	14,846
09260B382 BLACKROCK STRATEGIC	AT COST	32,905	33,741
922908751 VANGUARD SMALL CAP	AT COST	28,719	34,317
921932703 VANGUARD S AND P 500	AT COST	114,464	136,572
09248U643 BLACKROCK LIQUIDITY	AT COST	207,893	207,893

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
STATE FILING FEE	85	0		85
OTHER EXPENSE (NON-DEDUCTIBLE		0		0

Category	Amount	Net Investment Income
FOREIGN TAXES	144	144
EXCISE TAX - PRIOR YEAR	6,840	0
EXCISE TAX ESTIMATES	4,674	0
FOREIGN TAXES ON NONQUALIFIED	28	28